Note: Descriptions are shown in the official language in which they were submitted.
2 ~ 90 ~ ~9
MT`THOD AND APPARATUS FOR IT TTTMTNATION AND IMAGING OF A SURFAC~
Backqround of the Invention. --
This invention relates to methods and devices forilluminating a surface and obtaining an image of the surface, and
particularly to hand-held illumination and imaging devices for ~:
the purpose of reading labels having information in a code, such
as a bar code, or an ~lr~A - ic format.
Devices for imaging of surfaces provide an electronic
representation of an image of the surface of an object. The
representation in electronic form is then stored or transmitted
to an appropriate data processing apparatus. If information is
stored in the label in alphanumeric format, the image would be
transmitted to a data processing apparatus having character
recognition capacity. Typically, however, routine information is
printed in a code format. A common example is a bar code label
affixed to the surface of a package. The bar code label contains
information about the package's origin, destination, order
number, and the like. To retrieve the information from the bar
code label, an appropriate imaging device electronically creates
a digitized image of the bar code label. That image is then
transferred to a processing computer. The processing computer
deciphers the desired information from the digitized image.
An imaging device can be either machine-mounted or
hand-held. Portable hand-held devices are ~CpC-'IAlly useful when
processing is required at remote locations. Such devices are
21 901 89
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also useful when the objects to which labels have been applied
may be in a variety of sizes or positions.
The ability to retrieve data from the surface of an
object depends largely on the quality of the digital image
obtained by the imaging device. Glares, shadows and non-
uniformity in illumination on the surface during the imaging
process result in degradation of th~ digital image. More speci-
fically, image processing software may be unable to reliably
identify the optical characteristics (such as color) of every
portion of the label. As a result, data will be lost. Uniform
illumination over a surface is ~p~ l l y important when reading
inform2tion on an alphanumeric label or in a two-dimensional
encoded format where there is a minimum of redundancy.
Non-uniform ambient light is one source of non-
uniformity in illumination. A second problem, which is particu-
larly common in shipping of packages and letters, results from
the practice of placing a shiny protective layer, such as trans-
parent tape, over the label. Such tape will cause specular
reflection from the surface, which will obscure the image of the
underlying label.
A desirable goal in obtaining images of labels is to
obtain the image as ouickly as possible. I'his goal mzkes it
desirable to be able to capture the entire image of a two-
dimensional label substantially instantaneously.
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The use of charge-coupled device based cameras has been
proposed for obtaining images of labels. ~lowever, CCD-based
cameras are subject to the drawback that the photo-charges in the
potential wells in the CCD array can exceed the capacity of the
potential wells in the presence of intense illumination. Charges
spill over into adjacent potential wells, which rh~- is
known as blooming. Blooming, of course, results in loss of
inf ormation .
Furthermore, relative motion of the camera and the
substrate can cause blurring of the obtained image. For example,
a normal video exposure time is 0.033 seconds. In that time, an
object moving at 5 inches per second moves 0.165 inches, which,
in 100 dpi image resolution, is 16.5 pixels. Such a pixel shift
will provide a very blurred image, with resulting loss of data.
It is an object of this invention to provide a method
and apparatus for illumination and imaging of a surface which
obtains accurate images in a short amount of time.
It is a particular object of this invention to provide
a method and apparatus for illumination and imaging of a surface
which employs a CCD-based camera which is not subject to ~looming
or to blurring.
It is a further particular object of this invention to
provide an appar~tus and method for illumination and imaging of a
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surface which is not subject to 6pecular reflection from the
surface .
Additional objects and advantages of the invention will
become apparent from the detailed description of a preferred
~--h~ nt which follows.
.,
Summarv of the Invention.
An apparatus for illumination and imaging of a surface
includes means for illuminating the surface, means for obtaining
an image of the illuminated surface and providing an output
signal representative of the obtained image, and shutter means
for limiting the exposure time of the image obtaining means to a
selected fast exposure time less than the video frame rate.
An apparatus for illumination and imaging of a surface
includes a shroud having an op2S~ue side wall, a lower edge of
which side wall defines a bottom opening, me2ns, mounted in the
shroud, for illuminating the surface through the bottom opening,
and means, comprising a CCD-based camera mounted in the shroud,
for obtaining an im2ge of the illuminated surface and providing
an output signal representative of the obtained image.
An apparatus for illumination and imaging of a surface
includes means for illuminating the surface, means for obtaining
an image of the illuminated surface and providing an output
signal representative of the obtained image, first light
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polarizing means intermediate the illuminating means and the
illuminated surface, and second light polarizing means, orthogo-
nal to the first light polarizing means, intermediate the illumi-
nated surface and the image obtaining means.
A method for illumination and imaging of a surface
includes the steps of illuminating the surface, obtaining an
image of the illuminated surface while selectively limiting the
exposure time to a selected fast exposure time less than the
video frame rate and providing an output signal representative of
the obtained image.
A method for illumination and imaging of a surface,
includes the steps of providing a shroud having an opac~ue side
wall, a lower edge of which defines a bottom opening, employing a
light source mounted in the shroud to illuminate the surface
through the bottom opening, and employing a CCD-b2sed camera
mounted in the shroud for obtaining an image of the illuminated
surface and providing an output signal representative of the
obtained image.
A method for illumination and imaging of a surface
includes the steps of illuminating the surface with light polar-
ized in a first direction, polarizing light reflected from the
surface in a second direction, orthogonal to the first direction,
obtaining an image of the illuminated surf~ce from the polarized
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reflected light and providing an output signal representative of
the obtained image.
Brief Desc~iPtion of the Fiqures.
Figure 1 is a perspective view with partial cutaway of
an apparatus of the invention in use.
Figure 2 is an exploded perspective view of an appara-
tus according to the invention.
Figure 3 is a flow chart illustrating operation of a
shutter circuit in an apparatus according to the invention.
Figure 4 is a block diagram showing a controller, and
signal processor as used with an apparatus according to the
invention .
~etailed Pescri~tion of a Preferred Fmhr-~ir '.
~ e~erring now to Figure 1, there is depicted an
illuminating and imaging ~pparatus lO according to the invention
in use illuminating and imaging a label 14 applied to a planar
upper sur~ace of a package 12 . F~ef erring to Figure 2, apparatus
lo includes shroud 20, camera 40, handle 60, and illumination
apparatus 80. Shroud 20 has an opaque, vertical sidewall 22.
Vertical sidewall 22 has a lower edge which defines a bottom
opening 24, and has a top opening 26. In the ~ t
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~ 219û189
illustrated in the figures, sidewall 22 includes four planar
panels, 60 as to provide a square cross-section. It will be
understood that the form of vertical sidewall 22 may be selected
as desired. For example, the vertical sidewall 22 may be rectan-
gular, or cylindrical in plan. Ordinarily, vertical sidewall 22
wil; be selected so that the shape of bottom opening 24 is the
same as the shape of a surface to be illuminated. The shape of
the bottom opening 24 may also be selected so as to be the same
as the shape of the array of an imaging deYice. It will also be
appreciated that vertical sidewall 22 need not be precisely
vertical .
Camera 40, which in the illustrated ~"~hoAir- t has a
substantially cylindrical housing, is disposed through top
opening 26 in shroud 20. Camera 40 is mounted in an upper
portion of shroud 20 by bracket 42 on the side of the housing of
camera 40. Camera 40 is secured to shroud 20 by a fastener 44
disposed through hole 28 through sidewall 22. Camera 40 is an
app~ratus that ohtains an image of a surface, such as the surface
of package 12 illustrated in Pigure 1, and produces a signal
representative of the obtained image of the surface. Camera 40
may be, for example, a CCD-based camera. An example of a suit-
able CCD-based camera is a Pulnix T~-7X, with a Tamron ~ . 5 mm.
lens. Appropriate power and signal lines are provided through
cable 70 to an external power supply (not shown), controller 110
and signal proce~sor 120 (shown schematically in Figure 4). The
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, .. , . . . .... _ _ . ... . .. . ... _ .. .... . .. . ... ...
2~901~39
power supply provides electrical power for operation of camera 40
and illumination apparatus 80. The signal lines in cable 70
transmit control signals from controller 110 to camera 40 and
trigger 85, and transmit from camera 40 to signal p~uc~ssoL 120
an output signal representative of the image obtained by camera
40 .
Referring again to Figures 1 and 2, handle 60 is
mounted on the upper face of the housing of camera 40. E~andle 60
i5 generally cylindrical, and provides a convenient hand grip ~or
an operator. Preferably, there is provided a hand switch 62,
which an operator can use for providing a signal to controller to
begin the sequence of illuminating the surface and obtaining the
image. Hand switch 62 may be an omnidirectional switch.
Illumination apparatus device 80 is mounted in an upper
po~tion of shroud 20, mounted on horizontal plate 72, which is
preferably mounted within an upper portion of shroud 20 about a
lens of camera 40. In the illustrated embodiment, lighting
apparatus 80 is a linear xenon flash lamp or strobe light.
Illumination apparatus 80 includes a flash lamp tube 82, which is
mounted in a reflector 84. Reflector 84 may have a surface of
} ub~le alzac, or reflective aluminum. Suitable electrical
connections (not shown) provide current to cause the flash lamp
tube 82 to flash. Horizonal planar support plate 72 is provided
with an aperture 74 therethrough for permitting light from the
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.
surface to pass through to camera 40. Suitable conventional
fixtures may be provided for mounting flash tube 82 in ref1ector
84 .
There are further provided first polarizing film, or
pol~arizer, 100 and second polarizing film, or analyzer, 102.
First polarizing film 100 is provided beneath illumination
apparatus 80. First polarizing film lO0 is so positioned that
all light emitted by illumination apparztus 80 is transmitted
through first polarizing film lO0 before reaching an illuminated
surface through bottom opening 24 of shroud 20. Second polariz-
ing film 102 is mounted on the aperture of camera 40. Second
polarizing film 102 is thus so mounted that light reflected from
a surface will pass through second polarizing film 102 before
entering camera 40. First polarizing film 100 has a first
selected polarization orientation, and second polarizing film 102
has a second selected polarization orientation, 90- from the
polarization orientation of first polarizing film 100. The use
of the combination of first polarizing film lO0 in the path of
light from illumination apparatus 80 to the surface, and second
polarizing film 102, having a polarization orientation at a go-
angle from the polarization orientation of first polarizing film
lO0, in the path of light reflected from the illuminated surface
to the camera 40, eliminates the effect of specular reflection of
light from the surface. The use of first polarizing film loo and
second polarizing film 102 is particularly advantageous where
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2190189
apparatus 10 is used to read labels that may be covered with a
shiny coating such as a transparent tape.
Tip switches 130, 132 are provided at two opposite
points on the lower edge of shroud 20. Tip switches 130, 132 are
clcsed when the respective points on the lower edge of shroud 20
engage a surface. As shown in Figure 4, tip switches 130, 132
are connected in series with hand switch 62. The signal from
hand switch 62 will only be transmitted when both lower edges of
shroud 20 are in contact with a surface, such as the surface of
package 12 of Figure 1. As a result, tip switches 130, 132 serve
to prevent activation of illumination device 80 and of camera 40,
except when the lower edge of shroud 20 is in contact with the
surface .
This configuration of tip switches 130, 132 serves both
safety and image S~uality goals. First, illumination apparatus 80
cannot be inadvertently activated while directed at someone ' s
eyes. 3ecause the flash lamp intensity is high, eye discomfort
could be caused if the device were activated while directed at
someone's eyes. Second, the configuration of tip switches 130,
132 assumes that the camera cannot be activated while a gap
exists between the ~oints on the lower edge of shroud 20 w~ere
tip switches 130, 132 are located, and a surface. As a result,
the ~uantity of ambient light reaching the surface will be
minimized. If, as shown, the lower edge of shroud 20 lies in a
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pl2ne, this configuration of tip 5witc~.e5 130, 132 aSaUres that
6ubstantially no aroient light will reach r planar 5ur~ace ~ithin
the ~hroud.
An electronic shutter is pr~ferably provided ~or
control Of th~ CCD-bssed car~era. A ccD-ba5ed ca~era convention-
ally zllows ~harge to accu=ulate in the potential walls ~or a
p~riod o~ ti~e e~}ual to the video ~ra ~le rate. At the end o~ this
period of ti~e r the charge i5 r~ad out in accordance with conven-
tion~l techniquQs. The video ~ra~e rate (or video ~ra~e len~th
or video exposure ti~"e) is conventionally 1~30 8econd5. ~owever,
it has b~en ~ound by the inventor~, in using device 10, that the
illu=ination produced by illur~lnation ~ppar~ltus 80 is GO great
that th~ photo-charyes in rany o~ the potential wells o~ a CCD
arr~y will exceed the czpacity of the potential wells, if charges
are p~r~;tted to accu3ulate for a tire ec~ual to thG video ~rame
r~te. In addition, it is desir~ble to reduce the exposure tlme
as 21uch as possLble to prevant ~05S oi clarity caused by relative
ove~ent o~ the ca=era and the lz~el.
~ ef errir.g now to Figure 3, there is shown a ~low chzrt
illustrzting the se~uence Or oper~tion o~ an electronic shutter
accor~ing to the inYention. qhe electronic shutter is pre~erzbly
provided in cont~oller llo, eith~r in so~tware or hardware. At
box 305, label~ld "S~RT VIDE0 FRA~5E (T--0) ," a new video ~rame has
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-- 219018~
., .
btarted. At the start of the video frame, at time T = O, there
i5 no charge stored in any of the elements of the CCD array.
_
Immediately after time T = O, each element in the CCD
array i5 maintained in a shorted condition, so that no charge can
accumulate in any of the elements of the CCD array. In other
words, the electronic shutter is closed. This step is illustra-
ted by box 310, laoeled MAINTAIN CCD SHORTED.
The time T from the beginning of the video fr2me is
then continuously compared to a time equal to the length of a
video frame less a selected fast exposure time. This is illus-
trated by box 315, labeled T = VIDEO FRAME LENGTH - SELECTED FAST
Expos~rRE TIME? If the time T is less than the video frame rate
less the selected fast exposure time, the controller continues to
maintain the elements in the CCD arr2y shorted, as indicated by
the arrow marked "NO" leading from box 315.
If the time T is equal to the video frame length less
the selected fast exposure time, then, as indicated by box 320,
labeled "ACTIVATE CCD ARRAY AND TrTTTMTNATION APPARATUS," the
controller provides a signal so that the elements of the CCD
array are no longer shorted, and the elements begin to accumulate
charge. Simultaneously, illumination apparatus 80 is activated
by a signal provided from the controller to trigger 85. As a
result, the elements in the CCD array will be exposed to light
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2190189
reflected during illumination of the surface and will accumulate
charge .
Time T is comp~red to the length of the video frame, as
shown by box 325, labeled T = VIDEO FRANE LENGTE~?. As long as
the time T is less than the video frame length, the CCD array
remains activated, and individual elements accumulate charge as
light impinges on them. Thls is indicated by the arrow marked ~o
from box 325 to box 320. As shown by the arrow marked YES from
box 325 to box 330, when the time is equal to the video frame
length, the CCD array is read out, as ir.:'icated by box 330,
labeled ~tEAD OUT CCD A~AY. The process is then at an end, as
indicated by box 3 3 5 .
It will be understood that by the foregoing process,
the time that the elements in the CCD array are accumulating
charge is maintained as short as possible. This will prevent
blurring, due to relative moYement of appar~tus 10 and the
surface, and will also prevent blooming due to excessive exposure
time. The use of an electronic shutter provides precise control
over the selected fast exposure time. In addition, the use of
the electronic shutter, combined ~ith activation of the illumina-
tion apparatus simultaneously with the opening of the electronic
shutter, assures that the light reflected from the surface is
primarily light generated by the illumination apparatus. The use
of an electronic shutter thereby minimizes the influence of
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a~ient light. This in particular a86ure5 that, wlth the u5e oS
first nd s-cond polarizing films 100, 102, oriented at a nlnety
degree ~ngle to ooe ano~her, as ~ a;n^d a_ove, th_ glare fro~
the 6ur~acQ will be eli~Lnated or -~ n~mi zor~,
~ t i6 pre~erred that the selected fa5t exposurs tl~e be
substantially shorter than the video ~rare rate, and preferably
a~ fa~t a~ po88ible, provided t~lat ttne illurlnat~on intenslty is
great enough. In ~ te~tod ~-ho~; t, a ~elected rast exposure
ti~:e of one mi~ nnrl providQd good re8ults. ~his selected
f~st eYposure tl~e is thus 1/33 the video fr~:e rate. The
6elected ~act exposure time l:ay be set, on an empirical bzsis, by
those o~ sklll in the art. ~f, after using a s_lected f~st
exposure time, bloomLn~ or blurring are observed, then the
selected fast exposure tlme should be shortened. I~ after using
A ~elected fast e~cposure ti~e, obtained inten3ity levels were too
low to di5tinguish diSferent optical pro,.er~ies, the selected
~ast exposure time sho~lld be increased.
R~ferrin~ no~ to FlgUre 4, there i6 illustr ~ted a block
di~gram o~ an appr~r~tus according to the invention with its
controller and signal pL~ _ooOl~ Controller 110 provides control
signals to camera 40 and illumination ~aL~.~s trigger circuit
8s. ~ip switches 130, 132, are disposed in the circuit
lnterr~ediate switch 62 ~nd controller 110. As explained above,
thc control si~nals Srom controller llo provide for an electronic
shutt~r to ti:~e op~ration of ca~era 40,, as well as for timing o~
.
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2l90l8~
. . .
the triggering of illumination apparatus 80. Trigger circuit 85
customarily includes an electrical energy 5torage device!_such as
one or more capacitors. I~pon receipt of a signal from controller
110, trigger circuit 85 allows current to flow from such capaci-
tors to illumination apparatus 80. Camera 40 provides a signal,
representative of the light reflected from the surface, to signal
processor 120.
Many variations are possi~le within the scope of the
invention. For example, the light source illumination apparatus
80 need not be a flash lamp. Illumination apparatus 80 may
include, for example, an array of light-emitting diodes, a
diffuse light source, or any other type of light source. An
intense light source, such as a flash lamp, is advantageous in
that it will tend to minimize the influence o~ ambient light on
the total illumination of the surface. As a result, non-unifor-
mities in ambient illumination will contribute relatively little
to total illumination. Intense illumination, such as that from a
flash lamp, also permits the aperture of the camera lens to be
adjusted to 2 minimum, to provide the greatest depth of field.
Depth of field is particularly useful when a label is applied to
a curved surface, such as a tube.
Shroud 20, in combination with illumination apparatus
80 and camera 40, is highly advantageous. Shroud 20, is opaque,
and in operation has only bottom opening 24. As a result shroud
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_ _ _ . _ _ _ _ _ _ _ _ _ _ _ . . .. . . . .. ..
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20 substantially eliminates the illumination of the surface by
ambient light. As a result, illumination of the sur~ace will be
substantially entirely as a result of lighting apparatus 80.
Thus, uniformity of illumination may be controlled. In addition,
polarization of light illuminating the surface may be controlled,
to reduce specular reflection. Control of the intensity of
illumination is also achieved. This assures that the apparatus
may successfully be used even where ambient illumination is very
intense, such as in direct sunlight. The distance between the
lens of camera 40 and the surface is maintained constant, thereby
eliminating the need to refocus the camera. The device according
to the invention can be implemented in a hand-held conf iguration .
It will also ~e appreciated that a CCD-based camera,
while advantageous, is not necessarily required for practice of
certain ~ho~i Ls of the invention. Rather, other devices may
be used which obtain an image of the illuminated surface and
provides an electronic output signal representative of the
obtained image. A vidicon or similar device may conceivably also
be employed.
Tn a particularly preferred ~hoAi--nt, given only by
way of example, camera 4 0 is mounted three inches above the
bottom edge of the shroud, and has a field of view 2.5 inches
across . The shroud has ~ nC of 3 . 75 inches in height. The
reflector 84 has an inner diameter of 0.8 inches, and extends in
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~ 219018~
an arc of 225 . The axis of the lamp is mounted 1. 45 inches 2way
from the camera optical center, and 0 . 234 inches radially from
the axis of the reflector 80. The selected short exposure time
may be about 1 In; 1 1 i eP~nnrl~
- It will be ~ppreciated that there are considerable
variations that can be accomplished in a method and apparatus of
the invention without departing from its scope. As a result, al-
though a preferred embodiment of the method and apparatus of the
invention has been described above, it is emphasized that the
invention is not limited to ~ preferred ~ and there
exist other alternative ~ i nts that are fully Dn~ CSD~
within the invention ' s scope, which is intended to be limited
only by the scope o~ the ~rpDnrlD~ claims.
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