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Patent 1263038 Summary

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(12) Patent: (11) CA 1263038
(21) Application Number: 1263038
(54) English Title: METHOD FOR TREATING CEREAL CROP SEED WITH CHITOSAN TO ENHANCE YIELD, ROOT GROWTH AND STEM STRENGTH
(54) French Title: METHODE DE TRAITEMENT DES SEMENCES DE CEREALES A L'AIDE DE CHITOSAN POUR AUGMENTER LA RECOLTE, LA CROISSANCE DES RACINES ET LA FORCE DES TIGES
Status: Expired and beyond the Period of Reversal
Bibliographic Data
(51) International Patent Classification (IPC):
(72) Inventors :
  • HADWIGER, LEE A. (United States of America)
(73) Owners :
  • WASHINGTON STATE UNIVERSITY RESEARCH FOUNDATION, INC.
(71) Applicants :
  • WASHINGTON STATE UNIVERSITY RESEARCH FOUNDATION, INC. (United States of America)
(74) Agent: SMART & BIGGAR LP
(74) Associate agent:
(45) Issued: 1989-11-21
(22) Filed Date: 1985-09-26
Availability of licence: N/A
Dedicated to the Public: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): No

(30) Application Priority Data:
Application No. Country/Territory Date
658,084 (United States of America) 1984-10-05

Abstracts

English Abstract


169/290
ABSTRACT
METHOD FOR TREATING CEREAL CROP SEED WITH CHITOSAN
TO ENHANCE YIELD, ROOT GROWTH, AND STEM STRENGTH
Commercially produced chitosan applied to cereal crop
seeds at rates of 60 µg to 1000 µg per gram of seed enhances root
development, crown diameter, mature straw strength and crop
yield. Dry chitosan, when dissolved in dilute acid and neutral-
ized, is applied directly to cereal crop seed with only minor
modification to seed treating machinery and methods. In addition
to a clear benefit in cereal crop yield, the chitosan treated
seed can be planted early to reduce erosion and it can be planted
in regions having soil infested with root rotting organisms and
not suffer extensive lodging that would prevent seed recovery by
commercial harvesters.


Claims

Note: Claims are shown in the official language in which they were submitted.


73232-1
THE EMBODIMENTS OF THE INVENTION IN WHICH AN EXCLUSIVE
PROPERTY OR PRIVILEGE IS CLAIMED ARE DEFINED AS FOLLOWS:
1. A method of enhancing cereal crop yield, straw
strength, stem diameter, and root development comprising:
applying chitosan in an effective amount to cereal crop
seed.
2. The method of claim 1 wherein said chitosan is
dissolved in a dilute aqueous acid prior to application.
3. The method of claim 1 wherein the rate of application
is between 60 µg/g seed and 1000 µg/g seed.
4. The method of claim 1 wherein said cereal crop is
wheat.
5. The method of claim 1 wherein said cereal crop is
barley.
6. The method of claim 1 wherein said cereal crop is
rye.
7. The method of claim 1 wherein said cereal crop is
oats.
8. The method of claim 4 wherein the rate of application
is between 225 µg/g wheat seed and 275 µg/g wheat seed.
9. The method of claim 5 wherein the rate of application
is substantially 60 µg/g barley feed,
12

73232-1
10. The method of claim 7 wherein the rate of application
is between 75 µg/g oat seed and 225 µg/g oat seed.
11. Cereal crop seed treated with chitosan in an amount
of between 60 µg/g seed and 1000 µg/g seed.
12. The product of claim 11 wherein said cereal crop is
wheat.
13. The product of claim 11 wherein said cereal crop is
barley.
14. The product of claim 11 wherein said cereal crop
is rye.
15. The product of claim 11 wherein said cereal crop
is oats.
13

73232-1
16. A method of enhancing wheat yield, stem diameter,
and root development in wheat plants comprising the step of
applying chitosan in an effective amount to wheat seed prior
to planting.
17. The method of claim 16, wherein the chitosan is
dissolved in a dilute aqueous acid solution prior to
application.
18. The method of either claim 16 or claim 17, wherein
the rate of application of the chitosan is between 60 µg per
gram of wheat seed and 1000 µg per gram of wheat seed.
19. The method of claim 16 or 17, wherein the rate of
application of the chitosan is between 225 µg per gram of wheat
seed and 275 µg per gram of wheat seed.
20. The method of claim 16 or 17, wherein the rate of
application of the chitosan is about 250 µg per gram of wheat
seed.
21. Wheat seed treated with chitosan in an amount
effective to enhance yield, straw strength, stem diameter, and
root development of wheat plants germinating from said wheat
seed.
22. The product of claim 21 wherein the wheat seed is
treated with chitosan in an amount between 60 µg per gram of
wheat seed and 1000 µg per gram of wheat seed.
14

73232-1
23. The product of claim 22 wherein the wheat seed is
treated with chitosan in an amount between 225 µg per gram of
wheat seed and 275 µg per gram of wheat seed.
24. The product of claim 22 wherein the wheat seed is
treated with chitosan in an amount of about 250 µg per gram
of wheat seed.
25. A method of enhancing wheat yield, straw strenyth,
stem diameter, and root development in wheat plants comprising
the step of applying chitosan in an effective amount to wheat
seed, the chitosan being produced by deacetylating chitin
to an extent exceeding 90%.
26. The method of claim 26 in which chitosan is applied
to the wheat seed as a dilute neutralized aqueous acid solution
of chitosan.
27. The method according to claim 25 in which the
dilute aqueous acid for the solution of chitosan is selected
from the group consisting of acetic acid, hydrochloric acid,
sulfuric acid, and formic acid.
28. The method according to claim 26 in which the
solution of chitosan is neutralized to a pH no greater than

29. The method according to claim 27 in which the
dissolved chitosan solution is neutralized to a pH of 6.0 to
6.5.

73232-1
30. The method according to claim 26 in which the
application of chitosan to the wheat seed leaves a cellophane-
like surface on the wheat seed after drying.
31. The method according to claim 30 in which the rate of
application of the chitosan 15 between 60 µg per gram of wheat
seed and 1000 µg per gram of wheat seed.
32. The method according to claim 31 in which the rate of
application of the chitosan is between 225 µg per gram of wheat
seen and 275 µg per gram of wheat seed.
33. The method according to claim 32 in which the rate
of application of the chitosan is about 250 µg per gram of
wheat seed.
34. A method of enhancing wheat yield and preventing
lodging of wheat plants comprising the steps of:
a. dissolving in a dilute aqueous acid solution, chitosan
that has been produced by deacetylating chitin to an extent
exceeding 90%, in order to form an aqueous acid solution of
chitosan;
b. neutralizing the aqueous acid solution of chitosan to
a pH no greater than 7.0;
c. coating wheat seed with the neutralized aqueous acid
solution of chitosan; and
d. drying the wheat seed to leave a cellophane-like
surface of chitosan on the wheat seed.
The method according to claim 34 in which the rate of
application of chitosan is between 60 µg per gram of wheat seed
16

73232-1
and 1000 µg per gram of wheat seed.
36. Wheat seed treated with chitosan by the method or
claim 8.
37. An aqueous composition comprising:
chitosan which has been dissolved in a dilute aqueous acid
and then neutralized.
38. The composition of claim 37 wherein said chitosan is
dissolved by treating wastes from shrimp, lobster, and
crustacean seafood industries having 10-30% chitosan in said
dilute acid.
39. The composition o claim 37 wherein the dilute
aqueous acid is acetic acid, dilute hydrochloric acid, sulfuric
acid, or formic acid.
40. The composition of claim 37 wherein the chitosan has
been deacetylated to an extent exceeding 90%.
41. The composition of claim 37 which is neutralized to a
pH greater than 6.0 but less than 7.0 by the use of NaOH.
42. The composition of claim 41 wherein pH is between 6.0
and 6.5.
43. A method of preparing a chitosan solution comprising
dissolving chitosan in a dilute aqueous acid solution and then
adding a sufficient amount of a base to neutralize said
solution to a pH greater than 6.0 but less than 7Ø
17

73232- 1
44. The method of claim 43 wherein the pH is between 6.0
and 6.5.
45. The method of claim 43 wherein the base is NaOH.
46. The method of claim 44 wherein the base if NaOH.
47. The method of claim 44 wherein the dilute aqueous
acid is acetic acid, dilute hydrochloric acid, sulfuric acid,
or formic acid.
48. The method of claim 44 wherein the chitosan has been
deacetylated to an extent exceeding 90%.
49. A method of enhancing cereal crop yield, straw
length, stem diameter, and root development, which method
comprises applying an effective amount of a composition
according to claim 37 to cereal crop seed.
18

Description

Note: Descriptions are shown in the official language in which they were submitted.


169/290
~L 2.d~ ~03~
S P E C I F I C A T I O N
METHOD FOR TREATING CEREAL CROP SEED WITH CHITOSAN
TO ENHANCE YIELD, ROOT GROWTH, AND STEM STRENGTH
Background of the Invention
One of the major problems in growing cereal crops
.
(defined as members of the grass family (Grami~ae) that produce
edible, starchy grains and .character.ized by long, narrow blades)
is the lodging (falling over) of plants prior to harvest, which
prevents the mechanical recovery at harvest of high yielding
plant heads. Researchers have tried to alleviate this problem
by:
1. Breeding stiffer stemmed varieties;
~: ~
2, Using chemical:treatments such as benzamidazole-
type fungicides (Benlate) to reduce root rot;
:~: : :: 3. Recommending that planting dates ~e delayed so that
:: there is a minimal time for organisms to initiate the root
:rotting:process pr~ior t~o the slow growth phase o~ winter, and
;:~ : 4.~ Recommending no-till or minimum tillage procedur~s
::: : :
: ~ that leave crop debris to redùce the erosion that is rampant when
plant:ing;;dates~:ar:e delayed.
Each~of these alternatlve procedures are partial solu-
tions to yield losses. However, each has serious drawbacks.
It has been impossible to breed for straw strength and
: still retain all of the other agronomic traits, e.g., winter
: hardiness, milling quality yield, disease resistance, etc., at
the same time because the high yielding heads place unusually
severe strain on the plant stem.
~?

~ 3~3~ 1~9/290
Lodging has been reduced by fungicides that are deri-
vatives of methyl l-[butylcarbamoyl)-2-benzimidazole carbamate
(Benlate), which reduce the incidence of root rotting and thus
retain original straw strength. Extended use of this chemical,
however, has resulted in the selection of fungal pathogens that
are resistant to its fungicidal effect and, thus, effectiveness
is greatly diminished. Only e~ergency Food and Drug Administra-
tion clearance has been obtained for use of this chemical on
wheat because of potential side effects. Finally, its cost oF
treatment (approximately $7/acre~ is very high.
Delaying the planting date has reduced lodging; however
it prevents the time dependent development of large seedling
plants needed for ground cover prior to the onset of winter rains
and erratic snow melts that erode away large tonnages of soil
each year. The latter problem can be reduced by minimal tillage
:
practices that leave straw on top of the soil at planting time.
~owever, minimal tillage, which produces generally lower yields,
leaves weeds untilled as well and must be accompanied by addi-
tionaI herbicide and pesti~ide treatments requiring expensive
machinery for application.
Accordingly, there exists a need for a method that will
~:
~increase the straw strength and the root development oE cereal
crops at a commerclally feasible cost while still maintaining or
increasing the amount of yield.
: ~ '
Summary of the Invention
This invention describes a novel chitosan seed treatment
that strenghthens the stems of cereal crop plan~s, such as wheat,
helping to preserve their water-carrying capacity and greatly
reducing lodging (plants falling over before harvest), thus

73232-1
increasing yielcl. The lod~in~ problem is most severe ~hen seed
is plantecl early so that the plants can cover ~he qround prior
to t~e ~oil erocli~g wintex rains. Thus, by uslng thi~ seed
treatment, farmers will be able to plant crops early and reduce
the erosion loss that exceeds 10 tons per acre in some parts of
~he United States.
While ~his invention is applicable to any of the
cereal crops (e.q., barley, rye, oat~, atc.), prlmar~ worX has
been done wi~h wheat and this specification will discuss the
invention using wheat as an embodiment.
The problem of lodgin~ of hi~h yielding wheat plants
can be rectifled by ~eed treatment wlth the naturally ocaurrin~
carbohydrate, chitosan. Commercially produced chlto~an when
applied in an a~ueous form to whea* seeds is able, under ileld
conditions, to greatly increase the development of the plant's
root syste~, to substantially increase the diameter of the
stem, andl in association with these speci~ic and other
intangible, morphological and biochsmlcal develop~ents, to
enhanca yield. The chitosan kreatment results in a plant that
~0 is beneficial ~o erosion control, resistant to lodging, and
superior in yield over non-treated plants. The method of
treatment comprises the direct application of chitosan derlved
from various shell sources, such as crab, lobster, shrimp and
o~her marine life, in a nearly neutral agueous solution to
wheat seeds prior to planting.
Accordingly, it i~ a primary ob~ec~ o~ ~he present
invention to provide a me~hod for increasing the straw strength
and root developmen~ of cereal crops while increasing the
amount of yield.

~3~3~
73232-1
This and further object~ and advan~age~ will be
apparent to those skilled in the art in connecilon with the
detailed description o~ the preferred embodlments set forth
below.
.
lQ
~ 20:
:: ~
: ~0
3a

~;~6~
16g/~90
DETAILED DESC~IPTION OF T~E PRE~ERRED EM~ODIMEMTS
Chitosan is a polymer made up of a hexosamine sugar
(glucosamine) whose molecules are linked (~1, 4) into chains that
can exceed molecular weights of one million. Chitosan compounds
in a range of up to and exceeding 1 x 106 molecular weight are
derived commercially from chitin. Chitin, an amino cellulose
derivite~, is the second most abundant polymer occurring in
nature, exlsting, for example, in the cell walls of fungi, bovine
cartilage, and the hard shells of insects and crustaceans.
Wastes from the shrimp, lobster, and crab seafood industries
contain 10-30% chitin. Chitosan is produced by deacetylating
chitin. This invention is effective if the deacetylation exceeds
90~ and it is most effective when approaching 100~ deacetylation.
Dry chitosan as either flakes, granules, or powder is
suitable as a starting material. The more finely dispersed the
chitosan, the more guickly it can be dlssolved in a dilute
aqueous acid (e.g., 1~ acetic acid or dilute hydrochloric acid,
sulfuric acid, or formic acid).
Typically, a quantity of chitosan suitable for planting
a~l60 acre field (quarter section) would be mixed as follows:
2.4 lbs. of crab shell chitosan is dissolved in 8 gallons of 1%
acetlc acid. 48 hours is allowed at room temperature for the
chitosan to dissolve with stirrlng. H20 is then added to bring
the volume to 26 gallons or until the viscosity is reduced enough
to feed~through the dispenser of commercial seed treating
machinery. (Most seed treatment machines utilized to handle
water based seed treatments can be utilized with the aqueous
solution of chitosan). The solution is neutralized to pH 6.0 to
6.5 with 0.2 to 0.23 gallons of 6.0 N NaOH. NaOH is added slowly

~1 2~
73232~1
with stirring, becau~e localized changes to a pH htgher than
7.G will c~use the chitosan to precipitate. Once near
neutrality, the viscosity of the opaque aqueous preparatiGn of
chitosan is reduced to the designed vlscosity with H20 to
approx1mately 26 gallons. From ~his, approximately 0.125
gallons is added to aach bushel of wh~at seed. This volume o~
aqueous chitosan increased the moisture percentage of 60 lbs.
of wheat seed by 1.6~.
Chitosan seed treatments were found to be effective
using rates ranglng from 60 ~y chitosan per gram of wheat seed
to 1000 ~g chitosan per gram of whPat seed. A preferred range
is from 225 ~g per gram of seed to 275 ~g per gram of seed.
Opttmal results were obtained at 250 ~g chitosan per gram o~
wheat seed. This rate is 0.014 lbs. chitosan per 60 lbs- ll
bushel) o~ wheat. Sixty pounds per acre is the averaye seeding
rate for wheat in most areas.
The native chitosan required to treat seed prior to
planting cost~ less than S.SO/acre. Chitosan treated seed can
be planted in late summer or as early in August as moisture is
available. The chitosan treatmen~ enhances s~tem diame~er by
approxima~ely 10%. Al~hough chitosan-treated plants grown in
soils heavily infested with root rotting disease are
susceptlble to development of some rotting sympto~s such as
stem disooloration and some white heads, the larger stem
diameter and the extensive roo~ system caused by the treatment
maintain greater stem strength and an adequate water
transpor~ing capacity o~ stem vascular systemg. As a result of
seed treatment with this na~urally occurrlng compound, 10-30%
higher ylelds are obtained at a low cost, soil erosion is
minimiæed, and the chltosan is readlly degraded to simple amtno
sugar resldues and/or metaboli~ed by soil organism~.

~ 2S~ 73232-1
Pl~n~s and mlcro-organisms contain chitosanase and
other degradative enzy~es with th~ potential to digest chitosan
into
~'~
5a
,~
" .

~6~3~3
169/290
smaller fragments and eventually into hexosamines that can be
utilized as nutrients by soil microflo~a.
If seed is treated in a humid environment, a post-
treatment drying step must be added to reduce the moisture
content of the treated grain to the 10-14% range in order to
prevent premature germination of the seed; therefore, the more
viscous the chitosan preparation, the less drying that will be
required. Highly viscous chitosan preparations can be mixed with
wheat seed using any machinery marketed for cement mixing. Modi- -
fications of grain augering devices will also enable chitosan to
be added to wheat seed as it is being loaded aboard trucks just
prior to transport to the field for planting. This eliminates
the need for extensive drying to prevent seed germination.
Chitosan seed applications are not detrimentally in-
fluenced by fertilizer supplements, herbicide applications or
irrigation programs. Other commercial seed treatments, e.g.,
insec~tic~des and fungicides, can be applied prior to chitosan.
Components already on the seed will be attached to the seed by
the chitosan, which leaves a "cellophane-like" surface on seed
after drying. The chitosan~treated seed can be planted directly
n any commercial planter. Special planters that automatically
administer fertilizers, soil sterilantsl herbicides, etc. can be
utilized to treat seeds with chitosan as they are being planted.
Chitosan labelled with tritium, [3H]-Chitosan, added to seeds was
translocated to the developing plant indicating that a large
portion of the chemical is distributed systemically.
Dry chitosan can be stored indefini~ely at room tempe-
rature withou~ loss of biological activity. Chitosan can be
mixed as described above at room temperature. Chitosan has no
known toxicity and can be supplemental to the diet of animals
without detrimental side effects. The physical irritation pro-
--6--

~6~
169/290
perties of chitosan have not been investigated in long termstudies, however, and, therefore, the same ~)asic precautions
taken in the handling of other fibrous materials or powders,
~ e.g., cotton fibers or flour, may apply to chitosan.
; The root enhancing, stem diameter increasing, and
strengthening effect of chitosan is seen at both early and late
seedinq dates; however, the major beneficial effects for erosion
reduction are obtained with early seeding dates. This allows the
development of the large seedling plants needed for ground cover
prior to the onset of winter rains and snow melts while the
chitosan minimizes the problem of root rotting.
The following data illustrate examples of enhanced
properties obtained, in this case, in wheat through the use of
this invention.
EXAMPLE 1. Enhanced Seedling Development
1:
1 ~
Seedlings from Chitosan treated Daws wheat seed (200 ~g
Chitosan/g seed) 4 months after planting at Washtuchna, Washing-
ton under circle irrigation, October 15, 1983.
~; Ave. diameter Ave. length Ave. wt.
Seed Treatment of crown o~ stem from root system
(lower stem) crown to first per 30
leaf plants
mm cm fresh wt dry wt
H20 control 2.3 3.7 1.002 .139
Chitosan
(200 ~g/g seed~ 3.7 3.8 2.690 .330
~ .
--7--

11 ~ 3 (~ ~3
169/290
EXAMPLE 2. Reduced Lodying
Daws winter wheat 1983 crop lodging
reading on outside row of 4' x 100' plot.
Treatment Stems lodaed
~9 Chitosan/gram seed No.
Chitosan 62 275
Control 468
Chitosan 125 313
Control 948
Chitosan 250 143
Control 835
Chitosan 500 186
Control 652
Chitosan 1000 250
Control 410
EXAMPLE 3. Increased Stem Diameter
Effect of chitosan seed treatment on stem diameter
of Daws whe:at at maturity - 1983
~ ~ '
Chitosan applied per gram seed Stem diametera % increase
~g mm
Chitosan 62 3.872a --
Control : 3.239 19
Chitosan 125 3.432 --
Control 3.231 6
Chitosa:n 250 3.606 --
Control 3.322 9
Chitosan 500 ~ 3.997 --
Control 3.651 9
::~ .
~:
~ aAverage diameter of 100 stems.

3i~
169/290
EXAMPLE 4. Enhanced Yield
.
EfEect of Chitosan Seed Treatment on Daws
Winter Wheat Yield in 1983
.
CHITOSAN Avg. Bushel
Yield Increase increase
Per over
application cost bushels Acre control
lbs/bushel acre acre
: Chitosan 1000-~g/g wheat 059 $.soa90.2b 11.4 14
Control 78.8
Chitosan 500 ~g/g wheat .029 $.2589.7 10.9 13%
Control 77.8
Chitosan 250 ~g/g wheat .014 $~1294.3 16.5 21
Control 84.2
Chitosan 125 ~g/g wheat .007 $.0691.5 7~3 8
: a Dollar values were: chitosan (lbs)/60 lbs. seed
(planting rate/acre) x 160 acres x ~9.00/lb.
chitosan.
b Yield was an average of four replications. Plot
:: size was 4' x 30'. Lodging in control plots was up
to 60~. Yield included lodged wheat recovered by
hand at harvest.
EXAMPLE 5. Enhanced Yield
elder spring wheat treatment yield - ~ of control
: 1982
Chitosan (320 ug/g) seed
~ : treatment only 131
:~ Control - 100
:

~6~ 169/290
EXAMPLE 6. Enhanced Yield
Daws winter wheat treatment - 1982 yield - % of control
Chitosan (500 ~g/g) seed
treatment 107
Control lO0
: : EXAMPLE 7. Enhanced Disease Resistence
Effects of Chitosan Seed.Treatment
Daws Wheat Psuedocercosporella herpotrichoides
Disease symptoms on wheat straw at harvest
No. o~ Straws/Sympton Value Category
(Chitosan treatment and control)
:
Mature Stem Clean Slight Scattered Coalescing Diseased &
Symptoms Straw DiscoIoration Lesions _ Lesions __ Broken
:
Symptom
~: ~ Value~ ~ ~ : 0 ~ 1 2 3 4
--
6;2~:~g/g ~ 4 22 35 22 17
:
Control 8 28 40 24
125 ~/g 5 13 24 12 46
Control ~ l 8 21 49 21
250 ~g/g~: 2 15 19 48 18
Control ~ : 0 8 :: 39 48 5
500 ~g/g 7 L9 ;37 21 16
:Control 0 4 35 59 7
~::
lO00 ~9/g 0 8 32 55 5
Control 1 9 38 48
:::
~10--

3~
169/290
Having fully described the present invention, it
will be apparent to those skilled in the art that modi-
fications to the method described herein may be made without
departing from the scope of the present invention. While
the embodiment described involves wheat, the process is
generally applicable to cereal crops. Only the wheat
embodiment has been included for the sake of brevity.
Therefore, the scope of this invention is not intended to be
limited except as may be required by the lawful scope of the
following claims.
:
,~
--11--

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Administrative Status

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Event History

Description Date
Inactive: IPC expired 2020-01-01
Inactive: Adhoc Request Documented 1992-11-21
Time Limit for Reversal Expired 1992-05-23
Letter Sent 1991-11-21
Grant by Issuance 1989-11-21

Abandonment History

There is no abandonment history.

Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
WASHINGTON STATE UNIVERSITY RESEARCH FOUNDATION, INC.
Past Owners on Record
LEE A. HADWIGER
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Claims 1993-09-14 7 200
Abstract 1993-09-14 1 25
Drawings 1993-09-14 1 22
Descriptions 1993-09-14 13 429