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Patent 2102221 Summary

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(12) Patent Application: (11) CA 2102221
(54) English Title: ABROGATION OF VIRAL RESISTANCE TO NUCLEOSIDE ANALOGUES BY DOUBLE-STRANDED RNAS
(54) French Title: ANNULATION DE LA RESISTANCE VIRALE AUX ANALOGUES DE NUCLEOSIDES PAR DES ARN DOUBLE BRIN
Status: Deemed Abandoned and Beyond the Period of Reinstatement - Pending Response to Notice of Disregarded Communication
Bibliographic Data
(51) International Patent Classification (IPC):
  • A61K 31/70 (2006.01)
  • A01N 43/04 (2006.01)
  • A61K 31/7084 (2006.01)
  • A61K 39/12 (2006.01)
  • A61P 31/18 (2006.01)
  • C07H 21/02 (2006.01)
(72) Inventors :
  • CARTER, WILLIAM (United States of America)
(73) Owners :
  • HEM PHARMACEUTICALS CORP.
(71) Applicants :
  • HEM PHARMACEUTICALS CORP. (United States of America)
(74) Agent: SMART & BIGGAR LP
(74) Associate agent:
(45) Issued:
(86) PCT Filing Date: 1992-03-12
(87) Open to Public Inspection: 1992-10-29
Examination requested: 1999-03-09
Availability of licence: N/A
Dedicated to the Public: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/US1992/001972
(87) International Publication Number: WO 1992018004
(85) National Entry: 1993-10-15

(30) Application Priority Data:
Application No. Country/Territory Date
686,200 (United States of America) 1991-04-16

Abstracts

English Abstract

2102221 9218004 PCTABS00016
The rate of viral resistance developed during the course of
treatment with antiviral nucleoside analogues is reduced by
administering dsRNAs early in the treatment of the infection or in later
stages when viral genetic mutation has occured to restore
susceptibility of the virus to otherwise ineffective antiviral agents.
Delaying and/or reducing the appearance of nucleoside analogue
resistant retroviruses, particularly HIV, is achieved with mismatched
dsRNAs notably in the peripheral blood mononuclear cells,
especially the CD4 lymphocytes.


Claims

Note: Claims are shown in the official language in which they were submitted.


WO 92/18004 PCT/US92/01972
21
WHAT IS CLAIMED IS:
1. A combinational regimen which ameliorates
the appearance of nucleoside analogue resistant virus
and/or ameliorates the morbidity, especially on
immunological cells, of previously existent
nucleoside resistant virus.
2. A method of delaying, reducing or both
delaying then reducing the appearance of nucleoside
analogue resistant virus in a patient having an HIV
infection, comprising administering to s aid patient
an effective amount of a mismatched dsRNA prior to
therapy with a nucleoside analogue antiretroviral
agent.
3. A method of ameliorating the morbidity of
the peripheral blood mononuclear cells of a patient
infected with a nucleoside analogue resistant HIV,
comprising administering to said patient an effective
amount of a mismatched dsRNA.
4. The method of claim 2, wherein the patient
is administered a nucleoside analogue antiretroviral
agent subsequent to therapy with said mismatched
dsRNA.
5. The method of claim 3, wherein said cells
are CD4 lymphocytes.

WO 92/18004 PCT/US92/01972
22
6. The method of claim 2 or 3, in which the
mismatched dsRNA is a polyadenylic acid complexed
with polyuridylic acid.
7. The method of claim 6, in which the
mismatched dsRNA is a complex of polyinosinate and
polycytidylate containing from 1 in 5 to 1 in 30
uracil or guanidine bases.
8. The method of claim 7, in which the
mismatched dsRNA is rIn?r(C11-14'U)n or the
mismatched dsRNA contains regions of bond breakage
and exhibits the favorable therapeutic ratio property
of rIn?r(C11-14'U)n.
9. The method of claim 6, in which the amount
of mismatched dsRNA administered results in a level
of from 2 to 1,000 micrograms of the mismatched dsRNA
per milliliter of the patient's systemic blood
circulation.
10. The method of claim 2 or 3, in which the
dsRNA is a short oliglnucleotide of defined structure
of the formula:
5'lock-(I)n-lock 3'
3'lock-(C)m-lock 5'

WO 92/18004 PCT/US92/01972
23
where m and n are each more than 5 and less
than 100, I is inosine monophosphate, C is
cytidine monophosphate, or
5'lock-[(I)xA]j-lock 3'
3'lock-[(C)yU]k-lock 3'
where x and y are each more than 5 and less
than 25, j and k each at least 1 and less
than 10, I and C are as identified above, A
is a nucleotide which is not I, and U is a
nucleotide which base pairs with A, or
5'(I)n-hinge-(C)m3'
where n, m, I and C are as defined above,
provided that the locks in one strand are
complementary to locks in the opposite strand.
11. The method according to claim 10, in which
the oligonucleotide is stabilized by internal
registers of complementary heteropolymer and the lock
or hinge or both contain regions of complementary
heteropolymer.
12. The method of claim 2, 3 or 4, wherein
said nucleoside analogue antiretroviral agent is
zidovudine, dideoxyinosine, dideoxycytidine or
combinations thereof.

WO 92/18004 PCT/US92/01972
24
13. The method of claim 2 or 3, wherein said
mismatched dsRNA is rIn?(11-14'U)n.

Description

Note: Descriptions are shown in the official language in which they were submitted.


WO 9~J18004 P/C~/VSg2/01972
..... 1 '
~ROGATI~N OF VIlR~L RE:Sl:ST~NC:E TO NUCLEOSIDE
ANAL~GUES BY D~UBLE- STRANDED RNAs
Nucleoside analogues are colTunonly employed
antiviral agents, particularly against retroviruses. ~ .
Viruses undergo genetic c:han~es, or mutations,
l~ading to r~lative re~i~taIlce to th~ antiviral ~.
agent~. When resi~ance o~curs, tAe ~riruses multiplv
more quic:kly and the underlying disease accelerates. -~
By deployin~ dsRNAs relatively early in the
infection, the rate of emergen~e of viral resistance
is reduced. 13ven later in the infectic)n when genetic .
mutation has already occllrred, d~NA~ restore
susceptibility of the viruæes to ot~e~wise
inefective antiviraI agents~ T:his can be seen
clinically by the unexpected resul~ that long term
use of the two modalitie~, in combination, causes
~reater recovery of host immune function, and less
dete table virus, than is seen with either class of
anti~iral agent applied by i~elf.
Prolonged therapy of viral diseases,
particularly retro~iral disorders, i~ associated with ~`
emergence o viral resistance ~references 1 and 2~. ..
Ideally, therapeutically employed the nucleoside ~ 5i~
analogues are incorporated into viral genetic :
informatiorl which thereby becomes faulty or
incomplete, leading to a reduction i~ eficiency of ;
the viral growth cycle. Defective, or incomplete,
viral pro~eny are formed of reduced infectivity
"'`-"""~'
.., ,,, ~
.. ~
"'"~`~'

WO 92~180V4 PCr/l)~i92/~1972
~ ~ 2
potential. ~Iowever, by modifying its genetic makeup,
the virus may emerge relatively resistant, thereby
generating infectious prog~ny even in the presence of - :
nucleoside analogues. Typical genetic charlges occur
in the polymera~e gene ( i . e ., the viral eomponent
which directs incorporation of the antiviral
nucleoside in the first place) allowing the virlls to
escape from th~ forms of antiviral blockade. The
best studied ca e to date is the n~eraction between ~:
retroviru~ses, e. g., HIV (human immunode~ici~ncy ~.
virus3 and 3 ' -azido-3 1 -d~oxythmidine, also called AZT
or zidovudine. The mutation(s~ leading to resistance
to AZT often confe~s simultaneous resistance to
various other drugs, such as (bult not limited to),
dideoxyinosine (DDX ) and dideox~ycytidine (DDC~
Di~closed are pros:~edure~ fo:r delaying, reducing
or both delaying and reducing the appearance of
nucleoside analogue resistant ~i:rus in a patient
having an HIV infection (HIV po~itive) by
administering an effectiYe amount over a suitable
time of a mismatched dsRNA prior to therapy with a -.. ~.;.``
nucleoside analogue. These pr~cedures ~erve to
sensitize the patient to the later, in terms of the `~
cour~e of the HIV infection, administration of a ;~
nucleoside analogue antiretroviral agent if and when `
it is r~quired.
Also described are therapeutic procedu~es or
ameliorating the morbidity of the peripheral blood ~-`
mononuclear blood cells ~PBMC), notably the T4 ox CD
4 lymphocytes, of a patient i~fected with a
:,;'." "~' ,`

wo s2rlsoo4 Pcr/l~ss2/ols72
2 1 ~ ~ ~ 2 1
retrovirus that ha6 become resistant to nucleoside ~ :
analogues by administering an effective amoun~ of a
mismatched dsRNA to the ~a~ient.
The dsRNA may be a complex of a polyinosinate
and a polycytidylate containin~ a proportion of
uracil bases or guanidine bases, e.~., from 1 in 5 to
1 in 30 ~uch bases (poly I ~ poly(C4 2~x>U or G3). ~ :
The dsRN~ may be of ~he genexal formula
n 11-14 )n rIn r~C12,U3n Other suitable
examples of dsRNA are discussed b~low. :
By "mismatched dsRNA" ar m~ant those in which .~
hydrogen bonding ~base ~tacking) betwee~ the :. -
csunterpart strands is relati~el~y intact, i.e., is ` ::;
interrup~ed on average less than one base pair in ;.~
. - . . .
every 29 consecutive base pair rlesidues. The term `~
"mismatch~d dsRNA" should be und~erstood accordingly~
The mismatched ~RNAs preerred for use in the ~.
present invention are based on copoly~u~leotides
selected from poly (Cn,U) ~nd poly (Cn,G) in which n
is an integer having a value of from 4 to 29 and are
mismatched analogs of complexes of polyriboinosinic
and polyribocytidilic acids, formed by modifying
rIn-rCn to incorporate unpaired bases ~uracil or :~
guanidine) along the polyribocytidylate (rC~)
... ...
~trand. Alternatively, the ds~NA may be deri~ed from
poly(I)rpoly(C) ds~NA by modifying the ribosyl
~"-: ;'

W09~ 004 P~T/US92/0197
~ 4
backbone of polyriboinosinic acid (rIn), e.g., b~
including 2 t -0-methyl ribosyl residues. The
mismatched complexes may be complexed with an
~N,A-stabilizin~ polym.er such as lysine and
cellulose. These mismatched analogs of rIn~rCn, ~-
preferred ones of which are of the general formula
rIn-(C~ 4,U)n or rInl~r(C29,G)n, are described by
Carter and T~'o in U.S. P.at~nts 4,130,641 and
4,024,2~2 the disclosures of which are hereby : .
incorporated by re~erence. The dsRNAs described
therein genex~ally are suitable for use accord}ng to ~::
the present invention. The preferred mismatched
dsRNA is rIn~ (C~ ,4~U)n
Researchs Inc. of Rockville, MD, USA, available a~ a
lyophilized powder.
Other examples o mismatched dsRNA for use in
the invention include~
poly ( I ~ poly (C4,U)
poly ( I ) - poly ~ C7, U )
poly ( I ) ~ poly ( C13 j U )
poly (I) poly ~C~22,U)
poly (I) poly (C20,G! `
poly 5 I ) poly (C~g~G3 and ;~
poly ( I ) poly Cp23 G~p
Another class of ds ~ As æuited to the practice - ~:
of this învention are short dsRNAs of defined :~
",,. ,,." .,~ ~,",,~ ,1" " ~ ~ ' " '~' , , . ~ , . ' ." ! "

W~92/180~ PCT/US~2/~1~72
2~2221
.
structure, for example oligonucleotides of the ~ ::
formula: ~
:..
5'lock~ n-lock 3'
3'lock-(C)m-lock 5'
where m an~ n arei each more than S and less than lOO, ~ ~
I is inosine monophosphate, C is cytidine ~ :
monophosphat~, and wher~ the lock~ i~ one strand are
compl~mentary to locks in the opposite ~trand, or~an
oligonucleotide of the structure:
...... ..
5Cloc~-[(I~xA]j-lock 3' ~-.
3'lock-[(C)yUlk-lock 3' ,~rS~
where x a~d y are each ~lore than 5 and less tha~:25,
j and k each at least 1 and le~s than lO, I and C are ` ;`
~s ldentifie~ a~ove, A is a nucleotide which is not
I, and U is a n~cleotide which base pairs with A. .
Alternatively, the short oli~onucleotide may '-!.
have the struc~ure~
''.: ~, ~.
".......
n m .
where n, m, I and C are as defined above.
. ,. ~:
These oligonucleotides may have substitutions in
one strand not complementary to nucle~tides i~ t~e
opposite strand. Preferably these o~igonucleotides -;~ .
~:
::.
,
,': ' .'

WO92~1~0~ PCT/US92/0197~
~ ~ 6 ~-
are stabilized by internal r~gist~rs of complementary
heteropolymer and desirably the lock or hinge or both
contain regi~ns of complem~ntary heteropolymer.
The~e oligonucleotid~ desirably have single-stranded
tails. These oligonucleotides are de~cribed in
PCT/US89/0~172.
Patients ar~ treated with intravenous infusions
of 200 to 700 mg of rI~r(C~ 4,U~ as r~quired, e;g., -
once a week to as often as daily in accordance with
their clinical i~provem~nt. The amount of dsRNA ;i~
administered and the frequency of administration will ~:.
provide a level of from 0.01 to 1,000 micrograms of
dsRNA per milliliter of ~he patient's æystemic blood -~
circulation immediately following administration ;~
measured at a point distal from the point of infusion.
Illustrative nucleo~ide analo~ue antiviral ~ ;~
agents include Zidovudine (azidothymidine, RETROVAR~
or AZT as commonly used herein) which is
3'-azido-3'-deoxythymidine, a nucleoside analogue
antiviral for the systemic treatment of ac~uired ~-
i~munodeficiency syndrome (AIDS) and AIDS-related .;
compIex (ARC) caused by human immunodeficiency ~irus
(HIV~ ~TLV-I, HTLY-II, HTLV-III, LAV, ARV and the
Iike designators for various strains). The usual
adult dose i 5 200 mg every ~our hours, around the
clock. For a 70 kg patient, the corresponding dose :~
is 2,9 mg per kg of body weight every four hours~
Doses up to 60 mg per kg of body weight daily h~ve
~ . .;'
; ;'"

WO ~2/1801M PCr/US92/Olg72
2 ~. Q 2 ~
been used. Usually less than the normal and :
cu~tomary ~nounts of the nucleoside analog retroviral
is used when coadminstered with a mismatched dsRNA/
as illustrated fur~her in the disc:ussion that follows. ~:
BRIEF DESCRIPTION OF T~ I~RAWIN~S `-:
.
`"' ~
Fig. 1 i~ a table showing the time in months to
cleath or "full blown" AIDS for 298 patien~s ins terms
of proportion of the patients free of critical
I~IV-related events comparing with AZT tr~atment - -
"early" t s~uare boxes) before symptoms occurred or
" late" ~ circles ) after symptoms occurred .
Fig. 2 compares the early u~;e of a dsRNA or its
concurrent use with AZT in controlling retroviral .
growth as compared to rapid ret~oviral growth in the
case of AZT alone~ :
Fig. 3 compares the relative effects of a d~RNA
and AZT as monotherapies with placebo and dsRNA and
AZT as a combinational therapy ~ in long term ;~
maint~nance of CD4 cells i:n ~IIV diseas~3 in median
change in CD4T lyznphocytes over the indicated number -~
of weeks. .
Fig. 4 relates the number of days of
combinational (AZT and dsRNA~ therapy to the percent ~:
change in mean T4 level ~howin~7 that the`dsRNA
Arnpligen~ extends the period of T4 cell ~tabilization
in HIV di~ease over that expected with AZ~ alone.
Median does for e ch meimber o.f the combination are
indicated . .:
`'"~. ~`'

W092~18M04 PCT~US92/01972
Eig. 5 is a graph relating the number of day~ on
the eombined Rmpligen~ and AZT regime~ to the mean
percent change (increase) in T4 cells showing that ;~
A~pligen~ increases and/or stabilize~ T4 cell levels
in HIV disease beyond the time period in which AZT is
effective.
Fig. 6 is a graph.relatin~ the proportion of HIV -~
patient~ free of critical events over a period of 12
mo~th~ for place~o, AZT alone, ~mpli~en~ mo~otherapy ~ :
and the combinational therapy of ~mpligen0 and AZT. ;~
In Fi~ures 4 a~d 6 the number of patientæ is
indicatad near the relewant data point in
parenthe~is, in Figures 3 and 5 it is indicated by N=.
In Figure 2, ~IV co-culture was performed a~
described in reerence 3 using peripheral blood :~
mononuclear (PBMC) cells from ca~;~s l and 3. After
4, 7 and 14 days of co-culture, PBMC were harvested
and dissolved,in a guanidine ~yanate solution u~-d to :~
dissolv~ cells and release viral materials. ~IV RN~
was m~asured by molecular hybridization as described
in more detail below. -:
: Fi~ure 1 shows the development of critical
event~ (development of full blown AIDS or death) in a
well-publicized Veterans' ~roup o~ HIV infected :~
subjects treated either "early" (e.g., before
symptoms occurred such as weight loss, night sweats,
etc.) or "late" (i.e., aftar such symptoms occurred
including HIV~associated infections caused by fungi ::
or bacteria~ with AZT.
... . . . . .. . . .

WO 92/lB004 PCI`~V$92/01972
21~22~
9 , . .
.
It is apparent from Fig. 1 that the "early" . ~ ~
taking of AZT does not prolong life. Samples of ~:
blood taken from individuals who developed critical
events show an enrichment in concentration of AZT
re~istant virus (hereafter referred to as AZTR~
whereas patien~s who remained fr~e of critical events
during the approximately 40 month observation
interval gen~rally had more AZT sensi~i~e IAZT )
viru~
Below, I charact~rize more fully the relative ~
AZT sen~itivi.ties of typical EIV isolates taken from .::
individuals whose disease progre~ses despite AZT
therapy and compare thes~ ~esults with viral is~lates .
~: ~
including hepatitis ~irus ~rom patient~ whose disease ::~
is under relatively ~etter control. It is apparent
that emergence of AZTR vlru~;contributes a .
~oreshorten~d life span. :Typica.~ human retroviruses
i cl;lding HTLV-~, HTLV 2 and HTLV-3 and viruses which
multiply by similar mechanisms include certain
hepatitis viruses.
I describe herein a~ i~v~ntion which ameliorates
this presently unsolvable problem. The invention can - :
be practiced in multiple ways including: ~a) reducing
the emergenc~ of AZT by utilizing speclfi~c clas~es
of dsRNAs before exposure of the virus to AZT or
other analogues an~ (b) overcoming the lethal :: ~-~
properties o AZTR HIV (or other virus rssistant
analogues~, by adding back dsRNA to the regi~en. The~.;
ds~NA/nucleoside analogue regimen shows unexpected
therapeutic synergy against AZT HIV without a `.`
~- ~......
~`"'',;.'..,."
~`.'. '''''

WO 92~18004 PCI/U~;92~01972 .
corresponding synergistic toxicity and thus is a
truly unique and unexpectedly us~ful combination o
drugs which becomes life saving when us~d correctly. ~ ~
Insight as to how combined ~npli~en(ÉD-AZT ~: :
treatment reduce~ H~V-viral burden was obtained by my
studie~ in which cell free virus obtained from
patient~; receiving either ~mpligen0 or AZT ~ ~;
moslotherapy or Ampli~en0-~ZT com~inational treatment ~ ~
were us~d to in~ec:t freæh human peri~eral blood ~:
cells which w~re pr2viously expo~ed to Ampligen~,
AZT~ or Ampli~en~9 and AZT. Vinl5 rom the patient
who re~eiYed only AZT monotherapy for more than one
year was insensitive to A2T (O~5,uM AZT - 4% ~ ::
inhibition; ED5 ~ < 5~M) but was as sensitive to
Ampligen~9 alone as wild type ~IIV-vir~as ~ 5~1g,~ml . ~ .
~npligen~ -- 80% inhibi1:~on; E:D5 0 ~ C3. 5~g/ml . ) . In
additiorl, the Asnpligen~-AZT combination produced
greater i~ibition of HIV (93%) than Ampligen~
alone. Virus from ~he patients who received
~mplig~n~9 aloIle or the Ampligen~9-AZT combination
showed relative resistance to AZT sensitivity to ~-
Ampligen~9 and even greater sensitivity to the .
Arnpligen~-AZT co~nbialation. When results with many :~
diffe~:ent viral isolates were compared from patients
on different s~hedules of therapy, it becarne apparent
that virus from patients who received Ampligen~
before exposura to AZT were more sensitive to AZT
( and ~ther nucleosidé analogues as well ) than the
viruses derived ~rom patients who received AZT first. ~ .
-. . :

WO 92~18004 2 1 ~ 2 ~ 2 .L PCI/IJS92/01972
11
-. ~:',':,~
T~33L13 1 DRUG RESISTANC3: QF HIY ISOI~TES
Anpligen~ AZT
HIV ED5 o ED5 o Combination AZT
I solate ( llq/ml ) ( ~la~mol~ar )In exa Phenot~,rpe `
E1112-~ 2 . 03 O. 5 sensitive ~~ ~
69ïO-6 3 ~ 0.2 resistant ~ ?
Cas~ #l 1 0 . 6 0 . 4 partl ally `~
r~si stant
Case #2 l 0 .2 0. 2 partially
resistant
C~ase #3 . 5 ~5 0 . 2 resistant
: ~ase~ #4 1 >5 0.8 resistant
ase *5 . 5 ~5 0 . 2 resi stant
Case # 6 2 >5 0 . 3 resis~ant
a ~ AZT-Arnpligen~ interaction was det:e~mined by :
isobole analysis~ (reference 4). The Combination
Index (CI ) is defined as CI + (AC/As? + (Bc/s5j,
wh~re Ac and Bc are the concentr~tions of the dru~s
used in the comk)1nation treatment, and As and Bs are
the concentrations of the drugs which, when ~ u:sed
alone, give the same e~fect as the combined
treatment. Wh~n CI ~ 1, the drug~ are synerg~ stic, - ~ .
when C:I = l, the dru~s are additive, and CI > l, the ~ -
drug~3 are antagonistic. ED5 0 is the in~ vitro dose
which inhi~its virus multiplication by 50%. --
., , ~
~ ~ .
:: :

WS:~ 92J1~004 Pclr/usg2/~l~72
?~
In Fig. 2, I show a typical elTbodiment of the
invention whereby the early use of ~npli~en~, or its
use concurrently with AZT, in f act results in
substantial benefit in terms of lowering the bodily
concentration of harmful virus such as r~ltrovirus.
The rapidly increasincJ productir: n curve of viral RNA
~ ribonucleic acid~ shown with the open cîrcles is
indicative of uncontrolled viral growth, whereas ~he
two flat lines illu~;trate good control o viru~
production by the combinational approach. The ope~n
circles in Eig. 2 illustraltive of rapidly developing
P . .
P~ZT` virus, are thus syanbolic of the typical patient ~ :
in Fig. 1 who, when ~iven AZT alone, proceeds to
advance into the more te~ninal ~tayes of di sease .
Certain dæRNAs, notably mi ~;matched d:~;RNAs,
showed synergistic i~ibition of retro~iruses, when
combined with P~:~T ( or other rlucle~o~ide analogues )
regardl~s~ of the drug resi~tance! phenotype (Ta}~
1 ) . H112 -2 and 6910-6 are well charact~rized HIV ~ ~ :
prototy~e clones displaying t~ical serlsitivity and
re~istancef respectively. Whereas, cae~ #1 through
#6 are vixuses isolatedL from speci~ic patients ~. -
exposed tc) various re~imens ~e.g., pati~nts ~ 1, 2, ;: :~
. ~ .
and 3 are the same as ths: se in Fig. 2, and pa~ients
4, 5 and 6 were treated initially with AZT alone as ~. -
suggested by Fiy. 13. .
When I utilized the combination of drugs
together ~linically, the results were again
unexpected and not at all predictable from ~he ~;
observed clinical results of the two dru~s given
~''
;
,:

WQ9~ 00~ 2 1 0 2 ~ ~ 1 PCT/US92/01972
13
singly ~monotherapy)~ For example, AZT (and other
analogues) given alone results in a transitory
increase in certain immune cells (reference 5~,
termed CD4 cells, which are among ~he i~mune cells
most favored for attack by certain retroviruses and
certain herpes viruses (especially HHV 6). After the
transitory increase (~een at around 12-16 weeks), the ;~
immune cell nu~ber deteriorates ~s HIV proliferates : ::
~, . . .
a~d AZT~' HIV e~erges (Fig. 3) The number in - :~
p~renthes~$ r~fers to nu~ber of ~ubject~ ~tudied. By
comparison, Ampligen~ alon~ causes a horizontal
"line" of CD4 cell number over time (Fig. 30, e.g.,
the imm~ne cel1 ~umber nei~her increases nor
decr~a~es (in other words, cell number îs stabilized) ~-
at Am~ligen~ doses of approxima~ely 400 to 500 mg `~
given twice weekly by IV infu~ion.
Patien~s receiving AZT mono~herapy took 200 mg.
orally every 4 hours, daily (120~ mg./day)~ Patients
in the ~mpligen~ monoth~rapy group received a minimum
o two IV infusions weekly ~mean dose range of ~:~
463-555 mg. weekly~. [Patients receiving ~he .
combinational treatment show~ in Fig. 4 were also
infused with typical Ampligen6~ doses of 400 mg. twice
weekly with an average concomitant AZT dai ly dose
ranging between 300 and 540 mg
The trends in th~ median change in T4 .; . :~
lymphocyte for ~he placebo and AZT monotherapy ~:
treatment (after 16 week53 groups are consistent wi~h
evidence that the cour5e of the di ~ease i s inexorably
downhill. Without effective therapeutic
;~
:

WO 92/1X004 PCF~VS92/01972
~L~ 14 -
intervention, the median change in placebo patient
lymphocyte counts declines. After an initial
increase, even patients recei~ing AZT monother~py ~ :
experi~nced a deterioration in their median T4 cell
counts and AZTR ~IIV app~ars. This decline from Wee~ -
12 onward appear~ to parallel that seen with the
placebo patientæ .
Compari~on of the slopes by the statistical ;
method of linear r~gre~ )n lin~s constructed frorn
the change in median T4 ce~ls from week 12 onward for
.. the AZT monotherapy and placebo grotlps showed they -:
~ere significantly different ~p ~ 0 . 01 and p < 0. 01,
respectively3 than a slope of O which represents "no
change" in rnedian T4 cell l~vels. "No change"
typically relprese~ts a stabiliza~ion o~ immunols:~gic
disease, a "negati~re slope" represents disease ;~:
deterioration, but th~ mo~t desira~le outcom~ is a
positive slope suggestive of di~ea~e ~immune~
recovery, and this could not be achieved by the
monotheraPy regimen~ studied.
Th~ A~npligen~ alone abrogates the expected CD4 ;
decline after twelve weeks of AZT Monot~erapy of .
Placebo. The slope of ~he serial median CD4 level ;~
reyression line during A~npligen~ treatment i s not
skatistically different frvm a hori~ontal line ` ~ -,
reflecting no CD4 cell loss over time . :;;;
Slope Comparison With
HorizoIltal (no change) p Value ;~ .
Ampligen~9 not si~nificant p > O.2

WO 92/lgO04 P~/lJS92~01972
21~222 1 ; ~
1 5
AZT significant p < 0 . 01 ; ~`
Placebo significant p < 0. 01
Ampligen~ monoth~rapy ( Fig . 3 ) abrogate~ the
severe decline in median T4 l~nphocyt~s seen in both ::
placebo patients and in AZT treated patients (after a ;
transitory twelve week rise~ but th~ avarage T4 level :
did not increase. Moreover, in the Ampligen~9 group,
the small ~ statistically insi~nificant) decline in..
median T4 lymphocyt~s observ~d at one ysar ~Fiq. 3 ) ~ .
c:an be readily r~v~rsed thereb~ bringing ~out an
~.
even more durable T4 stabiIization l~y increa~ing the
dose to above 200 mg . twice weekly t data no~ showr~
The slope of a regression line ~onLstructed from the
change in median T4 cell~ observed ~rom week 12
onward in the Ampligen~D monotheraLpy group ~;was not
s:ignificantly di:fferent ~rom 0 ther~by indicati~re of ~ -
di sease stabilization . The P~mpli.gen~ monotherapy, : -
AZT monotherapy, or placebo tr~ated groups shown in ~ -
Fig. 3 had approxlmately e~ival~3nt median and mean
absolute T4: ~(also called CD4) lymphocyte :Levels. I ~ .
then compared them with a ~new group that received
combined Ampli~en~ and AZT treatment. ~: The~ new group ~-
had in ~act lower ( approximately 33% ) medi an and ~
absolute levels o~ thi s prognostic indicator of the ;:
progression of HIV infection, thu~ indicating they
were at greater risk of death vr other "critical
events".
, ;' .,.' ;;~ :,
'' :~' '

WO 92/18004 PCT/l~Sg2/Og972
?~
.
The relative effects oiE Ampligen~\ and AZT in
long term maintenance of- CD4 cell~ per mm3 in HIV :
di~ease is shown in the following table. -
TABLE 2
Baselirle Median Absolute ~:
Number of CD4 Cel l Change
Txeatment Patients M~3dian Mean at :1 Year
Asnpligen0 + AZT 11 2Q1 24B +15
Ampligen~ alone 54 311 350 -15 :~
~ZT alone 260350* 355 -28*
Placebo 253350* 356 -~g*
'
:~
*E8timate based on summary data in Re . 5 ~ '
,; .~ :.
As noted in Fig. 3, on completion of 1 year of `~
treatment, median ab~olut~3 T4 lymphocyte counts
declined 59 celIs ( approximately 4~ 9 cells per month) ;~
in the patients who: received placebo; declined 28
cells (~pproximately 2.3 cell~ per mont:h~ in patients
who received AZT monotherapy; and declir~ed slightly,
15 <::ell~; ~ approximately 1. 25 cells per month~, in .
patients who received Arinpli~en~ monotherapy.
However, the group that received the combinational `~
Ampligen~D and AZT therapy, which had the lowest
pretreatment median and mean absolut~ T4 lyTnphocyte ~; ~
levels (therefore being at the greatest risk) ` ~:

WOg2/180~ P~T/US92/0197t
2~ ~2~2 1 ~:
actually experienced an increase in median absolute
T4 cell level of 15 cells even after one year o
combination regimen. These results are summarized in
Table 2 and provided in more detail in Fig. 4.
Figure 4 demonstrates the serial changes in
median T4 lymphocyte levels during the 1 year of ~
c3mbination treatment which should be compared with ~:
Amplige~ m~notherapy, AZT monotherapy, and placebo :~
~ffect~ o~ Fig. 3.. The ba~eline for comparison is
calculated from th~ avera~2 of the patients' s~rial
abæolute T4 lymphocyte counts m~asured during the
three month period immediately before starting the ~:
cnmbined therapy.
The increase observed in the first ninety day
.period is con~istent wi~h that previously reported `~
for the initiation of AZT monotherapy as o~se~ved in
Figure 3 above. However, the subsequent in~reases,
seen from l80 to 540 days of the combined therapy,
are statistically signifi~ant and are not observed in
patient~ re~eiving AZT monotherapy. ~A
non-parametric analysis confirmed the statistical1y
signifi~ant (p<0.05) increase in T4 counts at 1
year. This analysis was performed because o~ the
possibility that the T4 l~vels were not normally
distributed due to the relatively small sample ~ :
~ize.) Thus, the duration o~ the T4 lymphocy~e
incr~ase is longer than the 3-6 month transient
increase e~pected from AZT monotherapy and must be
attributed to ~he pr~ence of dsRNA. In add1tion,
this effect was seen with relatively low doses of

WO g2/18~04 PClr/VS~2/01972
~s~ 18 ~;
both dsRNA and AZT. This observation is consistent
with previou~ findings that at a dose as low as 200
mg. IV twîce weekly for 1 to 4 months, Ampligen~
- monotherapy sta~ilized the T4 cell decline expec:ted
in untreated EIIV infected patients (T4 ~ 60-3C)0 :
cells/nun3 ), and that this effect was sustained when ~ ~:
patien~s continued this treatment for 5-8 months
~Fig. 3).
A regression line ~ Fiçlure 5 ~ was constructec~
f rom the mean percenta~e change in T4 Lymphocyte
counts oVer 135 to 630 days of eombined dsRNA and AZT
therapy. The avera~e of each patient' s serial T4 ~ :~
lymphocyte counts during 91-180 days of the combined
treatment regimen served as the baseline or
determinin~ the percentag~ chang~. This baseline
was selected a~ a point a~ter which AZT~ s anticipate~
effect on T4 levels typically has dissipated.
Using statisti~al methods, the positive slope
of the regression line and the slopes of the 95%
confidence limits indicate that the combined
Ampligen~i~ and A:ZT therapy successfully abrogated the
long-term T4 cell decline ~xpected in untre~ted : .
patients (4-6 cells/mon~h) or those on long term (~ 6 ~ :~
month) AZT monotherapy. Thus the c:ombination
treatment in act sustained T4 levels indef.initely :
and or muc:h longer time period~ than previously
observed with AZT monotherapy and this illustrates a
basic utility of my invention or~ nucleoside resistant ;~
Yiruses, e~;pecially retroviruses. ~
,`'` ' ,::
.. . .
'''' ''''';'.'''
',."'~ `"'.'''.
''', ' .~''
:'~.:

WO 92/18~04 PCI`/US92/01972
21~2~ ~
19
Finally, Figure 6 corroborate~ the utility of
my invention by presenting the proportion of patients
progressing to an AIDS-deinirlg opportunistic
infectionflymphoma ( "cr~ tical event" ~ while receivirlg
placebo, AZT monotherapy, Ampligen0 monotherapy, or ~:
Ampligen~9 and AZT combi~ational therapy.
As indicated in Figure 6, approximately 10% o ;~
the patients recei~ing placebo experierlced a critical
event during the 12-month ob~ervation period. The
number of pati~nts at ~he beginning, month 6 and :.
month 12 of the study are indic:ated parenthetically.
Of the patients receiving AZT, approximately 4% `; ~:
experienced a critical even during that period. Of
particular not~, was the avoidance of th~ expected
tumor formation seen with AZT given alone ( re~erence
6 ~ by th~ combined treatment . Further no patient in
this study with an absolute T4 1 ym~hocyte count
~reat~r than 115 cells/mm~ on entry experien~ed a
critical event while receivirlg Ampligen~ with
concomitant AZT, even though they were at gre~t risk
to do so due to markedly deteriorated i~une systems
be~ore beginning the co~nbinational regimen having a ,.
median CD4 level of only 201 ~t baseline ~Table 2 ) .
In concert with practicing this invention,
lymphokines such as intexleukins and interferons may `
be judicious~y added after ths foundation of control
o~ viral replication i s in place .
.. . : :.' . ~ .
. ~
" ',' '-
.'.,. . ",, ' .
'~' ' '' '~ '

WO 92/18004 PC~/V!i9~/01972 `:
REE~CES CITED
1. Larder, E~. A. et aL pp. 436-4g1 Antimicrobia1
Agents and Chemotherapy. Vol. 34, March 19gO.
2. Larder, B. A. et al. pp. 1731-1734, Science, ``~`:
Vol. ~43, 1g89.
3. Jackson, J.B. et al. pp. 1416-1418. Journal
Clin. Microbio1Ogy, Vol. 216, 1990; Thompson,
J. D. et al. pp. 371-378, Analytical Biochem.
1 . 182 ~ 1989 .
4 . Beren~aum, M. C . pp . ~69-333 . Advances in Cancer
Research Vol. 35, ~981~
5. Fischl, M. et al. p. 727-733, ~nnals of
Internal Medic:ine Vo1. 112, 1990.
6. P1uda, 3. M~ et al pp.: 276-282
~nals of Internal Medicine, Vol. :113 ~nu~er
4, 1990 ~.; ;
: , :. ~:
.. ~ ~ . . .,;;
, ..-....
. . ~ .
., . i. ....
"' ~
~ .~ :. . ::. .
'''`''''"'' '. '''''
'` ..:' ,.-
i, , ::;

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Administrative Status

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Event History

Description Date
Inactive: IPC from MCD 2006-03-11
Inactive: IPC from MCD 2006-03-11
Inactive: IPC from MCD 2006-03-11
Inactive: IPC from MCD 2006-03-11
Inactive: IPC from MCD 2006-03-11
Inactive: Dead - No reply to s.30(2) Rules requisition 2002-12-17
Application Not Reinstated by Deadline 2002-12-17
Deemed Abandoned - Failure to Respond to Maintenance Fee Notice 2002-03-12
Inactive: Abandoned - No reply to s.30(2) Rules requisition 2001-12-17
Inactive: S.30(2) Rules - Examiner requisition 2001-08-17
Inactive: Application prosecuted on TS as of Log entry date 1999-04-01
Inactive: Status info is complete as of Log entry date 1999-04-01
Inactive: RFE acknowledged - Prior art enquiry 1999-04-01
Appointment of Agent Requirements Determined Compliant 1999-03-23
Revocation of Agent Requirements Determined Compliant 1999-03-23
Inactive: Entity size changed 1999-03-16
Revocation of Agent Request 1999-03-10
Appointment of Agent Request 1999-03-10
All Requirements for Examination Determined Compliant 1999-03-09
Request for Examination Requirements Determined Compliant 1999-03-09
Letter Sent 1997-06-09
Reinstatement Requirements Deemed Compliant for All Abandonment Reasons 1997-05-07
Inactive: Adhoc Request Documented 1997-03-12
Deemed Abandoned - Failure to Respond to Maintenance Fee Notice 1997-03-12
Application Published (Open to Public Inspection) 1992-10-29

Abandonment History

Abandonment Date Reason Reinstatement Date
2002-03-12
1997-03-12

Maintenance Fee

The last payment was received on 2001-02-27

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Fee History

Fee Type Anniversary Year Due Date Paid Date
MF (application, 5th anniv.) - standard 05 1997-03-12 1997-05-07
Reinstatement 1997-05-07
MF (application, 6th anniv.) - standard 06 1998-03-12 1998-02-20
MF (application, 7th anniv.) - standard 07 1999-03-12 1999-02-24
Request for examination - standard 1999-03-09
MF (application, 8th anniv.) - small 08 2000-03-13 2000-02-21
MF (application, 9th anniv.) - small 09 2001-03-12 2001-02-27
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
HEM PHARMACEUTICALS CORP.
Past Owners on Record
WILLIAM CARTER
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Description 1995-09-02 20 1,203
Cover Page 1995-09-02 1 38
Claims 1995-09-02 4 199
Abstract 1995-09-02 1 65
Drawings 1995-09-02 6 310
Notice of Reinstatement 1997-06-09 1 162
Reminder - Request for Examination 1998-11-16 1 116
Acknowledgement of Request for Examination 1999-04-01 1 173
Courtesy - Abandonment Letter (Maintenance Fee) 2002-04-09 1 182
Courtesy - Abandonment Letter (R30(2)) 2002-02-25 1 172
Correspondence 1999-03-10 2 68
PCT 1993-10-15 13 364
Correspondence 1999-04-08 1 24
Fees 2000-02-21 1 30
Fees 2001-02-27 1 35
Fees 1999-02-24 1 29
Fees 1996-04-17 4 172
Fees 1998-02-20 1 31
Fees 1997-05-07 5 204
Fees 1996-07-02 1 44
Fees 1995-03-06 1 26
Fees 1993-10-15 1 61