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Patent 2127544 Summary

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(12) Patent Application: (11) CA 2127544
(54) English Title: THE ENZYMATIC OXIDATION OF (D)-2-HYDROXY CARBOXYLIC ACIDS TO 2-KETO CARBOXYLIC ACIDS
(54) French Title: OXYDATION ENZYMATIQUE D'ACIDES (D)-2-HYDROXYCARBOXYLIQUES EN ACIDES CARBOXYLIQUES CETONIQUES EN 2
Status: Dead
Bibliographic Data
(51) International Patent Classification (IPC):
  • C12P 7/40 (2006.01)
  • C12P 41/00 (2006.01)
(72) Inventors :
  • SIMON, HELMUT (Germany)
  • SCHINSCHEL, CARSTEN (Germany)
(73) Owners :
  • BASF AKTIENGESELLSCHAFT (Germany)
(71) Applicants :
(74) Agent: ROBIC
(74) Associate agent:
(45) Issued:
(86) PCT Filing Date: 1993-02-09
(87) Open to Public Inspection: 1993-09-02
Examination requested: 1999-10-26
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/EP1993/000310
(87) International Publication Number: WO1993/017120
(85) National Entry: 1994-07-06

(30) Application Priority Data:
Application No. Country/Territory Date
P 42 05 391.9 Germany 1992-02-21

Abstracts

English Abstract

2127544 9317120 PCTABS00025
A process for the production of 2-ketonic carboxylic acids from
(D)-2-hydroxycarboxylic acids using a biocatalyst, the electrons
produced during the oxidation of (D)-2-hydroxycarboxylic acids
being transferred to a quinone derivative.


Claims

Note: Claims are shown in the official language in which they were submitted.



- 20 -
We claims
1. A process for preparing 2-keto carboxylic acids
from (D)-2-hydroxy carboxylic acids using a biocatalyst,
which comprises transferring the electrons which are
produced in the oxidation of (D)-2-hydroxy carboxylic
acids to a quinone derivative.
2. A process for preparing mixtures of 2-keto
carboxylic acids and (L)-2-hydroxy carboxylic acids from
(D,L)-2-hydroxy carboxylic acids using a biocatalyst,
which comprises transferring the electrons which are
produced in the oxidation of (D)-2-hydroxy carboxylic
acids to a quinone derivative.

Description

Note: Descriptions are shown in the official language in which they were submitted.


~ 12 7 ~ ~ ~1 o. z . OOS0/43032
The enzymatic oxidation of_~D~-2-h~droxy
carboxylic acid~ to 2-keto carboxvlic acids
The in~ention relatos to an Lmproved proce~3 for
preparing 2-~eto carboxylic acids from (D)-2-hydroxy
carboxylic acid~ using a biocatalyst and to the prepara-
tion of mixtures of ~L)-2-hydroxy carboxylic acid~ and 2-
~eto carboxylic acids from (D,L)-2-hydroxy carboxylic
acids.
Reductions carried out by microorganism~ which
are provided with the reducing equivalent~ via an exter-
nal electron carrier which i9 regenerated electrochemi-
cally ar~ known. It i8 po~sible to employ for thi~ a
large number of microorgani~m~ and, a~ electron carrier~,
a number of dye~ and other ~ubst~nce~ (DE-A 32 26 888 and
DE-A 33 32 562).
EP-A 260 611 di~clo~es the oxidation of (D)-2-
hydroxy carboxylic acid~ to 2-keto carboxylic acid~ by
redox enzyme~ which tran~fer the reducing equivalents
u~der anaerobic condition~ to a Yiologen aR external
redox mediator. Thiq patent application mention~ the two
~iologen~CAV(1,1'-dicarboxamidomethyl-4,4'-dipyridinium
dication) and CYY (1,1'-d~cy~nomethyl-4,4~-dipyridinium
dication) as redox mediators which can be regenerated
electrochemically at an anode, with atmo pheri~ oxygen,
with iron(III) compound~ or with hydrogen peroxide.
However, on reaction of (D,~)-lactic acid or (D,L)-2- -
hydroxyglutar~te it i~ pos~ibl~ to i~ola~ only the (L)
for~s which do not react. Pyr~vic acid and 2-ketoglutar-
a~e are metabolized in the proce~s and cannot be i~olated
tSkopa~ et al., Ang~w. 99, (19873 139-141
In add~tion, the viologens CAV and CYV have~
con~iderable toxicity; furthermore, they are not suffic-
iently stable in the pH range used for the reaction.
~ an ob~ect of the prQsent invention to
provide a proces for prep~ring 2-keto carboxylic acids
- which doe~ not have the abovementioned di~advantage~.
We have found that this ob~ect i9 achieved by a

21 ~75~14
- 2 - o.Z. 0050/43032
proce~s for prepar~ng 2-keto carboxylic acid~ from (D) -
2-hydroxy carboxylic acid~ using a biocataly~t, in which
the electrons produced in the oxidation of (D)-2-hydroxy
carboxylic acid~ are tran~ferred to a quinone derivati~e.
We have al~o found that mixtures of (L)-2-hydroxy
carboxylic acid~ and 2-keto carboxylic acid~ can be
prepared from (D,$)-2-hydroxy carboxylic acids by thi~
process .
It i~ po~ible by the proce~ according to the
invention very generally to oxidize (D)-2-hydroxy
carboxylic acid~ to the corresponding 2-keto carboxylic
acid~. Thus, for example, the 2-hydroxy carboxylic acids
described by Schummer et al. (Tetrahedron 47 (1991) 9019-
9034) can be u~ed as ~ub~trate. Particularly ~uitable
(D)-2-hydroxy carboxyl~c acid~ are (D)-glycerate, (D)-
gluconate, (D)-galactonate, (D)-gulonate, (D)~ribonate,
(D)-xylonato and 'L)-mannonate, (L3-arabinonate and
lactobionic acid (4-p-D-galactosyl-D-gluconate). There i5
no con~er~ion of, for example, (L)-gluconate because C-2
ha~ the (L) configuration. The procesQ is very particu-
larly ~uitable for preparing pyruvic acid or the salt~
thereof (pyruvate~) from (D)-lactic acid or the ~alt~
thereof. Application of the proce~ to (D,L)-lactic acid
results in a mixture of pyruvate and (L)-lactic acid,
which can easily b~ ~epara~ed chemically.
The biocat~ly~ts employed in the proce~s can be
micro~rgani~m~ or enzy~e preparation~ prepared therefrom.
Mlcroorganism~ are prefer~bly used a~ biocataly~t~, and
tho~e of th~ genus Proteu~, for example Proteus vulgari~
DSM 30118 or Prot~u~ mirabilis DSN 30115, of the genu~
Propionibaeterium, for example Propionibacterium acidi-
propioniei DSM 20272, of the genu~ Clo~tridium, for
example Clostridium homopropionicum sp. nov. DSM 5847, or
of the genu~ Paraeoeeu~, for example Paracoecu~ denitri-
fican~ DSM 413, are p~rtieularly preferred.
Suitable mieroorgani~m~ can ea~ily be id~ntified
by, for ex~mple, te~ting their ability to oxidize




~ t .. ".,.,. ".7",".. ~ ,"~; ~ "" -~,,,~ ,";~;~ "~- ",, `

2 ~ ~ g ~
_ 3 _ O.Z. 0050/43032
(D)-lactate to pyruvate.
The ~nzyme preferably used is the 2-hydroxy-
carboxylate-viologen oxidoreducta~e from Proteus vulgari~
or Proteu~ m~rab~
The microorganiqms can be cultured separately
and, where appropriate after storage, added as cell
suspension or as enzyme preparation anaerobically to the
reaction ~olution. It ~ also po~ible to add the sub-
~trate direct to the medium at the ~tart or fini~h of the
cultivation of the microorgani~m, ~o that it i8 converted
after completion of the growth phase. Thi~ procedure i~
particulsrly ~uitable when a chemical electron acceptor
~uch as dimethyl sulfoxide i~ u~ed.
The 2-keto carboxylic acid prepared by the
process according to the invention may, for example in
the ca~e of pyruvate, be further metabolized by the
microorganism~ used. It is therefore expedient to inhibit
the catabolism of the pyruvate or of onic acids ~uch as
(D)-gluconate in the microorganism~. This can be effec-
ted, for example, chemically by metal-complexing sub~tan-
ce~ ~uch as ethylenediaminetetraacetic acid (EDTA) or
antibiotics ~uch a~ tetracycline. EDTA i~ preferably
used, the concentration~ being, as a rule, from 0.01 to
10 m~
The electron~ produced in the oxidstion of the
(D)-2-hydroxy carboxylic acid~ are transferred to a
mediator.
Suitable mediators ar~ the following group~ of
substancess
1. Quinone dyes such as anthraquinones or naphtho-
quinones, eg. anthraquinone~ulfonic acid~, hydroxy-
naphthoquinone~,

2. Viologen dye~, eg. benzylviologen, CAV,

3. Triphenylmethane dye , eg. benzaurin, aurin,

2~ 7~ 14
_ 4 - O.Z. 0050/43032
4. Phthalocyanine~, eg. Fe, Cu or Co phthalocyanine~,

5. Methine dye~, eg. a~traphloxine,

6. Pyrrole dye~ or porphyrin derivative~, eg. metal
chel~te complexe~ of the~e compounds,

S 7. Pteridines or pteridones,

8. Flavin~, eg. scriflavin, lumifla~in,

9. Imidazole derivatives, eg. metronidazole,

10. Complexes of m~tal~ o~ group VIB, VIIB and VIII, eg.
ferrocenemonocarboxylic acid~,

11. Thiolate~ with metal8 of group VIB, VIIB and VIII,

12. Thiol~, eg. dihydrolipoic acid, dithiothrei~ol,
glutathione,

13. Indophenols, eg. 2,6-dichlorophenolindophenol,

14. Indigo dy~, eg. indigotetrasulfonate,

15. Ncphthi~zine~, eg. ro indulin 2G,

16. Phena~ine~, eg. phena2~ne atho ulfate, pyocyanine,

17. Phe~o~hiazine8, eg. ~hionlna, teluidine blue O,

18. Phenoxazine~, 9g . re~orufin,

19. Chelate compl~xe8 of me~al~ of group VIII, eg.
ethylenediamine~etraacetic acid (EDTA) with iron
(II/III~,

~ 2 .~ ~ ~4
_ 5 _ o.Z. 0050/43032
20. Mediator sy~tema compo~ed of combinations of groups
1 to 19, eg. thionine and iron(II/III) EDTA.
The mediators from group 1 ar~ preferably used,
and the anthraquinone~ulfonic acids, eg. anthraquinon~-
2-~ulfonic acid or anthraquinone-2,6-di~ulfonic acid, are
particularly ~uitable.
The mediators are u~ually employed in catalytic
amounts when the electron~ are transferred from the
mediator to an electron acceptor.
~owever, if the mediator~ are al~o u~ed a~
electron acceptor, they are expediently employed in
equimolar amounts to the substrate to be oxidized. ~'
The mediator which ha~ been reduced in the
proce~s can be reoxidized and thu~ employed anew in the
proce~
The reaction can be repre~ented a~ follows~
P. vulgari~
R-CHOH-cOOH + Med(Os~ , > R-CO-COO~ + Med(r,d~ ~,
+ 2 H~ (Eq- 1) ~'
Med~r~ + E~o~) > Med~Os~ + EA~.
(Eq. 2)

R-CHOH-COO~ + EA(o~) - > ~-CO-CO~ + EP~.d~
+ 2 ~+ (Eq. 3)'
The,reoxidation of the mediator (Med) or electron
accRptor (EA) (Eq. 2) can take plac~ in a vari~ty of
ways. The mod~ of reoxidation cho~n in each ca~e dep~nds
on which mediator i~ u~ed. Th~ mediator can b~ regenera-
ted continuously during the reaction. Another option i~
to oxidize the m~diator or electron acceptor, which has
been employed~in equL~olar amount~, after completion of
the reaction~ This i~ particularly advantag~ou~ when the
reduced electron acceptor i~ volatile during the rQaction
or can be removed from the reaction mixture by di~tilla-
tion.
The following processe~'are suitable for re-
generating the mediators: -

`- - 6 - O.Z. 0050/43032
1. The mediator i~ pumped through an electrochemical
cell and reoxidized at the anode. The microorganisms
can either be al~o circulated through the electro-
chemical cell or, more advantageously, be retained
by a membrane in the form of a hollow fiber bundle
or aq immobilizate on sintered glass, in which case
the half-life of the enzyme activity in the micro-
organism~ is considerably increased.

2. The mediator i~ regenerated by blowing oxygen or air
into the reaction ~olution. This can be done by
pumping the reaction solution, with or without
microorgani~m~, through a hollow fiber bundle which
is exposed to oxygen from the outside. However, in
thi~ case it is advanta~eous to retain the micro-
organisms a~ in proce~s 1. It is important in this
met;lod that the amount of oxygen-blown in i~ only
~ust sufficient to regenerate ~he amount of reduced
mediator. A con~tant small concentration of reduced
mediator i~ advantageous in thi~ ca~e (anaerobic
condition~) bec~use the enzyme is then not damaged
by oxygen.

3. The mediator i~ regenerated by a second enzyme in
Proteu~ vulgari~ or Proteu~ mirabilis and another
electron acceptor.

~xample~ of suit~ble elGctron acceptors are the
following group~:
1. Sulfoxides, eg. dime~hyl ~ulfoxide (DNSO),
diethyl sulfoxida, tetr~methylene sulfoxide,
DL-methionine ~ulfoxid~,

2. N-oxide_, eg. ~-me~hylmorpholins N-oxide,
trim~thylamine N-oxide, pyridine N-oxide,

3. Fumarate,

f~l ~ 7 ~i~ 4
_ 7 _ o.z. 0050/43032

4. Nitrate,

5. Chlorate,

6. Thio~ulfate, tetrathiosulfate.

The N-oxide~, especially N-methylmorpholine N-oxide,
have prov~n to be particularly suitable electron
acceptors. Th~ N-methylmorpholin3 produced in ths
re~ction c~n be oxidized b~ck to N-methylmorpholine
N-oxide in aqueou~ solution by reacting it, for
exampl~, with peroxide~ ~uch a~ hydrogen peroxicl~ or
percarboxylic acid~ or with oxyg~n (Houben-Weyl,
~ethoden der organi chen Chemie, ~ol. 16a I (1990)
~04-~20).
Tho el~ctron accaptor can b~ added either in equi-
molar amount~ or in catalytic amount~ to the ~ub-
3trate and then regenerat~d outside the r~action
mix~ure for example dim~thyl ~ulfide (from dimethyl
~ulfoxide) reAdily escap~s from the ~queou~ reaction
qolution and can be conveEted back by catalytic
ox~dation with atmo~ph~ric oxygen in~o the oxide
(DMSO) which can be returned ~o th~ r~actlon 501u~
tion.

4. -ThQ medintor i5 reg~neratsd by a second miero-
organi~, e~. Paracoccu~ deni~rificans ~5M 413.
Suit~bl~ electron acceptors in thi~ ~a3e are
nitrat~, nitrite and nitrou~ oxide. The product of
reduction in thi~ case i~ molecular nitrogen which
Qscape~ a~ ga~ from the reaction ~olu~ion.

Reoxidation proce~ses 1 to 4 are ~itable for
batch, ~emibatch and continuous opexation.
Temper~tures generally suitable for ~he indivi-
dual processe~ under anaerobic condition~ are from 10 to

~12 7 ~) 4 ~
- 8 - O.Z. OOS0/43032
50, preferably 25 to 40C. The pH i~ expediently mea~ured
during the reaction and kept con~tant in the range f rom
8.5 to 9.5 by addition of sodium hydroxide solut~on or
hydroc~lor~c acid where appropriate. The D-~actic acid or
S D-lactate (pH 8-9) concentration i~ usually from 0.01 to
O.7 M (1-63 gtl). The required amount of D-lactic acid
can be added all at once at the outset or in several
portions during the reaction. ~he pre~ence of L-lactic
acid doe~ not interfere; L-lactic acid i~ not converted
into pyruvic acid and therefore remains unchanged.
D-lactic acid c~n al~o be introduced into the reaction
~olution as ~lt. It i~ po~ible to u~e, inter alia, the
lithium, ~odium, pota~ium and ammonium ~alt~.
Th~ resulting pyruvic acid or pyruvate c~n be
qu~ntified by conventional methods (enzymatic detection
with L-LDH/NADH) tR. Czok, W. Lamprecht in
H.U. 8ergmeyers Methoden der enzymatiw hen Analy~e. 3rd
edltion, Vol. I/II, 1407-1411, Verlag Chemie, Weinheim
(1974)]. For thi~, the ~ample~ are mixed 1:1 with per-
chloric acid (7~), centrifu~ed, heated at 95-C for 1 h
and, after cooling, appropriately diluted and analyzed.
It i~ advi~able to ~top the react~on as soon a~
the pyruvic acid concentration ha~ re~ched it~ maximum.
The re~ulting pyruvic acid can then be removed and
purified by con~entional proce~e~ (~ee DE-A 37 33 157)~.
The proce~s according to ~he in~ention makas it
po~ble to prep~re 2-keto car~oxylic acid~ from (D)-2-
hydroxy c~r~oxylic acid~ in high yield without the final
product being metabolized, which frequently interfere~ in
other biocatalytic proce~es.
The invention i~ illustrated by the following
Example~:
EXA~PLE 1
Cultivation of Protous vulgari~ with relatively high wet
weight of bacteria per liter of medium without los~ of
enzyme activity.
Gluco~e medium (medium A):

212 ;7~4~
_ g _ O.Z. 0050/43032
Glucose 10.0 g/l
Dipotas~ium hydrogen pho~phate 5.1 g/l
Yea~t 0.5-2.5 g/l
Tryptone 5.0 g/l
S Sodium formate 1.0 g/l*
Ammonium chloride 0.17 g/l
Magnesium sulfate (x 7 H20) 0.05 g/l
Mhngane~e ~ulfate ~x H20) 0.4 mg/l~ ;
Iron sulfate (x 7 H2O) 0.4 mg/l*
Disodium molybdate 13.7 mg/l
Disodium ~elen~te 0.263 mg/l~ ;
Calc$um chloride (x 2 H2O) 40.0 mg/l*
p-Aminobenzoic acid 0.4 mg/l~
Biotin 20.0 vg/l~
Water ad 1 1
The glucose and the dipota~sium hydrogen pho -
phate were sterilized (20 min at ~21-C~ then flu~hed with -~
nitrogen) separate from the rema~nder of the medium and
added after cooling. The pH of the medium was 7.5-8Ø
If the microorgsnism~ are used only for the
oxidation it is possible to omit the constituent~ identi-
f~ed by an asterisk. This wa~ a~sociated with no los~ of
enzyme acti~ity (2-hydroxy-carboxylate-viologen oxido-
reductase) or a lower yield of cells per liter. The
medium was inoculated with 0.5-1.0 percent of a Proteu'~
vulgaris preculture. Cultivation was carried out at 37-C,
controlling the pH nt 7.2 with 2-6 N ~odium hydroxide
solution (about 6 g of ~od~um hydroxide per 1 of medium o
were requ~red) unt11, after lS-18 h, th~ ~tations~J
growth phase ~tartsd. The wet weight of bacteria wa~ 6-
7 g~l (dry weight 1.2-1.4 g/l).
The acti~ity of the 2-hydroxy-carboxylate-~iolo-
gen oxidoreductase was about 2.0 unit~ of lactate
dehydrogena~e/mg of protein (about 1,OOQ unit~/g dry
weight of bacteria)~ and that of dimethyl ~ulfoxide
reductase wa~ ~bout 0.1 units of DMSO reducta~e/mg of
protein (about 50 unit~/g dry weight of bacteria).
- .~

212 7~ ~4
- 10 - O.Z. 0050/43032
Cultivation of Proteus vulgari~ and Proteus
mir~bilis with ralatively high enzym6 activitie~
(D,L)-Lactate medium (medium B):
As m~dium A but without gluco~e and with
7.0 g/ 1 ~odium (D,L~-lactat~ or 3.5 g/l ~odium L-lactate
(D-lac~ate i9 not metabolized) and 0.05-0.1 M (3.9-
7.8 g/l) dimethyl ~ulfoxide (which wa~ added after the
medium had cooled). Th~ pH of the medium wa~ 7.5-8.5. The
medium was inoculated with 0.5-l.0 percent of a Proteus
vulgari~ preculture. The culture reached the 3tationary
growth pha~e after 18-20 h at 37-C. The wet weight of
bacteria wa~ about 2.5 g/l, and th~ dry w~ight was
O.S g/l. The corre~ponding figure~ for Proteu~ mirabilis
were twice the~e. Similar activitie~ are obtained with
50 mM pyruvate or fum~rate a~ electron acceptors.
The activity of the 2-hydroxy-carboxylate-violo-
gen oxidoreductase wa~ about 4.0 -unit~ of lactate
dehydrogena~e/mg of protein (about 2,000 units/g dry
weight of bacteria), and th~t of dim~thyl sulfoxide
reductase wa~ about 0.4 unit~ of DMSO reducta~etmg of
protein (about 200 unit~/g dry weight of bacteria). The
corre~ponding figure~ for Proteu~ mir~bili~ were likewi~e
4.0 unit~ of lactate dehydroganase/mg of protein. The
figura for d~methyl ~ulfoxid~ r~ducta~e reached 1.9 U/mg5 of protein tabout 950 unit~/g dry weight of bacteri~).
EXANPLE 2
Cultlv~tion of Paracoccu~ d~nitrific~ns
Gluco~e m~dium (med~um C):
Gluco~ 9.0 g/l
Pota~sium n~trate 10.0 g/l
Disodium hydrogen pho~phate 2.7 g/l
Pota~sium dihydrogen pho~phate 4.1 g/l
Yea~t 0.1 ~ g/l
Ammonium chloride 1.6 g/l
Nagnesium ~ulfate (x 7 H20) 0.25 g/l
Di~odium molybdate (x 2H2O) 0.15 g/l
Manganese ~ulfate (x H2O) 0.1 mg/l

212 7~
~ O.Z. 0050/43032 ~
~.'
C~lcium chloride (x 2 H2O) 20.0 mg/l
Iron ammonium citrate 20.0 ~M
water ad 1 1
Medium C wa~ sterilized like medium A. The iron
S ammonium citrate was added after cooling. The pH of the
medium wa~ about 7.3. Th~ medium wa~ inoculated with 1.0
percent of a Paracoccus denitrifican~ preculture. The
culture reached the start of the stationary growth phase
after 20-24 h at 35-C without pH control. The wet w~ight
of bacteria wa~ ~bout 8 g/l, and the dry weight was
1.6 g/l.
EXAMPL~ 3 ~
Production of pyruvate in an electrochemical cell with -
Proteu~ vulgariJ with and without EDTA
35.5 mmol of D-lactate, 0.21 mmol of anthra-
quinone-2,6-di~ulfonic acid, 0.35 mmol of EDTA and 362 mg
of Proteu~ vulgar~s cell~ (dry weight) were added to
70 ml of anolyte (deionized w~ter) in an electrochemical
flow-through cell with a graphite felt anode (and
cathode). The reaction solution wa~ circulated through
the slectrochemical cell at a flow rate of 18 l/h by a
peri~taltic pu~p. A 90 ml stirrQd ves~l wa~ u~ed for
volume ad~u~tment. The potential in the electrochemical
cell wa~ kept con~tant at -300 mV vs. SCE, and a maximum
2S current of 0.5 A wa~ reached. The temperature wa~
35~0.S-C. The p~ W~8 kept con3tant at 8.S wi~h 4 ~ æodium
hydroxid~ ~olution.
After 21.5 h, 94.6% (33.6 mmol) of the D-lactate
had b~en oxidiz~d to pyruvate. 5.0~ (1.8 mmol) of the D-
lactate w~ still present. The con~er~ion calculat~d from
the con~umption of ~odiu~ hydroxide ~olution w~s ~ 100%
and from the current con~ump~ion wa~ 94.9~.
The analogou~ experiment without addition of EDTA
~how~ that 75.2% (26.7 mmol) of the D-lactate were
oxidized to pyruv~te after 21.5 h. 13.0% (4.6 mmol) of
the D-lactate were ~till pre~ent. The co~ver~ion c~lcu-
lated from the con~umption of sodium hydroxide ~olution

. ~12f34/i
- 12 - O.Z. 0050/43032
w~ 108%, and that from the current con~umption wa~
2 100%.
EXAMPLE 4
Production of pyruv~te in an electrochemical cell with
S Proteus vulg~ri~ in a hollow fiber reactor
129 mmol of D-lactate, 2.65 mmol of anthraquin-
one-2,6-di~ulfonate and 0.27 mmol of EDTA were dissolved
in 265 ml of deionized water in a stirred vessel, and
165 mg of Proteus vulgaris cells (dry weight) were added.
Part of the reaction volume was continuously removed
through a membrane in the foDm of a hollow fiber bundle
and waD pumped through an electrochemical cell to reoxid-
ize the anthraquinone-2,6-disulfonic acid and returned to
the reaction chamber. The pH wa~ kept con~tant with
sodium hydroxide solution. The temperature was 3510.5-C.
The potential in the electrochemical cell was -300 mV v~.
SCE. 95~ of the D-lactat~ had been oxidized to pyruvate
after 143 h. 1.7 mmol (1.3~) of the D-lactate were ~till
present.
EXAMPLE S
Production of pyruvate with Proteu~ vulgaris and
regeneration of the mediator with oxygen
50.4 mmol of D-lactate, 1.0 mmol of anthraquin-
one-2,6-disulfonate and 0.32 mmol of EDTA were di~olved
in 100 ml of deionized water in a ~tirred ve3sel, a~d
362 mg of Proteus vulgari~ cell8 (dry weight) w~re added.
Part-of ~he react~on volume wa~ continuously circulated
at a flow rate of 15 l/h through a hollow fiber bundle
wh1ch was exposed externally to a gaqe pres~ure of 0.5-
0.8 bar of oxygen. The temperature was 35~0.5C. The pH
w~ kept ccnstant with 4 N ~odium hydroxide solution. ~5%
(22.7 mmol) of the D-lactate had been oxidizad to pyruv-
ate after 29 h. Be~ide~ 33~ (16.4 mmol) of D-lactate it
was also pos~ible to detect S.9 mmol (11.7~) o acetate.
3S EXAMPLE 6
Production of pyruvate with Proteus vulgaris and Para-
coccus denitrificans and nitrate as electron acceptor

212'7~
- 13 - O.Z. 0050/43032
12.5 mmol of D-lactate, 0.05 mmol of CAV,
0.5 "ol of EDTA and 12.5 mmol of nitrste were dissolved
in 50 ml of 0.3 M tri~/HCl buffer pH 8.5 in a ~tirred
vessel, and gO mg of Proteu~ vulgari~ cellq (dry weight)
and 300 mg of Paracoccus denitrificans cell~ (dry weight)
were added. Th~ temperature wa~ 35+0.5-C. The pH was kept
constant at 8.5 with 1 N hydrochloric acid. The oxidation
of D-lactate to pyruvate wa~ 83~ (10.4 mmol) after 8.7 h
and 100% (12.5 mmol) after 20.7 h.
EXAMPLE 7
Pyruvate production from D-lactate with N-methyl-
morpholine N-oxid~ a~ electron acceptor and Prot~u~
vulg~ri~
Proteu~ vulgaris was cultivatad in medium B as
de~cribed in Example 1.
36.4 mmol of D-lactate, 0.35 mmol of
anthraquinone-2,6-di~ulfonate, 0.70 mmol of EDTA and
37.0 mmol of N-m~thylmorpholin~ N-oxide were dissolved ~n
70 ml of deionized water in a stirred vesQel, and 181 mg
of Proteus vulgaris cells (dry weight~ were added. The
temperature wa~ 40~0.5-C. The pH wa~ kept constant at
8.5~0.1 with 2 N hydrochloric acid. After 4.0 h, more
than g9.5~ (36.3 mmol) of the D-lactate had been oxidized
to pyruvate.
EXAMPLE 8
Production of pyruvate with Proteus vulgari~ and dimethyl
sulfo~ide a~ electron acceptor
35.5 mmol of D-lactate, 0.21 mmol of anthra-
quinone-2,6-di~ulfonic acid and 0.21 mmol of EDTA were
di~olvod in 70 ml of deionized water in a stirred
ve~sel, and 362 mg of Proteu~ vulgari~ cells (dry weight)
were added. 36.0 mmol of dimethyl ~ulfoxide were added in
~everal portion~ during the reaction. The ~mperatura wa~
38+0.5C. The pH was kept con~tant at 8.5 with 2 N ~odium
hydroxide solution. After 8.5 h, 95.5~ (33.9 mmol) of the
D-lactat~ had been oxidized to pyruvate. The conver~ion~
with Proteu~ mirabili~ were about 1.5 t~me~ fa~ter.

~1~ ia~
- 14 - O.Z. 0050/43032
After addition of a further 35.5 mmol
(~ 71.0 mmol) of D-lactate and 36.0 mmol of dLmethyl
sulfoxide it was po~sible to detect 50.9 mmol (71.7%,
O.64 ~) of pyruvatQ and S mmol (7.0%) of D-lactate after
29 h. It is assumed that about 20~ of the pyruvate had
polymerized tCopper et al., Chem. Rev. 83 (1983) 321-
358~.
EXAMPL~ 9
Production of pyruvate with Proteus vulgaris from
D-l~ct~te in the presence of L-lactate and dimethyl ~ulf-
oxide as electron acceptor
35.S mmol of D-lactate, 35.5 mmol of L-lactate,
0.21 mmol of anthr~quinone-2,6-di~ulfonic acid and
O.21 mmol of EDTA were dis~olved in 70 ml of deionized
water in a stirred ve~sel, and 550 mg of Proteus vulgari~
cells (dry weight) were add~d. 36.0 mmol of dimethyl
~ulfoxide were added in several portion~ during the
reaction. The temperature wa~ 38~0.5-C. The pH was kept
con~tant at 8.5 with 2 N ~odium hydroxide solution. After
3.6 h, 100% (35.5 mmol) of the D-lactat~ had been oxid-
ized to pyruvate. By contrast, all the L-lactate was
~till pre~ent.
EXAMPLE 10
Production of pyruv~te with biocatalyst (Proteus
vulgari~) employed sevor~l tim~s and dimethyl ~ulfoxide
a~ electron acceptor :
- 50 ml of a reaction ~olution which conta~ned
26.0 mmol of D-lactate, 0.15 mmol of anthraguinone-2,6-
di~ulfonic acid and 0.25 mmol of EDTA w~re added to
720 mg of Proteu~ vulgsri~ cell~ (dry weight) in a
stirrQd ~e8%~l . 26.0 m~ol of dim~thyl ~ulfoxide were
added in several portion~ during the reaction. The
t~mperature w~ 38~0.5C~ The pH wa~ kept ~onstant at 8.5
with 2 N qodium hydroxide ~olu~ion. The reaction wa~
stopped at a D-lactat~ concentration of s 2.0%. The
Proteu~ vulqari~ cell~ were removed from the reaction
~olution by centrifugation, and a further 50 ml of

212'75~
- 15 - O.Z~ OOS0/43032
~eaction solution wQre added. The biocatalyst was em-
ployed 6 times in ~ucce~ion. The result~ are shown in
the following Table:
Use I Dry weight Time Pyruvate D-lactate
tmgi th' tmmol] ~mmol]
1st 1 720 1.9 25.8 0.20
2nd j 670 4.0 j26.3 10.06
3rd 600 6.3 25~9 0.34
...
4th S40 8.5 27.0 0.33
5th 1 500 11.3 25.5 0.43
6th ¦ 480 21.5 25.3 0.40
The ~tated amount~ of pyru~ate and D-lactate
relate to the reaction solution after centxifugation.
Part of the Proteu~ vulgari~ cell~ w~ lost from each
~atch owing to ~ampling and through ~eparation from the
reaction ~olution. Part of the reaction ~olution remain~
in tho bacterial biomass in each batch, which explain-~
why the amount of pyru~ate i~ ~o~ewhat larger in some
batches.
EXAMPLE 11
Production of pyruvats with Rroteu~ vulgaris in th~
culture medium
2 1 of medium A without glucose, 100 mmol of
D-lact~te (no L-lactate) and 200 mmol of dim~thyl sul-
foxide wera inoculat~d with 1.0 percent of a Proteus
vulgar~ pr~culture. ~he growth and reaction temperature
wa~ 37~1~C; the pH wa~ 7.3-7.8. Aftar 21.5 h, 60.6 mmol
(60.6%) of pyruvate, 24.8 mmol (24.8~) of D-lactate and
16.8 mmol (16.8~) of acetate wer~ det~cted. Dimethyl
~ulfoxide wa~ no long~r present.
EXAMPLE 12
Production of pyrUVatQ with Proteus vulgaris and stoi-
chiometric mediator a~ electron acceptor
17.0 mmol of D-lactate, 17.0 mmol of

21~. s ~4~
- - 16 - O.z. 0050/43032
anthrawequinone-2,6-disulfonic acid and 0.35 mmol of EDTA
were dis~olved in 70 ml of deionized water in a stirred
ve~sel, and 360 mg of Proteu~ vulgaris cell~ (dry weight)
were added. The temperature wa~ 40~0.5-C. The pH was kept
S con~tant at 8.5 with 4 N ~odium hydroxide solution. After
2.0 h, 99.0% (16.8 mmol) of the D-lactate had been
oxidized to pyruvate. 70% (12 mmol) of the anthraquinone-
2,6-di~ulfonie aeid were reeovered by centrifuging the
reaetion solution at s 4-C and were re-u~ed. ~he remai-
ning 30% (5 mmol) remained di~solved in the reaetion~olution.
EXAMPLE 13
Produetion of pyruvate with Proteu~ vulgari~ cell~
immobilized on ~intered gla~ Rasehig ring~
98.9 mmol of D-laetate, 1.25 mmol of anthra-
quinone-2,6-di~ulfonate and 0.25 mmol of EDTA were
di~olved in 250 ml of deionized w~ter in a fixed bed
eireul~tion reaetor, and 28.2 mg of Proteus vulgari~
eell~ (dry weight, immobilized on ~intered gla~s Ra~ehi~
ring~) were employed. The reaetion volume wa~ eireulated
at a flow r~te of 20 l/h through an eleetroehemieal eell.
The pH was kept eon~tant with 2 N ~odium hydroxide
solution. The temperature wa~ 35~0.5-C. The potential of
the eleetroehemieal eell wa~ -300 mV v~. SCE. After
116.5 h, 64.4~ (63.7 m~ol) of the D-laetate had been
oxidized to pyruvate.
- EXANPL~ 14
Con~er~ion of a rae~mie 2-hydroxy earboxylie acid with
Proteu~ vulgari~
40 ml of anolyte eontain~d 5 mg of EDTA (to
prevent deearboxylation of the resulting 2-oxo-4-phenyl-
- 3-butenoie a~id by divalen~ metal ions), 17.7 mmol of
D,L-2-hydroxy-4-phenyl-3E-butenoate and `O.64 mmol of
anthraquinone-2,6-diRulfonic acid. The temperature wa~
37~0.5-C, and the rate of pumping through the electro-
chemical cell wa~ ad~usted to 18 l/h. At a potential of
-527 mV v~. SCE in the electrochemical cell, part of the

~i7~4
- - 17 - O.Z. 0050/43032
oxidized anthraquinone-2,6-di~uifonic acid wa~ reduced
(the polarity of the cathode and anode wa~ rever~ed,
which removed the di~olved oxygen in the anolyte and
thu~ produced an anaerobic reaction solution). A poten-
tial of -327 m~ v~. SCE wa~ then ~et up, and 450 mg of
Proteu~ vulgaris cell~ (dry weight) were added in the
form of a ~uspen~ion, and a maximum current of 0.1 A wa~
reached. After 56 h, the current wa~ zero becAu~e all the
~ubstrate had reacted. 8.5 ml of 2 N ~odium hydroxide
~olution were needed for titration of the anolyte (pH
8.5) up to the end of the reaction.
Conver~ions
from HP~Cs 8.2 mmol (92.6%) of 2 oxo-4-phenyl-3-butenoic
acid
7.7 mmol (87.0%) of L-2-hydroxy-~-phenyl-3E-
butenoate
Calculated from current con~umptions 8.5 mmol (96.2%)
Calculated from NaOH consumptions 8.5 mmol (96.2%)
The 2-keto carboxylic acid wa~ ~eparated from the
L-2-hydroxy carboxylic acid by crystallization in diethyl
ether and chloroform and by MICC (multi layer coil
chromatography).
EXAMPL~ 15
Production of pyruvate from D-la~tate with Propioni-
bacterium acidi-propionici in an electrochemical ceIl
(example of a microor~anism ot~r than Proteus w lg~ri~)
- 17.5 mmol of D-lactate, O.21 mmol of anthra-
quinone-2,6-di~ulfonic ~cid, 0.35 m~ol of EDTA and 1 g of
Proplonibacterium acidi-propionic~ cell~ (dry weight)
were added to 70 ml of anolyte (de~onized w~ter) in an
electrochemical flow-through c~ll with a graphite felt
anode (and cathode). The reaction solution w~ circulated
through the electrochemical cell at a flo~ rate of 18 l/h
by a peristaltic pump. A 90 ml s~irred ve~el wa~ used
for volum~ ad~ustment. The potential in the electrochemi-
cal cell w~ kept con~tsnt at -300 mV v~. SCE, and a
maximum current of 37 mA WaQ reached. The temperature wa~

2 1 2~
- 18 - O.Z. OOS0/43032
37+0.5C. The pH was kept con~tant at 8.5 with 4 N ~odium
hydrox~de solution.
After 70 h, 96.6~ (16.9 mmol) of the ~-lactate
had been oxidi2ed to pyruvate. D-~actate wa~ no longer
detectable ( 5 0 . O1 mmol). No propionic acid had been
produced.
EXAMPLE 16
Isolation of the pyruvate from the reaction ~olution~
The reaction ~olution~ were acidified to pH s 2.0
with perchloric acid and centrifuged to remove protein.
The ~upernatant wa~ then boiled for 1 h, cooled, sodium
chloride was addod (~alting out) and the mixture was
extracted with ether ~n a perforator for 6-8 h. The
extract wa~ concentrated undor reduced pre~ure and
diYsolved in about 100 ml of cold water (s 4-C) (for
about 0.15 mol of pyruvic acid). Th~ solution was
ad~u~ted to pH 6.0 w~th sodium hydroxide ~olution, and
ethanol wa~ ~lowly added. Th~ precipitated sodium pyruv-
ate wa~ then filtered off and freeze-dried for 24 h. The
yield i about 95-97~ of ~odium pyruvate ~Price and
Levintow, Biochem. Prepar. 2 (19S2) 22].
EXAMPL~ 17
Reaction of a racemic 2-hydroxy carboxylic acid with
Proteu~ mirabilis and dimet ffl l sulfoxide a~ electron
acceptor
12.5 mmol of (D,L)-2-hydroxy-4-phenyl-3E-bu~eno-
at~,-0.5 m~ol of anthraquinone-2,6-d~ulfonic acid and
6.5 mmol of dime~hyl sulfoxide wera di~solved in 50 ml of
deionized watsr in a 3tirred ve~sel, and 170 mg of
Proteu~ mirabili~ cell~ (dry weight) w~re added. The
temperature wa~ 40~0.5C. Th~ pH was k~pt con~tant at
8.5. The oxidation of (D)-2-hydroxy-4-phe~yl-3E-butenoate
to 2-oxo-4-phenyl-3E-butenoate was 81% (5.1 mmol~ after
6 h and > 99~ (6.2 mmol) after 23.S h. B~ contra~, all
the (L)-2-hydroxy-4-phenyl-3E-butenoate wa~ still
pre~ent.

2 1 2 '~
- 19 - O.Z. OOS0/43032
EXAMPLE 18
Production of 2-oxo-(D)-gluconste from (D)-gluconate with
Proteu~ mirabilis and dimethyl sulfoxide a~ electron
acceptor
10.0 mmol of (D~-gluconate, 0.05 mmol of anthra-
quinone-2,6-disulfonic acid, 0.25 mmol of EDTA and
lS.0 mmol of dimethyl sulfoxide were di~olved in 50 ml
of deionized water in a ~tirred ve~el, and 800 mg of
Proteu~ mirabili~ cell~ (dry weight) were added. The
temperaturQ was 40~0.5-C. ~he pH was kept constant at
9.3~0.1. After ~ 20 h, 99~ (9.9 mmol) of the ~D)-glucon-
ate had been oxidized to 2-oxo-(D)-gluconate.

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Administrative Status

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Administrative Status

Title Date
Forecasted Issue Date Unavailable
(86) PCT Filing Date 1993-02-09
(87) PCT Publication Date 1993-09-02
(85) National Entry 1994-07-06
Examination Requested 1999-10-26
Dead Application 2003-02-10

Abandonment History

Abandonment Date Reason Reinstatement Date
2002-02-11 FAILURE TO PAY APPLICATION MAINTENANCE FEE
2002-02-18 R30(2) - Failure to Respond

Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Application Fee $0.00 1994-07-06
Registration of a document - section 124 $0.00 1994-12-23
Maintenance Fee - Application - New Act 2 1995-02-09 $100.00 1995-01-27
Maintenance Fee - Application - New Act 3 1996-02-09 $100.00 1996-01-29
Maintenance Fee - Application - New Act 4 1997-02-10 $100.00 1997-01-31
Maintenance Fee - Application - New Act 5 1998-02-09 $150.00 1998-02-02
Maintenance Fee - Application - New Act 6 1999-02-09 $150.00 1999-01-27
Request for Examination $400.00 1999-10-26
Maintenance Fee - Application - New Act 7 2000-02-09 $150.00 2000-01-27
Maintenance Fee - Application - New Act 8 2001-02-09 $150.00 2001-01-18
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
BASF AKTIENGESELLSCHAFT
Past Owners on Record
SCHINSCHEL, CARSTEN
SIMON, HELMUT
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Description 
Date
(yyyy-mm-dd) 
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Cover Page 1995-09-02 1 27
Claims 1995-09-02 1 19
Abstract 1995-09-02 1 49
Description 1995-09-02 19 977
Assignment 1994-07-06 8 262
PCT 1994-07-06 13 401
Prosecution-Amendment 1999-10-26 1 34
Prosecution-Amendment 2001-08-17 3 95
Fees 1997-01-31 1 78
Fees 1996-01-29 1 72
Fees 1995-01-27 1 57