RESOLUTION OF RACEMATES OF PRIMARY AND SECONDARY HETEROATOM-SUBSTITUTED AMINES BY ENZYME-CATALYZED ACYLATION

SEPARATION DES RACEMATES D'AMINES PRIMAIRES ET SECONDAIRES SUBSTITTUEES PAR DES HETEROATOMES PAR ACYLATION CATALYSEE PAR DES ENZYMES

English Abstract

A process for preparing optically active primary and secondary heteroatom-
substituted amines from the corresponding racemates is
characterised in that (a) a racemic heteroatom-substituted amine is
enantioselectively acylated in the presence of a hydrolase with an ester
whose acid component bear a fluorine, nitrogen, phosphorus, oxygen or sulphur
atom next to the carbonyl carbon atom; (b) the mixture of
optically active heteroatom-substituted amine and optically active acylated
heteroatom-substituted amine is separated in order to produce an
enantiomer of the heteroatom-substituted amine; (c) the other enantiomer of
the heteroatom-substituted amine is optionally extracted from
the acylated heteroatom-substituted amine by amide cleavage.

French Abstract

Un procédé de préparation d'amines primaires et secondaires optiquement actives substituées par des hétéroatomes à partir des racémates correspondants se caractérise par les étapes suivantes: (a) on procède à l'acylation énantiosélective en présence d'une hydrolase d'une amine racémique substituée par un hétéroatome avec un ester dont la composante acide porte un atome de fluor, d'azote, de phosphore, d'oxygène ou de soufre à proximité de l'atome de carbone carbonyle; (b) on sépare le mélange d'amine optiquement active substituée par un hétéroatome et d'amine optiquement active acylée substituée par un hétéroatome de façon à obtenir un énantiomère de l'amine substituée par un hétéroatome; (c) on extrait le cas échéant de l'amine acylée substituée par un hétéroatome l'autre énantiomère de l'amine substituée par un hétéroatome par clivage avec un amide.

Claims

11
CLAIMS
1. A process for preparing an acylated primary and secondary oxygen or
nitrogen substituted amine by reacting the oxygen or nitrogen substituted
amine
with an ester of the formula:
<IMG>
where
R1 =C1 -C10 -alkyl,
R2=C1-C10-alkyl or H,
R3=H, C1-C10-alkyl, or phenyl which is unsubstituted or substituted by NH2,
OH, C1-4-alkoxy or halogen,
in the presence of a lipase selected from the group consisting of SP 523,
SP 524, SP 525, SP 526 and Novozym® 435.
2. The process of claim 1, wherein the oxygen or nitrogen substituted amine
reacted is a compound of the formula I:
<IMG>
where
n is 0, 1, 2 or 3;
Y is O, NH, or NR5;
R1, R2 are each, independently of one another, H, alkyl, or aryl or R1 and R2,
or
R2 and R3, or R1 and R4 are, together with adjacent carbon atoms, part of a
ring system;

12
R4 is alkyl or arylalkyl;
R3, R5 are, independently of one another, H, alkyl or arylalkyl.
3. The process of claim 2, wherein, in the ester, R1 is C1-C4-alkyl and R2 is
C1-C4-alkyl.
4. The process of claim 3, wherein the ester is ethyl methoxyacetate.
5. A process for resolving a racemate of a primary and secondary oxygen or
nitrogen substituted amine by reacting the oxygen or nitrogen substituted
amine
with an ester of the formula:
<IMG>
where
R1=C1-C10-alkyl,
R2=C1 -C10-alkyl or H,
R3=H, C1-C10 -alkyl, or phenyl which is unsubstituted or substituted by NH2,
OH, C1-4-alkoxy or halogen,
in the presence of a lipase selected from the group consisting of SP523,
SP524,
SP525, SP526 and Novozym® 435 and subsequently separating the oxygen or
nitrogen substituted amine, which has undergone enantioselective acylation,
from the other unreacted enantiomer of the heteroatom substituted amine.
6. The process of claim 5, wherein the oxygen or nitrogen substituted amine
reacted is a compound of the formula I:

13
<IMG>
where
n is 0, 1, 2 or 3;
Y is O, NH, or NR5 ;
R1, R2 are each, independently of one another, H, alkyl, or aryl or R1 and R2,
or
R2 and R3, or R1 and R4 are, together with adjacent carbon atoms, part of a
ring system;
R4 is alkyl or arylalkyl;
R3, R5 are, independently of one another, H, alkyl or arylalkyl.
7. The process of claim 6, wherein, in the ester, R1 is C1-C4 -alkyl and R2
is C1-C4-alkyl.
8. The process of claim 7, wherein the ester is ethyl methoxyacetate.
9. A process for preparing an optically active primary and secondary oxygen
or nitrogen substituted amine by
a) reacting the oxygen or nitrogen substituted amine with an ester of the
formula:
<IMG>
where
R1 =C1-C10-alkyl,

14
R2 =C1-C10 -alkyl or H,
R3 =H, C1-C10-alkyl, or phenyl which is unsubstituted or substituted by NH2,
OH, C1-4-alkoxy or halogen,
in the presence of a lipase selected from the group consisting of SP523,
SP524,
SP525, SP526 and Novozym®435, and
b) separating of the mixture of optically active oxygen or nitrogen
substituted
amine and
optically active acylated oxygen or nitrogen substituted amine to obtain one
enantiomer of the oxygen or nitrogen substituted amine.
10. The process of claim 9, wherein the oxygen or nitrogen substituted amine
reacted is a compound of the formula I:
<IMG>
where
n is 0, 1, 2 or 3;
Y is O, NH, or NR5;
R1, R2 are each, independently of one another, H, alkyl, or aryl, or R1 and
R2,
or R2 and R3, or R1 and R4 are, together with adjacent carbon atoms, part of a
ring system;
R4 is alkyl or arylalkyl;
R3, R5 are, independently of one another, H, alkyl or arylalkyl.
11. The process as claimed in claim 10, wherein step b) is followed by
another step in which an unwanted enantiomer is racemized and subsequently
returned to the process as claimed in claim 10.

15
12. The process of claim 10, wherein the amine is separated from the
acylated oxygen or nitrogen substituted amine by amide cleavage.
13. The process of claim 12, wherein, in the ester, R1 is C1-C4-alkyl and R2
is C1-C4-alkyl.
14. The process of claim 13, wherein the ester is ethyl methoxyacetate.
15. The process of claim 12, wherein the amide cleavage is followed by
another step in which an unwanted enantiomer is racemized and subsequently
returned to the process as claimed in claim 9.

Description

CA 02210519 2004-07-26
1
Resolution of racemates of primary and secondary heteroatom-sub-
stituted amines by enzyme-catalyzed acylation
The present invention relates to a novel process for resolving
racemates of primary and secondary heteroatom-substituted amines
by reaction with an ester in the presence of a hydrolase and sub-
sequent separation of the enantioselectively acylated heteroatom-
substituted amine from the other, unreacted, enantiomer of the
heteroatom-substituted amine. -
WO 95/08636 describes a process for resolving racemates of prima-
ry and secondary amines by reaction with an ester in the presence
of a hydrolase. The preferred amines mentioned therein are prima-
ry arylalkylamines. However, there is no reference to the usabil-
ity of heteroatom-substituted amines.
We have now found, surprisingly, that the process described at
the outset functions particularly advantageously when the hetero-
atom-substituted amine used is an amine of the general formula I
4 ~
R4
HN' R3
R (CH2 )
~ Rl
n
where
n is 0, 1, 2, 3;
Y is 0, S, NH, NRS;
R1, R2 are each, independently of one another, H, alkyl, or aryl
or R1 and R2 or R2 and R3, or R1 and R4 are, together with the ad-
jacent carbon atoms, part of a ring system;
R4 is alkyl or arylalkyl;
R3, RS are, independently of one another, H, alkyl or arylalkyl.
We have also found a process for preparing acylated primary and
secondary amines by reacting the heteroatom-substituted amines
with an ester with specific catalysis by a hydrolase, wherein the
acid component of the ester carries a fluorine, nitrogen, phos-
phorus, oxygen or sulfur atom in the vicinity of the carbonyl
carbon.

CA 02210519 2004-07-26
1a
Thus, an object of the present invention is to provide a process for preparing
acylated primary and secondary oxygen or nitrogen substituted amines by
reacting the oxygen or nitrogen substituted amines with an ester of the
formula:
R2
R3-O-CH-C-ORl
where
R1=C1 -C10 -alkyl,
R2=C1-C10-alkyl or H,
R3=H, C1-C10-alkyl, or phenyl which is unsubstituted or substituted by NH2,
OH, C1-4-alkoxy or halogen,
in the presence of a lipase selected from the group consisting of SP 523,
SP 524, SP 525, SP 526 and Novozym 435.
Another object of the present invention is to provide a process for resolving
racemates of primary and secondary oxygen or nitrogen substituted amines by
reacting the oxygen or nitrogen substituted amines with an ester of the
formula:
R2 0
R3--o--CH--IC--o10
where
R1=C1-C10-alkyl,
R2=C1 -C10-alkyl or H,
R3=H, C1-C10 -alkyl, or phenyl which is unsubstituted or substituted by NH2,
OH, C1-4-alkoxy or halogen,

CA 02210519 2004-07-26
lb
in the presence of a lipase selected from the group consisting of SP523,
SP524,
SP525, SP526 and Novozym 435 and subsequently separating the oxygen or
nitrogen substituted amine, which has undergone enantioselective acylation,
from the other unreacted enantiomer of the heteroatom substituted amine.
Yet another object of the invention is to provide a process for preparing
optically
active primary and secondary oxygen or nitrogen substituted amines by
a) reacting the oxygen or nitrogen substituted amines with an ester of the
formula:
R2 0
R3--O-- i I3-C-pR'
where
R1 =C1-C10 -alkyi,
R2 =C1-C10 -alkyl or H,
R3 =H, C1-C10-alkyl, or phenyl which is unsubstituted or substituted by NH2,
OH, C1-4-alkoxy or halogen,
in the presence of a lipase selected from the group consisting of SP523,
SP524,
SP525, SP526 and Novozym 435, and
b) separating of the mixture of optically active oxygen or nitrogen
substituted
amine and
optically active acylated oxygen or nitrogen substituted amine to obtain one
enantiomer of the oxygen or nitrogen substituted amine.
The esters suitable for the process according to the invention
are those which carry in the acid component of the ester an elec-
tron-rich heteroatom in the vicinity of the carbonyl carbon or in
which an acceptor substituent in the form of one or more hetero-

O.Z. 0050/45613 CA 02210519 1997-07-28
2
atoms is located in the vicinity of the carbonyl carbon in the
acid component.
The heteroatom must have at least one free pair of electrons. It
can be a fluorine, nitrogen, phosphorus, oxygen or sulfur atom.
It should be located in the vicinity of the carbonyl carbon. This
means that the heteroatom is bonded to a carbon atom in the posi-
tion alpha, beta or gamma to the carbonyl carbon. The heteroatom
can also be multiply bonded to the carbon as in the cyano group.
Preferred acid components in the ester are those in which the
heteroatom is bonded to the alpha carbon atom. Oxygen is pre-
ferred as heteroatom.
The heteroatom may also be linked to other groups, eg. alkyl
groups. If the heteroatom is, for example, oxygen, an ether
moiety is present.
Particularly suitable esters are those having the structure
R3
~
x 0
1 ~
R2-CH-(CH2)n-C
OR1
where
R1 = C1-Cio-alkyl,
R2 = C1-Cio-alkyl, H
R3 = H, C1-Cio-alkyl, or phenyl which is unsubstituted or
substituted by NH2, OH, C1_4-alkoxy or halogen,
X = 0, S, NR4,
R4 = H, C1-Clo-alkyl, or phenyl which is unsubstituted or
substituted by NH2, OH, C1_4-alkoxy or halogen,
n = 0, 1 or 2.
Of these, the C1_4-alkyl esters of C1_4-alkoxyacetic acids are
preferred, such as ethyl methoxyacetate.
A large number of enzymes can be used as hydrolases in the pro-
cess according to the invention. Proteases and, in particular,
lipases, are preferably used. Particularly suitable lipases are
microbial lipases which can be isolated, for example, from yeasts
or bacteria. Particularly suitable lipases are those from Pseudo-
monas, eg. Amano P or the lipase from Pseudomonas spec. DSM 8246.

O.Z. 0050/45613 CA 02210519 1997-07-28
3
Further particularly suitable hydrolases are the enzymes
commercially obtainable from Novo Nordisk (Enzyme Toolbox), in
particular lipases SP 523, SP 524, SP 525, SP 526 and
Novozym(D 435. These enzymes are microbial lipases which can be
prepared from yeasts such as Candida antarctica.
It is furthermore possible and advantageous to employ the lipases
"Chirazyme L1 bis L8', which are commercially obtainable
(Boehringer Mannheim) in the process according to the invention.
The enzyme can be employed in native or immobilized form. The im-
mobilized enzyme NovozymO 435 is particularly suitable.
The processes according to the invention can be carried out in
the presence or absence of solvents.
Organic solvents are generally suitable as solvents. The reaction
takes place particularly well in ethers, for example in MTBE,
1,4-dioxane or THF, or in hydrocarbons such as hexane, cyclohex-
ane, toluene or halogenated hydrocarbons such as methylene chlo-
ride.
The reaction of the ester with the racemic heteroatom-substituted
amine with enzyme catalysis is normally carried out at room tem-
perature. The times for this reaction are from 1 to 48 hours, de-
pending on the substrate. Secondary heteroatom-substituted amines
usually require longer reaction times than do primary heteroatom-
substituted amines. The lower reactivity of secondary heteroatom-
substituted amines can also be compensated by increasing the
amount of catalyst by comparison with primary heteroatom-substi-
tuted amines.
0.5-3 mol of ester are added per mol of amine to be reacted.
0.5-3, preferably 0.5-1.0, mol of ester are added even when ra-
cemic substrates are used.
The amount of enzyme to be added depends on the nature of the hy-
drolase and the activity of the enzyme preparation. The optimal
amount of enzyme for the reaction can easily be determined by
simple preliminary tests. As a rule, 1000 units of lipase are
added per mmol of heteroatom-substituted amine.
The progress of the reaction can easily be followed by conven-
tional methods, for example by gas chromatography. In the case of
racemate resolution, it is sensible to terminate the reaction
when 50 % of the racemic heteroatom-substituted amine is reacted.

O.Z, 0050/45613 CA 02210519 1997-07-28
4
This normally takes place by removing the catalyst from the reac-
tion, for example by filtering off the enzyme.
The enantioselective reaction of the racemic substrate with the
ester results in the correspondingly acylated product (amide)
from one enantiomer, while the other enantiomer remains un-
changed. The resulting mixture of heteroatom-substituted amines
and amide can easily be separated by conventional methods. For
example, extraction or distillation processes are very suitable
for separating the mixture of amine and amide.
The process according to the invention is particularly advanta-
geously suitable for acylating heteroatom-substituted amines of
the formula I. It can also be used to resolve racemates of virtu-
ally all primary and secondary heteroatom-substituted amines. It
takes place particularly well with primary amino alcohols, espe-
cially those in which R4 is arylalkyl, in particular benzyl, or
alkyl, in particular methyl.
Further preferred compounds of the formula I are those where R1
and R2 form with the adjacent carbon atoms a ring system, in par-
ticular those of the following structure
NF.jR3 NHR3
YR4 yR4
cis and trans cis and trans
or R2 and R3 are part of a ring system, in particular those of the
following structure
YR4 YR4
N
I N
H
or R1 and R4 are part of a ring system, in particular those of the
following structure

O.Z. 0050/45613 CA 02210519 1997-07-28
= 5
R3 R3
HN HN
\0
Y
y
Surprisingly, the reaction of heteroatom-substituted amines of
the formula I takes place with very much higher optical yields
than the similar reaction of non-heteroatom-substituted amines or
those substituted differently from formula I.
Furthermore, as a consequence of the high selectivity and reac-
tivity of the process according to the invention, only a small,
or no, excess of acylating agent is needed, which greatly facili-
tates subsequent separation and purification.
The invention is also suitable for preparing optically active
primary and secondary heteroatom-substituted amines from the cor-
responding racemates, by
a) enantioselective acylation of a racemic heteroatom-substi-
tuted amine with an ester whose acid component carries a flu-
orine, nitrogen, oxygen or sulfur atom in the vicinity of the
carbonyl carbon, in the presence of a hydrolase,
b) separation of the mixture of optically active heteroatom-sub-
stituted amine and optically active acylated heteroatom-sub-
stituted amine to obtain one enantiomer of the heteroatom-
substituted amine,
c) if required isolation of the other enantiomer of the heteroa-
tom-substituted amine from the acylated heteroatom-substi-
tuted amine by amide cleavage.
The process according to the invention can be made even more eco-
nomic if, after removal of the required enantiomer, the remaining
unwanted enantiomer is racemized and employed anew in the pro-
cess. This recycling makes it possible to obtain a total of more
than 50 % of the required enantiomer from the racemic heteroatom-
substituted amine.
Not only are the processes according to the invention suitable
for producing optically active primary and secondary heteroatom-
substituted amines, they can also form part of complicated multi-

CA 02210519 1997-07-28
O.Z. 0050/45613
6
stage chemical syntheses, for example in the preparation of
medicinal agents or crop protection agents.
The following examples illustrate the invention.
Example 1: General method for the
lipase-catalyzed acylation of heteroatom-
substituted amines
10 mmol of the primary or secondary heteroatom-substituted amine
are dissolved in MTBE (= methyl tert-butyl ether) (about 10 %
strength solution). 11 mmol of ethyl methoxyacetate are added to
the solution and the reaction is started by adding 100 mg of li-
pase (about 1000 U/mg, Pseudomonas spec. DSM 8246). When the
reaction is complete (12-48 h, depending on the
heteroatom-substituted amines), the enzyme is filtered off, and
the solution is concentrated under reduced pressure. The
methoxyacetamides are obtained in a yield of more than 90 $.
Example 2: General method for racemate resolution
The primary or secondary heteroatom-substituted amine is dis-
solved in MTBE (about 10 $ by weight). Addition of 1 mol of ethyl
methoxyacetate per mol of racemic heteroatom-substituted amine is
followed by that of Pseudomonas lipase (DSM 8246) and the
suspension is stirred at room temperature. About 10,000 units of
lipase (10 mg) are added per mmol of heteroatom-substituted
amine. After 50 % reaction has occurred (checked by gas
chromatography), which takes 1-48 h depending on the
heteroatom-substituted amines, the enzyme is filtered off. The
mixture of heteroatom-substituted amines and acylated
heteroatom-substituted amine (amide) is separated by distillation
or extraction.
40

CA 02210519 2004-07-26
7
Example 3: Racemate resolution with solvent
0
NH2 ~~~ ( Novozym NH
2
OH '' OH
(trans) "amide"
+
NHZ
12 OH
"amine"
5 g (49.5 mmol) of trans-2-aminocyclopentanol were dissolved in
ml of 1,4-dioxane, 3.3 g (25 mmol) of isopropyl methoxyacetate
were added and, after addition of 0.1 g of Novozym 435 , shaken
20 at room temperature. After 12 h, 1H-NMR showed 50% reaction of
amine; the enzyme was filtered off, the filtrate was concen-
trated, and the unreacted amine was removed from the amide by
distillation.
Yields
NH2 2.35 g= 94 8
"Amine" ,, [a]D + 9.10 (c = 1.74 in EtOH)
OH ee = 25 $
O
NH4.1 g 95 $
~rAmideee by HPLC = 25 %
OH
45

CA 02210519 2004-07-26
8
Example 4: Racemate resolution without solvent
0
O J'_'I
0 Novozym NH O
NH2 + ~p~( 0~
2~ O
~ ,,O O
`~
"amide"
+
=~ NH2
"amine"
5 g (2 mmol) of trans-2-benzyloxy-l-cyclopentylamine and 1.8 g
(13.4 mmol) of isopropyl methoxyacetate were mixed, 0.1 g of No-
vozym 435 was added, and the mixture was shaken at room tempera-
ture. 1H-NMR showed 50% reaction of amine after 120 h. The enzyme
was filtered off and the 'amine' was separated from the 'amide'
by extraction with 10% strength hydrochloric acid.
Yields
NH2 2.2 g 88 %
Amine" (a]D + 45.60 (c = Z in dioxane)
ee by HPLC = > 99.5 %
0
~ 4 . 9 g = ~ 9 2 %
^' NH CaIp + 6.00 (c = 1 in dioxane)
Amide"r~ O~
"_'J
", OH ee by HPLC = 93 $
Example 5: Further racemate resolutions
The following reactions (see Table) were carried out as in Exam-
ple 3 or 4.

CA 02210519 1997-07-28
O.Z. 0050/45613
9
U ~U dr+U U
1 a Lna Lna dpa
~ x =x =x x
dP (A rn Ln
m >, m D=, >,
N ~ A A A rn A
=d N .. A ~ A -
0 c N H
.'..I m ro
=
41 b N x N 0
+1 + 0 II ,,.I
a + 10
dp dp
dn dn
Ln oix ~
~ x o ~y
cV A >1 r~ . 34
v v 4-)
4)
O
~
ri b -I d '-l 0
~U tpU 0
~ U ,-I U ' 7 1 ~
11
o I .. =.~ ~, =~I =.~ ro
0 .-1 0 r+ 0 .-4 0 .-4
~n o~ m m ,rA
= II = II = II = II ,~
rn
U U U U p
+ I
4)
0 O 0 O N
rl !!1 lfl lll
0 N 4-)
41
.,~
r-I
o 04
~ iWd
ct ~
aa ~
~
atn
~4
3
c~C x 0
~ 3 ~ -i 0 U t~0
~ ~ ~ O O ~
Fi Z N
a) x a~
A z 2r- H
~ x
H 4c

CA 02210519 1997-07-28
O.Z-. 0050/45613
The table in Example 5 shows that very much higher optical puri-
ties can be obtained on use of 'protected' amino alcohols in
which the oxygen atom is, for example, adjacent to a benzyl or
5 methyl group than on use of unprotected amino alcohols.
20
30
40