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Patent 2223981 Summary

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(12) Patent Application: (11) CA 2223981
(54) English Title: PROCESS FOR PREPARING AMIDES OF N-ALKYL POLYHYDROXYALKYL AMINES
(54) French Title: PROCEDE D'OBTENTION D'AMIDES DE N-ALKYL POLYHYDROXYALKYLAMINES
Status: Deemed Abandoned and Beyond the Period of Reinstatement - Pending Response to Notice of Disregarded Communication
Bibliographic Data
(51) International Patent Classification (IPC):
  • C07C 233/20 (2006.01)
  • C07C 213/10 (2006.01)
  • C07C 231/02 (2006.01)
  • C07C 231/24 (2006.01)
  • C07C 233/18 (2006.01)
(72) Inventors :
  • KAO, JUNAN (United States of America)
  • KELLY, EPHRAIM LAMAR (United States of America)
  • WEBER, VICKI LYNN (United States of America)
  • GIBSON, MICHAEL STEVEN (United States of America)
  • APPLEBY, DONALD BENJAMIN (United States of America)
  • PEGOLI, RONALD EDWARD (United States of America)
  • SCHNEIDER, MARY CELINE (United States of America)
  • FORMYDUVAL, TERRY FRANKLIN (United States of America)
  • HAWKINS, LARRY NELSON (United States of America)
  • SHERMAN, JOSEPH FREDRICH (United States of America)
(73) Owners :
  • THE PROCTER & GAMBLE COMPANY
(71) Applicants :
  • THE PROCTER & GAMBLE COMPANY (United States of America)
(74) Agent: DIMOCK STRATTON LLP
(74) Associate agent:
(45) Issued:
(86) PCT Filing Date: 1996-05-17
(87) Open to Public Inspection: 1996-12-19
Examination requested: 1997-12-05
Availability of licence: N/A
Dedicated to the Public: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/US1996/007124
(87) International Publication Number: WO 1996040619
(85) National Entry: 1997-12-05

(30) Application Priority Data:
Application No. Country/Territory Date
08/472,083 (United States of America) 1995-06-07
08/474,857 (United States of America) 1995-06-07
08/483,802 (United States of America) 1995-06-07

Abstracts

English Abstract


N-alkyl polyhydroxy alkyl amines such as N-methyl glucamine having a Gardner
Color of less than 1 are reacted with sources of fatty acyl groups such as
methyl esters, anhydrides, and/or fatty acids that have greater than 98 %
transmittance at 460 nm in organic hydroxy solvents such as methanol to
prepare N-alkyl polyhydroxy amine amides with good color. The N-alkyl
polyhydroxyamines can be purified by crystallization, and/or subjected to
reductive bleaching, to provide superior color. The reaction is preferably
carried out at low temperature for short periods of time and with low catalyst
levels to minimize formation of cyclic products. The resulting amide product
can be further purified by treatment with anionic and cationic exchange resins
to remove soap and amine impurities. The anionic ion exchange resin can be
readily regenerated by acidifying it followed by washing with an organic
solvent.


French Abstract

L'invention consiste à faire réagir des N-alkyl polyhydroxyalkylamines telles que la N-méthyl glucamine présentant une couleur de Gardner de moins de 1 avec des sources de groupes acyles gras, tels que des esters méthyliques, des anhydrides, et/ou des acides gras présentant une transmittance supérieure à 98 % à 460 nm dans des solvants organiques hydroxy tels que le méthanol pour obtenir des amides de N-alkyl polyhydroxyamines d'une couleur satisfaisante. Lesdites N-alkyl polyhydroxyamines peuvent être purifiées par cristallisation et/ou soumises à un blanchiment par réduction pour en améliorer la couleur. La réaction s'effectue de préférence à basse température pendant de courtes périodes et avec de faibles quantités de catalyseurs afin de réduire au minimum la quantité de produits cycliques. L'amide résultant peut subir une autre purification consistant à le traiter par des résines échangeuses d'anions et de cations pour éliminer les impuretés (savons et amines). Les résines échangeuses d'anions se régénèrent facilement par acidification, puis lavage par un solvant organique.

Claims

Note: Claims are shown in the official language in which they were submitted.


29
WHAT IS CLAIMED IS;
1. A process, useful in the preparation of amides of N-alkylamino polyols,
selected from the group consisting of:
(1) a process carried out under non-oxidizing conditions for preparing amides ofN-alkylamino polyols comprising reacting a source of fatty acyl groups selected from
the group consisting of fatty acids, fatty acid anhydrides, fatty acid esters, and
mixtures thereof, preferably fatty acid ester, having greater than 98% transmittance at
460nm with an N-alkylamino polyol, preferably N-alkylglucamine, having a GardnerColor of less than 1, preferably an N-alkylamino polyol that has had its purity
improved by a process of crystallization of the N-alkylamino polyol from an aqueous
solution or water/organic solvent mixture and recovering the N-alkylamino polyol,
said crystallization preferably being carried out by cooling an aqueous mixture of the
N-alkylamino polyol to 0-10°C, and isolating highly pure crystals of the N-alkylamino
polyol from the supernatant solution by filtration and/or centrifugation,
and more preferably wherein an aqueous mixture of said N-alkylamino polyol is
concentrated to at least about 70% solids prior to cooling and then adding from
about 10 to about 200 parts of an organic solvent to the concentrated solution, and
optionally, but preferably wherein the resulting filter cake, or centrifuge cake, is
washed with from about 0.25 to about 1.25 parts of chilled, 0-5°C solvent, the
reaction preferably being carried out in an organic hydroxy solvent, preferably
selected from the group consisting of: methanol, ethanol, propanol, iso-propanol,
butanol, glycerol, 1,2-propylene glycol, 1,3-propylene glycol, and mixtures thereof,
in the presence of a base catalyst, the catalyst level for the preferred fatty acid ester
being at a level of from about 5 to about 8 mole % of the fatty acid ester, at atemperature of from about 40°C to about 135°C, preferably from about 50°C to
about 80°C, for a period of time that is less than about three hours, preferably less
than about two hours;
(2) a process for removing an impurity selected from the group consisting of amine,
fatty acid, and mixtures thereof, preferably amine, and optionally fatty acid, and more
preferably N-alkylamino polyol, from aqueous detergent surfactant, preferably N-alkyl
polyhydroxy amine amide, solution comprising treating said surfactant solution
with ion exchange resin;
(3) a process for removing color body, color body precursor, or mixtures thereoffrom N-alkyl polyhydroxy amine amide comprising treating said N-alkyl polyhydroxy
amine amide with reducing bleach, preferably a borohydride the treatment preferably

being carried out at a pH of from about 10 to about 10.9, more preferably from about
10.1 to about 10.6,;
(4) a process for regenerating a strong base ion exchange resin containing fatty acyl
anion groups comprising acidifying the resin to form fatty acids corresponding to the
fatty acyl anion groups and removing the fatty acids by dissolving them in organic
solvent; and
(5) mixtures of said processes.
2. The process according to Claim 1 (1) wherein the resulting N-alkyl
polyhydroxy amine amide is treated with ion exchange resin, preferably a mixture of
acid and base resins, and then, optionally, but preferably, said N-alkyl polyhydroxy
amine amide is treated first with acid ion exchange resin to convert any soap that is
present to fatty acid and remove any residual amine that may be present and then is
treated with base ion exchange resin to remove the fatty acid.
3. The process according to Claim 1 (1) or Claim 2 wherein said N-alkyl
polyhydroxy amine amide is treated with reducing bleach.
4. The process according to Claim 1 (1), Claim 2, or Claim 3 wherein the
pressure is held at a vacuum of less than about 200 mm Hg and the solvent is
removed from the reaction product in less than about one hour, preferably less than
about one-half hour.
5. The process of Claim 1 (2) wherein said impurity comprises fatty acid soap and
said solution is first treated with acid ion exchange resin to remove the amine and
convert the fatty acid soap to fatty acid and then is treated with base ion exchange
resin to remove the fatty acid.
6. The process of Claim 1 (3) wherein said reducing bleach is hydrogen and the
treatment is carried out in the presence of hydrogenation catalyst, preferably selected
from the group consisting of: nickel and palladium catalysts.
7. The process of Claim 1 (4) wherein the fatty acyl groups contain from about 6to about 30 carbon atoms, preferably from about 10 to about 20 carbon atoms, andmore preferably from about 12 to about 16 carbon atoms.
8. The process of Claim 1 (4) or Claim 7 wherein the solvent is ethanol.

31
9. The process of Claim 1, carried out under non-oxidizing conditions, for
preparing amides of N-alkylamino polyols comprising at least one step selected from
the group consisting of: (1) reacting a source of fatty acyl groups selected from the
group consisting of fatty acids, fatty acid anhydrides, fatty acid esters, and mixtures
thereof having greater than 98% transmittance at 460nm with an N-alkylamino polyol
having a Gardner Color of less than 1; (2) removing from an aqueous solution of said
amides of N-alkylamino polyols an impurity selected from the group consisting ofamine, fatty acid, and mixtures thereof by a step comprising treating said solution
with ion exchange resin and then, when said ion exchange resin is a strong strong
base ion exchange resin containing fatty acyl anion groups, regenerating said strong
strong base ion exchange resin by a process comprising acidifying the resin to form
fatty acids corresponding to the fatty acyl anion groups and removing the fatty acids
by dissolving them in organic solvent; and (3) removing color body, color body
precursor, or mixtures thereof from said amides of N-alkylamino polyols comprising
the step of treating said amides of N-alkylamino polyols with reducing bleach.

Description

Note: Descriptions are shown in the official language in which they were submitted.


CA 02223981 1997-12-05
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PROCESS FOR PREPAR~NG A~DES OF N~ YL POLYHYDROXYALKY~
A~ES
lS FTF~n OF 1H~.INrVEI~IION
The present l~lio~l relates to an i-~-~lu~d process for ~ 8 amides of
N-allyl polyllyd~o~y~llyl amines, ~Q~ret;~lly ones having good color and low levels of
undes.l ble by-products.
BACKGROUND OF lnl~ INV13NTION
The m~mlf~lre of N-alkyl polyllyd~u~y~Ltcyl a-m-ines ~N-alkyl polyl.ydrc,~y
amines), such a_ N-methylgl~ -r, and the fatty acid amides thereof, has been
known for many years, and such m~t~ le are ~ ~b'e CQ~ ;a11Y. Recently, there
ha been ocç~Q;~n to employ N-aLtcyl polyl-yd-u~y amines, e.g., in .r~ u~Q with, e.g.,
~tty scid esters to pl~pale fatty acid polyhydlu~ amide dcl~ nte for use
2s in rlDA~ ,R products. It has been ~etf - .~ d that care Jnust be taken in ~ N-
all~yl polyLy~l~osy amines and amides to provide the amides with the best color.The present i.l~l;on affords access to high quality polyhy-Lusy fatty acid
amide sud~ct~. The present U1~nliOn provides means for pl~&ing N-allyl
polyl-ydlu~y amine amides which are almost water white, esper~ y amides of N-
~ lL~ ur~ lle in higb yields, and more ~pe~slly, amides of N-methyl~1u~ e
co~ g low levels of cyclic m~tPri~ls as h~ closed
BACKGROUND ART
~ cose ledù~ Am;rl~tinn proces~es are tlicrlosed in U.S. Pat. No.
2,016,962, Flint et al., issued October 8, 1935.
3s U.S. Pat. No. 1,98S,424, Piggott, issued Dec. 25, 1934, r1i5AlOses
U~ 8 ~tex~le ~ by l~&CLi11,~ (a) the product of heating glucose and
a~1UeUUg m~h~1&I1IInC in p~..~.lce of hydrogen and a hydrogc ~ catalyst under

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ple..;,.ll~, with (b) an organic carboxylic acid such as stearic acid or oleic acid. The
conf~ cA~;nn product, prepalcd at about 160~C, is said to be Npredc~ y, if not
e,~,L~ ely, an amide" and is ass~.lcdly of the finrnAlllAA R-CO-NRl-CH2-(CHOH~4-CH20H wLP~in R is an allyl radical c~ g at least 3 carbon atoms, while Rl is
s hydrogen or an allyl radical.
U.S. Pat. No. 2,016,962, issued Oct. 8, 1935"licrloses a process for pl~u
glllcA...~ s and related products.
U.S. Pat. No. 2,703,798, ScLv~al4 issued March 8, 1955, asserts that
compositions produced by l~a_lh~B fatty acids or acid anhydrides with N-
10 alkylglll~-A~ s (p~,~ hly such as the process as taught by Piggott) have poorcolor and poor dete.~.-~ p-up~,.Lies. Thus, Scl-v~_~ teaches problems acsQc;stedwith fo~ g the crn~l~ncAtisn products of N-mcmnAlkyl~llrA~ Ps and fiatty acids,
with respect to unde~ ~le color ch~cle~ ;~l ;rC~ and dcL,.~n~ prop~ lies.
According to S-,l-w~4 a~plo~;~..AI- Iy equim~lAr l lu~JulliùlL of N-
lS mnnnAlkylglll~ . es can be reacted with fatty alkyl esters by heating at 140~C-230~
C, plef~ bly 160~C-180~C at normal, reduced or S~C Al~nS1~k-A-;C plC.~ S for a
period ~sol...i~l~ in excess of one hourN during which time two initially ;~ c--;ble
ph~ses merge to form a product said to be a useful dete.~,~l.
~llitable N mnncalkylgll~c~ es are ilh~ cd by N-methylg1-~c~ e, N-
ethylglllrAmirle~ N isoplo~ llrAmins and N-butylglllc-a-minP~ Sllit~ e fatty allyl
esters are illu~ ,d by the product of 1e&L~ , a C6-C30 fatty acid whLh an -lirhA~Lic
nhnl e.g., methyl ester of lauric acid.
More recent ploce~_s include those desr-;l~ed in U.S. Patents: 5,334,764,
Schi~Pl Connor"ehllm_tP~ and St. Laurent; 5,338,486, Cnnnnr, .erhP;1~pl~ and Kao;
2s 5,338,487, CQnnclr, !Srhe;1~Pl and Kao; and 5,380,892, Connor, Srh~o;bp1, and Kao, all
of said patents being l~c~olahd herein by lGr~ ce.
Accord;l.~ to Thomas Hedley ~ Co. Ltd. (now Procter ~ Gamble Ltd.), British
Pat. No. 809,060 p-~bli~h~d Feb. 18, 1959, the c~ .pc,~ c made by the process herein
are useful as ~--- r, ~ for laundry d~t~ ls such as those having granular form.
Hildreth (supra) ~ use of the cc--.l~o~ e herein in the blc-' -m;ctry field as
det~ agents for ~ hili7i~ plasma ~~ cs and EP-A 285,768, ~ l.r~
Dec. 10, 1988, d~ec.;1,rs apr~ ofthese co~ u~ as a !1~ 1. Thus, these
c~ -l-o~ , or co~--l-o~ n~ , them, can be highly des.._~le ~
Yet aao~ ,r process for making co---pGs~Lol s co--~ g the amide co---~ùuilds
35 of this ~ll.~.Lol~ is inrl lded in the ~o~ d ~ los ~- ~; of u~p~uv~d l~
See EP-A 285,768. See also H K~lLL ~ , Tenside ~c---r,~ D~lL~ g 25
(1988) 8-13, inter alia for e~rlitir~nA-l AicrloCllr~ of ~-uces~s for maldng N-

CA 02223981 1997-12-05
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a~1~ Jc~ Fs All of the above patents and publie~tionc are h~co~G~led herein by
~rtl~.,c~.
SUMMARY OF THE INVENIION
The present de~lop..le~ relates to a series of uul,lo~ ,.c.lls relating to
l,rocesscs for ~ palU~g amides of N-allyl PO1Y1~YdIUA~ amines ~N-sll~yl&l~lo
polyols). Both the N-allyl POIYII~tIOAY smines and the source of fstty acyl groups,
e.g., esters, used to foml the smides sre sele~led to have good color, the ~erl~tinn
co~ ;o~5 are sFI~cled to avoid the formAtinn of color ,.~ c snd pr~u~ for
color ~ .;A1c, and/or the smide product is treated with an ion e~ ~G resin,
10 ~I~Lw'cs of ion ~ ng~ resins, or cc ...h;.~AIiOnc thereo~, andlor a redur~ing "bleach"
to ~c~ , the best color amides. The CO~ 1 Q" of all of the Illly~ .l.e.lLs is
.~,quu~d in order to achieve amides with the very best color for f~ 3 d~,t~w~t
co..~o~ ~isnS~ especi~11y liquid dete~g~.lL comrositinn~ that are ~water white" and
which contain low levels of cyclic rnAt~Ale
lS The iu ;ol- provites a process for ~.ep&.. ~g polyl,~o~ tty acid amide
;,~.. r ,~ , c,o ~p i- ~ r ~ Lul~, a . . n l-"l sF1e~,~ed from the group co~ g of fatty
acids, fatty acid anhydrides and filtty acid esters, Psper;s1ly fatty acid esters, hs ling
greater t~an 98% hAn~ re at 460mn with an N-al~,ku,uuo polyol having a
Gardner Color of less than 1 (<0.1 abso,l,~lue at 440nm), e.g., methyl esters orhi~e~id-s. CrystA1l;7Ati~n of said N-a11~1&1luhlo polyol csn be used to provide the
ap~.~.plla~e pudty snd color. N-all ~ nu.o polyol vnth this Gardner Color is ~stable"
for three houas st 130~C. The N-aLI.~l&.uno polyol i_ C4'-8~ ,d stable if it has a
Gardner Color of 4, or les~, a~er three hours under these ~n 1:l;n~8 A less purc N-
all~ u~o polyol will be a dark brown afcer three hours under these Co~ ;o~8
2S Also, in o~der to ~ the be~t color amides, the d~ ~;on of N-all~12u.uno
polyol should be carried out at b~ en about 110~C and about 160~C for a period of
time of les_ than about three hours, more preferably at a l_.u~c.~u~, of from about
120~C to about 140~C for a pedod oftime of les~s than about one and a halfhours and
even more p,_fe.~bl" at a t~,.ll~al~f of from about 130~C to about 135~C for a
period of time of less than about one hour However, for co~ ~ f c;dl practice, good
results can be ob~ d with de~d~a~l times of from about four to about eight
hours, ~ bly from about five to about six hours, to t~,CC ~d~te CO~ c;al
e~l~ p~ mit~tion~ A more pure N-al~ U.O polyol can be achieved by
cryst~lli7~tion from an P~lleollC sol~ltion, either with, or without, an organic solvent
3S present
The deh~.t~l N-all~yl~l~ulo polyol is then rea~ted with, c.g, fatty acid esters
and ç~pecially l~ ce~ides~ to form fatty acid polyll~ Ar amide sur~ctants.

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WO 96/40619 PCTAUS96/07124
The reS~lting polyLydlo~y fatty acid amide ~~ ct~nt is then post treated with
an ion ~ A~e resin, rï~ixture of ion e-~ ge resins, or CO~ ;On~ of ion
e resins, and/or reduçir(g bleach such as NaBH4, etc., or Ly~o~ ;nn over
a catalyst, as taught he.e~l~ler, and, optionally, co~ nc of ll~.a~ A
5 particularly c~ e post 1.~ is the hydro~en~tion of a sc~l~ti~-n of the
polyl,~d.u~y fatty acid aïnide s~ ot~nt over a hydrog~n~tin~ catalyst like nickel,
pS~n5~ m, copper cl--u-- ile, etc.
In a p.~ ,d process, the fatty acid ester is a Clû-Clg alkyl or alkenyl fatty
acid methyl ester, or, I~;~ly~,~,.ide, and the N-alh~,k,,--u.o polyol is sf~ cl from N-
0 methyl gl~lc~mine, N-methyl fmct~mine~ N-methyl In~lt~min~ and N-methyl glycerol
amine.
DETA~ED I)ESCR~PTION OF 1~ INVENTION
The p.uces3es of this invention employ s~le ~e i reactants, N-alk~l~-~.o polyolsand sources of fatty acyl groups, with good color, espe~i~lly color that is he&t stable.
lS The ~colorN .'.f~ d to herein is the Gardner Color, e.g., of the N-alkyl&.. no
PolyoL the N-alkyl&..-ino fatty acid amide, etc. NGardner Color" is the s~du~l
Gardner ~ ,.--~-L known in the art. A Gardner Color reading near zero
(sol~fion) ~ ,s_lt~ a nearly color1~c (Nw&ter-whiteN) s~ ti~n Gardner Colors
below about 1 are ~ u~cd for the N-allylarï~ino polyol re~ct~nts, and it is pl f~ d
20 to have Gardner Colors dose to 0.
Gardner Color is d~t~ ed by ~O.C.S. (~ e ~c~ Oil ChPmict~ Society)
Offlcial M~thod to la-64, entitled COLOR Gardner 1963 (Glass S ~ d~ds)
est~hlich~d 1978 and revised 1982. The e~ p--. -l and ~ d~ds for de~ --A~g
Ghrdner Color can be y~ d from Delta S~ntifi~, Box 5728, Long ~a~ New
2S York 20014, or from Gardner ~ lo-.~, Silver Spring, ~rylaD~ U.S.~ As used
herein, the Gardner Color limits typically refer to the color ~ from the color
bodie~ that are present, or which are the result of the de~ l,ed ~-1 ~tinns and not to
d~ ldy added color ~
The odor cl~ ~'e~s of the N-alk~l~u...o polyol ~~4 and it~ amide, are
30 s~ lly free of amine or "fish" type odor (once any exces~ N-alL;I~u.~u is ~,,ov~d) and also i,~,bs~ lly free oftypical bro. ~lU~ sugar odors.
~he N-alh~l&..uno Polyols
S ''e N-aLt ~,l~.uno polyols can be p~e,.~d by IJ-UC ~ C5 similar to those
dr~ -ed in COlJe~ld;1113 U. S. Patent Appli~tir~n Serial No. 07/907,382, filed July 8,
35 1992, in the name of Junan Kao et al. for PROCESS FOR PREPARlNG N-
ALKYLA~IES lN AQUEOUSIHYDROXY SOLV~TS, said ~ppl;c~ m being
~co.~o.~ed herein by .. f~.~lce, e~pe~lly page 6, line 4, to page 23, line 3 and

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EXAMPLES I - VL and IX - XIV. The pol~ .,y amine used to form the
polyl.~d.u~ acid amide can be made by any process that wiU provide the desired
colûr.
As ~ e~ he.~ n- ~, N-all yl~l~O polyols with good color are achic~.,d by
5 careful 5rle~ n of reaction cQ~.tl;,;c ~-c
The reaction for the ~le~alaLiûn of the N-alkylamino polyols (also le~.-C~ to
herein as "polyl-~Lw-y~-l"~es" or "N-alkyl polyl-~llo~ aminen) herein can be termed
the ~R-l~ re~cti~ n, and is illustrated by the for~n~tit~n of N-m~Ll.ylgl.~ min~, ~I.e~
Rl is methyl.
10 Adduct Process
In this f~rst v ~ ;QI~ of the R-l re~ctinn, the process involves pre-reacting the
amine and red~ g sugar to form an adduct.
water and/or organic solvent, e.g., ~ h~o
RlNH2 + glucose ~ Adduct + H20
The Adduct has the r, - ".. l~ (I) as foUows:
O
RlNH- ~- (CHOH)3 - CH- CH20H
catalyst
Adduct + H2 ~ RlNHCH2(C~O~)~lCH2OH
The ~e~,lA~, solvents and catalysts used in the R-l l~ rtion are all well-
known ...~f ~;~ tho ~gh not usually used in such ~ ied fonn for maldng
det~rg~.~t ~--- r ~ 3 and are available, at least in some form, from a variety of
CQ~ sources. The following are nn~ g . i'es of ~sterisle which can
2s be u~ed herein.
~ min~ M~ter~sJ - The '~N-aLt~ ~e~ used to form the N-aLIcylsmino polyols
include p-~y amines of the forrm~ls RlNH2, wl.~ Rl is, for . , 'e, aL~cyl,
e.g., Cl~1g, ~osre~slly Cl-C4 alkyl, or the co--- ~o~.~l;-.g l-ydnJ~.~ llcyls, e.g., Cl-
C411~ A~ . F - ~tor include methyl, ethyl, propyl, l~dr~ and the likc.30 No~ p examples of amines usefi~l herein include methyl amine, e~yl amine,
propyl amine, butyl amine, 2-l~ydr~ I'up~l amine, 2-L~Lo~y~ roy~ 2-
L~ l amine; l-..~ell.o~.ol ~1, and methyl amine. The C1~3 aL~l~.llncs arc
p.~-_d, and N- ~-~ e is most p ~f,.-~d. All such amines are jointly ~~
to herein as "N-alkyl amines." The amine can be either a~Luus or in a solvent,
3s e.g., s;~l~,c~ e solvent, of a CQ"C.. ~ ion offrom about 30~/ to about 90%")~fe. b3~,
from about 40% to about 70%.
Polyllydlo~y Matenal - A p~ ;lled source of pol~,L~droA~ m~t~n~le usefill in

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aU of the R-l re~ctionc co~ ,.;ce recl~lcin~ sugars or re~l~ring sugsr de~ivali~.cs. By
"sugars" herein is meant re~l~ring sugars such as glllcosP, fructose, ~ n~ se~ lactose,
m~ltose, xylose and the like. The term "sugars" herein also ine~ Pc glyceraldehyde.
Such "sugars" can include m~tPri~le which break down to form sugars, such as plant
syrups such as cane syrups, corn syrups, potato starchderived sugar syrups,
hydrolyzed wood pulp-derived sugars and the like. High ~uctose, high glucose andhigh m~ltose syrups are cc~ l and "1. r~ d, ~Cpecislly if their Gardner Color is
S~ticf~r,tQry. The l~kul~ sugar m~te,n~l COlll~li~S, for this first v~ristion, an adduct
with the amine such as ~ lh~l~luu-c. The species are clet~ -fd ( ~-e~-cd) by g.c.
0 analysis, (gas-liquid ~,lu~ graphy or "g.l.c.n) using Hewlett-Pach.. l 5890 Series 2
on column i~;e~l;on using DBl 15 meter 0.25 m film thickness n~ 250 m.
A particular alv~ c of the "Adduct" process is that the "Adduct" can be
formed in the p-~s~ince of water. Acco-dingly, raw m~teri~l$ such as corn syrup, and
the like, can be used as the sugar source. However, the sugar sol~ti~n can be
lS plcp~n,d from g-~u.,llar, powdered, etc., sugar by dissolving the sugar in the solvent,
prert.~bly ~q~eovs solvent. CO~c~ alions of sugar in the solvent, e.g., water, are
typically from about 40% to about 90%, p~,f~ly from about 50% to about 70%
(TypicaUy, 71% is the upper limit.) It is highly uu~oll~ that the color ofthe starting
sugar m~tf~ri~l, for plep~u.g, aU N-ah~l~-u--o polyols, be l~s than about one on the
20 Gardner Color scale, p.~,f~;~dl)ly less than about Gardner 0+, and more preferably
about water white. Typical color mgtP islQ that are present in the starting sug. r
mgt~riglQ neg,&L~ affect the catalyst . nd the .~Lon yield. The_e color ~
Iso co--' ~ ibule to the ~,~-lual color of the N-all~yl~.lu.o polyols. Such colors can be
le.~u.~, if present, by proce.l~ such a "carbon ble~ B " in which the color
2s msteri~lQ are adsorbed. The sugar ~gterjgl i_ p-~,f~, bly hsn~llP~d wi~lwul e heating and/or under non~ 3 contlitinnQ to prevent degradation.
Of course, use of sug. rs having low Gardner Colors (e.g., 0 or <1, i.e., water-white syrups) to forrn the N-. ILyla~lfu~O polyols will help ensure that N-, Lkyl~ o
polyols having desirably low Gardner Colors will be plù~ ced Stated otherwise, use
30 of low (~1) Gardner Color wgars (pl-,fe.ably white solids or water-white sohlti~nQ)
and use of the l_~ioll so~ -e ~liQrlosed herein results in low Gardner Color N-
alkyl~ulullo polyols.
~ stsl~yst - A variety of hydrog~c .~I;nn catalysts can be used in the R-l r~_Lon.
Tn-1~,ded among such catalysts are nickel (~ d when treated as ~
35 h~ller),pl ~ u ~,p~ m,iron,cobalt,l~ ,varioushydrogen~ti-nalloys,
and the lilce. The catalyst used in the hydrog~c ~ step is p~ r a p~ ,ul~e
nickel catalyst, Raney nickel, nickel, other nickel catalysts affi~ced to ~I,;.~ e

CA 02223981 1997-12-05
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m~tPri~lc such as silica or ~ min~ Catalysts which are easier to remove (e.g., by
filtration) are plc;r~lled. Highly prere led catalysts herein cc--~ e "United Catalyst
G49B,N HUnited Catalyst G96," and NUCI C46N particulate M catalysts supported onsilica, available from United Catalysts, Inc., Louisville, R~ u~L y, and Raney nickel
s type catalysts from W.R Grace & Co., of R~ltimore~ Maryland, such as R~4200 and
RA3 100.
Acll-c~ g good color also r~lu.l~,j o ~ 3 and 1llA;IIIil;n..~3 the activity of
the pl~f~.led nickel catalysts inrlutlin~ any of the cG,-~ ~I;nn~l Raney nickel or
~uppGlLed~ nickel catalysts well-known in the art. ConvPntinn~l nickel under thelo tra~len~rlr RAN~Y NICKEL 4200 and 3200 (Grace Chemicals) are quite suitable for
use herein. UCI (IJnited Catalyst, ~c.) G-96B and G49B and G49C are also
r ~ -~1c W-lth respect to the nickel catalyst, it is beli~d that ~llOV..1~5 oxides of
nickel from the catalyst ~r~ or ;--~l~edes ~ ~tl~tinn of nickel ions into the
r~;libn mitieu, and thus results in the rO----~ of l~aclioll products having a
lS dc~ bl~ low nickel cont~nt More~ r, it has been found that thc nickel catatyst pre-
treated and ~ ,f~,l~ly post-treated with p..~ Pd llydr~en can be re-used in
multiple ~bse~lv~ ~On~, thereby yielding a ~~I.s~ overall cost savings. In
general, nickel c..~ ;.4 such as those that are CQ ~ c;&lly available, typicalty are
co..~ ~ with, e.g., oxides of nickel, organic m~tPri~le, excess caustic, and/or
20 ~ min~ fines, P~rer-~lly after sh;~ ~ and storage. The nickel catalysts that are used
in the processes herein are pl~,f~ly free of catalytic activity ;~ 9 .~ s ofnickel oxides, organic m~teri~l~, caustic, ~lllmin~ fines, etc. Tlie.. rO.." it is dcs.- ~le
to wash the catatyst with one, or more, solvents to effect l~ Val of o.~ cs and/or
water-soluble m~tPn~l~, to preferably lower the p~ and/or treat the catalyst with a
25 strong r~J~,e;-~g agent, c.g., h~ g~n gas under high ~ , and/or t~ Lule
co~ , to destroy, or remove, the nickel oxides. Once the catalyst is "c~ nP~ "
the cataly~3t is d~ d under non-~ 3l,1s ~~, e.g., I~l .,gen gas,
or, more desirably, a leJ~ gas, e.g., hydrogen. Any ~ to the normal
.h-.e should desirably occur for 021ly short periods of time and while the
tc.lIp~ lun~ U lOW The activity of the catalyst can be incl~d ~ A~.l.Ally by the
re~lllctin~l, or removal, of these ;~ " ;1 ;p~A" even when they are present in very small
~ ,9~ The res~llting catalyst also provides amines, and ll-e.~,fc,l~ amides, with
good color.
~ When the nickel catalyst is in contact with either adduct or N-allyl
35 pol~ ~o~Ollyl amine, the h~Logcn plc~ should be ~--A;--~ F~ to r..~:... 7
catalyst ~ t-;l;~ n ~ rly~ ahigh hydrogen pl~ e.g~, from about 100 psig
to about 3500 psig, ~ f~ably from about 500 psig to about 1500 psig, and a

CA 02223981 1997-12-05
W O 96/40619 PCTAUS96/07124
t~ c.~Lu~e of from about 20~C to about 135~C, y~ere~ y from about 40~C to
about 85~C, wiU reduce the level of nickel ion dissolved in the N-alkyl
polyl-~ uAy~lkyl amine, and, by depositing the nickel back onto the catalyst,
l~e.~e.~le its activity
s A co ~ of hydrogen gas and s~ cled p.~ .. pe.~lui~ cnnrtitinnS
can reduce this ~ hiti7~tion and, in fact, reverse the process to deposit nickel and
eg_nc.~e the catalyst Low~ g the soluble Ni content in the N-aLkyl POIYIIYdIOA~
amine product to less than about 10 ppm, prertl~bly less than about 5 ppm, more
preferably less than about 2 ppm, wiU cfIt-;L~ l~.,n~ ~Le the catalyst.
0 When the catalyst is sepal~l.,d from the N-alkyl polyll~d~ûAy~Ucyl amine, the
t~.llp~ila~ul~ should be less than about 135~C, pler~ bly less than about 85~C, and the
separation, typicaUy filtration, should be ~cco~ ed under hydrogen pl~
Regen~.alion of catalyst can be achieved using the ~tep d~CC ;l ed for initial
activation
lS The N-aLyl.Y---no polyol .~_~-L herein, which is "~ y free of nickel",
cc~ c no more than about 20 parts per m~llion (ppm) nickel, and pr~,f~.~ly less
than about S ppm nickel (Ni~). Nlckel can be CG--~.~ll~ llle~d by
C~ .I;nn~l atomic ~bsolylioll s~ Jscoy~ using diluted samples (5/1 dilution to
tlL.~ce).
Solvent - FG~ ofthe adduct in the R-l process is co-~ ntly camed out
in water and/or orgsnic solvent, ecpec~ y polar, most p~ r L~d~u~y _olvents.
Typical; ~ 'e9 of organic solventc useful herein in the fc~rm9tinn of the &l~ulle-~~lgar
adduct include ...~,l1.AI101 (plertll d), eth9nnl, l-plUpanOl, iSO-plUp&l~Ol, the butAnc~
lel~e glycol, 1,2-propylene glycol (~lerN~,d), 1,3-propylene glycol, gly~,~ul and
2s the lilce The amine itself can also r.~ as a solvent, typically at mole ratios of
A.~.;..P, ~p,.Ar offrom about 4:1 to about 30:1
The hydrcg, ~AI;n~ reaction of the R-l I~Lon can also be carried ûut in the
pl~o~CP ûf an organic or aqueous solvent which dissolves the adduct
HydrogPnAtinn solvents are, cGl-~iellLlr, polar, P~pe~sl1y l-~L~Ay, solvents, i e, of
30 t_e same type as those m~ntiQn~d above for use in the fiCl~9tic~n of the adduct. When
S~ A11Y al~d-uu~ organic solvent is used, the umc~cLcd amine is ~-,..,o._d with
the water after the adduct ~ step. However, when an P~ e solvent is
used, the amine and solvent are not ~.nuv~id until the catalyst r~,~o~ step.
Water is the p.~,r~ ,d solvent for the l.~rlLo~ reaction l~th~nnl is a
3s pr~ ,d organic solvent for use in the hydrogen-s-~Qn l~lion.
General R-l Reaction Col~dilions - R~(Ctinn CQ.~ ;nl-~ for the R-l
reaction are as follows. Step (a) - Adduct fo-l--alion - Step (a) of the process is

CA 02223981 1997-12-05
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_ g _
~l~fc.ably carried out at a t~n~ e of from about 0~C to about 80~C, l,r~ bly
from sbout 10~C to about 60~C, for processes l~titi~r~g organic hr~U~y solvent and
below about 70~C, ~ bly less than about 50~C, more plef~d~bly less thsn about
30~C, more prtrel~bly from about 15~C to about 25~C, for ~queol~s solvents.
s The reaction time uset for adduct fc~ will typically be on the order of
from a few ...~.-"~,s to about 20 hours, ~epen~;uB son~ al on the reaction
le...l)e.alul~; chosen and/or the ratio of amtne to sugar. In general, for the organic
solvent, lower lea~;l;oil te..lpe.~ s in the range of 0~C-80~C require longer reaction
times, and vic~.~. In general, for the organic solvent, over a l)refe.r~d 10~C-60~C
1G&~;LiO11 t~ C.aLui~, range, good adduct yields, e.g., more than about 90%,
prufe-~bly more than about 95%, are a~ e1 in 1-10 hours for the organic solvent.For the lower reaction le.l~y~.alul~ range, 0-70~C, pl~,f~ly 0-30~C, that gives good
color, especially in water, the r~ ti~n time can also be as nwch as 10 hours, but,
typically, eq~ ;hrillm is ~b~ Y reached within about four hours or less,
IS especislly with higher n-~ r;~--gPr ratios. The t~ p~.~lur~ and reaction time are
s~lected to give an adduct with a Gardner Color of pr~r~bly less than about 1.
Good adduct color is "~C~-~ r for OblA l~ B good l a tions and color in any
~I ~S~ dlu~f I~'liOIl and ~ ~ catalyst activity. Below a
Gardner Color of about 1, the res~lting N-allyl polyl.y~ r arnine, and c.~ e~ ently
the resulting amide, has good color. The color bodies can bc ~ d by, e.g.,
carbon bl: & -hi~ as used for the sugar SQIUtiOn
The adduct also has a very low level of glucose. The glucose leveL as a
p~ of the adduct is pler~ bly less than about 1%, and more prl fe.~bly less
than about OIlC ~lf of one percent. fflucose i~ ,.es with the L~Lu~u~ I- &_lion
2s step to form the N-allyl polyllrJl~.Ar armine. Excess a2nine can also help reduce the
glu~ose level and ~--:--:-~ e rc~ of sorbitol during h~,~ug~ I~AI;OI~
In general, the t~nlJ~aLw~ will rise during adduct fo~ ~---I;on since the l~&_Lon
t-~,nic. Th~erore"~ g te.-~pc.alu-~s below about 3û~C, as l~.luh~,d in
batch p~ùce~ , involves providing cooling for the ~ nte and/or the l~.;liOn rnix.
T~l~ u~s above about 50~C require l~~_Lion times of less than about 10 ~ 5
to avoid ~ce~&~e color ro-.--AIi~ Such short times are normally not feasible except
in a CQ~ vO~iS l.a.~l;ol~ Even with such a co l;~ u-J~ reaction, back-rnLcing should
be ".:l-: ": ~A, e.g., by use of plug flow con-litinne~ to avoid ~ , e-l~o~ of the
adduct to higher t~--p~uies. Ide Llly, the adduct is p.u..l~ reacted with L~og~,n
3s to fo~m the c~ .on-~ 3 N-allyl POIYII~ UAY amine to ~ , degra~l~tion
Hûwever, le.~lp~ lul~ below about 30~C, ~l~f~.~bly Iess than about 20~C, allow one
to handle and/or store the adduct for at least several hours, which fA~litAt~s the use

CA 02223981 1997-12-05
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- 10-
of batch processes. At 0~C, the adduct is stable for 24 hours.
Surface l-~ e.aL~s~ e.g., when pr~h~ g the adduct for the hydrogen
reaction process, should be .~ ed below about 100~C, pref~.dbly below about
70~C.
S pcf~ nt con~ ons can vary. Molar ratios of ~ ne s~ r not greater
than about 7:1 are pr~r~ bly used herein, ~lthou~h ratios up to about 30:1 can be
used when the amine is used as a solvent, at least in part. Generally the desired
adduct form~tirm is achieved at a mole ratio of ~mine~ g~r vith an excess of arnine,
e.g., mole ratios of >1:1, prtr~.~ly greater thsn about 1.1:1, snd the lil~e, e.g.,
0 greater than about 1.3 :1. Typical ~a~ l~lL concf~ lions in the water and/or h~/dlUA~
solvent are in the 10-80%, typically 40-50% (wt.) range. Adduct forrn~tinn can be
carried out at ~I---n~h- ~ ;c or s~t.~ osl)h~cpl~ s.
Step (b) Reaction with Hydrogen - Step (b) should be nrC~ plicl~e~ so as to
avoid the prolo~ exposure of the adduct to the catalyst when the hydrogen
5 pre.,~ r~, is less than about 500 psig, and prl r~ly the L~dluge.~ p-.,~e should be
at least about 1000, and more pref._.ably at least sbout 1500 psig. K~eping this time
below about one hour, and pref;~ below about a half hour, ~ s the amount
of catalyst metal, e.g., nickeL that is Coll~_.Led to water soluble ion. Such ions are
unde~ ~le for a variety of ressons ir~ ing their affectt on color rc~ l;nn
20 ;~ o~ with other ~ t ~ ;~1~, ssfety, etc.
Step (b) can be carried out in either a slurry process or a fixed bed. Step (b) is
pl~ abl~, carried out at a te.~ of from about 20~C to about 120~C,
pl~t ably from about 50~C to about 100~C for organic hyJ~uAy solvent plOC~iC5
Step (b) is p.~vf~_bly carried out in two stages for nqueolls solver~ pluc~s~s The
2s first stage is at a ttvpc~lu r that is low enough to avoid ru~,i,.,- of the
c~ -ol~ti~g reduced sugar, e.g., sorbitol in the case of glllcosP, and other
ed l"~-u-lucts. Typically this is from about 20~C to about 70~C, more
,,.,f~ly from about 40~C to about 65~C, and even more preferably from about
50~C to about 60~C. ~ the second stage, a~er the rfv ~ (hydrcg~ AI;.~I~) of the
adduct to the N-alkyl poly}l~ LuAy amine is at least about 80% r~ -, ' 'e prtvfv.~ly at
least about 90% co~ i kle more p~lLrv~ at least about 95% ~ , the
le.l-pe.alule is raised to at least about 75~C, plefe ably at least about 80~C, and up to
about 135~C, p.lvfv.a~l~ 130~C, so that the le---~ adduct and any other m~qten~le
that may form color bodies are .--;-~ d and the adduct is at least about 95%,
pr~f,rv.~ly at least about 98%, more prtvfv.~bly at least about 99.9~/ co~v.l~d to the
co .~on&~g N~ cyl amino polyol. T}li8 second ~tage is r~Q .~ to the pr~&~lion
of N-aL~cyl polyhydoxy amine with good stable color upon l-P~ing Heat stability is

CA 02223981 1997-12-05
W O 96/40619 PCTAUS96/07124
,ro~cd for the N-alkyla~ o polyol by using excess amine in the prep~a~ion step
and a higher te.llpe.aLI~l~ at the heat l,eA~ step.
During Step (b) it is highly pl~f~.l.d to avoid loc~li7ed o~.-l-e~ e.g., at
the surface of the heating flr-~ or heat ~ clle.~r. Such surface or "skinH
s telllp ~alw~s should be below about 180~C, p-~ f~bly below about 100~C, snd even
more ~ f~ably less than about 70~C, during the first stage and less than about 100~C
during the second stage.
The reaction with hydrogen is prefe.ably carried out with limited initial water
when the solvent is an organic h~l~u~ solvent, ~tthou~h even then, water (e.g., up to
1:1 wt. H2O-~I~ohnl) can be present. Optional water removat from the adduct
pr~àl~t in Step (a) can be f ~. I~d by use of drying agents, or by simply i.L.;ppin3
water and sohrent from the adduct, and then .~ solving the adduct in fresh water-
free solvent. The 1.~ reaction can typically be mn, for; 'e, at
t~npc~a~w~ of 20~C-120~C at 50-1,000 psi or, for . . '- at 50~C-90~C at 100-
500 psi for periods of 0.1-3S hours, generatty 0.~-8 hours, typicatly 1-3 hours when
the organic solvent is used.
When the solvent co~ c water, the hydrog~ ;n~ r~ Lon is done in t vo
stages as .]~- ssed before.
The adduct/solvent se' l~isn used in the L~.Log~ reaction is typically at a 10-
80%, typically 40-50%, (wt.) solute level.
It will be &~cd that the s~ l;n" of l.~ ,xcll l~Lol~ cQn~litinnc will
depend so~ ...hdl on the type of pl~we e~ - to the fc" .~ or, so
the above-noted r~lion CO~ 5 can be varied without dep~L,.~ from this
i,l~..l~ion. However, as noted before, the hy~ e.l pres;,~e pl~f~ly should be
2s above about 500, p~ubly 1000, more pref~.ably about 1500, psig when the adduct
and the catalyst, e~re~lly the plefe.ret nickel catalyst, are both present. Use of
lower ~,r~ down to about 100 psig will require either a s~A-~e step to remove
M ion, or more prolons~ed post lr~ n~ as ~I;c,~55/~ hc.~ --An- r, to whieve verylow Nl CQnt~nt
IIy~oge~ reaction catalyst levels are typically from about 1% to about 100%,
preferably fronn about 2% ~referably about 5%) to about 30% ~lef~ably 20%)
more p.ef~bly from about 5% (~ re-~bly 10%) to about 15% (p.~ft;r~ly about
20%) solids by weight, c~ t~od based on wt. catalyst:wt. reduç;rg sugar
Step (c) F;~ g - The catalyst is then sep6l~let from the product a~er the
iOl~ is completed. The catalyst is l~llu~cd from the product of Step (c) which is
then pr~f~bly dried by cryst~ 7~tinn or by solvent/water i,~ ,pihLg, or by means of
,

CA 02223981 1997-12-05
W O96/40619 PCT~US96/07124
L~ dry-ing agents. This helps prevent reversion to the sugar starting m~tPri5~1
Step (c), when it involves solvent/water stripping, is preferably done in a wiped
film c~a~o~tor.
Steps (a)-(c) of the R-l process are preferably con~1ctecl under non-oYi~li7i-~gs contliti~nc (e.g., H2 or inert gas) to provide good color. Catalyst removal in the Step
(c) process is done plerelably under hydrogen plCSa~llc; to prevent M (catalyst)tliccQ1l1tion or at least under inert con-litionc
~lucose Addition Process
Another suitable process for plepa,il,g the POlY~ OAY amine utilizes glucose
0 a(ldition (The n(~ cose .A~ itionn process) after p~ g the catalyst and amine in a
simplified reaction which can achieve good results so long as the glucose is added
under a hydrogen plei.~e of at least about lO0 psig, l,l.,r~ bly at least about 500
psig, and more pief~,.~ly at least about lO00 psig, at a tc.~ .atul~, of less than about
80~C, pr~r~lr less than about 70~C, most ~lef~l~ less than about 60~C. The
lS m~tPri~lc and the cc~nAitiQnQ for the l~ ;"d- r of the rcacliol~ are the same as ~let~i1Pd
above for the adduct process.
The pr~alaLon of the N-allylaminol polyols by either of the processes can be
cQn-lucted in any well-stirred pl~.S;.~, vessel suitable for c~nr~1cting l-
~
rP~it~ne In a ~ll~e.~e.l~ mode, for the "t~T1~cose ~ titionn process a ~ ,S;,ul~,20 reactor ~-vith a s~,p~ate storage ft,S_.vulliS employed. The l~e3~ 0i~ (which, itseLfi
can be p~ Pd) c~ cA~cs with the reactor via suitable pipes, or the like. In
use, a stirred slur~y of the nickel catalyst is first nr1e-AnPA,n ;",~1 ~d:-~ being treated
with l-~dlu~en to remove traces of nickel oxides. This can be CC,~ ntly done in
the reactor. (~1l-, "Al;~L~ly, if the i-~A....rA~jl..~. has access to an oxide-free source of
25 nickel catalyst, ~ 1 with H2 is ~ eCe ~ . However, for most
mAm1fiA~lnng p~oc~es some trace of oxides will iç~i~ly be present, so the H2
r -1 iS p~efe-l~d.) Mer removal of excess slurry ..~r~A;.~... (water) the N-alkyl
amLne is introduced into the reactor. Thc.c~lc[, the sugar is introduced from the
storage l~Oi. into the reactor either under h~g~l pf ~ u~ or by means of a
30 high p.~c ~ p:-~g system, and the lea~iol~ is allowed to plocecd. The progress
of the l_Lon can be rn-~-- lor~d by perioAirAlly l~llU~inp, ~ '9 of the r~lion
ll~ule and analyzing for ull~ cled sugar using gas cl~u..~AIography (~g.c."), or by
heating the sarnple to about lO0~C for 30-60 r - ~ r s in a sealed vial to check for
co1Or stability. Typically, for a reaction of about 8 liters (ca. 2 gallons) size the initial
stage (to 95% of reducibles being d~ ed) l~ Ul~S about 60 .. : ~ , de~ 8
sOlll~,..l.al on catalyst level and t~ lp~.~lure. The le.llpe.alule ofthe reaction mixture
can then be raised to , ' the reaction (to 99.9% of the ~ b'~ being

CA 02223981 1997-12-OS
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- 13 -
d~p'cted).
Cryst~ 7ation of Polyl,ydru~y~ f-s
The color quality, ~labil;Ly, and/or purity of the N-alkylamino polyol can be
further i~lp~u~d by a process of cryst~l1i7~tion of the N-alkyl~,....o polyol from an
s aqueov~ sol~ltion or water/organic solvent l,~Lulc. Cryst~11i7~tion is carried out by
cooling the aqueous n~ul~ of the N-alkylamino polyol from Step (b) to 0-10~C, ormore, preferably by col~ç~ Lillg the a~lucuus llli~lUI~; to about 70% solids prior to
cooling, and most ~ r~.dSly by adding from about 10 to about 200 parts of an
organic solven~, e.g., ~nf ll.~nol ~ceton~o., etc. either to the aqueous feed sol~ltion, or,
0 most plerc.ably, to the co~c~ aled sQl~ltion Highly pure crystals of the N-
alkyl~l-illo polyol form which can be ;CQ1~ted from the S-~P~ .I sol~tion by
filtration and/or CPnt~ifilg~tion To obtain the purest crystals ~o~ lc, the filter cake,
or c~ ;r.-g~ cake, should be washed with from about 0.25 to about 1.25 parts of
chilled (0-5~C) solvent. The wet cake can then be employed to produce polyl.y-llu~y
5 f~Ltb acid amides with ~ ~ccd color. The crys~lli7~ti~n method provides a
;,~ll~li~lgl~r illl~.ro.~ amide product.
F~----alion of Polyl-y~l-u~y Fatty Acid Amides
The N-al~ o polyol co- ~ u~ Ae ~.~,p~cd by either of the above l.~.~ l;n~
and having the rc~ui-. d Gardner Color can be used in an overall process for p~ii~g
20 polyl-ydru~ fatty acid amide s~ r~ which inrl~ld~C an amide-rt~ g reaction
co...~ reac~ a source of fatty acyl groups such as fatty acids, fatty acid
anhydrides and fatty acid esters, especially fatty acid esters, having greater than 98%
~ at 460nm with an N-alL~ no polyol having a Gardner Color of less
than 1 (<0.1 abs. at 440nm), more p ru~ bly esters which have been ~ictilled in the
25 p.es~ ce of from about 0.05% to about 2% alkali metal oxide, e.g., those pr~&~;d in
the rur.,go~ manner, in an organic hydruAy solvent in the ple3~Ce of base catalyst.
The fc-tnntinn of such s~r~ ! with high purity and low color is an espe~;slly
be~- r~e ~1 result of such a process when an organic ~ ~UA.Y solvent is used, since the
det~,~.l fnnnlllstor can pump and/or incG.~û.ale the poly~-~dru~ fatty acid amide
30 ler~tinn product plus the ~~_Lion solvent such as 1,2-1,r~p&l~e diol, (propylene
glycol), glycerol, or alcohol (e.g., in liquid d~le.~ ) directly into the final de~e~genl
forrmll~tinn This offers eco~ c advantages in that a inal solvent ~ nuval step is
rendered ~ c~ ,c .y, particularly where u~hol-s glycols or ethanol are used.
~ The polyl.~o~u-~-e products of either of the aforesaid R-l rea~ionc~
3s p.~,ft; ~bly with water ;,-~l,st~n;~lly re.no~cd, can be ~rther employed in an amide-
rO~ g reaction which is ~e~ ted herein as the HR-2" reaction. A typical R-2
amide-fo. ~ ~ :tinn herein can be illu~llaLCd as follows:

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-14-
R2COOMe + R3N(H)cH2(cBHaoseH)c~atca~y2sto~ eH,g.~ ;d~
R2C(o)N(R3)CH2(CHoH~4CH20H + MeOH
S wLer_.n each R2 is Clo-C20 allyl and each R3 is Cl-C4 allyl, Cl-C4 alkoxyallcyl, or
h~dr~ lkyl group.
Thus, the process herein can ~nco~ s an overall process for p~ ~u~g
polyl-~dlo~ fatty acid amide S~r~ option~lly c4"~r~;C~g an R-1 process as
dc 5~ d above and then r~_lu,~ the polyl.r.lluA~une having a color of less than
0 Gardner 1 vith a fatty acid ester having at least 98% ll~c-~ ce at 460Dm in an
organic Lydlu~.y solvent (pl~,fe.~bly, .~.CII.An~l) in the pl~,sc~ce of a base catalyst to
fo~n the polyl,yd.oAy fatty acid amide - ~- r~ l~..l (at a ten,~ u~ of from about
40~C to about 135~C for a time of less than about three hours, more pl~f~,.~ly at a
c.,l?c,.~Lule of from about 40~C to about 100~C, and even more plcfe.~l~ at a
tc.~lp~,.aLule offrom about 50~C to about 80~C for a time of less than about 2 hours,);
and optionally, l~OVUU2 said solvent. The rPclllting amide pi~du.l is treated with ion
~ ch~ ,e resin, more plefe.~bl)r a ~lule of acid and base resins, or, optionally, with
~J~ g bleach to provide a pro.lu~l that is r ~ lly "water white~.
In a more l"~.f~-ed ernhodi n~nt, the amidc ~ rt~nt is treated first with acid
ion e ~ resin to convert any soap to fatty acid and remove any residual amine
that has not been uj"~s,.led to amide. Then thc amide ~ is treated with base
ion e-~ g~ resin to remove the fatty acid. Both resin_ remove part of any color
bodies that have already fnrrn~d
R-2, or the co...l~ inn of R-l and R-2 leP.~ 8 herein, can be used to
25 prep~ polyllyd~uA~ fatty acid amide ,,...1;.~ ofthe 1~ (Il) as follows:
R2 C(O) - N~ ) _ Z
~1,~,.~.: each R1 is ~ Cl-C4 L~d-oc&~ L cl-c4 alkoxyalkyl, or h~uA~,Lkyl, e.g.,
2-Ly~lluA~ l, 2-}~LuA~ o~yl, etc., p-~ ..ably Cl-C4 alkyl, more preferably Cl orC2 allcyl, most pr~ Cl alkyl (i.e., methyl) or ~ LhOAY~ICYI; and R2 i_ a Cs-C3 130 L~oc~l moiety, p..,~.dljl~ straight chain C7-Clg atkyl or alkenyl, more
pr~,fe.~l~ straight chsin Cg-C17 aLIcyl or alkenyl, most p efe.~bly straight chsin Cl 1-
C17 aLkyl or alkenyl, or ~1 Alu~ thereof, and Z is a polyl,~Lu.~ d uc& l,yl moiety
having a linear l",Lu~ chain with at lesst 3 l.~LuA~L directly co~ d to the
chsin, or an allwA~ d~i~raLi~e (p~ bly ~lhUA~/htCd or pr~po~la~ed) thereof.
35 Z l,.ef~ will be derived from a 5~d~1C;'~g sugsr in a reductive pmi-~tion re&Lioll;
more preferably Z is a glycityl moiety. Z p-~f~l~ will be ~-'xted from the group crl~ g of -CH2~CHOH)n-CH20H, -C~CH20H) (CHOH)n-CH20H, CH2-

-
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(CHOH)2(CHO~)(CHOH)-CH20X where n is an integer from 3 to 5, .i.cl~ , and
R' is H or a cyclic mono- or poly- 5~rçh~n~t~, and alkc,~l&l~l d~ aLi~3 thereof.Most pr~,~wl~d are glycityls wh~ n is 4, particularly -CH2-(CHOH~4-CH20.
Mi~lwe., ofthe above Z moiefiçs are de~
s In Formula (II), Rl can be, for F~ r~ N-methyl, N-ethyl, N-propyl, N-
isop.u~L N-butyl, N-isobutyl, N_2 1~Yd-UAYeLI~YI~ N-1-n1~LLUAY1I1U~ or N-2-
h,~.ll OAY~I U~
R2-CO-N< can be, for ~ , co.- do~ ~I~,f.de, oleamide, lauramide,
dl" carn~sn~ t-~ .;de, tallowamide, etc.
Z can be l-de~A~lucityl, 2-deuAy~u~,~i yl, l-deo~y.l~ltityl, l-deu~la_Lilyl, 1-
deoxygalactityl, l-deu~yll~m,Lyl, l-deu~ to~riotityl, etc.
The following ~ , catalysts and solvents can coll~ueilLly be used in the
R-2 reaction herein, and are listed only by way of e~mpl;fi~ ~tion and not by way of
lim;tPtirn Such m~t~ are all well known and are luul;nely available from a
lS variety of co~ c- ~,ial sources.
~e~.c~ ls - Various fatty esters can be used in the R-2 r~ inrl~ g
mono-, di- and t~i-esters (i.e., ll;~c~,.;des). Methyl esters, ethyl esters, and the l~ce
are all quite s~ '~ The pOlyllyd~uA~ l~lllc Ic~ include re~ct~ntc available
~om the above-dr~ ;l,cd R-1 rea~;lion, such as N-alkyl and N-L~druAy~llyl
pol~ .lluAyal,.in~s with the N ~ b~l;luent group such as CH3-, C2Hs-, C3H7-,
HOCH2CH2-, snd the li1ce. ~POIYIIYdIOA~ UI~eS available from the R-l reaction are
plefc~ not GQ"IA~ Ied by the pl~3e.nce of residual z---u-~--l, of metallo
hydrog~n~tion catalysts, ~lthm~gh a few parts per million te.g., 10-20 ppm] can be
present.) Mi~ of the ester and I~uAlurt s of the polyl,~ d~ ~lul~e re~ csn
2s also be used.
Ca~ s - The cstslysts used in the R-2 le~-tinn are basic m~t~ tc such as the
~lL...;f~ d), hydro ndes (less prefe.l~d due to poCQ;~1e hydrolysis re~innc)~
C~~ t~'~, and the like. ~f~lt;d ~ Yi~le catalysts include the alkali metal Cl-C4~llrnY~1es such as sodium m~hsYirle~ pol~ u~;~c, and the l;ke. The catalysts
30 can be ~ d sepd~lel~ from the leclion nu~ , or can be gell~.al~d in situ
using an alkali metal such as so~illm For in situ ge.l~.~Lon, e.g., sodium metal in the
nl solvent, it is p-efe.lcd that the other 1~ ntc not be present until catalyst
g~~ lionis complete. The catalyst typically is used at a level of about 5-8 mole %
- ofthe ester react~nt Mi,-lul~s of catalysts can also be used.
3s Solvents -The organic }-,~dlUA,~r solvents used in the R-2 reaction in~ .o, for
exa~ple""f ~l~Anol ~thAnnl ~lop~lol, iso-~,lo~allol, the I~IA~nl~ glycerol, 1,2-propylene glycol, 1,3-propylene glycol, and the l~ce. luPll~Al~nl iS 8 pl~f~ f~ d alcohol

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solvent and 1,2-propylene glycol is a ~ r d diol solvent. Mixtures of solvents can
also be used.
General R-2 Reaction Conditions - It is also an optional objective herein to
prepare the desired pro.lucLs while .~ the formAtinn of ~;y~ d by-products,
~ ~ ~ OH
s e.g., OH OH
ester amides and color bodies. ~acti~n tc.~ Ul.,S bdow about 135~C, typically
in the range offrom about 40~C to about 100~C, pfCf~..~;l~50~C to 80~C, are used to
achieve this objective, esret~;Ally in batch p,ucesscs where reaction times are typically
on the order of about 0.5-2 hours, or even up to 6 hours. SG11~_~l1al higher
0 telll~Lulf s can be tolerated in cG~ vv!~ procf sse~, where reQ;~lf~n~e times can be
shorter.
Plllificn~iol~ ofthe POIYl-Yd.UAY Fattv Acid Amide
The POIYI1~d~A~r fatty acid amide ~~fiA~Ant p~epa~ d by the p~uce~s herein is
very pure and has good color. However, for products that are not colored, or which
5 are clear, even purer, less colored S~ tAntS are "~ L~. Acco,d,n~, the
PO1Y1~Y~OA~ fatty acid amide S~rfActAnt iS p,ef~.~bly post treated with an ion
AI~gf. resin, ~lliAIUl~ of ion ~ -nllAI~gf resins, or c~ ;on~ of ion f .~
resins, and/or ~ ~luc: ~5 bleach such as NaBH4, etc., or hydrog~nAti~ n over a catalyst.
Tlf nl--.-~nl with ion e-~ ,f resins can be very e~t~ ., if the ~ II. n~ iS
20 c~efully carried out. Since the minor CO--~ present are both cationic innature, e.g., amines, and/or anionic in nature, e.g., soaps and/or fatty acids, it is
desirable to treat with both anionic and rAAtit~nic (~cidic and basic) ion e-~ ge
resins. A p_lL-,uLu~ is to treat a s~ ti~-n ofthe polyl,yLuAy fattyacid amide ~fActAnt first with acid ion P~ ge resin to remove the amine and
2s convert any fatty acid soap to fatty acid and then treat with base ion ~ ,e resin to
remove the fatty acid.
Another particularly ~cli~-, post h l is the hydrogf~nAtion of a sol~tinn
of the polyl,yd,oAy fatty acid amide s-~ II over a hydrog~n-otinn catalyst like
nickel, pollo~ n~, copper cl~o" ile, etc. Su~ gly, the l~yLog~-~AI;o~ is c ~c~ in
30 el;~ n~ g color bodies and color body p~ ,U~ will~ou~ ad~ ely A l;~ g the
structure ofthe sl-rfoctont
The hydro~en-o-tinn is typically carried out in a batch reactor. A catalyst,
typic. lly of either nickel or pollo~ m is sluITied in a s -l-ltinn of the polyl,yLuAy fatty

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.
- 17-
acid amide s~ ct~nt and reacted under c~ n~itinns that will achieve the desired
i,n~ cm~;llL. Typical reaction con~litiQn~ are h~Lu~e.l ~r~l~; of from about 150to about 1000, pr~lably from about 300 to about 500, psi; tC..~ alu~t; of from
about 50 to about 120, p~f~ably from about 50 to about 65, ~C, to limit pole.lhal
s soap r~ iOn; and reaction time of from about one to about four, p.cr~.ably from
about one 1:o about two hours.
The color ofthe ~ r~ -.l is ~nea;~ as % ~ A.~ on at 420 n~nnl..tt~
against a 50/50 ll~ We, by weight, of .--~ ll.A~ tilled water blank. The ~ t~nt
is diluted to ~0% by weight with the blank solllt;nn and read in a ;.~echvphoto,n~ te~ .
0 Typical color of cn---~ ,;al prodllction varies from about 55% to about 70%
h~ n, as .-lea~d above. For clear products, the .-- n;.. , L~ cc;~
should be at least about 70%.
The catalyst loading to achieve 70% h~ epen~ on the type of
catalyst used, and the desired level of color .,ll~rovG,lle.~l. For nickel catalysts, the
15 loading ranges from about 2% to about 10%"~r~rel~ from about 2% to about 5%,
c,~lesse~ as weight of catalyst based upon the n~ t~nt in sol~ltinn These levels of
catalyst will raise the hl-n~ n from about 40%-48% to about 70% with 2%
catalyst and to about 80-85% with 10% catalyst. Post L~LO~t-~ I;nn with p~ m
catalyst produces ~lrPrjt~r color with less catalyst. P~1lAt~ m catalyst usage ranges
20 from about 0.005% to about 0.15% with r~ 8 h~n~ of from about 85%
to about 90% when starting with colors having IIA-~ nC of about 60%. For
c,q"~,p~. ;er~l~, a ~ nn of sbout 42% was raised to about 75% by nickel catalystand to about 93% by p~ ilm catalyst, using con~lil;n~c of about 120~C and about
360 psi hydrogen.
Another optinn~l reductive bl~c'i~ step utilizes a reduring m~tPri~l such as;
NaBH4, LiAI~, etc. It has been found that the pH should be from about 10 to about
10.9, pl~f~ably from about 10.1 to about 10.6, more pl~f~l~ about 10.4. This pH
range ~,lo~,ides ~ycellpnt bl~ ~hi~ at a good rate wilLuu~ ~ces~, creation of fatty
acid soap by hydrolysis of the amide.
The following . ~ S are intPnrled to i~ e the practice of the R-2
reac~on using the N-polyllyd~oAy~l~illes pl~an,d by the above-~iiQr~osed R-l
- reaction ( vith H20 having been ~.IIU~el;i). It is des.l ble to use conc~ ~ion ranges
of the ll l,t~ntc and solvent to plc~v;de a "70% c~nG~ ~ed" (with respect to
- I P ~tAntQ) ~ iO~ W~. This 70% cnn~ dt~ u~lw~ provides eYrP1l~nt
35 results, in that high yields of the desired polyl~ ln~r fatty acid amide prv~luc~ are
secured rapidly. Indeed, jnrl;C~tinn~ sre that the r~ihun is ~lb t~nl;~lly complete
within one hour, or le_s. The cQ~ nc~ of the r~lion u~lu.e at the 70~/0

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-18-
c~ aLion level provides ease of h~Antlli~ However, even better results are
secured at the 80% and 90% con~ aLion levels, in that ch,o,,.ulo~aphy data
Ale that even less of the unde~red ~cli~ed by-products are formed at these
higher COI~C~ ~1 ~ alions. At the higher co~c~ aLiOlls the reaction systems are
s so---~ more ~liffic~llt to work with~ and require more effi~ent stirring (due to their
initial th~ ne~), and the like, at least in the early stages of the reaction. Once the
reaction pr~ceeds to any ap~-~ iab'c extent, the viscos.ly of the reaction system
decleases and ease of mixing i,-~ ases.
All pC,.Cf'~ 3f ~, ratios and propo.lions herein are by weight, unless oLllc. ~;se
0 ~pec-r:ed All limits and ~ ';CAI values herein are a~pro~ AIe unless olh~, w;~ stated.
FX~MPLE I
Standard Reaction
A reaction ."-b~lu~e con~i~ti~g of about 214 g C12 fatty acid methyl ester
lS (Procter & Gamble methyl ester CE1295); about 195 g N-methyl-D-~ mine, dry
powder; about 10.8 g 25% sodium l-.l}-ylale, and about 37.7 g propylene glycol as a
solvent is used. The reaction ~ressel co~ a one liter, four neck, round-bottom
flask .~_lo., one 300 mm coiled Co~ - -, one 250 ml round-bottom flask; several
ada~tu-~, one agitator with a v ~' le speed motor; one mantle c~ rcle~l to a Therm-
20 O-Watchg) for le ll~. alulC control; and a ~_cuulll water &s~llalor for va~iuulll.
The methyl ester is added to the reactor and, with ~~ , is heated to about
60~C. The propylene glycol and the N-methyl g31l~Amin~ (puwdc,.~,d), are added with
~lffi~i~P,nt ~ n to keep the solids ~spPn~le~l The twl~c~alu e is raised to about
80~C and a v Illlm of about 100 mmHg abs. is created, if more than about 0.1%
25 ..~;;,~ is present, to e~ A-IG the moi;.lu-e. The p,~ is raised with n.liu~enand the sodium .ll~ lylalc is added. The le,ll~,.alulC, is set at about 80~C and the
time is set at zero. The pre~e is reduced app..,~ ly every thirty ~ s from,
~PP~ 500 to 350 to 200 to 100 mmHg. The pr~ .e is again raised with
l~l ùgwl and a sample is taken for GC analysis.
The above i.landald reaction results in about 20~600 ppm cyclic rnAteriAAI
which is con~ Pred undesirable. In one standard reacfion, the level of cyclic is 250
ppm while the percent col-~e.:i,on is 91%; lc w~ t,he reaction twlllJ~.alul~ to about
70~C lowers the cyclic level to about 80 ppm and the CG~ On to about 88%;
lu~._.h~g the reaction time to about one hour dec.eases the cyclic mAtPri~le to about
3s 50 ppm and the co~ on to about 89%; cutting the catalyst level in half reduces the
cyclic ~tPrj~l~ to about 90 ppm and raises the CGll~w~Ol to about 93%; rw..ovlll~
the .~ nol in 30 ~ les l-,.luces the cyclic m~tPri~le to less than about 50 ppm and

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- 19- ,
raises the co,l~e.~on to about 90%; and red~ g the ~uum to a ~ of about
200 mn~Ig reduces the cyclic m~teri~le to about 40 ppm while r~io~ng the
COI.~oll to about 87%.
l~oducing the time to remove the ~ l and redl~;r~g the vacuum have the
s most c~ impact onred~l~ing cyclic formation.
Color ull~Jr~.,.,wnl is obesined by using rÇ~ct~ntc with better color. The
methyl ester and POIY1IYdrOA~r amine should both have a Gartner color of less than
about 1, the amine being the most ~ o~ . Using an excess of amine in the R-l
n, e.g., about 100% excess and/or higher heat ~ 'P-'I te~ e.a~-,s provide
0 illlplu.~.d amine color. Use of a cryst~lli7~tinn step ~ es the color even more.
The amide is p~.fw~bly treated with an ion ~ g4 resin, or, more p~fe.a~ly,
with both anionic and c~ti~n;C ion ~ ~ol.~ resins, to rernove color b~odies. This
l is P~ ~,pli~hF d as follows.
F~A~IplF ~
lS An overall process at the 80% Ic~l2ult co-~c~ aLion level for the amide
sy"~ s~s is as follows.
A reaction ..~lu.e co~ of about 84.87 g C12 f~tty acid methyl ester
~Procter ~ Gamble methyl ester CE1270), about 7~ g N-methyl polyl,yd,o~~ c
per Example L above, about 1.04 g sodium ~--F ~ and a total of about 39.96 g20 methyl alcohol (ca. 20% by wt. of .~clio~ UrC) iS used. The ,~lion vessel
cc....l" ;c~ s a ;,~ld~.l reflux set-up fitted with a drying tube, col-dF-~e ~ and
...Fcl-~nir~l stirring blade. The N-methylglllc~ r/~ nnl h heated with stirring
under l~,l,ùgcn (reflux). After the sol-~tion has lc~cl-ed the desired ~l-yc~alurt~ the
ester and sodium meth~Yi~e catalyst are added. The reaction ~.~lure is .~ d at
25 reflux for about 6 hours. The l~aclion is Ç~5f~ lly t: F'-l in about 1.5 hours.
After removal of the ,-~ ol, the l-,cu._.ed pro-lu.;l weighs about 105.57 grams.CL.)~ography inrlirinte~s the pr~_~ellce of only traces of u"de~d ester-amide by-
prcducts, and no de ~ b~ cl;~edl by-pr~,dL~
While the ru-~u,--g d:Crlo..~,~c generally relates to a solvent-~ciQt~ method
30 for plCp~L N-methyl pOl~ Lor.r amines, such 8S N-methylgl~ -:--r, ss well as
their fatty scid amide d~;~aLi~es using fatty methyl esten, it is to be understood that
~ v~ ti~nc are available which do not depart from the spint snd scope of this
.lLion. Thus, I~ g sugars such as ~uctose, g~1~cto5~ nl~G5~, msltos~ and
tose, as well as sugar sources such as high d~hu~ corn syn~p, high liu~;lûS:e corn
3s syrup and high m~ltose corn syrup, snd the lice, can be used to prepare the
polyl,~dro~,l-ne tn~ten~l (i.e., to replace ~ A~ ) ofthe reJ~
S~ ;ly, a wide variety of f~ts and oils (trigl~ ,.ides) can be used herein in

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-20-
place of the fatty esters ~mplified above and can provide an unobvious
ro~ in the degree of compl~t~n~cs For ~ ?I~ fats and oils such as
soyl~l oil, eullo~cp~ed oil, sunflower oil, tallow, lard, safflower oil, corn oil, canola
oil, peanut oil, fish oil, .apcsced oil, and the like, or hardened (I.~droy~ ed) forms
s thereof, can be used as the source of l~i~c~.ide esters for use in the present process.
When the hi~ ly.~ ides are used, the reaction p-~,ceeds to be closer to ce . ' ~inn and
there are less by-products to be le...o.~d. SperifirA-lly~ greater than about 95%
c~ fi~n is possible. F~re led triglycerides are palm kernel oil, coconl~f oil, palm
oil, and ta11ow.
lo Purification
The ~CllrfAC~f~ntc produced by the processes Jic~l~ sed above are ;,.u~.;si..~
pure. However, for ~,.~&lalion of very clear products, even greater purity is
le.luil~.d. The~efole, it has been found l~eC~ to treat he ~rfAAr~f~nt product herein
by at least one of h~ ; sPlo~ed from the group col.~ of reductive b'e~.ehin~ and ion ~ h ~A I I ~
l~e~ucl;~e ble~chi~ is well known as a method of re~ ring/~ g color
bodies and/or color body pre~iul~ that are co~ .led to color bodies later by action
of light, oxygen, hlle~a.,lion with other m~t-ori~l~, etc. However, in order to treat the
N-alkyl polyl~Lu~.~r amine amide ~rf~r,fAnt herein, it is ~ce~ to tske p~CC~ inn~
20 to avoid soap fC,~ AIi~ as fticrl~ scd ~.c.n&ll~
The use of l-~ûg~.l and hydrog, ~,~I;n~ cstslyst csn also provide good
reductive b'-- ' in~ wilhout ~ DD;~_ soap rO....~I;O~- ~lthnu~h this techni~lue usually
is more comrlic~ted and re~lu,r~s special e~ rc..cd hydro~;f n~tion
cstslysts sre those ~e~ . ;t-ed h~.c ~.t-. fv~ c.
2s It will be ~p.ec;ated thst the tn~mlf~lre of dct~ lrf~rt~nt~ from such
l~...._b'el~_au-~eDis 8ni~po~L~Ladva~ ~e of the present process. The present
proCess is p&~ r useful when pl~i~ the longer-chsin (e.g., Clg) and
7III~ ~ed fatty acid PO1YI~ AY amides, since the l~-lah~ly mild reaction
tf...~.~ureD and contl;tinnc herein afford the desired products with ..~ l by-
product form~tisn A pre-formed pofion of the polyl-~dlu,.~ fstty acid smide
Yll f~ -.l csn be used to sssist initi~tinn of the R-2 amide-fo. .--:~g reaction when
L~.,~;des or the longer-chain methyl esters are used as f~ ~.C~
Fx~MPT F m
p"~;~r_l;o~ of N-methyl g11~c~minf pn~ceeds as follows.
3s A~P1'O~ 2500 g of q~ oll~ sol~ltinn cQ~ g about 45% by weight
c~--- ~f!~w~ grade N-methyl ~ ris cl~g~d to a rotary c.~o.~or where it is
heated to about 71~C under about 27.5~ of Hg v m until about 957 g Of

CA 02223981 1997-12-05
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con~ q~e is c~ cted colr._spo~ldmg to a solids CO~ aLiO-~ in the e~yolalor
residue of about 75%. The residue is mixed with about 660 g of al~h~dlous ...~ Oand cooled rapidly to about 1-2~C using an ice bath ~Le.cupoll N-methyl glllc-Am;r.
cryst~lli7Ps yielding a white slurry. An app~ .rt~l~ 1100 g portion of slury is
s cl~ed to a Waring blender where it is n~ixed for about 3-4 ~ cs before being
filtered using a R~rhner funnel. The sample was filtered to dryness before beingwashed twice with about 165 g ~liq~loP of chilled (about 5~C) .~ OI and once
with about 330 g of chilled ~--~ nl The final cake yields about 438 g of pu~iffed N-
methyl gh~cA~ at about 16% volatiles for a yield of about 83% of the solids in the
io original feed.
The following table illu~ .tcs the color and heat stability .."~,o~e."c,~
g~,n~.aLed by this procedure. The pl-nfiPd crystals are dissolved in ~ t;lle~ water to
yield the same cQ..cr~ aLon of solids as the original feed. Color is ~ d on the
. I~AS as percent hA~ IAnce using a Milton Roy Spe~ ol).c 21D sl,e~,t,u~ t- r inan about 21 cm cell at about 420 nm. The ~ " 'es are also tested for heat stability by
s bje~tin~ the mAteriA1 to about 180~C in an oil bath under an inert ~ os~; ., for
about 1 hour. The treated samples are re-diluted to about 50% con~ alion to
mske up for any water lost during heat l~ n~ and the .ubse~ nt colors are read.
S~qn~le Original Feed Purified C~ystals
Initi~ color 71.9% T 94.8% T
Color after heat ~ 18.8% T 89.0% T
Example IV-A
2s (Amide P'~)&aLiOn with Non-Cry~tAl1;7Pd Amine)
n r~ s~ tion (about 332.62 g) of G~P ~ de N-methyl
~A ~ CC~ n~ about 54% by weight solids is cl~c;l to a ~ d&~d one liter
flaslc set up cc~ ~ a . . ~ A ~ ing blade, cQI~1t ~ ~ and I CC~;~ ~.
Over the course of about one hour and twenty ~ , the soll~tinn is graduslly
heated to about 132~C snd the pl~ss~llc iS reduced to about 66 cm Hg ~r Clll~m to
remove the water which is cc~n~1P;l~ed and co1l~cted in the recei~
To the dried N-methyl gl-~cAmin-P~ is added about 201.71 g of Procter &
Gamble CE-1295 methyl ester and about 37.20 g propylene glycol. After stirring,
about 15.01 g sodium ~ u~:de sol~ltinn (about 25% by wgt. in ~ nl) snd about
3s 14 g .~ nl are added to the reactor and the time is l.,co--led. The mi~cture is
allowed to cool to about 85~C as I~ O1 is ~ lPd offunder al~ s~ ;c plcs~e.
After about 30 ~ q no more ~ ol is visibly A~ ;n,~2 SO vacuum is slowly
applied to the reaction vessel to strip out the ~ n~ ",f I~ OI and drive the

CA 02223981 1997-12-05
W O 96/40619 PCTAUS96/07124
reaction to comrl~ion When the ~acuunl reaches about 66 mm Hg without
fio~min~ the reaction is comp~ er breaking the V~;UUlll vith n il,ogen,
about 126.86 g water and about 74.60 g ethanol are added to the ~ u,~. The
res ~lting glucose amide so' -tinn is dark yellow in color and ~1~eE~SU1eS about 54.9%
5 Tl,~ ee at about 420 nm.
FY~ , 'e IV-B
(Amide Cryst~ 7~tion with CrysPlli7pd Amine)
A reaction l-~Lule CO~ c~ g of about 121.0 g of purified N-methyl g~ min~
filter cake from FY~mrle m (about 16% volatiles), about 112.1 g of Procter &
0 Gamble C~1295 methyl ester and about 19.7 g propylene glycol are ch& cd to a one
liter r~_Lion vessel e~luil ~,ed with ,-,P~ l stirring blade, cc~len~- and leCei~
The .,~lu-, is heated with stir ing to about 80~C and held under a slight ~s ~lllm for
about 30 }--;-~ cs to remove any residual l~oi~lul~ and .~ --nl from the filter cake.
After brealcing ~ uu", with l~ill'u~Cn~ about 8.4 g of about 25% sodium
lS - Il.n~;~e sol~tinn is chal~.,d to the reactor and the time lecGlded. M~ l isallowed to distill off and is collected in the lCcG,~w. After about one hour, v llm is
slowly applied to strip out the ~ ---,g ~-- ~ ol and drive the reaction to
~,c ~'otion After about two and one half hours ts~rget Va~,UU~ iS ;~ ,d and no
more ~ sllnl is rlictilling Vacuum is broken with nitrogen and about 65.1 g
~ictill~od water and about 39.5 g ethanol are added to the mi~cture. The resultant
glucose amide so1 ~tinn has a very pale yellow tint and ".ez~ed about 88.9%
Tl;...~.~-;ll~--ce at about 420 nm.
FXA~LE V
The rc~en~,.nlioll of strong base anionic ion ~ e resin after exhaustion by
25 polyl.~JruAr amide elution is conflucted as follows.
F.th~nnli~ HCl Sol.~tion iS p~ d by adding about 27.4 g of cQ~F-.~-nlct
(about 36.5 wgt%) HCl to about 972.6 g 3A eth~r~nl
A tilute caustic s~ tinn is plepalct by dissolving about 15.3 g of NaOH
pellets (assay = about 98%) into about 1484.7 g of .li~illed water.
About four l,un~ct-fifty ml. of c-1- ~-,~ A.. b. .l:le IRA-410 resin is packed
in a 500 ml ~ntlualed d'~F-'~ cylinder and is washed with about one liter warm
~lictill~d water to remove residual amide. The resin is washed with about one liter of
about 5% Fth~noli~ HCl so1 ltinn (prc~)arcd as dP~ ed above) to acidify, followed
by washing with about one liter of ethanol to ~s , '~ ~ the removal offiltty acid. The
3~ resin is then washed with about one liter of warm ~ictillF~d water to l~hydlnte the
res n.
The resin is then l~enF-atcd by slowly eluting about 11/2 liters of about 5%

CA 02223981 1997-12-OS
W O 96/40619 PCTAJS96/07124
-23-
~ql-eous NaOH sol~ltion through the resin. T}se res?n is then washed wsth ~ictilled
water until the pH is about 8.
The ~en~.~lion of strong wid e~tionic ion ~ resin after ~ inn
by polyl-~Lo~ amsde elution proceeds as follows:
F.th~nn~;~; HCl sol .I;nn is p~s~d by adding about 27.4 g of c~
(about 36.5 wgt%) HCl to about 972.6 g 3A ~th~nnl
About four l~ul-~r~ d-fifty ml. of ~ e~ 120 Plus strong acid
c~tinnic resin is packed in a 500 ml g,ndu~ed d;e~e~-c;-~g cylirsder, ~ d irs about a
50~C heating tape and is washed with about one siter warm .lictill~od water to remove
0 t,-,e s~s?~hl~l amide product. The resir~ is a~ ed by elut?ng about one "ter of
eth~nnlie HCl and is then washed with warm dictill~od water to l~hydl~e the resin.
Regcne.~l;on is c ~ d by slowly eluting an ~dd;ti-~n~l liter of about 5%
~queous HCl lhluugll the resin. The resin is then washed with ~icti1led water until
the pH is a~pr~;...A~Cl~ 5.
lS FX ~PLE ~1
About two l.~lJ~ t mls of l~5CIl~ .alcd ~ c~ 120 Plus from Example
VII is packed in about a 250 ml ~~ cd c~l;,ldcl wl~ped with a heating tspe set at
about 50~C. About two l~ 1 grams of glucose amide which is pl~,d from
cryctA1li7ed N-methyl g~l~c-Amine in P~ ~ ~ dallcc with Example IV-B is eluted II~IUU~
20 the resin and is coll~cted in about 200 g ~ otQ
About 1800 g of eluate from the c~tinn;C column is then eluted lhluugll about
200 mls of r~e.~ G IR~10 strong anionic resin from Example VII.
This column's ~e~ .alun, is also I~ d at about 50~C with the aid of an electric
heat tspe. The eluate is cQllPcted in sixteen, about 100 g A-liq~lote
2s Before resin l-~ , analysis of the glucose amide in~ir~t~e the following
al~pl~ quality and cQ~.pos ~inn
Tln~ rc at about 360 nm = 74.1%
N-methyl g~ Amin~ = 2.8%
Fatty A~id/Methyl Ester = 4 9%
30 C;l~lcose amide = 55.6%
Ester Amide ~ 0.2%
~ After resin LICA~ , both the color quality and r~n~pos;tinn of the product
are greatly Ullpl~
3s Tln~ A~ce at 360 nm = 93.3%
N-methyl ~ J "';"f 5 0.1%
Fatty Acid/Methyl Ester = 0.6%
~ cose amide = 55.5%
Ester Amide = 0.1%

CA 02223981 1997-12-05
W O 96/40619 PCT~US96/07124
-24-
FXAMpLE VII
A second method for r~cll~.alion of strong base anionic ion ~ e resin
after ~ by polyl~ydluAy amide elution is conAIlcted as follows.
FthAAn-lic HCl sQ1~ltion is ple~ d by adding about 27.4 of cQI~c~ lcd
s (about 36.5 wgt ~/O) HCl to about 972.6 g 3A eth~An~l
A dilute sol~ltion of about 7 mole ethoxylated lauryl alcohol is p.~p~ed by
dissolving about 9 g of ell,o,-~lale in about 9 g of ethanol and about 1482 g of warm,
Aictil1ed water.
About four hund,cd-f~y ml of ~-l-n~,ted resin, is packed in a 500 ml
0 grad~lated d;~r~ g cylinder, w~?ped in a heating tape and held at about 50~C.The resin is washed with about one liter of warm AiCtill~.d water to remove the
residual amide. About one liter of warm, about 5% aqueous HCl is eluted through
the resin to acidify. The column is allowed to set for about two hours at about 50~C
to allow the fatty acid to migrate to the surface of the resin. The column is back
wa~hed with about 11/2 liters of warm ethoxylate SQl~tion to remove the fatty acid
from the col~lmn
The resin is then .~,g~ lcd by slowing eluting about 11/2 liters of about 5%
aq.,~us NaOH sollltion through the resin. The resin is then washed with distilled
water until the pH is about 8.
The c~Ati~nic resin is l~e.~.,-alcd in the same manner as desc,il,ed in Example
VII.
When glucose amide pl~cd in the manner A~-il.ed in F~~~~ e IV-A,
having an amber color and ~ g about 32.1% T~ Ce at about 360 nm, is
passed ILUugl~ these ion ~ ge resins, the color hl~JlU~_5 to a pale straw color
25 .~.rA~ about 82.2% T.a--~ ce at about 360 nm.
EXAMPLE VIII
N-methyl glllcAminP, with good color stability and which ~-l,s~q~-Pntly
produces good qu. lity glucose amide is ple~d in the following manner.
APP14~ r a two gallon autoclave is chu~cd with about 360g of Grace
30 4200 Raney nickel catalysts as a 50% ;,.~ Q-OI~ in water, about 920g of 50% methyl
amine and about 1000g water. The reactor is pr~ e;i to about 1500 psig with
1,~ Log~. The reactor co~ are heated to about 50~C while stir~ing. To this is
cl~ecl about 2600g of ClearSweat~ 99DE corn syrup and the co-~ arc reacted
at about 50~C for about two hours. Fresh hydrogen is added to II~ I the p,~ ,e
3s as it is C~ '''F~ by the reaction. A sample is rl ."u~. d from the reactor at the end of
about two hours and its co,~.PGS ~ n~e~td to be appr~ - ;--IAIe1~.

CA 02223981 1997-12-05
W O 96/40619 PCT~US96/07124
N-methy~ rAmin~ = 95 o%
n-~uco~yl~ne = 1.0%
glucose = 1.0%
sorbitol = o 9%
. s
This mAtçriA-1 was Ught yellow in color and upon s~bse~ ent reaction to
glucose amide in accoldance with the procedure desrribed in FYAmple IV-A results in
a product that is very dark in color.
The reaction ~Lule lc~ in the autoclave is now ~.lI,;e~,le~ to a
0t~llpc-alule ill.;l~,ase from about 50~C to about 100~C over the course of about 60
r..;~ while hydrogen p~,s,~e was "-A~ ed at about 1500 psig. After about
100~C is reached, the reactor is quicldy cooled under LydloO_.I pr~,~ulc by
intro~uring cooling water to the reactor coil. When the ~-~lurt has cooled to about
30-50~C, the mAt~ is L~cl.alged from the reactor. Its co...l os ~;r~ is
lS ap~lu~ y.
N-methyl g1llrA-min~ = 97 3%
n-gluco~l~ c non-clEtectn~'e
glucose non-~:e - ~'F
sorbitol = 0.8%
This water white mAt~riAI is used to produce glucose amide in acco-dsl~cc
with the p.oce.lu-l_ used in FYAmple IV-A and results in a product that is pale yellow
in color.
FXAMPL}~ lX
AMlDES MADE ~OM CRYST~T ~ ~7Fn NMG AND BASE TREAl~ ESI~R
About 49.1 kg of Procter & Gamble C~1295 methyl ester is cl~S~ to a 72
liter t1;Atil1Atinn flask e~luipped with a con~ r and .~ c~._. . About 900 g of sodium
1--J~ scl~ tir~n (about 25% by weight in .-- ~ 'O1) iS added to the ester. At an30 absolute p~l'G' of about less than 10 mm of Hg., the ester is heated to about140~C. The ~ tillAte iS CQn'~ and coll~cted in the ~ r. The first about 618
g coll~ted in the ,.,cei~,r is discarded; the le-n~ g tlicti1lAte is coll~cted as a 'water
white', low odor methyl laurate.
About 175.0 g of n-methyl gl~ e cry~tals purified in &conl~ce with
3s Example m are dissolved in water to produce about 375.0 g of n~eol~c sohl~ionThis sDl-~ti~n is d~ed to a ~lal~d&ld one liter reaction flask set up co~.~r.;~ a
A1 stirnng blade, co~d~n~r" and recG;~,r. Over the course of about two
hours and forty ,~ , the sol~ltion is gradually heated to about 130~C and the
pl~e is reduced to about 26 inches of Hg v~uw~ to remove the water which is

CA 02223981 1997-12-05
W O 96/40619 PCTAJS96/07124
condenced and coll~cted in the .ecei~.er.
To the de~rL~Lcd n-methyl gll~rAm;ne is added about 195.9 g of the ~ d
methyl laurate d~s_ ;l,cd above and about 36.5 g of propylene glycol. A~er stir~ing,
about 14.5 g of sodium ~ >~i~le sol~ltion (about 25% by weight in ...- 1~ 1) is
s added to the reactor and the time is recorded. The ~l~lu-~ is allowed to cool to
about 85~C as ~--~ ol is tlictilled o~under Alo~nsph~ ;c p~ . After about 30
",~ no more ,~ OI is visibly ~ tillir~g SO ~ m iS slowly applied to the
reaction vessel to strip out the ~ O1 and drive the reaction to
r,c ~p~tion When the v reaches about 25 inches of Hg wilhou~ es;.;~,
0 r~ the reaction is complete. Afier breaking the ~ ,UUlll with l~illug~, about123.0 g water and about 72.3 g ethanol are added to the r,~lur~. The resllltir~gglucose amide sol~ltion is ~ater white' in color and ~ ,S as 95% T1A--~ 11 at
420nm.
FXAMPT F X
AMIDES PREPARED USING TRIGLYCERIDES
Tl;gl~,.;de reAA~tAntC include CRISCO~ oil, palm oiL sun~lower oiL canola oil,
F~l oil, coccmlt oil palm ~teA~;~ e, and the co..~pondi.,~ hy~'~ l oils. The
catalysts are aLkali metal salts of monohydric Alcl~hr~ls or polyh~d,~.A~ coho~ e.g.,
sodium ...~ c~ The r~;liol1 l..F.J;~ iS a .~ o.. c ---- ri c~ e.g., NEODOL~
10-8 or 23-3, or GENAPOL 26-L-5.
The .~_lion is con~ucted in a melt. The N-methylg~ Amine at a mole ratio of
from about 2.3:1 to about 2.9:1 based upon the trigl~.;dc, nol~ on ~ fRrtAAnt and
triglycende are co-melted at about 120-140~C under vacuum in about 30 mimltes.
About 7.5 mole%, based upon the N-methyl Bh~ e of sodium m~hnYirle is
25 added to the reaction lluAIu~. The l~&_lion mixture beG~ rs h.~9~~ ~r~_ in
s~ c The reaction ~IU~ lur~. is ;--...-P-~ e1Y cooled to about 85~C. The reaction
ule is ...~ -rd under V.._uul~l for about 1-2 hours .,nd is w , '~t~ at this point.
In an A1t~rnAte process, the N-~ lgl~,c~ e is muced at room t~"~ lu,~;
with the l~ nic ~-- rr~ L~.,e ;de, and catalyst. The mixture is heated to 85-
30 90~C under, A~ el~, vacuum and nitrogen. The reaction ~lU~Lul~s become clearin one to one and a half hours. The reaction n~lul~ are ~ F~ at about 85~C
for about 2-3 hours.
More spe~Aifi~AAAlly~ about 127.45 g of N-methylgluc~ e l~owder is added to a
500 ml three-necked, round-bottcm flask e~luipped with an internal ~ t~r,
3s ~ m line, nitrogen line, and "~erl-A~ AI stirrer. The N-methylgl-,~A---:-~e is melted
at about 130-140~C and dried under vacuum. Hardened palm kernel oil (about
156.41 g) is added to a s~_~.le 500 ml three-necked, round-bottom flask e.luil~ed

CA 02223981 1997-12-05
W O 96/40619 PCTAJS96/07124
with an internal ~ ...n~ AtPr and a vacuum line. The hardened palm kernel oil ismelted at about 130-140~C and dried under ~a. uuln. The dried ha..lened palm kernel
oil and about 31.54 g propylene glycol are added to the N-methylgluAAmine with
n~ixing. About 1.76 g sodium mPtho~n~le as a 25% I-~lu~e with ~ AI~nl is added to
s this l~ UI'~, with mixing and the ".P~ is ,~ .w~d by vacuum. The ..~lu ~ is
h~ Gg~ Irol~c in about 1.5 ~ IG~ at which time, cooling is applied. The "~lu~ is
cooled to about 90~C in about seven ...;-~ g and .-.A;--I~;~-rd at this t~.-pe~ ul~ for
about 85 ,..:....l~c The ll~lul~ is pouret out and the analysis was done by gas
c~ '10~ap}'~r.
R~.-lu~lk5 the water from the ~~ aelh ~ s the r~ ;nll of fatty acid.
~rtr~.~bly, the water level is less than about 0.1%.
FXAMPLE X~
TREAI~ OF AMIDE WITH BOROHYDRIDE
About two hundred grams of a glucose smide are sdded to a one liter, three-
lS rlP~ P~1, resction flask fitted with a ~ n~ Pr on a top load bAl~nce. The reactor is
~,~d to a heated mantle and cc~ P iled to a ...P-I.Ani~AI sti rer.
The t~llpc.~luie is raised to, and ~ at, about 38~C lL,c,-~ ou( the
period. About 1.23 g of co~ ,;al sodium bo,ohyd,ide and about 0.20 g
of pu~d~;~l sodium borohydride are added to the reactor.
There is about 0.49 g of sodium hydroxide in the borol~Lide, which raises the
pH from about 8.7 to about 10.4. The starting color of the amide is albout S4%
llu~ cs ~n at 420 nAn-~.... tr;~ and after about two hours of I~A~ r.,l the
transmission is about 76%. The fi,lal pH of the sollltinn is lo~ d to about 8 with
31% I,~Loel-'n- ;c acid.
The pH of 10.4 results in Lc,eas~d pro~luAtinn of soap, but a pH of more than
about 10 is r~u~d for bor~J,;dc ~l~ililr. U"hcsled N~ ll-yl~ c~m;ne amide
typically has a soap content of about 3.09. l~e pH~soap content of borohydride
trcated N-methylgll~r-Amin~ amide varies appro~ Iy as follows: 10.1/3.14;
10.3/3.16; 10.6/3.17; and 11.0/3.41. As a result, the pH should be less than about
30 10.9 turing lr~l-- ~~1
Fx~MpLE XII
Polyll~ld,u~y fatty acid amide S~rfAr~tS~nt SOI,I1tinn as in F ~ 'S II before
~JU~ , having a % 1,~ nA--Iics ~ below about 70~/4 is treated with L ~ ug~n in ahigh pl~_ stirred reactor, heated by an internal coil co~ d to a steam/water
mu~ng apl~&,~lus. The ~ iI so o co c, &l)p~-~ ~ 60% s ~rfA"tAnt
22% water, 12% c~hAnr,I and 6% propylene glycol. About 1000 g of the soI~ltinn is
slu~ied with about 1.2 g of p~IIadi~lm catalyst (5% p~ lm on car'oon) wetted to

CA 02223981 1997-12-05
W O 96/40619 PCT~US96/07124
about 50% moisture. The reactor is sealed and the agitator started at about 500 rpm.
The reactor is ~~pealedly (five times) slowly pl~ cl to about 200 psi and then
slowly vented. The reactor is then p,~ ed to about 400 psi and the agitator
increased to about 1200 rpm. The te.~ lu,~, is raised to about 66~C and the
s reaction carned out for about two hours and the product filtered under hydrogen
p-~su-e to remove catalyst. The % Il~ ''Q~is now more than about 80%.

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Administrative Status

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Event History

Description Date
Inactive: IPC from MCD 2006-03-12
Application Not Reinstated by Deadline 2003-05-20
Time Limit for Reversal Expired 2003-05-20
Deemed Abandoned - Failure to Respond to Maintenance Fee Notice 2002-05-17
Amendment Received - Voluntary Amendment 2002-03-01
Inactive: S.30(2) Rules - Examiner requisition 2001-09-05
Inactive: Office letter 2001-04-06
Amendment Received - Voluntary Amendment 2001-03-05
Inactive: S.30(2) Rules - Examiner requisition 2000-09-05
Letter Sent 1999-12-02
Letter Sent 1999-12-02
Letter Sent 1999-12-02
Letter Sent 1999-12-02
Letter Sent 1999-12-02
Letter Sent 1999-12-02
Inactive: Single transfer 1999-10-18
Letter Sent 1999-09-08
Inactive: Transfer information requested 1999-09-08
Reinstatement Requirements Deemed Compliant for All Abandonment Reasons 1999-03-30
Inactive: Transfer reinstatement 1999-03-30
Inactive: Single transfer 1999-03-30
Inactive: Abandoned - No reply to Office letter 1999-03-08
Inactive: Office letter 1998-04-21
Inactive: First IPC assigned 1998-03-31
Inactive: IPC assigned 1998-03-31
Classification Modified 1998-03-31
Inactive: IPC assigned 1998-03-31
Inactive: IPC assigned 1998-03-31
Inactive: IPC assigned 1998-03-31
Inactive: Courtesy letter - Evidence 1998-03-17
Inactive: Acknowledgment of national entry - RFE 1998-03-10
Application Received - PCT 1998-03-04
All Requirements for Examination Determined Compliant 1997-12-05
Request for Examination Requirements Determined Compliant 1997-12-05
Application Published (Open to Public Inspection) 1996-12-19

Abandonment History

Abandonment Date Reason Reinstatement Date
2002-05-17

Maintenance Fee

The last payment was received on 2001-04-02

Note : If the full payment has not been received on or before the date indicated, a further fee may be required which may be one of the following

  • the reinstatement fee;
  • the late payment fee; or
  • additional fee to reverse deemed expiry.

Please refer to the CIPO Patent Fees web page to see all current fee amounts.

Fee History

Fee Type Anniversary Year Due Date Paid Date
MF (application, 2nd anniv.) - standard 02 1998-05-19 1997-12-05
Basic national fee - standard 1997-12-05
Request for examination - standard 1997-12-05
Registration of a document 1999-03-30
Reinstatement 1999-03-30
MF (application, 3rd anniv.) - standard 03 1999-05-17 1999-05-12
MF (application, 4th anniv.) - standard 04 2000-05-17 2000-03-23
MF (application, 5th anniv.) - standard 05 2001-05-17 2001-04-02
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
THE PROCTER & GAMBLE COMPANY
Past Owners on Record
DONALD BENJAMIN APPLEBY
EPHRAIM LAMAR KELLY
JOSEPH FREDRICH SHERMAN
JUNAN KAO
LARRY NELSON HAWKINS
MARY CELINE SCHNEIDER
MICHAEL STEVEN GIBSON
RONALD EDWARD PEGOLI
TERRY FRANKLIN FORMYDUVAL
VICKI LYNN WEBER
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Description 1997-12-05 28 1,622
Description 2001-03-05 28 1,608
Claims 2002-03-01 3 126
Claims 2001-03-05 3 117
Abstract 1997-12-05 1 57
Claims 1997-12-05 3 137
Cover Page 1998-04-02 1 61
Reminder of maintenance fee due 1998-03-09 1 111
Notice of National Entry 1998-03-10 1 203
Request for evidence or missing transfer 1998-12-08 1 110
Courtesy - Abandonment Letter (Office letter) 1999-03-29 1 172
Notice of Reinstatement 1999-09-08 1 176
Courtesy - Certificate of registration (related document(s)) 1999-12-02 1 115
Courtesy - Certificate of registration (related document(s)) 1999-12-02 1 115
Courtesy - Certificate of registration (related document(s)) 1999-12-02 1 115
Courtesy - Certificate of registration (related document(s)) 1999-12-02 1 115
Courtesy - Certificate of registration (related document(s)) 1999-12-02 1 115
Courtesy - Certificate of registration (related document(s)) 1999-12-02 1 115
Courtesy - Abandonment Letter (Maintenance Fee) 2002-06-17 1 183
PCT 1997-12-05 12 371
Correspondence 1998-03-17 1 30
Correspondence 1998-04-21 6 165
Correspondence 1999-03-30 1 55
Correspondence 1999-09-08 2 23
Fees 1999-05-12 2 93