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Patent 2232065 Summary

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Claims and Abstract availability

Any discrepancies in the text and image of the Claims and Abstract are due to differing posting times. Text of the Claims and Abstract are posted:

  • At the time the application is open to public inspection;
  • At the time of issue of the patent (grant).
(12) Patent Application: (11) CA 2232065
(54) English Title: PROTECTING AN ARTICLE
(54) French Title: PROTECTION D'UN ARTICLE
Status: Deemed Abandoned and Beyond the Period of Reinstatement - Pending Response to Notice of Disregarded Communication
Bibliographic Data
(51) International Patent Classification (IPC):
  • B42D 15/00 (2006.01)
(72) Inventors :
  • ROTHSCHILD, MARK RORY (South Africa)
(73) Owners :
  • MARK RORY ROTHSCHILD
(71) Applicants :
  • MARK RORY ROTHSCHILD (South Africa)
(74) Agent: GOWLING WLG (CANADA) LLP
(74) Associate agent:
(45) Issued:
(86) PCT Filing Date: 1996-09-13
(87) Open to Public Inspection: 1997-03-20
Availability of licence: N/A
Dedicated to the Public: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/US1996/014700
(87) International Publication Number: US1996014700
(85) National Entry: 1998-03-13

(30) Application Priority Data:
Application No. Country/Territory Date
95/7658 (South Africa) 1995-09-13

Abstracts

English Abstract


An article (12), especially when in sheet form such as a document and which
carries insignia like letters and numerals on a first side, is rendered
tamperproof by adhering a transmissive (16), e.g. transparent layer to the
first side of the article over the insignia (14), and severing the article
from a second side opposed to the first side, e.g. by means of cuts, which do
not penetrate through the transmissive layer (16). A second layer (18) can be
adhered to the second side and the layered article can be severed also from
the first side, e.g. by means of cuts which do not coincide with the cuts from
the second side and which do not penetrate through the transmissive layer
(16). The portions of the article carrying the insignia (14) are held in their
original orientations and positions by the intact portions of respectively the
transmissive layer (16) and the second layer (18). If the insignia are
accessed, e.g. to alter the insignia, the portions carrying the insignia (14)
are no longer held in place, which is readily detectable.


French Abstract

On confère un état d'inviolabilité à un article, se présentant en particulier sous forme de feuille, tel qu'un document, et comportant des lettres et chiffres de type marques sur un premier côté, en collant une couche transparente (16) sur le premier côté de l'article par dessus les marques (14), et en séparant le second côté de l'article opposé au premier en procédant, p. ex., à des découpes sans pénétrer dans la couche transparente (16). Une seconde couche (18) peut être collée sur le second côté et l'article en couches peut être également sectionné du premier côté sans que les découpes coïncident avec celles du second côté et sans qu'elles pénètrent dans la couche transparente (16). Les parties de l'article supportant les marques (14) sont maintenues dans leurs orientations et positions d'origine par des zones intactes de la couche transparente (16) et de la seconde couche (18) respectivement. Si on accède aux marques, par exemple pour les modifier, les parties supportant ces marques (14) ne sont plus maintenues en place, ce qui peut être détecté facilement.

Claims

Note: Claims are shown in the official language in which they were submitted.


14
CLAIMS
1. A method of rendering a predetermined surface
portion of an article tamperproof, including
adhering a transmissive layer over said predetermined
surface portion;
severing said surface portion into fragments; and
retaining said fragments in their original positions
and orientations by means of said transmissive layer.
2. A method as claimed in Claim 1 in which the
predetermined surface portion carries insignia intended to
be observed by the eye, the transmissive layer being in the
form of a transparent film.
3. A method as claimed in Claim 1 or Claim 2 in
which adhering the transmissive layer over said
predetermined surface portion is from a first side
corresponding with said predetermined surface portion, the
method including adhering a second layer over said article
from a second side opposite to said first side.
4. A method as claimed in Claim 3 in which severing
said surface portion into fragments is effected from said
second side, severing being in respect of the second layer
and the article in unison.

5. A method as claimed in Claim 4 which includes
also severing the transmissive layer and said predetermined
surface portion into fragments, and retaining said
fragments in their original positions and orientations by
means of said second layer.
6. A method as claimed in any one of Claim 1 to
Claim 5 inclusive in which said severing, or said severing
from the second side, is effected by cutting into and
through the predetermined surface portion, said cutting not
penetrating through the transmissive layer.
7. A method as claimed in Claim 5 in which said
severing from the second side is effected by cutting from
the second side into and through the second layer and the
predetermined surface portion, said cutting not penetrating
through the transmissive layer.
8. A method as claimed in Claim 7 in which severing
the transmissive layer and said predetermined surface
portion is effected from the first side by cutting into and
through the transmissive layer and the predetermined
surface portion, said cutting not penetrating through the
second layer.
9 A method as claimed in Claim 7 or Claim 8 in
which cutting from the second side is by forming cuts in
parallel.

16
10. A method as claimed in Claim 9 in which cutting
from the first side is by forming cuts in parallel.
11. A method as claimed in Claim 10 in which cutting
from the first side is transverse to cutting from the
second side.
12. A method as claimed in Claim 7 or Claim 8 in
which cutting from the second side is by forming cuts in
criss-cross or chequered fashion.
13. A method as claimed in Claim 12 in which cutting
from the first side is by forming cuts in criss-cross or
chequered fashion such that cuts from the first side do not
coincide for any appreciable distance with cuts from the
second side.
14. A method as claimed in Claim 13 in which
respective cuts from the first side are generally parallel
to and offset from respective cuts from the second side.
15. A composite layered article including
an article having a predetermined surface portion
which is to be rendered tamperproof;
a transmissive layer adhering to a first side of the
article over said predetermined surface portion, the
predetermined surface portion being severed into fragments,

17
the fragments being retained in their original positions
and orientations by means of the transmissive layer.
16. A composite layered article as claimed in Claim
15, in which the article is in the form of 2 sheet carrying
insignia on the surface portion.
17. A composite layered article as claimed in Claim
16 in which the insignia are intended to be observed by the
eye, the transmissive layer being in the form of a
transparent film.
18. A composite layered article as claimed in any one
of Claim 15 to Claim 17 inclusive which includes a second
layer adhering to a second side of the article opposite to
said first side, said second layer and the article in the
region of the predetermined surface portion being severed
in unison by means of cuts penetrating the composite
article from the second side and extending through the
article, but not penetrating through the transmissive
layer.
19. A composite layered article as claimed in Claim
18 which is severed also by means of cuts from the first
side penetrating the transmissive layer and the
predetermined surface portion and not penetrating through
the second layer, to form fragments which are retained in

18
their original positions and orientations by means of the
second layer.
20. A composite layered article as claimed in Claim
19 in which said cuts from the second side are parallel.
21. A composite layered article as claimed in Claim
20 in which said cuts from the first side are parallel.
22. A composite layered article as claimed in Claim
21 in which said cuts from the second side and said cuts
from the first side are mutually transverse.
23. A composite layered article as claimed in Claim
19 in which said cuts from the second side are in
criss-cross or chequered fashion.
24. A composite layered article as claimed in Claim
23 in which said cuts from the first side are in
criss-cross or chequered fashion and do not coincide for any
appreciable distance with cuts from the second side.
25. A composite layered article as claimed in Claim
24 in which respective cuts from the first side are
parallel to and offset from respective cuts from the second
side.

19
26. A composite layered article as claimed in any one
of Claim 15 to Claim 25 inclusive in which said article is
in the form of a document carrying insignia in the form of
at least one of letters forming words, figures and
diagrams.
27. A composite layered article as claimed in Claim
26 in which said document is in the form of a negotiable
document.
28. A method of rendering a predetermined surface
portion of an article tamperproof, substantially as herein
described and illustrated.
29. A composite layered article, substantially as
herein described and illustrated.

Description

Note: Descriptions are shown in the official language in which they were submitted.


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PROTECTING AN ARTIC~E
THIS INVENTIGN relates to protecting an article.
It relates more speci~ically to a method o~ rendering a
predetermined sur~ace portion of the article tamperproo~.
It relates also to a composite, layered article including
an article which is tamperproo~.
The Applicant believes that this invention can
aavantageously be applied to articles in layer or sheet
~orm, most advantageously to such articles carr~ing
insignia ~e.g. in the ~orm of letters ~orming words,
figures or numbers, diagrams, znd the like) in visible ~o~.
(e.g. in written, typewritten, printed or like ~orm), such
as cheques, bonds, share certi~icates, other negotiable
documents, non-negotiable documents or cards such as
identity cards, drivers licences, passports, and the like.
In accor~ce with a ~irst aspect o~ this
invention, there i5 provided a method o~ rendering a

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predetermined sur~ace portion o~ an article tamperproo~,
including
adhering a transmissive layer over said predetermined
sur~ace portion;
severing said sur~ace portion into ~ragments; and
retaining said ~ragments in their original positions
and orientations by means o~ said transmissive layer.
By "transmissive layer~ is meant a layer having
properties appropriate to allow access to the sur~ace
portion to allow the sur~ace portion to be used ~or its
intended purpose. For example, i the sur~ace portion
carries insignia intended to be observed by the eye, the
transmissive layer will be transparent, e.g. in the ~orm o~
a transp~rent ~ilm.
Adhering the transmissive layer over said
predetermined surface portion may be ~rom a ~irst side
corresponding with said predetermined sur~ace portion, the
method including adhering a second layer over said article
~rom a second side opposite to said ~irst side. Severing
said sur~ace portion into ~ragments may then be e~ected
~rom said second side, severing being in respect o~ the
second layer and the article in unison.
The method may include also severing the
transmissive layer and said predetermined sur~ace portion
into ~ragments, and retaining said ~ragments in their

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original positions and oriencations by means of said second
layer. Said severing, or said severing ~rom the second
side, may be e~ected by cutting into and through the
predetermined sur~ace portion, said cutting not penetrating
through the transmissive l~yer.
However, severing the transmissive layer and said
predetermined surlace portion may be e~~ected Irom the
~irst side by cutting into and through the transmissive
layer and the predetermined sur~ace portion, said cutting
not penetrating through the second layer.
Cutting ~rom the second side may be by ~orming
cuts in parallel. Similarly, cutting ~om the ~irst side
may be by ~orming cuts in parallel. Pre~erably, cutting
~rom the ~lrst side may be transverse to cutting ~rom the
second side, such that cuts, even though thev may
intersect, will not coincide ~or any appreciable distance.
By way o~ development, cutting ~rom the second
side may be by ~orming cuts in criss-cross or chequered
~ashion, e.g. by means o~ two sets o, parallel lines which
~0 are mutually transverse, conveniently about perpendicular.
Similarly, cutting ~rom the ~irst side may be by
~orming cuts in criss-cross or chequered ~ashion such that
cu~s ~rom the ~irst side do not coincide ~or any

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appreclable distance with cuts ~rom the second side. Thus,
advantageously, respective cuts ~rom the ~irst side may be
generally parallel to and o~set ~rom respective cuts ~rom
the second side.
5It is important to appreciate that the cuts need
not be straight; they may, ~or example, be wavy.
In accordance with a second aspect o~ this
invention, there is provided a composite layered article
including
10an article having a pr_determined sur~ace portion
which is to be rendered tamperproo~;
a transmissive layer adhering to a ~irst side o~ the
article over said predetermined sur~ace portion, the
Fredetermined sur~ace portion being severed into ~ragments,
lSthe ~ragments being retained in their original positions
and orientations by means o~ the transmissive layer.
In a pre~erred embodiment, the article may be in
the ~orm o~ a sheet carrying insignia on the sur~ace
portion. The insignia may be intended to be observed by
20the eye, the transmissive layer then being in the ~orm o~
a transparent ~ilm.
The composite layered article may include also a
second layer adhering to a second side o~ the article
opposite to said ~irst side, said second layer and the

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article in the regicn o~ the predetermined surrace portion
~ heing severed in unison by means o~ cuts penetrating the
composite article ~rom the second side and extending
through the article, but not penetrating through the
transmissive layer.
Similarly, the composite layered article may be
severed also by means o~ cuts ~rom the ~irst side
penetrating the transmissive layer and the predetermined
sur~ace portion and nct penetrating thrcugh the second
layer, to ~orm ~ragments which are retained in their
original positions and orientations by means o~ the second
layer.
Said cut~ ~rom the second side may be parallel.
Said cuts From the ~irst side may be parallel.
Advantageously, said cuts ~rom the second side and said
cuts ~rom the ~irst side may be mutually transverse, such
that the respective cuts, even though they may intersect,
will not coincide for any appreciable distance.
By way o~ development, said cuts ~rom the second
side may be in criss-cross or chequered ~ashion, e.g. in
the ~orm o~ two sets o~ parallel llnes which are mutually
transverse, conveniently about perpendicular.
Similarl~r, said cuts from the ~irst side may be
in criss-cross or chequered ~ashion and such that they do

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not coincide ~or any appreciable distance with cuts ~rom
the second side. Thus, advantageously, respective cuts
~rom the ~irst side may be parallel to and o~se~ ~rom
respective cuts rrom the second side.
5Advantageously, said article may be in the ~orm
o~ a document carrying insignia in the ~orm o~ at least one
o~ letters ~orming words, ~igures and diagrams.
Said document may be in the form o~ a negctiable
document. Instead, it may be in the ~orm o~ another kind
10o~ document o~ which the integrity is important, such as an
identity card, a driver's licence, a passport, or the like.
The invention is now described by wav o~ example
with re~erence to the accompanying diagrammatic drawings.
In the drawings
15Figure 1 shows, in ~rontal view, a partially cut-away
view o~ a composite layered article in accordance with the
invention in the ~orm o~ a negotiable document;
Figure 2 corresponds to Figure 1 but shows the
negotiable document in side view;
20Figure 3 shows, to a much enlarged scale,
~ragmentarily, an edge view o~ the negotiable document o~
Figure 1; and
Figure 4 corresponds to Figure 1, but shows a
developed and more elaborate cutting pattern applied to the
25composite layered article.

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With rererence to Figures l to 3 o~ the drawings,
a composite layered article in accordance with the
invention, and more speci~ically including an article 12 in
the ~orm o~ a negotiable document, is generally indicated
by re~erence numeral lO. The negotiable document 12 is in
the ~orm o~ a sheet 12 carrying insignia in the ~orm o~ =
letters ~orming words, ~igures or the like and can be in
written, type-written, printed, or like ~orm. The
negotiable document in the ~orm o~ the sheet 12 is rendered
tamperproof in accordance with this invention.
A covering layer o~ a transmissive material 16
adheres to an upperside or ~irst side o the sheet 12,
directly over the insignia 14.
A second layer 18 covers the rea~ or the reverse
side o~ the sheet 12.
Thus, the sheet 12, sandwiched between, and
together with, the ~irst or transmissive layer 16 and the
second or rear layer 18, ~orm a composite article in
accordance with the invention, and more speci~ically such
that the insignia 14 on the sheet 12 are rendered
~ tamperproo~ in accordance with the invention. For clarity
o~ drawing, the transmissive layer 16 is shown as i~ torn
o~ at 16.1 to show the sheet 12 underneath. Similarly,
the sheet 12 is shown as i~ torn o~ as indicated by

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re~erence numeral 12.1 to shGw the second layer 18
underneath.
The insignia 14 are intended to be observed by
the eye. Thus, the transmissive layer 16 is in the ~orm o~
a transparent ~ilm, e.g. o~ a synthetic polymeric material,
another kind o~ synthetic material, or the like.
The sheet 12 may be o~ paper or other material
suitable to carry the insignia 14.
The transmissive layer 15 may adhesively be
attached to the sheet 12, instead it may be heat sealed to
the sheet 12, instead it may be bonded in any other
convenient and e~Eective way to the sheet 12.
The bottom layer 18, in this embodiment, is
merely a covering layer and can be o~ any convenient
material. It may conveniently be o~ the same material as
the transmissive layer 16. In other embodiments, ~or
example where the sheet 12 carries insignia also on a rear
thereo~, also the second or bottom layer 18 will be a
suitably transmissive layer. Adhering the bottom layer 18
to the sheet 12 may be done similarly to adhering the
transmissive layer 16 to the sheet 12.
In this embodiment, substantially all o~ the
sur~ace area o~ the sheet 12 carries insignia and the whole

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area o~ the sheet is to be regarded as a predetermined
sur~ace portion in accordance with this invention. Thus,
the whole o~ the sur~ace has been treated to be tamperproo~
in accordance with the invention.
In accordance with the invention, the bottom
layer 18 and the sheet 12 have been severed by cutting as
indicated by re~erence numeral 20 in ~ragments, more
speci~ically elongate ~ragments lying obliquely across the
com~osite article lC. The Iragments are retzined in their
original positions and orientations, to ensure that the
insignia 1~ are undisturbed, by means o~ the transmissive
l~yer 15. From Figure 3, it can be appreciated that the
cuts 20 enter the composite article 10 ~rom the rear and
penetrate into the composite article 10 such that at least
the bottom layer 18 and the sheet 1 are penetrated. In
practice, the Applicant expects that it may be necessary to
extend the cuts 20 also partially into the transmissive
layer 16, but such that the cuts ,0 do not extend through
the transmissive layer 16. The cuts 20 are numerous and
closely spaced - generally much more so than shown
diagrammatically in Figure 1 o~ the drawings.
Should there be an attempt to al~er the insignia
14, access to the insignia has to be obtained. Thus, in
the area where an alteration is to be made, the
.5 transmissive layer 15 or the second layer 18 will have to
be removed or the sheet 1~ has to be split, or the like to

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render the insignia 14 accessible. Thus, also the
retaining ~unction oc the transmissive layer 15 or the
second layer i5 nulli~ied and the ~ragments are no longer
held together and the document is e~ectively destroyed in
the region attempted to be altered.
Similarly, oblique cuts 2~ are applied ~rom the
top o~ the composite article 10 through the transmissive
layer 16, through the sheet 12 and only partially into the
bottom layer 18. This enhances the bene~icial e~ect o~
the invention in that even smaller fragments, e.g. in the
rorm o~ small blocks as can be perceived f rom the centre
portion o~ Figure 1 showing the sheet 12, are ~ormed. As
can also be perceived best ~rom Figure 1, the cuts 20 are
in parallel to one another, the cuts 22 are in parallel to
one another and the cuts 20 and 22 are respectively
transverse, more particularly at about right angles in this
embodiment.
It is to be appreciated that the cuts 20 and 22,
although they intersect, will not coincide ~or any
appreciable distance.
With re~erence to Figure ~, basically the same
composite layered article 10 o~ Figure 1 is shown and the
same or similar re~erence numerals denote the same or
similar components or ~eatures.

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However, the cuts ~rom the second side are
executed in criss-cross or chequered ~ashion as indicated
at 20.1 and 20.2 respectively, in contrast to the parallel
lines 20 o~ the Figure 1 embodime~t.
Similarly, the cuts ~rom the ~irst side are
executed in criss-cross or chequered ~ashion as indicated
at 22 1 and 22.2 respectively, in contrast to the parallel
7ines 22 o~ the Figure 1 embodiment.
It is very important that those cuts ~rom the
~irst and second sides which are parallel, are o~set with
respect to one another such that,in the document 12 where
all o~ the cuts are applied, the cuts 22.1 extend in
between the cuts 20.1 and do not coincide with the cuts
20.1. Similarly, the cuts 22.2 extend in between the cuts
20.2 and do not coincide with the cuts 20.2. Thus, ~or
example, each cut 20.1 in the article 12 is covered from
above by means o~ a strip (which is transversely severed)
o~ the transmissive layer 16 in between cuts 22.1 in the
transmissive layer. Similarly, each cut 20.2 in the
article is covered ~rom above by means o~ a strip (which is
transversely severed) o~ the transmissive layer 16 in
between cuts 22.2. Thus, no cut extends through the depth
or thickness of the composite article 10, i.e. each cut is
covered along one extremity o~ the cut by a strip o~
material either o~ the transmissive layer 16, or o~ the
second layer 18. (It is to be appreciated that each o~ the

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strips rererred to above is transverselv severed, i.e.
transversely to the respective cut in question). In this
~ashion, the ccmposite layered article 10 is held intact.
However, in accordance with the invention, should
the composite article 10 be tampered with by removing a
portion o~ the transmissive layer 16 cr o~ the second layer
18, or ir the layer 12 is split to gain access to the
insignia 14, e.g. to e~ect alterations, such covering
strips or portions are removed, causing the composite
document 10 to ~ragmentize in the a~ected region which
will render the tampering evident.
It is an advantage o~ the embodiment o~ Figure ~
that the integrity o~ the composite article 10 ayainst
tampering is enhanced because the respective layers 6 and
18 are severed into blocks as opposed to merely strips, and
the article 12 being protected is severed into blocks
generally about one quarter o~ 'che size o~ the
corresponding blocks o~ the Figure 1 embodiment.
I~ desired, a portion or portions o~ the document
12 may be lei~t uncovered, or may be le~t uncut 60 as not to
inter~ere with operations e~ected by banks and the like,
e.g. by means o~ magnetic or optical readers, or the like,
used in the processing o~ cheques and other documents.
The Applicant is aware that there has been a
steady increase in the number o~ incidences relating to

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~raudulent alteration o~ negotiable documents or
instruments such as cheques, bonds, share certilicates and
the like by altering, ~or example, the name o~ the payee or
the amount payable, or both. It is thus an advantage o~
the current invention that, inter alia, such negotiable
documents can be rendered tamperproof to the extent that
any attempt to tamper with the document is irreversibly
exposed.

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

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Please note that "Inactive:" events refers to events no longer in use in our new back-office solution.

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Event History

Description Date
Application Not Reinstated by Deadline 2002-09-13
Time Limit for Reversal Expired 2002-09-13
Deemed Abandoned - Failure to Respond to Maintenance Fee Notice 2001-09-13
Letter Sent 2000-11-14
Reinstatement Requirements Deemed Compliant for All Abandonment Reasons 2000-10-27
Deemed Abandoned - Failure to Respond to Maintenance Fee Notice 2000-09-13
Classification Modified 1998-06-19
Inactive: First IPC assigned 1998-06-19
Inactive: IPC assigned 1998-06-19
Inactive: Notice - National entry - No RFE 1998-06-03
Application Received - PCT 1998-05-27
Application Published (Open to Public Inspection) 1997-03-20

Abandonment History

Abandonment Date Reason Reinstatement Date
2001-09-13
2000-09-13

Maintenance Fee

The last payment was received on 2000-10-27

Note : If the full payment has not been received on or before the date indicated, a further fee may be required which may be one of the following

  • the reinstatement fee;
  • the late payment fee; or
  • additional fee to reverse deemed expiry.

Patent fees are adjusted on the 1st of January every year. The amounts above are the current amounts if received by December 31 of the current year.
Please refer to the CIPO Patent Fees web page to see all current fee amounts.

Fee History

Fee Type Anniversary Year Due Date Paid Date
MF (application, 2nd anniv.) - small 02 1998-09-14 1998-03-13
Basic national fee - small 1998-03-13
MF (application, 3rd anniv.) - small 03 1999-09-13 1999-09-13
MF (application, 4th anniv.) - small 04 2000-09-13 2000-10-27
Reinstatement 2000-10-27
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
MARK RORY ROTHSCHILD
Past Owners on Record
None
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
Documents

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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Representative drawing 1998-06-22 1 33
Description 1998-03-12 13 388
Claims 1998-03-12 6 157
Drawings 1998-03-12 2 84
Abstract 1998-03-12 1 66
Notice of National Entry 1998-06-02 1 193
Courtesy - Abandonment Letter (Maintenance Fee) 2000-10-10 1 184
Notice of Reinstatement 2000-11-13 1 171
Courtesy - Abandonment Letter (Maintenance Fee) 2001-10-10 1 185
PCT 1998-03-12 9 308
Fees 2000-10-26 1 32