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Patent 2247974 Summary

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Claims and Abstract availability

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(12) Patent: (11) CA 2247974
(54) English Title: A SECURITY ELEMENT FOR DOCUMENTS AND A METHOD FOR ITS FABRICATION
(54) French Title: ELEMENT DE SECURITE POUR DOCUMENTS ET SA METHODE DE FABRICATION
Status: Term Expired - Post Grant Beyond Limit
Bibliographic Data
(51) International Patent Classification (IPC):
  • B42D 25/40 (2014.01)
  • B42D 25/328 (2014.01)
  • B42D 25/41 (2014.01)
  • G02B 05/18 (2006.01)
  • G02B 05/32 (2006.01)
(72) Inventors :
  • DE JONGH, RUDI (Germany)
  • DAUSMANN, GUNTHER (Germany)
  • HOEPPNER, HARALD (Germany)
  • LOER, THOMAS (Germany)
  • MARTENS, DETLEF (Germany)
  • YANG, ZISHAO (Germany)
(73) Owners :
  • BUNDESDRUCKEREI GMBH
(71) Applicants :
  • BUNDESDRUCKEREI GMBH (Germany)
(74) Agent: AVENTUM IP LAW LLP
(74) Associate agent:
(45) Issued: 2007-09-04
(22) Filed Date: 1998-09-23
(41) Open to Public Inspection: 1999-05-27
Examination requested: 2003-09-15
Availability of licence: N/A
Dedicated to the Public: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): No

(30) Application Priority Data:
Application No. Country/Territory Date
197 52 704.3 (Germany) 1997-11-27
198 10 134.1 (Germany) 1998-03-09

Abstracts

English Abstract

A document consists of a substrate (1) and a security element which comprises an optical grating. In order to enhance the copying security, the optical grating is a volume hologram (2) into which a kinetic effect has been introduced (Fig. 2).


French Abstract

Document constitué d'un substrat (1) et d'un élément de sécurité qui comprend un treillis optique. Afin de renforcer la sécurité contre la copie, le treillis optique est un hologramme volumique (2) au sein duquel un effet cinétique a été introduit (figure 2).

Claims

Note: Claims are shown in the official language in which they were submitted.


The embodiments of the invention in which an exclusive property or privilege
is claimed are
defined as follows.
1. A method of producing a security element for a document comprising the
steps of:
(a) recording a volume hologram onto a substrate;
(b) introducing a kinetic effect into the volume hologram;
(c) performing an operation selected from shrinking local areas of the volume
hologram
to change Bragg network planes in the local areas and swelling local areas of
the volume
hologram to change Bragg network planes in the local areas.
2. A method according to claim 1, wherein the volume hologram is recorded onto
the substrate
from a surface relief by an optical copying process.
3. A method according to claim 2, wherein the volume hologram is recorded
using direct light
exposure.
4. A method according to claim 3, wherein the volume hologram is recorded
using direct light
with two or more wavelengths.
5. A document comprising a substrate and a security element produced by the
method of any
one of claims 1 to 4.

Description

Note: Descriptions are shown in the official language in which they were submitted.


CA 02247974 2006-05-25
A Security Element For Documents and A Method For Its Fabrication
Field of the Invention
The invention relates to a document with a substrate and a security element
which
comprises an optical grating and to a security element for such a document.
The
invention further relates to a method for the fabrication of such a document
or security
element.
Background of the Invention
With documents of the most varied type, for example with bank notes,
securities or
similar documents, a security element is often required which is intended to
provide
protection against copying. Security elements of this type which comprise an
optical
grating are well known in the art. In the solutions previously known, optical
gratings are
used which are designed as surface reliefs. However, the copy protection
obtained in this
way is not sufficient in all cases.
It is therefore the object of the invention to improve the copy protection in
documents
with a security element.
Summary of the Invention
The present invention relates to an optical grating comprising a volume
hologram into
which a kinetic effect is introduced. In this way, a substantially greater
copy protection
can be achieved.
In the fabrication of a volume hologram, a film or another grain-free,
translucent,
photosensitive medium is irradiated with coherent light, in particular with
laser light.
Due to interference in the film material, Bragg network planes are created
which embody
the information written in the hologram.
(Dne advantageous embodiment is characterised in that the volume hologram has
been
fabricated with two or more different wavelengths. In this way, a controlled
multi-colour
1

CA 02247974 2006-05-25
effect can be achieved. The controlled multi-colour effect can be obtained
with the use of
only two different wavelengths. When at least three different wavelengths are
used
vvhich correspond to the colours in the colour triangle, a controlled fast-
colour effect can
be achieved. This cannot be obtained with the previously known surface relief
structures
as the colour dispersion is fixed by the physical principles of the
diffraction grating.
With a surface relief, therefore, a rainbow colour spectrum is always
generated in the
reconstruction with white light. In accordance with the advantageous
embodiment of the
method of the present invention, controlled colour effects are possible in
contrast to those
of the prior art methods.
The document or security element can be fabricated in that a volume hologram
is
fabricated from a surface relief by means of an optical copying process. The
surface
relied is used as the so-called master. The volume hologram is fabricated from
this by
means of an optical copying process. But it is also possible to fabricate the
volume
hologram by means of direct irradiation.
The improved copy protection of the volume holograms is based on the one hand
by such
volume hologram being able to be reconstructed only in monochrome form. If,
therefore,
an attempt is made to copy a volume hologram, this can only be successful if
exactly the
same wavelength of coherent light or laser light is used as in the recording
of the volume
liologram. Even the, the copying process will only be successful if there is
no topical
shrinking or swelling in the film material after the recording of the volume
hologram.
Based on this, an additional copy protection can be obtained by topical region
of the
volume hologram which are otherwise not recognisable being shrunk and/or
swollen after
the recording of the volume hologram so that the Bragg network planes in these
regions
change correspondingly. A copy of such a volume hologram could only be made
with
liolographic means by an adaptation of the wavelength, but this is not
possible as the
topical regions in which the Bragg network planes have been changed are not
recognisable to the outside. This means that with an only topical or
inhomogeneous
shrinking or swelling of the layers (network planes), the volume hologram can
only be
2

CA 02247974 2006-05-25
copied point by point or pixel by pixel; but this requires such a great effort
that it is no
longer interesting for economic reasons.
On the other hand, the increased copy protection is achieved by the
diffraction gratings
being very angle-selective in the volume holograms. This means that the volume
hologram can only be copied if exactly the same irradiation angle is used as
in the
recording. Even then, the volume hologram can only be copied with the greatest
difficulty - if at all - if it has been applied to a surface which is not
exactly smooth; if,
fhr example, it has been applied to a document made from paper or to any other
not
exactly smooth surface. In this way, topical partial regions of the surface
possesses
angles which differ slightly from one another with only small angle
differences being
sufficient to make copying impossible. Due to the angle differences which are
created by
the surface rouglmess, the whole hologram cannot be reconstructed with a plane
wave. In
the event of attempted copying, this has the result that only parts of the
volume hologram
are copied and that at those points where no reconstruction of the volume
hologram was
performed the copied hologram remains unirradiated or that at least a clear
colour
difference or variation in brightness occurs.
A kinetic or kinematographic effect is introduced or written into the volume
hologram.
To generate such kinetic effects, the diffraction structure in the volume
hologram is such
that patterns which occur at a given direction of illumination and observation
move with
regard to a coordinate system in a fixed connection with the substrate along a
pre-
determined path at a predetermined speed when the substrate is moved
preferable in its
plane, for example is turned in a certain direction of rotation and at a
certain speed. By
the introduction of such kinetic effects into volume holograms, the copying of
these
holograms can be made more difficult. Furthermore, in this way a greater
recognition
value can be provided. In addition, by means of different single irradiations,
individual
data can be irradiated into the volume hologram as well whereby the security
value of the
security element in enhanced even further.
3

CA 02247974 2006-12-20
In a first aspect, the present invention seeks to provide a method of
producing a security element
for a document comprising the steps of: recording a volume hologram onto a
substrate;
introducing a kinetic effect into the volume hologram; performing an operation
selected from
shrinking local areas of the volume hologram to change Bragg network planes in
the local areas,
or swelling local areas of the volume hologram to change Bragg network planes
in the local
areas, and combinations thereof.
According to a first broad aspect of an embodiment of the present invention,
there is disclosed a
method of producing a security element for a document comprising the steps of
(a) recording a volume hologram onto a substrate;
(b) introducing a kinetic effect into the volume hologram;
(c) performing an operation selected from shrinking local areas of the volume
hologram
to change Bragg network planes in the local areas and swelling local areas of
the volume
hologram to change Bragg network planes in the local areas.
Brief Description of the Drawings
Fig. 1 shows a hologram designed as a surface relief according to the present
invention;
Fig. 2 shows a section through a volume hologram of the present invention.
Detailed Description of the Drawings
The surface relief shown in Fig. 1 can be applied to a document as a security
element. The
information in the hologram is stored in the surface structure.
Fig. 2 shows a document with a substrate 1 onto which a volume hologram 2 has
been applied.
By means of irradiation, there are created in the film material Bragg network
planes nl, n2, etc.,
which are located at a distance of a/2 (where k is. the wavelength of the
light used) and which
contain the holographic information.
4

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

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Event History

Description Date
Inactive: Expired (new Act pat) 2018-09-23
Inactive: Adhoc Request Documented 2018-06-06
Revocation of Agent Request 2018-06-06
Appointment of Agent Request 2018-06-06
Appointment of Agent Requirements Determined Compliant 2018-05-18
Revocation of Agent Requirements Determined Compliant 2018-05-18
Inactive: IPC deactivated 2015-08-29
Inactive: IPC deactivated 2015-08-29
Inactive: IPC assigned 2015-07-27
Inactive: First IPC assigned 2015-07-27
Inactive: IPC assigned 2015-07-27
Inactive: IPC assigned 2015-07-27
Inactive: IPC expired 2014-01-01
Inactive: IPC expired 2014-01-01
Grant by Issuance 2007-09-04
Inactive: Cover page published 2007-09-03
Pre-grant 2007-06-15
Inactive: Final fee received 2007-06-15
Notice of Allowance is Issued 2007-03-15
Letter Sent 2007-03-15
Notice of Allowance is Issued 2007-03-15
Inactive: IPC assigned 2007-03-09
Inactive: IPC removed 2007-03-09
Inactive: First IPC assigned 2007-03-09
Inactive: IPC removed 2007-03-08
Inactive: Approved for allowance (AFA) 2007-02-28
Amendment Received - Voluntary Amendment 2007-01-12
Amendment Received - Voluntary Amendment 2006-12-20
Inactive: S.30(2) Rules - Examiner requisition 2006-06-23
Amendment Received - Voluntary Amendment 2006-05-25
Inactive: IPC from MCD 2006-03-12
Inactive: S.30(2) Rules - Examiner requisition 2005-11-30
Amendment Received - Voluntary Amendment 2003-12-15
Letter Sent 2003-10-17
Request for Examination Received 2003-09-15
Request for Examination Requirements Determined Compliant 2003-09-15
All Requirements for Examination Determined Compliant 2003-09-15
Letter Sent 2002-10-23
Inactive: Entity size changed 2002-10-21
Reinstatement Requirements Deemed Compliant for All Abandonment Reasons 2002-10-11
Deemed Abandoned - Failure to Respond to Maintenance Fee Notice 2002-09-23
Letter Sent 2002-04-19
Inactive: Single transfer 2002-03-04
Inactive: Cover page published 1999-06-08
Application Published (Open to Public Inspection) 1999-05-27
Letter Sent 1999-05-13
Inactive: Single transfer 1999-04-08
Inactive: Inventor deleted 1999-03-25
Inactive: Filing certificate - No RFE (English) 1999-03-25
Inactive: Inventor deleted 1999-03-25
Inactive: Correspondence - Formalities 1999-02-05
Inactive: Correspondence - Formalities 1999-02-05
Inactive: IPC assigned 1998-11-19
Inactive: IPC assigned 1998-11-19
Inactive: IPC assigned 1998-11-19
Inactive: IPC assigned 1998-11-19
Classification Modified 1998-11-19
Inactive: First IPC assigned 1998-11-19
Inactive: Courtesy letter - Evidence 1998-11-10
Inactive: Filing certificate - No RFE (English) 1998-11-03
Application Received - Regular National 1998-11-02

Abandonment History

Abandonment Date Reason Reinstatement Date
2002-09-23

Maintenance Fee

The last payment was received on 2006-09-08

Note : If the full payment has not been received on or before the date indicated, a further fee may be required which may be one of the following

  • the reinstatement fee;
  • the late payment fee; or
  • additional fee to reverse deemed expiry.

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Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
BUNDESDRUCKEREI GMBH
Past Owners on Record
DETLEF MARTENS
GUNTHER DAUSMANN
HARALD HOEPPNER
RUDI DE JONGH
THOMAS LOER
ZISHAO YANG
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
Documents

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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Representative drawing 1999-06-07 1 3
Description 1998-09-22 4 178
Abstract 1998-09-22 1 10
Claims 1998-09-22 2 41
Drawings 1998-09-22 1 14
Claims 2006-05-24 1 26
Description 2006-05-24 4 177
Description 2006-12-19 4 191
Claims 2006-12-19 1 27
Claims 2007-01-11 1 27
Representative drawing 2007-08-07 1 4
Filing Certificate (English) 1998-11-02 1 163
Filing Certificate (English) 1999-03-24 1 165
Courtesy - Certificate of registration (related document(s)) 1999-05-12 1 116
Reminder of maintenance fee due 2000-05-23 1 111
Courtesy - Certificate of registration (related document(s)) 2002-04-18 1 113
Courtesy - Abandonment Letter (Maintenance Fee) 2002-10-21 1 179
Notice of Reinstatement 2002-10-22 1 168
Reminder - Request for Examination 2003-05-25 1 113
Acknowledgement of Request for Examination 2003-10-16 1 173
Commissioner's Notice - Application Found Allowable 2007-03-14 1 162
Correspondence 1998-11-09 1 32
Correspondence 1999-02-04 3 75
Correspondence 1999-02-04 3 75
Fees 2001-08-29 1 40
Fees 2000-08-22 1 37
Fees 2002-10-10 1 51
Fees 2005-09-22 1 57
Correspondence 2007-06-14 2 49