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Patent 2302590 Summary

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(12) Patent: (11) CA 2302590
(54) English Title: CODING OF SYRINGES TO MONITOR THEIR USE
(54) French Title: CODAGE DE SERINGUES POUR CONTROLER LEUR UTILISATION
Status: Expired and beyond the Period of Reversal
Bibliographic Data
(51) International Patent Classification (IPC):
  • A61G 12/00 (2006.01)
  • A61J 1/18 (2006.01)
  • A61M 5/00 (2006.01)
  • A61M 5/31 (2006.01)
(72) Inventors :
  • MERRY, ALAN FORBES (New Zealand)
(73) Owners :
  • SAFER SLEEP LTD.
(71) Applicants :
  • SAFER SLEEP LTD. (New Zealand)
(74) Agent: DENNISON ASSOCIATES
(74) Associate agent:
(45) Issued: 2007-12-11
(86) PCT Filing Date: 1998-09-03
(87) Open to Public Inspection: 1999-03-11
Examination requested: 2003-09-02
Availability of licence: N/A
Dedicated to the Public: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/NZ1998/000133
(87) International Publication Number: WO 1999011306
(85) National Entry: 2000-03-03

(30) Application Priority Data:
Application No. Country/Territory Date
328668 (New Zealand) 1997-09-03

Abstracts

English Abstract


The invention includes a method and apparatus involving the coding, via
colours or other identification means, of substances to be
used in administration procedures, including providing a support means (10)
having areas (11) correspondingly coded (12) so as to provide
an additional reference or confirmation means for users of the invention and
reducing the inherent risks associated with administration
procedures prone to error. The method includes the steps of positioning coded
articles in a first position (2a), prior to use, and placing
said articles in a second coded position (2b) after use, including the steps
of monitoring and recording the use steps in simultaneous actual
time, use confirmation monitoring and subsequent use verification or recordal.
The invention also includes the step of comparing the
procedural administration steps or use of the coded articles against
predetermined patterns including audible or other sensory confirmation
of predetermined usage or range of usage, and warning against non-
predetermined and thus potentially dangerous use.


French Abstract

L'invention comprend un procédé et un appareil consistant à coder, par des couleurs ou d'autres moyens d'identification, des substances à utiliser dans des procédures d'administration, y compris à prévoir un moyen de support (10) présentant des zones (11) codées (12) de manière correspondante pour fournir une référence supplémentaire ou un moyen de confirmation aux utilisateurs de l'invention, ce qui permet de réduire les risques inhérents associés aux procédures d'administration pouvant faire l'objet d'erreurs. Le procédé comprend les étapes de positionnement d'articles codés dans une première position (2a), avant l'utilisation, et de mise en place desdits articles dans une seconde position codée (2b) après utilisation, et notamment les étapes de contrôle et d'enregistrement des étapes d'utilisation en temps réel simultané, de contrôle de confirmation d'utilisation et ensuite de vérification ou d'enregistrement d'utilisation. L'invention comprend également l'étape de comparaison des étapes d'administration selon une procédure, ou d'utilisation des articles codés par rapport à des schémas prédéterminés, notamment la confirmation audible ou sensorielle de l'utilisation ou d'un ensenble d'utilisations prédéterminées, et l'avertissement contre l'utilisation non prédéterminée et par conséquent potentiellement dangereuse.

Claims

Note: Claims are shown in the official language in which they were submitted.


17
CLAIMS
1. A method of monitoring substance administration including the steps of
establishing first and second predetermined coded substance sites for a
predetermined coded substance carrier, placing said carrier in an at least
partially
loaded condition prior to use in said first site and after use in an at least
partially
discharged condition, relative to said at least partially loaded condition, in
said
second site and maintaining said carrier in said second site for a
predetermined
period of time.
2. A method of monitoring substance administration including the steps of
forming a
support device having a first predetermined coded substance site for a
predetermined
coded loaded substance carrier, forming a second predetermined coded site for
such
carrier, taking said carrier from said first predetermined site for use and,
after use,
positioning said carrier in the second site.
3. A method as claimed in Claim 1 or 2 including the step of coding at least
portions
of said first coded site and second coded site, together with at least a
portion of said
carrier and verifying use of the substance in said carrier via a predetermined
code
relationship between said first coded site, said second coded site and said
carrier as
said carrier is introduced to and removed from said sites.
4. A method as claimed in Claim 1 or 2, wherein the first and second
predetermined
substance sites are established by the predetermined coding of the substance
carrier.
5. A method as claimed in any one of Claims 1 to 4 including the step of
recording the
verification of the carrier at least during a use phase of said carrier.
6. A method as claimed in any one of Claims 1 to 6 including the step of
monitoring
movement of said carrier to and from either one or both of predetermined first
and
second sites.
7. A method as claimed in Claim 6 including the step of monitoring said
movement
via a verification means adapted to detect an encodation of the carrier when
said
carrier is brought into a predetermined proximity of the verification means.
8. A method as claimed in Claim 7 including the step of providing an audible
and/or
visual signal which is actuated as said carrier is brought into a
predetermined
proximity with said verification means.

18
9. A method as claimed in any one of Claims 1 to 8 including the step of
comparing a
result of verification of said carrier against predetermined data and
including the step
of providing a warning when a verification out of the range of the
predetermined
data is detected.
10. A method as claimed in any one of Claims 2 to 9 including the step of
verification
by detecting the presence or absence of the carrier in said first and/or said
second site.
11. A method as claimed in any one of Claims 2 to 10 including the step of
forming
the support to have at least said first and second sites thereon.
12. A method as claimed in any one of Claims 1 to 11 including the step of
verification
by bar code scanning.
13. Apparatus for storage and use of at least one administrable substance
carrier
including a support defining at least one coded site in relation to which the
predetermined coded carrier can be positioned, said site coded and adapted to
receive a predeterminedly coded, loaded carrier, said code provided to enable
user
verification of said carrier relative to said at least one site.
14. Apparatus for storage and use of at least one administrable substance
carrier
including a support defining at least one coded site in relation to which the
predetermined coded carrier can be positioned, said site provided at least as
a set of a
first site and a second site, said first site coded and adapted to receive a
predeterminedly coded, loaded carrier and a second site at least partially
commonly
coded and also adapted to receive the carrier, said code provided to enable
user
verification of said carrier relative to said first and second sites.
15. Apparatus as claimed in Claim 13 or 14 wherein the support defines the
first and
second sites spaced one from the other but in a related orientation set with
at least
partially common coding.
16. Apparatus for storage and use of administrable substance carriers as
claimed in
Claim 13, 14 or 15 including a verification means adapted to detect an
encodation on
a carrier when said carrier is brought into a predetermined proximity with
said
verification means.

19
17. Apparatus as claimed in Claim 16 wherein said verification means includes
a
predetermined sequence of encodation detection, and/or a warning device
operable
to provide a warning when a sequence of encodation out of the predetermined
sequence is detected.
18. Apparatus as claimed in Claims 16 or 17 wherein the verification means is
adapted to activate an audible and/or visual verification of said carrier.
19. Apparatus as claimed in Claims 16 or 17 wherein the verification means is
adapted to detect encodation of a carrier and to actuate a recordal device to
provide a
record of the encoded carrier brought into predetermined proximity with a
detector
of said verification means.
20. Apparatus as claimed in any one of Claims 16 to 18 wherein the
verification
means detects the presence or absence of a carrier in said first and second
sites and is
actuated by the introduction and/or removal of said carrier from said sites.
21. Apparatus as claimed in any one of Claims 13 to 20 wherein said support is
formed as a unit defining a recess therebeneath.
22. Apparatus as claimed in Claim 21 wherein the support is formed to be
nestably
stackable over other similar supports.
23. Apparatus as claimed in Claim 21 or 22 when dependant on any one of Claims
16
to 20, wherein a recess beneath said support is arranged for positioning the
verification means therebeneath.
24. Apparatus as claimed in any one of Claims 21 to 23 wherein the recess
beneath
said support is arranged for positioning of apparatus for use with the
support, a
closure portion arranged to be removably secured across at least a portion of
a base of
said support to enclose said recess.
25. Apparatus as claimed in any one of Claims 13 to 24 wherein the support is
formed
at least partially transparent or translucent codes for first coded site
and/or second
coded site verification visible through said support.
26. Apparatus as claimed in any one of Claims 13 to 25 wherein the coded first
site
and/or second sites are arranged with appropriately correspondingly shaped
hollow
formations to support coded carriers in the form of syringes.

20
27. Apparatus as claimed in any one of Claims 13 to 25 wherein the coding used
for
said first and/or second site, and said carrier is one or all of:
i. a colour code
ii. a colour combination code
iii. a pattern code
iv. a numeric code
v. an alpha code
vi. a bar code
28. Apparatus as claimed in any one of Claims 13 to 27 wherein the
verification
means includes a bar code readably positioned at least on said carrier and a
scanner
adapted to read said code.
29. A method as claimed in any one of Claims 1 to 12 including the step of
coding
said first and second sites and a predetermined carrier/a visual code from one
or a
combination of the following:
i. a colour code
ii. a colour combination code
iii. a pattern code
iv. a numeric code
v. an alpha code
vi. a bar code
30. A package of at least one contained administrable substance for
administration in
accordance with the method as claimed in any of Claims 1 to 11, said package
including a support as defined in any one of Claims 13 to 24, and wherein at
least one
of said first sites is charged with a loaded, substantially corresponding
coded carrier
for said administrable substance and means provided between said carrier and
said
first coded site for verifying the correct site positioning of said carrier on
said site, a
second coded site adapted for verification of site position.
31. A package as claimed in Claim 30 wherein a releasable restraining means is
provided to restrain said loaded carrier with said support until released.
32. A package as claimed in Claim 31 wherein said at least one first site is
substantially recessed and said restraining means includes a sheet of material
at least
partially enclosing said loaded carrier in said at least one said first site.

21
33. A method of monitoring substance administration including the steps of:
establishing first and second predetermined coded substance sites for a
predetermined coded substance carrier, said first and second predetermined
coded
substance sites being the same or different sites,
providing verification means for said first and second sites said verification
means
being activated by the introduction and/or removal of said carrier from said
sites, and
placing said carrier in an at least partially loaded condition prior to use in
said first
site and after use in an at least partially discharged condition, relative to
said at least
partially loaded condition, in said second site and maintaining said carrier
in said
second site for a predetermined period of time.
34. A method according to any one of Claims 6 to 8 or 12 wherein said first
and
second predetermined coded substance sites are the same site.

Description

Note: Descriptions are shown in the official language in which they were submitted.


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CODING OF SYRINGES TO MONITOR THEIR USE
INTRODUCTION
This invention relates to methods and apparatus for storage,
dispensing and use of administrable substances, particularly for
anaesthetics. Whilst the invention is primarily directed to
anaesthetics, the invention is not limited thereto and may be used in
other related areas.
BACKGROUND TO THE INVENTION
Hitherto, methods and apparatus for storage and use of
administrable substances such as anaesthetic drugs and the like,
have, in the main, relied upon the skill, alertness and self-imposed
systems of practitioners.
It has long been recognised that errors can and do occur,
sometimes with disastrous consequences, particularly in the area of
anaesthesia where on occasions, owing to tiredness, distraction,
adverse conditions (e.g. emergencies) or lack of attention to
procedures which have become routine, errors can be made which
can result in extremely serious consequences including patient
death.
A likelihood of errors is also exacerbated by an increasing
complexity of drug administration procedures, types of drugs and
their subsets, together with often potentially confusing markings,
packaging, concentrations and the like which all but the most alert
practitioner might otherwise mistake, especially in emergency or
other stressful circumstances.
Many aspects of anaesthesia have highly engineered safety
systems, for example, gas bottle pin index systems to prevent the
administration of a wrong gas from an anaesthetic machine.
Further, gas mixture control systems in place make the

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administration of a hypoxic gas mixture virtually impossible. These
engineering advances operate in conjunction with procedural
approaches designed to enhance safety and are backed up by
monitors such as in line oxygen monitors and pulse oximeters. In
contrast, the administration of intravenous drugs has not changed
substantially for many decades, although the number, range and
complexity of drugs has undergone an exponential increase.
The flow-on effect is that in some countries practitioners, and
organisations such as the hospitals with whom they work often have
difficulty in obtaining at reasonable levels an appropriate degree of
negligence or malpractice cover, or the costs of dealing with an
accident can be astronomical. Further, there is a trend toward the
use of criminal law, for example manslaughter prosecutions, in cases
of drug administration error which is of concern to those involved in
anaesthesia and related activity.
OBJECTS OF THE INVENTION
It is an object of this invention to come some way in reducing,
the likelihood of errors in substance administration, and/or to at least
come some way in overcoming the abovementioned problems or at
least provide the public with a useful choice.
Other objects of this invention will become apparent from the
following description.
BROAD DESCRIPTION OF THE INVENTION
According to one aspect of this invention there is provided a
method of monitoring substance administration including the steps
of establishing first and second predetermined coded substance sites
for a predetermined coded substance carrier, placing said carrier in
an at least partially loaded condition prior to use in said first site and
after use in an at least partially discharged condition (relative to said

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3
at least partially loaded condition) in said second site and
maintaining said carrier in said second site for a predetermined
period of time.
According to a further aspect of this invention there is provided
a method of monitoring substance administration including the steps
of forming a support device having a first predetermined coded
substance site for a predetermined coded loaded substance carrier,
forming a second predetermined coded site for such carrier, taking
said carrier from said first predetermined site for use and, after use,
positioning said carrier in the second site
According to a further aspect of this invention there is provided
apparatus for storage and use of at least one administrable
substance carrier including a support defining at least one coded site
in relation to which the predetermined coded carrier can be
positioned, said site coded and adapted to receive and a
predeterminedly coded, loaded carrier, said code provided to enable
user verification of said carrier relative to said at least one site.
According to a still further aspect of this invention there is
provided apparatus for storage and use of at least one administrable
substance carrier including a support defining at least one coded site
in relation to which the predetermined coded carrier can be
positioned, said site provided at least as a set of a first site and a
second site, said first site coded and adapted to receive a
predeterminedly coded, loaded carrier and a second site at least
partially commonly coded and also adapted to receive the carrier,
said code provided to enable user verification of said carrier relative
to said first and second sites.
According to a still further aspect of this invention there is
provided a package of at least one contained administrable
substance for administration in accordance with the method as
outline above, said package including a support as defined

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hereinbefore, and wherein at least one of said first sites is charged
with a loaded, substantially corresponding coded carrier for said
administrable substance and means provided between said carrier
and said first coded site for verifying the correct site positioning of
said carrier on said site, a second coded site adapted for verification
of site position.
Other aspects of this invention will become apparent from the
following description. Modifications are envisaged and may be
incorporated without departing from the scope or spirit of the
invention.
DESCRIPTION OF THE INVENTION WITH REFERENCE TO THE
PREFERRED EMBODIMENTS
The preferred form of the invention will now be described with
reference to the accompanying drawings in which:
Figure 1 is a perspective view of an anaesthetic trolley showing
the apparatus of the invention mounted therewith.
Figure 2 is an alternative embodiment of the tray according to
the invention.
Figure 3 is an alternative embodiment of the tray according to
the invention.
While the preferred embodiment of the invention is
described with reference to anaesthesia processes and
anaesthetic products and the drawings, the invention is not
limited thereto. The invention is applicable in other areas of
practice where monitoring of use and a normally predetermined
sequence of use is desired.

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Many anaesthesia practices are carried out according to
relatively standard and repeatable steps, although naturally
there often are variations. In other words, there is a sequence
through which the practitioner often passes during the course
of an operation. For example, the anaesthetist would normally
administer drugs or medications in types or classes, amounts
(usually volumes) and concentrations dependent on, amongst
other things, body mass, degree of anaesthesia required, age,
blood pressure, specific patient criteria etc., however, the
drugs used in the main generally tend to follow certain
predetermined sets of procedures.
There has always previously been a propensity for the
practitioner to rely on a combination of skill, experience,
memory, colleague verification and verification in relation to
notes and procedures to ensure correct drugs are used. The
present invention provides a means of reducing reliance on the
above procedures to reduce mistakes. In particular, the
invention provides a basis for reliance upon sequencing,
monitoring and verification, utilising such features as coding,
including colour codes, bar codes with comparison against
predetermined data and similar techniques and combinations
thereof to achieve risk reduction.
With reference to Figure 1 typically drug ampoules are
stored in the drawer D of an anaesthetist's trolley T. There is
usually no uniformity of presentation, either visually or spacially
and traditionally anaesthetists draw up contents of the
ampoules into syringes for administration of the drugs in many
steps, all of which are highly error prone.
The present invention provides both a means and
apparatus to minimise errors utilising in the preferred form of
the invention prefilled colour coded carriers in the form of
syringes S (see Figures 2 and 3). The syringes S will usually be

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6
prefilled by a hospital pharmacy or pharmaceutical
manufacturer/supplier and be neatly colour coded by class of
drug and other details which may be necessary. Preferably the
colours indicate drug classes rather than individual drugs as a
drug error between classes is usually much more dangerous
than one within a class.
Whilst the preferred form of the invention as described
with reference to coding by colours, it is to be appreciated that
in alternative forms of the inventions, alternative coding can be
incorporated including any one or a combination of:
i. colour coding
ii. colour combinations
iii. pattern codes
iv. numeric codes
v. alpha codes
vi. bar codes
It is however to be appreciate that other forms and
combinations of coding may be adopted without departing from the
scope or sphere of the invention, as defined in the appended claims.
It will be appreciated that mass production of prefilled syringes
and the like is substantially less prone to error than traditional
techniques of staff filling to actual demand requirements. Colour
coding by class will also minimise the total colours used making the
classification system simpler. Whilst colour coding is preferred for
classes of drugs, in alternative arrangements it will also be
appreciated that a combination of drug class/individual drug may
also be provided, for example utilising a two-tier code system or
some other detectable identifier or combination of identifier.
Particularly with reference to Figure 2, in the preferred form
coloured syringe S labels S1 are used incorporating the name of the
drug in bold print of a size that they will wrap around the syringe S

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barrel in a way that the colour code can be seen from any likely
syringe orientation. In other forms of the invention its is envisaged
the syringe body or plunger itself can be colour coded, such as at
manufacture.
In the preferred form syringe marking scales will be retained
and further, different densities or shades of colour on the label may
used to indicate the strength or concentration of the drug.
In alternative arrangements it is envisaged that syringes S or
other dispensing apparatus may be prefilled and supplied by drug
companies in a substantially complete state. By providing the drugs
in a "batch manufactured" manner it is envisaged that further risk
reduction will be achieved, the code can also hold this information if
required.
In the preferred form of the invention and with reference to
Figures 1, 2, and 3, syringes S are provided in conjunction with a
drug tray 1. It is envisaged that anaesthetic procedures will be
divided into preferably three classes according to
factors, such as complexity, for example "minor", "intermediate"
and "major". Sealed sterile plastic trays 1 will be prepackaged with
prefilled coded syringes S of the drug classes needed in the
"standard" anaesthetic procedure for each of the three classes,
resulting in three classes of drug tray 1.
Referring predominantly to Figure 2 the tray 1 design preferably
incorporates separate sites or compartments 2 each, if required,
incorporating individually sealed rip-top covers 3 for each
compartment 2. Each compartment 2 is the same coded colour 2c
as the prefilled syringe S which that compartment 2 is intended to
house either by a suitable label or permanent marking 2c on the
compartments. The compartments 2 are preferably arranged in a
positionally sensitive manner allowing the syringes S to be used

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from, for example, left to right across the tray 1 as the anaesthetic
procedure proceeds.
Each compartment 2 is preferably provided with two
subcompartments, a first subcompartment 2a or site, and a second
subcompartment 2b or site. The first subcompartment 2a is
preferably provided adjacent to a tray front 4 for preloaded, filled
syringes S and is designated the "ready" subcompartment 2a. The
other, preferably rearward second subcompartments 2b is provided
for used or empty syringes S (not shown) and is designated the
"used" subcompartment 2b.
In addition to compartments 2a prepacked with filled syringes
S, drug trays 1 in each class will also preferably provide also initially
empty compartments 2 (including both empty first and second
subcompartments 2a and 2b). These empty compartments 2 are
provided for use with drugs which are frequently but not always
used and are therefore considered not strictly "standard". The
additional compartments 2 can, for example, be supplied with
prefilled syringes S from a standard drug drawer D in the
anaesthetists trolley T before starting the anaesthetic procedure.
Coding systems and/or labelling will also be used in relation to
the additional components 2 by inserting, adhering or otherwise
positionally placing both on the syringe S and the additional
compartment 2 appropriate codes such as colour codes or other
identifier means.
Once a syringe S has been used, if further doses are required
these can be obtained by reloading the relevant "ready"
subcompartment 2a of the tray 1 with additional prefilled syringes S
from a source, perhaps a colour coded drug drawer D elsewhere on
the anaesthetists trolley, sympathetically or correspondingly set out
and possibly similarly or otherwise coded for ready verification.
Used syringes S will accumulate in the relevant "used"

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subcompartment 2b of the tray 1 as the anaesthetic proceeds and
be retained there until the completion of the whole procedure, thus
providing ready verification of the identity and amount of drug used
at any point in the procedure.
There will always be a certain number of drugs which are not
readily available in prefilled syringes S. In most instances, it is
envisaged that these drugs will be infrequently used, or are perhaps
drugs which are not stable in a plastic syringe S for long periods. A
section of the tray 1, for example a righthand section 5 thereof is
designed to accommodate drugs only available in ampoules.
In the preferred form of the invention, the coded compartments
2 in this section comprise three subcompartments, a forwardmost
compartment 2c for the placement of ampoule A from a colour
coded ampoule drawer (not shown) elsewhere in the drug trolley,
the middle subcompartment 2e for placement of the syringe S
conventionally filled from the ampoule A and colour coded; together
with a rearmost compartment 2c for an empty ampoule A (not
shown) after the syringe S has been filled.
It will be appreciated that in such a system, keeping track of
syringes S and ampoules A until completion of the procedure
maintains a visually striking monitor of drug administration and at
any time it is possible for practitioners to check at a glance what has
been administered and, equally important what has not been, to
reduce the potential for error to the individual anaesthetist and also
to enhance continuity where one anaesthetist hands over to another
during long anaesthetics.
Whilst the invention has been described with reference to a
series of "standard" combinations of anaesthetics, it is to be
appreciated that alternative arrangements can also provide for the
use of, for example, an emergency tray of a generally similar
specification to the standard anaesthetics tray 1 prepackaged with

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prefilled colour codes syringes S of drugs used in an anaesthetic
emergency. An emergency drug tray of this type may have the
greatest potential to reduce drug error since it is during an
emergency that errors are most likely to occur. The emergency tray
1 may be stocked or restocked from an emergency "reserve" drug
drawer D in a similar way to the standard trays 1.
The invention envisaged that additional monitoring (including
preferably verification, and/or recordal) systems are incorporated
into the apparatus. It is envisaged in the preferred form of the
invention that each syringe S will incorporate some identification
means comparable against predetermined data, for example in a
prepared database, to positively identify the contained drug, for
example by class, individual drug, concentration and other relevant
data to the procedure. Preferably much of such information is
incorporated into a conveniently arranged code positioned on the
syringe S such as a bar code, however in alternative forms of the
invention, other identification means may be provided, for example
electronically stored and/or readable identification apparatus,
magnetic or digital devices, data information and the like.
In this arrangement, as each syringe S is taken from the ready
compartment 2a, it may be, for example, "swiped" under a
conveniently positioned reader as part of the drug administration
routine the detected code will be compared against the database
information and drug identified, whereupon a calm computer
generated voice will announce the name and dose of the drug just
swiped optionally coupled with a visual display. The response will
preferably occur at a time anticipated to be before the actual drug
administration. It is envisaged that this will considerably reduce the
risk of drug error by supplementing the anaesthetist's already
received information with further auditory/visual information to
hopefully allow correction of any errors before administration.

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In the preferred form of the invention, information received by
the monitoring apparatus will be conveyed and stored as a record,
for example in a microprocessor based device including a database
of drug, drug use and patient information loaded thereon. It is
anticipated that the practitioner may, on receiving confirmation of
the identity of syringe S from the computerised announcement or
verification may physically confirm, for example by depressing a
"confirm" key, to confirm verification and/or administration, by
taking such action either prior to or subsequent to administration of
the identified drug. Measuring apparatus can also optionally be
provided connected either directly or indirectly with the syringe S to
monitor, measure and record amounts of such drug administration,
regardless of the syringe S volume as loaded.
In this way, it will be appreciated that both physical
confirmation and verification may be provided, and further, the
apparatus will provide a record of the actions of the practitioner. It
is envisaged that such a record may be valuable subsequently,
should complications arise, or other checking be considered
appropriate, and could also be integrated into or connected with
known recording apparatus recording general operations monitoring
equipment.
The monitoring method and apparatus may incorporate a series
"standard" or "specific" administrations previously worked out for
the anaesthetic procedure. In such circumstances, it is envisaged
that the monitoring apparatus will have such procedures entered into
the database and the monitoring apparatus will detect and then
compare the removal of syringes S from the "ready"
subcompartment 2a of the tray 1 against a predetermined "standard
administration order" and not only will provide auditory/visual
verification of the syringe S taken, but may also provide an auditory/
visual or other warning to the anaesthetist of any variation from the
predetermined routine of administration.

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12
Whilst the invention has been described with reference to
syringes S and trays 1 with an associated bar code reader, it is
envisaged that in an alternative form of the invention the
compartments 2 are provided with suitable sensing or detection
means 6, for example positioned in the base 7 of each
subcompartment 2a/2b. Further, the syringes S are provided with
identification means thereon in the form of magnetic/digital devices
and others, which can be readily detected by the sensors 6 placed
within the base of the tray 1.
The monitoring apparatus is set up to distinguish individual
syringes S and drug classes and characteristics in the compartments
2 such that at any stage an accurate and reliable verification of
supply, use and countback of drugs/syringes used can be provided
and also be monitored against predetermined and anticipated usage
manually or via the database as a cross-checking procedure.
Whilst the invention has been described with reference to the
provision of sensors 6 placed within the base of the tray 1, in
alternative embodiments of the invention, it is envisaged that the
upper portion of the trolley T, or some other support apparatus
adapted to be used with the tray 1 of this invention may be provided
with suitable sensors; the tray 1 being provided of a means
substantially inert to interaction between the syringe code and the
sensor 6 so as enable simple formation of the trays, or provision of
the trays as a liner for separate support apparatus. In this way, it
will be appreciated that the cost of tray 1 can be kept to a minimum
and further, the sensors/monitoring apparatus will not interfere
unduly with necessary sterilisation and other hygiene steps
inevitably required.
In the preferred form of the invention, preferably the tray 1
apparatus is provided as a plastics or metal tray 1 able to be
sterilised and adapted for ready placement and holding of the
syringes S in the required layout for substantially standardised use

CA 02302590 2000-03-03
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13
and providing the first "ready" and the second "used"
subcompartments 2a and 2b in a visually separate manner.
In the further embodiment of the invention as described
predominantly with reference to Figure 3, the drug tray 1 is vacuum
formed in a thin sheet plastics material, for example transparent or
translucent plastics sheet which is capable of being readily cleansed
by heat, irradiation and the like. The tray 1 is preferably arranged in
a generally "tapered" configuration so as to be "nestably stackable"
with similar trays 1, such that a "pack" of trays 1 can be supplied
for general use. Preferably the tray 1 is dimensioned for use with
the standard drugs trolley T, substantially as shown in Figure 1 and
further the outer peripheral dimensions of the tray 1 are such that
preferably a pair of trays 1 according to Figure 3 can be mounted
side-by-side on the standard drugs trolley T as is typically used in a
theatre or other hospital situation, although such use is not
essential.
In this form of the invention the sites or compartments 2 are
positioned on either side of an enlargement 10 upon which a
plurality of arcuate rests or syringe sites 11 are provided. The
syringe sites 11 are in this form inclined toward a front 4 of the tray
1 such that syringes S can be readily supported, and viewable by
the user. The syringe S after use is able to be positioned in the
second compartment 2b which has tapered apertures provided in the
second compartment 2b into which a boss B of the syringe S body
can optionally frictionally engage, to thus mount the syringe S neatly
in a secure and readily visible, verifiable substantially upright manner
after use.
The syringe sites 11 also include a predetermined array
(preferably three in respect to each compartment 2 "set") of arcuate
rests into which the syringe S can be mounted, inclined forwardly to
the user to provide good vision for the user and the syringe S and

CA 02302590 2000-03-03
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14
coding (for example colour coding) at 12 on the sites 11, and on the
body of the syringe S.
It will be appreciated that correspondingly coded and possibly
prefilled syringes S or dedicated syringes S for particular drugs can
be readily positioned on the relevant sites 11 on the rests and on the
tray 1 in a verifiable positional relationship.
Preferably a supplementary area 15 is provided across the front
4 of the tray 1 for incidental items and the like as may be required
during the course of the anaesthesia operation.
It is envisaged that the enlargement 10 created by the raised
area defining the syringe sites 11 will readily enable the enclosed
mounting of the monitoring apparatus described hereinbefore, or at
least the sensor 6.
It is also envisaged that the drugs trolley T can be arranged on
it's upper portion thereof with an enlargement over which the tray 4
can fit. In this assembly coding 12 can be positioned either on the
trolley T prior to the application of a tray 1 thereover, where the
coding 12 can be "read" through transparent or translucent portions
of the tray 1, or alternatively, the coding 12 can be affixed on an
underside of the tray 1.
Preferably additional coding 12 may be provided substantially
corresponding on a front face 16 of the enlargement 10 to enable
additional simple code 12 verification relevant to the particular "row"
of the compartments, the syringe sites 11 and in the second
compartment 2b.
Where the invention incorporates the use of a "standard" drugs
tray 1 incorporating a series of "standard" combinations of
anaesthetics, it is to be appreciated that the drugs and drugs tray 1
may be stocked in a "package" form, where a recess provided

CA 02302590 2000-03-03
WO 99/11306 PCT/NZ98/00133
beneath the enlargement 10 is used for storage of the drugs,
syringes S and other items to be used in an anaesthesia operation,
optionally contained within a tear-off sheet plastics sheet and the
like releasably mounted across adjacent portions of an underside of
the tray 1, thus enclosing the items on the underside of the tray 1
which on removal therefrom can be used with the tray 1 in the
manner previously described.
The stackable nature of the tray in one alternative embodiment
enables a convenient "bulk" store of trays 1 to be held (for example
in packs of 10, 20 and the like) for convenient usage when required.
Tray 1 packages can incorporate sets of separate self-adhesive
labels or devices holding the codes and for mounting on the tray 1,
on syringes S and vials V or ampoules A for matching purposes.
The sets of codings may be arranged for either substantially
"standard" use codes or alternatively, for special or specific codes to
be provided in special use arrangements.
In one alternative form of the invention coded labels arranged
for the syringes S are provided in a substantially inverted L shaped
configuration, to enable positioning along the syringe body and
provision of a readily verifiable code together with a bar code (or
interactive indicator for a sensor/monitoring apparatus arrangement)
yet still leaving a visual "window" for use of syringe volume
graduations thereon.
In further alternative embodiments of the invention, it is
envisaged that the additional monitoring checking and notification
systems of the apparatus also provide the ability for users to enter
further information including, for example specific patient drug
allergies and furthermore, to hold on the database or library standard
codes and pharmaceutical details for drugs. This facility enables
enhancement of the monitoring and in particular, the warning facility
described in relation to the preferred embodiment, whereby should a

CA 02302590 2000-03-03
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16
user attempt to give a drug to which a patient is allergic or at
variance with predetermined protocols, a timely warning can be
given.
In a further embodiment of the invention, the apparatus can
verify and record not only drug identity and strength, but also
measure the amount of drug actually administered giving the user
additional information during the procedure, and also providing a
verifiable record subsequently. Furthermore, the code may
additionally provide a basis for drug batch identification and to
provide raw data and actuation for inventory information, control
and drug reordering.
In one embodiment of the invention the monitoring apparatus
may be integrated, preferably via a microprocessor to additionally
provide an integrated help facility for pharmaceutical information
such as dosages, drug properties and the like. One such use would
be for the database or library of information on commonly used
drugs to be accessible by the user who brings a coded syringe S or
other coded drug carrier into proximity with the reader or scanner of
the monitoring apparatus and, for example operates a specified key
or actuation device to access pharmaceutical information on the
drug and its properties during the course of the procedure.
Whilst the invention has been described with reference to a
tray 1 and to prefilled syringes S, the invention is not limited to such
arrangements and it is envisaged that other drug administration
apparatus can be provided and utilised in conjunction with the
methods and apparatus described.
Thus, by this invention there is provided a method and
apparatus for administration of substances which substantially
reduces the risk of errors and provides significant convenience and
security.

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

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Please note that "Inactive:" events refers to events no longer in use in our new back-office solution.

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Event History

Description Date
Inactive: IPC expired 2016-01-01
Time Limit for Reversal Expired 2013-09-04
Letter Sent 2012-09-04
Grant by Issuance 2007-12-11
Inactive: Cover page published 2007-12-10
Inactive: Final fee received 2007-09-21
Pre-grant 2007-09-21
Notice of Allowance is Issued 2007-04-03
Letter Sent 2007-04-03
Notice of Allowance is Issued 2007-04-03
Inactive: First IPC assigned 2007-03-30
Inactive: IPC removed 2007-03-28
Inactive: IPC assigned 2007-03-28
Inactive: IPC removed 2007-03-28
Inactive: IPC assigned 2007-03-28
Inactive: Approved for allowance (AFA) 2007-02-28
Inactive: Office letter 2007-01-19
Inactive: Entity size changed 2007-01-18
Inactive: Corrective payment - s.78.6 Act 2007-01-10
Amendment Received - Voluntary Amendment 2006-07-25
Inactive: IPC from MCD 2006-03-12
Inactive: IPC from MCD 2006-03-12
Inactive: IPC from MCD 2006-03-12
Inactive: S.30(2) Rules - Examiner requisition 2006-01-26
Letter Sent 2003-09-22
Request for Examination Received 2003-09-02
Request for Examination Requirements Determined Compliant 2003-09-02
All Requirements for Examination Determined Compliant 2003-09-02
Letter Sent 2003-02-06
Reinstatement Requirements Deemed Compliant for All Abandonment Reasons 2003-01-23
Deemed Abandoned - Failure to Respond to Maintenance Fee Notice 2002-09-03
Letter Sent 2000-05-31
Inactive: Cover page published 2000-05-12
Inactive: First IPC assigned 2000-05-11
Inactive: IPC assigned 2000-05-11
Inactive: Single transfer 2000-05-03
Inactive: Courtesy letter - Evidence 2000-05-02
Inactive: Notice - National entry - No RFE 2000-04-26
Application Received - PCT 2000-04-19
Application Published (Open to Public Inspection) 1999-03-11

Abandonment History

Abandonment Date Reason Reinstatement Date
2002-09-03

Maintenance Fee

The last payment was received on 2007-08-15

Note : If the full payment has not been received on or before the date indicated, a further fee may be required which may be one of the following

  • the reinstatement fee;
  • the late payment fee; or
  • additional fee to reverse deemed expiry.

Please refer to the CIPO Patent Fees web page to see all current fee amounts.

Fee History

Fee Type Anniversary Year Due Date Paid Date
Basic national fee - small 2000-03-03
Registration of a document 2000-05-03
MF (application, 2nd anniv.) - small 02 2000-09-05 2000-09-01
MF (application, 3rd anniv.) - small 03 2001-09-04 2001-08-16
MF (application, 4th anniv.) - small 04 2002-09-03 2003-01-23
Reinstatement 2003-01-23
MF (application, 5th anniv.) - small 05 2003-09-03 2003-09-02
Request for examination - small 2003-09-02
MF (application, 6th anniv.) - small 06 2004-09-03 2004-08-27
MF (application, 7th anniv.) - small 07 2005-09-06 2005-08-26
MF (application, 8th anniv.) - standard 08 2006-09-04 2006-08-14
2007-01-10
MF (application, 9th anniv.) - standard 09 2007-09-03 2007-08-15
Final fee - standard 2007-09-21
MF (patent, 10th anniv.) - standard 2008-09-03 2008-09-03
MF (patent, 11th anniv.) - standard 2009-09-03 2009-08-25
MF (patent, 12th anniv.) - standard 2010-09-03 2010-05-12
MF (patent, 13th anniv.) - standard 2011-09-06 2011-08-31
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
SAFER SLEEP LTD.
Past Owners on Record
ALAN FORBES MERRY
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
Documents

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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Representative drawing 2000-05-12 1 15
Description 2000-03-03 16 708
Abstract 2000-03-03 1 75
Claims 2000-03-03 7 231
Drawings 2000-03-03 3 100
Cover Page 2000-05-12 2 80
Claims 2006-07-25 5 237
Representative drawing 2006-12-06 1 23
Cover Page 2007-11-14 1 61
Reminder of maintenance fee due 2000-05-04 1 111
Notice of National Entry 2000-04-26 1 193
Courtesy - Certificate of registration (related document(s)) 2000-05-31 1 114
Courtesy - Abandonment Letter (Maintenance Fee) 2002-10-01 1 182
Notice of Reinstatement 2003-02-06 1 167
Reminder - Request for Examination 2003-05-06 1 113
Acknowledgement of Request for Examination 2003-09-22 1 173
Commissioner's Notice - Application Found Allowable 2007-04-03 1 162
Maintenance Fee Notice 2012-10-16 1 171
Correspondence 2000-04-26 1 14
PCT 2000-03-03 11 417
Fees 2003-01-23 1 39
Correspondence 2007-01-19 1 13
Correspondence 2007-09-21 1 38
Fees 2008-09-03 1 30