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Patent 2383962 Summary

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(12) Patent Application: (11) CA 2383962
(54) English Title: MULTI-STAGE FILTRATION AND SOFTENING MODULE AND REDUCED SCALING OPERATION
(54) French Title: MODULE DE FILTRATION ET D'ADOUCISSEMENT MULTI-ETAGES ET OPERATION A ECHELLE REDUITE
Status: Deemed Abandoned and Beyond the Period of Reinstatement - Pending Response to Notice of Disregarded Communication
Bibliographic Data
(51) International Patent Classification (IPC):
  • B1D 61/04 (2006.01)
  • B1D 61/02 (2006.01)
  • B1D 61/08 (2006.01)
  • B1D 63/02 (2006.01)
  • B1D 63/04 (2006.01)
  • B1D 65/02 (2006.01)
  • B1D 65/06 (2006.01)
  • C2F 1/44 (2006.01)
  • C2F 5/00 (2006.01)
(72) Inventors :
  • COTE, PIERRE (Canada)
  • HUSAIN, HIDAYAT (Canada)
  • BEHMANN, HENRY (Canada)
  • MURPHY, ELLA (Canada)
  • POTTINGER, IAN (Canada)
(73) Owners :
  • ZENON ENVIRONMENTAL INC.
(71) Applicants :
  • ZENON ENVIRONMENTAL INC. (Canada)
(74) Agent: BERESKIN & PARR LLP/S.E.N.C.R.L.,S.R.L.
(74) Associate agent:
(45) Issued:
(86) PCT Filing Date: 2001-06-28
(87) Open to Public Inspection: 2002-01-17
Availability of licence: N/A
Dedicated to the Public: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: 2383962/
(87) International Publication Number: CA2001000971
(85) National Entry: 2002-03-05

(30) Application Priority Data:
Application No. Country/Territory Date
2,313,740 (Canada) 2000-07-07
60/216,668 (United States of America) 2000-07-07

Abstracts

English Abstract


A filtration module has a plurality of hollow fiber nanofiltration or reverse
osmosis membranes suspended between a pair of opposed headers. The lumens of
the membranes are the retentate or feed side. The membranes are arranged in
groups, such as sectors of a cylinder, and form preceding or succeeding
stages. A permeate collection plenum is in direct fluid communication with
each stage. The stages are connected by caps typically having dividers located
at the ends of the module. The module is used to filter water and, when
optionally fitted with hollow fibre membranes adapted to selectively rehect
hardness causing salts, is used to remove hardness. Methods of cleaning using
acidic solutions or gaseous carbon dioxide are discussed. Cleaning methods
include adding acid to the feed water continuously or periodically during
permeation, flushing the module with an acidic solution while not permeating
and holding an acidic solution or gaseaous carbon dioxide in the module for a
period of time while not permeating followed by flushing. A filtration system
is also disclosed.


French Abstract

La présente invention concerne un module de filtration comportant une pluralité de membranes de nanofiltration ou d'osmose inverse à fibres creuses suspendues entre une paire d'en-têtes opposés. Les passages des membranes représentent le côté rétentat ou alimentation du module. Les membranes sont organisées en groupes, telles les compartiments d'un cylindre, et forment des étages précédents ou suivants. Une chambre de collecte de perméation est en communication fluidique directe avec chaque étage. Les étages sont reliés par des bouchons présentant généralement des organes de séparation situés à l'extrémité du module. Ce module est utilisé pour filtrer l'eau ou pour supprimer la dureté de l'eau lorsqu'il est éventuellement équipé de membranes de fibres creuses devant rejeter sélectivement les sels qui provoquent la dureté de l'eau. Par ailleurs, cette invention concerne des procédés de nettoyage faisant intervenir des solutions acides ou du dioxyde de carbone gazeux. Ces procédés de nettoyage consistent à ajouter continuellement ou périodiquement l'acide à l'eau d'alimentation pendant la perméation, à rincer le module avec une solution acide en phase de non perméation et à maintenir une solution acide ou du dioxyde de carbone gazeux dans le module pendant un certain temps en phase de non perméation, et enfin, à rincer. De plus, cette invention concerne un système de filtration.

Claims

Note: Claims are shown in the official language in which they were submitted.


38
Claims
We claim:
1. A filtration module comprising:
(a) a pair of opposed headers;
(b) a plurality of hollow fibre membranes potted in the headers such
that the lumens of the membranes are open to the distal faces of the
headers;
(c) a casing extending between the headers and having a permeate
outlet so as to define a permeate collection plenum, the permeate
collection plenum being in fluid communication with the outsides of the
membranes;
(d) one or more caps fitted to each header, the caps (i) enclosing
the distal faces of the headers, (ii) including one or more dividers to divide
the membranes into a plurality of successive stages, each stage having a
first and a second end at which the lumens of the membranes are in fluid
communication with a cap, and (iii) providing fluid connections for the flow
of fluids between the second end of each preceding stages and the first
end of each succeeding stage in a direction generally parallel to the
periphery of the module;
(e) a module feed inlet in fluid communication with the lumens of
the membranes of the first stage at the first end of a first stage; and,
(f) a module outlet in fluid communication with the lumens of the
membranes of the last stage at the second end of a last stage.
2. The module of claim 1 wherein the surface area of the membranes
of each preceding stage is between 1 and 2.5 times the surface area of
the membranes of its succeeding stage and the surface area of the
stages decreases from the first stage to the last stage.
3. The module of claim 2 wherein,

39
(a) the dividers are fitted with valves and arranged such that when
feed water flows into the module in a reverse direction, entering through
the module retentate outlet, the dividers (i) re-collect the membranes into
second preceding and second succeeding stages having first and second
ends, the lumens of the membranes open to the ends, and (ii) leave open
fluid connections between the second end of each second preceding
stages and the first end of each second succeeding stage, the fluid
connections adapted to facilitate interstage flows generally parallel to the
periphery of the module; and,
(b) the surface area of the membranes of each second preceding
stage is between 1 and 2.5 times the surface area of the membranes of a
second directly succeeding stage and the surface area of the second
stages decreases from the first stage to the last stage.
4. The module of claim 3 wherein the valves are one way valves
opening in a direction such that the grouping of claim 1 and re-grouping of
claim 3 are performed by the action of liquid flowing through the stages.
5. The module of claim 1 wherein the membranes are reverse
osmosis or nanofiltration membranes.
6. The module of claim 1 wherein the headers have a circular cross-
section and the stages are in the shape of sectors of a cylinder.
7. The module of claim 1 wherein each header is made up of a
plurality of distinct collars attached to each other and the membranes are
potted into opposed pairs of collars including a collar of each header.
8. The module of claim 7 wherein the headers have a cylindrical cross
section and the collars are in the shape of sectors of a cylinder.
9. The module of claim 8 wherein all of the collars are of the same
size and shape.

40
10. The module of claim 8 wherein each membrane potted in a collar is
no more than about 35 mm from the edge of the bundle of membranes
potted in that collar.
11. The module of claim 7 wherein the membranes are reverse
osmosis or nanofiltration membranes.
12. A method of making a module according to claim 7 comprising the
steps of,
a) providing a plurality of collars of the same size and shape, the
plurality of collars of a sufficient number to make the pair of headers;
b) potting the membranes into opposed pairs of collars;
c) performing any required membrane coating or testing steps on
individual opposed pairs of collars;
d) gluing the opposed pairs of collars together to form the pair of
opposed headers;
e) attaching the headers to the end caps into the ends; and
f) attaching the end caps.
13. The method of claim 12 wherein the membranes are potted into all of
the opposed pairs of collars simultaneously while the collars are held in a
potting jig and the opposed pairs of collars are separated from each other
prior to performing any required membrane coating or testing steps.
14. A filtration module comprising:
(a) a pair of opposed headers;
(b) a plurality of hollow fibre membranes potted in the headers such
that the lumens of the membranes are open to the distal faces of the
headers;
(c) a casing extending between the headers and having a permeate
outlet so as to define a permeate collection plenum, the permeate

41
collection plenum being in fluid communication with the outsides of the
membranes;
(d) one or more caps fitted to each header, the caps enclosing the
distal faces of the headers;
(e) a module feed inlet for flowing feed water into the lumens of the
membranes; and,
(f) a module outlet for flowing retentate from the lumens of the
membranes out of the module,
wherein each header is made up of a plurality of distinct collars
attached to each other and the membranes are potted into opposed pairs
of collars including a collar of each header.
15. The module of claim 14 wherein the headers have a cylindrical
cross section and the collars are in the shape of sectors of a cylinder.
16. The module of claim 15 wherein all of the collars are of the same
size and shape.
17. The module of claim 15 wherein the collars enclose a chord of not
more than 3 inches in length.
18. The module of claim 14 wherein the membranes are reverse
osmosis or nanofiltration membranes.
19. A method of making a module according to claim 14 comprising the
steps of,
a) providing a plurality of collars of the same size and shape, the
plurality of collars of a sufficient number to make the pair of headers;
b) potting the membranes into opposed pairs of collars;
c) performing any required membrane coating or testing steps on
individual opposed pairs of collars;
d) gluing the opposed pairs of collars together to form the pair of
opposed headers;

42
e) attaching the headers to the end caps into the ends; and
f) attaching the end caps.
20. The method of claim 19 wherein the membranes are potted into all of
the opposed pairs of collars simultaneously while the collars are held in a
potting jig and the opposed pairs of collars are separated from each other
prior to performing any required membrane coating or testing steps.
21. A process for filtering water to remove hardness comprising the
steps of:
(a) flowing water to be filtered into a first end of a module of inside-
out hollow fibre membranes adapted to selectively reject hardness
causing salts;
(b) collecting a softened permeate from the outer surfaces of the
membranes;
(c) collecting a retentate from the second end of the module; and,
(d) periodically reversing the direction of feed flow through the
module such that water to be filtered flows into the second end of the
module and retentate flows out of the first end of the module.
22. The process of claim 1 wherein the module is a module according
to claim 3.
23. A filtration process to remove hardness comprising the steps of:
(a) providing a module according to claim 1 having a hardness
rejection of at least 75% and an initial permeability greater than 0.1
gfd/psi;
(b) feeding feed water into the module feed inlet to flow feed water
through the module in a single pass;
(c) withdrawing a retentate from the module outlet; and,
(d) withdrawing a permeate from the permeate outlet,
wherein the minimum feed/retentate velocity in any of the stages is
between about 0.15 and 0.6 ft/s.

43
24. The process of claim 23 wherein the minimum feed/retentate
velocity in any of the stages is between about 0.2 and 0.3 ft/s.
25. A process for filtering water to remove hardness comprising the
steps of:
(a) flowing water to be filtered against a feed or retentate side of a
module of hollow fibre membranes, the feed or retentate side of the
membranes being their lumens, the membranes adapted to selectively
reject hardness causing salts;
(b) collecting a softened permeate from a permeate side of the
membranes;
(c) collecting a retentate from the module; and,
(d) adding carbon dioxide to the feed water before the feed water
enters the lumens of the hollow fibre membranes.
26. The process of claim 25 wherein the carbon dioxide is added
continuously to the feed water in amounts such that the Langelier Index is
zero or slightly negative.
27. The process of claim 25 wherein the carbon dioxide is added to the
feed water from time to time at times when the need for permeate is low
and permeate is either not produced while carbon dioxide is added to the
feed or permeate produced while carbon dioxide is added to the feed is
discarded.
28. The process of claim 25 further comprising periodically reversing
the direction of feed flow through the module and adding carbon dioxide to
the water to be filtered while the water to be filtered flows into the module
in a reverse direction.
29. The process of claim 21 further comprising adding carbon dioxide
to the water to be filtered while the water to be filtered flows into the
module in a reverse direction.

44
30. A nanofiltration or reverse osmosis apparatus adapted to remove
hardness from a feed water comprising:
(a) a nanofiltration or reverse osmosis filtration module adapted to
reject hardness and having a module feed inlet for introducing the feed
water, a module outlet for removing retentate containing hardness, and a
permeate outlet for removing the treated permeate;
(b) a feed water passageway fluidly connected to the module feed
inlet of the filtration module for introducing pressurized feed water to the
module in a single pass;
(c) a controllable carbon dioxide addition system for injecting a fluid
comprising carbon dioxide into the pressurized feed water having at least
one outlet for removing the fluid; and,
(d) a carbon dioxide passageway fluidly connecting the carbon
dioxide addition system and either the feed water passageway or the
nanofiltration module.
31. The apparatus as claimed in claim 30 further comprising:
(a) a permeate passageway fluidly connected to the permeate
outlet; and,
(b) a pressurized diaphragm tank for storing the treated permeate,
having a tank inlet which is fluidly connected to the permeate passageway
for receiving and removing the permeate.
32. The apparatus as claimed in claim 31 wherein the feed water is
pressurized only by a municipal water supply.
33. The apparatus as claimed in claim 32 wherein the nanofiltration
filtration module is in accordance with claim 1.
34. A filtration process comprising the steps of:
permeating by

45
(a) flowing pressurized water to be filtered into the feed/retentate
side of a module of membranes adapted to selectively reject hardness;
(b) collecting a softened permeate from a permeate side of the
module;
(c) collecting a retentate from the module; and
(d) periodically stopping permeation and;
(i) injecting a fluid which is acidic or which forms an acid in water
into the feed/retentate side of the module;
(ii) holding the fluid which is acidic or which forms an acid in water
in the feed/retentate side of the module for a selected time; and
(iii) flushing the fluid which is acidic or which forms an acid in water
from the feed/retentate side of the module after the expiration of the
selected time.
35. The process of claim 34, where the fluid which is acidic or which
forms an acid in water is injected into the feed/retentate side of the module
for a period of time sufficient to displace the feed/retentate on the
feed/retentate side of the module.
36. The process of claim 35 wherein the fluid is acidic and has a pH
between 4.5 and 6.5.
37. The process as claimed in claim 36 wherein the selected time is
between 20 and 30 minutes.
38. A filtration process comprising the steps of:
permeating by
(a) flowing pressurized water to be filtered into the feed/retentate
side of a module of membranes adapted to selectively reject hardness;
(b) collecting a softened permeate from a permeate side of the
module;
(c) collecting a retentate from the module; and
(d) periodically stopping permeation and;

46
(i) injecting a gas which forms an acid in water into the
feed/retentate side of the module for a period of time sufficient to
substantially displace the feed/retentate on the feed/retentate side of the
module;
(ii) holding the gas which forms an acid in water in the
feed/retentate side of the module for a selected time; and
(iii) flushing the fluid which is acidic or which forms an acid in water
from the feed/retentate side of the module after the expiration of the
selected time.
39. The process of claim 38 wherein the gas which forms an acid in
water is carbon dioxide gas.
40. The process of claim 39 wherein the selected time is
between 20 and 30 minutes.
41. The process of claim 40 wherein the carbon dioxide gas is held in
the lumens of the hollow fibre membranes for the selected time at a
pressure between 5 and 50 psi.
42. The process of claim 42 wherein the carbon dioxide gas forms an
acid in water in the pores of the membranes with a pH between 4.5 and
6.5.

Description

Note: Descriptions are shown in the official language in which they were submitted.


CA 02383962 2002-03-05
WO 02/04100 PCT/CA01/00971
1
Title: Multi-Stage Filtration and Softening Module and Reduced Scaling
Operation
Field of the Invention
This invention relates to a multi-stage nanofiltration or reverse
osmosis membrane module, to processes for using such a module to
filter water or to remove hardness, to processes for cleaning or
maintaining the permeability of such a module, and to a small-scale
system particularly for use in private homes and small commercial
buildings.
Backgiround of the Invention
Hollow fibre semi-permeable membranes are useful for filtering
solids rich fluids. Membranes in the nanofiltration and reverse osmosis
I
ranges may also be useful for separating salts. For example, U.S. Patent
No. 5,152,901 describes a nanofiltration membrane material capable of
filtering out suspended solids and large organic molecules and generally
rejecting calcium salts while generally permeating sodium salts. US
Patent Nos. 4,812,270 and 5,658,460 also describe membranes useful
for rejecting salts. Membranes with similar characteristics, such as Stork
Friesland's NR 015-500, are available on the market.
Membranes as described above may be used in the form of hollow
fibres operated in an inside-out flow mode. The hollow fibres are
suspended between a pair of opposed tube sheets or headers. The
headers maintain a separation between the lumens of the membranes
and their outer surfaces. Thus, pressurized feed water can be supplied to
the lumens of one end of the membranes, permeate can be collected as it
leaves the outer surface of the membranes, and a concentrate or retentate
can be extracted from the lumens at the other end of the membranes.

CA 02383962 2002-03-05
WO 02/04100 PCT/CA01/00971
2
Various characteristics of hollow fibre membranes, however, make
them difficult to use in such an inside-out flow mode. For example, the
inner diameter of the hollow fibre is small which results in significant
pressure and flux reductions towards the outlet end of long hollow fibres.
The problem is most significant when the feed pressure is low.
U.S. Patent No. 5,013,437 describes one method of attempting to
reduce the problem of pressure and flux loss in long fibres. In an
embodiment of that patent, an inside-out hollow fibre filtration module is
split into two stages. The retentate from the first stage becomes the feed
for the second stage. The ratio of the surface areas of the first to the
second stages is preferably about 1.5 : 1 to 2.25 : 1. This helps to
increase the pressure and velocity of the retentate from the first stage as it
becomes the feed to the second stage such that both stages have more
nearly equal pressure drops. The stages are arranged concentrically,
however, and permeate, particularly from the second stage, must flow
along the outside of the fibres to reach an outlet port. With a reasonable
packing density of hollow fibre membranes, the head loss in the permeate
flow would be substantial if used to filter liquids. Thus the
transmembrane pressure differential across the membranes of the
second stage is reduced. It is also difficult to pot fibres in an annular ring
as required in the '437 module.
A similar principle has also been used in large scale systems
using spiral wound membranes. A large number of membrane modules
are arranged in stages. Each successive stage has fewer modules than
the preceding stage and the retentate from preceding stages becomes the
feed of the succeeding stages. Such a system is both large and complex
and not suited to residential or small commercial systems.
Makers of small scale nanofiltration or reverse osmosis membrane
filtration systems typically try to address the problems discussed above by
using a single stage filtration module, and recirculating the retentate to the

CA 02383962 2002-03-05
WO 02/04100 PCT/CA01/00971
3
feed inlet to increase the velocity of the feed water and the transmembrane
pressure. In such systems, the minimum velocity of the feed/retentate is
between about 3-10 ft/s. This technique requires a high rejection
membrane, and is operated at a very low per pass recovery. This leads to
rapid fouling and either frequent cleaning or replacement of the
membranes. Energy costs and pressure required are also high.
Another characteristic of semi-permeable membranes is that their
pores become fouled over time particularly including, in the case of
membranes used for water softening, because of carbonate scaling. In
large scale systems, carbonate scaling may be addressed by partially
softening the feed water using resin exchange beds or by adding an anti-
scalant to the feed water. Such techniques are generally too complex to
be practicable in small scale systems, particularly in private homes.
Summary of the Invention
It is an object of the invention to improve on the prior art. It is
another object of the invention to provide a membrane filtration module,
particularly one that is useful for small scale filtration or water softening.
It
is another object of the invention to provide a process to clean or reduce
scaling of a membrane module, particularly one used for water softening.
It is another object of the invention to provide a small scale filtration or
water softening system. These objects are met by the combination of
features, steps or both found in the claims. The following summary may
not describe all necessary features of the invention which may reside in a
sub-combination of the following features or in a combination with
features described in other parts of this document.
In various aspects, the invention provides a filtration module having
a plurality of hollow fibre nanofiltration or reverse osmosis membranes
suspended between a pair of opposed headers. The outer surfaces of the

CA 02383962 2002-03-05
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4
membranes are sealed to the headers while their lumens are open at the
distal faces of the headers.
Within the module, the hollow fibre membranes are grouped into a
plurality of preceding or succeeding stages (some stages being both
preceding and succeeding). The lumens of the hollow fibre membranes
are open at first and second ends of the stages. Flow between stages
occurs across the distal faces of the headers. A module feed inlet is
connected in fluid communication with the first end of a first stage. The
remaining stages are connected in series behind the first stage with fluid
connections between the second end of each preceding stages and the
first end of each directly succeeding stage. A module outlet is connected
in fluid communication with the second end of a last stage. A permeate
collection plenum surrounds the stages and is in fluid communication
with each stage. The surface area of the membranes of each preceding
stage is between 1 and 2.5 times the surface area of the membranes of a
directly succeeding stage and the surface area of the stages decreases
from the first stage to the last stage.
To construct the connections between the stages, a first cap covers
the distal face of one header and a second cap covers the distal face of
the other header. The permeate plenum includes the space between the
proximal faces of the headers and an outer shell. Dividers within one or
both of the caps collect groups of the membranes into the stages while
leaving open fluid connections between the second end of each preceding
stage and the first end of each directly succeeding stage. The module
inlet and module retentate outlet, typically provided in the caps, are in
fluid
communication with the first end of the first stage and the second end of
the last stage respectively. Thus feed water enters the first end of the first
stage and the portion not permeated exits the second end of the first
stage. From there, the second end cap directs the feed/retentate to the
first end of the second stage. The water not permeated in the second
stage arrives at the first cap. In a two stage device, the water not

CA 02383962 2002-03-05
WO 02/04100 PCT/CA01/00971
permeated then leaves the module. In a module with more stages, the
first cap redirects the feed/retentate to the first end of another stage and
the water not permeated flows to the second cap and so on until the
second end of the last stage is reached.
5
The stages are arranged so that each is adjacent the perimeter of
the module and interstage flows are generally parallel to the periphery of
the module. For example, the stages may be configured as sectors of a
cylinder. In smaller modules, typically about 3" in diameter or less, the
membranes may be separated into stages by a spider in each header. In
larger modules, groups of membranes may be potted individually or
simultaneously into opposed pairs of collars which may be sector shaped.
Once potted into the pairs of collars, the membranes may be coated. The
pairs of collars are then glued together to form a pair of headers, which
are cylindrical when the collars are sector shaped. The pairs of collars are
easier to work with than large cylindrical headers and, in particular,
facilitate drying during membrane coating procedures. Dividers to
separate stages may be made to correspond with the edges of the collars
or with separators inserted into the collars.
In an embodiment, the dividers between stages are fitted with
valves and arranged such that when feed water flows into the module in a
reverse direction, entering through the module retentate outlet, the dividers
re-collect the groups of membranes into second preceding and second
succeeding stages having first and second ends. The dividers leave open
fluid connections generally parallel to the periphery of the module between
the second end of each second preceding stage and the first end of each
second succeeding stage. In the re-collection of the membranes, the
surface area of the membranes of each second preceding stage is
between 1 and 2.5 times the surface area of the membranes of a second
directly succeeding stage and the surface area of the stages decreases
from the first stage to the last stage. This is achieved by using one way
valves opening in a direction such that the grouping and re-grouping of

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6
membranes is performed by the action of liquid flowing through the
module, ie. opening valves where the pressure differential is in the
direction that the valve opens and closing valves where the pressure
differential is opposite the direction that the valves open.
Modules as described above are used to filter water and can be
used to remove hardness when optionally fitted with hollow fibre
membranes adapted to selectively reject hardness causing salts. Water
to be filtered flows through the stages in series while a filtered and
optionally softened permeate is collected from the outer surfaces of the
membranes. The membranes may have a permeability of about 0.1
gfd/psi or more and total rejection of 80% or more. The minimum velocity
of flowlretentate through the lumens of the membranes may be between
0.15 ft/s and 0.6 ft/s.
In various other aspects, the invention provides a reverse osmosis
or nanofiltration apparatus including a membrane module. The filtration
module may have a plurality of preceding or succeeding stages of hollow
fibre membranes suspended between opposed headers, as described
above. The module has a module feed inlet, a module retentate outlet and
a permeate outlet. A feed water passageway fluidly connects the module
feed inlet to a source of pressurized water such as a well pump or a
municipal water supply, optionally increased in pressure with a
supplemental pump. The permeate outlet is preferably connected to a
permeate tank such as a diaphragm tank or air cushion tank in which
pressure is related to the volume of water in the tank. When a selected
pressure in the permeate tank is reached, any feed side pumps are shut
off and the module retentate outlet is closed. Preferably, the membranes
have a minimum permeability of 0.1 gfd/psi, minimum rejection of 80%
and a minimum hardness rejection of 70%. The minimum flow velocity of
feed/retentate is preferably between 0.15 and 0.6 ft/s, and more preferably
between 0.2 ft/s and 0.3 ft/s. The feed/retentate passes through the

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7
module without being recirculated, preferably with an overall module
pressure drop between 30 psi and 120 psi.
In other aspects of the invention, processes for cleaning and
reducing scale formation on membrane surfaces are described.
Particularly when the module is used to provide a softened permeate,
carbonate scale may form in the membranes. To control scaling, suitable
cleaning chemicals, such as acids or chemicals that produce acids in
water, for example carbon dioxide or citric acid, are injected into the
feed/retentate side of the module, either dissolved into a liquid such as
feed water or, in the case of carbon dioxide, as a gas. A controllable
cleaning chemical addition system is operable to inject a fluid comprising
cleaning chemical into the pressurized feed water or the feed/retentate
side of the module.
In a continuous while permeating method, the cleaning chemical is
injected substantially continuously into to the feed water while the
apparatus is producing permeate. Where the cleaning chemical is carbon
dioxide, the carbon dioxide is preferably injected in amounts such that the
Langelier Scaling Index of the feed water is zero or slightly negative.
Optionally, carbon dioxide may be injected only into later stages of the
module. In a discontinuous while permeating method the cleaning
chemical, such as carbon dioxide, is injected into the feed water
periodically while the apparatus is producing permeate. In another
method, the direction of flow through the module is reversed while the
cleaning chemical, such as carbon dioxide, is being added to apply
cleaning chemical to the module from what is at other times the retentate
outlet.
In a continuous without permeation method, the cleaning chemical,
such as carbon dioxide, is injected substantially continuously to the feed
water while the apparatus is not producing permeate. A retentate outlet is
more fully opened to allow the feed/retentate to flush through the lumen

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side of the module to a drain. In a hold and flush method, permeate
production is also temporarily stopped and the retentate outlet is more
fully opened. A fluid containing cleaning chemical, such as carbon
dioxide, flows into the module inlet, accomplished for example by injecting
compressed carbon dioxide gas into a flow of feed water flushing through
the lumen side of the module inlet. The fluid containing cleaning chemical
displaces the feed/retentate in the lumens of the membranes until a
substantial part, and preferably all, of the volume of the lumens of the
hollow fibre membranes contains the cleaning chemical. The flow of the
fluid containing cleaning chemical is stopped and the cleaning chemical
is permitted to react with foulants for a selected hold time. Optionally, the
module may then be flushed with feed. The selected hold time is typically
between 1 and 30 minutes or between about 10 minutes and 20 minutes.
The flush and hold method is performed periodically, for example once a
day during a time when demand for permeate is low.
In a gaseous cleaning method, carbon dioxide gas enters the
feed/retentate side of the module and displaces the feed/retentate. The
gas is held in the module under pressure for a period of time and then
flushed out with feed water. For additional cleaning, the process may be
repeated.
All references to gallons in this applications refer to US gallons.
Brief Description of Drawinas
Embodiments of the invention will be described below with
reference to the following figures.
Figure 1 shows a partially cut away elevation of a filtration module
which may be used as a four stage module.

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9
Figure 2 shows a plan view of the module of Figure 1 with top cap
removed.
Figures 3 and 4 show the forward and reverse flow respectively
through a four stage module.
Figure 5 shows an end view of another filtration module.
Figure 6 shows a cross-section elevation of the filtration module of
Figure 5 taken along the lines A-A of Figure 5.
Figures 7 and 3 show first and second endcap gaskets for use in
defining and separating the stages of the filtration module of Figure 5.
Figure 9 shows a cross-section of dividers between the fibres of the
filtration module of Figure 5.
Figure 10 is a partially cut-away isometric representation of parts of
another filtration module.
Figures 11A,B,C are plan, elevation and isometric views of collars
for use with the module of Figure 10.
Figure 12 is a schematic representation of a filtration system in
accordance with the present invention.
Figure 13 is a graph which compares the carbon dioxide
consumption between different membrane cleaning methods.
Figure 14 is a graph which compares the effect of hold time on the
permeability of the membrane in a hold and flush membrane cleaning
method.

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Figure 15 is a graph which shows the effect of minimum
feed/retentate velocity on the permeability of the membrane module.
Description of Embodiments
5
Module Design
Figures 1 and 2 show the general arrangement of a multi-stage
filtration module 10. The module 10 has a plurality of filtering hollow fibre
10 membranes 12 suspended between opposed headers 14. The
membranes are in the reverse osmosis or nanofiltration, preferably in the
nanofiltration range, and more preferably able to selectively retain
hardness causing salts and permeate softened water. The ends 16 of the
membranes 12 are potted in a closely spaced relationship in the headers
14 such that their outer surfaces are sealed to the headers 14 and the
lumens of the membranes 12 are open at the distal faces of the headers
14. A first cap 20 and a second cap 22 cover the distal faces of the
headers 14 and are sealed to the headers 14. The membranes 12 are
arranged into groups 24 and each group may be separated by an area of
the headers 14 having no membranes 12 potted in it. The membranes 12
may be maintained in groups 24 during potting by wrapping ends of
groups in an expandable plastic mesh. Dividers 26 within one or both of
the caps 20, 22 (and optionally formed as part of the caps 20, 22) extend
from the distal surface of the caps 20, 22 to sealingly contact some or all
of the areas of the headers 14 having no membranes 12. Optionally, the
dividers 26 may be inserted into the headers 14 during potting in which
case the dividers 26 help separate groups 14 of membranes 12 and are
later bonded to the headers 14. Some or all of the dividers 26 may have
openings which may include one or more one way valves 28, such as flap
valves, located within them. The arrangement and potting of membranes
in distinct or physically separated groups 24 is not strictly necessary, but
it
allows the dividers 26 to better isolate groups 24 and minimize or
eliminate membranes 12 crossing over between groups 24.

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11
The perimeter of the module 10 is surrounded by a casing 30. The
volume inside of the casing 30 between the proximal faces of the headers
14 and not occupied by membranes 12 forms a permeate plenum 32.
The permeate plenum 32 includes the space around the membranes 12
and may also include an open space adjacent the periphery of the module
in direct fluid communication with each of the groups of membranes
12. A permeate outlet 34 in fluid communication with the permeate
plenum 32 allows permeate to be removed from the module 10. Thus
10 water permeated through the membranes 12 in a group 24 can flow
directly to the permeate outlet 34 through the path of least resistance and
is not required to flow through the groups 24 in a selected path. This can
be achieved by arranging the groups of membranes 12 as sectors of a
cylinder as shown. Other configurations are also possible. For example,
in a square or rectangular module groups of membranes 12 of various
sizes can be located on either side of a centre line of the module. A
module feed inlet 36 admits feed water into one of the caps 20, 22.
Retentate leaving the module 10 flows out of a module feed outlet 38 also
located in one of the caps 20, 22.
Figures 3 and 4 show how five groups, 24 a,b,c,d,e, of membranes
12 (not shown) create four stages of flow in both a forward and reverse
direction. In general, and whether the feed water is flowing in a first
direction or in reverse, dividers 26 collect the groups 24 of membranes 12
in preceding or succeeding stages (I, II, II etc.), some stages being both
preceding and succeeding stages. The dividers 26 also leave open fluid
connections created by the caps 20, 22 between the second end of each
preceding stage and the first end of each directly succeeding stage. The
fluid connections between stages permit an interstage flow of
retentate/feed that is generally parallel to the periphery of the module 10.
For example, with the pie or sector shaped stages illustrated, interstage
flows flow around the centre of the module although it is not necessary
that the interstage flows be perfect arcs. The surface area of the

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12
membranes of each preceding stage is between 1 and 2.5 times the
surface area of the membranes of a directly succeeding stage and the
surface area of the stages decreases from the first stage to the last stage.
The exact sizes of the sfiages can be selected to provide a nearly uniform
velocity through the module 10 despite permeation with limited variation in
velocity between the stages. Other modules with more or less stages may
be built. Modules with five to eight stages are useful where the feed
pressure is low, for example where the feed is supplied by a municipal
water supply to a residence and no supplemental feed pump is used.
Modules with up to ten stages or more are likely possible, but the
complexity of such a module in relation to the benefits gained would be a
concern.
In the module 10 of Figures 3 and 4, the size of the groups are 1/8,
1/4, 1/4, 1/4 and 1/8 respectively of the size of the entire amount of
membranes. Dividers 26 comprise solid dividers 40 and one way dividers
42 in the locations shown. The one way dividers 42 open to allow flow in
the direction shown. The dividers 26, 40, 42 divide the groups 124 into
stages I, II, III and IV depending on the direction of feed flow.
In Figure 3, feed flows first into group 24a through the module feed
inlet 36 in the first cap 20. The feed also flows into group 24b and groups
24a and 24b together form stage I. Thus the module feed inlet 36 in the
first cap 20 is connected in fluid communication with the first end of stage
I. Feed/retentate flows to a second end of stage I at the second cap 22
where it flows over to a first end of group 24c which forms stage II.
Feed/retentate is prevented from flowing back into stage I through the one
way divider 42 by the greater pressure in stage I, a pre-requisite for having
flow from stage I to stage II. Feed/retentate flows to the second end of
stage II at the first cap 20 where it flows over to a first end of group 24d
which forms stage III. Feed/retentate flowing to the second end of stage III
flows to the second cap 22 where it flows over to a first end of group 24e
which forms stage IV. Feed/retentate flowing to the second end of stage IV

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13
flows to the first cap 20 where it leaves the module 210 through the
module retentate outlet 38. Through all stages, permeate flows from each
stage directly to the permeate plenum (not shown) and out through the
permeate outlet (not shown). Stages I, II, III and IV thus involve 3/8, 1/4,
1/4
and 1/8 of the total amount of membranes respectively.
In Figure 4, the feed and retentate flows are reversed. When feed
water flows into the module 10 in a reverse direction, the dividers 26, 40,
42 re-collect groups 24 of membranes 12 into second preceding and
second succeeding stages by the action of liquid flowing through the
module 10. In particular, feed flows first into group 24e through the
module retentate outlet 38 in first cap 20. The feed may flow into group
24d and groups 24d and 24e form stage I. Feed/retentate flows in stage I
to the second cap 22 where it flows over to group 24c which forms stage II.
Feed/retentate in stage II flows back to the first cap 20 where it flows over
to group 24b which forms stage III. Feed/retentate flowing in stage III flows
to the second cap 22 where flows over to group 24a which forms stage IV.
Feed/retentate in stage IV flows back to the first cap 20 where it leaves the
module 10 through the module feed inlet 36. Stages I, II and III thus still
involve 3/8, 1/4, 1/4 and 1/8 of the total amount of membranes respectively.
As above, in some places undesired flow through the one way dividers 42
is prevented by the pressure gradient between phases I, II, III and IV.
To permit flow through the module 10 to change directions, feed
and retentate pipes to and from the module 10 are provided with valves,
typically solenoid valves, that allow each pipe to be connected to either the
module feed inlet 36 or the module retentate outlet 38. The valves are
operated simultaneously by a PLC or timer such That both the feed and
retentate pipes are not both connected to the same point on the module
10 at the same time. Where the module 10 is used to soften water, the
water to be filtered flows into a first end of the lumens of the membranes
12 which are chosen to selectively reject, ie. retain, hardness causing
salts. A softened permeate is collected from the outer surfaces of the

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membranes 12 and a retentate is collected from the second end of the
lumens of the membranes 12 and either exits the module 10 or flows to
the next stage. Hardness causing salts thus build up in the lumens of the
membranes 12, particularly in the last stage. Periodically reversing the
direction of feed flow through the hollow fibre membranes, such that water
to be filtered flows into the second end of the lumens and retentate flows
out of the first end of the lumens, helps distribute this scaling more evenly
and extend the life of the module 10.
Despite the advantage of reversing flow, modules can also be
constructed to be used with flow in one direction only. Such modules may
have a shorter service life than a module with reversing flow but are
simpler to construct and, particularly for small systems, may be more cost
efficient. Figures 5-9 show a second module 110 designed for flow in one
direction through four stages. Again, other numbers of stages may be
used and the stages can take other shapes.
A plurality of filtering hollow fibre membranes 12 are suspended
between a first sectioned header 114a and a second sectioned header
114b. As before, the ends 16 of the membranes 12 are potted in a closely
spaced relationship in the sectioned headers 114a,b such that their outer
surfaces are sealed to the sectioned headers 114a,b, and their lumens
are open at the distal faces 117, 119 of the sectioned headers 114a,b. A
first endcap 112a (not shown) and a second endcap 122b cover the distal
faces of the headers 114a,b. A first gasket 124 (not shown) fits between
the first endcap 122a and the first sectioned header 114a. Similarly, a
second gasket 126 fits between the second endcap 122b and the second
sectioned header 114b. When the endcaps 122 are tightened, a seal is
formed between the sectioned headers 114a,b and the endcaps 122 to
seal the outer periphery of each sectioned header 114a,b to the adjacent
endcap and to define a sealed plenum for flow between stages at each
end of the second module 110. The thickness of the gaskets 124, 126 is
chosen to be little more than the minimum required to avoid substantial

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head loss in the interstage flow which avoids unnecessarily increasing the
feed/retentate side volume of the second module 110. It is desirable to
avoid unnecessarily increasing the feed/retentate side volume of the
second module 110 as this helps reduce the amount of cleaning solution
5 required in some of the cleaning methods to be described below.
Nevertheless, for large second modules 110, avoiding substantial head
loss in the interstage flow may require thick gaskets, a combination of
gaskets and spacers, or endcaps 122 hollowed out to increase the space
available for interstage flow.
The second module 110 also has an outer casing 128. A
supplemental casing 129 is secured to the ends of the outer casing 128
and provides threads for the end caps 122. The inner surfaces of both the
outer casing 128 and supplemental casing 129 are grooved to provide a
stronger connection with the sectioned headers 114 which are cured in
place in the casings 128, 129. An optional central support tube 130 may
be embedded in the second headers 114 to provide strength and support
for the second module 110. The outer casing 128 is fitted with a permeate
outlet 34. Alternately, the central support tube 130 may be porous between
the sectioned headers 114 and either extended to protrude from the
second module 110 or made to communicated with a central opening in
one of the headers 114. In this way, permeate can be withdrawn through
the central support tube 130 in place of the permeate outlet 34 in the outer
casing 128. This avoids weakening the outer casing 128 by drilling holes
for a permeate outlet and, in second modules 110 with an even number of
stages, allows all connections (feed, permeate and retentate) to be made
at one end of the second module 110.
Referring to Figures 6 and 9 in particular, fins 136 optionally extend
lengthwise along the length of the central support tube 130 and into the
sectioned headers 114 and radially from the central support tube 130 to
just short of the outer casing 128. The optional fins 136 assist in potting
by containing the membranes 12 in sectors of a cylinder corresponding to

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16
the stages, which are numbered 1 through 4. This purpose can also be
achieved with a spider in each of the sectioned headers 114. It is also
possible to adequately pot the membranes 12 without the fins 136 or a
spider and rely on the gaskets 124, 126 to define the stages. The fins 136
or a spider, however, make handling the membranes 12 easier (for
example, stage 1 is split into two parts for ease of handling), reduce the
number or likelihood of random membranes 12 crossing over between
stages, and minimizes the number of membranes 12 wasted because
one of their ends 16 is sealed by a gasket 124, 126. The fins 136 or a
spider also cause the stages to be visible in the distal ends the sectioned
headers 114 which allows the gaskets 124, 126 to be placed properly in
relation of the stages without indexing means. Nevertheless, the gaskets
124, 126 may also be indexed to prevent them from being installed in the
wrong orientation.
Figures 7 and 8 show the first gasket 124 and second gasket 126
in relation to the stages. The locations of the centres of the fins 136 are
shown in dashed lines. The ratio of the surface areas of the stages is
3.8:2.4:1.2:1. A feed water inlet is drilled into the first endcap 122a to
communicate with stage 1 after the first end cap 122a is secured in place.
Similarly, a feed/retentate outlet (not shown) is drilled in the second end
cap 122b to communicate with stage 4 after the second end cap 122b is
secured in place.
Figures 10 shows parts of a third module 410. The design of the
third module 410 is preferred for larger modules, for example modules
over 3 or 4 inches in diameter. The design addresses the challenge of
coating the inside of hollow fibre membranes 12 using conventional
polyamide chemistry to make reverse osmosis or nanofiltration
membranes 12 after the membranes 12 are potted. In particular, the
module must be dried fully prior to coating but the membranes 12 are heat
sensitive and cannot be dried at a high temperature. Excessive drying can
also cause pore drying, which leads to a loss of permeability. In addition,

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the membranes 12 need to be dried after an amine application to
formulate a stable polymer layer. The inventors have found that it is
difficult to dry large masses of membranes, particularly if they are
contained within a casing of a module. Satisfactory drying is most easily
achieved with small, open units of membranes potted between headers
which, if needed, can be fanned open to expose the fibre to air and to
speed up the drying process.
The third module 410 is made up of a plurality (10 are shown) of
elements 411. Each element 411 includes a set of membranes (not
shown) potted into an opposed pair of collars 440. The collars 440 are
preferably a sector of a cylinder, although other shapes may be used. The
collars 440 limit the maximum size of the set of membranes 12 to a size
that can be successfully coated. For example, the collars 440 may be
shaped and sized so that no membrane 12 is more than about 35 mm
from the edge of the bundle of membranes 12. Each element 411 may be
potted individually, coated, and then the elements 411 assembled
together to make a composite header 414 for the third module 410.
Alternately, the elements 411 may be potted inside the third module 410
using the process described below, which makes it possible to separate
the elements 411 from each other after they have been potted, coat the
membranes 12 of each element 411 separately, and then reassemble the
elements 411 into third modules 410. As in the second module 110,
gaskets and end caps (not shown) are attached to the ends of the third
module 410 to group the membranes into stages. The edges of the
collars 440 provide natural separations between stages. If separations
are required in other places, baffles 442 may be slipped into one or more
pairs of collars 440 during potting. Thus the size of the collars 440 is
selected for coating (particularly drying) considerations, but the number or
size of stages is not limited by the size or number of collars 440.
With a single size and shape of element 411 to make the third
module 410, coating and potting jigs and techniques can be created which

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assists in producing uniform quality third modules 410. Particularly when
a large number of collars 440 are used, gaskets can be made to produce
multi stage third modules 410 easily. For example, with 8 collars 440 per
composite header 414, the third module 410 can be used to create a four
stage module as shown in Figures 1-4 by using gaskets or dividers where
the dividers 40, 42 are shown in those Figures.
The method of making a third module 410 will be described in
detail below. The third module 410 shown is about 35 inches long
between the distal faces of the composite headers 414 and uses an 8"
diameter grey PVC pipe as a module casing 430. Each composite header
414 is made up of 10 collars 440, pairs of opposed collars with
membranes potted in them forming 10 elements 411, each containing
about 1600 hollow fibre membranes (not illustrated) of about 0.4 mm
inside diameter.
Each element 411 is assembled in a jig which holds the distal
faces of a pair of collars 440 about 35 inches apart. The membranes 12
are initially held together at their ends by an elastic band or other strap so
that they can be inserted into the collars 440. The bundle of membranes
12 are held to the jig with another elastic band or strap and the jig is laid
flat on a table. The membranes 12 are then cut so that they extend about 1
inch beyond the distal faces of the collars 440. The jig is then returned to
vertical. To block the ends of the fibres, about 5mm of silicone in a small
dish or cup is brought up to the bottom ends of fibres. The silicone rises
up to around 10mm up fibres and surrounds each fibre. Any excess is
drained off. Once the silicone has cured so as not to flow, the jig is turned
over and the process repeated for the other side.
To pot the elements 411, all 10 elements 411 are placed into a
potting die to temporarily form the two composite headers 414. The
potting die is made in two halves so that elements 411 can be placed in
each half as it lies on a table, leaving an appropriate space between the

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ends of the die and the distal faces of the collars 440. Appropriate
temporary spacers may be placed between adjacent collars 440 or
between the pairs of collars 440 in an element 411 to hold the collars 440
and membranes 12 in place. Once all elements 411 and any spacers are
installed into both halves of the potting die, the two halves can be clamped
together so that the elements 411 and spacers are squeezed tightly into
place.
The assembled die is then placed in a centrifuge. The centrifuge is
preferably equipped with a pouring jig for injecting resin through one or
more ports. The resin can be applied to both ends simultaneously or in
small amounts to alternate ends until the entire amount has been
injected. The centrifuge will rotate at approximately 300 RPM which will
apply no less than 40G's of force to the resin. The centrifuge is shut off
after the resin has cured enough to not flow and the die removed.
Preferably, however, the third module 410 is not removed from the die until
the resin has been cured fully. Alternately, the resin can be injected into
each end of the potting die statically (without centrifuging). One end is
potted first and then the module is turned 180° to pot the other end
potted.
Once the resin has fully cured, the elements 411 are removed from
the die but they are still glued together by a thin layer of resin. Excess
resin is removed from the ends to reveal the open fibre ends, for example
by cutting in a band saw. The band saw blade should slice through the
resin just at the distal ends of the collars 440 leaving enough resin to hold
the collars 440 together during the cut but allowing the elements 411 to be
easily separated from each other.
After the elements 411 are separated from each other, each is tested
for integrity and initial permeability by fitting temporary testing caps
around
each collar 440. During integrity testing, membranes 12 with low bubble
points are cut open and sealed with silicone. These testing caps may

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also be used for leak testing, compaction, coating, and
rejection/permeability testing.
To coat the membranes 12, they must first be dried. For this, one of
5 the testing caps is removed to allow any excess liquid in the fibres to
drain. The lumens are then purged with HEPA filtered air or nitrogen
through one testing cap until the membranes 12 are slightly damp to the
touch. The other testing end cap is then removed and the membranes 12
are fanned out to allow better air circulation between membranes 12 as
10 they dry further in air which may take between about 30 minutes and an
hour. With small elements 411, ie less than about 2" or 3" thick, an oven
is not needed.
Coating may continue with the application of an amine solution,
15 followed by drying as described above, followed by the application of an
organic solution, followed again by drying as described above. Both
solutions may be propelled into the lumens of the membranes 12 with
nitrogen and held in the lumens for the required time by the testing end
caps. After the lumens are coated, the membranes 12 may then be rinsed
20 on the outsides with water and submerged in 30% glycerine solution to
preserve the fibres followed by further drying as described above except
that the elements 411 are placed in an oven after air drying. Once the
elements 411 are dry, the testing end caps may be replaced and the
elements 411 tested for permeability and rejection. The elements 411 are
then re-soaked in glycerine and re-dried. The elements 411 can then be
glued to each other and into the module casing 430 which, in this
example, is grey schedule 40 PVC pipe.
Filtration and Cleaning Systems and Filtration Processes
In Figure 12, a filtration apparatus is shown generally at 300. The
filtration apparatus 300 is particularly suited for use at the point of entry
of
a residence, a small group of residences, or a small commercial building.

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The apparatus 300 produces a filtered and, optionally, a softened
permeate by removing suspended solids and, optionally, hardness
causing salts. The apparatus 300 comprises a filtration module 336
having a feed water inlet 334 for introducing feed water, a retentate outlet
338 for removing retentate, and a permeate outlet 348 for removing treated
permeate. The filtration module 336 may be of various types of
nanofiltration or reverse osmosis modules which are known in the
filtration art. For example, the filtration module 336 may be a spiral wound
nanofiltration membrane module or a collection of such modules or a
plurality of hollow fibre membranes which may be in accordance with one
of modules 10, 110, 210 or 410 previously described herein.
A feed water passageway 310 is fluidly connected to the feed water
inlet 334 of the filtration module 336. The apparatus 300 further
comprises a cleaning chemical addition system 316 for injecting one or
more cleaning chemicals into the feed water passageway 310 upstream
of the filtration module 336. The cleaning chemical addition system 316
is operable to supply a fluid containing a cleaning chemical into the feed
water passageway 310. The fluid may be a liquid, which may be an acid
such as citric acid or carbonic acid, or a gas, such as carbon dioxide gas.
The cleaning chemical addition system 316 can have many forms.
Where the cleaning chemical is a liquid such as citric acid, various means
such as dosing pumps or a reservoir connected to a venturi in the feed
water passageway 310 may be used. Where the cleaning chemical is
carbon dioxide gas or carbonic acid made by dissolving carbon dioxide
gas in feed water, the cleaning chemical addition system 316 may be as
shown in Figure 12. In Figure 12, a pressurized gas cylinder 317 is
adapted to hold food grade compressed carbon dioxide gas. A carbon
dioxide passageway 318 fluidly connects the carbon dioxide cylinder 317
to the feed water passageway 310 at a point upstream of the filtration
module 336. Preferably, the point where the carbon dioxide passageway
318 connects to the feed water passageway 310 is also upstream of any

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pumps, valves etc. that would benefit from carbon dioxide cleaning. A
carbon dioxide pressure regulator 320 and/or a carbon dioxide flow
controller 324 may optionally be included downstream of the cylinder 317
to aid in maintaining a suitable gas pressure and flowrate. Flow of carbon
dioxide is also turned on and ofF by a carbon dioxide valve 326, preferably a
solenoid valve, located between the cylinder 317 and the feed water
passageway 310. The carbon dioxide valve 326 may be linked to one or
more of a microprocessor, a timer or a pressure sensor as required by the
various cleaning regimes described below. Where cleaning with carbon
dioxide in solution is desired, an optional carbon dioxide bubbling device
325 is used to firm fine bubbles where the carbon dioxide is introduced
into the feed water to achieve rapid dissolution of the carbon dioxide gas.
The carbon dioxide bubbling device 325 may consist of porous hollow
fibre membranes or ceramic porous tubes or a packed bed with ceramic
or stainless steel packing material.
A prefilter 314, preferably comprising a suitable filter media and an
activated carbon column, may be located upstream of the filtration module
336. The filter media removes particulate matter, typically particulate
matter having a diameter of more than about one tenth of the internal
diameter of the membranes 12. The activated carbon column removes
chlorine. One or more prefilter pressure transmitters 338 may optionally
be employed to monitor the pressure of the feed water and the head loss
through the prefilter 314.
The feed water entering the filtration module 336 is pressurized,
typically to between 40 psi and 200 psi. The source of feed water may be
a pressurized municipal supply line 310 or a well pump (not shown). If the
source of feed water is a pressurized municipal supply, the apparatus 300
may include a water pump 330 upstream of the filtration module 336 to
increase the pressure at the feed water inlet 334. Where a water pump
330 is used, a pump pressure transmitter 332 may optionally be

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employed to monitor the pressure just upstream of the filtration module
336.
A retentate passageway 340 fluidly connects the retentate outlet 338
to a drain 346. Retentate removal is stopped or started by a valve 342
which is preferably a solenoid valve. The retentate passageway 340 also
includes a retentate flow control mechanism 344, such as a flow orifice, a
variable area flow orifice or a control valve, to aid in regulating the
retentate
flowrate. The retentate flow control mechanism 344 most directly controls
the recovery ratio (ratio of permeate produced to feed introduced) of the
filtration apparatus 300. While a single area orifice is sufficient in some
installations, a variable device is useful for cleaning methods, described
below, performed in the absence of permeation and for maintaining better
control over the recovery ratio. In particular, it is preferred if the
retentate
control mechanism 344 maintains a minimum rate of flow of retentate as
the differential between feed pressure and permeate pressure decreases
subject to the need to keep a desired minimum feed/retentate velocity as
discussed below.
A permeate passageway 350 is fluidly connected to the permeate
outlet 348 of the filtration module 336. The permeate passageway 350
may be connected directly to a permeate distribution system or to a buffer
tank, preferably a tank which in which the pressure increases as the
volume of permeate in the tank increases. For example, a diaphragm tank
362 having a tank inlet 360 may be employed downstream of the filtration
module 336. A pressure transmitter 361 may monitor the pressure in the
diaphragm tank 362.
The apparatus 300 may also include a system bypass valve 356
located downstream of the filtration module 336 to isolate the user from
any permeate which may be produced during cleaning or module failure,
replacement or maintenance. When the system bypass valve 356 is
closed and bypass valve 370 located in a bypass passageway 368 is

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24
opened, the bypass passageway 368 fluidly connects the feed water
passageway 310 and the permeate passageway 350.
The apparatus 300 produces a filtered and, optionally, a softened
permeate by retaining suspended solids which may include pathogens,
heavy metals or hardness causing salts. During filtration, valves 312, 342,
356, and 358 are open and bypass valve 370 is closed. Initially, the feed
water passes through the feed water passageway 310. Optionally, the
water pump 330 increases the feed pressure at the feed water inlet 334.
Thus, pressurized feed water is supplied to the feed side of the module
336, permeate is collected as it leaves the outer surface of the
membranes via permeate outlet 348, and a concentrate or retentate exits
via retentate outlet 338 continuously during permeation. The filtered
permeate travels through the permeate passageway 350 and optionally
into the pressurized diaphragm tank 362 or to the user directly depending
on whether a pressurized diaphragm tank 362 (or other similar tank) is
used and the demand for permeate from time to time. The flowrate of the
retentate is controlled by retentate control mechanism 344. In an
industrial or commercial setting, the apparatus 300 will typically be
operated substantially continuously. However, operation will depend on
the design parameters, the operation parameters, the capacity of the
system, and the demands placed on the system. The apparatus 300 may
include a flow transmitter 352 located downstream of the filtration module
336 to monitor the rate of permeate production and a conductivity sensor
354 for monitoring the integrity of the system.
In one embodiment, the apparatus 300 is used to provide filtered
and softened water for a single house. The filtration module 336 is a
multi-stage module 10, 110, 410 as described above. The membranes 12
have a minimum permeability of 0.1 gfd/psi and a minimum hardness
rejection of about 75%. The filtration module 336 has between 100 and
500 square feet of membrane surface area divided into between 5 and 8
stages, preferably between 6 and 8 stages. Filtration is performed in a

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single pass without retentate recycle at a low minimum feed/retentate
velocity and a high recovery. Typically, the feed/retentate has a minimum
velocity of between 0.15 to 0.6 ft/s, more typically between 0.2 ftls and 0.3
ft/s. The feed pressure is between 60 psi and 150 psi. This pressure may
5 be available from the municipal water supply to the house without the use
of a water pump 330.
In this embodiment, the apparatus 300 will typically be operated for
between 1 to 6 hours/day, more typically between 2 to 3 hours/day.
10 Filtration is controlled by the tank pressure transmitter 361 operating
through a programmable logic controller or a circuit (neither shown)
connected to the various valves. The tank pressure transmitter 361
causes filtration to start at a selected minimum pressure and stop at a
selected maximum pressure. When filtration stops, the water pump 330, if
15 any, (or a well pump if applicable) is shut off and valves 342 and 358 are
closed.
The permeate passageway 350 may be in flow communication with
a household supply line (not shown). Preferably, however, a diaphragm
20 tank 362 is used. The apparatus 300 may operate for extended periods of
time, but at a feed water flowrate of between 0.5 gal/min to 7.0 gal/min,
and more preferably between 1 gal/min and 3 gal/min. Accordingly, the
diaphragm tank 362 is used to store the treated permeate until it is
needed by the user. The diaphragm tank 362 is fluidly connected to the
25 permeate passageway 350 via tank inlet 360. Downstream of the
pressurized diaphragm tank 362, the permeate passageway 350 leads
into a household supply line. The diaphragm tank 362 may hold between
5 and 100 gal of water, typically between 30 and 70 gallons and more
typically between 50 - 60 gallons.
Cleaning Processes

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26
To provide cleaning and reduce scaling to extend the life of a
reverse osmosis or nanofiltration module, various methods to be
described below provide a cleaning chemical to such a module. These
methods are particularly useful where the module is used to produce a
softened permeate and the cleaning chemical is also used to control
scale. To reduce carbonate scaling, the cleaning chemical is preferably
an acid or a substance that creates an acid in water.
Example cleaning chemicals include citric acid which removes
scaling and is also effective at removing some metals. Carbon dioxide
may also be used and is surprisingly effective at removing carbonate
scaling. Carbon dioxide is also self limiting for very hard waters with
buffering capability, that is excessive dosages do not result in very low pH
and potentially unsafe water quality. Further, food grade carbon dioxide is
suitable for human ingestion and available as a compressed gas in
cylinders for use by individuals in a domestic setting. The pH of carbonic
acid applied to the module may be between 4.5 and 6.5, typically between
5.0 and 6Ø The pH of citric acid applied to the module is typically
between 2.5 and 3Ø
Various methods of cleaning can be used to clean or reduce
scaling in the filtration module 336. In a continuous while permeating
method, the cleaning chemical addition system 316 is opened to add
cleaning chemical continuously throughout filtration. Where the cleaning
chemical is carbon dioxide, the carbon dioxide valve 326 is linked to the
tank pressure transmitter 361 to open whenever valves 342 and 358 are
open, ie. to open at the selected minimum pressure and stop at the
selected maximum pressure. The carbon dioxide flow controller 324 is
set to introduce a desired flow of carbon dioxide. The carbon dioxide
pressure regulator 320 and carbon dioxide flow controller 324 may be pre-
set to a single setting expected to be adequate over a variety of operating
conditions. Optionally, the carbon dioxide pressure regulator 320 and
carbon dioxide flow controller 324 may be linked to respond to one or

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27
more of the absolute pressure of the feed, the pressure differential
between the feed and the permeate or the permeate flow rate to provide a
more nearly constant rate of carbon dioxide injection per volume of feed
water.
The amount of cleaning chemical to add is chosen to inhibit fouling
of the membranes as required to allow them to have adequate
permeability for their expected life span per installation which is typically
between six months and a year. At the end of this time, the membranes
may be removed for intensive cleaning. For example, carbon dioxide may
be added such that the Langlier Index is zero or slightly negative, at which
point the feed water is non-scaling and only minimally corrosive. The
carbon dioxide converts the scale forming insoluble calcium carbonate
into soluble calcium bicarbonate. As such, the addition of carbon dioxide
lowers the concentration of the insoluble calcium carbonate, thus reducing
the rate of scale formation. Residual excess carbon dioxide in the feed
' water may also clean already scaled membrane surfaces and restore at
least a portion of the permeability of the membrane. Because the
concentration of scale forming salts increases in later stages of a multi
stage filtration module 336, it is possible that scale formation will not be a
concern in the first stage or stages of the filtration module 336. In such a
case, the carbon dioxide passageway 318 may be relocated to feed
directly into the filtration module 336 upstream only of later stages or
upstream of only the last stage which will allow less carbon dioxide to be
used. Carbon dioxide requirements can also be reduced by splitting the
carbon dioxide passageway 318 to inject carbon dioxide both into the feed
water passageway 310 and the filtration module 336 upstream of a later
stage or stages.
In a discontinuous while permeating method, a cleaning chemical
is added to the feed water periodically. Carbon dioxide, for example, can
be added for between 5 and 30 minutes at one to three hour intervals.
This is accomplished in a continuously operated filtration system 300 by

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connecting the carbon dioxide valve 326 to a timer or microprocessor (not
shown). Where the filtration system is not operated continuously, the timer
or microprocessor is linked to the tank pressure transmitter 361 so as to
advance time only when valves 342 and 358 are open and to close the
carbon dioxide valve 326 whenever the valves 342 and 358 close.
Other cleaning methods are conducted from time to time while
permeation is stopped. These methods are typically performed
periodically. For example, carbon dioxide cleaning may be performed for
10 to 30 minutes at one to four hour intervals in continuously operated
industrial or commercial systems to inhibit fouling and remove small
amounts of scale which may have formed since the last cleaning.
Alternately, cleaning may be performed at longer intervals, ie. once a day,
but performed to provide more intensive descaling with each cleaning.
The once a day cleaning is particularly useful in residential applications as
it can be performed at a time when demand for water is usually low, for
example between 2:00 am and 4:00 am. In general, the frequency and
intensity of cleaning will depend on the design parameters, the operation
parameters, the capacity of the system, and the demand on the system.
In a continuous without permeating method, a timer or
microprocessor (not shown) initiates the cleaning steps at the selected
times. The permeate valve 358 is closed but the retentate valve 342
remains open and feed continues to be supplied. The cleaning chemical
addition system 316 is operated to introduce cleaning chemical into the
feed water which is flowed through the feed/retentate side of the filtration
module 336. For example, with carbon dioxide, the carbon dioxide valve
326 is opened to introduce carbon dioxide into the feed as it flows through
the feed/retentate side of the filtration module 366. The retentate flow
control mechanism 344, if it is variable, may be more fully opened briefly
shortly after cleaning begins to speed the flow of carbon dioxide into the
filtration module 366 until carbon dioxide extend throughout the module.
The retentate flow control mechanism 344 and/or the carbon dioxide

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29
pressure regulator 320 or carbon dioxide flow controller 324 may then be
adjusted to provide a desired concentration and contact time of carbon
dioxide.
In a hold and flush method, a timer or microprocessor (not shown)
again initiates the cleaning steps at the selected times. The permeate
valve 358 is closed but feed flow continues. The retentate valve 342 is
opened briefly to flush retentate from the module 336 at the same time as
the cleaning chemical addition system 316 to inject cleaning chemical into
feed water flowing into the filtration module 336. For example, the carbon
dioxide valve 326 is opened. Both valves remain open until carbon dioxide
travels through most of the feed/retentate side of the filtration module 336,
preferably at least until it reaches the retentate outlet 338. The retentate
valve 342 is first closed, and the pressure on the feed/retentate side of the
filtration module 336 is allowed to increase to the feed water pressure
after which the carbon dioxide valve 326 is closed. The carbon dioxide
laden water is held in the filtration module from between 1 to 60 minutes,
typically between 10 and 30 minutes. Citric acid reacts more slowly and
the hold time is typically between 1 and 2 hours. After the requisite time,
the apparatus 300 is returned to filtration and control is returned to the
tank
pressure transmitter 361. Before filtration is resumed, the contents of the
filtration module 336 may be flushed out of the apparatus 300 by opening
the retentate valve 342 briefly and flowing feed water through the filtration
module 336. This step is not typically necessary since the carbon dioxide
will have been substantially used up. Further, in residential systems as
described above, where the cleaning is performed at off-peak times, water
is unlikely to be required immediately and any residual carbon dioxide
merely continues to react with scale.
Cleaning VIlith Carbon Dioxide Gas
In another cleaning method, the filtration module 336 is cleaned by
holding pressurized carbon dioxide gas on the feed/retentate side of the

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filtration module 336. Referring to Figure 12, the cleaning chemical
addition system 316 may be used as shown except that no carbon dioxide
bubbling device 325 is required.
5 To perform this cleaning method, the filtration module 336 is first
isolated from the feed supply line 310 and the permeate line 350 by
closing the feed valve 380 and the permeate valve 358. The carbon
dioxide valve 326 and the retentate valve 342 are opened for a period of
time selected to permit carbon dioxide gas to substantially displace the
10 feed/retentate in the filtration module 336. For example, all
feed/retentate
can be displaced from the feed/retentate side of the filtration module 336
but for feedlretentate held by surface tension in the pores of the
membranes 12 or in a film along the surfaces of the membranes 12 or
other parts of the feed/retentate side of the filtration module 336.
15 Regulator 320 is adjusted to maintain a gas pressure in the range from 10
kPa to 100 kPa, typically 10 to 50 kPa. Once the feed/retentate is
displaced, the retentate valve 342 and the carbon dioxide valve 326 are
closed and the gas filled filtration module 336 is allowed to stand for 1 to
minutes, typically for between about 5 to 30 minutes, while the carbon
20 dioxide reacts with the scale forming compounds. The filtration module
336 is then flushed by opening the feed valve 380 and retentate valve 342.
The filtration module 336 is flushed with between 1 and 10, preferably
between 1 and 2, times the volume of the feed/retentate side of the
filtration module 336 before flushing is stopped by closing one or both of
25 the feed valve 380 and retentate valve 342. The cycle of holding carbon
dioxide gas in the filtration module 336 and then flushing with feed water
is repeated from 1 to 5 times depending on the degree of fouling. When
this cleaning method is used as a maintenance cleaning strategy,
cleaning is performed when the filtration module 336 has fouled to about
30 80-90% of its initial permeability and 1 or 2 cycles are typically
adequate.
Under other cleaning strategies, cleaning is performed when the filtration
module 336 has fouled to about 30-80% of its initial permeability and 2 to
5 cycles are typically required.

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31
In a flush and hold method, the gaseous carbon dioxide cleaning
method substantially reduces the amount of carbon dioxide required
compared to dissolving the carbon dioxide in the feed water. This is
because the carbon dioxide is dissolved only in water held in the pores or
on the surface of the membranes 12. For example, with an experimental
filtration module 336 having about 500 hollow fibre membranes 12 of
about a metre in length in a pilot filtration system, a flush and hold
cleaning cycle with carbon dioxide gas dissolved in feed water typically
requires about 1 to 2 Std. L while a flush and hold cleaning cycle with
carbon dioxide gas admitted directly into the filtration module 336 uses
only about 0.07 to 0.1 Std. L per cycle with similar cleaning results. In
commercial embodiments, the inventors expect that the difference in
carbon dioxide usage will be less, but that using carbon dioxide gas in a
flush and hold method will still require about one half of the carbon dioxide
required for a flush and hold method using carbon dioxide dissolved into
feed water for the same cleaning results. In some embodiments,
operational considerations and the cost of control devices may favour the
use of carbon dioxide dissolved into feed water but, in other
circumstances, the reduction in carbon dioxide consumption favours using
carbon dioxide gas directly.
The above methods above may be combined, for example by
providing continuous addition of cleaning chemical to the feed while
permeating and periodic intensive descaling while permeation is stopped.
The methods above may also be advantageously combined with flow
reversal as described further above, particularly in relation to those
modules 10 which reconfigure their stages when flow is reversed. With
carbon dioxide continuously added to the feed, the supply of cleaning
chemical switches between the module feed inlet 334 and the module
retentate outlet 338 along with the feed water. Thus, the first and last
stages of the module 336 alternate between relatively low hardness water
with high cleaning chemical concentration and relatively high hardness

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32
water with low cleaning chemical concentration, the cleaning chemical
concentration decreasing with travel through the module 336. Thus the
cleaning chemical is added to the feed flow while the feed flows first into
the most heavily scaled part of the module at least during a period right
after the flow is reversed.
With cleaning chemical added periodically, the flow reversal is also
done only periodically and timed to coincide with the addition of cleaning
chemical to the feed. Thus, for most of the day feed flows in the forward
direction and scale builds up in the last stage. During an off peak period,
flow is reversed and cleaning chemical is added to the feed. Thus the
cleaning chemical is added to the feed flow while the feed flows first into
the most heavily scaled part of the module.
Examples
Example 1
Figure 13 is a graph which compares the carbon dioxide
consumption between two cleaning methods performed while permeation
is stopped, the first method being the continuous without permeation
method and the second being the hold and flush method. The y-axis
relates to the permeability recovery, and the x-axis relates to the carbon
dioxide consumed in pounds (1b). The solid diamond and the solid
square refer to two modules which were descaled in the continuous
without permeation method. The outlined diamond and outlined square
refers to the same two modules descaled in the hold and flush method.
The membranes were fouled by operating them for 16 hours with a
synthetic feed solution at a feed pressure of 100 psi, a temperature of
between 7-10°C and an exit retentate velocity of 0.19 ft/s. The
cleaning
conditions included: a feed pressure of 100 psi, a temperature of between
20-25°C, a feed of industrial water laden with carbon dioxide bubbles
and
a pH between 6.0 and 5.5, an velocity of 0.64 ft/s (during flushing or

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33
continuous without permeation cleaning), a flush time of 1 minute, a hold
time of between 1-40 minutes, and a flow time (in the continuous without
permeation method) of between 5-30 minutes. The two modules have
slightly different characteristics, as outlined in the table below.
Membrane Property Module A (shown Module B (shown
by by
diamond symbols) square symbols)
Surface Area (m2) 0.804 0.801
Cross-Sectional 0.86 E-5 0.85 E-5
Area
(m2)
Permeability 3.75 4.08
(L/m2/h/bar)
Total Hardness 70.4 74.2
Rejection (%)
Both methods were successful in descaling the modules. However, the
general trend suggests that the hold and flush method requires much
less carbon dioxide than the continuous method.
Example 2
Figure 14 is a graph which compares the effect of hold time on the
permeability of the membrane for the hold and flush method. The y-axis
relates to the percentage increase in permeability, and the x-axis relates to
the hold time in minutes. In these experiments, all of the membranes
were fouled for 16 hours with a synthetic concentrated solution at a
hardness of 1200 mg/L as CaC03 solution to simulate the last stage of a
multi-stage module operating at an 80-90% recovery rate. Each data point
shows the amount of permeability increase achieved after the
consumption of 0.003 pounds of carbon dioxide. The test conditions for
the fouling of the membranes included: a feed pressure of 100 psi, a
temperature of about 7-10°C, a duration of 16 hours, a synthetic feed
solution, and an exit velocity of 0.19 ft/s. The test conditions for the
cleaning of the membranes included: a feed pressure of 100 psi, a

CA 02383962 2002-03-05
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34
temperature of about 20-25°C, a feed stream comprising industrial water
and carbon dioxide at a pH between 5.5 and 5.0, an exit velocity of 0.64 ft/s
during flushing, a flush time of 1 minute, and a hold time of between 1-40
minutes. Two modules having different characteristics were tested, as
outlined in the table above. The graph suggests that there is declining
marginal increase in the permeability of the membrane beyond a hold
time of about 15 to 20 minutes.
Example 3
Figure 15 illustrates a graph which shows the effect of
feed/retentate exit velocity of a single stage filtration module on the
permeability of the filtration module. The y-axis relates to permeability in
L/m2/h/bar, and the x-axis relates to exit velocity in ft/s. The test
conditions
included: a module pressure of 100 psi, a temperature between the range
of 25-30°C, a duration of 4-6 hours, and a synthetic feed solution of
1200
mg/L total hardness as CaC03 to simulate the last stage of a multi-stage
module operating at an 80-90% recovery rate. Modules with three different
dimensions were included in the trial. The details of the modules are set
out in the table below.
Membrane Module A Module B Module C
Property (diamond (square symbol)(triangle
symbol) symbol)
Surface Area 0.808 0.797 0.621
(m2)
Cross-Sectional 8.55E-5 8.48E-5 8.16E-5
Area (m2)
Permeability 0.097 0.149 0.122
(gfd/psi)
Total Hardness 88 79.4 81.4
Rejection (%)
The graph illustrates that above an exit velocity of about 0.2 ft/s (which is
the minimum feed/retentate velocity), there does not appear to be any

CA 02383962 2002-03-05
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appreciable effect on the permeability of the membranes of an increase in
exit velocity. Rapid scaling, as exhibited by a drop in permeability occurs at
exit velocities below about 0.15 ft/s.
5 Example 4
0.5 mm internal diameter coated nanofiltration membranes which
selectively reject (ie. retains) hardness causing salts were used in a
series of four tests. In the tests, the membranes were used to filter and
10 soften a very hard and scaling feed water with total hardness exceeding
3000 mg/L. After six hours of operation, flux through the membranes had
dropped noticeably to varying degrees. A carbon dioxide solution with a
pH of 6.3 was circulated through the membranes. Flux through the
membranes recovered completely in three of the tests.
Example 5
Two Desal DL1812 spiral wound nanofiltration modules were
operated at 50% recovery and approximately 99 psi TMP. The feed was
scale forming in nature with a positive Ryznar index. Carbon dioxide was
injected continuously into the feed of one of the modules to reduce its pH
from 8.0 to 6.5. The flux of the module without carbon dioxide added to the
feed stabilized at 0.20 gfd/psi. The flux of the module with carbon dioxide
added to the feed stabilized at .26 gfd/psi, a 30% improvement.
Example 6
Carbon dioxide gas cleaning was tested with a nanofiltration
module of hollow fibre membranes. The module had about 600 fibres
having an internal diameter of about 0.4 mm and a total surface area of
about 0.8 m2. The module was used to filter feed water having total
hardness as CaC03 of between 1500 and 1700 mg/L. The minimum

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36
feed/retentate velocity in the fibres was about 0.06 m/s. Cleaning was
performed after closing valves in the feed and permeate lines. A source of
pressurized carbon dioxide gas was then connected to the retentate
discharge line and a drain valve opened in the feed line to allow carbon
dioxide gas to displace the feed/retentate in the module. The carbon
dioxide gas was held in the module at a pressure of 50 kPa for 20
minutes. The module was then flushed with low hardness water. The
cycle of holding pressurized carbon dioxide in the module and flushing the
module was repeated two more times. The module was then returned to
service.
Initial permeability of the module was 2.8 L/mz/h/bar. After a period
of filtration, the permeability of the module was 2.4 L/m2/h/bar.
Permeability of the module after cleaning with carbon dioxide gas was 2.8
L/m2/h/bar. Thus carbon dioxide gas cleaning successfully restored the
module to its initial permeability.
Example 7
A module of hardness rejecting nanofiltration membranes with a
surface area of 0.76 m2, total hardness rejection of 76% and a base-line
permeability of 2.11 L/m2/h/bar was fouled with a synthetic solution of hard
water. At the end of the fouling period, the module permeability was
measured and was 1.65 L/m2/h/bar. The module was then cleaned using
the flush and hold method with a solution of carbon dioxide in the synthetic
solution of hard water. The flush involved a flow of between 2 and 3 times
the feed/retentate side volume of the module and the hold time was 20
minutes. After the cleaning, the permeability of the module was measured
using the synthetic solution of hard water and was 1.92 L/m2/h/bar. The
same module was fouled again with a synthetic solution of hard water. At
the end of the fouling period, the module permeability was 1.6 L/m2/h/bar.
The module was then cleaned using the flush and hold method with
carbon dioxide gas. The hold time was 20 minutes. After the cleaning, the

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37
permeability of the module was measured using the synthetic solution of
hard water and was 1.84 LIm2lhlbar.
The embodiments described above are subject to various
modifications within the scope of the invention which is defined by the
following claims.

Representative Drawing

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Administrative Status

2024-08-01:As part of the Next Generation Patents (NGP) transition, the Canadian Patents Database (CPD) now contains a more detailed Event History, which replicates the Event Log of our new back-office solution.

Please note that "Inactive:" events refers to events no longer in use in our new back-office solution.

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Event History

Description Date
Application Not Reinstated by Deadline 2006-06-28
Time Limit for Reversal Expired 2006-06-28
Deemed Abandoned - Failure to Respond to Maintenance Fee Notice 2005-06-28
Letter Sent 2002-11-13
Inactive: Single transfer 2002-09-25
Inactive: Filing certificate correction 2002-09-18
Inactive: Courtesy letter - Evidence 2002-09-03
Inactive: Cover page published 2002-08-28
Inactive: Notice - National entry - No RFE 2002-08-26
Inactive: First IPC assigned 2002-08-26
Application Received - PCT 2002-06-07
National Entry Requirements Determined Compliant 2002-03-05
National Entry Requirements Determined Compliant 2002-03-05
Application Published (Open to Public Inspection) 2002-01-17

Abandonment History

Abandonment Date Reason Reinstatement Date
2005-06-28

Maintenance Fee

The last payment was received on 2004-04-15

Note : If the full payment has not been received on or before the date indicated, a further fee may be required which may be one of the following

  • the reinstatement fee;
  • the late payment fee; or
  • additional fee to reverse deemed expiry.

Patent fees are adjusted on the 1st of January every year. The amounts above are the current amounts if received by December 31 of the current year.
Please refer to the CIPO Patent Fees web page to see all current fee amounts.

Fee History

Fee Type Anniversary Year Due Date Paid Date
MF (application, 2nd anniv.) - standard 02 2003-06-30 2002-03-05
Basic national fee - standard 2002-03-05
Registration of a document 2002-09-25
MF (application, 3rd anniv.) - standard 03 2004-06-28 2004-04-15
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
ZENON ENVIRONMENTAL INC.
Past Owners on Record
ELLA MURPHY
HENRY BEHMANN
HIDAYAT HUSAIN
IAN POTTINGER
PIERRE COTE
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Description 2002-03-04 37 1,818
Abstract 2002-03-04 1 67
Claims 2002-03-04 9 339
Drawings 2002-03-04 11 226
Notice of National Entry 2002-08-25 1 192
Courtesy - Certificate of registration (related document(s)) 2002-11-12 1 109
Courtesy - Abandonment Letter (Maintenance Fee) 2005-08-22 1 173
Reminder - Request for Examination 2006-02-28 1 117
PCT 2002-03-04 3 110
Correspondence 2002-08-25 1 25
Correspondence 2002-09-17 1 31
Fees 2004-04-14 1 40