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Patent 2384261 Summary

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(12) Patent Application: (11) CA 2384261
(54) English Title: REDUNDANCY SYSTEMS AND METHODS IN COMMUNICATIONS SYSTEMS
(54) French Title: SYSTEMES ET METHODES DE REDONDANCE DANS LES RESEAUX DE COMMUNICATIONS
Status: Deemed Abandoned and Beyond the Period of Reinstatement - Pending Response to Notice of Disregarded Communication
Bibliographic Data
(51) International Patent Classification (IPC):
  • H04L 1/22 (2006.01)
  • G06F 11/20 (2006.01)
(72) Inventors :
  • JONES, DAVID JOSEPH (Canada)
  • PATRIARCHE, DOUGLAS HEATH (Canada)
(73) Owners :
  • ALCATEL-LUCENT CANADA INC.
(71) Applicants :
  • ALCATEL-LUCENT CANADA INC. (Canada)
(74) Agent: VICTORIA DONNELLYDONNELLY, VICTORIA
(74) Associate agent:
(45) Issued:
(22) Filed Date: 2002-05-01
(41) Open to Public Inspection: 2002-11-09
Examination requested: 2006-02-08
Availability of licence: N/A
Dedicated to the Public: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): No

(30) Application Priority Data:
Application No. Country/Territory Date
10/120,435 (United States of America) 2002-04-12
60/289,545 (United States of America) 2001-05-09

Abstracts

English Abstract


38
A method and apparatus are provided for improving
redundancy and load sharing in control cards in the control
plane of a communication node. An active control card which
receives a request passes the request to the inactive control
card for processing if and only if the inactive control card is
synchronized with the active control card and the inactive
control card is able to process the request. Redundancy and
load sharing are further improved if the active control card
separates the processing of managing the request and the
determination of a response to the request onto separate
processors on the control card. In one embodiment, the control
cards are OSPF modules un a router. Redundancy is effected by
more accurately synchronizing the link state database of each
OSPF module, and by allowing the state of each neighbouring
router to be determined only by the active OSPF module and not
independently by any inactive OSPF module.


Claims

Note: Claims are shown in the official language in which they were submitted.


26
We claim:
1. A redundancy method of managing requests in a control
plane of a communication node, the communication node including
a first control card and a second control card, the redundancy
method comprising:
defining one of the control cards to be in an active
state and the other of the control cards to be in an inactive
state, the control card in the inactive state having a reduced
set of privileges compared to the control card in the active
state;
maintaining synchronicity of information stored on
the control card in the active state and the control card in
the inactive state such that the control card in the inactive
state can assume responsibilities of the control card in the
active state in case of failure of the control card in the
active state;
monitoring for failure of the control card in the
active state, and upon determining that a failure of the
control card in the active state has occurred switching states
of the control card in the inactive state and the control card
in the active state such that the control card in the inactive
state has the active state and the control card in the active
state has the inactive state;
receiving or generating a request at the control card
in the active state;
determining whether the request is to be passed to
the control card in the inactive state; and

27
if the request is to be passed to the control card in
the inactive state, passing the request to the control card in
the inactive state.
2. The redundancy method of claim 1 wherein switching
states of the control card in the inactive state and the
control card in the active state comprises:
resetting the control card in the active state; and
sending a signal to the control card in the inactive
state indicating that the control card in the inactive state is
to assume responsibilities of the control card in the active
state.
3. The redundancy method of claim 1 wherein monitoring
for a failure of the control card in the active state comprises
monitoring a reliability measure of each control card, and
determining that a failure of the control card in the active
state has occurred if the reliability measure of the control
card in the active state relative to that of the control card
in the inactive state indicates that the control card in the
active state is less reliable than the control card in the
inactive state.
4. The redundancy method of claim 3 wherein monitoring a
reliability measure of each control card comprises:
maintaining a demerit count for each control card
indicating how many of at least one monitored component of the
control card are in an unreliable state;
if the demerit count of the control card in the
active state lies above the demerit count of the control card

28
in the inactive state, determining that a failure of the
control card in the active state has occurred.
5. The redundancy method of claim 1 wherein determining
whether the request is to be passed to the control card in the
inactive state comprises:
determining whether the control card in the inactive
state is synchronized with the control card in the active
state;
determining if the request has a type which is
designated to be processable by the control card in the
inactive state;
determining the request is to be passed to the
control card in the inactive state if the control card in the
inactive state is synchronized with the control card in the
active state and the request has a type which is designated to
be processable by the control card in the inactive state.
6. The redundancy method of claim 5 wherein the control
card in the inactive state includes at least one request
provider, and wherein passing the request to the control card
in the inactive state comprises:
selecting a selected request provider at the control
card in the inactive state; and
passing the request to the selected request provider.
7. The redundancy method of claim 1 further comprising:
receiving a request at the control card in the
inactive state;

29
determining whether the request is one which is
allowed to be processed on the control card in the inactive
state;
if the request is one which is allowed to be
processed on the control card in the inactive state, passing
the request to a request provider on the control card in the
inactive state.
8. The redundancy method of claim 7 further comprising:
if the request is one which is not allowed to be
processed on the control card in the inactive state,
determining whether the request is to be passed to the control
card in the active state by determining whether the control
card in the inactive state is synchronized with the control
card in the active state and determining whether active handoff
of the request is allowed; and
if active handoff of the request is allowed and the
control cards are synchronized, passing the request received at
the inactive card to a request provider on the control card in
the active state.
9. The redundancy method of claim 8 further comprising
rejecting the request if the control card in the inactive state
is not synchronized with the control card in the active state,
the request can not be processed by the control card in the
inactive state, and if active handoff of the request is not
allowed.
10. The redundancy method of claim 1 wherein the
communication node is a router running link state routing
protocols, wherein the control card in the active state and the
control card in the inactive state each include a respective

30
link state database, and wherein maintaining synchronicity
comprises:
upon activation of the router, copying the link state
database of the control card in the active state to the link
state database of the control card in the inactive state as a
series of atomic information units; and
upon receipt of a new atomic information unit by the
control card in the active state, sending a copy of the new
atomic information unit to the control card in the inactive
state.
11. The redundancy method of claim 10 wherein the atomic
information units are Link State Advertisements.
12. The redundancy method of claim 10 wherein the control
card in the active state and the control card in the inactive
state each maintain a state machine for each of at least one
neighbouring router, the method further comprising:
receiving protocol packets from the at least one
neighbouring router;
passing the protocol packets to both the control card
in the active state and the control card in the inactive state;
the control card in the active state running its
state machine as a function of the protocol packets;
the control card in the active state sending
instructions to the control card in the inactive state; and
the control card in the inactive state running its
state machine as a function of the protocol packets and the

31
instructions received from the control card in the active
state.
13. The redundancy method of claim 12 wherein the control
card in the active state sending instructions to the control
card in the inactive state comprises:
upon occurrence of a particular state transition of
the control card in the active state's state machine the
control card in the active state sending a notification of the
particular state transition to the control card in the inactive
state;
wherein the control card in the inactive state
running its state machine comprises:
the control card in the inactive state running its
state machine as a function of the protocol packets excepting
that any state transition of the control card in the inactive
state's state machine corresponding to one of the particular
state transitions of the control card in the active state's
state machine is only implemented upon receipt of the
notification of the particular state transition.
14. The redundancy method of claim 13 wherein the
protocol packets are Open Shortest Path First (OSPF) protocol
packets.
15. The redundancy method of claim 14 wherein the
particular state transition is any transition out of "Full".
16. A redundancy system for use in a communication node,
the redundancy system comprising:
a first control card being in either an active state
or an inactive state;

32
a second control card being in the active state when
the first control card is in the inactive state and being in
the inactive state when the first control card is in the active
state;
a first redundancy manager on the first control card
and a second redundancy manager on the second control card for
maintaining synchronicity of information stored on the first
control card and the second control card such that the control
card in the inactive state can assume responsibilities of the
control card in the active state in case of failure of the
control card in the active state; and
a respective request manager on each of the first and
second control cards, the request manager on the control card
in the active state being adapted to receive requests and to
pass some requests to the control caret in the inactive state.
17. The redundancy system of claim 16 further adapted to
monitor for a failure of the control card in the active state,
and for, upon occurrences of such a failure, resetting the
control card in the active state and sending a signal to the
control card in the inactive state indicating that the control
card in the inactive state is to assume the active state.
18. The redundancy system of claim 16 wherein each
control card includes ate least one monitored component being in
either a reliable state or an unreliable state, and the system
further comprising means for, upon a change of state of a
monitored component:
determining a demerit count for each control card,
being an indication of how many monitored components are in the
unreliable state; and

33
if the demerit count of the control card in the
active state lies above the demerit count of the control card
in the inactive state, determining that a failure of the
control card in the active state has occurred.
19. The redundancy system of claim 16 wherein the request
manager on the active control card comprises means for, upon
receipt of a request:
determining whether the control card in the inactive
state is synchronized with the control card in the active state
and the request can be processed by the control card in the
inactive state; and
passing the request to the control card in the
inactive state for processing in the event that the control
card in the inactive state is synchronized with the control
card in the active state and the request can be processed by
the control card in the inactive state.
20. The redundancy system of claim 19 further comprising
a plurality of request providers at the control card in the
inactive state, and wherein the means for passing the request
to the control card in the inactive state comprise means for:
selecting a selected request provider located at the
control card in the inactive state; and
sending the request to the selected request provider.
21. The redundancy system of claim 16 wherein the
communication node is a router running link state routing
protocols, wherein the first control card and the second
control card each include a respective link state database,

34
wherein the redundancy manager of the control card in the
active state comprises means for:
upon activation of the router, copying the link state
database of the control card in the active state to the link
state database of the control card in the inactive state as a
series of atomic information units; and
upon receipt of a new atomic information unit by the
control card in the active state, sending a copy of the new
atomic information unit to the control. card in the inactive
state;
wherein the redundancy manager of the control card in
the inactive state comprises means for:
upon activation of the router, receiving the series
of atomic information units; and
building the link state database of the control card
in the inactive state from the series of atomic information
units.
22. The redundancy system of claim 21 wherein the atomic
information units are Link State Advertisements.
23. The redundancy system of claim 21 wherein the first
control card and the second control card each maintain a state
machine for each of at :Least one neighbouring router, wherein
the control card in the active state comprises means for:
receiving protocol packets originating from the at
least one neighbouring router;
running its skate machine as a function of the
protocol packets; and

35
sending instructions related to the state machine to
the control card in the inactive state;
wherein the control card in the inactive state
comprises means for:
receiving protocol packets originating from the at
least one neighbouring router;
receiving instructions related to the state machine
from the control card in the active state; and
running its state machine as a function of the
protocol packets and the instructions received from the control
card in the active state.
24. The redundancy system of claim 23 wherein the means
for sending instructions to the control card in the inactive
state comprise means for:
upon occurrence of a particular state transition of
the state machine of the control card in the active state
sending a notification of the particular state transition to
the control card in the inactive state;
wherein the means for the control card in the
inactive state running its state machine comprise means for:
running the state machine of the control card in the
inactive state as a function of the protocol packet excepting
that any state transition of the state machine of the control
card in the inactive state corresponding to one of the
particular state transitions of the state machine of the
control card in the active state is only implemented upon
receipt of the notification of the particular state transition.

36
25. The redundancy system of claim 24 wherein the
protocol packets are Open Shortest Path First (OSPF) protocol
packets.
26. The redundancy system of claim 25 wherein the
particular state transition is any transition out of "Full".
27. The redundancy system of claim 16 wherein the request
manager of the control card in the inactive state is adapted to
receive requests and to pass some requests to the control card
in the active state.
28. The redundancy system of claim 27 wherein the request
manager of the control card in the inactive state comprises
means for, upon receipt of a request:
determining whether the control card in the inactive
state is synchronized with the control card in the active state
and the request can be processed by the control card in the
inactive state;
determining whether active handoff of the request is
allowed;
passing the request to the control card in the active
state in the event that the control card in the inactive state
is not synchronized with the control card in the active state
or the request can not be processed by the control card in the
inactive state, and active handoff of the request is allowed;
and
rejecting the request in the event that the control
card in the inactive state is not synchronized with the control
card in the active state or the request can not be processed by

37
the control card in the inactive state, and active handoff of
the request is not allowed.
29. The redundancy system of claim 28 further comprising
a plurality of request providers at the control card in the
active state, and wherein the means for passing the request to
the control card in the active state comprise means for:
selecting a selected request provider located at the
control card in the inactive state; and
passing the request to the selected request provider.

Description

Note: Descriptions are shown in the official language in which they were submitted.


CA 02384261 2002-05-O1
1
REDUNDANCY SYSTEMS AND METHODS IN COMMUNICATIONS SYSTEMS
RELATED APPLICATIONS
This application claims the benefit of U.S.
Provisional Application No. 60/289,545 filed on May 9,2001, and
of U.S. Regular Application Serial No. 10/120,435 filed on
April 12, 2002.
FIELD OF THE INVENTION
This invention relates to redundancy in communication
systems.
BACKGROUND OF THE INVENTION
Redundancy is used in fault tolerant systems to deal
with failures. When a primary component (either hardware or
software) fails, a back-up component takes over the
L5 responsibilities of the primary component.
An important place where redundancy may be used is
the control plane of a communication system. The control plane
is responsible for monitoring events i.n and the status of the
network, and may be responsible for monitoring service level
agreements. Typically a network node has a primary control
card implementing the node's control plane responsibilities. A
primary control card of the network node receives requests, and
retrieves any system information necessary for responding to
the requests. The system information may be stored locally in
a database of the control card, or may be retrieved from other
components of the communication system through line interface
cards. For example, a control card could receive a request for
usage statistics of a line card in order to monitor service

CA 02384261 2002-05-O1
2
level agreements. The control card may need to poll the line
cards frequently in order to respond to frequent requests for
statistics.
Such systems usually include a redundant control card
for each primary control card in order to provide redundancy in
the event of failure of the primary control card. The
redundant control card must be able to assume the
responsibilities of a failed primary control card almost
instantly. The primary control card and the redundant control
card should also be synchronized, in that they should have
access to the same system information. Both of these issues
are particularly important in the control plane of
communication systems, in which large amounts of system
information are changing quickly, and in which the
responsibilities of a failed primary control card must be
assumed by the redundanr_ control card quickly in order to deal
with high volumes of tr<~ffic and high quality of service
expectations.
There are two common types of redundancy that attempt
to achieve synchronicity and rapid assumption of
responsibilities. The j=first type of redundancy is hot
redundancy (also called 1:l redundancy or lock-step
redundancy). In systems employing hot redundancy, completely
redundant hardware and software components are used. The
redundant components are used solely as back-up components, in
that they do nothing during normal operation of the system.
The primary component is active, and the redundant component
remains inactive in the sense that it has no effect on system
operation. However, the redundant component operates exactly
:30 like the active component, making exactly the same computations
and updating system information. Only when a primary component

CA 02384261 2002-05-O1
3
fails does a redundant component become active in the sense
that it actually effects the system. Hardware circuits are
typically used to ensure extremely fast activity switches.
Synchronicity is achieved by use of point to point
communication channels to ensure that the system information
accessible by the primary component i;a the same as the system
information accessible by the redundant component.
In communication systems, hot redundancy is
frequently used in voice communication systems due to the high
reliability requirements. However, while hot redundancy
ensures that the redundant component is always available in
case of failure of the primary component, the inclusion of
completely inactive redundant components is expensive.
Components are doubled :in number, without doubling capacity of
the system in which the components are installed. The capacity
of the redundant component is unused, other than to maintain
synchronicity of system information with the primary component,
until a failure occurs. This unused capacity is a potentially
valuable resource in data communication systems.
:Z0 The second type of redundancy is load sharing. In
systems employing load ;haring, the secondary component is used
to some extent in normal operation. The use of an otherwise
inactive component increases the efficiency of the system.
When a failure occurs in the primary component, the redundant
?5 component takes on the added responsibility of the primary
component, in addition to the tasks already being processed by
the redundant component..
The secondary component does not stay in lock-step
with the primary component and therefore when a load sharing
.30 redundancy system fails, it takes longer for the redundant
component to assume all the responsibilities of the primary

CA 02384261 2002-05-O1
4
component. Also, such systems typically do have certain single
point of failure scenarios which the redundancy scheme cannot
handle. The occurrence of such a failure can be catastrophic.
In data communications, rather than having
redundancies within each node, the emphasis has been on
redundant nodes within the network and the ability to re-route
around a failure.
Redundancy is used to ensure that routing information
can be provided upon demand. Two responsibilities of a router
employing the Open Shoritest Path First (OSPF) protocol are to
maintain a link state d<~tabase describing a topology of the
communication network, and to provide routes upon request using
the stored topology of the communication network.
OSPF Routers exchange link state information in the
form of Link State Advertisements (LSAs). A router floods the
communication network with LSAs when the router first comes on-
line, and typically per:iodica7.ly thereafter. An OSPF router
also transmits an LSA iE it detects a change in the network
topology, for example if a neighbouring router goes down. Each
OSPF router maintains a state machine for each neighbouring
router. If the state oi= a neighbouring muter is "Full", then
the router on which the OSPF module resides is in full
communication with the neighbouring router. If the OSPF
router does not receive a "Hello" packet from a neighbouring
router before the expir~r of a timer, then the state of the
neighbouring router is set to "Down". The state of the
neighbouring router progresses through various states until a
proper exchange of protocol packets is completed, at which time
the state of the neighbouring router i.s set to "Full". While
the state of a given ne_Lghbouring router is not "Full", the

CA 02384261 2002-05-O1
OSPF router does not attempt to calculate routes through the
neighbouring router.
Any redundancy system within an OSPF router should
5 ensure that an active OSPF module is synchronized with a
standby OSPF module so that each OSPF module is capable of
calculating routes using the same stored network topology, and
will therefore calculate=_ the same shortest path when requested.
The link state database of each OSPF module would therefore
have to be synchronized properly. Lack of synchronicity could
arise due to delay in processing or copying LSA information
from one OSPF module to another. However, general redundancy
schemes involve byte-wise copying of redundancy information
from an active control card to a standby control card. This
could create problems in an OSPF router, since the standby OSPF
module could contain me<~ningless (or at best, confusing) data
if asked to calculate a route part way through copying of an
LSA.
Additionally, the wasted capacity of hot redundancy
is a particular problem in routers, since calculation of a
shortest path is computationally very expensive.
SUMMARY OF THE INVENTION
One broad aspe=_ct of the invention provides a
redundancy method of managing requests in a control plane of a
;Z5 communication node, the communication node including a first
control card and a second control card. The redundancy method
involves defining one oi= the control cards to be in an active
state and the other of the control cards to be in an inactive
state, the control card in the inactive state having a reduced
set of privileges compared to the control card in the active

CA 02384261 2002-05-O1
6
state; maintaining synchronicity of information stored on the
control card in the active state and the control card in the
inactive state such that the control card in the inactive state
can assume responsibilities of the control card in the active
state in case of failure of the control card in the active
state; monitoring for failure of the r_ontrol card in the active
state, and upon determining that a failure of the control card
in the active state has occurred switching states of the
control card in the inactive state and the control card in the
active state such that. the control card in the inactive state
has the active state and the control card in the active state
has the inactive state; receiving or generating a request at
the control card in the active state; determining whether the
request is to be passed to the control card in the inactive
state; and if the requ.e~st is t:o be passed to the control card
in the inactive state, passing the request to the control card
in the inactive state.
In some embodiments, switching states of the control
card in the inactive state and the control card in the active
state involves resetting the control card in the active state
and sending a signal to the control card in the inactive state
indicating that the control card in the inactive state is to
assume responsibilities of the control card in the active
state.
In some embodiments, monitoring for a failure of the
control card in the active state comprises monitoring a
reliability measure of e=ach control card, and determining that
a failure of the control card in the active state has occurred
if the reliability measure of the control card in the active
state relative to that of the control card in the inactive

CA 02384261 2002-05-O1
7
state indicates that the control card in the active state is
less reliable than the control card in the inactive state.
In some embodiments, monitoring a reliability measure
of each control card comprises maintaining a demerit count for
each control card indicating how many of at least one monitored
component of the control card are in an unreliable state; if
the demerit count of the control card in the active state lies
above the demerit count of the control card in the inactive
state, determining that a failure of the control card in the
active state has occurred.
In some embodiments, determining whether the request
is to be passed to the control card in the inactive state
involves determining whs=_ther the control card in the inactive
state is synchronized with the control card in the active
state; determining if the request has a type which is
designated to be processable by the control card in the
inactive state; determining the request is to be passed to the
control card in the inar_tive state if the control card in the
inactive state is synch~_onized with the control card in the
active state and the request has a type which is designated to
be processable by the control card in the inactive state.
In some embodiments, the control card in the inactive
state includes at least one request provider, and passing the
request to the control card in the inactive state involves
:25 selecting a selected request provider at the control card in
the inactive state; and passing the request to the selected
request provider.
In some embodiments, the method allows for requests
to be received at the control card in the inactive state. The
method further involves determining whether the request is one

CA 02384261 2002-05-O1
8
which is allowed to be processed on the control card in the
inactive state; if the request is one which is allowed to be
processed on the control card in the inactive state, passing
the request to a request provider on the control card in the
inactive state.
In some embodiments, the method further involves, if
the request is one which is not allowed to be processed on the
control card in the ina~~tive state, determining whether the
request is to be passed to the control card in the active state
by determining whether the control card in the inactive state
is synchronized with the control card in the active state and
determining whether active handoff of the request is allowed;
and if active handoff of the request is allowed and the control
cards are synchronized, passing the request received at the
inactive card to a request provider on the control card in the
active state.
In some embodiments, the method further involves
rejecting the request i:E the control card in the inactive state
is not synchronized with the control card in the active state,
the request can not be processed by the control card in the
inactive state, and if active handoff of the request is not
allowed.
In some embodiments, the communication node is a
router running link stare routing protocols, wherein the
control card in the act_Lve state and t;he control card in the
inactive state each include a respective link state database,
and wherein maintaining synchronicity involves upon activation
of the router, copying the link state database of the control
card in the active states to the link state database of the
control card in the inactive state as a series of atomic
information units; and upon receipt of a new atomic information

CA 02384261 2002-05-O1
9
unit by the control card in the active state, sending a copy of
the new atomic information unit to the control card in the
inactive state. The atomic information units might for example
be Link State Advertisements.
In some embadiments, the control card in the active
state and the control card in the inactive state each maintain
a state machine for each of at least one neighbouring router,
and the method further involves receiving protocol packets from
the at least one neighbouring router; passing the protocol
packets to both the control card in the active state and the
control card in the inactive state; the control card in the
active state running its state machine as a function of the
protocol packets; the control card in the active state sending
instructions to the control card in the inactive state; and the
control card in the inactive state running its state machine as
a function of the protocol packets and the instructions
received from the control card in the active state.
In some embodiments, the control card in the active
state sending instructions to the control card in the inactive
state involves upon occurrence of a particular state transition
of the control card in i~he active stage's state machine the
control card in the active state sending a notification of the
particular state transil~ion to the control card in the inactive
state. The control card in the inactive state running its
state machine involves the control card in the inactive state
running its state machine as a function of the protocol packets
excepting that any state transition of the control card in the
inactive state's state machine corresponding to one of the
particular state transitions of the control card in the active
state's state machine is only implemented upon receipt of the
notification of the particular state transition.

CA 02384261 2002-05-O1
In some embodiments, the protocol packets are Open
Shortest Path First (GSPF) protocol packets, and in some
embodiments, the particular state transition is any transition
out of "Full".
5 Another broad aspect of the invention provides a
redundancy system comprising two control cards adapted to
implement any of the above summarized redundancy methods.
Other aspects and features of the present invention
will become apparent to those ordinarily skilled in the art
10 upon review of the following description of specific
embodiments of the invention in conjunction with the
accompanying figures.
BRIEF DESCRIPTION OF THE DRAWINGS
The invention will now be described in greater detail
with reference to the accompanying diagrams, in which:
FIG. 1 is a block diagram of a redundancy system
according to one embodiment of the invention;
FIG. 2 is a flowchart of a method by which the
resource manager of th.e active card of FIG. 1 manages a request
according to one embodiment of the invention;
FIG. 3 is a block diagram of a redundancy system
according to another embodiment of the invention;
FIG. 4 is a flowchart of a method by which the
resource manager of the inactive card of FIG. 3 manages a
:25 request according to onE=_ embodiment of: the invention; and
FIG. 5 is a flowchart of a method by which an active
OSPF module initializes and maintains synchronicity of its link

CA 02384261 2002-05-O1
11
state database with that of an inactive OSPF module according
to another embodiment of the invention.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
Referring to :FIG. 1, a redundancy system according to
one embodiment of the invention is shown. The redundancy
system include two identical control cards 10,12. One control
card 10 is shown in an <active state, hereinafter referred to as
the active (or primary) control card (ACC), and the other
control card 12 is shown in an inactive state, hereinafter
referred to as the inactive (or redundant) control card (ICC)
12. Each of the control cards 10 and 12 communicate with a
plurality of line interface cards 14 via a bus 15. The control
cards 10 and 12 and the line interface cards 14 are typically
located within a shelf of a communications node, such as a
metro optical node, within a communication system.
The ACC 10 includes a physical interface 16, such as
an Ethernet port. The ACC 10 has a number of components
typically connected to each other through a bus on the card
with most components be_Lng individually addressable.
Typically, an operating system is included which provides a
message passing mechanism. For example, messages may have a
source and destination, each specifying a shelf, slot and
processor number. All components in the system are connected
by the system bus 15. These include a request manager 20, a
plurality of request providers 22, a database 24 containing
stored system information, and a redundancy manager 30. The
ACC 10 receives requests 18 from a requesting application, for
example a network management terminal (not shown), through the
physical interface 16. Each request may be any one of
:30 thousands of types of requests received by a control plane of
the communication system. The request. may be in any suitable

CA 02384261 2002-05-O1
12
format, SNMP, telnet, or HTTP, to name a few examples. For
example, the request may be a request for usage statistics of
one of the line interface cards 14 or may be a request for
information in the database 24.
In typical implementations, most requests originate
within the node itself, many within the ACC. There is no
restriction on where requesting entities may reside, only that
their requests are first sent to the request manager on the
ACC.
Each request 18 is passed to the request manager 20
within the ACC 10. Each of the plurality of request providers
22 is a subsystem that can process one or more types of
request. The request providers 22 have access to the database
24 of stored system information, and t=o the line interface
cards 14 via the bus 15. In normal operation (that is, until a
failure occurs), when the request manager 20 receives a request
18 the request manager 20 selects a selected request provider
from the plurality of request providers 22 based on which
request provider can process the request 18. The request
manager 20 passes the request 18 to the selected request
provider. The selected request provider accesses system
information necessary to respond to the request 18, either from
the database 24, a line interface card 14, or both. The
selected request provide r determines a response to the request
18 using the retrieved system information. The selected
request provider passes the response to the request manager 20,
which in turn passes the response to the requesting application
through the physical ini~erface 16.
The inactive control card 12 is identical to the
active control card 10 as it must be able to take over from the
active control card 10. Thus, the ICC 12 includes a plurality

CA 02384261 2002-05-O1
13
of request providers 28, redundancy manager 32, and a database
29 of stored system information. There is also a request
manager 26 and a physical interface 2'7, but these are inactive
until the inactive control card 12 takes on the role of the
active control card 10 after a failure. The components of the
inactive control card 12 are also individually addressable.
Components on the active control card 10 and the inactive
control card 12 can communicate with each other over the bus 15
using this individual addressability.
Although the :inactive control card 12 and the active
control card 10 have identical components and subsystems, they
perform differently. The inactive control card 12 has a
reduced set of privileges, in that the inactive control card 12
can only process a limited subset of all possible types of
request. This reduced set of privileges may for example
involve each request manager 20 and 26 maintaining a table of
commands that can be processed by the communication node. The
table identifies whether each command can be processed by the
inactive control card 12. Only the control card in the active
state is allowed to generate requests.
The redundancy managers 30 and 32 are responsible for
synchronizing the two control cards. Synchronization of the
control cards requires that the database 24 on the ACC 10 and
the database 29 on the ICC 12 contain the same system
information by copying <~11 changes to the active control card's
database 24 to the inactive control card's database 29. The
redundancy managers 30, 32 keep the two cards very close to
being in "hot redundancy". The two databases 24, 29 are kept
completely in sync. Information concerning the line interface
:30 cards 14 is kept on the line interface cards 14 and does not
need to be replicated. Typically everything is replicated

CA 02384261 2002-05-O1
14
except for some RAM which is regenerated in the "inactive" card
after a switch. More p<~rticularly, at least all information
that cannot be derived :From the transferred information should
be replicated on the ICC 12. Information which can be derived
from previously transferred information does not need to be
transferred. For examp:Le, a network topology is replicated
from the ACC 10 to the :LCC 12, but best routes are not
replicated since the ICC 12 can derive: the best routes from the
replicated topology information.
When the ICC .L2 is switched on, the redundancy
managers 30 and 32 transfer system information from the ACC 10
to the ICC 12. Once all system information to be transferred
has been transferred (i.e. other than information derivable by
the ICC 12), the ACC 10 declares the I:CC 12 to be in sync. The
ICC 12 can fall out of :sync with the ACC 10 if system
information on the ACC .LO is changing faster than it can be
replicated to the ICC 12. The ACC 10 has a fixed size
information buffer which stores information to be replicated.
If the buffer fills because the ICC 12 is not draining
information from the bui_fer quickly enough, the ACC 10 declares
the ICC 12 out of sync. The redundancy managers 30 and 32 then
restart synchronization of the ACC 10 and the ICC 12, as if the
ICC 12 had been switched on again.
The redundancy managers on the ACC 10 and ICC 12
monitor the state of the ACC 10. If the ACC 10 fails (for
example, a process resets or some other hardware fault occurs),
the ACC 10 is reset and the ICC 12 immediately receives a
hardware interrupt (more: generally some sort of signal)
indicating that the ICC 12 is to assume the responsibilities of
:30 the ACC 10. Simultaneously, the physical interface 16 begins
communicating with the request manager 26 on the ICC 12 rather

CA 02384261 2002-05-O1
than the request manager 20 on the ACC 10, so that the switch
from ACC 10 to ICC 12 is not carried out by or even perceived
by any external management system.
In one embodiment, the redundancy managers monitor a
5 reliability measure of each control card. If the reliability
measure of the ACC 10 falls below the reliability measure of
the ICC 12, the redundancy managers determine that a failure
has occurred in the ACC 10. ~Chis allows proactive prevention
of faults. (This assumes that the reliability measures are
l0 defined such that a hi.g:her reliability measure signifies a
higher reliability of the respective control card. If a higher
reliability measure signifies a lower reliability of the
respective control card, then the redundancy managers act as if
a failure has occurred in the ACC l0 if the reliability measure
15 of the ACC 10 rises above that. of the ICC 12.)
As one example of a reliability measure, the ACC 10
and the ICC 12 each monitor at least one monitored component
(each of which may be a software component or a hardware
component). Each monitored component is in either a reliable
state or an unreliable ;state. When a monitored component
changes state, each of the ACC 10 and the ICC 12 determine a
demerit count. The demerit count is a count (possibly
weighted) of the number of monitored components currently in
the unreliable state. The hardware circuit compares the
demerit count of the A.CC 10 with that of the ICC 12 to
determine which control card is "healthier". If the hardware
circuit determines that the IC'.C 12 is healthier than the ACC 10
because the ICC 12 has a lower demerit count than does the ACC
10, the hardware circuit: resets the AC:C 1.0 and the ICC 12
:30 immediately assumes the responsibilities of the ACC 10. It can
be seen that a "failure" of the ACC daes not necessarily mean

CA 02384261 2002-05-O1
16
that it is completely non functional, only that a decision that
it has decreased reliability.
Load sharing is achieved by allowing the request
manager 20 on the ACC 10 to pass requests to the request
providers 28 on the ICC 12. Since the request providers 22, 28
on both control cards can access the line interface cards 14,
the control bandwidth between the combination of the active
control card 10 and the inactive control card 12 and the line
interface cards is double that of a single control card. This
is an important improvement since control plane messaging in
communication systems is frequently bottlenecked by
communication between the control cards and the line interface
cards. Typically external systems monitor service level
agreements (SLAB) by very aggressive querying of statistics on
the line interface cards 14. Doubling the control bandwidth
reduces the bottleneck. between the control cards and the line
interface cards in responding to these queries. Examples of
statistics that might be requested at high frequency include a
number of transmit packets sent, number of transmit or receive
packets shipped, SLA st<~tistics for service path through the
node, node inventory requests, verification that particular
hardware exists in the node, checking software loads on the
cards, retrieving manuf<~cturing information from the cards, and
retrieving card and port status information.
The request manager 20 only passes a request to a
request provider on the ICC 12 if the request manager 20
determines that the ICC 12 is synchronized with the ACC 10 and
that the request can be processed by the ICC 12. Otherwise,
the request manager 20 passes the request to a request provider
on the ACC 10. Referring to FIG. 2, a method by which the
resource manager 20 of F?IG. 1 manages a request according to

CA 02384261 2002-05-O1
17
one embodiment of the invention is shown. The method is
executed by the resoux°ce manager 20 0:~ the ACC 10. At step 50
the resource manager 20 receives a request. At step 52 the
resource manager 20 determines whether the ICC 12 is
synchronized with the ACC 10. If the ICC 12 is not
synchronized with the ACC 10, then at step 54 the resource
manager 20 selects a selected resource provider on the ACC 10
and passes the request to the selected resource provider.
If at step 52 the resource manager 20 determines that
the ICC 12 is synchronized with the ACC 10, then at step 56 the
resource manager 20 determines whether the request is of a type
that can be processed by the ICC 12 by consulting the table of
commands that can be processed by the node. If this is the
case, then at step 58 the resource manager passes the request
to the selected request provider of the ICC 12. Otherwise, the
request manager passes the request to the selected request
provider of the ACC 10 at step 54.
The embodiment of Figure 1 provides the benefits of
the hot redundancy schemes since the inactive card is kept
fully up to date and can take over immediately from the active
card upon a failure. When this occurs, the roles of the active
and inactive control cards are reversed, with the request
manager 26 and physical interface 27 on the previously inactive
control card 12 becoming active. It also provides the benefits
of a load sharing system in that in the absence of a failure,
the capacity of the control cards to handle requests is
effectively doubled.
Unlike existing systems which are really only
suitable for data or voice but not both, the redundancy scheme
described herein is suitable for both voice and data
applications.

CA 02384261 2002-05-O1
18
Referring to FIG. 3, a redundancy system according to
another embodiment of the invention is shown. The ACC 10 in
this embodiment is similar to the ACC 10 described above with
reference to FIG. 1. However, the ICC 12 includes an active
physical interface 70, making the redundancy system a dual
interface redundancy system. Additionally, the resource
manager 26 is used even while in the inactive state, and
communicates with the physical interface 70, the request
providers 28 on the ICC 12, and the request providers 22 on the
ACC 10. Such an ICC may be referred to as a receiving ICC, as
it can receive requests independently of the ACC. The ICC 12
may receive a request 72 through the physical interface 70.
The request 72 is passed to the request manager 26, which
determines whether the request can be processed by the ICC 12,
as described below with reference to FIG. 4. If the request
can be processed by the ICC 12, the request manager 26 selects
a selected request provider from the plurality of request
providers 28, and passes the request to the selected request
provider. Since both physical interfaces are active, this
embodiment has twice the request bandwidth compared to that of
the embodiment of Figure 1.
The request m<~nager 26 only passes requests to a
resource provider on the ICC 12 if the resource manager 26
determines that the ICC 12 is synchronized with the ACC 10 and
that the request can be processed on t:he ICC 12. Otherwise,
the request manager 26 determines if active handoff of the
request is allowed. If active handoff of the request is
allowed, then the request manager 26 passes the request to a
request provider on the ACC 10. If active handoff of the
request is not allowed, then the request manager 26 rejects the
request. Referring to FIG. 4, a method by which the request
manager 26 of FIG. 3 manages a request. according to one

CA 02384261 2002-05-O1
19
embodiment of the invention is shown. The request manager 26
receives a request through the physical interface 70 at
step 80. At step 82 the request manager 26 determines whether
the ICC 12 is synchronized with the ACC 10, which is possible
since the ACC 10 will have declared the ICC 12 to be in sync or
out of sync (as described above). If the request manager 26
determines that the two control cards are synchronized, then
the request manager 26 determines at step 84 whether the
request can be processed on the ICC 12 by consulting the table
of commands (as described above). This determination is made
in the same way that the request manager 20 of the ACC 10 makes
this determination, as described above; with reference to step
56 of FIG. 2. If the request manager 26 determines that the
request can be processed on the ICC 12, then at step 86 the
request manager 26 selects a selected request provider from the
plurality of request providers 28 on the ICC 12 and passes the
request to the selected request provider.
If the request manager 26 determines at step 82 that
the two control cards are not synchronized or if the request
manager 26 determines at step 84 that the request can not be
processed on the ICC 12, then the request manager 26 determines
whether passing of the request to the ACC 10 is allowed. At
step 88 the request manager 26 determines whether active
handoff of the request t:o the ACC 10 is allowed. If active
handoff of the request to the ACC 10 is allowed, then at
step 90 the request manager 26 selects a selected request
provider from the plurality of request providers 22 on the ACC
10 and passes the reque~>t to the selected request provider. If
active handoff of the request to the ACC 10 is not allowed then
a0 the request can be processed by neither the ICC 12 nor the ACC
10, and the request manager 26 rejects the request at step 92.

CA 02384261 2002-05-O1
The invention will now be described with reference to
a particular example, c<~lculation and exchange of routing
information in a control plane of a communication network
employing the Open Shori:est Path First. protocol (J. Moy, "OSPF
5 Version 2", IETF RFC 21'78, July 1997, incorporated by reference
herein). The OSPF protocol is a link--state routing protocol
used for routing Internet Protocol traffic. The redundancy
system shown in FIG. 1 (or FIG. 3) is installed at a router in
the communication network. Each router includes at least two
10 OSPF modules. One OSPF module is a primary (or active) OSPF
module, and the remaining OSPF modules are redundant (or
inactive) OSPF modules. In the descri-ption that follows, it is
assumed that the router includes only one inactive OSPF module.
The OSPF modules are request providers.
15 The primary (or active) OSPF module receives protocol
packets such as routing updates in the form of Link State
Advertisements (LSAs) and "Hello" packets, receives
provisioning information indicating local characteristics, and
receives requests for routing information (RRI) identifying a
?0 destination to which the' router must determine a route. The
active OSPF module stores a network topology of the
communication network a:a a link state database in the database
24. When an LSA arrives at the router, the active OSPF module
updates the link state database to reflect new status
information about nodes and links identified in the LSA. When
OSPF protocol packets arrive, appropriate changes are made to
neighbour state machines (described below). When an RRI
arrives from a requesting application, the active OSPF module
extracts the destination contained in the RRI. The active OSPF
.30 module then calculates a shortest path to the destination using
the link state database. The active OSPF module provides the
shortest path to the requesting application.

CA 02384261 2002-05-O1
21
Load sharing and redundancy with respect to RRIs is
effected in the active OSPF module and the inactive OSPF module
using the methods and apparatus described above with reference
to FIG. 1 to 4. In other words, routing requests can be
handled by both the active and inactive OSPF modules. However,
since each OSPF module consults the copy of the link state
database in its respective database 24 or 29 in order to
determine a shortest path, it is important that the link state
databases in each database 24 and 29 be synchronized so that
each OSPF will determine the same shortest path for a given
RRI. Referring to FIG. 5, a method by which the active OSPF
module initializes and. maintains synchronicity of its link
state database with th.ai~ of the inactive OSPF module is shown.
At step 120 the active OSPF module initializes synchronicity
with the inactive OSPF module by copying its link state
database to the inactive OSPF module. The link state base is
copied as a series of L:3As, rather than byte-wise. LSAs are
copied one at a time, including the checksum of the LSA, to the
inactive OSPF module. This allows the inactive OSPF module to
verify the accuracy of Each LSA, and to build its copy of the
link state database as it receives copies of individual LSAs.
There will never be a "partial. LSA" stored which could lead to
junk computations.
More generall;r, the link state database may be copied
as a series of any atomic information units, rather than byte-
wise. These atomic information units are preferably LSAs in
the case of an OSPF rout;er but may be some other form of
information, particularly for routers running link state
routing protocols other than OSPF.
:30 At step 122 the active OSPF module enters a Wait
state. At some later time, the active OSPF module receives a

CA 02384261 2002-05-O1
22
new LSA at step 124. The active OSPF module passes a copy of
the new LSA to the inactive OSPF module at step 126. At step
128 the active OSPF module updates its link state database
using information within the new LSA. The active OSPF module
then returns to a Wait. state to await receipt of another new
LSA.
Meanwhile, when the inactive OSPF module receives the
copy of the new LSA sent by the active OSPF module at step 126,
the inactive OSPF module updates its own link state database
using information within the new LSA. Since both OSPF modules
begin with the same linl'K state database (as a result of step
120), receive the same new LSA (as a result of step 126), and
implement the same updating algorithm, the link state database
of each OSPF module will, aside possibly for a very brief time,
be identical.
The very brie:E time during which the link state
databases of the active OSPF module and the inactive OSPF
module are not identic al may arise due to message propagation
delays between the active OSPF module and the inactive OSPF
module. During this time, the shortest path calculated for a
given RRI may differ depending on whether the RRI is sent to
the active OSPF module or to the inactive OSPF module.
After the two link state databases are synchronized
initially, from then an all protocol packets (including those
bearing LSAs) are fed directly to both OSPF modules. If both
OSPF modules are fed the same information, they should both
keep the same pictures of the network.
For each of at least one neighbouring router, each
OSPF module maintains a state of the neighbouring router using
a state machine corresponding to the neighbouring router. When

CA 02384261 2002-05-O1
23
OSPF protocol packets are received from neighbouring routers,
appropriate updates to the state machines are made. For
example, when a "Hello" packet from a neighbouring router
arrives at an OSPF module, the OSPF module resets a timer. If
the timer expires before the arrival of another "Hello" packet,
the OSPF module notes that a "Hello" packet is missing and
restarts the timer. If a provisioned number of consecutive
"Hello" packets are notes as missing, the OSPF module updates
the state of the neighbouring router to indicate that the
neighbouring router is unreachable, and begins attempting to
re-establish contact with the neighbouring router. However,
since the active OSPF module and the inactive OSPF module may
receive a "Hello" packer. at different times, the state of the
neighbouring router in the respective state machines may be
different. If an RRI arrives while the state machines are
different, different shortest paths may be calculated by each
OSPF module since an OSPF module does not calculate a path
through a neighbouring router suspected of being unreachable.
In order to a~JOid this, according to a preferred
embodiment the inactive OSPF module ignores the timer. While
the active OSPF module runs its state machine as a function of
the protocol packets, the inactive OSPF module runs its state
machine as a function of the protocol packets and instructions
received from the activE=_ OSPF module. If the active OSPF
module implements a particular state transition of its state
machine signifying that communication through the neighbouring
router is not possible, such as out of "Full" in OSPF systems,
the active OSPF sends a notification of the particular state
transition to the inactive OSPF module. In running its state
machine, the inactive OSPF module only implements a state
transition corresponding to one of the particular state

CA 02384261 2002-05-O1
24
transitions upon receipt of the notification of the particular
state transition.
Calculation of a route by the OSPF module may be very
processing intensive, particularly if the communication network
is large or if the calculation has additional constraints such
as link and node diversity among different parallel paths.
After a failure in a network occurs it may be necessary to re-
compute thousands of ro,ates in as short a time as possible.
The ability to use this inactive OSPF module greatly speeds up
the process.
As stated above, the router may have more than one
inactive OSPF module. Although this increases hardware costs,
additional inactive OSP'.~ modules improves redundancy and load
sharing. This is particularly advantageous in the case of
routers employing the OSFP protocol, as additional OSPF modules
provide additional processing power for calculating shortest
paths. Each inactive OSPF module maintains its own link state
database and set of state machines (one for each neighbouring
router). When the active OSPF module receives an RRI, the
active OSPF module selects a selected inactive OSPF module to
which it will attempt to send the RRI, as described above with
respect to the more gene=_ral case of a redundancy system having
more than one ICC. The active OSPF module establishes and
maintains synchronicity of the link state database with each
inactive OSPF module. When a state transition occurs in a
neighbouring router corresponding to one of the particular
state transitions sign.i:Eying that communication through the
neighbouring router is not possible, the active OSPF module
sends a notification of the particular state transition to each
inactive OSPF module. l3ach inactive OSPF module only
implements a state transition corresponding to one of the

CA 02384261 2002-05-O1
particular state transii~ions upon receipt of a notification of
the particular state tr<~nsition.
The request m<~nagers and redundancy managers of the
ACC and the ICC may be processors inc7.uding instructions for
5 carrying out the redundancy methods described above. These
instructions may be in l.he form of any combination of circuitry
(including integrated circuitry) or external logical
instructions (including software). Each request manager and
each redundancy manager may be on a discrete processor, on
10 multiple processors, or on a processor containing other
functionality.
What has been described is merely illustrative of the
application of the principles of the invention. Other
arrangements and methods can be implemented by those skilled in
15 the art without departing from the spirit and scope of the
present invention.

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

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Please note that "Inactive:" events refers to events no longer in use in our new back-office solution.

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Event History

Description Date
Inactive: IPC expired 2013-01-01
Application Not Reinstated by Deadline 2011-05-02
Time Limit for Reversal Expired 2011-05-02
Deemed Abandoned - Failure to Respond to Maintenance Fee Notice 2010-05-03
Amendment Received - Voluntary Amendment 2010-02-05
Inactive: S.30(2) Rules - Examiner requisition 2009-12-07
Letter Sent 2008-09-15
Letter Sent 2008-09-15
Letter Sent 2008-09-15
Inactive: Single transfer 2008-07-09
Inactive: Correspondence - Transfer 2007-05-03
Letter Sent 2006-03-15
Inactive: IPC from MCD 2006-03-12
Inactive: IPC from MCD 2006-03-12
Amendment Received - Voluntary Amendment 2006-02-08
Request for Examination Requirements Determined Compliant 2006-02-08
All Requirements for Examination Determined Compliant 2006-02-08
Request for Examination Received 2006-02-08
Application Published (Open to Public Inspection) 2002-11-09
Inactive: Cover page published 2002-11-08
Inactive: First IPC assigned 2002-07-18
Inactive: Filing certificate - No RFE (English) 2002-06-11
Filing Requirements Determined Compliant 2002-06-11
Letter Sent 2002-06-11
Application Received - Regular National 2002-06-11

Abandonment History

Abandonment Date Reason Reinstatement Date
2010-05-03

Maintenance Fee

The last payment was received on 2008-11-25

Note : If the full payment has not been received on or before the date indicated, a further fee may be required which may be one of the following

  • the reinstatement fee;
  • the late payment fee; or
  • additional fee to reverse deemed expiry.

Please refer to the CIPO Patent Fees web page to see all current fee amounts.

Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
ALCATEL-LUCENT CANADA INC.
Past Owners on Record
DAVID JOSEPH JONES
DOUGLAS HEATH PATRIARCHE
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Representative drawing 2002-09-09 1 8
Description 2002-05-01 25 1,165
Claims 2002-05-01 12 434
Abstract 2002-05-01 1 28
Drawings 2002-05-01 5 80
Cover Page 2002-10-25 2 46
Claims 2006-02-08 13 328
Abstract 2006-02-08 1 22
Description 2010-02-05 25 1,162
Courtesy - Certificate of registration (related document(s)) 2002-06-11 1 114
Filing Certificate (English) 2002-06-11 1 165
Reminder of maintenance fee due 2004-01-05 1 110
Acknowledgement of Request for Examination 2006-03-15 1 177
Courtesy - Certificate of registration (related document(s)) 2008-09-15 1 103
Courtesy - Certificate of registration (related document(s)) 2008-09-15 1 103
Courtesy - Certificate of registration (related document(s)) 2008-09-15 1 103
Courtesy - Abandonment Letter (Maintenance Fee) 2010-06-28 1 172
Fees 2004-04-20 1 29
Correspondence 2005-07-14 7 279