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Patent 2645578 Summary

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(12) Patent: (11) CA 2645578
(54) English Title: DATA CARRIER AND METHOD FOR MANUFACTURING THE SAME
(54) French Title: SUPPORT DE DONNEES ET SON PROCEDE DE FABRICATION
Status: Deemed expired
Bibliographic Data
(51) International Patent Classification (IPC):
  • B41M 5/26 (2006.01)
  • B42D 25/36 (2014.01)
  • B42D 25/41 (2014.01)
  • G06K 1/12 (2006.01)
(72) Inventors :
  • DEPTA, GEORG (Germany)
  • DOERFLER, WALTER (Germany)
  • MAYER, KARLHEINZ (Germany)
  • KARCHER, LARS (Germany)
  • HUYNH, THANH-HAO (Germany)
(73) Owners :
  • GIESECKE & DEVRIENT GMBH (Germany)
(71) Applicants :
  • GIESECKE & DEVRIENT GMBH (Germany)
(74) Agent: R. WILLIAM WRAY & ASSOCIATES
(74) Associate agent:
(45) Issued: 2014-12-02
(86) PCT Filing Date: 2007-03-15
(87) Open to Public Inspection: 2007-10-04
Examination requested: 2012-03-14
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/EP2007/002276
(87) International Publication Number: WO2007/110155
(85) National Entry: 2008-09-11

(30) Application Priority Data:
Application No. Country/Territory Date
10 2006 014 367.1 Germany 2006-03-27

Abstracts

English Abstract

The invention relates to a method for manufacturing a data storage medium (10) having labelling (12) which can be detected visually and/or by machine, in the form of patterns, letters, numbers or images. In the method, a data storage medium (10) having a data storage medium substrate (14) is provided and a marking layer (16) is applied to the data storage medium substrate. According to the invention, the labellings (12) are made in the marking layer (16) by means of short laser impulses.


French Abstract

L'invention concerne un procédé de fabrication d'un support de données (10) avec un marquage (12) pouvant être reconnu visuellement et/ou automatiquement sous forme de motifs, de caractères, de chiffres, ou d'images. Dans le procédé, un support de données (10) avec un substrat de support de données (14) est préparé et une couche de marquage (16) est disposée sur le substrat de support de données. Les marquages (12) sont appliqués selon l'invention au moyen d'impulsions laser courtes dans la couche de marquage (16).

Claims

Note: Claims are shown in the official language in which they were submitted.


- 23 -
Claims
1. A method for manufacturing a data carrier having visually and/or
machine-perceptible identifiers in the form of patterns, letters, numbers or
images,
comprising the steps of
- providing a data carrier having a data carrier substrate and
- applying a marking layer to the data carrier substrate,
characterized by
- introducing the identifiers into the marking layer by laser modification
of a
laser-modifiable feature substance in the marking layer by means of short
laser pulses,
- wherein the identifiers are introduced with a marking laser emitting
radiation at a wavelength at which the laser-modifiable feature substance
exhibits substantially no radiation absorption,
- wherein the identifiers are not perceptible in the visible spectral range
and
are perceptible in the near infrared in a wavelength range between 780 nm
and 1000 nm,
- wherein the laser-modifiable feature substance is an infrared absorber
having an absorption maximum in the near infrared, and
- wherein the identifiers are introduced with a marking laser emitting
radiation in the infrared spectral range, namely with a marking laser
emitting radiation having a wavelength of about 1.06 µn.
2. The method according to claim 1, characterized in that the identifiers
are
introduced with a marking laser emitting radiation a wavelength that does not
correspond to the absorption maximum of the laser-modifiable feature
substance.

- 24 -
3. The method according to any one of claims 1 to 2, characterized in that
the
pulse length of the short laser pulses is chosen to be less than the
characteristic
time of heat diffusion in the marking layer.
4. The method according to any one of claims 1 to 3, characterized in that
the
identifiers are introduced into the marking layer with laser pulses of a pulse

length of less than 100 ns.
5. The method according to any one of claims 1 to 4, characterized in that
the
identifiers are introduced into the marking layer with laser pulses of a pulse

length of less than 10 ns.
6. The method according to any one of claims 1 to 5, characterized in that
the
identifiers are introduced into the marking layer with laser pulses of a pulse

length of less than 1 ns.
7. The method according to any one of claims 1 to 6, characterized in that
the
marking layer comprises a mixture composed of a laser-transparent mixture
component and a mixture component that is modifiable by the laser radiation.
8. The method according to any one of claims 1 to 7, characterized in that
the
marking layer comprises a sequence of two or more layers, at least a first
layer
being transparent to the laser radiation and at least a second layer being
modifiable by the laser radiation.
9. The method according to any one of claims 1 to 8, characterized in that
the
marking layer is applied over a visually visible printing layer.

- 25 -
10. The method according to any one of claims 1 to 9, characterized in that
the
marking layer is applied by means of intaglio printing.
11. The method according to any one of claims 1 to 10, characterized in
that the
marking layer is applied contiguously.
12. The method according to any one of claims 1 to 11, characterized in
that at
least one layer that masks the marking layer and is transparent to the marking

laser radiation is applied over the marking layer.
13. The method according to claim 12, characterized in that a printing
layer is
applied as the at least one layer that masks the marking layer.
14. The method according to claim 12, characterized in that a contiguous
printing layer or an intaglio printing layer is applied as the at least one
layer that
masks the marking layer.
15. A data carrier having a substrate and a marking layer applied on the
substrate, into which visually and/or machine-perceptible identifiers in the
form
of patterns, letters, numbers or images are introduced by action of laser
radiation,
characterized in that
- the marking layer includes at least one laser-transparent substance and
one
laser-modified feature substance,
- the laser-modified feature substance exhibits substantially no radiation
absorption at the wavelength of the laser radiation,
- the identifiers of the marking layer are not perceptible in the visible
spectral
range and are perceptible in the infrared spectral range in a wavelength range

between 780 nm and 1000 nm, and in that

- 26 -
- the data carrier is obtainable according to the method of one of claims 1
to
14.
16. The data carrier according to claim 15, characterized in that the
marking
layer comprises a mixture having a laser-transparent mixture component and a
mixture component modified by the laser radiation.
17. The data carrier according to claim 15, characterized in that the
marking
layer comprises a sequence of two or more layers, at least a first layer being

transparent to the laser radiation and at least a second layer being modified
by the
laser radiation.
18. The data carrier according to claim 15, characterized in that the
marking
layer comprises a sequence of two or more layers, a first layer that is
transparent
to the laser radiation being disposed over a second layer that is modified by
the
laser radiation.
19. The data carrier according to any one of claims 15 to 18, characterized
in
that the marking layer is disposed over a visually visible printing layer.
20. The data carrier according to any one of claims 15 to 19, characterized
in
that the marking layer is formed by an intaglio printing layer.
21. The data carrier according to any one of claims 15 to 20, characterized
in
that the marking layer is formed by a contiguous printing layer.
22. The data carrier according to any one of claims 15 to 21, characterized
in
that at least one masking layer that masks the marking layer and is
transparent to
the laser radiation is disposed over the marking layer.

- 27 -
23. The data carrier according to claim 22, characterized in that the at
least one
masking layer that masks the marking layer is formed by a printing layer.
24. The data carrier according to claim 22, characterized in that the at
least one
masking layer that masks the marking layer is formed by a contiguous printing
layer or an intaglio printing layer.
25. The data carrier according to any one of claims 15 to 24, characterized
in
that the substrate is formed from paper, a foil or a paper-foil laminate.
26. The data carrier according to any one of claims 15 to 25, characterized
in
that the data carrier is a value document, a security paper, a security
element, a
sheet-type value document or a card body.

Description

Note: Descriptions are shown in the official language in which they were submitted.



CA 02645578 2008-09-11

Data Carrier and Method for Manufacturing the Same

The present invention relates to a data carrier having a visually and/or

machine-perceptible identifier in the form of patterns, letters, numbers or
images, and a method for manufacturing such a data carrier.

Identification cards, such as credit cards or personal identity cards, have
long
been provided with an individual identifier by means of laser engraving. In
marking by laser engraving, through suitable guidance of a laser beam, the
optical properties of the card material are irreversibly changed in the form
of
a desired marking. For example, in publication DE 30 48 733 Al is described
an identification card having applied information and exhibiting, on one
surface, different colored layer regions that are stacked and that are at
least
partially interrupted by visually perceptible personalization data.

In addition to identification cards, other value documents that are at risk of
counterfeiting, such as banknotes, stocks, bonds, certificates, vouchers,
checks, admission tickets and the like, are often provided with laser-
generated, individualizing marks, such as a serial number.

If an ink layer on a data carrier substrate is to be removed or modified with
the aid of a laser, then this ink layer must exhibit, at least in part, a high
absorption at the wavelength of the marking laser. The lower the absorption
is, namely, the higher the energy input of the laser must be chosen to be in
order to achieve the desired effect. However, due to the high energy input,
usually undesired side-effects are produced in the substrate or in other
layers lying above or below the ink layer to be marked.

If multiple layers are stacked, of which a lower lying one is to be marked
with the laser, then it must be assumed that, in the irradiated regions, also


CA 02645578 2008-09-11

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even non-absorbent overprints of the laser-absorbent layer will be removed
or modified with it. This means that, in the design of the data carrier, a
certain space must be reserved for a laser identifier to ensure that other
printing components are not destroyed by the laser identifier.

Based on that, the object of the present invention is to propose a data
carrier
of the kind cited above that exhibits a laser-generated individual identifier
of
high counterfeit security. In particular, the identifier should require little
space on the data carrier and be easy to integrate into existing designs or
print images. The present invention is also intended to provide a method for
manufacturing such a data carrier.

This object is solved by the manufacturing method and the data carriers
having the features of the independent claims. Developments of the present
invention are the subject of the dependent claims.

According to the present invention, in a method for manufacturing a data
carrier having a visually and/or machine-perceptible identifier in the form of
patterns, letters, numbers or images, a data carrier having a data carrier
substrate is provided and a marking layer applied to the data carrier
substrate. According to the present invention, the identifiers are introduced
into the marking layer by means of short laser pulses. Compared with
conventional marking methods, such a laser marking with short laser pulses
offers a range of advantages that are explained in detail below.

In a preferred variant of the present invention, identifiers are introduced
into
the marking layer that are not perceptible in the visible spectral range.
Rather, the identifiers are preferably perceptible only in the infrared
spectral
range, especially in the near infrared in a wavelength range between 780 nm


CA 02645578 2008-09-11

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and 1000 nm. They then constitute visually non-visible authenticity features
that, however, can be machine-read with conventional silicon-based
detectors with no problem. In alternative embodiments, the identifiers can
also be readable in the ultraviolet spectral range.

The identifiers are advantageously produced by laser modification of a laser-
modifiable feature substance in the marking layer. In a preferred
embodiment, the feature substance is an infrared absorber, especially an
infrared absorber having an absorption maximum in the near infrared.

The identifiers are advantageously introduced with a marking laser at a
wavelength that does not correspond to the absorption maximum of the
laser-modifiable feature substance. It is even possible to choose for the
marking a wavelength at which the laser-modifiable feature substance
exhibits substantially no or only a very low absorption. This decoupling of
the marking wavelength and the absorption maximum permits a
substantially greater freedom both in the choice of the feature substances
used and in the choice of the marking laser used.

If, for example, a feature substance having an absorption maximum in the
near infrared is used, for example at a wavelength of 850 nm, then a marking
wavelength that is substantially further removed from the visible spectral
range, for example, 1.06 m, can be used for the identifier. In this way, the
threat of undesired impact on other, visually more visible ink layers due to

the laser impingement can be greatly reduced.

The decoupling of the marking wavelength and the absorption maximum is
possible through the inventive use of short laser pulses for the marking that
can modify the feature substance surprisingly also far beyond its absorption


CA 02645578 2008-09-11

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maximum. It is even possible and, in some embodiments, advantageous, if
the feature substance exhibits substantially no or only a very low absorption
at the marking wavelength. How the short laser pulses produce the
modification at the marking wavelength despite a low or even zero
absorption of the feature substance is currently not understood. Without
wanting to be bound to a certain explanation, it is surmised that the
modification occurs due to non-linear effects at high laser intensities, as
explained in greater detail below.

The identifiers are advantageously introduced into the marking layer with a
marking laser in the infrared spectral range, marking lasers particularly
preferably being of a wavelength of about 1.06 Rm. Here, for example
Nd:YAG lasers, Nd:YVO lasers, Nd:glass lasers, Yb:glass lasers and the like
may be used.

The pulse length of the short laser pulses is expediently chosen to be less
than the characteristic time of the heat diffusion in the marking layer. This
characteristic time of the heat diffusion can be estimated with the heat
diffusion equation 6T/6t = D 62T/6x2, wherein T denotes the temperature, D
the diffusion constant of the marking layer, and x a locus coordinate.
According to this, a characteristic time T on the order of i- r2/D is
associated
with the heat flux across a characteristic expanse r. If the pulse length of a
laser pulse is shorter than this characteristic time z, then the heat produced
upon absorption can be distributed in the marking layer for the duration of
the laser pulse only within the characteristic expanse.

In an advantageous embodiment of the method, the identifiers are
introduced into the marking layer with laser pulses of a pulse length of less
than 100 ns, preferably of less than 50 ns, particularly preferably of less
than


CA 02645578 2008-09-11

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30 ns. Pulse lengths of less than 10 ns or even of less than 1 ns may likewise
be used.

In addition to the pulse length, also the pulse rate of the marking laser and
the average output of the laser are important. To produce complex markings
with high production speed, a high pulse rate (> 20 kHz, preferably > 30
kHz), a high average output (at least a few watts, preferably a few 10 W),
and a short pulse duration of the individual pulses is required. These to
some extent opposing requirements can be satisfied simultaneously given
careful choice and optimization of the marking lasers used.

In further variants of the present invention, the so-called "first peak"-
phenomenon is used. "First peak" denotes the peak power of a laser at the
start of lasing.

In the laser medium, through suitable energy supply ("pumping"), a
population inversion of the energy level is produced; that is, higher energy
states are more populated than lower energy states. During lasing, the
reduction of this energy level is stimulated, and energy is emitted in the
form
of laser light (Light Amplification by Stimulated Emission of Radiation).
Solid-state lasers are operated in such a way that the pump light is
continuously on and the laser radiation is released by opening a shutter or
the Q-switch in the resonator. Before this, a high population inversion has
built up that is instantaneously depleted and leads to a high peak power
(first peak) as soon as the shutter or Q-switch is opened. Thereafter, the
further pulses or the cw (continuous wave) operation occur at a lower
balanced power level, since there is never sufficient time between two pulses
to build up such a complete population inversion as at the start. The larger


CA 02645578 2008-09-11

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the interval between the individual pulses or the lower the frequency of the
pulses, the smaller the difference between the first and the subsequent pulses
is.

In general, this first peak is also perceptible in laser markings through a
stronger marking, a stronger effect or a divergent effect at the start of a
marking vector. In this way, it can be characterized e.g. for a marking in a
metallized foil at the start of an identifier by a larger dot, or for a
marking in
a color in which the color is removed, by a darker spot in the paper that can
also be tangible.

At least portions of the identifier according to the present invention can be
emphasized through the "first peak" and serve as a verification feature for a
lasered identifier. Depending on the design of this thus-modified identifier,
the change also can no longer be perceived with the naked eye, but rather
now only with a magnifying glass or an image processing sensor, such that a
higher security level is achievable.

In an advantageous variant of the present invention, a mixture composed of
a laser-transparent mixture component and a mixture component that is
modifiable by the laser radiation is applied as the marking layer.
Alternatively, as the marking layer, also a sequence of layers composed of
two or more layers can be applied, at least a first layer being transparent to
the laser radiation and at least a second layer being modifiable by the laser
radiation.

In both variants, the marking layer can be applied over a visually visible
printing layer. The marking layer itself can be applied, especially imprinted,
by means of intaglio printing or also contiguously. If the marking layer is


CA 02645578 2008-09-11

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executed in intaglio printing, it expediently includes, in addition to the
feature substance, an etching ink. In all embodiments, the marking layer can
include, in addition to the feature substance, further color and/or security
pigments, such as optically variable color pigments or magnetic pigments.

According to a further advantageous embodiment of the present invention,
at least one layer that masks the marking layer and is transparent to the
laser
radiation is applied over the marking layer. As the masking layer, especially
a printing layer, especially a contiguous printing layer or an intaglio
printing
layer, can be used.

The present invention also includes a data carrier, especially a value
document or security paper, having a substrate and a marking layer applied
on the substrate, into which, by the action of laser radiation, visually
and/or
machine-perceptible identifiers are introduced in the form of patterns,
letters, numbers, graphic codes (e.g. barcodes, matrix codes) or images.
According to the present invention, the marking layer of the data carrier
includes at least one laser-transparent substance and one laser-modified
feature substance that exhibits substantially no or only a low absorption at
the laser wavelength. In particular, the absorption maximum of the laser-
modified feature substance is advantageously beyond the laser wavelength,
as explained above.

Here, the marking layer can exhibit a mixture composed of a laser-
transparent mixture component and a mixture component modified by the
laser radiation, or it can constitute a sequence of layers composed of two or
more layers, at least a first layer being transparent to the laser radiation
and
at least a second layer being modified by the laser radiation.


CA 02645578 2008-09-11

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In a further aspect of the present invention, the invention includes a data
carrier of the kind cited above in which the marking layer constitutes a
sequence of layers composed of two or more layers, a first layer that is
transparent to the laser radiation being disposed over a second layer
modified by the laser radiation.

In all cited embodiments, the marking layer of the data carrier can be
disposed over a visually visible printing layer. The marking layer itself can
be formed by an intaglio printing layer or by a contiguous printing layer.
Over the marking layer can be disposed at least one layer that masks the
marking layer and is transparent to the laser radiation, this masking layer
being formed, for example, by a printing layer, especially a contiguous
printing layer or an intaglio printing layer.

The identifiers of the marking layer are preferably not perceptible in the
visible spectral range, but rather are machine-perceptible only in the UV-
spectral range or preferably in the infrared spectral range, especially in a
wavelength range between 780 nm and 1000 nm.

The substrate of the data carrier can be formed from paper, a foil or a paper-
foil laminate. The data carrier itself constitutes, for example, a security
element, a sheet-type value document or the card body of an identification
card, credit card or the like.

Further exemplary embodiments and advantages of the present invention
are explained below by reference to the drawings, in which a depiction to
scale and proportion was omitted in order to improve their clarity.

Shown are:


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Fig. 1 a schematic diagram of a marked banknote according to an
exemplary embodiment of the present invention,

Fig. 2 a cross section through the banknote in fig. 1 along the line II-
II in the region of the inscribed identifier,

Fig. 3 schematically, the reflection spectrum of an infrared-
absorbing feature substance prior to laser impingement (solid
curve) and after laser impingement (dotted curve), and

Fig. 4 to 8 cross sections as in fig. 2 through data carriers according to
further exemplary embodiments of the present invention.
The present invention will now be explained in greater detail first with
reference to figures 1 and 2 using a banknote as an example. For this, fig. 1
shows a schematic diagram of a banknote 10 that is provided with an
identifier 12 that is machine-perceptible only in the infrared spectral range,
such as the two-dimensional matrix code indicated in the figure. Fig. 2 shows
a cross section through the banknote 10 along the line II-11 in fig. 1 in the
region of the identifier 12.

As can be perceived when looking at figures 1 and 2 together, the banknote
substrate 14 exhibits a marking layer 16 and a printing layer 18 that is
transparent to the laser radiation of the marking laser. The marking layer 16
includes an infrared-absorbing feature substance whose absorption
maximum is, for example, about 850 nm. In the laser-modified regions 20,
the absorption of the feature substance, at 850 nm, is significantly reduced
such that the inscribed identifier 12 can easily be read out with conventional


CA 02645578 2008-09-11

-10-
silicon-based image processing sensors. In the visible spectral range, in
contrast, the laser-modified regions 20 and the unmodified regions appear
having a substantially identical color impression and identical brightness
such that the identifier 12 is not visible with the naked eye.

A distinctive feature of the present invention lies in the fact that the laser
modification of the feature substance occurs with short laser pulses and at a
different wavelength than the wavelength of its maximum absorption. For
example, in the exemplary embodiment, the identifier 12 is introduced into
the feature layer 16 at a wavelength of about 1.06 m and with laser pulses of
a pulse length between 6 ns to 30 ns.

For this, fig. 3 shows, schematically, the reflection spectrum of an infrared-
absorbing feature substance that is suitable for the present invention, before
and after the laser impingement with the marking laser. Here, the
reflectivity, indicated in arbitrary units, is shown in each case in the
spectral
range from 400 nm to 1200 nm. The reflection spectrum of the feature
substance prior to the laser impingement or outside the impinged-on regions
is described by the solid curve 30. As evident from fig. 3, in these regions,
the

feature substance exhibits a pronounced absorption maximum at about 850
nm that appears in the depicted reflection spectrum as the xninimum of the
reflectivity R, indicated by the arrow 32.

The laser impingement occurs with short pulses at a wavelength of 1.064 ~tm,
indicated by the arrow 34, so clearly outside the absorption maximum of the
feature substance. The reflectivity R of the marking layer 16 with the feature
substance is already about 95% at this wavelength. Despite the low

absorption, due to the laser impingement, surprisingly, the absorption and
reflection of the feature substance change significantly in the absorption


CA 02645578 2008-09-11

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maximum at 850 nm. The reflection spectrum of the feature substance after
the laser impingement is depicted in fig. 3 by the dotted curve 36.

As can be seen from fig. 3, the modified regions 20 and the unmodified
regions can easily be distinguished based on their different reflection in the
near infrared, for example at a wavelength of 850 nm. The differences in the
visible spectral range, in contrast, are small and, moreover, in the exemplary
embodiment in figures 1 and 2, masked by the overprint layer 18.

The inventive measure offers a range of advantages. For example, the choice
of Iaser-modifiable feature substances is no longer limited to substances that
exhibit a high absorption at the laser wavelength. Also, due to the short
pulses, only a low thermal load on the layer structure and on the substrate
upon lasing is facilitated. Further, the wavelength of the marking laser can
be chosen such that other elements of the layer structure are not affected by
the laser radiation.

For example, through the greater distance of the wavelength of the marking
laser at 1.06 m from the visible spectral range, it can be ensured that ink
layers that are to be maintained unchanged are not impacted by the lasing.
The risk of such an impact is substantially higher when a marking laser at
the absorption maximum of the feature substance (850 nm) is used, due to
the greater proximity to the visible spectral range.

In the context of the present invention, short pulses denote pulses for which
the pulse length is less than the characteristic time for the heat diffusion
in
the marking layer, as described in greater detail above.


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The precise mechanism with which the short laser pulses produce the
described modification of the reflection spectrum beyond the laser
wavelength is not known. Without being bound to a certain explanation, it is
currently surmised that non-Iinear effects that occur due to the high laser
intensity of the short pulses play a substantial role here. The non-Iinear
effects may be, for example, 2-photon processes, or the production of free
electrons in the initial phase of the laser pulse, associated with a
subsequently increased absorption by the ionized surface layer.

The feature substance can be removed or ablated by the short laser pulses or,
due to the deposited energy, for example also be so changed in its chemical
bonds that the observed changed in the reflection properties results.

Good results were achieved with marking lasers having wavelengths at
about 1.06 m, such as Nd:YAG lasers, Nd:YVO lasers and Yb:glass-fiber
lasers, wherein the preferred laser pulse lengths were consistently below
100 ns. Particularly good results were achieved with laser pulse lengths
between about 6 ns and 30 ns, but also shorter pulse lengths in the single-
digit nanosecond range or even in the picosecond or femtosecond range may
be used. Here, the pulse length is, as usual, defined as the width of the
pulse
at half the maximum intensity.

In the following are described, with reference to figures 4 to 8, further
embodiments of the present invention with different marking layers and
different layer structures.

The simplest layer structure 40 that may be used according to the present
invention is depicted in fig. 4. Here, to a substrate 42, which can be, for
example, a banknote paper, a foil, a card body or also a paper-foil laminate,
a


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marking layer 44 is applied, preferably imprinted. The marking layer 44
includes a laser-modifiable feature substance that, through impingement of a
region 46 of the marking layer with short laser pulses, is changed locally in
its absorption or reflection properties. The change in the region 46 can then
be perceived visually and/or by machine. In addition to the infrared-
absorbing feature substances already mentioned, of course also feature
substances having laser-induced modifications in the visible or ultraviolet
spectral range may be used.

A further exemplary embodiment of the present invention is depicted in fig.
5. The layer structure 50 shown there comprises a substrate 52, a printing
layer 54, a marking layer 56 and an optional protective layer 58. The printing
layer 54 can be, for example, an offset or indirect layer that does not react
with the laser radiation. In the exemplary embodiment, the marking layer 56
consists of a mixture of an etching ink 60 with a suitable feature substance
62, for example the laser-modifiable infrared absorber in fig. 3.

By impingement of regions 64 of the marking layer 56, imprinted in intaglio
printing, with the pulsed radiation of an infrared laser, in the exemplary
embodiment a diode-pumped Yb:glass-fiber laser of a wavelength A of 1.06
m, a pulse length between 20 and 30 ns, a pulse frequency of 30 kHz or
more, and an average output of 10 to 20 W, the feature substance 62 is
already sufficiently changed in its absorption properties by a single laser
pulse to subsequently permit a machine read-out of the introduced
identifier.

Since, in this way, only a single laser pulse is required for each written bit
of
information, very high marking speeds can be achieved, such as those
required for the production of complex identifiers, such as cryptographically


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securely encrypted matrix codes, at the speed of modern banknote printing
lines (10,000 sheets/hour).

Primarily when the printing layer 54 includes a high proportion of dark ink,
it can happen that the inscribed identifier becomes weakly visible due to the
surface change of the marking layer 56. However, this can be prevented in
that the marking layer is provided with a protective layer 58 that lends the
entire surface a uniform gloss impression. Moreover, through such a
protective layer, the identifier is well protected against soiling, such that
its
machine-readability is ensured for a long time.

Another possibility to prevent the inscribed identifier from becoming weakly
visible due to the surface change consists in briefly heating up the sequence
of layers after the laser impingement such that the binder of the marking

layer softens at the surface, flows easily and compensates potential surface
changes.

The marking layer can also be disposed below further masking printing
layers, as illustrated by the sequence of layers 70 in fig. 6. There, on a

substrate 72, a feature substance is printed as a contiguous area 74 that is
chosen to be sufficiently large in order to receive the laser identifier. Then
the
marking layer 74 produced in this way is overprinted with at least one
printing method, for example, with indirect printing, and with an ink that
does not react with the radiation of the marking laser (reference number 76).
Subsequently, through laser impingement, the infrared absorption of the
feature substance was changed in a sub-region 78 of the marking layer 74
without impacting the overprint layer 76 lying above it. The overprint layer
76 likewise ensures that the identifier cannot be visually perceived, also
given any slight surface changes in the marking layer 74.


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The overprint 76 can consist, for example, of guilloches. Also, one or
multiple further layers can be applied over the overprint layer 76, such as an
intaglio print portrait. The contiguous marking layer 74 can also include, in
addition to the feature substance, further color and/ or security pigments,
such as optically variable color pigments or magnetic pigments.

If the marking layer is applied, as in fig. 5, in intaglio printing, the
infrared
absorption of the feature substance is normally not areally constant due to
the structural width of the intaglio printing, which can make the machine-

readout of the inscribed identifier more difficult. To remedy this, in
addition
to the intaglio printing layer, a contiguous printing layer can be applied
with
the feature substance, as illustrated in the exemplary embodiment in fig. 7.

The sequence of layers 80 shown there includes, in addition to the layers
already described in connection with fig. 5, an additional layer 82 applied
with a background printing method that likewise includes the feature
substance 62. Since the printing layer 54 is transparent to the radiation of
the
marking laser, the feature substance 62 is modified by the laser impingement
both in the marking layer 56 and in the additional contiguous printing layer
82. The appearance of the inscribed identifier is homogenized by the
additional layer 82 and the machine readout reliability increased. It is
understood that also the additional layer 82 can include, in addition to the
feature substance, also further color and/or security pigments.

In a further variant of the present invention, different marking layers are
combined in a sequence of layers. For illustration, fig. 8 shows a sequence of
layers 90 having a first marking layer 92, a masking overprint layer 94 and a
second marking layer 96. The two marking layers 92, 96 include different


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feature substances that can each be modified by impingement with laser
pulses of different lengths.

For example, the feature substance of the first marking layer 92 can be
chosen such that it already reacts with the laser radiation at longer pulse
durations, for example about 50 ns, while shorter laser pulses, for example
about 10 ns, are required to modify the feature substance of the second
marking layer 96.

In such a sequence of layers 90, in a first step, first identifiers 93 can
then be
introduced into the marking layer 92 with longer laser pulses (50 ns). The
second marking layer 96 is not changed in this step, since the intensity of
the
longer pulses is not sufficient to modify its feature substance. In a second
step, a second identifier 97 is then introduced into the marking layer 96 with
shorter pulses (10 ns). In this step, the first marking layer 92 can likewise
be
changed or remain unchanged.

Of the identifiers 93 and 97, one or both can remain non-visible in the
visible
spectral range. For example, the identifier 93 of the upper marking layer 92
can be perceptible in the visible spectral range, while the masked identifier
97 of the lower marking layer 96 can be read out only by machine in the near
infrared. Also the reverse arrangement of the first and second marking layer
is conceivable such that the upper marking layer is modified with short, the
lower marking layer with longer laser pulses. Laser pulses of different
lengths can often be achieved without great effort with a single laser system
since, in many laser systems, an increase in the pulse rate involves an
extension of the pulse duration.


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The perception of the inscribed identifiers can occur with the aid of a
camera,
for example with a CCD or CMOS detector. Suitable filters (long pass, short
pass, band pass, especially narrow-band interference filters) can
significantly
increase the contrast between laser-modified and unmodified regions. Also,
downstream image processing can further improve the perceived raw image
prior to analysis.

To increase the read reliability, also different error correction algorithms
known to the person of skill in the art can be used, in which, for example,
through targeted addition of redundancy, potential later read errors can be
corrected.

The reflection behavior of the feature substance can also be analyzed at more
than one wavelength in order to be able to distinguish between different

feature substances. As is evident from fig. 3, the difference in the
reflectivities of the modified and unmodified regions changes sign multiple
times between 400 nm and 1000 nm. The wavelengths at which these
changes in sign occur, or the relationship between the reflectivities at
certain,
prechosen wavelengths, is characteristic for the feature substance used in
each case. If detectors are used that consist of other materials than silicon,
such as an InGaAs detector, the reflection behavior also permits analysis at
wavelengths greater than 1000 nm.

To achieve a reliable marking of banknotes, the following procedure, for
example, can be used:

First, at banknote production, the numbering of a banknote on the sheet is
read or calculated with the aid of a camera and electronic image processing.
In addition, a batch code that is not perceptible in the visible and that
varies


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for each up on the banknote sheet is read or calculated. In another
possibility, for each sheet that enters the production unit, only one numeral
and one batch code is read and the values for the remaining ups on the sheet
are calculated from the read values. In a further variant, a control unit of
the
numbering machine transmits the numerals to the computing system for the
laser identifier, and only the batch code is perceived and read with the
camera.

From the banknote numeral and the established batch code, by means of a
secret key and a suitable encryption algorithm, such as RSA, DSA, elliptic
curves or the like, a signature is then calculated, converted to a two-
dimensional code, and inscribed in the marking layer as an identifier in the
above-described manner. The signature can exhibit, for example, 40 payload
bytes or more in order to be considered secure according to the current state
of cryptography.

To further increase the counterfeit security, also statistical data from the
individual banknote can go into the signature, such as cutting tolerances,
position tolerances between the different printing methods, a dispersion of
mottled fibers and the like.

A simpler code, and one that is also more readable by fast-running banknote
processing machines, can include, for example, only up to 10 payload bytes
and be inscribed in the marking layer without elaborate encryption. Here,
the serial number of the banknote can be, for example, entirely or partially
stored in the visually not visible code, or also other logistical data.

A further application of the identifier according to the present invention
consists in the use as an intelligent infrared precision color split. In
principle,


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infrared color split is created in that, for example, in intaglio printing, a
motif
is printed with two inks that are identical in the visual spectral range and
that differ in the infrared spectrum such that the motif is perceptible only
through pictures in the infrared range. Conventional color splits are
produced through overlapping color stencils such that the form and
information of the color split can be only relatively crude. In addition, for
the
production of the conventional color split, two inking units are needed,
which limits the number of colored inks available for the design.

With the above-described laser modification, it is now possible to introduce
very finely structured information in the infrared range that becomes visible
as a lightening when viewed in the infrared spectral range, for example, at
850 nm. For example, graphics and image motifs, optical codes, characters,
etc. can be implemented. Both vector and pixel/bitmap inscription methods
can be applied. The method is preferably applied to regions that were

preprinted in intaglio printing, the intaglio printing inks including the
infrared-absorbing feature substance as an addition. However, it is also
conceivable to use all other printing methods for the preprinting of the color
split area, such as simultaneous printing, indirect relief printing, screen
printing, offset printing, gravure printing and the like.

Here, a dense pattern of the preprint or even a contiguous area (background
print) is advantageous in order to to make detailed color split patterns
perceptible. But also in an etched portrait, the possibility exists to depict
fine
color split details. Also, a banknote window, a metallic strip or a foil
application can serve as the carrier of the marking layer. In this way, in a
banknote window for example, a code that is readable from both sides can be
produced.


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A particular advantage of such a laser-color-split method consists in that an
additional inking unit becomes available for any colored ink, and in that,
through the use of a special infrared absorber, also the application of the
color split for light tones becomes feasible. A further advantage is the
diverse
inscription of identical banknotes in order to be able to separate them in
later
sorting.

In passport applications, with the described procedure, a hidden image of
the owner can be produced in the infrared range - a repetition of the
passport image that is visible only in the infrared. It is of course also
conceivable to produce a combination of classical color split and laser
precision color split.

A further application of the laser marking consists in securing products
against counterfeiting. Various features of a product, such as the article
number, serial number, date of manufacture, production facility and the like,
can be encrypted as a signature and incorporated in the visually and/or
machine-perceptible identifier. Here, too, the data can be linked with
statistical features of the product. The identifier can be applied to a label,
the
packaging or, in individual cases, also to the product itself.

In ticketing applications, characteristic data, such as the name of the event,
the event location, date, time, price, seat number, name of the owner and the
like, can be stored encrypted on the admission ticket.

The present invention is advantageous also for automatically issued and
accepted value coupons, such as are increasingly used by supermarket
chains. For example, in a dispensing machine can be applied to a value
coupon an identifier of the kind described that includes data such as the


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value of the coupon, a coupon number, the issue date, the issuing office, the
issuing company and the like. After checking the identifier, the acceptance of
counterfeited or falsified coupons can then be denied by a corresponding
receiving machine.

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

For a clearer understanding of the status of the application/patent presented on this page, the site Disclaimer , as well as the definitions for Patent , Administrative Status , Maintenance Fee  and Payment History  should be consulted.

Administrative Status

Title Date
Forecasted Issue Date 2014-12-02
(86) PCT Filing Date 2007-03-15
(87) PCT Publication Date 2007-10-04
(85) National Entry 2008-09-11
Examination Requested 2012-03-14
(45) Issued 2014-12-02
Deemed Expired 2018-03-15

Abandonment History

There is no abandonment history.

Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Application Fee $400.00 2008-09-11
Registration of a document - section 124 $100.00 2009-01-21
Maintenance Fee - Application - New Act 2 2009-03-16 $100.00 2009-03-11
Maintenance Fee - Application - New Act 3 2010-03-15 $100.00 2010-03-08
Maintenance Fee - Application - New Act 4 2011-03-15 $100.00 2011-03-07
Maintenance Fee - Application - New Act 5 2012-03-15 $200.00 2012-03-12
Request for Examination $800.00 2012-03-14
Maintenance Fee - Application - New Act 6 2013-03-15 $200.00 2013-03-11
Maintenance Fee - Application - New Act 7 2014-03-17 $200.00 2014-03-14
Final Fee $300.00 2014-09-25
Maintenance Fee - Patent - New Act 8 2015-03-16 $200.00 2015-02-27
Maintenance Fee - Patent - New Act 9 2016-03-15 $200.00 2016-03-02
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
GIESECKE & DEVRIENT GMBH
Past Owners on Record
DEPTA, GEORG
DOERFLER, WALTER
HUYNH, THANH-HAO
KARCHER, LARS
MAYER, KARLHEINZ
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Abstract 2008-09-11 1 12
Claims 2008-09-11 5 158
Drawings 2008-09-11 3 87
Description 2008-09-11 21 819
Representative Drawing 2009-01-09 1 13
Cover Page 2009-01-16 1 45
Claims 2013-10-10 5 149
Representative Drawing 2014-11-05 1 13
Cover Page 2014-11-05 1 44
PCT 2008-09-11 14 523
Assignment 2008-09-11 6 160
Assignment 2009-01-21 5 129
Correspondence 2009-03-17 1 15
Fees 2009-03-11 1 39
Prosecution-Amendment 2012-03-14 1 38
Prosecution-Amendment 2013-10-10 15 472
Prosecution-Amendment 2013-04-22 2 81
Correspondence 2014-03-28 1 31
Correspondence 2014-09-25 1 37