Language selection

Search

Patent 2972463 Summary

Third-party information liability

Some of the information on this Web page has been provided by external sources. The Government of Canada is not responsible for the accuracy, reliability or currency of the information supplied by external sources. Users wishing to rely upon this information should consult directly with the source of the information. Content provided by external sources is not subject to official languages, privacy and accessibility requirements.

Claims and Abstract availability

Any discrepancies in the text and image of the Claims and Abstract are due to differing posting times. Text of the Claims and Abstract are posted:

  • At the time the application is open to public inspection;
  • At the time of issue of the patent (grant).
(12) Patent Application: (11) CA 2972463
(54) English Title: CLOUD-BASED BIOMETRIC ENROLLMENT, IDENTIFICATION AND VERIFICATION THROUGH IDENTITY PROVIDERS
(54) French Title: ENROLEMENT, IDENTIFICATION ET VERIFICATION BIOMETRIQUES EN NUAGE PAR L'INTERMEDIAIRE DE FOURNISSEURS D'IDENTITE
Status: Deemed Abandoned and Beyond the Period of Reinstatement - Pending Response to Notice of Disregarded Communication
Bibliographic Data
(51) International Patent Classification (IPC):
  • H4L 9/32 (2006.01)
  • H4L 67/10 (2022.01)
(72) Inventors :
  • HARDING, DAVID (United States of America)
(73) Owners :
  • IMAGEWARE SYSTEMS, INC.
(71) Applicants :
  • IMAGEWARE SYSTEMS, INC. (United States of America)
(74) Agent: FIELD LLP
(74) Associate agent:
(45) Issued:
(86) PCT Filing Date: 2015-12-31
(87) Open to Public Inspection: 2016-07-28
Examination requested: 2020-12-03
Availability of licence: N/A
Dedicated to the Public: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/US2015/068273
(87) International Publication Number: US2015068273
(85) National Entry: 2017-06-27

(30) Application Priority Data:
Application No. Country/Territory Date
62/099,108 (United States of America) 2014-12-31
62/099,111 (United States of America) 2014-12-31
62/099,114 (United States of America) 2014-12-31

Abstracts

English Abstract

A system and method for cloud-based biometric enrollment, identification and verification are disclosed. More specifically, a cloud-based system and method is used for enrollment of biometric templates. An identity provider serves as an interface between a service provider and a biometric engine. Identity provider employs an open standards protocol such as Security Assertion Markup Language (SAML) or OpenID to exchange authentication data between the service provider and the biometric engine. Service provider employs embedded and/or externally attached hardware in client computing devices for capturing biometric probes and client identity information. Subsequently, biometric engine generates biometric templates from the captured biometric probes and enrolls biometric templates and client identity information for use in identification and authentication in a subsequent transaction.


French Abstract

L'invention concerne un système et un procédé d'enrôlement, d'identification et de vérification biométriques en nuage. Plus précisément, un système et un procédé en nuage sont utilisés pour l'enrôlement de modèles biométriques. Un fournisseur d'identité sert d'interface entre un fournisseur de services et un moteur biométrique. Le fournisseur d'identité utilise un protocole standard ouvert tel que le langage de balisage d'attestation de sécurité (SAML) ou OpenID pour échanger des données d'authentification entre le fournisseur de services et le moteur biométrique. Le fournisseur de services utilise du matériel embarqué et/ou rattaché de façon externe dans des dispositifs informatiques de client pour capturer des sondes biométriques et des informations d'identité de client. Par la suite, le moteur biométrique génère des modèles biométriques à partir des sondes biométriques capturées et enrôle des modèles biométriques et des informations d'identité de client destinés à être utilisés pour l'identification et l'authentification dans une transaction ultérieure.

Claims

Note: Claims are shown in the official language in which they were submitted.


CLAIMS
I claim:
1. A cloud-based biometric authentication infrastructure system comprising:
a plurality of clients in communication with a service provider through a
client
computing device;
a service provider configured to request the biometric identification of said
clients
over a network connection;
an identity provider configured to use one or more open authentication
protocols to
enable cloud communications between the service provider and a plurality of
biometric
engines responsible for performing biometric identification;
wherein the client computing device captures one or more biometric probes from
the
client and submits them for identification to the identity provider;
wherein the identity provider submits the one or more biometric probes to the
biometric engine which perform a matching of the one or more biometric probes
against
biometric templates stored in the system;
wherein the results of the matching are communicated to the service provider
through
the identity provider.
2. The system of claim 1, wherein the one or more biometrics are different
biometrics.
3. The system of claim 2, wherein the results of the matching comprise a
biometric
fusion score.
4. The system of claim 1, wherein the one or more authentication protocols
is SAML.
5. The system of claim 1, wherein the one or more authentication protocols
is OpenID.
6. The system of claim 1, wherein the client computing device is a mobile
device.
7. The system of claim 1, wherein biometric templates stored in the system
are from an
enrolled population.
8. The system of claim 7, wherein the service provider receives the
possible identity
matches from the identity provider.
9. The system of claim 1, wherein result of the matching represents a
probability that the
biometric probe captured is from the same client as the biometric template it
is being
compared against.
10. A method of cloud-based biometric authentication, the method comprising
the steps
17

of:
communicating with a service provider through a client computing device;
requesting the biometric identification of said clients through the service
provider;
capturing one or more biometric probes from the client:
submitting the one or more biometric probes for identification to the identity
provider
using one or more open authentication protocols;
forwarding the one or more biometric probes from the identity provider to the
biometric engine using one or more open authentication protocols;
matching the one or more biometric probes against biometric templates
available to
the biometric engine;
communicating the results of the matching to the service provider through the
identity
provider.
11. The method of claim 10, wherein the one or more biometric probes are
different
biometrics.
12. The method of claim 11, wherein the results of the matching comprise a
biometric
fusion score.
13. The method of claim 10, wherein the one or more authentication
protocols is SAML.
14. The method of claim 10, wherein the one or more authentication
protocols is OpenID.
15. The method of claim 10, wherein the client computing device is a mobile
device.
16. A cloud-based biometric enrollment infrastructure system comprising:
a plurality of clients in communication with a service provider through a
client
computing device;
a service provider configured to request the biometric enrollment of said
clients over a
network connection;
an identity provider configured to use one or more open authentication
protocols to
enable cloud communications between the service provider and a plurality of
biometric
engines responsible for performing biometric enrollment;
wherein the client computing device captures one or more biometric probes from
the
client and submits them for enrollment with the identity provider;
wherein the identity provider submits the one or more biometric probes to the
biometric engine which generates and stores one or more biometric templates
generated from
the one or more biometric probes; and
18

wherein the identity provider creates and submits a response regarding the
status of
biometric enrollment.
17. The system of claim 16, wherein the one or more biometrics are
different biometrics.
18. The system of claim 16, wherein the one or more authentication
protocols is SAML.
19. The system of claim 16, wherein the one or more authentication
protocols is OpenID.
20. The system of claim 16, wherein the client computing device is a mobile
device.
19

Description

Note: Descriptions are shown in the official language in which they were submitted.


CA 02972463 2017-06-27
WO 2016/118304 PCT/US2015/068273
CLOUD-BASED BIOMETRIC ENROLLMENT, IDENTIFICATION AND
VERIFICATION THROUGH IDENTITY PROVIDERS
CROSS-REFERENCE TO RELATED APPLICATIONS
[0001] The present application claims priority to and is a continuation-
in-part of
United States Patent Application No. 14/044,757, filed on October 2, 2013, and
entitled
"Systems and Methods for Conducting Cloud-Based Biometric Authentication,"
which
claims priority to United States Provisional Patent Application No.
61/708,945, filed on
October 2, 2012, the disclosures of which are all herein incorporated by
reference in their
entireties. The present application also claims priority to United States
Provisional Patent
Application No. 62/099,108, filed on December 31, 2014, and entitled "Cloud-
Based
Biometric Enrollment Through Identity Providers;" United States Provisional
Patent
Application No. 62/099,111, filed on December 31, 2014, and entitled "Cloud-
Based
Biometric Identification Through Identity Providers;" and United States
Provisional Patent
Application No. 62/099,114, filed on December 31, 2014, and entitled "Cloud-
Based
Biometric Verification Through Identity Providers," the disclosures of which
are all herein
incorporated by reference in their entireties.
BACKGROUND OF THE INVENTION
1. Field of Invention
[0002] The present invention relates generally to biometrics and more
particularly
to cloud-based biometric enrollment, identification, and verification through
an identity
provider.
2. Description of Related Art
[0003] Cloud computing refers to anything that involves delivering hosted
services
over the Internet. The term "cloud" often refers to the Internet and more
precisely to some
datacenter full of servers that is connected to the Internet. A cloud can be a
wide area
network (WAN) like the Internet or a private, national, or global network. The
term can
also refer to a local area network (LAN) within an organization. As used
herein, a "cloud"
is any communications network.
[0004] A service provider operating in the cloud may be operatively
coupled
with a security system for providing biometric authentication. Examples of
service
providers include, but are not limited to a variety of cloud-based
applications, social
networking, email, hosting (e.g., documents, spreadsheets, images, videos),
data backup and
1

CA 02972463 2017-06-27
WO 2016/118304 PCT/US2015/068273
storage, banking and financial services, health care, government, webpages,
and online
retailers, among others. Examples of security systems include a biometric
engine that
ensures only valid individuals gain access to controlled areas or computing
resources.
[0005] The integration of security systems with service providers often
requires the
development of complex and specific communication protocols to exchange
authentication
data. This may complicate the interoperability between security systems and
service
providers, while increasing development costs and affecting the authentication
performance.
[0006] Accordingly, it is desirable to standardize the interfaces between
security
and service provider systems for allowing faster, cheaper, and more reliable
integration.
SUMMARY OF THE INVENTION
[0007] The present invention overcomes these and other deficiencies of
the prior
art by integrating a biometric engine with one or more service providers. An
identity
provider operating between the biometric engine and the service providers is
utilized.
The identity provider may implement authentication protocols such as Security
Assertion
Markup Language (SAML) and OpenID, among others.
[0008] According to an embodiment of the invention, a system for allowing
biometric enrollment, identification and verification comprises one or more
client
computing devices operatively coupled with one or more service providers, one
or more
identity providers and one or more biometric engines supported in the cloud.
The client
computing devices are capable of capturing different client biometric probes
for
supporting multimodal biometric enrollment. The service provider exchanges
authentication data with a biometric engine through the identity provider,
where this
identity provider uses one or more open standard authentication protocols such
as SAML
and OpenID. The biometric engine includes a query router, one or more query
engines, one
or more data caches, and a demographic database. The service provider requests
biometric
enrollment of one or more clients through the biometric engine for allowing or
approving a
transaction initiated by a client.
[0009] According to another embodiment of the invention, a method for
biometric
enrollment comprises a service provider requesting client enrollment to the
biometric
engine through the identity provider. The identity provider requests capture
of biometric
probes and client identity information from the client computing device.
Client computing
devices employ embedded and/or externally attached hardware for capturing one
or more
biometric probes and client identity information. Each biometric probe is
associated with a
2

CA 02972463 2017-06-27
WO 2016/118304 PCT/US2015/068273
different biometric modality including, but not limited to fingerprint, iris,
face, and
voice, among others. Subsequently, a client computing device submits the
biometric
probes and client identity information to the identity provider. Then, the
identity provider
submits the captured biometric probes and client identity information to the
biometric
engine for generation of biometric templates. The biometric engine employs one
or more
query routers and one or more query engines for generating biometric templates
from
biometric probes and then stores the templates in one or more biometric data
caches.
Similarly, query router stores client identity information in one or more
demographic
databases. Subsequently, the biometric engine returns a status of enrollment,
e.g., fail or
successful enrollment, to the identity provider. Then, the identity provider
creates and
submits one or more responses. Afterwards, if the enrollment was successful,
service
provider proceeds to verify and/or identify a client, i.e., person, using the
enrolled
biometrics probes for a subsequent transaction.
[0010] The implementation of the identity provider with open source
communication protocols provides a standard interface between the service
provider and
the biometric engine, thereby integrating the service provider and the
biometric engine. This
integration supports a fast and reliable client biometric enrollment as
required by the service
provider.
[0011] The foregoing, and other features and advantages of the invention,
will be
apparent from the following, more particular description of the preferred
embodiments of
the invention, the accompanying drawings, and the claims.
BRIEF DESCRIPTION OF THE DRAWINGS
[0012] For a more complete understanding of the present invention, the
objects
and advantages thereof, reference is now made to the ensuing descriptions
taken in
connection with the accompanying drawings briefly described as follows:
[0013] Fig. 1 illustrates the biometric engine;
[0014] Fig. 2 illustrates a system for cloud biometric enrollment where
an identity
provider is used to exchange data between a service provider and a biometric
engine
according to an embodiment of the invention;
[0015] Fig. 3 illustrates a block diagram of a client computing device
according to
an embodiment of the invention;
[0016] Fig. 4 illustrates a method for cloud-based biometric enrollment
that includes
an identity provider as the interface between a service provider and a
biometric engine
3

CA 02972463 2017-06-27
WO 2016/118304 PCT/US2015/068273
according to an embodiment of the invention;
[0017] Fig. 5 illustrates a method for cloud-based biometric
identification that
includes an identity provider as the interface between a service provider and
a biometric
engine according to an embodiment of the invention; and
[0018] Fig. 6 illustrates a method for cloud-based biometric verification
that
includes an identity provider as the interface between a service provider and
a biometric
engine according to an embodiment of the invention.
DETAILED DESCRIPTION OF EMBODIMENTS
[0019] Further features and advantages of the invention, as well as the
structure
and operation of various embodiments of the invention, are described in detail
below with
reference to the accompanying Figs. 1-6. Other embodiments may be used and/or
other
changes may be made without departing from the spirit or scope of the present
disclosure.
The illustrative embodiments described in the detailed description are not
meant to be
limiting of the subject matter presented here.
[0020] As used herein, certain terms are defined as follows:
[0021] "Biometric capture" refers to using a biometric input device or
system to
acquire biometric data from an individual in the form of images, templates, or
other form;
[0022] "Biometric data" refers to information that may be used to verify
or
identify a person based on physical traits, attributes, or behaviors.
Biometric data
includes, but is not limited to images of fingerprints, faces, irises, and any
binary data
generated by biometric capture algorithms;
[0023] "Biometric fusion score" refers to any probability score that uses
multiple
biometric inputs or methods of processing to improve performance. For example,
matching scores from multiple modalities are normalized and combined (e.g.,
fused) to
create a single probability score;
[0024] "Biometric probe" refers to any captured biometric data that may
be
used to compare with or matched against one or more prior enrolled biometric
templates;
[0025] "Biometric template" refers to a digital record of distinct
characteristics
that have been extracted by a biometric algorithm from biometric data
associated with a
person;
[0026] "Biometric verification" refers to a process of using biometric
authentication to validate the identity of a person;
[0027] "Client" refers to a person or user having a computing device
capable of
4

CA 02972463 2017-06-27
WO 2016/118304 PCT/US2015/068273
receiving and responding to interactive messages, and capable of capturing one
or more
biometric modalities ¨ a biometric client can also refer to the computing
device itself;
[0028] "Identifier" refers to any unique credential such as a username,
password,
and/or other identifying information that may be used during authentication of
a client;
[0029] "Query engine" refers to a computer system capable of comparing
biometric probes and biometric templates and may return a biometric score or a
biometric
fusion score; and
[0030] "Query router" refers to software and/or hardware that may manage
and
queue biometric verification queries in a query engine.
[0031] [transition paragraph]
[0032] Fig. 1 illustrates a biometric engine 100 according to an
embodiment of the
invention. Biometric engine 100 comprises a query router 102, one or more
query engines
104, and one or more biometric data caches 106 associated with each query
engine 104.
Query router 102, although optional, is operatively connected to a suitable
network
connection 108, the identification and implementation of which is apparent to
one of
ordinary skill in the art. For example, network connection 108 can comprise a
local area
network (LAN), a virtual private network (VPN), a wireless area network (WAN),
or any
combination thereof to communicate to an interactive messaging system service
via the
Internet. Network connection 108 provides an operational connection with a
client or a
service provider that may use the biometric engine 100 as an identity
provider.
[0033] Query router 102 includes software programmed according to the
embodiments described herein and executed on a processor. Query router 102 can
be
associated with an optional demographic database 110 for storing demographic
data, such
as gender, age, or even personal information, such as name and telephone
number,
among others, of a client. The identification and implementation of the
demographic
database 110 is apparent to one of ordinary skill in the art. In another
embodiment,
demographic database 108 may be operated from a service provider
infrastructure, in
which case, biometric engine 100 does not directly associate the demographic
data with
biometric data when performing biometric authentication, thereby allowing
anonymous
biometric authentication through the use of tokens that can be used to isolate
the specific
biometric data for matching and/or analysis.
[0034] The demographic database 110 (and any other database discussed
herein)
may implement a database management systems (DBMS) such as, but not limited
MySQL, PostgreSQL, SQLite, Microsoft SQL Server, Microsoft Access, Oracle,
SAP,

CA 02972463 2017-06-27
WO 2016/118304 PCT/US2015/068273
dBASE, FoxPro, IBM DB2, LibreOffice Base, FileMaker Pro, MongoDb, and/or any
other type of database software that organizes collections of data.
[0035] Query router 102 is in communication with one or more query
engines 104
through a suitable computer network, the identification and implementation of
which is
apparent to one of ordinary skill in the art. In an embodiment of the
invention, each query
engine 104 is implemented on a computer having installed thereon a suitable
operating and
biometric software according to the embodiments described herein. All query
engines 104
can be implemented on the same computer or distributed among multiple
computers. Each
query engine 104 is associated with a biometric data cache 106, the
implementation of
which is also apparent to one of ordinary skill in the art. Each query engine
104 can be
adapted to process a single biometric modality or multiple biometric
modalities. In an
embodiment of the invention, query engines 104 convert biometric data into
templates for
storage in biometric data cache 106 at enrollment. In another embodiment of
the invention,
the query engines 104 receive biometric templates created elsewhere, for
example, from a
biometric capture device. The query engines 104 create (or receive) biometric
probes to
compare against enrolled biometric templates at verification time.
[0036] In operation, query router 102 receives a call, such as a service-
oriented architecture (SOA) call, from a client's device or a server
associated with a
service provider to verify the authenticity of a client's identity. The call
includes user
information that may be used by the biometric engine 100 to authenticate the
biometric
client. Information provided in the call may include, for example, demographic
information,
such as age, gender, city, and the like; or personal information, such as a
name, a
username, an email, a phone, or any information associated with the user that
may be
used by the biometric engine 100 for authentication. Alternatively, the call
may be
anonymous, i.e., without knowledge of biographic, demographic or otherwise
identifying
information. Information provided may also include a biometric probe that is
to be
compared against biometric templates previously stored in the biometric data
caches 106.
Query router 102 may route requests to the appropriate query engines 104,
depending on the
biometric type or work load on the query engines 104. Query router 102
monitors the
activities of the query engines 104 and may combine their responses
(success/fail) into
a single SOA response that may be sent back to the client's device or service
provider.
[0037] Fig. 2 depicts a system 200 for cloud-based biometric enrollment
according to
an embodiment of the invention, where one or more clients 202 enroll their
identities and
submit biometric probes through the use of one or more client computing
devices 212 in
6

CA 02972463 2017-06-27
WO 2016/118304 PCT/US2015/068273
communication with a biometric engine 100 in the cloud 210. According to some
aspects
of this embodiment, system 200 includes an identity provider 204 which uses
one or more
authentication protocols as an interface between one or more service providers
206 and
biometric engine 100 for providing biometric identification.
[0038] In system 200, a transaction 208 may include one or more clients
202
making an online purchase of one or more items or services over the internet
or cloud. For
example, client 202 may enter a website using a computer for making a
particular
purchase, in which case, the website may not provide biometric identification
or
verification. In another embodiment, client 202 may make an offline purchase,
for example,
when swiping a credit card at a point of sale terminal to purchase an item or
service.
[0039] In order to complete transaction 208, client 202 is required to be
identified,
in which case, service provider 206 requests the identification of client 202
for approving
transaction 208. For example, service provider 206 may be a bank, an online
retailer, a store,
or a service company requiring the authentication of client 202 who is using
his credit
card for acquiring goods or services.
[0040] Client 202 initiates transaction 208 in the cloud through a
suitable network
connection 210 with service provider 206. In another embodiment, network
connection 210
may include intranets, local area networks (LAN), virtual private networks
(VPN), and
wireless area networks (WAN), among others.
[0041] Identity provider 204 includes an authentication module (not shown
in
Fig. 2) operating in the cloud, and employs one or more authentication
protocols for
exchanging authentication and authorization data between service provider 206
and
biometric engine 100. In one embodiment, identity provider 204 employs SAML
for
allowing authentication and secure communication between service provider 206
and
biometric engine 100. In another embodiment, identity provider 204 employs
OpenID for
allowing the authentication and secure communication between service provider
206 and
biometric engine 100. By using open source authentication protocols, the
implementation
and identification of which are apparent to one of ordinary skill in the art,
identity provider
204 allows the integration of biometric engine 100 as a plug-in solution to
provide
biometric authentication to a plurality of service providers 206. Identity
provider 204
submits client 202 identifiers such as username and password, and requests
biometric
identification of client 202 in biometric engine 100.
[0042] One or more client computing devices 212 are operatively coupled
with
biometric engine 100 and identity provider 204 through network connection 210.
Client
7

CA 02972463 2017-06-27
WO 2016/118304 PCT/US2015/068273
computing devices 212 are used to capture biometrics of client 202. Examples
of client
computing devices 212 include smartphones, tablets, and PDAs, among others.
[0043] In one embodiment of the invention, client computing devices 212
support
multimodal biometric 214 for capturing a plurality of biometric probes such as
face,
fingerprint, iris, and/or voice, among others. Client computing devices 212
submit one or
more biometric probes to biometric engine 100 for identification purposes.
According to
some aspects of this embodiment, biometric engine 100 converts these biometric
probes into
corresponding biometric templates for matching against previously stored
biometric
templates. Alternatively, the biometric probes have been converted to
templates prior to
arriving at the biometric engine 100. Matching results in individual scores
for each type of
biometric template being compared, for example, one score is generated for the
iris
comparison, and another score for the voice comparison. The biometric scores
generated for
the different modalities of biometric probes may be combined into a single
fusion biometric
score that can be used for validating the biometric authentication.
[0044] Fig. 3 illustrates a block diagram of example components in a
client
computing device 300, in which one or more embodiments of the present
invention may
operate. Client computing device 300 may be a laptop computer, a desktop
computer, a
smartphone, a tablet, a game console, a set-top box, and/or another type of
processor-
controlled device that may receive, process, and/or transmit digital data,
among others.
Client computing device 300 operates within a system for providing cloud
biometric
verification. Client computing device 300 includes a bus 302, an input/output
device 304,
an interface 306, a memory 308, a storage device 310, a central processing
unit (CPU)
312, and one or more biometrics capture devices 314. In another embodiment,
client
computing device 300 may include additional, fewer, different, and/or
differently arranged
components than are illustrated in FIG. 3.
[0045] Bus 302 allows components within client computing device 300 to
communicate with each other. Input/output device 304 includes peripherals
and/or other
mechanisms that enable a user to input information to client computing device
300,
including for example a keyboard, a mouse, a button, a touch screen, voice
recognition,
and biometric mechanisms, among others. Input/output device 304 also includes
a
mechanism that may output information to the user of client computing device
300 such as,
for example, a display, a light emitting diode (LED), and a speaker, among
others.
Interface 306 includes mechanisms that enable client computing device 300 to
communicate with other client computing devices 300 and/or systems through
network
8

CA 02972463 2017-06-27
WO 2016/118304 PCT/US2015/068273
connections. Network connections refer to any suitable connections between
computers
such as, for example, intranets, local area networks (LAN), virtual private
networks (VPN),
wireless area networks (WAN) and the internet among others. Memory 308
includes a
random access memory (RAM) or another type of dynamic storage device 310 which
may
store information and instructions for execution by central processing unit
(CPU) 312.
Storage device 310 includes a magnetic and/or optical recording medium such as
read-
only memory, flash memory, ferroelectric RAM (F-RAM) hard disks, floppy disks,
and
optical discs, among others. Central processing unit (CPU) 312 includes a
microprocessor,
an application specific integrated circuit (ASIC), or field programmable
object array
(FPOA), among others, which may interpret and execute instructions.
[0046] Software instructions are read into memory 308 from another
computer-
readable medium, such as storage device 310, or from another client computing
device 300
via interface 306. The software instructions contained in memory 308 cause
central
processing unit (CPU) 312 to perform one or more processes described herein.
Alternatively,
hardwired circuitry is used in place of or in combination with software
instructions to
implement processes described herein. Thus, implementations described herein
are not
limited to any specific combination of hardware circuitry and software.
[0047] Biometrics capture device 314 may include 2D face, 3D face, hand
geometry, single fingerprint, ten finger live scan, iris, palm, full hand,
signature, ear,
finger vein, retina, DNA and/or voice capture devices, or any subset thereof.
Biometrics
capture device 314 also includes a client SDK that may collect and format
biometric data
captured for transmission to the identity provider 204 or/and biometric engine
100.
[0048] In other embodiments, biometric capture device 314 is implemented
in a
separate module that can be plugged into client computing device 300. For
example,
biometric capture device 314 can be a dedicated camera, microphone,
fingerprint
scanner station that can be connected to client computing device 300 for
capturing one or
more biometric probes.
[0049] Fig. 4 illustrates a method of cloud-based biometric enrollment
400 that is
executed by a system according to embodiments described herein.
[0050] Cloud-based biometric enrollment 400 starts at step 402 where a
service
provider requests client enrollment of one or more biometrics and client
identity
information, which may be later used for biometric identification and/or
verification. A
service provider can be an online retailer, a cloud-based application, an
online banking
website, a webpage, a store, or a company requesting client enrollment, among
others.
9

CA 02972463 2017-06-27
WO 2016/118304 PCT/US2015/068273
More specifically, the service provider requests client enrollment of
biometrics and
client identity information through a computer interface executed in a variety
of client
computing devices, such as laptops computers, desktop computers, PDA's, and
the like.
[0051] Afterwards, at step 404, an identity provider requests the
capturing of one or
more biometrics and client identity information. According to an embodiment,
client
identity information includes username and password, and/or demographic
information
such as phone number, address, and name, among others. Depending on
environment
conditions, demographics, geographic location and client preferences, among
other factors,
identity provider may request the capture of specific biometric information
and/or all the
biometric information available.
[0052] Subsequently, at step 406, client computing devices employ
embedded
and/or externally attached hardware for capturing biometric probes. The client
computing
device allows the client to submit biometric probes such as fingerprints, iris
scans, face
scans, and voice patterns, among others. In addition, computer interface
assists the
client to select biometric probes to be enrolled and guides the client during
the process of
enrollment. Client computing device also requests client identity for
associating the
biometric probes with the corresponding client. In this case, the client
inputs the client
identity information through the input interface of the client computing
device.
[0053] After capturing biometric probes and identity information at step
406, client
computing devices submits the captured biometric probes and client identity
information to
the identity provider, at step 408.
[0054] Subsequently, at step 410, identity provider submits the captured
biometric
probes and client identity information to a biometric engine for enrollment.
[0055] Afterwards, at step 412, the biometric engine enrolls biometrics
probes and
client identity information. During this step, query router stores the client
identity
information in the demographic database and sends the captured biometric
probes to
corresponding query engine. Each query engine converts the biometric probes
into
biometric templates and may have an associated biometric data cache. In an
embodiment
of the invention, a template data manager is included that manages a biometric
engine's
biometric data cache where biometric templates are stored and retrieved. Query
engine
communicates with query router and moves biometric templates into and out of
biometric
data cache. Query engine also supports one or more biometric data caches.

CA 02972463 2017-06-27
WO 2016/118304
PCT/US2015/068273
[0056] Subsequently, at step 414 the query router monitors the activities
of the
query engine and sends a Service-Oriented Architecture (SOA) response back to
the
identity provider indicating a failed or successful enrollment of biometric
client.
[0057] Then, at step 416, identity provider creates and submits a
response
regarding the status of biometric enrollment. Subsequently, at step 418 if the
enrollment was successful, service provider proceeds to verify and/or identify
client
through biometrics probes for a subsequent transaction. Finally, cloud-based
biometric
enrollment 400 may end.
EXAMPLE
[0058] Example #1 describes a cloud-based biometric enrollment process
for a
client employing biometric authentication system during a bank transaction. In
this
example, a commercial bank previously has stored client identity information
about the
client such as a name, last name, email address, password and/or any other
specific
information to create an account for the user. A Bank cloud-based application
may first
require ID credentials, such user name and password, or personal information
to verify
his/her identity. Once the client has provided the required information,
biometric engine
in cloud biometric authentication may execute query router to verify client
identity
information, which is previously stored in a demographic database. When the
client's
identity is confirmed, bank cloud-based application requests one or more
biometric
probes. Biometric probes are captured through embedded hardware in client
computing
devices. In this example, a fingerprint reader is used for capturing biometric
probes from
client's fingerprints. The client, query engine, or biometric engine converts
the associated
biometric probe into a biometric template. Query engine stores template in the
corresponding biometric data cache. As a result, when the client tries to log
in for a
second time to the bank cloud-based application, the biometric authentication
system
requests the submission of a biometric probe that is compared against the
biometric
templates stored during the biometric enrollment process described herein.
[0059] Fig. 5 illustrates a method for cloud-based biometric
identification 500 that
may be performed in a system according to embodiments described herein.
[0060] Biometric identification 500 starts at step 502, where a service
provider
requests the identification of one or more clients in order to allow access to
the services
offered by the aforementioned service provider, or to approve an offline or
online
transaction through the service provider. A service provider can be an online
retailer,
a cloud-based application, an online banking website, a webpage, a store, a
border control
11

CA 02972463 2017-06-27
WO 2016/118304
PCT/US2015/068273
agency, a public safety institution, a hospital or a service company requiring
the
identification of client 202. More specifically, the service provider requests
the
identification of one or more clients to an identity provider.
[0061] In one or more embodiments, the service provider requests the
client to
provide an identifier such as username and password, and/or demographic
information such
as phone number, address, name, among others.
[0062] The identity provider requests one or more biometric captures at
step 504.
The aforementioned biometric captures may include images of biometric features
such as
2D face, 3D face, hand geometry, single fingerprint, ten finger live scan,
iris, palm, full
hand, signature, ear, finger vein, retina, DNA, voice, or any subset thereof.
Afterwards, a client computing device, which supports multimodal biometric
capturing,
may capture the one or more biometric probes at step 506.
[0063] The client computing device submits the required one or more
biometric
probes to the identity provider at step 508. The identity provider allows the
exchange
of information between the service provider and the biometric engine. For
identification purposes, identity provider submits the one or more biometric
probes to a
biometric engine at step 510.
[0064] In step 512, the biometric engine performs a matching of the one
or more
biometric probes against biometric templates of an enrolled population. The
biometric
templates are stored in biometric data caches for providing a faster client
identification.
[0065] In an embodiment of the invention, a query router operating within
a
biometric engine may distribute the biometric probes to one or more query
engines also
operating within the biometric engine. The one or more query engine in
conjunction with a
template data manager within the biometric engine then converts the biometric
probes
into biometric templates for comparison against previously stored biometric
templates in
one or more biometric data caches within biometric engine. The result of the
comparison
is a biometric score which represents a probability of identity where it may
be assumed
that both the biometric probe and the previously stored biometric template
correspond to
the same client. The one or more query engines determine if the biometric
scores
generated meet a minimum threshold score. If it is determined that the
biometric score
meets the minimum threshold score, then the biometric score with associated ID
credentials may be added into a list of possible matches. In case the
biometric score
does not meet the minimum threshold score, then the query engine may move on
to the
12

CA 02972463 2017-06-27
WO 2016/118304
PCT/US2015/068273
next candidate in the queue. This process may continue until there are no more
candidates
in the queue.
[0066] Afterwards, the biometric engine submits the search results to the
identity
provider at step 514. Then, the identity provider creates a response based on
the
aforementioned search results at step 516. The identity provider submits the
response to
the service provider at step 518. In one or more embodiments the response
includes the
list of possible matches sorted by the probability of identity. Finally, the
service provider
receives the possible identity matches at step 520.
[0067] Fig. 6 illustrates a cloud biometric verification method 600 that
may be
performed in a system according to embodiments described herein. Verification
method
600 starts at step 602 where a service provider requests the verification of
one or more
clients in order to allow access to the services offered by the service
provider, or to
approve an offline or online transaction through the service provider. A
service provider
can be, for example, an online retailer, a cloud-based application, an online
banking
website, a webpage, a store, or a company requesting client verification. More
specifically,
the service provider requests client verification to an identity provider
which is
implemented through an authentication module configured in the cloud or a
suitable
network. The identity provider maintains and manages identity information for
clients and
provides authentication to other service providers.
[0068] The identity provider checks if the identifier for the client is
already
provided, at step 604. The client identifier includes login credentials such
as username
and password, or includes demographic information such as phone number,
address,
name, and the like. For example, in order to obtain the client identifier, the
identity
provider checks the cookies at the client computing device used by the client
to log in or
access the service provider.
[0069] If the client is not logged in to or has not logged in to the
service provider,
or has not accessed the service provider, then the identity provider requests
the client
identifier, at step 606. In this case, the client submits username and
password (optional)
for allowing the identity provider to capture the corresponding client
identifier.
[0070] If the client identifier is provided, then the identity provider
verifies the
supplied or captured client identifier against in its database of client
identifiers, and
then submits the corresponding identifier back to the service provider, at
step 608. In
addition, the identity provider requests the biometric verification of the
client associated
with the captured or submitted identifier.
13

CA 02972463 2017-06-27
WO 2016/118304
PCT/US2015/068273
[0071] The identity provider sends a request for client biometric
verification to the
service provider, at step 610, where one or more client biometric probes are
captured
through one or more client computing devices capable of supporting multimodal
biometric authentication.
[0072] The client computing device submits one or more biometric probes
of the
client to the identity provider which allows the exchange of authentication
data
between the service provider and a biometric engine, at step 612.
Subsequently, at step
614, the identity provider submits the captured client biometric probes to the
biometric
engine for verification.
[0073] The biometric engine performs the verification of one or more
biometric
probes submitted by the identity provider, at step 616. During biometric
verification, a
query router within the biometric engine distributes the biometric probes to
the appropriate
query engines also within the biometric engine. One or more query engines in
conjunction with a template data manager within the biometric engine then
converts said
biometric probes into biometric templates for comparison against biometric
templates
previously stored in one or more biometric data caches within biometric
engine. The
result of the comparison is a biometric score which represents a probability
that the
biometric probe captured is from the same client as the biometric template it
is being
compared against.
[0074] The query engine then returns the generated biometric score to the
query
router which may send a SOA response to the identity provider indicating a
successful or failed matching, at step 618.
[0075] Subsequently at step 620, the identity provider generates a
response
with the result of the biometric verification performed by the biometric
engine, where
this generated response confirms a successful or failed biometric verification
of the client.
Finally, at step 622, the identity provider sends the response to the service
provider with the
biometric verification of the client. A successful verification of the client
may allow access
to the services provided by the service provider, or it may approve the
transaction
requested by the client through the service provider.
[0076] While various aspects and embodiments have been disclosed herein,
other
aspects and embodiments are contemplated. The various aspects and embodiments
disclosed herein are for purposes of illustration and are not intended to be
limiting, with
the true scope and spirit being indicated by the following claims.
14

CA 02972463 2017-06-27
WO 2016/118304 PCT/US2015/068273
[0077] The foregoing method descriptions and the interface configuration
are
provided merely as illustrative examples and are not intended to require or
imply that
the steps of the various embodiments must be performed in the order presented.
As will be
appreciated by one of skill in the art the steps in the foregoing embodiments
may be
performed in any order. Words such as "then," "next," etc. are not intended to
limit the
order of the steps; these words are simply used to guide the reader through
the
description of the methods. Although process flow diagrams may describe the
operations
as a sequential process, many of the operations can be performed in parallel
or
concurrently. In addition, the order of the operations may be re-arranged. A
process may
correspond to a method, a function, a procedure, a subroutine, a subprogram,
etc.
When a process corresponds to a function, its termination may correspond to a
return of
the function to the calling function or the main function.
[0078] The various illustrative logical blocks, modules, circuits, and
algorithm
steps described in connection with the embodiments disclosed here may be
implemented as
electronic hardware, computer software, or combinations of both. To clearly
illustrate
this interchangeability of hardware and software, various illustrative
components, blocks,
modules, circuits, and steps have been described above generally in terms of
their
functionality. Whether such functionality is implemented as hardware or
software
depends upon the particular application and design constraints imposed on the
overall
system. Skilled artisans may implement the described functionality in varying
ways for
each particular application, but such implementation decisions should not be
interpreted as
causing a departure from the scope of the present invention.
[0079] Embodiments implemented in computer software may be implemented in
software, firmware, middleware, microcode, hardware description languages, or
any
combination thereof. A code segment or machine-executable instructions may
represent a
procedure, a function, a subprogram, a program, a routine, a subroutine, a
module, a
software package, a class, or any combination of instructions, data
structures, or program
statements. A code segment may be coupled to another code segment or a
hardware
circuit by passing and/or receiving information, data, arguments, parameters,
or
memory contents. Information, arguments, parameters, data, etc. may be passed,
forwarded, or transmitted via any suitable means including memory sharing,
message
passing, token passing, network transmission, etc.
[0080] The actual software code or specialized control hardware used to
implement
these systems and methods is not limiting of the invention. Thus, the
operation and

CA 02972463 2017-06-27
WO 2016/118304
PCT/US2015/068273
behavior of the systems and methods were described without reference to the
specific
software code being understood that software and control hardware can be
designed to
implement the systems and methods based on the description here.
[0081] When implemented in software, the functions may be stored as one
or
more instructions or code on a non-transitory computer-readable or processor-
readable
storage medium. The steps of a method or algorithm disclosed here may be
embodied in
a processor- executable software module which may reside on a computer-
readable or
processor-readable storage medium. A non-transitory computer-readable or
processor-
readable media includes both computer storage media and tangible storage media
that
facilitate transfer of a computer program from one place to another. A non-
transitory
processor-readable storage media may be any available media that may be
accessed by a
computer. By way of example, and not limitation, such non-transitory processor-
readable
media may comprise RAM, ROM, EEPROM, CD-ROM or other optical disk storage,
magnetic disk storage or other magnetic storage devices, or any other tangible
storage
medium that may be used to store desired program code in the form of
instructions or
data structures and that may be accessed by a computer or processor. Disk and
disc, as
used here, include compact disc (CD), laser disc, optical disc, digital
versatile disc
(DVD), floppy disk, and Blu-ray disc where disks usually reproduce data
magnetically,
while discs reproduce data optically with lasers. Combinations of the above
should also
be included within the scope of computer-readable media. Additionally, the
operations of a
method or algorithm may reside as one or any combination or set of codes
and/or
instructions on a non- transitory processor-readable medium and/or computer-
readable
medium, which may be incorporated into a computer program product.
[0082] The preceding description of the disclosed embodiments is provided
to enable
any person skilled in the art to make or use the present invention. Various
modifications
to these embodiments will be readily apparent to those skilled in the art, and
the
generic principles defined here may be applied to other embodiments without
departing
from the spirit or scope of the invention. Thus, the present invention is not
intended to
be limited to the embodiments shown here but is to be accorded the widest
scope
consistent with the following claims and the principles and novel features
disclosed here.
16

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

2024-08-01:As part of the Next Generation Patents (NGP) transition, the Canadian Patents Database (CPD) now contains a more detailed Event History, which replicates the Event Log of our new back-office solution.

Please note that "Inactive:" events refers to events no longer in use in our new back-office solution.

For a clearer understanding of the status of the application/patent presented on this page, the site Disclaimer , as well as the definitions for Patent , Event History , Maintenance Fee  and Payment History  should be consulted.

Event History

Description Date
Inactive: Dead - No reply to s.86(2) Rules requisition 2023-03-21
Application Not Reinstated by Deadline 2023-03-21
Letter Sent 2023-01-03
Deemed Abandoned - Failure to Respond to an Examiner's Requisition 2022-03-21
Inactive: IPC from PCS 2022-01-01
Examiner's Report 2021-11-19
Inactive: Report - No QC 2021-11-18
Inactive: Protest acknowledged 2021-05-19
Letter Sent 2021-05-19
Inactive: Protest/prior art received 2021-05-06
Letter Sent 2020-12-21
Request for Examination Requirements Determined Compliant 2020-12-03
All Requirements for Examination Determined Compliant 2020-12-03
Request for Examination Received 2020-12-03
Common Representative Appointed 2020-11-07
Amendment Received - Voluntary Amendment 2020-02-26
Common Representative Appointed 2019-10-30
Common Representative Appointed 2019-10-30
Letter Sent 2018-12-06
Inactive: Delete abandonment 2018-12-05
Reinstatement Requirements Deemed Compliant for All Abandonment Reasons 2018-11-29
Reinstatement Requirements Deemed Compliant for All Abandonment Reasons 2018-11-29
Deemed Abandoned - Failure to Respond to Maintenance Fee Notice 2018-01-02
Deemed Abandoned - Failure to Respond to Maintenance Fee Notice 2018-01-02
Inactive: Cover page published 2017-09-21
Inactive: First IPC assigned 2017-09-19
Inactive: IPC removed 2017-09-19
Inactive: Notice - National entry - No RFE 2017-07-12
Inactive: IPC assigned 2017-07-10
Inactive: IPC assigned 2017-07-10
Application Received - PCT 2017-07-10
National Entry Requirements Determined Compliant 2017-06-27
Application Published (Open to Public Inspection) 2016-07-28

Abandonment History

Abandonment Date Reason Reinstatement Date
2022-03-21
2018-01-02
2018-01-02

Maintenance Fee

The last payment was received on 2021-10-12

Note : If the full payment has not been received on or before the date indicated, a further fee may be required which may be one of the following

  • the reinstatement fee;
  • the late payment fee; or
  • additional fee to reverse deemed expiry.

Patent fees are adjusted on the 1st of January every year. The amounts above are the current amounts if received by December 31 of the current year.
Please refer to the CIPO Patent Fees web page to see all current fee amounts.

Fee History

Fee Type Anniversary Year Due Date Paid Date
Basic national fee - standard 2017-06-27
MF (application, 2nd anniv.) - standard 02 2018-01-02 2018-11-29
Reinstatement 2018-11-29
MF (application, 3rd anniv.) - standard 03 2018-12-31 2018-12-10
MF (application, 4th anniv.) - standard 04 2019-12-31 2019-12-31
Request for examination - standard 2020-12-31 2020-12-03
MF (application, 5th anniv.) - standard 05 2020-12-31 2020-12-18
MF (application, 6th anniv.) - standard 06 2021-12-31 2021-10-12
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
IMAGEWARE SYSTEMS, INC.
Past Owners on Record
DAVID HARDING
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
Documents

To view selected files, please enter reCAPTCHA code :



To view images, click a link in the Document Description column (Temporarily unavailable). To download the documents, select one or more checkboxes in the first column and then click the "Download Selected in PDF format (Zip Archive)" or the "Download Selected as Single PDF" button.

List of published and non-published patent-specific documents on the CPD .

If you have any difficulty accessing content, you can call the Client Service Centre at 1-866-997-1936 or send them an e-mail at CIPO Client Service Centre.


Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Description 2017-06-26 16 940
Drawings 2017-06-26 6 168
Claims 2017-06-26 3 99
Abstract 2017-06-26 1 72
Representative drawing 2017-06-26 1 11
Cover Page 2017-09-20 2 50
Courtesy - Abandonment Letter (Maintenance Fee) 2018-12-04 1 178
Notice of Reinstatement 2018-12-05 1 166
Notice of National Entry 2017-07-11 1 192
Reminder of maintenance fee due 2017-09-04 1 113
Courtesy - Acknowledgement of Request for Examination 2020-12-20 1 433
Courtesy - Abandonment Letter (R86(2)) 2022-05-15 1 548
Commissioner's Notice - Maintenance Fee for a Patent Application Not Paid 2023-02-13 1 551
Maintenance fee payment 2018-12-09 1 26
International search report 2017-06-26 2 103
National entry request 2017-06-26 4 99
Amendment / response to report 2020-02-25 5 102
Request for examination 2020-12-02 3 78
Protest-Prior art 2021-05-05 14 404
Acknowledgement of Receipt of Protest 2021-05-18 2 198
Acknowledgement of Receipt of Prior Art 2021-05-18 2 226
Maintenance fee payment 2021-10-11 1 26
Examiner requisition 2021-11-18 4 189