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Patent 3022923 Summary

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(12) Patent Application: (11) CA 3022923
(54) English Title: COMPOSITION FOR HYDROLYTIC STABILIZATION OF POLYESTERS
(54) French Title: COMPOSITION POUR LA STABILISATION HYDROLYTIQUE DE POLYESTERS
Status: Allowed
Bibliographic Data
(51) International Patent Classification (IPC):
  • C08K 5/12 (2006.01)
  • C08J 3/22 (2006.01)
  • C08J 5/18 (2006.01)
  • C08L 67/02 (2006.01)
  • C08L 67/04 (2006.01)
(72) Inventors :
  • WARTIG, KAREN-ALESSA (Germany)
(73) Owners :
  • AVIENT SWITZERLAND GMBH (Switzerland)
(71) Applicants :
  • CLARIANT PLASTICS & COATINGS LTD (Switzerland)
(74) Agent: SMART & BIGGAR LP
(74) Associate agent:
(45) Issued:
(86) PCT Filing Date: 2017-04-26
(87) Open to Public Inspection: 2017-11-09
Examination requested: 2022-02-24
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/EP2017/059848
(87) International Publication Number: WO2017/190993
(85) National Entry: 2018-11-02

(30) Application Priority Data:
Application No. Country/Territory Date
16168305.7 European Patent Office (EPO) 2016-05-04

Abstracts

English Abstract

The invention relates to the use of at least one compound of the formula (1) wherein R1 and R2 are the same or different and denote a C1 -C10 -alkyl as a hydrolysis stabilizer in polyester materials.


French Abstract

L'invention concerne l'utilisaton d'au moins un composé de formule (1), dans laquelle R1 et R2 sont identiques ou différents et représentent un groupe alkyle en C1-C10, comme stabilisant à l'hydrolyse dans des polyesters.

Claims

Note: Claims are shown in the official language in which they were submitted.


12
claims
1. Use of at least one compound of the formula (1)
(1)
Image
wherein
R1 and R2 are the same or different and denote a C1-C10-alkyl,
as a hydrolysis stabilizer in polyester materials.
2. The use as claimed in claim 1, wherein the compounds of the formula (1)
are dimethylterephthalat, diethylterephthalat, dipropylterephthalat,
dibutylterephthalat, dipentylterephthalat, dihexylterephthalat,
diheptylterephthalat,
dioctylterephthalat, dinonylterephthalat or didecylterephthalat.
3. The use as claimed in claims 1 or 2, wherein the compound of formula (1)
is
dimethylterephthalat.
4. The use as claimed in any of the preceding claims, wherein the polyester
in
the polyester materials is polyethylene terephthalate, polyethylene
naphthalate,
polybutylene terephthalate, polytrimethylene terephthalate, dibenzoyl
polyethylene
terephthalate, dibenzoyl polybutylene terephthalate, dibenzoyl polyethylene
naphthalate or mixtures thereof.
5. The use as claimed in any of the preceding claims, wherein the polyester
in
the polyester materials is polyethylene terephthalate, polybutylene
terephthalate,

13
polyethylene naphthalate and polytrimethylene terephthalate, and mixtures and
co-polyesters thereof.
6. The use as claimed in any of the preceding claims, wherein the polyester
in
the polyester materials are aliphatic polyesters selected from the group
consisting
of polyhydroxybutyrate and its copolymer with polyhydroxyvalerate,
polyhydroxybutyrate-valerate, poly (.epsilon.-caprolactone).
7. The use as claimed in any of the preceding claims, wherein the
proportion
of the compound of formula (1) is from 0.1 to 20.0 wt.-%, based on the weight
of
the stabilized polyester material.
8. The use as claimed in any of the preceding claims, wherein the
proportion
of the compound of formula (1) is from 1.0 to 10.0 wt.-%, based on the weight
of
the stabilized polyester material.
9. The use as claimed in any of the preceding claims, wherein the
proportion
of the compound of formula (1) is from 1.5 to 5.0 wt.-%, based on the weight
of the
stabilized polyester material.
10. The use as claimed in any of the preceding claims, wherein the compound

of formula (1) is used in combination with further additives selected from the
group
consisting of radical scavengers, light stabilizers, heat stabilizers, flame
retardants,
pigments, dyes, antioxidants, antibacterial agents, neutralizers, antistatic
agents,
antiblocking agents, optical brighteners, heavy metal inactivation agents,
hydrophobic agents, peroxides, water scavengers, acid scavengers,
hydrotalcites,
elastomers, impact modifiers, laser marking additives, processing aids, and
mixtures thereof.
11. The use as claimed in any of the preceding claims, wherein the compound

of formula (1) is used in combination with UV-absorbers.

14
12. The use as claimed in any of the preceding claims, wherein the compound

of formula (1) is used in form of a masterbatch.
13. The use as claimed in any of the preceding claims, wherein the
polyester
material is in the form of a film or a sheet.

Description

Note: Descriptions are shown in the official language in which they were submitted.


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Composition for hydrolytic stabilization of polyesters
The present invention relates to hydrolysis-resistant polyester films.
Polyester films are well known. However, a disadvantage of unstabilized
polyester
films is their susceptibility to hydrolysis, especially at temperatures above
the glass
transition temperature of the particular polyester. Susceptibility to
hydrolysis is the
property of the polyester to hydrolytically degrade under moisture conditions,

which can be seen for example in a reduction in the IV value. This is a
limiting
factor for the use of polyester films, particularly in applications with high
temperature stress, such as in film capacitors, cable sheathing, ribbon
cables,
motor protection films, battery films, flooring films, window films,
photovoltaic back
sheets but also in long-term applications such as in glazing and outdoor
applications.
Particularly pronounced susceptibility to hydrolysis is observed in aliphatic
polyesters, but also with aromatic polyesters such as PBT and PET. When the
hydrolysis tendency of PET is too large for the application, one has to resort
to
hydrolysis-stable PEN or even to other polymers such as polyether or polyim
ides.
However, they are significantly more expensive than PET and therefore
disadvantageous for economic reasons.
Therefore, it has been proposed to improve the hydrolytic stability of
polyester
films by incorporating hydrolysis stabilizers.
Hydrolysis resistant polyester raw materials, which are obtained by using
carbodiimides, are known (US-A-5,885,709, EP-A-0838500, CH-A-621 135). Films
prepared from such polymers tend, however, both in manufacturing and in the
later use to outgas isocyanates which are irritant to the mucous membrane, or
set
free other harmful byproducts and degradation products. Hydrolysis stabilizers
based on epoxy groups also give hydrolysis stabilization and are described for

example in EP-A-0 292 251 or US-A-3,657,191. However, these compounds are
based on the generation of oxirane rings by means of epichlorohydrin, but
display

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WO 2017/190993 2 PCT/EP2017/059848
a tendency for cleaving low molecular weight toxic compounds, so that similar
problems as associated with the use of carbodiimides arise. Furthermore, their

incorporation into the polyester matrix is insufficient, leading to long
reaction times
and oriented polyester films in high clouding.
Moreover, known hydrolysis stabilizers such as carbodiimides and other
substances such as those described in EP-A-0 292 251 have the disadvantage
that they sometimes lead to strong increase in molecular weight (viscosity
increase) in the polymer during extrusion and thus make the extrusion process
unstable and difficult to control.
It is therefore an object of the present invention to provide a hydrolysis-
resistant
polyester raw material available which avoids the disadvantages of the prior
art
described.
The object is surprisingly achieved by a polyester article, preferably a film,
which
contains a hydrolysis stabilizer based on a terephthalic acid ester.
The present invention is directed to the use of at least one compound of the
formula (1)
ORi
0
100 (1)
0
OR2
wherein
Ri and R2 are the same or different and denote a Ci-Cio-alkyl, preferably Ci-
06-
alkyl, more preferably Ci-04-alkyl, most preferably Ci-02-alkyl,
as a hydrolysis stabilizer in polyester materials.

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Examples for compounds of the formula (1) are dimethylterephthalat,
diethylterephthalat, dipropylterephthalat, dibutylterephthalat,
dipentylterephthalat,
dihexylterephthalat, diheptylterephthalat, dioctylterephthalat,
dinonylterephthalat or
didecylterephthalat.
The preferred chain extender is dimethylterephthalat (DMT) of formula (2)
Me0
0
401 (2)
0
OMe
This molecule can be manufactured by oxidation of the methyl groups on p-
xylene
and reaction with methanol giving the methyl ester, dimethyl terephthalate.
The proportion of the hydrolysis stabilizer is preferably in the range from
0.1 to
20.0 wt.-%, more preferably from 1.0 to 10.0 wt.-%, and particularly
preferably 1.5
to 5 wt.-%, based on the weight of the polyester.
If incorporated in a masterbatch, the proportion of the hydrolysis stabilizer
is
generally from 0.1 to 50.0 wt.-%, preferably 1.0 to 20.0 wt.-%, each based on
the
total weight of the masterbatch.
.. Suitable polyesters are, for example, polyethylene terephthalate (PET),
polyethylene naphthalate (PEN), polybutylene terephthalate (PBT),
polytrimethylene terephthalate (PTT), dibenzoyl polyethylene terephthalate
(PETBB), dibenzoyl polybutylene terephthalate (PBTBB), dibenzoyl polyethylene
naphthalate (PENBB) or mixtures thereof. Preferred are PET, PBT, PEN and PTT,
and mixtures and co-polyesters thereof.

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Suitable polyesters are also aliphatic polyesters such as polyhydroxybutyrate
(PHB) and its copolymer with polyhydroxyvalerate (PHV), polyhydroxybutyrate-
valerate (PHBV), poly (c-caprolactone) (PCL), SP 3/6, 4/6 SP (consisting of 1,

3-propanediol / adipate or 1,4-butanediol / adipate), polycaprolactam or
generally
adipic-acid polyester and the esters of other aliphatic carboxylic acids.
The polyester used in the invention may further contain inorganic or organic
particles, which are needed for adjusting the surface topography or optical
properties and are called polyester composition hereinafter. The amount of the
particlesis dependent on the use and their particle size. The latter is
generally in
the range of 0.01 to 30.0, preferably 0.1 to 5.0, and especially 0.3 to 3.0
microns.
Suitable compounds for obtaining roughness are e.g. calcium carbonate, barium
sulphate, apatite, silicon dioxide, titanium dioxide, aluminum oxide,
crosslinked
polystyrene, crosslinked PMMA, zeolites, and other silicates such as aluminum
silicates. These compounds are generally used in amounts of 0.05 to 5 wt.-%,
preferably 0.1 to 0.6 wt.-%, (based on the total weight of the polyester
composition).
Apart from the before mentioned additives, the polyester composition may
additionally contain other components such as flame retardants and/or radical
scavengers and/or other polymers, such as polyetherimides, pigments and dyes,
stabilizers, antioxidants, antibacterial agents, thermostabilizers, light
stabilizers,
neutralizers, antistatic agents, antiblocking agents, optical brighteners,
heavy
metal inactivation agents, hydrophobic agents, peroxides, water scavengers,
acid
scavengers, hydrotalcites, elastomers, impact modifiers, laser marking
additives,
processing aids , and mixtures thereof.
The hydrolysis stabilizer of formula (1) is preferably added by way of
masterbatch
technology. For this purpose, the hydrolysis stabilizer is first dispersed in
a carrier
material. Suitable support materials are the polyester itself, e.g.
polyethylene
terephthalate, or other polymers which are compatible with the respective
polyester. Depending on the carrier resin the masterbatch can be solid or
liquid, a

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solid being preferred. After the addition of the masterbatch into the
polyester
material, the components of the masterbatch melt during extrusion and are
dissolved or finely dispersed in the polyester. As the hydrolysis stabilizer
is
physically homogeneously dispersed in the carrier, while the masterbatch is
mixed
with the polyester, the potential for localized higher concentrations of
hydrolysis
stabilizer is minimized. Furthermore, when introduced into a molding
apparatus, a
premature reaction of the hydrolysis stabilizer within the let down polymer is

prevented by increasing the time required to melt the concentrate. This
delayed
reaction time permits the hydrolysis stabilizer to be fully dispersed
throughout the
.. polymer.
The hydrolysis stabilizer of formula (1) can be incorporated into the
polyester
material to be stabilized as follows:
The carrier material of the masterbatch to be produced and the hydrolysis
stabilizer are fed into an extruder, preferably a twin-screw extruder, melted,
mixed
and then extruded through a perforated die, quenched and granulated. Preferred

is a method in which the polymer is first melted in an extruder and after
degassing
the hydrolysis stabilizer is metered directly into the melt.
The hydrolysis stabilized polyester material is expediently processed into a
polymeric article, e.g. sheets, films, containers or fibers. Sheets and films
are
particularly preferred.
Advantageously, the hydrolysis stabilized polyester articles, e.g. films,
contain
further customary polymer stabilizers such as a radical scavenger, light
stabilizers
or heat stabilizers, advantageously in amounts of from 50 to 15,000 ppm,
preferably 100 to 5,000 ppm, more preferably 300 to 1000 ppm, based on the
total
weight of the article. The polymer stabilizers added can be selected from the
group
of the primary stabilizers, such as sterically hindered phenols or secondary
aromatic amines or the group of secondary stabilizers such as thioethers, and
phosphonites, and zinc dibuthyl-dithio-carbamate or mixtures of primary and
secondary stabilizers. Preferred are phenolic stabilizers. Particularly
preferred

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among the phenolic stabilizers are sterically hindered phenols,
thiobisphenols,
alkylidenebisphenols, alkyl phenols, hydroxybenzyl compounds, acyl-amino and
hydroxyphenylpropionates.
Also UV-absorbers, based on benzotriazoles, like Tinuvin 1577, Tinuvin 1600,
Tinuvin 360, Tinuvin 234, Cyasob 3638, Cyasorb 1164, are advantageously used
in films for outdoor applications. These additives might be added in the range
from
0.1 to 20.0 wt.-%, preferably from 1.0 to 10.0 wt.-%, and particularly
preferably 1.5
to 5 wt.-%, based on the total weight of the film.
Apart from the addition of the hydrolysis stabilizer in form of a masterbatch,
the
hydrolysis stabilizer may be added directly during the production of the
polyester
article, e.g. film. Particularly good results are obtained when twin-screw
extruders
are used and the hydrolysis stabilizer is metered directly into the melt in
the
respective extruder.
Films can be prepared by conventional extrusion processes for producing
monolayer and multilayer films. The hydrolysis stabilizer is preferably
present in all
layers, embodiments are also possible, in which not all layers are modified
with the
hydrolysis stabilizer.
Commonly, the respective melts are extruded through a flat-film die, the
resultant
film for solidification on one or more roller/s (cooling roll) is withdrawn as
a
substantially amorphous prefilm, and quenched, the film is then reheated and
biaxially stretched (oriented) and the biaxially stretched film is heat-set.
The biaxial
stretching is performed sequentially in machine direction (= MD) and then
transversely, perpendicular to the machine direction (= TD). This leads to an
orientation of the molecular chains.
The temperature at which the orientation is carried out can vary over a
relatively
wide range and depends on the desired properties of the film. The first
longitudinal
stretching can optionally be carried out simultaneously with the transverse
stretching (simultaneous stretching).

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WO 2017/190993 7 PCT/EP2017/059848
Film produced in this manner has a much lower tendency to hydrolyze in both
room temperature and at temperatures up to 210 C than an unmodified polyester

film. The stabilization is largely independent of the film thickness and the
temperature.
It was particularly surprising that despite the good long-term hydrolysis, no
undesired viscosity increase in the extruder during film production occurs and
no
increased gel or speck level was observed.
Films, which are stabilized by means of the hydrolysis stabilizer of formula
(1) are
ideal for the production of products containing polyester films which should
have a
long life (greater than 1 year), and are employed in applications where higher

temperatures (above 80 C) and high humidity are present.
The stabilizers of formula (1) are especially useful for the production of
film
capacitors (preferred thickness range from 0.3 to 12 microns). For the
manufacture of capacitors, it has proved to be advantageous when the films
have
a longitudinal shrinkage of less than 4 % and a transverse shrinkage of less
than
1 % at 200 C, as it particularly well suited for the production of SMD
capacitors.
Another application is for ribbon cables in automobiles.
In the following embodiments, the measurement of individual properties are in
accordance with approved standard methods. Percentages are weight percent
unless indicated otherwise.
Measurement methods
Pressure Cooker Test PCT
This kind of test provides information about hydrolysis resistivity as fast
track.
Samples were cut before autoclaving and stored at 120 C and 2 bar (abs) for
0,
40, 50 h. For each test, five test samples were measured.

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WO 2017/190993 8 PCT/EP2017/059848
Damp Heat Test DHT
This kind of test provides information about hydrolysis resistivity as long-
term
process. Samples were cut before autoclaving and stored at 85 C and normal
pressure up to 5000 h, after each 500 h test results were measured.
Tensile Testing
The tensile test was processed with an aluminum clamp of 100 mm compliant with
ISO 527-1/2 to obtain elongation at break and tensile strength. The results
are the
averaged values of five measurements.
= Testing speed:
- < 0.25 (:)/0: 1 mm/min
- > 0.25 (:)/0: 100 mm/min
= Elongation at break retention is measured to receive an indication of
embrittlement of the film, after x h autoclaving:
Elongation at break after x h autoclaving
= ______________________________________________________
Elongation at break after 0 h autoclaving
Intrinsic Viscosity (I.V.)
The measurement of the intrinsic viscosity (I.V.) was used to measure the
molecular weight of the polymer, as the intrinsic viscosity is a unique
function of
the molecular weight of a polymer. The I.V. was detected by using a Davenport
viscosimeter for melt viscosity measurements, e.g. for PET, in the molten
state
extruded through a calibrated die using high pressure nitrogen gas.
Standard viscosity (S.V.)
The standard viscosity S.V. is ¨ based on DIN 53726. By measuring the relative
viscosity Tel of a 1 (:)/0 solution in dichloroacetic acid (DCA) in an
Ubbelohde
viscometer at 25 C. The S.V. value is defined as follows:
S.V. = (rirei ¨ 1).1000 S.V. = (rirei -. 1) x 1000

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WO 2017/190993 9 PCT/EP2017/059848
Examples
The following materials are used:
PET1: (XPURE 4004, Invista, I.V. 0.63)
PET2: regranulat RT4027 (Invista / Erema)
PET3: RAMAPET R 180 GR BB (Indorama Plastics)
PC (Polycarbonate): (Trirex 3022PJ(01) Entec)
Hydrolysis stabilizator: DMT (dimethylterephthalat)
UV-Absorber: 2-(4,6-Dipheny1-1,3,5-triazin-2-y1)-5-hexyloxy-phenol
(TINUVIN 1577 ED, BASF)
Two Masterbatches (MB) were produced by using a twin-screw extruder Leistritz
MASS technology (27 mm/ 40D). MBHS contains 10 (:)/0 of DMT on PC for the
hydrolysis stabilization. MBUV contains 15 (:)/0 of the UV-absorber Tinuvin
1577 on
PET3.
Example 1
A three layer film was produced with a structure of ABA. The composition of
the
core layer B consists of 53 (:)/0 PET1, 15 (:)/0 PET 2, 2 (:)/0 MBHS, 30 (:)/0
MBUV. The
outer layers A consists of 67 (:)/0 PET1, 3 (:)/0 MBHS, 30 (:)/0 MBUV. The
used PET
was predried at 100 - 170 C. The main extruder was equipped with vacuum
¨10 mbar. The coextruder was equipped with vacuum ¨ 20 mbar.
The extrusion temperatures of the different zones are displayed in Table 1.
Table 1: Extrusion Temperatures in C:
Zone 1 Zone 2 Zone 3 Zone 4 Zone 5 Zone 6 Zone 7 Zone 8 Zone 9
100 102 104/105 106 120/130 210 210/215 220 200/190
The molten polymer was discharged from a nozzle of a draw roller. The film was
stretched by a factor of 3.0 in the machine direction and stretched in a cross-


CA 03022923 2018-11-02
WO 2017/190993 10 PCT/EP2017/059848
stretching by a factor of 3.4. Subsequently, the film was heat set at 225 C
and
relaxed in the transverse direction by 3 (:)/0 at temperatures of 220 - 180
C. The
final film thickness was 50 microns.
Example 2 (comparative)
A three layer film was produced with a structure of ABA. The composition of
the
core layer B consists of 45 (:)/0 PET1, 25 (:)/0 PET 2, 30 (:)/0 MBUV. The
outer layers A
consists of 70 (:)/0 PET1, 30 (:)/0 MBUV. The used PET was predried at 100 -
170 C.
The main extruder was equipped with vacuum ¨10 mbar. The coextruder was
equipped with vacuum ¨20 mbar.
The extrusion temperatures of the different zones are displayed in Table 2.
Table 2: Extrusion Temperatures in C:
Zone 1 Zone 2 Zone 3 Zone 4 Zone 5 Zone 6 Zone 7 Zone 8 Zone 9
100 102 104/105 106 120/130 210
210/215 220 200/190
The molten polymer was discharged from a nozzle of a draw roller. The film was

stretched by a factor of 3.0 in the machine direction and stretched in a cross-

stretching by a factor of 3.4. Subsequently, the film was heat set at 225 C
and
relaxed in the transverse direction by 3% at temperatures of 220-180 C. The
final
.. film thickness was 50 microns.
Test results
Table 3: Results of testing
Test Example 1 Example 2 comp.
Pressure Cooker Test = 78 % after 40 h 76 % after 40 h
Elongation at break retention after 69 % after 50 h 42 % after 50 h
autoclavation (120 C / 2 bar abs) 69 % after 60 h

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PCT/EP2017/059848
Damp Heat Test 71 % after 2000 h 43 %
after 2000 h
Elongation at break retention after 52 % after 2500 h 1 %
after 2500 h
conditioning (85 % rH / 85 C)
Intrinsic melt Viscosity (I.V.) 0.621 0.527
Standard Viscosity (S.V.) 0.628 0.608
The test results of example 1, which contain the anti-hydrolysis-additive
convinces
in all tests, which simulate hydrolysis degradation of polymer. In the
pressure
cooker test the film stayed significantly longer stabile than the film without
anti-
hydrolysis-additive. Also in the damp heat test the material equipped with
anti-
hydrolysis-additive resisted significantly longer than the non-equipped film.
Also
the measurement of the melt viscosity and the standard viscosity show the more

stabilized material is the one which was equipped with the anti-hydrolysis-
additive.
All films of Example 1 display a high UV stability.

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

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Administrative Status

Title Date
Forecasted Issue Date Unavailable
(86) PCT Filing Date 2017-04-26
(87) PCT Publication Date 2017-11-09
(85) National Entry 2018-11-02
Examination Requested 2022-02-24

Abandonment History

There is no abandonment history.

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Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Application Fee $400.00 2018-11-02
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Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
AVIENT SWITZERLAND GMBH
Past Owners on Record
CLARIANT PLASTICS & COATINGS LTD
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Request for Examination 2022-02-24 5 139
Examiner Requisition 2023-03-10 4 179
Abstract 2018-11-02 1 46
Claims 2018-11-02 3 73
Description 2018-11-02 11 410
Patent Cooperation Treaty (PCT) 2018-11-02 1 36
International Search Report 2018-11-02 2 67
National Entry Request 2018-11-02 3 61
Cover Page 2018-11-07 1 27
Amendment 2023-07-06 15 458
Description 2023-07-06 11 612
Claims 2023-07-06 3 103