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Patent 2846722 Summary

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(12) Patent: (11) CA 2846722
(54) English Title: SYSTEMS AND METHODS OF DETERMINING OPTIMAL SCHEDULING AND DISPATCH OF POWER RESOURCES
(54) French Title: SYSTEMES ET PROCEDES POUR DETERMINER UNE PLANIFICATION ET UN ACHEMINEMENT OPTIMAUX DE RESSOURCES ELECTRIQUES
Status: Granted
Bibliographic Data
(51) International Patent Classification (IPC):
  • G06Q 10/04 (2023.01)
  • G06Q 50/06 (2012.01)
  • G06Q 10/0631 (2023.01)
  • H02J 13/00 (2006.01)
(72) Inventors :
  • MOKHTARI, SASAN (United States of America)
  • IPAKCHI, ALI (United States of America)
  • RAHIMI, ABDOLHOSSEIN (United States of America)
  • RAHIMI, FARROKH (United States of America)
  • IRISARRI, GUILLERMO (United States of America)
  • PALOMO, JOSE MEDINA (United States of America)
  • DANAI, BEHNAM (United States of America)
  • MULLER, NELSON (United States of America)
  • ALBUYEH, FARROKH (United States of America)
(73) Owners :
  • OPEN ACCESS TECHNOLOGY INTERNATIONAL, INC. (United States of America)
(71) Applicants :
  • OPEN ACCESS TECHNOLOGY INTERNATIONAL, INC. (United States of America)
(74) Agent: PIASETZKI NENNIGER KVAS LLP
(74) Associate agent:
(45) Issued: 2023-09-05
(22) Filed Date: 2014-03-17
(41) Open to Public Inspection: 2014-09-15
Examination requested: 2019-03-14
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): No

(30) Application Priority Data:
Application No. Country/Territory Date
61/792,575 United States of America 2013-03-15

Abstracts

English Abstract

A system and process/method is provided, which economically optimizes the dispatch of various electrical energy resources. The disclosed process/method is linked to and communicates with various sources of input data, including but not limited to, EMS/SCADA legacy Energy Management Systems (EMS), legacy Supervisory Control and Data Acquisition (SCADA) Systems, Demand Response (DR) and Distributed Energy Resources (DER) monitor, control, schedule, and lifecycle management systems (DR/DER Management System), and Energy Markets, electrical energy commodity trading systems (Trading Systems), and Operations System (OPS) in order to compute optimal day-ahead, day-of, and real-time schedules of various durational length for generation, demand response and storage resources while taking into account bilateral contracts and market-based trade opportunities.


French Abstract

Un système et un procédé visant à optimiser le déploiement de différentes ressources dénergie électrique de manière économique sont décrits. Le procédé est en liaison et en communication avec diverses sources de données dentrée, y compris sans toutefois sy limiter : les anciens systèmes de gestion de lénergie (EMS), les anciens systèmes dacquisition et de contrôle des données (SCADA), les systèmes de surveillance, contrôle, planification et gestion de la durée de vie utile de la réponse à la demande (DR) et des ressources dénergie distribuées (DER) [système de gestion DR/DER], les marchés énergétiques, les systèmes déchange de produits énergétiques électriques (systèmes déchange) et les systèmes dexploitation (OPS), dans le but de calculer les échéanciers optimaux de différentes durées pour la génération, la réponse à la demande et les ressources de stockage du lendemain, du jour même et en temps réel, tout en tenant compte des contrats bilatéraux et des débouchés commerciaux reposant sur les marchés.

Claims

Note: Claims are shown in the official language in which they were submitted.


THE EMBODIMENTS OF THE INVENTION IN WHICH AN EXCLUSIVE
PROPERTY OR PRIVILEGE IS CLAIMED ARE DEFINED AS FOLLOWS:
1. A system for determining optimal scheduling and dispatch of power
resources
comprising:
a computer program for use with a computer having a memory;
a database;
the computer program running in the memory and for the power resource jnput of
data, which is stored in the database, and for calculation, organization, and
reporting of
power resource dispatch schedules to meet forecasted short-term demand, while
minimizing both operating costs and interchange imbalances;
an application interface;
in which the computer program is configured to:
receive power resource input data comprised of energy management system
data, supervisory control and data acquisition data, demand response and
distributed energy resources availability parameter data, energy market data,
trading
system data and operation systems data;
organize the input data according to result characteristics;
allow for the creation of or import of a process execution trigger;
calculate power resource dispatch schedules which minimize imbalances
and operation costs, upon the occurrence of the process execution trigger;
format dispatch schedule information for a particular use;
send dispatch schedules to a second system; and
facilitate generation of a report utilizing dispatch schedule information;
wherein the computer program dynamically optimizes resources in accordance
with
a minimization equation:
M inimize Image
where cr (t) is the operating cost for resource i at time step t;
pi (t) is the power amount (MW) of the resource i at time step t and
constitutes
the result or output of this function;
is the number of steps in horizon; and
24

is the number of dispatchable resources.
2. The system of claim 1, wherein the cost function is:
Image
where the coefficients ai, bi, and ci are given, and p(t) is the amount of
generation, purchase/sale, or load of power resource at time step t.
3. The system of claim 1, wherein the minimization equation is subject to
demand and
reserve constraints:
Image
where:
D(t) Total demand at time t;
R(t) Reserve requirement at time t;
IE (t) Imbalance Energy requirement at time t;
Ri(t) Spinning reserve capacity from resource i at time step t;
IE1(t) Imbalance Energy capacity from resource i at time step t;
75 Upper capacity for resource i (accounting for any derates);
and
MS Ri Maximum sustained ramp rate of resource i (MW/min).
4. The system of claim 1, wherein the minimization equation is subject to
ramp
constraints:
T),(t) - pi(t ¨ 1) ~ RUi; and
pi(t) ¨ pi(t ¨ 1) ¨RD1;
where RU1 is a ramp-up limit (ramp up rate times dispatch interval) and RD1 is
the
ramp-down limit (ramp down rate times dispatch interval) for Power Resource i.

5. The system of claim 1, wherein the minimization equation is subject to
operating
limit constraints:
Image
where:
P= Lower capacity for resource i; and
Pi Upper capacity for resource i.
6. The system of claim 1, wherein the minimization equation is subject to
emission
constraints:
Image
where the function Ei(p i(t)) is a non-negative linear function of p i(t).
7. The system of claim 1, wherein the minimization equation is subject to
ramp
constraints.
8. A method for a determination, optimal scheduling and dispatch of power
resources
comprising the steps of:
receiving power resource input data comprised of energy management system
data,
supervisory control and data acquisition data, demand response and distributed
energy
resources availability parameter data, energy market data, 1Tading system data
and
operation systems data;
organizing the input data according to result characteristics;
defining or importing a process execution trigger;
calculating power resource dispatch schedules which minimize operation costs,
upon the occurrence of the process execution trigger;
formatting dispatch schedule information for a particular use;
sending dispatch schedules to a second system; and
facilitating the generation of a report utilizing dispatch schedule
information;
dynamically optimizing resources in accordance with a minimization equation:
26

Minimize Image
where cr (t) is the operating cost for resource i at time step t;
pi(t) is the power amount (MW) of the resource i at time step t and
constitutes
the result or output of this function;
is the number of steps in horizon; and
is the number of dispatchable resources.
9. The method of claim 8, wherein the cost function is:
Image
where the coefficients 421, bi, and ci are given, and pi (t) is the amount of
generation, purchase/sale, or load of power resource at time step t.
10. The method of claim 8, wherein the minimization equation is subject to
demand
and reserve constraints:
Image
where:
D(t) Total demand at time t;
R(t) Reserve requirement at time t;
IE (t) Imbalance Energy requirement at time t;
Ri(t) Spinning reserve capacity from resource i at time step t;
IE1(t) Imbalance Energy capacity from resource i at time step t;
75 Upper capacity for resource i (accounting for any derates);
and
MS Ri Maximum sustained ramp rate of resource i (MW/min).
11. The method of claim 8, wherein the minimization equation is subject to
ramp
constraints:
27

Image
where RUi is a ramp-up limit (ramp up rate times dispatch interval) and RDi is
the
ramp-down limit (ramp down rate times dispatch interval) for Power Resource i.
12. The method of claim 8, wherein the minimization equation is subject to
ramp
constraints.
13. The method of claim 8, wherein the minimization equation is subject to
operating
limit constraints:
Image
where:
_t Lower capacity for resource i; and
Pi Upper capacity for resource i.
14. The method of claim 8, wherein the minimization equation is subject to
emission
constraints:
Image
where the function Ei (p (t)) is a non-negative linear function of p 1 (0.
28

Description

Note: Descriptions are shown in the official language in which they were submitted.


Systems and methods of determining optimal scheduling and dispatch of power
resources
[0001]
[0002]
FIELD OF THE INVENTION
[0003] The present disclosure relates generally to electric power and, more
particularly, to
systems and methods of determining optimal scheduling and dispatch of power
resources.
BACKGROUND OF THE INVENTION
[0004] Power System Operators must avail and supply the electrical power grid
with sufficient
electrical energy to meet energy consumer demand, subject to the electrical
network constraints,
supply resource constraints, and constraints required by various governmental
or quasi-
governmental regulations. Typically available power resources, such as but not
necessarily
limited to, electric power generation plants, demand response, storage
resources, energy made
available through bilateral contracts and market-based trade opportunities
(hereinafter generally
and collectively referred to as "Power Resources") are scheduled to supply
such service on the
power grid as they are predicted or made available. Such Power Resources can
be scheduled
ahead of time and then adjusted to near real time to meet fluctuating, but
typically predicable,
user energy demand.
[0005] While economic dispatch applications have been in use in the energy
industry for many
years, such systems typically consider only conventional power resources,
ignoring Demand
1
Date Recue/Date Received 2020-08-31

CA 02846722 2014-03-17
Response (DR) and Distributed Energy Resources (DER) and storage resources.
Incorporation
of dispatchable DR/DER assets and storage resources into economic dispatch
applications has
yet to be successfully developed. The systems and methods described herein,
however, fill this
gap. The field commands to incorporate the results of economic dispatch have
thus far been
attempted only for conventional generating resources (through Automatic
Generation Control
known as AGC). A similar process to convey economic dispatch results to DR/DER
field
devices has been missing. This invention fills these gaps as well.
[0006] The current disclosure relates, in at least one embodiment, to the
computation of the
day ahead, day-of, and real-time schedules for Power Resources all while
taking into account
bilateral contracts and market-based trade opportunities.
BRIEF SUMMARY OF THE INVENTION
[0007] In order to solve the problems discussed above, applicants have
invented systems and
methods which economically optimize the dispatch of Power Resources. The
systems and
methods are linked to and communicate with sources of input data, including
but not necessarily
limited to, legacy Energy Management Systems (EMS), legacy Supervisory Control
and Data
Acquisition (SCADA) Systems, Demand Response (DR) and Distributed Energy
Resources
(DER) monitor, control, schedule, and lifecycle management systems (DR/DER
Management
System), and Energy Markets, electrical energy commodity trading systems
(Trading Systems),
and Operations System (OPS).
[0008] In one particular embodiment, the invention relates to a system and
method that
computes the day-ahead, day-of, and real-time schedules for generation, demand
response, and
storage resources, while taking into account bilateral contracts and market-
based trade
2

CA 02846722 2014-03-17
opportunities. In day-ahead and day-of operations, the invention may produce
periodic
schedules on any range of time interval, including on an hourly, half-hourly,
quarter-hourly, or
any other user configurable time interval. In real-time operations, the
schedules are ideally
produced on much shorter intervals to reflect the real-time nature of the data
being observed and
reported ¨ such intervals comprising of I to 15 minutes, but ideally 5 minutes
using computer
algorithms for automated computations and information exchange. The day-ahead
and day-of
calculations comprise of the determination of the optimal hourly schedule of
Power Resources to
meet demand and to assure appropriate levels of system operating reserve, as
required, are
available. The invention may also consider operating constraints, such as but
not necessarily
limited to, Power Resource Max/Min capability or Ramp Rate limits, as well as
network
constraints.
[0009] In at least one embodiment, this disclosure is directed to a computer
program for use
with a graphics display device, the computer program comprising a computer
usable medium
having computer readable program code means embodied in the medium for
facilitating the
systems and methods described herein, more specifically computer program code
for the input of
data, calculation, organization, and reporting of Power Resource dispatch
schedules to meet
forecasted short-term demand, while minimizing both operating costs and
interchange
imbalances.
100101 The invention may take the form of a system for the determination,
optimal scheduling
and dispatch of Power Resources, configured to:
= Receive Power Resource input data comprised of DR/DER availability
parameters,
market price forecasts, load forecasts, variable forecasts, generation unit
availability,
3

CA 02846722 2014-03-17
accumulated imbalance amount, generation unit outputs, generation cost curves,
trade
positions, trade hub prices, and operating reserve and regulation
requirements;
= Organize data according to result characteristics;
= Allow for the creation of or import of a process execution trigger;
= Calculate Power Resource dispatch schedules which minimize imbalances and
operation
costs, upon the occurrence of a trigger;
= Format dispatch schedule information for a particular use;
= Send dispatch schedules to another system; and
= Facilitate the generation of a report utilizing dispatch schedule
information.
[0011] The invention may also include a method for the determination, optimal
scheduling and
dispatch of Power Resources by:
= Receiving Power Resource input data comprised of DR/DER availability
parameters,
market price forecasts, load forecasts, variable forecasts, generation unit
availability,
generation unit outputs, generation cost curves, trade positions, trade hub
prices, and
operating reserve and regulation requirements;
= Organizing data according to result characteristics;
= Defining or importing a process execution trigger;
= Calculating Power Resource dispatch schedules which minimize operation
costs, upon
the occurrence of a trigger;
= Formatting dispatch schedule information for a particular use;
= Sending dispatch schedules to another system; and
= Facilitating the generation of a report utilizing dispatch schedule
information.
4

CA 02846722 2014-03-17
[0012] The details of one or more aspects of the disclosure are set forth in
the accompanying
drawings and the description below. Other features, objects, and advantages
will be apparent
from the description and drawings, and from the claims.
BREIF DESCRIPTION OF DRAWINGS
[0013] FIG. 1 is a block diagram illustrating an overview of the dataflow
through one
particular embodiment of the invention.
[0014] FIG. 2 is a block diagram illustrating the basic components of a
computer realization of
the invention.
[0015] FIG. 3 is a block diagram illustrating a computer system that may be
utilized in the
performance of the disclosed system and methods/processes.
DETAILED DESCRIPTION OF THE INVENTION
[0016] While this invention may be embodied in many forms, there are specific
embodiments
of the invention described in detail herein. This description is an
exemplification of the
principles of the invention and is not intended to limit the invention to the
particular
embodiments illustrated.
[0017] For the purposes of this disclosure, like reference numerals in the
figures shall refer to
like features unless otherwise indicated.
[0018] In general, this disclosure is directed toward systems and methods for
calculating
Power Resource dispatch schedules for conventional generation, storage, and
dispatchable
demand-side power resources and storage resources, while minimizing operating
costs and any
interchange imbalances between neighboring Balancing Areas (BAs). Using the
techniques of
this disclosure, balancing authorities, power system operators, transmission
providers, energy

CA 02846722 2014-03-17
traders and other energy industry members are active participants and/or
decision makers in the
information process. Whether the participant's interest is financial,
environmental, or the reliable
operation of the bulk electric system the system and methods of economically
calculating Power
Resource dispatch schedules for conventional generation, storage, and
dispatchable demand-side
generation and storage resources is a technology enabler allowing participants
to plan for and
adjust in real-time the balance between load and demand in an economically
beneficial manner.
100191 In a particular embodiment, the invention may consider day-ahead
operations to
comprise of an operational horizon covering the next hour to up to any range,
but typically seven
or eight days in the future, with time increments of one-hour or any other
preferred time
increment. In another embodiment, the invention may consider day-of operations
to comprise of
an operational horizon covering the next few hours, including but not
necessarily limited to the
next 8 to 12 hours (typical duration of a shift for a Real-time Operations
Desk operator), with
time increments of one-hour or any other preferred time increment. In such
embodiments, this
operation in the day-ahead and day-of modes can determine hourly values of
generation for all
available power resources, hourly trades into/out-of market points (trading or
scheduling
locations), etc. The power resources that can be considered by the system are
those that are on-
line and available. The systems and methods disclosed herein will use
available information to
evaluate the status and headroom of generating units.
[0020] In another embodiment of the invention, real-time operation comprises
of the short-
term dispatch of available Power Resources to meet short-term demand while
minimizing both
operating costs and any interchange imbalances between BAs and their
neighboring BAs. The
horizon for the Real-Time operation may comprise of the next three hours or
any other preferred
length of time, and the time increments of five-minutes or any other preferred
length of time.
6

CA 02846722 2014-03-17
[0021] Referring to Figure 1, the process begins with data inputs introduced
into the system or
method. Sources of data inputs comprise of conventional EMS/SCADA systems 11,
Demand
DR/DER Management Systems 12, Energy Markets 13, Trading Systems 14, and
Operations
System (UPS) 15, among others.
[0022] All of the data inputs required for computing the equations as listed
in the current
disclosure are made available from various interface applications 20 as
indicated in Figure 1.
Any such application interface 20 known in the art can be implemented so long
as the relevant
minimum data inputs, as listed below, are consistently and reliably delivered
into the system or
method as described at a rate sufficient to meet the demands and data
processing requirements of
proving calculations for real-time operations.
[0023] In one particular embodiment, the input data provided by EMS/SCADA
systems is
comprised of:
= System Load Forecast (including losses) with hourly resolution, in a
preferred
embodiment, for up to the next eight days for day-ahead / day-of operations
and five-
minute resolution for up to three hours for real-time operation;
= Renewable Generation Forecast (i.e. Wind and Solar) with hourly
resolution for, in a
preferred embodiment, up to the next eight days for day-ahead/day-of
operations and
five-minute resolution for up to three hours for real-time operation.;
= The committed output of conventional generating units;
= Generation availability (including de-rate and outage information for up
to the next seven
days for day-ahead/ day-of operation);
= Reserve and Regulation requirements;
= Generator Static Characteristics (Pmin, Pmax, Ramp up, Ramp down);
7

CA 02846722 2014-03-17
= Generation cost curves; and
= A triggering signal (in one embodiment, such trigger is used for
initiating day-ahead,
day-of or real-time calculation processes)
[0024] In a preferred embodiment, the EMS/SCADA 11 may provide three sets of
values
(Average, Low, and High) for the System Load Forecast as well as Renewable
Generation
Forecast. The Average values can be used to compute the expected
Schedule/Dispatch for the
generators and DR/DER resources. The invention may then compute the energy
imbalance
requirement from the expected High and Low Forecast values and determine the
marginal cost
for providing the Energy Imbalance requirements.
[0025] In one particular embodiment, DRfDER Management System 12 input data is

comprised of:
= DR/DER committed energy and reserve schedules;
= Characteristics of DR and DER resources (such as, but not necessarily
limited to total
capacity, ramping, durational ability, among others);
= DR/DER resource availability, specifically, the amount of DR or DER that
is available
for dispatch given the DR/DER constraints such as DR Program constraints; and
= DR/DER costs (if any).
[0026] In one particular embodiment, Energy Markets 13 input data is comprised
of:
= Hourly Locational Marginal Prices (LMPs) at selected BA pricing locations
(Hubs);
= Virtual resources at BA identified pricing locations; and
= Limits (maximum power purchased or sold) specified by users with a view
to available
transmission capabilities;
[0027] In one particular embodiment, Trading System 14 input data is comprised
of:
8

CA 02846722 2014-03-17
= Hourly interchange schedules, i.e. deals that have been scheduled (as
available for the
defined day-ahead horizon, preferred as the next seven days). This includes
any changes
that are made to the schedule due to curtailment to the electronic tag (E-
Tag);
= Hourly deals that have not been scheduled;
= Trading hub prices; and
= Locational Marginal Price (LMP) Forecast data can also be imported from
some trading
systems.
[0028] Locational Marginal Price Forecast data can be calculated from
historical LMP data
through utilization of any Locational Marginal Price Forecast application
known in the art. Such
LMP Forecast application can be standalone systems, incorporated into trading
systems 14, or
incorporated into other systems. For simplicity of explanation in the present
disclosure, such
LMP Forecast applications are assumed to be incorporated into a Trading System
14, although
the invention is capable of considering LMP forecast data from any source.
[0029] In one particular embodiment, Operations System 15 input data is
comprised of
operating reserve and regulation requirements.
[0030] In one particular embodiment, the invention may take the form of a
computer program
comprised of a computation engine 17 that interfaces with a database 16 where
all the
available input data is deposited / accessed. Similarly, outputs from such a
computation engine
17 are written to the database 16 where they can be subsequently accessed by
users via a User
Interface 18 or by other systems, such as but not necessarily limited to
EMS/SCADA (for
conventional generation resources) 11 and DR/DER Management Systems 12 (for
DR/DER
resources), via appropriate interfaces or services known in the art. Data from
the database 16
9

CA 02846722 2014-03-17
may also be formulated into reports 19 to be made available either within or
outside of the
computer program 10.
[0031] The invention formulates the economical dispatch process as a dynamic
optimization
problem. The objective function for the Day-Ahead and Day-Of horizon is the
minimization of
the operating costs over the defined operating horizon. This objective can be
expressed as,
Minimize Ell, cr (pi(t)) (1)
[0032] Where:
c (t) Is the operating cost for resource i at time step t. For trades, it is
positive for purchases,
and negative for sales. For generating resources it is positive. For storage
resources (such
as thermal or electrical storage) it is not explicitly defined, but impacts
the total cost
indirectly by increasing or decreasing the demand.
pi(t) Is the MW amount of the resource i at time step t and constitutes the
result or output of
this function. For trades, it is positive for purchases, and negative for
sales. For storage
resources (such as thermal storage units) it is positive in the discharge (ice
melting) mode
and negative in the storage (ice making) mode.
Number of steps in horizon (for example, 48 hours for a two-day horizon). The
maximum
horizon length is eight days plus four hours or 196 periods.
Number of dispatchable resources.
[0033] In this embodiment, Power Resources comprise of generating units, sales
and purchases
from market points, distribution resources (such as thermal storage units,
controllable demand,
and solar devices, among others).
[0034] If the objective function value is negative, it expresses profit,
namely, the problem
solution is the maximization of the net profit. In any case the cost function
cr(t), can be

CA 02846722 2014-03-17
expressed analytically in any number of ways. This function is preferably be
expressed as either
a quadratic cost function, or as a piecewise linear function. As a non-
limiting example, this
function will be represented as a quadratic function such as:
(t) = a, + b,p,(t) + cipf (t) (2)
[0035] Where the coefficients ai, bi, and ci are given, and pi(t) is the
amount of generation (or
purchase/sale, or load) of power resource at time step t. These coefficients
are, in general, also
time dependent. Their dependency on time is assumed implicitly to simplify
notation.
[0036] Additional "slack" resource is added to the problem formulation for the
day-ahead and
day-of solution (resource N + 1). This resource will represent any deficit or
excess at the end of
the optimization. Such slack resources may be resolved and accounted for
utilizing any number
of methods, including but not limited to, day-ahead energy traders (during the
day-ahead time
horizon) or real-time traders (during day-of time horizons) may resolve the
deficit or excess
represented by slack resource via purchase/sales from whatever points they may
want to buy or
sell. Regardless of method utilized, once the deficits and excesses are solved
then it is expected
that the slack will be zero.
[0037] The minimization of Equation (1) is subject to Demand and Reserve
Constraints, Ramp
Constraints, Operating Limit Constraints, and Emission Constraints as are
briefly described
below.
1) Demand and Reserve Constraints
1- pi (t) = D (t) (3)
Eliv_ 11 R1(t) R(t) (4)
ri 1 1 Ei(t) 1E (t) (5)
R(t) 10 * MSRi (6)
11

CA 02846722 2014-03-17
pi (t) + R(t) + IE,(t) (7)
Where:
D(t) Total demand at time t
R(t) Reserve requirement at time t
1E (t) Imbalance Energy requirement at time t
Ri(t) Spinning reserve capacity from resource i at time step t
1E, (t) Imbalance Energy capacity from resource i at time step t
P, Upper capacity for resource i (accounting for any derates)
MSRi Maximum sustained ramp rate of resource i (MW/min)
[0038] The total demand D(t) and the reserve R(t) for every time step are
given quantities and
are provided by EMS/SCADA 11. The maximum (and minimum) available output in
each time
step t is dependent on the ramping limitations of generating units.
2) Ramp Constraints
TM) ¨ pi(t ¨ 1) 5_ RU, (8)
pi(t) ¨ ¨ 1) ¨RD, (9)
[0039] Where RUi is the ramp-up limit (ramp up rate times dispatch interval)
and RDi is the
ramp-down limit (ramp down rate times dispatch interval) for Power Resource i.
3) Operating Limit Constraints
pi(t) S pi(t) STI(t) (10)
Ti(t) S Pi; f 5- Pi(t) S Pi (11)
Where:
12

CA 02846722 2014-03-17
Lower capacity for resource i (Pmin; may be greater than 0 for an online
resource)
Upper capacity for resource i (accounting for any derates)
4) Emission Constraints
[0040] Emissions may be incorporated as an additional linear penalty in the
objective function
as opposed to or in addition to explicit constraints through the addition of a
term of the below
form to the objective function where the function Ei(pi(t)) is a non-negative
linear function of
pi(t).
E11,1 Ei(Pi (0) (12)
[0041] The results of the day-ahead/day-of calculation are the amounts of
Power Resource i at
time step t, pi(t) and the reserve Ri(t) from Power Resource i. The results
(pi(t)) include the base
points for the dispatchable generators, the DR/DER schedules, potential
trades, and any
supply/demand surplus or shortfalls. In one embodiment, these calculations are
performed in a
computation engine 17 with resulting values all written to a database 16 and
can be made
accessible via the user interface 18.
[0042] The invention formulates real-time dispatch in a similar manner as the
hourly dispatch
of Equations (1) to (12), except that there are no imbalance energy
requirements in real-time
(since the imbalance requirements are satisfied automatically by the resulting
dispatch Base
Points). The horizon in this case can be configurable, but in a preferred
embodiment is from one
to three hours, and the time step is five-minutes. Therefore, for the
preferred horizon of three
hours, there are 36 steps.
[0043] Another important difference is that for this embodiment of real-time
problem
formulation, an "accumulated imbalance correction" (AIC) term may be added to
the objective
13

CA 02846722 2014-03-17
function, which represents the amount of cumulative Area Control Error (or
past inadvertent
interchange) that must be eliminated over a specified number of dispatch
intervals. This
incorporation results in the modified objective,
Minimize cr (Pi(t)) (w * (rti,1 i(Eliv=ipt(t) ¨ D(t))/12 ¨ AlC))2) ..
(13)
[0044] Where AIC is the amount of accumulated imbalance (MWh) that must be
eliminated
over the next TI (<T) steps of the real-time dispatch process and w is a
tunable weighting factor
in $/MWh. The accumulated imbalance amount is an input to the process provided
to the system
by EMS/SCADA. The objective is to reduce or eliminate the imbalance as quickly
as possible.
[0045] The real-time dispatch consists of the minimization of the objective
function of
Equation (13), subject to the constraints of Equations (3) to (12) as
previously defined. The
number of periods for this dynamic problem in the preferred embodiment is 36
(although the
number of periods can be configurable to suit a particular purpose) and the
step between periods
is only five-minutes.
[0046] The main result of this calculation is the amount in megawatts of Power
Resource i at
time step t, pi (t) . It includes the base points for the dispatchable
generators, the DR/DER
schedules, potential trades, and any supply/demand surplus or shortfalls. In
one embodiment,
these calculations are performed in a computation engine 17 with resulting
values written to a
database 16 and can be made accessible via the user interface 18, or used by
the EMS/SCADA
system and DR/DER Management System for optimal dispatch of Power Resources.
[0047] The optimization of equations (1) to (9) in the Day-Ahead, and
equations (2) to (9) with
the objective of equation (13) for the real-time, are nonlinear optimization
problems. These
optimization problems can be solved as a global optimization incorporating
time and resources
14

CA 02846722 2014-03-17
as defined by the above equations. In a preferred embodiment, there is a
global optimization over
the T steps.
[0048] In one embodiment, the main result of the calculation performed within
the
computation engine 17 is the Power Resource values pi(t), in MWs, for all
Power Resources
available to the system and for all the time steps of the calculating horizon.
These results also
include all the marginal costs (prices) of meeting the constraints and
reserved capacity for
operating reserves as well as marginal cost of meeting the energy imbalance in
the day-ahead
operation. These values can be used to determine the costs/prices of meeting
the demand
requirement, required energy imbalance, or the reserve requirements.
[0049] Turning now to Fig. 2, the present disclosure operates in various
operational time
periods, each of which may require a reevaluation or recalculation of dispatch
schedule. Various
input data, including but not necessarily limited to, Power Resource data,
data from
EMS/SCADA legacy Energy Management Systems (EMS), legacy Supervisory Control
and
Data Acquisition (SCADA) Systems, Demand Response (DR) and Distributed Energy
Resources
(DER) monitor, control, schedule, and lifecycle management systems (DR/DER
Management
System), and Energy Markets, electrical energy commodity trading systems
(Trading Systems),
and Operations System (OPS), are imported 21 into the system or method. Such
imported data
may then be organized by various characteristics 22 and saved for later use.
Data imported 21
from EMS/SCADA 11 systems, or other sources of Power Resource input data, may
comprise of
EMS/SCADA defined execution triggers. In some embodiments, such imported
execution
triggers may be identified 23 from the imported data and saved 24. In some
embodiments,
execution triggers may be defined 25 by a user and saved 24. Reevaluation or
recalculation may
be initiated by these various execution triggers as imported and identified 23
or as defined 25

CA 02846722 2014-03-17
within the system, depending on operation time period. Execution triggers may
be periodic,
event driven, and/or manual. In one particular embodiment, periodic and manual
execution
triggers can be defined 25 within the systems or methods through the User
Interface 18.
Execution based on event or EMS/SCADA 11 imported triggers 23 is automatic and
may take
place in day-ahead/day-of or real-time operation.
[0050] Changes in forecast quantities beyond designated thresholds or changes
in maintenance
schedules may likely render prior system results invalid. This is more
important for day-ahead
and periodic hourly (day-of) system execution results. Without re-calculation
of dispatch
schedule, the existing results could remain invalid for an extended time
before the change is
caught and compensated for through periodic execution or manually triggered
intervention. It is
less important for real-time system execution because without a real-time
EMS/SCADA 11
trigger, the time lapse until correction of the prior base points by the next
periodic Real-Time
execution is minimal and often when the impact of the Real-Time changes in
EMS/SCADA 11 is
significant enough in impact, reliability overrides economics, and immediate
update of economic
base points is less important.
10051] In one particular embodiment, events where pre-designated EMS/SCADA-
monitored
quantities cross pre-designated threshold levels, or when a pre-designated
EMS/SCADA-
monitored status change takes place can be imported 23 from EMS/SCADA 11 or
otherwise
defined and entered 25 through a Ul 18. Such threshold or status change events
may comprise of
changes in system load forecast above a pre-designated level compared to last
periodic system
execution, change in renewable generation forecast above a pre-designated
level compared to
last periodic system execution, change in net interchange schedule above a pre-
designated level
compared to last periodic system execution, change in a reserve requirements
beyond a pre-
16

CA 02846722 2014-03-17
designated threshold compared to last periodic system execution, or a change
in regulation
requirements beyond a pre-designated threshold compared to last periodic
system execution,
among others. Moreover, status elements monitored by an EMS/SCADA 11 may be
included
into system triggers. Various changes in status can be incorporated into the
system, including
but not necessarily limited to, a change in a generating unit outage schedule
that is on the
EMS/SCADA monitored list, a change in tie-line outage or restoration schedule
for tie-lines on
the EMS/SCADA monitored list, among others. The occurrence of such events 26
would then
trigger execution 27 within the system.
[0052] In one particular embodiment where a EMS/SCADA 11 has the ability to
monitor a list
of status changes or analog measurement changes and detect change in status or
larger than
specified threshold changes in analog measurement, the detection of such
changes will trigger
the system real time calculation process.
[0053] Day-ahead/day-of triggers typically pertain to changes in the forecast
of pre-designated
monitored quantities or changes in maintenance/outage schedules, whereas real-
time triggers
typically pertain to situations where pre-designated EMS/SCADA-monitored
quantities cross
pre-designated threshold levels, or pre-designated EMS/SCADA-monitored status
changes take
place.
[0054] Upon calculation or recalculation 27 of dispatch schedules, the systems
and methods
may, in one embodiment, format 28 the dispatch schedule for any various uses,
including but not
limited to export 29 to other systems or generation of reports 30 for study or
archive.
[0055] In particular embodiments of the disclosure, various inputs and
calculated outputs of
the system can be visually represented and made available for use and review
through a User
17

CA 02846722 2014-03-17
Interface 18. Such User Interface 18 displays may comprise of the following
displays, among
others:
= A display for viewing and modification of user inputs and
= A display for viewing of system results/dispatch schedules
[0056] In another embodiment, the system and methods may also provide for
study mode
("what if" mode) Case Creation, Editing and Execution functionality, where the
ability to make
changes to the input parameters of the system and manually execute
calculations will be
available. Such results may be distinguished from production/actual results
through any means
known in the art, including flagging such execution results programmatically
as "Study" instead
of the normal production execution. The following parameters may be available
for modification
under such the "what if' mode execution of the system:
= System Load Forecast;
= Variable Generation Forecast;
= Reserve and regulation requirements;
= Change in bi-lateral trade (MW and price);
= Fixed schedule for a conventional resource (where outages of such
resources can outages
can be simulated by indicating a zero contribution); and
= Fixed schedule for DER.
[0057] Study mode viewing of application results may include the following
parameters and
may be able to compare the study results with the results from a Base run:
= Marginal cost of meeting system load requirements;
= Marginal cost of meeting system reserve requirements;
= Total cost of meeting system requirements; and
18

CA 02846722 2014-03-17
= Excess or Shortage of system requirements, for example slack
[0058] Some or all of the previously discussed embodiments may be performed
utilizing a
computer or computer system. An example of such a computer or computer system
is illustrated
in FIG. 3. Computer 600 contains Central Processing Unit 601. Central
Processing Unit 601 may
perform some or all of the processes involved in the previously discussed
embodiments. Central
Processing Unit 601 may utilize information, such as but not limited to
computer programs,
contained in Memory 602, Database 603, or both. Central Processing Unit 601
may also write
information to Memory 602, Database 603, or both. While in this FIG. 2 only
one Computer 600
is shown, some embodiments may make use of multiple computers or computer
systems. In
some embodiments some of these computers or computer systems may not have
dedicated
memory or databases, and may utilize memory or databases that are external to
the computer or
computer system.
[0059] Conventional economic dispatch algorithms focus primarily on active
power dispatch.
Ignoring the power factor of dispatched resources can lead to uneconomic or
reliability
degrading outcome. The system and methods described herein takes into account
the power
factor of distributed resources thus avoiding such outcome.
[0060] As a non-limiting example of a particular embodiment of the system and
methods
giving due consideration of DR Power Factor: If a 13.8 kV distribution feeder
has 9 MW load
with unity power factor consisting of 3 MW constant impedance, 3 MW constant
current, and 3
MW constant power load. It also has 10% of its load (i.e., 900 kW) registered
as DR with 0.8
Lag Power Factor (where DR happens to be a motor load). When the systems and
methods
dispatch DR, it takes into account the impact of power factor on voltage for
the base load, thus
19

CA 02846722 2014-03-17
computing the correct amount of available DR. Thus in dispatching the 900 kW
DR, the
invention computes the power factor of the remaining load:
Step 1: The reactive power for 900 kW DR with 0.8 power factor is computed as
follows:
Q DR = - 900 * SQRT (I- 0.82 ) = - 900*0.6 = - 560 kVar
Step 2: The remaining load (after dispatch of DR) is computed as:
P = 9,000 ¨ 900 = 8,100 kW
Q = 0 ¨ (-560) = 560 kVar
Power Factor = 8,100/SQRT(8,1002 + 5602) = 0.069 Lead
Step 3: The leading power factor increases the voltage based on sensitivity
factor
provided as input data to disclosed invention. In this example the sensitivity
factor
shows an increase of 1.5% in nominal voltage.
Step 4: The impact on the base load is computed as follows:
Constant impedance base load increase: 2*3,000 kW*1.5% = 90 kW
Constant current base load increase = 1*3,000 kW*1.5% = 45 kW
Constant power base load change = 0 kW
Total base load increase = 90 + 45 + 0 = 135 kW

CA 02846722 2014-03-17
Step 5: The systems and methods disclosed herein then compute the net
available
DR as:
900 kW ¨ 135 kW = 765 kW (rather than 900 kW)
[0061] Moreover, conventional economic dispatch algorithms developed and used
thus far are
based on the premise that the system is three-phase-balanced. This assumption
breaks down
when using distributed resources on individual phases. Dispatch of aggregated
distributed assets
(VPPs) without due consideration of phase balancing can result in neutral
currents, increased
losses, and reliability degradation. The systems and methods disclosed herein
take the phase
connectivity of dispatchable distributed resources into account, ensuring
assets are scheduled and
dispatched in such a way as to ensure phase balance. The following scenario
illustrates how a
particular embodiment of the disclosed systems and methods may work in this
regard.
10062] In a non-limiting example of a particular embodiment of the invention,
a distribution
feeder with a 9 MW phase-balanced load has 10% of its load (i.e., 900 kW)
registered as DR,
with 300 kW DR on Phase A, 270 kW DR on Phase B, and 330 kW DR on Phase C.
Here, the
input data may include this information as well as a table indicating neutral
currents and losses
associated with different levels of feeder load phase unbalance. In
dispatching the DR, since the
initial load is phase-balanced, the systems and methods disclosed herein
dispatches DR in a
balanced way to the extent possible; otherwise it accounts for neutral losses
due to phase
imbalance:
21

CA 02846722 2014-03-17
For DR dispatch below 810 kW:
Step 1: The invention allocates the DR equally among the three phases. For
example, for 810 MW DR dispatch, this amounts to 270 kW per phase.
Step 2: Compute the net load per phase: 3,000 ¨ 270 = 2, 780 kW per phase
Step 3: Neutral current and neutral losses are zero since the net load is
balanced
Step 4: Dispatched DR is effectively 810 MW
For DR dispatch above 810 kW the invention will dispatch unbalanced DR, but
computes the net available DR by looking up the neutral losses resulting from
Phase unbalance. For example, for 900 kW DR:
Step 1: The invention allocate all registered DR on each phase as available
Step 2: Compute the remaining net base load
o Phase A: 3,000 kW ¨300 kW = 2,700 kW
o Phase B: 3,000 kW ¨270 kW = 2,730 kW
o Phase C: 3,000 kW ¨ 330 kW = 2,670 kW
Step 3: The neutral current and losses for unbalanced net load
2,700/2,730/2,670
are then read off from the look-up table; e.g., the invention may reads off
neutral
losses of 30 kW.
Step 4: The invention computes the net available DR as 900 kW ¨ 30 kW = 870
kW (rather than 900 kW).
[0063] The above examples and disclosure are intended to be illustrative and
not exhaustive.
These examples and description will suggest many variations and alternatives
to one of ordinary
22

CA 02846722 2014-03-17
skill in this art. All of these alternatives and variations are intended to be
included within the
scope of the claims, where the term "comprising" means "including, but not
limited to". Those
familiar with the art may recognize other equivalents to the specific
embodiments described
herein which equivalents are also intended to be encompassed by the claims.
Further, the
particular features presented in the dependent claims can be combined with
each other in other
manners within the scope of the invention such that the invention should be
recognized as also
specifically directed to other embodiments having any other possible
combination of the features
of the dependent claims. For instance, for purposes of written description,
any dependent claim
which follows should be taken as alternatively written in a multiple dependent
form from all
claims which possess all antecedents referenced in such dependent claim.
23

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

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Administrative Status

Title Date
Forecasted Issue Date 2023-09-05
(22) Filed 2014-03-17
(41) Open to Public Inspection 2014-09-15
Examination Requested 2019-03-14
(45) Issued 2023-09-05

Abandonment History

There is no abandonment history.

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Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Application Fee $400.00 2014-03-17
Maintenance Fee - Application - New Act 2 2016-03-17 $100.00 2016-03-08
Maintenance Fee - Application - New Act 3 2017-03-17 $100.00 2017-02-21
Registration of a document - section 124 $100.00 2017-03-10
Maintenance Fee - Application - New Act 4 2018-03-19 $100.00 2018-02-21
Request for Examination $800.00 2019-03-14
Maintenance Fee - Application - New Act 5 2019-03-18 $200.00 2019-03-14
Maintenance Fee - Application - New Act 6 2020-03-17 $200.00 2020-02-19
Maintenance Fee - Application - New Act 7 2021-03-17 $204.00 2021-02-18
Maintenance Fee - Application - New Act 8 2022-03-17 $203.59 2022-03-10
Extension of Time 2022-05-02 $203.59 2022-05-02
Maintenance Fee - Application - New Act 9 2023-03-17 $210.51 2023-03-13
Final Fee $306.00 2023-06-30
Maintenance Fee - Patent - New Act 10 2024-03-18 $347.00 2024-03-11
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
OPEN ACCESS TECHNOLOGY INTERNATIONAL, INC.
Past Owners on Record
None
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Maintenance Fee Payment 2020-02-19 1 33
Examiner Requisition 2020-04-28 6 338
Amendment 2020-08-31 29 1,120
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Abstract 2014-03-17 1 21
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Cover Page 2014-10-06 2 55
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Cover Page 2023-08-18 2 60
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