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Patent 1147268 Summary

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Claims and Abstract availability

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(12) Patent: (11) CA 1147268
(21) Application Number: 317805
(54) English Title: DISC REPRODUCING SYSTEM FOR COMPENSATING MECHANICAL IMPERFECTIONS
(54) French Title: LECTEUR DE DISQUES A COMPENSATION DES IMPERFECTIONS MECANIQUES
Status: Expired
Bibliographic Data
(52) Canadian Patent Classification (CPC):
  • 179/23
  • 179/5
  • 341/97
(51) International Patent Classification (IPC):
  • G11B 17/00 (2006.01)
  • G11B 3/10 (2006.01)
  • G11B 3/60 (2006.01)
  • G11B 19/20 (2006.01)
(72) Inventors :
  • DOLBY, RAY M. (United States of America)
(73) Owners :
  • DOLBY, RAY M. (Not Available)
(71) Applicants :
(74) Agent: FETHERSTONHAUGH & CO.
(74) Associate agent:
(45) Issued: 1983-05-31
(22) Filed Date: 1978-12-12
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): No

(30) Application Priority Data:
Application No. Country/Territory Date
965,423 United States of America 1978-12-01
859,799 United States of America 1977-12-12

Abstracts

English Abstract






Abstract of the Disclosure

The invention disclosed is primarily concerned with reducing the
effect of spurious vertical deviations in the groove of a phonograph disc
which result principally from record warp. Such imperfections can cause
significant degradation of the reproduced signal. The playback apparatus of
the invention comprises a turntable and cartridge and a sensor which senses
vertical deviations of a disc on the turntable. The sensor controls the
operation of an actuator which moves the disc in a direction to eliminate
vertical deviation of the disc at the cartridge. According to a preferred
arrangement the sensor senses vertical deviation of the disc in close proximity
to the cartridge and with respect to a vertically fixed reference.


Claims

Note: Claims are shown in the official language in which they were submitted.



THE EMBODIMENTS OF THE INVENTION IN WHICH AN EXCLUSIVE
PROPERTY OR PRIVILEGE IS CLAIMED ARE DEFINED AS FOLLOWS:

1. A gramophone disc playback apparatus comprising a turntable and
a cartridge, sensor means arranged to sense vertical deviation of a disc on
the turntable and an actuator responsive to a signal from the sensor means
so to move the disc as to tend to eliminate vertical deviation of the disc
at the cartridge.


2. Apparatus according to claim 1, wherein the actuator moves the
disc bodily in the vertical direction.

3. Apparatus according to claim 1, wherein the actuator tilts the
axis of rotation of the disc to move the disc substantially vertically at
the cartridge.

4. Apparatus according to claim 1, 2 or 3, wherein the sensor means
senses vertical deviation of the disc in close proximity to the cartridge
and with respect to a vertically fixed reference.

5. Apparatus according to claim 1, wherein the sensor means comprises
a sensor sensing vertical deviation of the cartridge with respect to a fixed
reference, a cartridge sensor sensing vertical deviation of the cartridge
relative to the disc, and means combining signals from the two sensors in
opposition to provide a signal representing vertical deviation of the disc
at the cartridge.

6. Apparatus according to claim 5, wherein the cartridge is carried
by a tone arm and the said sensor is an arm sensor sensing vertical deviation
of the tone arm.

7. Apparatus according to claim 1, 2 or 3, wherein the cartridge is
vertically fixed during reproduction from the disc.

8. Apparatus according to claim 1, 2 or 3, wherein the sensor means
include means sensing vertical deviation of the disc relative to the cartridge


38

and wherein a compensating mechanical or electrical coupling at least
partially removes from the audio signal provided by the cartridge the
effects of vertical deviation of the discs relative to the cartridge at
frequencies higher than those at which the actuator operates to end to
eliminate vertical deviation of the disc at the cartridge.




39

Description

Note: Descriptions are shown in the official language in which they were submitted.


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.:




BACKGROUND OF THE INVENTION
Commercially manufactured disc phonograph records exhibit
various mechanical imperfections, and further system imperfections
result from the mechanical means employed to reproduce the record.
The present invention is concerned with one category of disc
reproducing system imperfections: spurious vertical deviations
of the record groove, primarily resulting from record warp and
rumble, including record pressing noise. Such imperfections can
: cause significant degradation of the reproduced signal.

WARP
A general discussion of record warp is included in the
following published paper: "Record Warps and System Playback
Performance", Larry Happ and Frank Karlov~ Journal of the Audio
Engineering Society, vol. 24, No. 8, October 1976, pp. 630-638.
The authors found warp frequencies in the range of about 1/2 Hz
(the once around frequency at 33-1/3 rpm) to beyond 10 Hz, with




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1 95~ of the warps below 8 llz. Peak physical amplitude heig~t oE
2 the warps was greatest at low frequencies at about 0.025 in.
maximum and decreased with increasing frequency.
4 Various problems are caused by record warp: the tone arm
may bounce or sway with respect to the record surace due to the
6 vertical and, to some extent, lateral, forces which result as the
7 stylus attempts to track the varying record height. This may
8 cause not only variations in tracking force but bottoming of the
9 cartridge or complete loss of contact between the stylus and
10 groove. Such variations in tracking force from optimum will
11 often affect the reproduced signal at audible frequencies. In
12 addition to causing stylus and arm tracking problems, excessive
13 stylus excursions result in geometrically related distortions and
14 electro-mechanical non-linearity of the cartridge. Moreover, sub-
audible warp signals can cause distortion by amplifiér overload
16 in electronic systems passing such low frequencies and, if
17 applied to the speaker system, can cause substantial woofer
18 movement that can result in extraneous noises and the distortion
19 of higher frequency audible signals, including doppler
distortion. Further, the geometrical relationship of the stylus
21 and record groove is such that a warp results in a forward and
22 backward oscillation of the stylus tip over the recorded groove
23 information, which frequency modulates (advances and delays) the
2 reproduced signal causing "wow". Wow may also result from
2 variations in rotational speed as the stylus load on the record
2 groove varies.
2 The requirement to track warped phonograph records
2 satisfactorily has resulted, in prior art systems, in the
2 necessity to consider tonearm/cartridge/stylus/record geometry
3 very carefully and to seek the best combination, usually a
3 /
3 /

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compromise, of such factors as stylus and tone arm mass, ~one a~m b
2 damping, stylus compliance and damping, and tracking force so as _ ;
3 to provide a controlled tone arm resonance above the commonly
4 encountered warp fre~uencies, yet below the frequency oE the
lowest recorded groove information. ~n arm resonance of lO H%
6 has been advocated by several designers: Keisuka Ikegami and
Susumu Hoshimi, "~dvance in Turntable and Tone-Arm ~esign",
8 Journal of the Audio Engineering Society, May 1976, Vol. 24, No.
4, pp. 276-280 an~ Peter Rother, "The Aspects of Low-Inertia Tone-
Arm Design", Journal of the ~udio Engineering Society, September
11 1977, Vol. 25, No. 9, pp. 550-559.
12 Although in principle the proper selection of tone arm and
13 car~ridge parameters may make possible the tracking of warped
14 records, the matching of arms and cartridges is often complicated
in practice because of the wide variation in tone arms and
16 cartridges available. Further, even at the design stage, the
17 selection of optimum tone arm and cartridge parameters for warp
18 tracking may not be optimum for tracking higher Erequency groove
19 information. Even when the record is properly tracked, the
problem of geometric and motor wow from warps still remains.
21 Various passive devices for tracking warped records are -
22 known. These devices typically employ an element riding the
23 record surface and fixed or coupled to the pickup cartridge or
24 the tone arm in the vicinity of the cartridge. Such devices
2~ include both damped elements and undamped or fixed elements.
26 Exemplary prior art damped element devices are disclosed in ~.S.
27 Patents Nos. 2,572,712 to Fisher (spring loaded plunger), and
28 2,328,862 to Thompson (elastically mounted auxiliary stylus).
29 Fixed elements are disclosed in ~.S. Patents Nos. 3,228,700 to
Andrews et al (felt pad at end of tone arm with cartridge




32 /

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1 3~7Z6~

1 ¦pivoted in tone arm) and 3,830,505 to Rabinow (air bearing, ~
adjacent cartridge). It is known also to employ a dash pot or a
3 1 brush adjacent the cartridge to damp oscillations and assist in
4 tracking warps. Further, proposals for a relatively rigid
element coupling the tone arm to the record surface are known.
6 It has also been suggested that the record be clamped or
7 weighted at its periphery and/or center in order to eliminate
8 warp.
9 An active prior art system for treating
record warp is described in the following paper: "Overcoming
11 Record Warps and Low-Frequency Turntable Rumble in Phonographs",
12 Kenneth Clunis and Michael J. Kelly, Journal of the Audio
13 Engineering 5Ociety, July/~ugust 1975, Vol. 23, No. 6, pp. 450-
14 458. In this system the cartridge output is used to servo
control the vertical tone arm position to assist in tracking the
16 record warp. Similar systems are disclosed in U.S. Patents Nos.
17 3,623,734 to Sakamoto et al and 3,830,505 to Rabinow. It is
18 also known to provide a closed loop around the tonearm movements
19 only, in order to improve arm/cartridge dam~ing. Aspects of the
present invention can significantly improve the performance of
21 these prior art tone arm systems.
22 RUMBLE
2 Turntable rumble may result from turntable bearings, motor
2 drive systems, and environmental vibrations. Considerable
2 efforts are made by turntable manufacturers to eliminate rumble
2 from these sources.
2 Other turntable related disturbances are caused by acoustic
2 feedback (sonic and infra-sonic) from the loudspeakers, whereby
the turntable and/or record may act as a receptor for the
3 vibrations, resulting in tonal coloration or even howling.
3 /

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1 ¦Devices for reducing these effects include a fluid filled
2 ¦ turntable mat disclosed in U.S. Patent No. 3,997,174 to
¦Kawashima, and flexible turntable support cups in U.S. Patent
4 No. 4,054,291 to Maeda, both for providing a conforming damped
support under warped records.
6 Notwithstanding these efforts, the main source of low
7 frequency annoyance is record pressing rumble or mold grain noise
8 from the disc itself. The spectrum of record pressing noise is
9 discussed by John Eargle, "Performance Characteristics of the
Commercial Stereo Disc",Journal of the Audio Engineering
11 Society, August 1969, vol. 17, No. 4, pp. 416-422. Mold yrain
12 noise may extend generally to several hundred Hz.
13 Record pressing rumble and turntable rumble are reduced
14 conventionally by means of high-pass filters in the signal paths.
Optimum tonearm/cartridge resonance characteristics are also
16 useful in reducing low frequency rumble effects.
17
18 SUMMARY OF THE INVENTION
19 Prior art approaches to dealing with warp are directed
primarily to the symptoms of warp. For example, the passive
21 tone arm to record surface contact devices and the closed loop
22 tone arm systems act chiefly as means to enhance the ability of
23 the cartridge and tone arm simply to track warps. Consequently,
24 such approaches may fail to correct other effects of warp and
may degrade tracking ability and signal quality at non-warp
26 frequencies. With regard to rumble, prior art techniques have
27 been directed primarily to electrical filtering rather than to
2390 ¦dealing with e rumble mech~nism itself.



32 1 -5-

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It is the object of the present invention to reduce the
.. effects of warp and rumble without in any way degrading the bandwidth
or other performance characteristics of the signal channels themselves.
The invention will now be exp].ained in greater detail
with reference to the accompanying drawings, in which:
Figure lA is a sectional side view of the top half of a
- hypothetical record master on which silent grooves have been recorded;
Figure lB is a sectional side view of a hypothetical
record pressing made from the master disc of Figure lA;
Figure 2 is a partly sectional side view of a master
: disc during the cutting process, using a conventional signal cutting
~ stylus and a secondary reference plane cutting stylus in accordance with
one aspect of the present invention;
Figure 3A is a partially block generalized representation
of direct reference path information sensing in accordance with one
aspect of the present invention;
Figure 3B is a partially block generalized representation
of indirect reference path information sensing in accordance with a ..
further aspect of the present invention;
Figure 4A is a partially cut away perspective view of
one type of direct reference path information sensing;
Figure 4B is a partially cut away perspective view of a
further type of direct reference path information sensing;
Figure 5 is a partially cut away side view of one type
of reference path-arm sensing;
Figure 6 is a partially cut away perspective view of
: one type of reference path-arm sensor;
Figure 7 is a partially cut away perspective view of yet
a further type of reference path-arm sensor;
Figure 8 is a partially cut away perspective view of
still another type of reference path-arm sensor;


' 7261~

Figure 9 is a partially cut away perspective view of
the styli portion of another type of reference path-arm sensor;
Figure 10 is a block diagram of a turntable VNC (vertical
noise compensator) system in accordance with the invention;
Figure ll is a cross sectional side view of one type
of vertical actuator usable in a turntable VNC system;
Figure 12 is a cross sectional side view of a further
- type of vertical actuator usable in a turntable VNC;
Figure 13 is a cross sectional side view of yet a
further type of vertical actuator usable in a turntable VNC system;
Figure 14A is a pzrtly cross sectional side view of a
turntable employing a vertical actuator;
. Figure 14B is a cut away partly cross sectional side view
~ of a further turntable employing a vertical actuator;
.. Figure 15A is a cross sectional side view of a retrofit
type vertical actuator for use with a conventional turntable;
Figure 15B is a partly cross sectional side view of a
: further type of retrofit vertical actuator for use with a conventional
turntable;
i 20 Figure 16A is a block diagram of a prior art electrical
tone arm damping arrangement;
Figure 16B is a block diagram of a prior art tone arm
servo arrangement;
Figure 17 is a block diagram of a tone arm VNC system
according to the present invention employing direct reference path
sensing;
. Figure 18 is a block diagram of a further type of tone
arm VNC system in accordance with the present invention in which indirect
reference path sensing is employed;
Figure 19 is a block diagram of a further type of tone
arm VNC system according to the present invention in which the error

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1~7~6~3

signal is included in a negative feedback loop;
Figure 20 is a functional block diagram of a cartridge
VNC according to the present invention;
Figure 21A is a block diagram showing exemplary com-
bination interconnections between transducers in a cartridge VNC
according to the present invention;
Figure 21B is a block diagram showing an alternative
exemplary combination interconnection between transducers in a
cartridge VNC according to the present invention;
Figure 22 is a perspective view of a portion of a
cartridge VNC;
Figure 23 is a perspective view of a portion of a
further cartridge VNC; and
Figure 24 is a block diagram showing a pre-amp VNC.
The present invention is based on observations taken
from the situation shown in Fig. la and Fig. lb. Fig. la represents a
sectional side view of the top half of a hypothetical record master on
which silent grooves have been recorded. The groove depth "a" is a
constant and represents the instantaneous vertical signal modulation with
respect to a perfect reference path or surface. The reference surface
may be the flat lacquer master disc surface, but in accordance with an
aspect of the invention, shown in Fig. 2, the reference surface may
optionally be defined in the outting process, preferably by a flat
secondary cutting stylus following the main cutting stylus and arranged
to smooth and dimensionally define the land between the grooves. In some
cases, in the frequency range in which there is little vertical information
recorded on the disc (e.g. below 30 Hz) the groove itself may be used as
the reference path.
Fig. lb represents the situation after making a record
pressing of the master. The vertical groove position is no longer con-
stant but contains irregularities. In the case of warp, these are



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dimensionally correlated on the two sides of the record (the thickness
remains substantially constant), because they arise simply from thermal
and handling related distortions during and after removal of the record
from the press. Higher frequency mold grain noises, however, are not
correlated on the two sides of the record, since different dies and
stampers are used; the disc thus contains local variations of thickness.
Such imperfections are caused by the pressure transmittal of


1~7~6~3

1 dimensional irregularities from the back to the front of the
2 stamper during the pressing operatlon. The back surface -
3 irregularities may include metallic crystals arising from the
4 replication process, patterns resulting from grinding operations
to smooth the back surface, dirt and dust trapped between the
6 stamper and the die of the record press, and surface
7 irregularities of the die.
8 As the stamper thickness is some .007"to .OlO" the
9 rigidity or stiffness of the material will limit the shortest
wavelengths which can be transmitted through localized bending
11 and distortion of the stamper. Thus, such wavelengths might be
of the order of .020". This results in a highest frequency of
13 mold grain noise at the outer diameter of a twelve inch disc
14 (groove velocity about 20 inches per second) of the order of l k~lz.
Further sources of low frequency noise on the record
16 itself may include non-homogeneity of the pressing material and
17 geometric distortions due to differential cooling effects
18 resulting from rapid and uneven temperature changes in the die
19 face. Moreover, as discussed previously, noises are also
contributed by the reproducing system -- namely, turntable and
21 environmental rumble and acoustically transmitted vibrations
22 of the turntable and disc.
23 Thus, in a conventional reproducing system, the reproducec
24 quantity "b" is obtained, employing the tone arm position as a
reference. The quantity "b" thus includes undesired low frequency
26 noise components.
27 Closer consideration of this matter shows that the low
2a frequency noise components from all the sources mentioned above ar~
29 not inextric y mixed with the oriqinal signal modulations.




32 ~C)
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RatherJ the recorded signal quantity "a" remains intact and unharmed by the
pressing and reproducing process and by mechanical imperfections in the re-
producing system. Thus, the quantity "a" can be recovered if the distorted
reference path at the point of stylus contact is used as the reference point
during reproduction. Preferably, the reproducer system acts to remove
spurious deviations of the reference point so that again the disc surface
is in effect flat (i.e., effectively vertically stable) in the vicinity of
the stylus. Alternatively, the undulating reference point is used in
determining the true signal quantity "a".
According to a broad aspect of the present invention, there is
provided a gramophone disc playback apparatus comprising a turntable and a
cartridge, sensor means arranged to sense vertical deviation of a disc on
the turntable and an actuator responsive to a signal from the sensor means
so to move the disc as to tend to eliminate vertical deviation of the disc
at the cartridge.
In some embodiments the sensor means senses vertical deviation of
the disc in close proximity to the cartridge and with respect to a vertically
` fixed reference.
In the context of the invention sensing, "in close proximity"
means within a small fractional part (e.g., less than about one-tenth) of
the shortest wavelength which it is desired to correct. If the mold grain
noises have wavelengths as short as about .020 inches, this implies sensing
within about .002 inches - i.e., on an immediately adjacent land area. This
would represent the limit of the technology of the invention. For lower
frequency noises and warp it is, of course, unnecessary to sense in such
close proximity.




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m ere are four m~in embodlments of the invention, which for conven-
ien oe may be referred to as a Vertical Noise Ccmpensator (VNC). m e embodi-
ments may be used separately or in combination.
In all embodlments, the vertical position of an unmodulated por-
tion of the record is sensed at or in close proximity to the stylus. The
information so derived may be referred to as reference path information. In
some embodlments, the reference path information is sensed with respect to
the arm or cartridge position; such information may be referred to as refer-
ence path-arm information. Reference path information or reference path-arm
information is preferably obtained via sensing means arranged to sense the
land position adjacent the signal groove and in close proximity to the
signal stylus. It is important that the vertical sensor responds substant-
ially only to vertical information; in disc recording technology the term
"vertical" conventionally has the meaning of perpendicular to the disc sur-
face, or in an axial direction. A less desirable alternative, for the treat-
ment of warp and very lcw frequency rumble effects only, is to sense the
groove depth itself.
In the first embodbment, reference path information is obtained and
used in a closed loop serv~ system including an actuator which moves the disc
substantially vertically, at least in the vicinity of the pickup stylus.
Ideally, the result is that at least all vertical disc movement in the
vicinity of the pickup stylus is removed, thereby allcwing the stylus effect-
ively to track a warp-free and rumble-free record. m is embcdlment may be
referred to as a disc VNC (or a turntable VNC, inasmuch as vertical actuation
of the disc is most readily accomplished via mechanisms associated with the
turntable).
A second embcdiment, which may be called a tone arm VNC, is an
improvement of the closed loop tone arm techniques of the




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1 prior art. In prior art systems, the error signals used incluc1e
2 arm-cartridge resonance components or other misleading information.
3 In the present invention, measurements avoiding these defects are
4 made and processed to control the tone arm; namely, reference path
information is obtained and employed to control the tone arm and
6 optiona]ly to perform additional corrections via the other
7 embodiments. Low frequency components can be employed in a
8 turntable VNC for warp compensation and higher frequency
9 components can be used in a cartridge VNC or pre-amp VNC for
rumble and mold grain noise reduction.
11 In a third embodiment, which may be referred to as a
12 cartridge VNC, reference path-arm information is obtained and
13 used to effect correction within or following the cartridge. The
14 reference path-arm information is cancelled either ele;ctrically
or mechanically from the information provided by the signal
16 stylus. The reference path-arm information may optionally be
17 brought out of the cartridge in order to perform additional
18 corrections via the other embodiments.
19 In a fourth embodiment, which may be called a pre-amp VNC,
the reference path-arm information is obtained and cancelled from
21 he audio output electronically in the pre-amplifier. This
22 rrangement can be used to reduce mold grain noise, rumble and
23 ome of the effects of warp.
24 For optimum mechanical and acoustical performance, it is
referable to combine the turntable VNC or tone arm VNC methods
26 ith the cartridge VNC and/or the pre-amp VNC methods. ~or
27 xample, warp and rumble effects may be compensated up to, say,
28 0 Hz using a turntable VNC or a tone arm VNC, with frequencies
29 bove this being treated by a cartridge VNC or pre-amp VNC.
Compatibility characterizes all the embodiments of the
31 nvention. Conventional records may be played on reproducers
32
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1 ¦ including the invention; conversely, records produced with the ~
2 ¦ optional deflned reference surface of the invention may be playe~
3 on conventional reproducers.
4 I The reduction of noise and tracking problems effected
by the invention may permit a lower modulation 1evel and a higher
groove density to be employed, leading to longer playing times
7 and/or smaller record diameters.
8 The fact that the invention solves the problem of low
9 frequency noise leads -to the further possibility that higher
frequency components of the signal may be recorded on the disc in
11 electronic noise reduction encoded form, such as by the system
12 known as "Dolby B". This system, which treats only those signals
13 above about l kHz, produces a compressed signal which has a prove
14 history of being sufficiently compatible to permit the single
inventory manufacturing and distribution of cassette tapes. Such
16 acceptance in the case of encoded discs would be much more
17 difficult, if not impossible, to achieve on a commercial basis if
18 it were necessary to treat the low frequency signals as well.
19 The encoded discs would, of course, preferably be played back
using a noise reduction decoder for reduction of high frequency
21 record pressing noise and low level ticks and pops.
22 Thus the present invention can make a significant overal
23 contribution to the current performance and future--possibilities
24 of the conventional analogue disc record system.
These and other features of the present invention will b
26 appreciated as the following detailed description is read in
27 ¦¦ conne~tion w h the drawlngs.




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1147268

1 ~ DESCRIPTION Ol; TIIE EMBODIMENTS
2 1 In all of the embodiments to be described, only the
essential inventive features will be shown or discussed in detail.
4 Thus, except where otherwise specified, amplifiers, attenuators,
equalizers, differentiators, integrators, feedback loop
6 compensators, gain controls and the like are used as ordinarily
required in electronic technology. Likewise, except as
8 otherwise discussed, the detailed design of styli, sensor
transducers, actuator transducers, and the mechanical and
electro-mechanical aspects of discs, cartridges, tone arms, drive
11 motors, and the like will not be treated.

REFERENCE PATH
13
14 In the several embodiments, the vertical position of an
unmodulated portion of the record (reference path) is sensed at
16 or in close proximity to the signal pickup means, typically a
17 stylus. An important element ofthe invention is the recognition
18 that close proximity, high resolution sensing is useful for
19 educing mold grain noise. It follows however, that it is
ecessary for the reference path to be as unblemished as possible.
21 or example, it should be free of scratches. Moreover, the groove
22 "horns" or ridges of material at the groove edges projecting into
23 he land area should preferably be removed during the disc
24 anufacturing process.
Polishing of the metal mold is a known method or removing
26 roove horns. Another method is shown in Fig. 2, which shows a
27 urther reference path cutting stylus ~ following the groove
28 utting stylus 6. The substantially flat bottom edge of the
29 eference path stylus not only removes the groove horns but cuts
way residual rumble modulations on the lacquer master 2 and com-
31 ensates for any vertical rumble introduced by the recording lathe.

32 perfectly quiet reference surface is thereby defined for use with
he reproducing embodiments of the invention. In one embodiment,

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(Fig. 6), a pilot groove provides the reference path. In this case, the
reference path cutting stylus cuts an unmodulated groove adjacent the
signal groove.
. Reference path information sensing (i.e. sensing of the distorted
undulating reference path) is a key element of the various embodiments. A
generalized representation of reference path sensing is shown in Figs. 3A
and 3B. Fig. 3B is described below under the heading "Reference Path
Sensing By Indirect Means." Referring to Fig. 3A, the reference path
information can be obtained directly, by means of a sensor which follows
the signal stylus and cartridge laterally but is vertically independent, the
main purpose being to avoid the problems of arm/cartridge vertical resonance.
Sensor 8 is attached to a reference plane. In a conventional turntable the
attachment will typically be to the tone arm mounting surface. In theory,
the attaching surface can be any suitable reference surface, including a
stable surface apart from the turntable itself. A movable member 11, forming
a portion of sensor 8, follows the surface undulations of the disc surface.
In practice both disc contacting and non-contacting sensors are usable, as
described below in connection with Figs. 4A and 4B.
In the Fig. 4A version, the sensor section of the arm may be
vertically fixed and the vertical displacement sensing transducer may com-
prise non-mechanical means to sense the disc surface 9, such as by ultra-
sonic or capacitive means or by a light beam and detector (e.g. light emit-
ting diode and photodiode). A light beam focused preferably at the point
of contact of the stylus, but with a beam diameter encompassing at least
one land area, may be angularly directed at the surface; vertical variations
are




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11~7~6~

then manifested as lateral variations, which are sensed by one or more
photodetectors. This technique has the advantage of providing a relative-
ly wideband error signal without any attendant mechanical resonances. Warp,
rumble and mold grain noises at least up to several hundred }Iz can thereby
be compensated.
In the example of Figure 4A, the ~one arm 10, which is vertically
fixed, but free to move laterally, has a U-shaped end 12 in which a cartridge
14 is pivoted on crosswise pin 16. A light source 18 and detectors 20, 22
arrangement similar to that of the sensor version of Figure 5, described
hereinafter, generate the sensor signal.
In the simplest mechanical sensing embodiments the reference path
stylus is situated on the cartridge in the manner of Figures 6-9, hereinafter
"
described. In this case the stylus is relatively stiffly coupled to the
cartridge body and tone arm, which results in a relatively high vertical
resonant frequency of the tone arm. The stylus may be used alone for rumble
and mold grain noise reduction. It may also be used with a tone arm vertical
position sensor to provide reference path information in a turntable VNC
or a tone arm VNC.
A further mechanical version of reference path sensing, shown in
Figure 4B, employs a separate stylus laterally coupled to, but vertically
independent of, the signal pickup cartridge. An arm 24, which can be pivoted
for lateral (horizontal) movement only, has a first lateral support member
26 on which a tone arm section 28 carrying cartridge 14 is pivoted at 30.
A second lateral support member and pivot enclosed within a housing 32 has
a shank 34 carrying secondary stylus 36. A transducer at the pivot within
housing 32 functions as a sensor of the secondary stylus 38 vertical move-
ment. The secondary stylus is arranged to lift from the record whenever the
signal stylus is lifted. Preferably, the stylus 36 is dimensioned to contact
the land areas adjacent the signal stylus 38 of cartridge 14.
Secondary styli may be constructed of any of various long wearing
materials compatible with disc surfaces and resistant to grooving effects,

1~726~
. .
such as sapphire or diamond. Sensor transducers may be any of various
types known in the art, including, but not limited to: electromagnetic,
photoelectric, Hall effect, magneto-diode, potentiometric, or variable
resistance, capacitance or inductance. The untreated output of the trans-
ducer may represent position, velocity, acceleration, or force (as with a
pressure responding transducer~.


..




-17a-

1147~68

The mechanical characteristics of the reference path senso r
assembly can be optimized for the vertical sensing function -- _
3 only. The frequency of vertical resonance (sensor flexing and
4 mass) should be placed substantially above the highest warp
5 ¦frequency, and indeed well into the audio band, in order to
lextend the highest frequency of correction upwards, thereby to
7 Ireduce audible rumble and mold grain noise. The secondary styluc
8 ¦must be situated very close to the primary stylus -- e. g. within
9 ¦l mm for correction to about 50 HZ. Even closer spacing of about
10 ¦0.l mm for correction to about 500 Hz is preferable for reduction
11 ¦of mid-range mold grain noise.
12 ¦ The secondary stylus or sensor means may be positioned
13 ¦slightly in advance of the primary (signal) stylus to generate
14 ¦an anticipatory error signal. This is useful for relaxing the
15 Igain and phase requirements of electro-mechanical servo loops or
16 ¦for ensuring optimal error cancellation where mechanical or
17 ¦electrical phase shifts are present, as for example with low pass
18 ¦filtering of the reference path information.
19 l
20 ¦ REFERENCE PATH-ARM INFORMATION SENSING
21 ¦ Other embodiments of the invention employ reference path-
22 arm information; this is the signal obtained by sensing the
23 distance between the reference path and arm (i.e. cartridge).
24 This signal will necessarily include tone arm movements and
arm/cartridge resonance effec~s. A first sensor version simply
26 employs the vertical component information from the pickup
27 cartridge, as is known in the prior art. This method provides
28 useful information above the frequency of arm/cartridge resonance,
29 but is limited to cases and to the frequency range in which
channel separation is deliberately reduced during disc cutting
31 (e.g. below l00 Hz).
32

~ ~ 1147Z68

1 In order to obtain reference path-arm information up to _
2 igher frequencies it is necessary to provide a land sensor which--
3 is independent of the signal stylus. Non-mechanical sensing
4 means such as those mentioned previously in connection with Fig. 4A
ay be used, however being fixed to the cartridge holding arm or
6 cartridge rather than to a vertically fixed arm. An example of
7 such a sensor is shown in Fig. 5. A stereophonic pickup cartridge
8 40 has a conventional cantilevered shank 42 and stylus tip 44
9 shown in engagement with a phonograph disc 9. A light source 46,
such as a light emitting diode (LED) or diode laser, for example,
11 generates a beam of light to cause an area of the record in the
12 order of a millimeter in diameter, or smaller, to be illuminated.
13 The reflected light is received at one or more photo receptors
14 48 and 50, such as photo diodes, in the same manner as that of the
descrip-tion of Fig. 4A. The light illumination location and
16 diameter are preferably chosen to illuminate the area in which the
17 stylus tip 44 is located and the adjacent land areas so that
18 the reflected light is responsive primarily to local variations
in the land at or just preceding the stylus, which variations are
representative of the rumble and mold grain noise at that point.
21 The output of receptors 48 and 50 may be fed to a differential
22 amplifier to provide an indication of local land variations; a
23 suitable circuit arrangement may be made responsive only to vertica L
24 land position variations and not to the total light reflected, whic
25 will depend upon groove modulations. Such techniques are used
26 in automatic slide focusing mechanisms, for example.
27 Examples of mechanical versions of reference path-arm
28 sensors are shown in Figs. 6-9. In each of the embodiments, a
29 dual stylus pickup cartridge is provided in which a conventional
stylus tracks the groove informationcontent and the secondary
31 stylus senses warp and rumble information. In the cartridge -~NC

32 le diment o~ the invention, such a dual contact com~ination has



--19--

L7Z68

1 ¦the potential of improving both warp and rumble performance _
2 ¦within a unitary, self-contained pickup cargridge. A third -- :
~: cartridge to record surface contact device may optionally be used,
4 such as a brush or damper of the prior art warp tracking devices
; 5 mentioned above.
6 An ideal reference path sensing method is shown in Fig. 6,
7 in which a shallow unmodulated pilot groove 52 is provided
8 adjacent the main information carrying groove 54 in a phonograph
disc 9a. The tip 56 of secondary stylus 58 of cartridge 60
rides in the pilot groove and senses both vertical and lateral
11 warp and rumble frequencies. The embodiments of the invention
12 are then adapted to employ both the vertical and lateral
13 information provided. Fortunately, lateral warp and rumble are
14 not serious problems and it is sufficlent in a practical system
to deal with vertical components only.
16 Referring to Fig. 7, in an arrangement suited to
17 conventional commercial phonograph records, the cartridge 62 has
18 a main stylus having a shank 42 and a stylus tip 44 tracking an
19 information carrying groove 54 of a phonograph record 9. The
secondary shank 64 and stylus tip 66 are situated on one or both
21 sides of the main stylus and may fully or partially encircle it.
22 The contact area may be biased towards the outside of the record,
23 if desired, so that pre-echo effects are minimized in the
24 reference path information. The secondary stylus tip has a
substantially flat bottom with operative dimensions sufficiently
26 large (e.g. some fraction of a millimeter) so that it rides
27 reliably on at least one land area and is thereby s~bstantially
28 unresponsive to lateral information and to any information content
29 of the groove, responding only to the land height variations which
are a measure of the warp and rumble. The tip 66 is guided
31 laterally by the main s-tylus, and may be held in place by a
32 compliant coupling 68 which generally maintains the relative

~1~7~
positions of the two styli but does not interfere with the stylus movements.
Another view of the styli is shown in Figure 8. An elongated
block shaped tip 70 for secondary stylus 72 spanning the land between
several grooves is located ahead of and to the outside of the main stylus 42.
As mentioned previously, the secondary stylus tip may optionally have a
- U-shape (shcwn by way of exa~ple as element 74 in Figure 9) or an O-shape,
surroundlng the main stylus. In Figure 8, the contact area is shcwn biased
towards the outside of the record so as to decrease pre-echo effects. A
further practical matter is that the stylus arrange~ent should preferably
not trap dust but should deflect it away.
For most tone arm and cartridge configurations, the design of the
reference path-arm information sensors should be such that the tracking force
of the main stylus should preferably comprise the main portion of the overall
cartridge tracking foroe in order to avoid affecting the side thrust force
on the cartridge and to avoid reducing the main stylus force available for
tracking warps and large amplitude signals. A secondary stylus tracking
foroe a small fraction that of the main stylus -- e.g. 1/4, 1/lO, or even
less -- is adequate to sense the relatively low amplitude and low frequency
rumble components. m e secondary stylus is preferably csmpliantly connected
to the cartridge body, the compliance preferably being substantially greater
than that of the main stylus. The above complian oe and tracking foroe con-
siderations apply primarily to off-set tone arm systems in which warp is not
compensated. (In some systems the secondary stylus shank may relatively
stiffly couple the stylus to the cartridge body). Further, the effective
mass of the secondary stylus and related moving parts, together with the flex-

; ing or stiffness pr~perties of the shank, should produ oe a high frequency
resonance well above the highest mold of grain noise components of interest;
thus, a resonant frequency of at least 1-2 kHz would be suitable for the
referen oe path sensor~ As with the design of conventional signal




, ~

~1~7Z61 3

cartridges, suitable mechanical damping can be applied to the secondary
stylus. A low pass mechanical filter may be incorporated if desired, so that
the information provided by the secondary stylus is band limited for reduced
sensitivity to dust and surface scratches.
Information from the reference path-arm sensoT is used in one way
or another to cancel corresponding vertical information from the signal
stylus. Wholly mechanical cancellation arrangements may be used, as herein-
after described. In the simplest arrangement, with a non-compliant secondary
stylus shank, the vertical movements of the cartridge body subtract from the
corresponding movements of the primary stylus. Alternatively, secondary
stylus information may interact in the magnetic or electromechanical arrange-
ments of the main signal transducer in such a way as to cancel error informa-
tion. In some arrangements, a separate or coordinated transducer may be pro-
vided for the secondary stylus. The combination of signals, as by inter-
connected coils, may be accomplished within the cartridge itself or the signals
may be brought out for external combination. The signals may be used internal-
ly and also brought out for use in other embodiments of the invention. For
example, the high frequency components from the reference path sensor may be
utilized internally or brought out to the preamplifier for mold grain noise
- 20 reduction (cartridge VNC or pre-amp VNC), and the low frequency components may
be brought out for dealing with warp via actuation of the turntable or tone
arm (turntable VNC or tone arm VNC).
REFERENCE PAT~ INFORMATION SENSING BY INDIRECT MEANS
As discussed previously, accurate reference path information sensing
may be achieved directly, by means of a vertically fixed sensor. In an ap-
proximation, the vertical position of the tone arm may be used, by the methods
known in the prior art. A transducer of the types previously mentioned in
connection with Figure 4B is mounted between the arm and vertical pivot so as
to give an output related to the vertical position or angle of the tone arm




- 22 -

1~7~6~3
.
and cartridge. This method of sensing is useful for providing reference
path information below the arm-cartridge resonent frequency (e.g. 10 Hz).
It is possible to employ a relatively stiffly mounted secondary stylus
to raise the frequency of the tone arm. The reference path-arm sensors
described previously in connection with Figures 5 - 9 are primarily useful
above the resonant frequency. At or near the resonant frequency, phase
and amplitude errors will be introduced into the reference path information
by both of these methods. Hence, these methods are useful only at warp
or rumble frequencies somewhat removed from the arm-cartridge resonant
frequency -- that is, normally below about 5 Hz and above about 20 Hz.
In an improved method, a substantially error-free warp and
rumble sensing signal can be derived, enabling the corrective action to
be applied over the whole frequency range of interest ~e.g. 0.5 Hz up to
several hundred Hz) without interference from arm/cartridge resonance.
The method employs a combination of the first and second sensing methods
described in the previous paragraph above ~i.e., tone arm sensing and
reference path-arm sensing) in a manner shown schematically in Figure 3B.
This approach is based on the recognition that both signals contain the
same error signals ~from arm-cartridge interaction effects), but in
; 20 complementary form, whereby they can be cancelled to leave a differencesignal accurately indicative of the warp and rumble. The vertical arm
position signal x is an indication of the arm 76 to reference plane dis-
tance, whereas the reference path-arm signal y is an indication of the
cartridge 78 to disc distance; the difference z is the warp and rumble
amplitude; that is, z = x - y. The arm/cartridge resonance error signals
contained in x and y signals from the tone arm sensor 80 and reference
path-arm sensor 82 are cancelled in combiner 84, providing a sub-
stantially error free reference path information signal 86. The
y signal can be derived by the various means which have been

11D~7Z68

1 discussed, using either the signal stylus 78A, in some cas~s - -_
2 providing useful information up to about 30 Hz, or the secondary
3 stylus 78B, by which useful information ls obtained up to about
4 several hundred Hz.

6 TURNTABLE VNC
7 Referring to Fig. lO, a bloclc diagram i.s shown of a
8 turntable VNC (vertical noise compensator) embodiment of the
9 invention, in which vertical posi-tion or displacemcnt errors in
the vicinity of the pickup transducer are sensed to control the
11 vertical displacement of the disc in a closéd loop
12 servomechanism system. In effect, a reference plane for the
13 disc is set by the bias displacement level YO applied to
14 adder/substractor 90. The reference plane may optionally be made
variable by means of control 92. An error signal on line 94
16 is developed by subtracting the amplified reference path
17 information signal on line 96 from the bias signal. The error
18 signal is applied to an amplifier 98 and a vertical actuator lO0
19 that controls the positioning of the disc 9 in a direction
substantially normal to the disc surface, at least in the region
21 of the signal stylus. A signal ln2 relating to spurious
22 vertical displacement of the disc in the vicinity of the pickup
23 transducer is generated by the reference path sensor 104 and
24 applied to the amplifier 106.
For reduction of warp, the feedback system should be
26 effective at least in the frequency region of about 0.5 Hz
27 through about lO ~z. The system may be AC coupled, DC coupled
28 or a combination thereof. For reduction of rumble and mold grain
29 noise, the bandwidth of the correction action is extended into
the audio range (e.g. up to several hundred Hz). The correction
31 may be wholly mechanical, via the vertical actuator.
32 Alternatively, the higher rumble frequencies (e.g. above 50 ~fz)

11~7Z68

l ¦ may be compensated via a cartridge VNC embodiment or a pre~amp ~
2 ¦ VNC. If desired, a crossover network can be used to divide
I the treated frequency ranges appropriately. The overall system
¦ can thus make a signi~icant contribution both to reducing warp
5 I and its side cffects, and to reducing audible noise.
6 ¦ The spurious vertical displacement dealt with by the
7 I system may optionally be exhibited by display means ]08. Switch
8 110 may optionally be provided to break the loop in order to
9 switch off the correction action. Blocks 112 and 114 are
described in connection with Fig. 11, below.
ll Means are required to control the disc position in
12 response to sensed variations in the vertical disc position in
13 the vicinity of the pickup transducer. The disc height may be
14 varied uniformly across its surface or only in the vicinity of th
pickup transducer. The necessary linear or angular motions may
16 be accomplished via the disc, the turntable, the drive motor,
17 or the whole motorboard assembly.
18 A representative translational vertical actuator,
19 resembling a woofer loudspeaker with a flat cone, is shown in
Fig. 11. A metal platter 116 is supported by drive shaft 118
21 in bearing 120. Platter 116 is provided primarily for
22 rotational mass, in order to reduce wow and flutter, and may be
23 reduced in mass or even eliminated in some designs. The upper
24 surface of platter 116 is conical to receive a light weight phono-
graph record supporting turntable 122, which includes index
26 pin 124. Turntable 122 may be partly hollowed out, with a cover
27 member 126, to minimize weight. One or more "spiders", or
28 annular sets of corrugated material 128 and 130, suspend
29 turntable 122 from the platter 116. The corrugated material may
be a light-weight fiber material of the type commonly used in
31 loudspeaker suspensions. A push rod 132 passing through the

32 center of d e shaft 118 ridiDg on ball bearing 134 is driven



~ --25-

11~7~68

1 by a moving coil 136 which forms part of a moving coil mot~r -
2 assembly 138, used here as a motion transducer for push rod 132. ~_
3 Assembly 138 includes permanent magnet 140 and a tubular core _
4 142 suspended from the magnet 140 to carry winding 136 in proper
relation to the magnet. ~ pJa~ir of leads 144 and 146 are driven
6 by amplifier 98 (Fig. 10). Springs or other such support means
7 may be provided to balance the weight of the turntable assembly
8 and to vertically center the motor unit 138.
Turntable 122 is preferably of very light-weight material
such as foamed plastic, to minimize the mass required to be
11 moved by the transducer 138. Also, the push rod to drive shaf-t
12 interface friction is reduced as low as practicable by using a
13 nylon or other low friction bearing, for example. Such bearings
14 may be dispensed with in some designs, particularly if an
additional spider is used at the bottom of the pushrod 132.
16 Other types of mechanical coupling, such as hydraulic and
17 pneumatic, may also be used.
18 The motor assembly 138 preferably provides a positive
19 displacement output for a given electrical signal input; this
avoids mechanical resonances of the system. This type of
21 performance may, for example, be provided by enclosing the motor
22 unit itself within its own servo loop, preferably including a
23 motor position sensor such as 112 in Fig. 10 (and Fig. 11) and a
24 suitable amplifier 114. Alternatively, if the motor unit simply
provides an essentially undamped force, then it is necessary
2 to provide an appropriate amount of passive damping; this,
27 however, requires a large amount of drive amplifier power. A
28 more practical method is to ensure that the masses and compliance
2 of the turntable assembly result in a resonant frequency either
3 well below or well above the frequency range of interest. The
31 resonant frequency might be placed at about 50 Hz, for example,
3 to provide a well controlled behavior up to about 20 Hz. Passive

1147268

¦ mechanical damping using viscous materials may be employed -
2 ¦ as required. These considerations also apply to the further -
3 turntable VNC embodiments to be described. Such passive
4 displacement control methods do not interfere with operation of
5 ¦ the record player when the VNC is swi-tched off; this is not the
6 case, however, with the tone arm VNC embodiments to be described
7 in which electronic servos are preferred so that the arm may be
8 ¦ handled manually and can track normally when the VNC is switched of .
9 ~ In an alternative embodiment of the vertical actuator,
10 I shown in Fig. 12, the transducer 138 is located in a cylindrical
11 ¦ cut out 148 in modified platter 116a. Thus, the transducer 138
12 I rotates along with platter 116a. The push rod is thus
13 ¦ eliminated, along with its mass and friction. ~lowever, in order
14 ¦ to power the motor assembly 138, a pair of slip rings 150 or
15 ¦ other electrical transmission means is provided.
16 ¦ Alternatives to the vertical translation mechanisms which
17 ¦ have been described are directed to controlling the disc height
18 ¦ only in the vicinity of the pickup transducer. Such a method
19 ¦ may controllably rock or tilt the turntable so as to provide
20 ¦ vertical movement along the line traced by the pickup cartridge.
21 ¦ In the example of FIG. 13, a tiltable phonograph supportina
22 ¦ turntable 122a ls spaced above a metal platter 116b. Platter
23 ~ b is provided only for rotational mass, in order to reduce
24 ¦ wow and flutter if necessary, and may be dispensed with in some
25 ¦ designs. Turntable 122a has a downward conical annular portion
26 1 152 that is coupled to platter 116b for rotary motion but
27 ¦ permits rocking or tilting of the turntable. Drive shaft 118a
28 ¦ for platter 116b, powered by a suitable rotational drive motor,
29 ¦ is seated in bearings 120a. A hollow center is provided in
30 ¦ drive shaft 118a for tilt rod 132a that terminates in turntable
31 ¦ 122a and index pin 124. Tilt rod 132a is coupled by a rotary
32 joint 154 and rod 156 to a moving coil motor assembly 138, of
I
-27-

11~7Z68

1 the type described above, located to provide lateral moti~on to~
2 the bottom end of rod 132a and hence, to tilt turntable 122a.
Alternatively, the entire turntable and drive motor
4 assembly can be tilted relative to the tohe arm and cartridge,
in the manner of the embodiment of FIG. 14~. A turntable 158
6 driven by a motor 160 through drive shaft 162 is supported by
7 sub-base 164 suspended by compression springs 166, 168 from a
base 170, to which the arm and cartridge assembly 172 is mounted.
9 A moving coil transducer assembly 138 controllably moves one end
of the sub-base 164 to tilt the turntable relative to the arm/
11 cartridge assembly.
12 In a variation of the arrangement of Fig. 14A a
13 displacement transducer is located so as to move vertically the
14 turntable and drive shaft, possibly including the drive motor.
15 For economy, the displacement transducer may be made:a part of
16 the drive motor. Fig. 14B shows an arrangement in which the
17 entire drive motor and turntable are moved vertically. A
18 corrugated annulus 130a, similar to material 130, suspends the
19 motor 160 from an annular support 171 from the motorboard 164 to
20 permit vertical movement.
21 Further tilting embodiments useful as retrofits for
22 existing turntable structures are shown in Figs. 15A and 15B. A
23 conventional turntable 164a, driven by shaft 162a, has a tilting
24 surface assembly 174 resting on its top surface. Assembly 174
25 includes a tilting turntable member 176 generally coextensive
26 with the size and shape of the underlying existing turntable
27 164a and having an extended periphery wlth downward depending
28 edges. Turntable 176 has a downward depending conical annular
29 portion that contacts a cone shaped member 177 that slips over th
30 index pin 179 on the underlying turntables 164a and spaces the
31 extending portions of turntable 176 above the underlying turntabl
32 to permit tilting. In order to provide rotational coupling betwei ~n


-~8-

~ 7~;~d6~3

1 the turntables, an annulus 178, of sufficient weight and surface _
2 friction to couple securely to the underlying turntable surface, = _
is coupled to a hollowed out under portion of the turntable 176 b~
4 means 180 that are rotationally rigid yet yieldable to rocking
S motion. Corrugated material such as described above in connectio
- with Figs. 11 and 12 is suitable. The downward depending edges
7 182 of the upper turntable are metallic so that an electromagnet
8 184 arranged to controllably pull on the edge at one location
9 controls the turntable tilt.
In Figure 15B, an alternative rocking mechanism 183
11 engages the top of a record 185, being placed in position after
12 the record is put on the turntable. A linear motor 138, as
13 described in relation to Fig. 13, provides the re~uired rocking
14 action through rotary joint 154.
For simplicity in retrofitting such warp compensation
16 devices, the warps themselves may be sensed in an approximate
17 fashion at the record edge, at a position substantially where
18 the pickup cartridge intersects the record, using a lamp and
19 photocell assembly 192. This sensing approach is most accurate
at the record edges where warp is greatest. Other sensing means
21 as described above, can be used if greater accuracy is desired.
22 An advantage of a disc reproducing system employing a
23 turntable VNC, particularly of the vertical translation types of
24 Figs. 11, 12 and 14B, is the possible use of a tone arm essential~ Y
fixed vertically and mounted only for lateral movement relative
26 to the record. This simplifies reference path sensing, which
27 may be done directly, as in Figs. 4A and 4B. It also follows
28 that if a pivot is used either for accommodating any residual
29 vertical motion of the disc or for placing the stylus on the
disc, the pivot can be situated very close to the cartridge
31 without fear of introducing warp wow. If desired, the vertical
32 ~ actuator may be controlled so as to effect engagement and


-29-

1.1~7Z68
1 disengagement of the record and the cartridge. The vertic,al - _ -
2 actuator can thus eliminate the need for an automatic lifting _
8 mechanism associated with the tone arm.
4 The substantial elimination of record warp by turntable
S VNC reproducers is accompanied by a corresponding rcduction in
6 the many problems previously mentioned in relation to warp.
7 Moreover, the effective existence o~ "w~rp-free" records makes
8 possible the design of tone arms, pickup transducers, and signal
9 styli taking this operating condition into account. For
example, it will be easier to optimize the design of an offse-t
11 tone arm which is required to move in a substantially lateral
12 direction only. The reduced tracking pressure and maximum
13 excursion of the stylus result in a different set of
14 electromechanical parameters for cartridge design. The ]atter
observation applies also ~o the tone arm VNC reprodu~ers to be
16 described below.
17 TONE ARM VNC
18 Prior art feedback tone arm systems are laid out in the
19 manner of Figs. 16A and 16B. The tone arm vertical actuator is
an electromechanical transducer so arranged to apply a force to
21 the tone arm or cartridge in a direction normal to the disc

2 surface, in response to an electrical signal from the sensor and
amplifier. A further motor unit can be employed to perform
24 similarly on a horizontal basis (or 45/45).
In one prior art version shown in Fig. 16A, a tone arm
2 sensor is arranged to monitor the vertical velocity of the
2 tone arm; the negative feedback loop thereby acts to provide
2 damping for the tone arm. The damping depends on loop gain,
3 which must not be so high as to interfere with the tracking of
warps, which are tracked passivelv. The overall result is that
31 the tone arm/cartridge resonance effects are reduced but that the
32 feedback loop does not directly enter into tracking of the disc

surface. I
-30-

~7~8

In other prior art versions, shown in Figure 16B, the
attempt is to employ a servo loop to track the warps actively. The
distance between the tone arm and disc surface is sensed either by
a separate transducer or via the cartridge output signal. This signal
includes the arm/cartridge resonance characteristics; the uncertain
.` and rapid changes of loop phase and gain in the region of resonance
makes compensation difficult, limits the loop gain which can be used,
and seriously interferes with the effectiveness of the servo action.
The prior art feedback tone arm techniques are thus only partially
effective in dealing with the problems of record warp.
Improved tone arm systems in accordance wi~h the present
invention are shown in Figures 17, 18 and 19. Figures 17 and 18
utilize the improved direct and indirect error sensing methods,
shown in Figures 3A and 3B, respectively, whic.h effectively eliminate
the effects of arm/cartridge mechanical resonance from the error
signal. The embodiment of Figure 19 employs a double closed loop
in such a manner that the sensed reference path-arm information is
caused to be substantially the same as reference path information,
thereby eliminating resonance effects. In some of the embodiments,
both vertical and lateral operation ~or 45/45) are possible, but
for simplicity the discussion will be confined to vertical operation
only.
The embodiment shown in Figure 17 employs an open loop and
direct sensing of the reference path via a transducer 8 which is in-
dependent of vertical movements of the cartridge; this tvpe of sensor
is illustrated in Figures 4A and 4B. The reference path information
is amplified in amplifier 196 and applied to the tone arm (cartridge)
vertical actuator 89, which may be a moving coil motor unit as in
the feedback tone arms of the prior art. The signal polarity and
gain are set to provide a vertical drive to the cartridge body




- 31 -

~ 1~7~68

corresponding to the warp and rumble undulations of the disc surface,
a condition which will result in zero, or at least a minimum output
from the signal cartridge at least in the warp frequency range.
Depending on the gain setting, the system may also undercorrect or
overcorrect vertical errors. When the gain is optimally set by gain
control 198, the system will be able to effect correction through
and above the arm/cartridge resonant frequency region only if the
arm displacements are positively related to the reference path in-
formation signal. That is, the arm must be damped, either mechanical-

ly or electrically, so as to eliminate the arm/cartrige resonance and
obtain a positive displacement effect. The actuator dampling and/or
servo considerations discussed previously in relation to the turn-
table VNC embodiments are relevant here. An exemplary servo loop
200 around the tonearm vertical actuator is shown at the right-
hand portion of Figure 17 and includes a tonearm vertical movement
sensor 80 ~the transducer is of the type described in connection
with Figure 4B, however arranged to sense tonearm vertical movement)
amplifier 202, adder/subtractor 204 and actuator drive amplifier
206. The gain and other characteristics of the loop 200 are set
to obtain good overall warp and rumble compensation performance up
to, say, 20 Hz, with higher frequencies of reference path informa-
tion being tapped off at 208 and utilized more conveniently in a
pre-amp VNC, to be described. It should be noted that the actuator
servo 200 is isolated and used only to obtain a positive displace-
ment effect in the present invention, so that much higher values
of loop 200 gain may be employed than in the closed loop arrangements
of the prior art. The first prior art embodiment mentioned uses the
actuator loop only to damp the tone arm and not as part of an over-
all servo system. The other prior art loops include the arm/cartridge


transfer characteristic, severely limiting the usable gain before

oscillation.
- 32 -

7~68

Switch 212 permits opening of loop 200 to deactivate the
system for test or demonstration purposes. Display means 108 allows
the reference path information to be observed.
Tone arm VNC embodiments may be AC coupled, DC coupled, or
a combination thereof. A bias control ~such as 210 in Figure 17) can
be used to set stylus force and/or to raise and lower the stylus. In
an AC-only system the tracking force can be mechanically determined,
as with conventional tonearms; a bias control may, however, optionally
be employed to override the error signal for raising and lowering
purposes.
Figure 18 shows a further open loop tonearm VNC in which a
reference path information derivation system of the indirect type
shown in Figure 3B is employed. The gains of amplifiers 214 and 214a
are set to conform to the conditions shown in Figure 3B, whereby sub-
stantially pure reference path information is obtained, unadulterated
by arm/cartridge resonance effects. The operation of the system is
essentially the same as that of the open loop system of Figure 17.
Under, over, or optimal correction can be obtained, depending on the
. setting of the gain control. As in the system of Figure 17, there are
: 20 no particular constraints on the gain or other properties of the tone-
arm actuator servo loop 200. Actuator damping is required only to
ensure effective warp and rumble compensation, not to prevent oscilla-
tions. Thus, the loop 200 gain is set to provide adequate damping or
a positive displacement effect of the vertical actuator, in order to
yield a good warp and rumble compensation in the frequency range of
interest ~e.g. up to 20 Hz~.
For economy, tonearm sensors 80 and 80a may be the same
sensor. Likewise, amplifiers 202 and 214 may be the same amplifier,
with attenuation as required to provide appropriate levels ~gains) at
the inputs of the combining networks 216 and 204.

11~7268

1 1 Fig. l9 shows a version of a tone arm VNC in accoraance _
2 with the invention in which the warp and rumble error signal ~_
3 ~ itself is enclosed within a negative feedback loop. The loop
4 automatically provides tone arm movements which correspond to
S those of the disc surface. As in the previous embodiments, it
6 is essential that the correct error signal should be employed --
7 i.e. reference path information without interference from
8 arm/cartridge resonance effects.
9 Consider the operation of the system of Fig. l9 if the
outer loop 201 were broken at point A. The arm would remain
11 stationary throughout the frequency range of concern (0.5 Hz - 20
12 Hz), provided that sufficient gain is employed in the vertical
13 actuator servo loop (inner loop 200); the gains of amplifiers
14 202 and 206, for example, may be set to ensure this condition
without fear of oscillation, as there are no unusual oscillation
1 provoking elements within the inner loop. Under this condition
17 the output of the reference path-arm sensor is pure reference
18 path information. If the outer loop is then closed at point A
19 the arm will follow the reference path but at an amplitude
depending on the overall outer loop gain. The gain of amplifier
21 218 may be set to provide the desired factor of reduction in
2 output from the reference path-arm sensor, which,it should be
23 noted, provides pure reference path information but at a reduced
2 amplitude. Thus, the invention remedies the problems of the
2 prior art tone arm feedback systems (Fig. 16B) in effectively
26 eliminating the troublesome arm/cartridge transfer characteristics
27 from the feedback loop, whereby the arm is actuated by and
2 follows the reference path.

CARTRIDGE VNC
3 Fig. 20 shows a functional black diagram of cartridge VNC
3 embodiments of the invention. Warp, rumble, and mold grain

~7~68

noise from the main stylus ~groove-arm sensor 220) are cancelled from
the output signal in one way or another by arrangement 222, which may,
for example, be mechanical, magnetic or electrical in nature, using
the error information provided by the reference path-arm sensor 224.
This is preferably accomplished entirely within a unitary dual stylus
; cartridge assembly. The operating parameters can thus be fixed and
pre-set by the cartridge manufacturer, whereby installation either
- on an original or replacement basis is a simple matter.
The reference path-arm sensor 224 may be of the types pre-

viously discussed and shown in Figures 5 - 9. Two independent sets
of transducers 226 and 228 ~e.g. magnets and coils) may be provided
within the cartridge, as illustrated schematically in Figures 21A
and 21B, which show exemplary combination interconnections. The
transducer outputs may be further divided to accommodate the left
and right signals. A low pass electrical or mechanical filter may
be provided (e.g. 300 Hz low pass), with external control of the
characteristics, if desired, to reduce any non-rumble or non-mold
grain noise components sensed by the secondary stylus, such as might
be caused by scratches or rough groove edges. Reference path informa-
tion terminals, shown in Figures 20 and 21 may be provided, whereby
low frequency components may be utilized by turntable VNC or tone arm
VNC embodiments.
In a further version, shown by way of example in Figure 22,
the secondary stylus shank 72, instead of coupling to its own trans-
ducer, is coupled to the stator components of the signal transducer,
so that rumble information sensed by the secondary stylus 70 can-
cels out rumble information sensed by the primary stylus 44.
That is, for rumble frequencies there is no relative movement
between e.g. the iron or magnet 230 and the coils 232. Various
other analogous cancellation arrangements may be employed, using

~726~
moving coils, moving iron, moving magnets and the like. Two like armature
` elements may share the same stator environment, such as two coils, each
associated with its stylus, sharing a common magnetic field.
The aforementioned stator components of the signal transducer may
include the cartridge body itself. However, for optimum noise cancellation,
the mass to be displaced by the secondary stylus should be as low as possible.
Thus the signal stylus and the secondary stylus preferably have
independent compliant connections 231 and 233 to the cartridge body. For
optimum tracking, the secondary stylus preferably accounts for the lesser
portion of the overall cartridge tracking force and the lesser portion of the
overall vertical stiffness.
Further mechanically coupled arrangements are possible in which
the movements of the secondary stylus cancel corresponding movements of the
principal stylus. One example is shown in the embodiment of Figure 23, where-
in a U-shaped stylus tip 74 partially surrounds the main stylus tip 44. An
A-shaped shank 234 connects tip 74 to first and second members 274 and 276
that are fixed relative to the cartridge. The main stylus shank 42 is
attached to the cross piece of shank 234 at point 278. The distal end of
shank 42 is connected to a conventional magnet or iron piece 242 which co-
operates with coils 244. In operation, secondary stylus 74, riding on more
than one land area adjacent the groove engaged by main stylus tip 44, responds
to rumble frequency components and cancels movements of magnet 242 due to
corresponding responses of the main stylus.
PRE-AMP VNC
The reference path-arm signal may be combined with the main
stylus signal in the electronic manner shown in Figure 24. This embodiment
functions in essentially the same manner as the cartridge VNC described
previously and is primarily applicable to sensors of the types shown in
Figures 4A and 4B, and 5, or to separate transducer versions of Figures 6 -
9. Each sensor has a respective pre-amplifier 244 and 246. ~he null control
250
- 36 -

1147Z68
j 1 is set for optimum noise cancellation in combiner 248. If ~ - _ ~
2 desired, electrical filtering, signal delay correctors or other _ _
processing may be inserted into either or both signal chains in
4 jorder to optimize the noise reduction effect under all operating
5 conditions. For example, a transient noise suppressor 252 can be
6 1 employed to reduce the effect of "pops" and "clicks" caused by
7 scratches on the record and the like.
8 The signal on the disc being reproduced can be encoded in
9 ~ electronic noise reduction form, for example using high frequency
10 ¦ compression in order to reduce high frequency noise when played
11 back, using high frequency expansion by means of the system known
12 as 'IDolby s". Such high frequency noise reduction will be most
13 effective psycho-acoustically when combined with low frequency
14 disc noise reduction as provided by the various embodiments of
the invention. The system of Fig. 24 can provide for playback
16 of a Dolby B encoded disc by optionally providing a Dolby B type
17 decoder 256, preferably following subtractor 248 or, less
18 desirably, in the signal chain of blocks 220 and 244 before
~ subtractor 2




29l


32~ _37-

Representative Drawing

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Administrative Status

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Administrative Status

Title Date
Forecasted Issue Date 1983-05-31
(22) Filed 1978-12-12
(45) Issued 1983-05-31
Expired 2000-05-31

Abandonment History

There is no abandonment history.

Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Application Fee $0.00 1978-12-12
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
DOLBY, RAY M.
Past Owners on Record
None
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Drawings 1994-01-11 16 337
Claims 1994-01-11 2 46
Abstract 1994-01-11 1 18
Cover Page 1994-01-11 1 14
Description 1994-01-11 38 1,581