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Patent 2095972 Summary

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(12) Patent Application: (11) CA 2095972
(54) English Title: LUBRICANTS WITH ENHANCED LOW TEMPERATURE PROPERTIES
(54) French Title: LUBRIFIANTS DOTES DE PRORIETES AMELIOREES A BASSE TEMPERATURE
Status: Dead
Bibliographic Data
(51) International Patent Classification (IPC):
  • C10M 143/08 (2006.01)
  • C10M 145/14 (2006.01)
  • C10M 157/00 (2006.01)
  • C10M 169/04 (2006.01)
(72) Inventors :
  • HARTLEY, ROLFE J. (United States of America)
  • SRINIVASAN, SANJAY (United States of America)
(73) Owners :
  • ETHYL PETROLEUM ADDITIVES, INC. (United States of America)
(71) Applicants :
(74) Agent: MACRAE & CO.
(74) Associate agent:
(45) Issued:
(22) Filed Date: 1993-05-11
(41) Open to Public Inspection: 1993-11-23
Examination requested: 1998-09-29
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): No

(30) Application Priority Data:
Application No. Country/Territory Date
889,591 United States of America 1992-05-22

Abstracts

English Abstract


Abstract of the Disclosure
Lubricants having a Brookfield viscosity at -40°C equal to or below 20,000 cP
(preferably 15,000 or less) are formed from blends composed of a major amount ofmineral oil in the range of 75N to 200N; and minor amounts of poly-a-olefin oligomer
(PAO) formed from 1-alkene of 6 to 20 carbon atoms and having a kinematic viscosity
in the range of 2 to 7 cSt at 100°C; and acrylic polymeric viscosity index improver.
Synergistic low temperature viscometric properties are exhibited by typical compositions
of this type.


Claims

Note: Claims are shown in the official language in which they were submitted.



THE EMBODIMENTS OF THE INVENTION IN WHICH AN EXCLUSIVE
PROPERTY OR PRIVILEGE IS CLAIMED ARE DEFINED AS FOLLOWS:

1. An oleaginous composition which comprises (a) a major amount of
mineral oil in the range of 75N to 200 N; and minor amounts of (b) poly-.alpha.-olefin
oligomer having a kinematic viscosity in the range of 2-7 cSt at 100°C and formed by a
process comprising oligomerizing at least one 1-alkene having 6-20 carbons in the
molecule and (c) an oil-soluble acrylic polymeric viscosity index improver; with the
proviso that said composition has a Brookfield viscosity ?20,000 cP at -40°C.

2. A composition as claimed in claim 1 wherein the Brookfield viscosity of
said composition at -40°C is ?15,000 cP.

3. A composition as claimed in claim 1 wherein said poly-.alpha.-olefin oligomeris hydrogenated poly-.alpha.-olefin oligomer.

4. A composition as claimed in claim 1 wherein said poly-.alpha.-olefin oligomeris a hydrogenated poly-.alpha.-olefin oligomer formed from 1-decene.

5. A composition as claimed in claim 1 wherein said polymeric viscosity index
improver is incorporated into said composition in the form of a solution of acrylic
polymeric viscosity index improver in a hydrocarbonaceous solvent, which solution has
a bulk viscosity in the range of 600-1200 cSt at 100°C.

6. A composition as claimed in claim 1 wherein said polymeric viscosity index
improver is incorporated into said composition in the form of a solution composed of 30-
45 wt % of acrylic polymeric viscosity index improver dissolved in 55-70 wt % of a
hydrocarbonaceous solvent, which solution has a bulk viscosity of 600-800 cSt at 100°C.

7. A composition as claimed in claim 1 wherein said polymeric viscosity index
improver is incorporated into said composition in the form of a solution having a
nominal bulk viscosity of 700 cSt at 100°C and a basic nitrogen content of about 0.12%
and comprised of 34-39 wt % acrylic copolymer and 61-66 wt % of extracted naphthenic


oil and solvent-refined light naphthenic distillates.

8. A composition as claimed in claim 1 wherein said polymeric viscosity index
improver is incorporated into said composition in the form of a solution having a
nominal bulk viscosity of 700 cSt at 100°C and a basic nitrogen content of about 0.12%
and comprised of 40-42 wt % acrylic copolymer, ?1.9 wt % residual monomer(s), and 58-
60 wt % of naphthenic hydrocarbons.

9. A composition as claimed in claim 1 wherein said polymeric viscosity index
improver is incorporated into said composition in the form of a solution composed of 20-
65 wt % of acrylic polymeric viscosity index improver dissolved in 35-80 wt % of a
hydrocarbonaceous solvent, which solution has a bulk viscosity of 800-1200 cSt at 100°C.

10. A composition as claimed in claim 1 wherein said polymeric viscosity
index improver is incorporated into said composition in the form of a solution having a
nominal bulk viscosity of 1000 cSt at 100°C and a specific gravity of about 0.905 and
comprised of 4-10.99% polymerized n-butyl methacrylate, 1-3.99% polymerized
dimethylaminopropylmethacrylamide, and 20-34.99% polymerized lauryl methacrylatedissolved in 35-49.99% of severely solvent-refined hydrotreated light naphthenicpetroleum distillates and 11-19.99% of severely-refined hydrotreated heavy naphthenic
petroleum distillates.

11. A composition as claimed in claim 1 wherein said polymeric viscosity
index improver is incorporated into said composition in the form of a solution of
polymethacrylate in a severely-refined mineral oil, said solution having a nominal bulk
viscosity of 700 cSt at 100°C, a mineral oil content in the range of 40-45 wt %, and a
specific gravity of about 0.9 g/mL at 15°C.

12. A composition as claimed in claim 3 wherein said polymeric viscosity
index improver is incorporated into said composition in the form of a solution of acrylic
polymeric viscosity index improver in a hydrocarbonaceous solvent, which solution has
a bulk viscosity in the range of 600-1200 cSt at 100°C.

56

13. A composition as claimed in claim 3 wherein said polymeric viscosity
index improver is incorporated into said composition in the form of a solution composed
of 30-45 wt % of acrylic polymeric viscosity index improver dissolved in 55-70 wt % of
a hydrocarbonaceous solvent, which solution has a bulk viscosity of 600-800 cSt at 100°C.

14. A composition as claimed in claim 3 wherein said polymeric viscosity
index improver is incorporated into said composition in the form of a solution having a
nominal bulk viscosity of 700 cSt at 100°C and a basic nitrogen content of about 0.12%
and comprised of 34-39 wt % acrylic copolymer and 61-66 wt % of extracted naphthenic
oil and solvent-refined light naphthenic distillates.

15. A composition as claimed in claim 3 wherein said polymeric viscosity
index improver is incorporated into said composition in the form of a solution having a
nominal bulk viscosity of 700 cSt at 100°C and a basic nitrogen content of about 0.12%
and comprised of 40-42 wt % acrylic copolymer, ?1.9 wt % residual monomer(s), and 58-
60 wt % of naphthenic hydrocarbons.

16. A composition as claimed in claim 3 wherein said polymeric viscosity
index improver is incorporated into said composition in the form of a solution composed
of 20-65 wt % of acrylic polymeric viscosity index improver dissolved in 35-80 wt % of
a hydrocarbonaceous solvent, which solution has a bulk viscosity of 800-1200 cSt at
100°C.

17. A composition as claimed in claim 3 wherein said polymeric viscosity
index improver is incorporated into said composition in the form of a solution having a
nominal bulk viscosity of 1000 cSt at 100°C and a specific gravity of about 0.905 and
comprised of 4-10.99% polymerized n-butyl methacrylate, 1-3.99% polymerized
dimethylaminopropylmethacrylamide, and 20-34.99% polymerized lauryl methacrylatedissolved in 35-49.99% of severely solvent-refined hydrotreated light naphthenicpetroleum distillates and 11-19.99% of severely-refined hydrotreated heavy naphthenic
petroleum distillates.

18. A composition as claimed in claim 1 wherein said poly-.alpha.-olefin oligomer

57

is a hydrogenated poly-.alpha.-olefin oligomer formed from 1-decene; said polymeric viscosity
index improver is incorporated into said composition in the form of a solution of acrylic
polymeric viscosity index improver in a hydrocarbonaceous solvent, which solution has
a bulk viscosity in the range of 600-1200 cSt at 100°C; and said composition contains an
additive package.

19. A composition as claimed in claim 18 wherein the Brookfield viscosity
of said composition is ?15,000 cP at -40°C.

20. A composition as claimed in claim 3 wherein said polymeric viscosity
index improver is incorporated into said composition in the form of a solution of acrylic
polymeric viscosity index improver in a hydrocarbonaceous solvent, which solution has
a bulk viscosity in the range of 600-800 cSt at 100°C and a basic nitrogen content in the
range of 0.12-0.16 wt %.

58

Description

Note: Descriptions are shown in the official language in which they were submitted.


20!J j9r~2



LUBRICANTS WITH ENHAN(~ED_LOW TEMPERATURE PROPERTIES

Viscosity index improvers (VI improvers) find extensive use in the lubricant
industry especially in ATF and crankcase formulations. Design changes in automatic
transmissions have resulted in new requirements for automatic transmission fluids.
S For optimum performance, electronically controlled transmissions require fluids with
better low temperature properties. Accordingly, with the advent of DEXRONX IIE
specifications in early 1991 and a possible introduction of DEXRON~ III
specifications for ATFs at the end of 1992, there has been a need and a strong effort
to develop automatic transmission fluids with excellent low temperature properties.
To satis~ the DEXRON~ IIE specifications, a Brookfield viscosity of 20,000 cP orless at -40O C is required. For DEXRON~ III specificat;ons, the Brookfield viscosi~
may have to be 15,000 cP or less at 40O C.

In many cases, light base stocks (e.g., below 100N) are being used to meet
DEXRON~ IIE requirements since these base stocks inherently contain less wax.
However, this results in increased VI improver treat rates to meet the required
100 o C kinematic viscosity.

An important contribution to the art would be an effective way of enabling use
of mineral oil base stocks in the range of 75N to 200N in formulations having
enhanced low temperature (e.g., -40O C) properties and reduced requirements for
polymeric viscosity index improvers. This invention is believed to constitute such a
contribution.

In one of its embodiments this invention provides an oleaginous composition
which comprises:
a) a major amount of mineral oil in the range of 75N to 200N (preferably in the
ra~ge of 85N to 160N, and most preferably in the range of 90N to 140N, e.g.,

2 0 9 ~ 9 7 2

100N); and minor amounts of
b) poly-~-olefin oligomer formed by a process comprising oligomerizing at least
one 1-alkene having in the range of 6 to 20, preferably 8 to 16, more
preferably 10 to 12 and most preferably 10, carbon atoms in the molecule, said
S oligomer having a kinematic viscosity at lOOoC in the range of 2 to 7 cSt,
preferably in the range of 2 to 6 cSt, more preferably in the range of 2 to 4
cSt, and most preferably about 2 cSt, said oligomer preferably but not
- necessarily being a hydrogenated oligomer; and
c) an oil-soluble acrylic polymeric viscosity index improver;
the composition being further characterized by having a Brookfield viscosity at -40O C
equal to or below 20,000 cP, and preferably equal to or below 15,000 cP.

Another embodiment is an oleaginous composition which comprises:
a) a major amount of mineral oil in the range of 75N to 200N (preferably in the
range of 85N to 160N, and most preferably in the range of 90N to 140N, e.g.,
100N); and minor amounts of
b) poly-~-olefin oligomer formed by a process comprising oligomerizing at least
one 1-alkene having in the range of 6 to 20, preferably 8 to 16, more
preferably 10 to 12 and most preferably 10, carbon atoms in the molecule, said
oligomer having a kinematic viscosity at 100oC in the range of 2 to 7 cSt,
preferably in the range of 2 to 6 cSt, more preferably in the range of 2 $o 4
cSt, and most preferably about 2 cSt, said oligomer preferably but not
necessarily being a hydrogenated oligomer; and
c) a solution of a poly(alkylmethacrylate) polymeric viscosity index improver ina hydrocarbonaceous solvent wherein said solut;on has a bulk viscosity in the
range of 600 to 1200 cSt at 100O C;
the composition being further characterized by having a Brookfield viscosity at -40O C
equal to or below 20,000 cP, and preferably equal to or below 15,000 cP.

Among the advantages made possible by this invention is the achievement of
very good low temperature viscometric properties (e.g., at -40 o C) in mineral oil base




-

: .

20'3 .')972

stocks having better high temperature viscometric properties than mineral oils of
lighter viscosity grades (i.e., below 100N). Further, this invention enables preparation
of lubricant and functional fluid compositions having greater shear stability and better
thermal and oxidative properties as compared for example to ATFs formulated in
lighter naphthenic base stocks.

Moreover, powerful synergistic behavior in low temperature viscometric
properties can be -- indeed, have been -- achieved in at least some of the
compositions of this invention. This in turn makes it possible to reduce the amount
of the above components b) and/or c) while achieving the synergistic low
temperature performance enhancement.

In one preferred embodiment, the polymeric viscosity index improver is a
solution composed of 30 to 45 weight percent of acrylic-type viscosity index improver
(e g, poly(allylmethacrylate) polymer3 dissolved in 70 to 55 weight percent of ahydrocarbonaceous solvent, which solution has a bulk viscosity of 600 to 800 cSt at
100C One example of such a viscosit~ index improver is Acryloid0 1263 oil
additive (Rohm & Haas Company) which is indicated by the manufacturer to have
a nominal bulk viscosity of 700 cSt at 100 o C and a typical basic nitrogen content of
0.12%. As to composition, the manufacturer indicates as of June 1990 that the
product is comprised of 40-42 wt % acrylic copolymer, 1.9 wt % ma7Limum of residual
monomer(s), and 58-60 wt % of naphthenic hydrocarbons (CAS Reg. Nos. 64742-53-6
and 64741-97-5 being listed). Earlier versions of the product were identified ashaving 34-39 wt % acrylic copolymer and 61-66 wt % of extracted naphthenic oil and
solvent-refined light naphthenic distillates. Also useful are Acryloide' 1265 and Acry-
loid~ 1267 VI improvers. These are indicated to have bulk viscosities of 700 cSt at
100 C. Their contents of basic nitrogen are specified, respectively, as 0.14 and 0.16
~o.

In another preferred embodiment the polymeric viscosity index improver is a
solution composed of 20 to 65 weight percent of acrylic-type viscosity index improver

209 ~972
(e.g., poly(alkylmethacrylate) copolymer) dissolved in 35 to 80 weight percent of a
hydrocarbonaceous solvent, which solution has a bulk viscosity of 800 to 1200 cSt at
lOOoC. One example of such a viscosity index improver is Texaco~ TLA-5010 oil
additive (Texaco Chemical Company) which is indicated by the manufacturer to have
a nominal bulk viscosity of 1000 cSt at 100 C, a typical specific gravity of 0.905, and
to be comprised of 4.00-10.99~o polymerized methacrylic acid, n-butyl ester; 1.00-
3.99% polyrnerized dimethylarninopropylmethacrylamide; and 20.00-34.99%
polymerized methacrylic acid "lauryl" ester; dissolved in 35.00-49.99% of severely
solvent-refined hydrotreated light naphthenic petroleum distillates and 11.00-19.99~o
of severely refined hydrotreated heavy naphthenic petroleum distillates. Presumably
the percentages for the components of the TLA-5010 are weight percentages.

In yet another preferred embodiment of this invention, the acrylic-type
viscosity index improver is a solution of polymethac~ylate viscosity index improver in
a severely refined m~neral oil wherein the mineral oil content is in the range of 40
to 45 wt %, and wherein the solution has a bulk viscosity in the range of 600 to 800
cSt at 100C. Viscoplex~ 0-800 viscosity index improver (Rohm Tech Inc.) is an
example of such a viscosity index improver. According to the manufacturer, this
product has a mineral oil content of approximately 42~o, a specific gravity at 15 o C
of 0.9 g/mL a flash point of over 200 o C (ASTM D 92), and a bulk viscosity of 700
cSt at 100 C.

In the preferred embodiments described above it is especially preferred to
utilize a hydrogenated poly-~-olefin oligomer having a kinematic viscosity in the
range of 2 to 4 cSt at 100 C, and most preferably about 2 cSt at lOOo C.

Other embodiments and features of this invention will become still further
apparent from the ensuing description and appended claims.




:

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20 9 gr~ 2
Component a!
The mineral oil base stock used in the compositions of this invention falls inthe specification category of 75N to 200N, and can be a single mineral oil or a blend
of two or more mineral oils. Naphthenic base oils can be used, and these are pre-
5 ferably highly refined oils such as solvent-treated neutral oils. Preferred base stocks
for use in this invention are paraffinic oils, such as solvent refined paraffinic base
stocks, hydrotreated paraffinic base stocks, and hydrotreated and catalytically
dewaxed paraffinic base stocks. Some aromatic oils may be suitable, though are less
preferred. Blends, preferably those containing a major amount of paraffinic base10 stock are also suitable.

The mineral oils can be refined from crude oil of any source including Gulf
Coast, Midcontinent, Pennsylvania, California, Alaska, Middle East and North Sea.
Standard refinery operations may be used in processing the mineral oil.

A considerable number of suitable mineral oils are available from various
15 petroleum refiners.

Com~onent b?
As noted above, the oleaginous compositions of this invention comprise a
minor amount (i.e., less th~n 50 percent by weight) of at least one poly-~-olefin
oligomer fluid having a kinematic viscosity at lOOoC in the range of 2 to 7 cSt,20 preferably in the range of 2 to 6 cSt~ more preferably in the range of 2 to 4 cSt, and
most preferably about 2 cSt. Such fluids are formed by oligomerization of at least
one l-alkene hydrocarbon having in the range of 6 to 2Q preferably 8 to 16, morepreferably 10 to 12 and most preferably 10, carbon atoms in the molecule. l~e
oligomerization is usually performed cataly~ically. The oligomer fluid can be a
~5 hydrogenated oligomer fluid or an unhydrogenated oligomer fluid. Hydrogenatedoligomers are preferred, and hydrogenated oligomers formed from 1-decene are
particularly preferred.




.
:

20~ 972
Methods for the production of such liquid oligomeric l-alkene hydrocarbons
are known and reported in the literature. See for example U.S. Pat. Nos. 3,763,244;
3,780,128; 4,172,855; 4,218,330; and 4,950,822. Additionally, hydrogenated 1-alkene
oligomers of this type are a~ailable as articles of commerce, for example, under the
trade designations ETHYLFLO 162, ETHYLFLO 1~4 and ETHYLFLO 166
poly-<~-olefin oils (Ethyl Corporation; Ethyl Canada Limited; Ethyl S.A.). ~abulated
below are data concerning typical composition and properties of these products. In
these tabulations the typical compositions are expressed in terms of normalized area
percentages by GC, and "n.d." means "not determined".
ETH~LFLO 162 poly-~-olefin oil:
Composition - Monomer 0.4, Dimer 90.7, Trimer 8.3, Tetramer 0.6.
Properties - Viscosity at 100 C: 1.80 cS~; Viscosity at 40O C: 5.54 cSt; Viscosity
at -180C: n.d.; Viscosity at -400C: 306 cSt; Pour point: -630C; Flash point
(ASTM D 92): 165 C; NOACK volatility: 99%.
ETHYLFLO 164 poly-a-olefin oil:
Composition - Trimer 82.7, Tetramer 14.6, Pentamer 2.7.
Properties - Viscosity at 100 O C: 4.06 cSt; Viscosity at 40 O C: 17.4 cSt; Viscosity
at -18 O C: n.d.; Viscosity at -40 C: 2490 cSt; Pour point: < -65 o C; Flash point
(ASTM D 92): 224 O C; NOACK volatility: 12.9%.
ET~Y~FLO 166 polv-~-olefin oil:
Composition - Trimer 32.0, Tetramer 43.4, Pentamer 21.6, Hexamer 3Ø
Properties - Viscosity at 1~0 C: 5.91 cSt; Viscosity at 40 O C: 31.4 cSt; Viscosity
at -18C: n.d.; Viscosity at -400C: 7877 cSt; Pour point: -630C; Flash point
(ASTM D 92): 235oC; NOACKvolatility: 7.5%.

Suitable 1-alkene oligomers are also available from other suppliers. As is well
known, hydrogenated oligomers of this type contain little, if any, residual ethylenic
unsaturation, whereas unhydrogenated oligomers contain some residual unsaturation.
Preferred oligomers are formed by use of a Friedel-Crafts catalyst (especially boron
trifluoride promoted with water or a Cl 20 alkanol) followed by catalytic
hydrogenation of the oligomer so formed using procedures such as are described in




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2 0 9 5 9 7 2
the foregoing U.S. patents.

Other catalyst systems which can be used to form oligomers of l-alkene
hydrocarbons, which, on hydrogenation, provide suitable oleaginous liquids include
Ziegler catalysts such as ethyl aluminum sesquichloride with titanium tetrachloride,
S aluminum allyl catalysts, chrornium oxide catalysts on silica or alumina supports and
a system in which a boron trifluoride catalyst oligomerization is followed by treatment
with an organic peroxide.

Mixtures or blends of l-alkene oligomers can also be used in the practice of
this invention provided the overall blend possesses the requisite viscosity
characteristics as specified above. Typical examples of suitable blends of
hydrogenated l-decene oligomers include the following blends in which the ~ypical
compositions are expressed in terms of normalized area percentages by GC and
wherein "n.d." means "not deterrnined".

75/25 Blend of ETHYLFLO 162 and ETHYLFLO 164 poly-~-olefin oils:
Composition - Monomer 0.3, Dimer 66.8, Trimer 27.3, Tetramer 4.8, Pentamer
0.8.
Properties - Viscosity at 100 o C: 2.19 cSt; Viscosity at 40 ~ C: 7.05 cSt; Viscosi~
at -18C: 84.4 cSt; Viscosit~ at -400C: 464 cSt; Pour point: <-650C; Flash
point (ASTM D 92): 166C; NOACK volatili~: 78.2%.
50/50 Blend of ETHYLFL~ 162 and ETHYLFLO 164 polv-~-olefin oils:
Composition - Monomer 0.2, Dimer 44.7, Trimer 45.9, Tetrarner 7.6, Pentamer
1.3, Hexamer 0.3.
perties - Viscosity at 100 C: 2.59 cSt; Viscosity at 400 C: 9.36 cSt; Viscosity
at -18C: 133 cSt; Viscosity at -400C: 792 cSt; Pour point: <-65oC; ~lash
point (ASTM D 92): 168 C; NOACK volatility: 57.4%.
Blend of ETHYLFLC) 162 and ETHYLFLO 164 poly-~-olefin oils:
Composition - Monomer 0.1, Dimer 23.1, Trimer 62.7, Tetramer 11.5,
Pentamer 2.1, Hexamer 0.5.




-

: .

2~ )972

Properties - Viscosity at 100 C: 3.23 cSt; Viscosity at 40 C: 12.6 cSt; Viscosity
at -18C: 214 cSt; Viscosity at -400C: 1410 cSt; Pour point: <-65oC; Flash
point (ASTM D 92): 190C; NOACK volatility: 30.8%.
95/05 Blend of ETHYLFLC) 164 and ETHYLFLO 166 poly-~-olefin oils:
Composition - Dimer 0.5, Trimer 78.4, Tetramer 15.6, Pentamer 3.7. Hexamer
1.8.
Properties - Viscosity at 100 C: 4.15 cSt; Viscosity at 400 C: 17.9 cSt; Viscosity
at -18 C: n.d.; Viscosity at -400 C: 2760 cSt; Pour point: < -65 o C; Flash point
(ASTM D 92): 225 o C; NOACK volatility: 10.5~o.
90/10 Blend of ETHYLFLO 164 and E~HYLFLO 166 poly-~-olefin oils:
Composition - Dimer 0.3, Trimer 76.0, Tetramer 17.0, Pentamer 4.7, Hexamer

Properties - Viscosity at 100 C: 4.23 cSt; Viscosity at 400 C: 18.4 cSt; Viscosity
at -18 C: n.d.; Yiscosity at -400 C: 2980 cSt; Pour point: < -65 o C; F1ash point
(ASTM D 92): 2280 C; NOACK volatility: 11.45~.
~BIend of ETHYLFLO 164 and ETHYLFLO 166 poly-~-olefin oils:
Composition - Dimer 0.3, Trimer 71.5, Tetramer 19.4, Pentamer 6.5, Hexamer
2.3.
PrQpertiçs - Viscosity at 100 C: 4.39 cSt; Viscosity at 40 C: 19.9 cSt; Viscosity
at -18 C: n.d.; Viscosity at -40 C: 3240 cSt; Pour point: < -65 o C; Flash point
(ASTM D 92): 2270 C; NOACK volatility: 9.2%.
lend Qf ETHYLFLO 164 and ETHYLFLO 166 poly-a-olefin oils:
Composition - Dimer 0.7, Trimer 69.0, Tetramer 21.0, Pentamer 7.3, Hexamer

Properties Viscosity at lOO o C: 4.39 cSt; Viscosity at 40 C: 20.1 cSt; Viscosity
at -18C: 436 cSt; Viscosity at -400C: 3380 cSt; Pour point: <-650C; Flash
point (ASTM D 92): æ6 ~C; NOACK volatility: 14.2%.
Qf ETHYLFLO 164 and ETHYLFLO 166 poly-a-olefin oils:
Com~osition - Dimer 0.4, Trimer 57.3, Tetramer 27.4, Pentamer 11.8,
Hexamer 3.1.
Properties - Viscosity at 100 C: 4.82 cSt; Viscosity at 40 C: 23.0 cSt; Viscosity



. ~ - .
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209 ~)972

at -180C: 544 cSt; Viscosity at -400C: 4490 cSt; Pour point: <-65~C; Flash
point (ASTM D 92): 2260C; NOACK volatility: 12.5~o.
25/75 Blend of ETHYLFLO 164 and ETHYLFLO 166 poly-~-olefin oils:
Composition - Dimer 0.3, Trimer 45.3, Tetramer 33.4, Pentamer 16.4,
Hexamer 4.6.
Properties - Viscosi~ at 100 O C: 5.38 cSt; Viscosity at 40O C: 26.8 cSt; Viscosity
at -18C: 690 cSt; Viscosity at -40OC: 6020 cSt; Pour point: <-65oC; Flash
point (ASTM D 92): 2500 C; NOACK volatility: 9.2~o.
75/25 Blend of ETHYLFLO 166 an~ ETHYLFLO 168 poly-~-olefin oils:
Composition - Dimer 0.4, Trimer 28.4, Tetramer 42.0, Pentamer 22.9,
Hexamer 6.3.
Properties - Viscosi~y at 100 C: 6.21 cSt; Viscosity at 40 O C: 33.7 cSt; Viscosity
at -18C: 1070 cSt; Viscosity at -400C: 9570 cSt; Pour point: <-65oC; Flash
point (ASTM D 92): 2420C; NOACK volatility: 6.8%.
50/50 Blend of EI~IYLFLO 1~6 and ETHYLFLO 168 poly-~-olefin o;ls:
Composition - Trimer 20.4, Tetramer 45.4, Pentamer 26.5, Hexamer 7.7.
Properties - Viscosity at 100 C: 6.79 cSt; Viscosity at 40 O C: 38.1 cSt; Viscosity
at -18C: 1180 cSt; Viscosity at -40OC læ00 cSt; Pour point: <-65oC; F~ash
point (ASTM D 92): 244 O C; NOACK volatility: 6.0%.

Component c)
Oil-soluble acrylic polymeric viscosity index impro~ers and methods for their
preparation are well known to those skilled in the art. See for example W. L. van
Horne, Ind. Eng. Chem. 41, 952 (1949); F. J. Glavis, Ind. Eng. Chem. 42, 2441 ~1950);
and U.S. Pat. Nos. 2,091,627, 2,100,993, 2,114,233, 3,052,648, 3,163,605, 3,506,574,
4,036,766, 4,496,691, 4,606,834, 4,968,444, 5,013,468, and 5,013,470.

As is well known, the function of a viscosity index improver is to maintain the
viscosity of an oil at a relatively constant viscosity over the range of operating
temperatures. As reflected in some of the foregoing documents, acrylate or
methacrylate ester polymers and copolymers serve this function very effectively.



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... . . .

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Moreover, oil-soluble acrylic polymeric viscosity index improvers
have been developed that contribute additional functions to the lubricant such as
dispersancy, or antioxidancy.

A number of acrylic viscosity index improvers are available on the open
S market, a number of such products having been identified hereinabove.

The acIylic ester viscosity index improver is usually employed in the form of
a solution or n~Lxture in a suitable light mineral oil, e g., 40N to 200N hydrotreated
paraffinic oil or 40N to 200N highly refined naphthenic oil. If desired, however, the
acrylic ester viscosity index improver can be used in the form of a solution in a poly-
10 ~-olefin oil, such as a poly-~-olefin oil of the type used as component b) of the
compositions of this invention. In such case a suitable light mineral oil may also be
present or it may not be used as a diluent for the acrylic ester polymer. It will thus
be seen that components b) and c) can be in combination with each other, with orwithout an ancilla~y light mineral oil diluent or solvent, before blending components
15 b) and c) with component a).

Components a), b) and c) can be blended together concurrently or in any
sequence and the mLxture can be stirred or otherwise agitated to insure homogeneity.
Application of heat to the mL~ture during blending can prove useful in iacilitating the
blending operation. Of course the temperature should be kept well below the
20 temperature at which thermal degradation of any component would occur. Thus
during blending, temperatures are often held to a maximum of about 60 o C, although
higher temperatures are usually permissible.

Pro~ortions of Components a!. b! and c)
As noted above, the poly-~-olefin oligomer and the acIylic ester polymeric
25 viscosity index improver are used in amounts and proportions in the particular
mineral oil being used as component a) such that the resultant composition has aBrookfield viscosity at -40 ~ C of 20,000 cP or less and preferably of 15,000 cP or less.




, ', ~ ' . ;
.

,

2 0 ~
The particular amounts used are thus susceptible to considerable variation and will
depend on the characteristics and properties of each of components a), b) and c)being used in any given case. Generally speaking, however, the composition will
usually contain at least 1, preferably at least 3, more preferably at least 7, and most
5 preferably at least 9 percent by weight of component b) -- i.e., the oligomer -- and
at least 0.01, preferably at least 0.02, more preferably at least 0.04, still more
preferably at least 2, and most preferably at least 3 percent by weight of component
c) -- i.e., the polymeric VI improver. For best results, the amount of component b)
used should be at least sufficient not only to achieve the low temperature
viscometrics described above (i.e., 20,000 cP or less at -400C) but to provide af;nished composition having a kinematic viscosity of at least 6.5 cSt at 100 C, and
preferably at least 6.8 cSt at 100o C. In any case, the total amount of components b~
and c) will be less than 50% by weight of the total composition. It should be noted
that the foregoing weight percentages for the component c) polymeric VI improver15 refer to the weight of the actual polymer and not the weight of a solution or mixture
of the polyrner in a diluent or solvent, the latter being the form in which the VI
improver is most often employed. In short, the concentrations of component c) asset forth herein refer to the weight of active polymeric VI improver and exclude the
weight of any solvents or diluents associated therewith.

As will be apparent from the data set forth hereinafter, a particularly
preferred aspect of this invention is to employ components b) and c) in proportions
and amounts such that a synergistic improvement in Brookfield viscosity at ~0O C is
achieved.

Qther Components and Additives
A. Other Oils. If desired, the compositions of this invention can contain minor
amounts (preferably no more than 30 wt ~o) of other suitable oleaginous base stocks
for imparting additional properties required and/or desired for the particular end use
for which the finished lubr;cant or functional fluid is intended. The chief
requirements are that (1) any such additional base stock should not adYersely affect
11




: .
, ~ :
- -
- , ~ .
. . .

209~97~

the low temperature viscosity performance to the extent that the resultant
composition fails to possess a Brookfield viscosity at -40 o C of 20,000 cP or less, and
preferably of 15,000 cP or less; and (2) any such additional base stock should exhibit
suitable compatibility with the other components of the composition so as not to5 significantly impair its stabili~, homogeneity, or performance capabilities.

Alkylene oxide polymers and interpolymers and derivatives thereof where the
terminal hydroxyl groups have been modified e.g., by esterification, or etherification
constitute one class of synthetic oils that can be considered for use in the
compositions of this invention. These are exemplified by the oils prepared through
10 polymerization of alkylene oxides such as ethylene oxide or propylene oxide, and the
alkyl and aryl ethers of these polyoxyalkylene polymers (e.g., methyl polyisopropylene
glycol ether having an average molecular weight of 10ûO, diphenyl ether of
polyethylene glycol having a molecular weight of 500-1000, diethyl ether of poly-
propylene glycol having a molecular weight of 1000-1500) or mono- and poly-
15 carboxylic esters thereof, for example, the acetic acid ester, mLxed C3-Cfi fatty acid
esters, or the C~3 OXO acid diester of tetraethylene glycol.

Another class of synthetic oils that may be considered for use comprises the
esters of dicarboxylic acids ~e.g., phthalic acid, succinic acid, maleic acid, azelaic acid,
suberic acid, sebacic acid, fumaric acid, adipic acid, linoleic acid dimer) with a variety
20 of alcohols (e.g., bu~,rl alcohol, hexyl alcohol, dodecyl alcohol, 2-ethylhe~syl alcohol,
ethylene glycol). Specific examples of these esters include dibutyl adipate, di(2-
ethylhexyl)adipate, didodecyl adipate, di-(isotridecyl)-adipate (e.g., BASF Glissofluid
A13), di(2-ethylhexyl)sebacate, dilauryl sebacate, di-n-hexyl fumarate, dioctyl
sebacate, diisooctyl azelate, diisodecyl azelate, dioctyl phthalate, didecyl phthalate,
25 mixed Cg and C1l dialkylphthalates (e.g., ICI Emkarate 911P ester oil), di(eicosyl)se-
bacate, the 2-ethylhexyl diester of linoleic acid dimer, and the complex ester formed
by reacting one mole of sebacic acid with two moles of tetraethylene glycol and two
moles of 2-ethylhexanoic acid.

12

209 ~)9'~ 2
Synthetic esters which may be used also include those made from C3-CI2
monocarboxylic acids and polyols and polyol ethers such as neopentyl glycol,
trimethylolpropane, pentaerythritol and dipentaerythritol. Trimethylol propane
tripelargonate, trimethylol propane trioleate, pentaerythritol tetraheptanoate and
5 pentaerythritol tetracaproate serve as examples.

Silicon-based oils such as the polyallyl-, polyaryl-, polyalkoxy-, or polyaryloxy-
siloxane oils and silicate oils comprise another class of synthetic lubricants that may
be selected for use These include, for example, tetraethyl silicate, tetraisopropyl
silicate, tetra-(2-ethylhexyl) silicate, tetra-(p-tert-butylphenyl) silicate,
10 poly(methyl)siloxanes,andpoly(methylphenyl)siloxanes. Othersyntheticlubricating
oils include liquid esters of phosphorus-containing acids, e.g., tricresyl phosphate,
trioctyl phosphate, triphenyl phosphite, and diethyl ester of decane phosphonic acid.


Arnong additional oils which may be considered for use in suitable amounts
15 in the compositions of this invention are homo- and interpolymers of C2-Cl2 olefins,
polyglycols, alkylated aromatics, carbonates, thiocarbonates, orthoformates, borates
and halogenated hydrocarbons. Representative of such oils are homo- and
interpolyrners of C2-Cl2 monoolefinic hydrocarbons, alkylated benzenes (e.g., dodecyl
benzenes, didodecyl benzenes, tetradecyl benzenes, dinonyl benzenes, and di-(2-
20 ethylhexyl)benzenes.

Illustrative additional oils of lubricating viscosity which may be used in theblends of this invention include liquid natural fatty oils and esters such as castor oil,
olive oil, peanut oil, rapeseed oil, corn oil, sesame oil, cottonseed oil, soybean oil,
sunflower oil, safflower oil, hemp oil, linseed oil, tung oil, oiticica oil, jojoba oil, and
~5 meadowfoam oil. Such oils may be partially or fully hydrogenated, if desired, provided of course that they retain their oleaginous character.

B. Additives. The additives that can be, and preferably are, included in the

2 0 9 j ~ ~ 2
compositions of this invention can vary widely depending on such îactors as the use
or service for which the finished composition is intended, the severity of the service
conditions to which the composition is likely to be exposed, the properties the
particular composition is to possess, and the specifications the particu1ar composition
5 is to satisfy. Thus the oil may be formulated with additives or additive concentrates
appropriate for service as crankcase lubricants for spark ignition or diesel internal
combustion engines, as lubAcants for use as cylinder oils, as functional fluids for use
as automatic transmission fluids, and as oils for use as manual transmission lubricants,
wet brake fluids, tractor oils, gear oils, and limited slip axle lubricants.

Those skilled in ~he art are familiar with the general makeup of additive
packages commonly used for these various types of service. Anyone not familiar with - -
the technology need only refer to the tremendous amount of patent literature on the
subject, especially U. S. Patents issued during the last ten years. For a review of
crankcase lubricating oil additives, reference may be had ~o Watson, R. L. and
McDonnell, Jr., "Additives - The Right Stuff for Automotive Engine Oils" Society of
Automotive Engineers Special Publication SP-603 (Fuels and Lubrication
Technology), pages 17-28 (1984) and references cited therein. Particularly preferred
crankcase lubricating oil additive compositions are described in Examples I through
XVIII of U.S. Pat. No. 4,904,401 and particularly preferred automatic transmission
additive compositions are described in U.S. Pat. No. 4,857,214.

Described below are illustrative examples of some of the types of conventional
additives that may be employed in conventional amounts in the compositions of this
invention.

Any of a variety of ashless dispersants can be utilized in the compositions of
this invention. These include the following types: `
Type A - Carboxvlic Ashless Dispersants. These are reaction products of an
acylating agent (e.g., a monocarboxylic acid, dicarboxylic acid, polycarboxylic acid, or
14


2 ~ 9 7 ~
derivatives thereof) with one or more polyamines and/or polyhydro~y compounds.
These products3 herein referred to as carboxylic ashless dispersants, are described in
many patents, including British Patent Specification 1,306,529 and the following U.
S. Patents: 3,163,603; 3,184,474; 3,215,707; 3,219,666; 3,271,310; 3,272,746; 3,281,357;
3,306,908; 3,311,558; 3,316,177; 3,340,281; 3,341,542; 3,346,493; 3,381,022; 3,399,141;
3,415,750; 3,433,744; 3,444,170; 3,448,048; 3,448,049; 3,451,933; 3,454,607; 3,467,668;
3,522,179; 3,541,012; 3,542,678; 3,574,101; 3,576,743; 3,630,904; 3,632,510; 3,632,511;
3,697,428; 3,725,441; 3,868,330; 3,948,800; 4,234,435; and Re 26,433.

There are a number of sub-categories of carboxylic ashless dispersants. One
such sub-category which constitutes a preferred type is composed of the polyamine
succinamides and more preferably the polyamine succinimides in which the succinic
group contains a hydrocarbyl substituent containing at least 30 carbon atoms. The
polyamine used in forming such compounds contains at least one primary amino
group capable of forming an imide group on reaction with a hydrocarbon-substituted
succinic acid or acid derivative thereof such an anhydride, lower allyl ester, acid
halide, or acid-ester. Representative examples of such dispersants are given in U.S.
Pat. Nos. 3,172,892; 3,202,678; 3,216,936; 3,219,~66; 3,254,025; 3,272,746; and
4,234,435. The alkenyl succinimides may be formed by conventional methods such
as by heating an alkenyl succinic anhydride, acid, acid-ester, acid halide, or lower
alkyl ester with a polyamine containing at least one primary amino group. The
alkenyl succinic anhydride may be made readily by heating a mixture of olefin and
maleic anhydride to 180-220C. ~he olefin is preferably a polymer or copolymer
of a lower monoolefin such as ethylene, propylene, 1-butene, or isobutene. The more
preferred source of alkenyl group is from polyisobutene having a number average mo-
lecular weight of up to 100,000 or higher. In a still more preferred embodiment the
alkenyl group is a polyisobutenyl group having a number average molecular weight(determined using the method described in detail hereinafter) of 50~ 5,000, and
preferably 700-2,500, more preferably 700-1,400, and especially 800-1,200. The
isobutene used in making the polyisobutene is usually (but not necessarily) a Ir~ixture
of isobutene and other C4 isomers such as l-butene. Thus, strictly speaking, the



- . .. . ..
-
-. . ' ~'. . ' : .
- - . . .
. . . .
.

2~9.)9'~2
acylating agent formed from maleic anhydride and "polyisobutene" made from such
mixtures of isobutene and other C4 isomers such as 1-butene, can be termed a
"polybutenyl succinic anhydride" and a succinimide made therewith can be termed a
"polybutenyl succinimide". However, it is common to refer to such substances as
S "polyisobutenyl succinic anhydride" and "polyisobutenyl succinimide", respectively. As
used herein "polyisobutenyl" is used to denote the alkenyl moiety whether made from
a highly pure isobutene or a more impure mixture of isobutene and other C4 isomers
such as 1-butene.

Polyarmines which may be employed in forming the ashless dispersant include
10 any that have at least one primary amino group which can react to form an imide
group. A few representative examples include branched-chain alkanes containing two
or more primary amino groups such as te$raarnino-neopentane; polyaminoalkanols
such as 2-(2-aminoethylamino)-ethanol and 2-[2-(2-aminoethylamino)-ethylamino]-
ethanol; heterocyclic compounds containing two or more arnino groups at least one
of which is a primary amino group such as 1-(J3-anunoethyl)-2-imidazolidone, 2-(2-
aminoethylamino)-S-nitropyridine, 3-amino-N-ethylpiperidine, 2-(2-aminoethyl)-
pyridine, S-aminoindole, 3-amino-5-mercapto-1,2,4-triazole, and 4-(aminomethyl)-piperidine; and the alkylene polyamines such as propylene diamine, dipropylene
triamine, di-(1,2-butylene?triamine, N-(2-aminoethyl)-1,3-propanediamine,
20 hexamethylenediamine and tetra-(1,2-propylene)pentamine.

The most preferred amines are the ethylene polyarnines which can be depicted
by the formula
H2N(CH2CH2NH)nH
wherein n is an integer from one to ten. These include: ethylene diamine,
25 diethylene triamine, triethylene tetrarnine, tetraethylene pentamine, and
pentaethylene hexarnine, including mixtures thereof in which case n is the average
value of the mixture. These ethylene polyamines have a primary amine group at each
end so can form mono-alkenylsuccinimides and bis-alkenylsuccinimides.
Commercially available ethylene polyamine mixtures usually contain rninor amounts
16




- : .

,

2 ~ 7 2
of branched species and cyclic species such as N-aminoethyl piperazine,
N,N'-bis(aminoethyl)piperazine, and N,N'-bis(piperazinyl)ethane. The preferred com-
mercial mixtures have approximate overall compositions falling in the range
corresponding to diethylene triamine to pentaethylene hexamine, mixtures generally
S corresponding in overall makeup to tetraethylene pentamine being most preferred.
Methods for the production of polyalkylene polyamines are known and reported in
the literature. See for example U.S. Pat. No. 4,827,037 and references cited therein.

Thus especially preferred ashless dispersants for use in the present invention
are the products of reaction of a polyethylene polyamine, e.g., triethylene tetramine
10 or tetraethylene pentamine, with a hydrocarbon-substituted carboxylic acid oranhydride (or other suitable acid derivative) made by reaction of a polyolefin,
preferably polyisobutene, having a number average molecular weight of 500 to 5,000,
preferably 700 to 2,500, more preferably 700 to 1,400 and especially 800 to 1,200, with
an unsaturated polycarboxylic acid or anhydride, e.g., maleic anhydride, maleic acid,
15 or fumaric acid, including mixtures of two or more such substances.

As used herein the term "succinirnide" is meant to encompass the completed
reaction product from reaction between the amine reactant(s) and the hydrocarbon-
substituted carboxylic acid or anhydride (or like acid derivative) reactant(s), and is
intended to encompass compounds wherein the product may have amide, amidine,
20 and/or salt linkages in addition to the imide linkage of the type that results from the
reaction of a primary amino group and an anhydride moiety.

Residual unsaturation in the alkenyl group of the alkenyl succinimide may be
used as a reaction site, if desired. For example the alkenyl substituent may be
hydrogenated to form an alkyl substituent. Similarly the olefinic bond(s) in the25 alkenyl substituent may be sulfurized, halogenated, or hydrohalogenated. Ordinarily,
there is little to be gained by use of such techniques, and thus the use of alkenyl
succinimides is pre~erred.




- . : . ~ . . . .

- - . .. .

209~7~

Another sub-category of carboxylic ashless dispersants which can be used in
the compositions of this invention includes alkenyl succinic acid esters and diesters
of alcohols containing 1-20 carbon atoms and 1-6 hydroxyl groups. Representativeexamples are described in U.S. Pat. Nos. 3,331,776; 3,381,022; and 3,522,179. The
5 alkenyl succinic portion of these esters corresponds to the alkenyl succinic portion of
the succinimides described above including the same preferred and most preferredsubgenus, e.g., alkenyl succinic acids and anhydrides, where the alkenyl group
contains at least 30 carbon atoms and notably, polyisobutenyl succinic acids andanhydrides wherein the polyisobutenyl group has a number average molecular weight
of 500 to 5,~00, preferably 700 to 2,500, more preferably 700 to 1,400, and especially
800 to 1,200. As in the case of the succinimides, the alkenyl group can be
hydrogenated or subjected to other reactions involving olefinic double bonds.

Alcohols useful in preparing the esters include methanol, ethanol, 2-
methylpropanol, octadecanol, eicosanol, ethylene glycol, diethylene glycol,
15 tetraethylene glycol, diethylene glycol monoethylether, propylene glycol, tripropylene
glycol, glycerol, sorbitol, 1,1,1-trimethylol ethane, 1,1,1-trimethylol propane,1,1,1-trimethylol butane, pentaerythritol, and dipentaerythritol.

The succinic esters are readily made by merely heating a mixture of alkenyl
succinic acid, anhydrides or lower alkyl (e.g., Cl-C4) ester with the alcohol while
20 distilling out water or lower alkanol. In the case of acid-esters less alcohol is used.
In fact, acid-esters made from alkenyl succinic anhydrides do not evolve water. In
another method the alkenyl succinic acid or anhydrides can be merely reacted with
an appropriate alkylene oxide such as ethylene oxide, or propylene oxide, including
mixtures thereo

Still another sub-category of carbo~ylic ashless dispersants useful in forming
compositions of this invention comprises an alkenyl succinic ester-amide rnixture.
These may be made by heating the above-described alkenyl succinic acids, anhydrides
or lower alkyl esters with an alcohol and an amine either sequentially or in a mixture.
18

2~93972
The alcohols and amines described above are also useful in this embodiment.
Alternatively, amino alcohols can be used alone or with the alcohol and/or arnine to
form the ester-amide mixtures. The amino alcohol can contain 1-20 carbon atoms,
1-6 hydroxy groups and 1-4 amine nitrogen atoms. Examples are ethanolamine,
5 diethanolamine, N-ethanol-diethylene triamine, and trimethylol aminomethane.

Here again, the alkenyl group of the succinic ester-amide can be hydrogenated
or subjected to other reactions involving olefinic double bonds.

Representative examples of suitable ester-amide mixtures are referred to in
U.S. Pat. Nos. 3,184,474; 3,576,743; 3,632,511; 3,804,763; 3,8~6,471; 3,862,981;3,936,480; 3,948,800; 3,950,341; 3,957,854; 3,957,855; 3,991,098; 4,071,548; and4,173,540.

Yet another sub-category of carboxylic ashless dispersants which can be used
comprises the Mannich-based derivatives of hydroxyaryl succinimides. Such
compounds can be Inade by reacting a polyalkenyl succinic anhydride with an
15 aminophenol to produce an N-(hydroxyaryl) hydrocarbyl succinirnide which is then
reacted with an alkylene diamine or polyalkylene polyamine and an aldehyde (e.g.,
formaldehyde), in a Mannich-base reaction. Details of such synthesis are set forth
in U.S. Pat. No. 4,354,950. As in the case of the other carboxylic ashless dispersants
discussed above, the alkenyl succinic anhydride or like acylating agent is derived from
20 a polyolefin, preferably a polyisobutene, having a number aYerage molecular weight
of 500 to 5,000, preferably 700 to 2,500, more preferably 700 to 1,400, and especially
800 to 1,200. Likewise, residual unsaturation in the polyalkenyl subs~ituent group can
be used as a reaction site as for example, by hydrogenation, or sulfurization.

T~pe B - Mannich polY~mine dispersan~s. This category of ashless dispersant
25 which can be utilized in the compositions of this invention is comprised of reaction
products of an allyl phenol, with one or more aliphatic aldehydes containing from
1 to 7 carbon atoms (especially formaldehyde and derivatives thereof), and

19


. - - . . . - . . -- : -- . .
- . ~ . - ~ : -
, . . . . .. , , . . .. , ... , . - ~.
.
.
. . . ~
,.. ...

: . . . . .
, - . .. . .. : -, : -
. .
.

209~972
polyamines ~especially polyalkylene polyamines of the type described hereinabove).
Examples of these Mannich polyamine dispersants are described in the following U.S.
Patents 2,459,112; 2,962,442; 2,984,550; 3,036,003; 3,166,516; 3,236,770; 3,368,972;
3,413,347; 3,442,808; 3,448,~47; 3,454,497; 3,459,661; 3,493,520; 3,539,633; 3,558,743;
S 3,586,629; 3,591,598; 3,600,372; 3,634,515; 3,649,229; 3,697,574; 3,703,536; 3,704,308;
3,725,277; 3,725,480; 3,726,882; 3,736,357; 3,751,365; 3,756,953; 3,793,202; 3,798,165;
3,79~,247; 3,803,039; 3,872,019; 3,980,~69; and 4,011,380.

The polyamine group of the Mannich polyarnine dispersants is derived from
polyamine compounds characterized by containing a group of the structure -NH-
10 wherein the two remaining valances of the nitrogen are satisfied by hydrogen, arnino,or organic radicals bonded to said nitrogen atom. These compounds include ali-
phatic, aromatic, heterocyclic and carbocyclic polyamines. The source of the oil-
soluble hydrocarbyl group in the Mannich polyarnine dispersant is a hydrocarbyl-substituted hydroxy aroma$ic compound comprising the reaction product of a hydro~ly
lS aromatic compound, according to well known procedures, wi~h a hydrocarbyl donating
agent or hydrocarbon source. Ihe hydrocarbyl substituent provides substantial oil
solubility to the hydroxy aromatic compound and, preferably, is substantially aliphatic
in character. Commonly, the hydrocarbyl substituent is derived frorn a polyolefin
having at least about 40 carbon atoms. The hydrocarbon so~lrce should be substan-
20 tially free from pendant groups which render $he hydrocarbyl group oil insoluble.Examples of acceptable substituent groups are halide, hydro~y, ether, carbo~y, ester,
amide, nitro and cyano. However, these substituent groups preferably comprise nomore than about 10 weight percent of the hydrocarbon source.

The preferred hydrocarbon sources for preparation of the Mannich polyamine
æs dispersants are those derived from substantially saturated petroleurn fractions and
olefin polymers, preferably polymers of mono-olefins having from 2 to 30 carbon
atoms. The hydrocarbon source can be derived, for example, from polymers of
olefins such as ethylene, propene,1-butene, isobutene,1-octene,1-methylcyclohexene,
2-butene and 3-pentene. Also useful are copolymers of such olefins with other




. .' ' , ':

'. '. ' , `,

2095972
polymeri~able olefinic substances such as styrene. In general, these copolymers
should contain at least 80 percent and preferably about 95 percent, on a weight basis,
of units derived from the aliphatic mono-olefins to preserve oil solubility. The hydro-
carbon source generally contains at least about 40 and preferably at least about 50
5 carbon atoms to provide substantial oil solubility to the dispersant. The olefin
polymers having a number average molecular weight be~ween 600 and 5,000 are pre-ferred for reasons of easy reactivity and low cost. However, polymers of higher
molecular weight can also be used. Especially suitable hydrocarbon sources are
isobutylene polymers.

The Mannich polyamine dispersants are generally prepared by reacting a
hydrocarbyl-substituted hydroxy aromatic compound with an aldehyde and a
polyamine. Typically, the substituted hydroxy aromatic compound is contacted with
from 0.1 to 10 moles of polyamine and 0.1 to 10 moles of aldehyde per mole of
substituted hydroxy aromatic compound. The reactants are mixed and heated to a
15 temperature above about 800C. to initiate the reaction. Preferably, the reaction is
carried out at a temperature from 100 o to 250 o C. The resulting Mannich product
has a predominantly benzylarnine linkage between the aromatic compound and the
polyamine. The reaction can be carried out in an inert diluent such as mineral oil,
benzene, toluene, naphtha, ligroin, or other inert solvents to facilitate control of
20 viscosity, temperature and reaction rate.

Suitable polyamines for use in preparation of the Mannich polyamine
dispersants include, but are not lirnited to, methylene polyamines, ethylene
polyamines, butylene polyamines, propylene polyamines, pentylene polyamines,
hexylene polyamines and heptylene polyamines. The higher homologs of such amines25 and related aminoalkyl-substituted piperazines are also useful. Specific examples of
such polyamines include ethylene diamine, triethylene tetramine, tris(2-
an~inoethyl)amine, propylene diamine, pentamethylene diamine, hexamethylene
diamine, heptamethylene diamine, octamethylene diamine, decamethylene diamine,
di(heptamethylene) triamine, pentaethylene hexamine, di(trimethylene) triamine, 2-




- .-. , . ~ ~

.

2Q9~97~
heptyl-3-(2-aminopropyl)imidazoline, 1,3-b;s(2-aminoethyl)imidazoline, 1-(2-ammopro-
pyl)piperazine, 1,4-bis(2-aminoethyl)piperazine and 2-methyl-1-(2-aminobutyl)pip-
erazine. Higher homologs, obtained by condensing two or more of the above
mentioned amines, are also useful, as are the polyoxyalkylene polyamines.

The polyalkylene polyamines, examples of which are set forth above, are
especially useful in preparing the Mannich polyamine dispersants for reasons of cost
and effectiveness. Such polyamines are described in detail under the heading
"Diamines and Higher Amines" in Kirk-Othmer, Encvclopedia of Chemical
Technology, Second Edition, Vol. 7, pp. æ-39. They are prepared most conveniently
by the reaction of an ethylene imine with a ring-opening reagent such as ammonia.
These reactions result in the production of somewhat complex mixtures of poly-
alkylene polyamines which include cyclic condensation products such as piperazines.
Because of their availability, these mixtures are particularly useful in preparing the
Mannich polyamine dispersants. However, it will be appreciated that satisfactorydispersants can also be obtained by use of pure polyalkylene polyamines.

Alkylene diamines and polyalkylene polyamines having one or more
hydroxyalkyl substituents on the nitrogen atom are also useful in preparing the
Mannich polyamine dispersants. These materials are typically obtained by reaction
of the corresponding polyamine with an epoxide such as ethylene oxide or propylene
oxide. Preferred hydroxyalkyl-substituted diamines and polyamines are those in which
the hydroxyalkyl groups have less than about 10 carbon atoms. Examples of suitable
hydroxyalkyl-substituted diamines and polyamines include, but are not limited to, N-
(2-hydroxyethyl)ethylenediamine,N,N'-bis(2-hydroxyethyl)ethylenediamine~nono(hy-droxypropyl)diethylenetriamine, (di(hydroxypropyl)tetraethylenepentamine andN-~3-
hydroxybutyl)tetramethylenediamine. Higher homologs obtained by condensation of
the above mentioned hydroxyalkyl-substituted diamines and polyamines through
amine groups or through ether groups are also useful.

Any conventional formaldehyde yielding reagent is useful for the preparation
æ




. . . :

2 0 9 j 9 7 2

of the Mannich polyamine dispersants. Examples of such ~ormaldehyde yielding
reagents are trioxane, paraformaldehyde, trioxymethylene, aqueous formalin and
gaseous formaldehyde.

S Type C - Polvmeric polvamine dispersants. Also suitable for use in the
compositions of this invention are polymers containing basic amine groups and oil
solubilizing groups (for example, pendant alkyl groups having at least about 8 carbon
atoms). Such polymeric dispersants are herein referred to as polyrneric polyarnine
dispersants. Such materials include, but are not limited to, interpolyrners of decyl
methacrylate, vinyl decyl ether or a relatively high molecular weight olefin with
arninoallyl acrylates and arninoallyl acrylarnides. Examples of polymeric polyarnine
dispersants are set forth in the following patents: U.S. Pat. Nos. 3,329,658; 3,449,250;
3,493,520; 3,519,565; 3,666,730; 3,687,849; 3,702,300.
Type D - Post-treated ashless dispersants. Any of the ashless dispersants
referred to above as types A-C can be subjected to post-treatment with one or more
suitable reagents such as urea, thiourea, carbon disulfide, aldehydes, ketones,
carboxylic acids, anhydrides of low molecular weight dibasic acids, nitriles, epoxides,
phosphorus acids, and phosphorus esters. Such post-treated ashless dispersants can
be used in forming the compositions of this invention. Examples of post-~reatment
procedures and post-treated ashless dispersants are set forth in the following U.S.
Patents: U.S. Pat. Nos. 3,036,003; 3,200,107; 3,216,936; 3,256,185; 3,278,550;
3,312,~19; 3,366,569; 3,367,943; 3,373,111; 3,403,102; 3,442,808; 3,455,831; 3,455,832
3,493,520; 3,502,677; 3,513,093; 3,573,010; 3,579,450; 3,591,598; 3,600,372; 3,639,242;
3,649,229; 3,649,659; 3,702,757; and 3,708,522; and 4,971,598.

Mannich-based derivatives of hydroxyaryl succinimides that have been post-
treated with C5-C9 lactones such as ~-caprolactone and optionally with other post-
treating agents as described ~or example in U.S. Pat. No. 4,971,711 can also be
utilized in the practice of this invention. U.S. Pat. No. 4,971,711, as well as related
U.S. Pat. Nos. 4,820,432; 4,828,742; 4,866,135; 4,866,139; 4,866,140; 4,866,141;4,866,142; 4,906,394; and 4,913,830, disclose additional suitable ashless dispersants
23




.

2~

which may be utilized.

Metal hydrocarbyl dithiophosphates can be employed in the compositions of
this invention, whenever desired. As is well known, metal hydrocarbyl
dithiophosphates are usually prepared by reacting phosphorus pentasulfide with one
S or more alcohols or phenolic compounds or diols to produce a hydrocarbyl
dithiophosphoric acid which is then neutralized with one or more metal-containing
bases. YVhen a monohydric alcohol or phenol is used in this reaction, the ~mal
product is a metal dihydrocarbyl dithiophosphate. On the other hand, when a
suitable diol (e.g., 2,4-pentanediol~ is used in this reaction, the final product is a
10 rnetal salt of a cyclic hydrocarbyl dithiophosphoric acid. See, for example, U.S. Pat.
No. 3,089,850. Thus typical oil-soluble metal hydrocarbyl dithiophosphates may be
represented by the formula


1\ll ~
~P--S M
R 2
x




where Rl and R2 are, independently, hydrocarbyl groups or taken together are a
15 single hydrocarbyl group forming a cyclic structure with the phosphorus and two
oxygen atoms, preferably a hydrocarbyl-substituted trimethylene group of sufficient
carbon content to render the compound oil soluble, M is a metal, and x is an integer
corresponding to the valence of M. The preferred compounds are those in which R1and R2 are separate hydrocarbyl groups (i.e., the metal dihydrocarbyl
20 dithiophosphates). Usually the hydrocarbyl groups of the metal dihydrocarbyl
dithiophosphates will contain no more than about 50 carbon atoms each although
even higher molecular weight hydrocarbyl groups can be present in the compound.
The hydrocarbyl groups include cyclic and acyclic groups, both saturated and

24




,

209;^j97 2

unsaturated, such as allyl, cycloallyl, alkenyl, cycloalkenyl, aryl, cycloalkylalkyl, and
arallyl. It will be understood that the hydrocarbyl groups may contain elements other
than carbon and hydrogen provided such other elements do not detract from the
predominantly hydrocarbonaceous character of the hydrocarbyl group. Thus the
S hydrocarbyl groups may contain ether oxygen atoms, thioether sulfur atoms,
secondary or tertiary amino nitrogen atoms, and/or inert functional groups such as
esterified carboxylic groups, keto groups, and thioketo groups.

The metals present in the oil-soluble metal dihydrocarbyl dithiophosphates and
oil-soluble metal cyclic hydrocarbyl dithiophosphates include such metals as lithium,
10 sodium, potassium, copper, magnesium, calcium, zinc, strontium, cadmium, barium,
mercury, aluminum, tin, lead, chromium, molybdenum, tungsten, manganese, iron,
cobalt, nickel, and ruthenium, as well as combinations of two or more such metals.
Of the foregoing, the salts containing group II metals, aluminum, lead, tin, molybde-
num, manganese, cobalt, and/or nicl~el, are preferred. I~e dihydrocarbyl
15 dithiophosphates of zinc and copper are particularly preferred, with the zinc salts
being the most preferred type of compound for use.

The phosphorodithioic acids from which the metal sal~s are formed can be
prepared by the reaction of about 4 moles of one or more alcohols (cyclic or acyclic)
or one or more phenols or mixture of one or more alcohols and one or more phenols
20 (or about 2 moles of one or more diols) per mole of phosphorus pentasulfide, and
the reaction may be carried out within a temperature range of from 50 to 200oC.
The reaction generally is completed in 1 $o 10 hours Hydrogen sulfide is liberated
during the reaction.

Another method for the preparation of the phosphorodithioic acids involves
25 reaction of one or more alcohols and/or one or more phenols with phosphorus
sesquisulfide in the presence of sulfur such as is described in PCI International
P~lblication No. WO 90/07512. This reaction is conducted at an elevated tem-
perature, preferably in the range of 85-150 o C with an overall atomic P:S ratio of at
-



. :
.


2~95~7~
least 2.5:1.

The alcohols used in forming the phosphorodithioic acids by either of the
above rnethods are preferably primary alcohols, or secondary alcohols. Mixtures
thereof are also suitable. The primary alcohols include propanol, butanol, isobutyl
S alcohol, pentanol, 2-ethyl-1-hexanol, isooctyl alcohol, nonanol, decanol, undecanol,
dodecanol, tridecanol, tetradecanol, octadecanol, and eicosanol. The primary
alcohols may contain various substituent groups such as halogen atoms, and nitrogroups, which do not interfere with the desired reaction. Among suitable secondary
alcohols are included 2-butanol, 2-pentanol, 3-pentanol, 2-hexanol, and 5-methyl-2-
hexanol. In some cases, it is preferable to utilize rnixtures of various alcohols, such
as mixtures of 2-propanol with one or more higher molecular weight primary
alcohols, especially primary alcohols having from 4 to 13 rnixtures preferably contain
at least 10 mole percen~ of 2-propanol, and usually will contain from 20 to 90 mole
percent of 2-propanol. In one preferred embodiment, the alcohol comprises 30 to
50 mole percent of 2-propanol, 30 to 50 mole percent isobutyl alcohol and 10 to 30
mole percent of 2-ethyl-1-hexanol.

Other suitable mixtures of alcohols include 2-propanol/butanol; 2-propanol/2-
butanol; 2-propanol/2-ethyl-1-hexanol;butanol/2-ethyl-1-hexanol; isobutyl alcohol/2-
ethyl-1-hexanol; and 2-propanol/tridecanol.

C ycloaliphatic alcohols suitable for use in the production of the
phosphorodithioic acids include cyclopentanol, cyclohexanol, methylcyclohexanol,cyclooctanol, and borneol. Preferably, such alcohols are used in combination with
one or more primary alkanols such as butanol, and isobutyl alcohol.

Illustrative phenols which can be employed in forming the phosphorodithioic
acids include phenol, o-cresol, m-cresol, p-cresol, 4-ethylphenol, and 2,4-xylenol. It
is desirable to employ phenolic compounds in combination with primary alkanols
such propanol, butanol, and hexanol.
26

209a~72
Other alcohols which can be employed include benzyl alcohol, cyclohexenol,
and their ring-alkylated analogs.

It will be appreciated that when mixtures of two or more alcohols and/or
phenols are employed in forming the phosphorodithioic acid, the resultant product
S will normally comprise a mixture of three or more different dihydrocarbyl phosphoro-
dithioic acids, usually in the form of a statistical distribution in relation to the number
and proportions of alcohols and/or phenols used.

Illustrative diols which can be used in forming the phosphorodithioic acids
include 2,4-pentanediol, 2,4-hexanediol, 3,5-heptanediol, 7-methyl-2,4-octanediol,
neopentyl glycol, 2-butyl-1,3-propanediol, and 2,2-diethyl-1,3-propanediol.

The preparation of the metal salts of the dihydrocarbyl dithiophosphoric acids
or the cyclic hydrocarbyl dithiophosphoric acids is usually effected by reacting the
acid product with a suitable metal compound such as a metal carbonate, metal
hydroxide, metal alkoxide, metal oxide, or other appropriate metal salt. Simply
lS mixing and heating such reactants is normally sufficient to cause the reaction to occur
and the resulting product is usually of sufficient pur;ty for use in the practice of this
invention. ~fpically, the salts are formed in the presence of a diluent such as an
alcohol, water or a light mineral oil. Neutral salts are prepared by reacting one
equivalent of metal oxide or hydroxide with one equivalent of the acid. Basic metal
20 salts are prepared by adding an excess (i.e., more than one equivalent) of the metal
oxide or hydroxide with one equivalent of the dihydrocarbyl phosphorodithioic acid
or cyclic hydrocarbyl phosphorodithioic acid.

Illustrative metal compounds which may be used in such reactions include
calcium oxide, calcium hydroxide, silver oxide, silver carbonate, magnesium oxide,
25 magnesium hydroxide, magnesium carbonate, magnesium ethoxide, zinc oxide, zinc
hydroxide, strontium oxide, strontium hydroxide, cadmium oxide, cadmium hydroxide,
cadmium carbonate, barium oxide, aluminum oxide, aluminum propoxide, iron




- .~ . . - - . -

,
. . . . . .. .

.. . . . . . . . . . ..

2 0 9 ~ 9 ~ 2

carbonate, copper hydroxide, lead oxide, tin butoxide, cobalt oxide, nickel hydroxide,and manganese oxide.

In some cases, incorporation of certain ingredients such as small amounts of
metal acetate or acetic acid in conjunction with the metal reactant will facilitate the
5 reaction and provide an improved product. For example, use of up to about 5% of
zinc acetate in combination with the required amount of zinc oxide tends to facilitate
the formation of zinc dihydrocarbyl dithiophosphates.

Examples of useful metal salts of dihydrocarbyl dithiophosphoric acids, and
methods for preparing such salts are found in the prior art such as for example, U.S.
Pat. Nos. 4,263,150; 4,289,~35; 4,308,154; 4,3æ,479; 4,417,990; and 4,466,895.

Generally speaking, the preferred types of metal salts of dihydrocarbyl
dithiophosphoric acids are the oil-soluble metal salts of dialkyl dithiophosphoric acids.
Such compounds generally contain alkyl groups having at least three carbon atoms,
and preferably the allyl groups contain up to 10 carbon atoms although as noted
15 above, even higher molecular weight allyl groups are entirely feasible. A fewillustrative zinc dialkyl dithiophosphates include zinc diisopropyl dithiophosphate, zinc
dibutyl dithiophosphate, zinc diisobutyl dithiophosphate, zinc di-sec-butyl
dithiophosphate, the zinc dipentyl dithiophosphates, the zinc dihexyl dithiophosphates,
the zinc diheptyl dithiophosphates, the zinc dioctyl dithiophosphates, the zinc dinonyl
20 dithiophosphates, the zinc didecyl dithiophosphates, and the higher homologs thereof.
Mixtures of tu~o or more such metal compounds are often preferred for use such as
metal salts of dithiophosphoric acids formed from mixtllres of isopropyl alcohol and
secondary butyl alcohol; isopropyl alcohol, isobutyl alcohol, and 2 ethylhexyl alcohol;
isopropyl alcohol, butyl alcohol, and pentyl alcohol; and isobutyl alcohol and octyl
25 alcohol.
If desired, the metal dihydrocarbyl dithiophosphate additives of the type
described above may be treated v~ith an epoxide to form an adduct. In general, the
most suitable metal dihydrocarbyl dithiophosphates useful in forming such adducts
28


,

. ~
- ~
: ,:
.- ,

20!~3 r~
are the zinc dihydrocarbyl dithiophosphates. The epoxides comprise alkylene oxides
and arylalkylene oxides. Typical alkylene oxides which may be used include alkylene
oxides having up to about 8 carbon atoms in the molecule, such as ethylene oxide,
propylene oxide, 1,2-butene oxide, trimethylene oxide, tetramethylene oxide,
S butadiene monoepoxide, 1,2-hexene oxide, and epichlorohydrin. The arylallyleneoxides are exempli~ied by styrene oxide. Other suitable epoxides include, for
example, butyl 9,10-epoxystearate, epoxidized soybean oil, epoxidized tung oil, and
epoxidized styrene-butadiene copolymer. Procedures for preparing epoxide adductsare known and are reported, for example, in U. S. Pat. No. 3,390,082.

The adduct may be obtained by simply mixing the metal phosphorodithioate
and the epoxide. The reaction is usually exothermic and may be carried out within
wide temperature limits from 0 o C to 300 o C. Because the reaction is exothermic, it
is best carried out by adding one reactant, usually the epoxide, in small increments
to the other reactant in order to obtain convenient control of the temperature of the
15 reaction. The reaction may be carried out in a solvent such as benzene, mineral oil,
naphtha, or n-hexene.

The chemical structure o~ the adduct is not known. The adducts obtained by
the reaction of one mole of the phosphorodithioate with from 0.25 mole to 5 moles,
usually up to 0.75 mole or 0.5 mole of a lower allylene oxide, particularly ethylene
20 oxide and propylene oxide, are the preferred adducts.

Another type of metal dihydrocarbyl phosphorodithioate additives which can
be used in the compositions of this invention comprises mixed-acid metal salts of a
combination of (a) at least one phosphorodithioic acid of the formula
(~O)(R'O)PSSH, as exemplified above (R and R' being, independently, hydrocarbyl
~5 groups (or taken together, a single hydrocarbyl group ~orming a cyclic moiety with the - -
two oxygen atoms and the phosphorus atom) of sufficient carbon content to renderthe salt soluble in lubricating oil), and (b) at least one aliphatic or alicyclic carbo~ylic
acid. The carboxylic acid may be a monocarboxylic or polycarboxylic acid, usually


: -


- , ~ - , .
.
. ' . ~

209~)972
containing from 1 to 3 carboxy groups and preferably only one. It may contain from
2 to 40, preferably from 2 to 20 carbon atoms, and advantageously 5 to 20 carbonatoms. The preferred carboxylic acids are those having the formula R3CooH,
wherein R3 is an aliphatic or alicyclic hydrocarbon-based radical preferably free from
acetylenic unsaturation. Suitable acids include the butanoic, pentanoic, hexanoic,
octanoic, nonanoic, decanoic, dodecanoic, octadecanoic and eicosanoic acids, as well
as olefinic acids such as oleic, linoleic, and linolenic acids and linoleic acid dimer.
For the most part, R3 is a saturated aliphatic group and especially a branched allyl
group such as the isopropyl or 3-heptyl group. Illustrative polycarboxylic acids are
succinic, allyl- and alkenylsuccinic, adipic, sebacic and citric acids.

The mixed-acid metal salts may be prepared by merely blending a metal salt
of a phosphorodithioic acid with a metal salt of a carboxylic acid in the desired ratio.
The ratio of equivalents of phosphorodithioic to carboxylic acid salts is between 0.5:1
and 200:1. Advantageously, the ratio can be from 0.5:1 to 100:1, preferably from0.5:1 to 50:1, and more preferably from 0.5:1 to 20:1. Further, the ratio can be from
0.5:1 to 4.5:1, preferably 2.5:1 to 4.25:1. For this purpose, the equivalent weight of
a phosphorodithioic acid is its molecular weight divided by the number of -PSSH
groups therein, and that of a carboxylic acid is its molecular weight divided by the
number of carboxy groups therein.

A second and preferred method for preparing the mixed-acid metal salts useful
in this invention is to prepare a rnixture of the acids in the desired ratio and to react
the acid mixture with a suitable metal base. When this method of preparation is
used, it is frequently possible to prepare a salt containing an excess of metal with
respect to the number of equivalents of acid present; thus, m~xed-acid metal salts
containing as many as two equivalents and especially up to about 1.5 equivalents of
metal per equivalent of acid may be prepared. The equivalent of a metal for thispurpose is its atomic weight divided by its valence.

Variants of the above-described methods may also be used to prepare the



- - - ~ .
~- . . .
~, -, . ~ ... :
. . .
.
.. ,
- . . .
- .
' ' ' . ' ~ ' '
.

20~972

mixed-acid metal salts useful in this inverltion. For example, a metal salt of either
acid may be blended with an acid of the other, and the resulting blend reacted with
additional metal base.

Suitable metal bases for the preparation of the mixed-acid metal salts include
5 the oxides, hydroxides, alkoxides and other basic salts of the metals previously
enumerated, and in some cases the free metals themselves. Examples are sodium
hydroxide, potassium hydroxide, magnesium oxide, calcium hydroxide, zinc oxide, lead
oxide, and nickel oxide.

The temperature at which the mixed-acid metal salts are prepared is generally
between 300C and 150C, preferably up to 125C. If the mixed-acid salts are
prepared by neutralization of a mixture of acids with a metal base, it is preferred to
employ temperatures above about 500C and especially above about 75oC. It is
frequently advantageous to conduct the reaction in the presence of a substantially
inert, normally liquid organic diluent such as naphtha, benzene, xylene, or rnineral
15 oil. If the diluent is mineral oil, it frequently need not be removed before using the
mixed-acid metal salt as an additive for lubricants or functional fluids.

U. S. Patents 4,308,154 and 4,417,970 describe procedures for preparing these
mixed-acid metal salts and disclose a number of examples of such mixed salts.

Metal hydrocarbyl dithiocarbamates constitute another type of oil-soluble
20 metal salts which can be used in the compositions of this invention. These are salts
of one or more dithiocarbamic acids of the formula RR'N-CSSH wherein R and R'
are each independently hydrocarbyl groups in which the total number of carbon
atoms in R and R' is sufficient to render the metal salt oil-soluble. R and R' taken
together may represent a polymethylene or alkyl substituted polymethylene group
25 thereby forming a ~yclic compound with the nitrogen atom (i.e.9 a monocyclic hydro-
carbyl dithiocarbamate). Generally the hydrocarbyl groups w;ll each contain at least
two carbon atoms and may contain 50 or more carbon atoms. The metal component
31


:
~ ~ .

2 0 9 j 9 7 2
present in the dihydrocarbyl (or monocyclic hydrocarbyl) dithiocarbamate salts may
be a monovalent metal or a polyvalent metal, although polyvalent metals are
preferred as the salts of the polyvalent metals tend to possess better solubility in oils
of lubricating viscosity. Thus although the alkali metal monocyclic hydrocarbyl or
5 dihydrocarbyl dithiocarbamates may be used if oil-soluble, the preferred salts include,
for example, salts of one or more of the alkaline earth metals, zinc, cadmium,
magnesium, tin, molybdenum, iron, copper, nickel, cobalt, chromium, and lead. The
Group II metal dihydrocarbyl dithiocarbamates are preferred.

In selecting a metal salt of a dithiocarbamic acid to be used in the
10 compositions of this invention, R, R', and the metal may be varied so long as the
metal salt is adequately oil-soluble. The nature and type of the mineral base stock,
and the type of service contemplated for the treated lubricating oil should be taken
into consideration in the choice of metal salt.

The metal constituent of the metal dihydrocarbyl dithiocarbamate is usually
lS a simple metal cation. However in the case of certain p~lyvalent metal derivatives
such as the tin and lead compounds, the metal constituent itself may be hydrocarbyl
substituted (e.g., (RR'N-CSS-)XMRlR2, where M is a polyvalent metal, R, R', Rl and
R2 are, independently, hydrocarbyl groups (and, optionally R and R' taken together
are a single cyclic hydrocarbyl group) in which the total number of carbon atoms is
20 sufficient to render the compound oil-soluble, and x is an integer sufficient to satisfy
the remaining valence(s) of M Techniques described for example in U S Pat No
2,786,814 may be employed for preparing such hydrocarbyl-substituted metal
dithiocarbamates

Mixtures of metal salts of dithiocarbamic acids also are contemplated as being
2S useful in the present invention. Such mLxtures can be prepared by first preparing
rr~Lxtures of dithiocarbamic acids and thereafter converting said acid mixtures to metal
salts, or alternatively, metal salts of various dithiocarbamic acids can be prepared and
thereafter mixed to give the desired product Thus, the mixtures which can be
32


.
- . ~ ,
-- -

.
.. `: :

2~95972
incorporated in the compositions of the invention may be merely the physical mixture
of the different metallic dithiocarbamic compounds, or compounds hav~ng different
dithiocarbamate groupings attached to the same polyvalent metal atoms.

Examples of alkyl groups are ethyl, propyl, butyl, amyl, hexyl, heptyl, octyl,
S decyl, dodecyl, tridecyl, pentadecyl and hexadecyl groups including isomeric forms
thereo Examples of cycloallyl groups include cyclohexyl and cycloheptyl groups,and examples of aralkyl groups include benzyl and phenethyl. Examples of
polymethylene groups include penta- and hexamethylene groups, and examples of
alkyl-substituted polymethylene groups include methyl pentamethylene, and dimethyl
pentamethylene.

Specific examples of the metal dithiocarbamates useful in the compositions of
this invention include zinc dibutyldithiocarbamate, zinc diamyldithiocarbama~e, zinc
di(2-ethylhe7yl)dithiocarbamate, cadmium dibutyldithiocarbamate, cadmium
dioctyldithiocarbamate, cadmium octylbutyldithiocarbamate, magnesium
dibutyldithiocarbamate, magnesium dioctyldithiocarbamate, cadmium
dicetyldithiocarbamate, copper diamyldithiocarbamate, sodium dioctadecyldithiocarba-
mate, lead dioctyldithiocarbamate, nickel diheptyldithiocarbamate, and calcium di-2
ethylhexyldithiocarbamate.

The various metal salts of dithiocarbamic acids utilized in the compositions of
this invention are well known in the art and can be prepared by known techniques.
See for example Ullmann, Encyklo~adie der technischen Chemie, Band 10, Verlag
Chemie, Weinheim, copyright 1975, pages 167-170 (and references cited therein);
Thorn and Ludwig, The Dithiocarbamates and Related Compounds, Elsevier
Publishing Company, 1962, pages 12 to 37 (and references cited therein); Delepine,
Compt. Rend., 144, 1125 (1907); Whitby et al, Proceedings and Transactions of The
Roval Socie~ of Canada, XVIII, 111-114 (1924) (and references cited therein),
Chabrier et al, Bulletin de la Societe Chimique De France, 1950, pages 43 et seq.
(and references cited therein), and U. S. Pat. Nos. 1,622,534; 1,921,091; 2,046,875;

33


2093972
2,046,876; 2,258,847; 2,406,960; 2,443,160; 2,450,633; 2,492,314; 2,58Q274; 3,513,094;
3,630,897; 4,178,258; and 4,226,733.

While bnron is not a metallic element, boron tris(dihydrocarbyl
dithiocarbamates) can be used in the compositions of this invention, either
individually or in combination with one or more metal dihydrocarbyl dithiocar-
bamates. Methods suitable for ~he production of such boron dithiocarbamates are
set forth in U.S. Pat. No. 4,879,071.

Derivatives of metal dihydrocarbyl dithiocarbamates may be used in addition
to or in lieu of the metal dihydrocarbyl dithiocarbamates. Such derivatives include
dithiocarbamate-derived phosphates such as are described in U.S. Pat. No.4,919,830,
reaction products of N,N-diorganodithiocarbamates with thionyl chloride such as are
described in U.S. Pat. No. 4,867,893, N,N-diorganodithiocarbamate-alkylthiosulfinyl
halide reaction products such as are described in U.S. Pat. No. 4,859,356, reaction
products of halogenated EPDM terpolymers and alkali metal dialkyldithiocarbamatesuch as are described in U.S. Pat. No. 4,502,972, and sulfurized metal dihydrocarbyl
dithiocarbamates such as are described in U.S. Pat. No. 4,360,438, among others. In
addition, the metal dihydrocarbyl dithiocarbamates may be used in combination with
other carbamate compounds such as for example, a 1,2-dicarbethoxyethyl diaLl~yldi-
thiocarbamate such as is disclosed in U.S. Pat. No. 4,479,883; or a mercaptoalkanoic
acid dithiocarbamate of the type described in U.S. Pat. No. 3,890,363.

Metal-contair~ing detergents can be employed in the compositions of this
invention. These components are exemplified by oil-soluble or oil-dispersible basic
salts of alkali or alkaline earth metals with one or more of the following acidic
substances (or mixtures thereof)~ sulfonic acids, (2) carbo~lylic acids, (3) salicylic
25 acids, (4) alkylphenols, (5) sulfurized alkylphenols, (6) organic phosphorus acids
characterized by at least one direct carbon-to-phosphorus linkage. Such organic
phosphorus acids include those prepared by the treatment of an olefin polymer (e.g.,
polyisobutene having a molecular weight of 1000) with a phosphorizing agent such
34



~' ~ ' ' .
t

'

209 ~972
as phosphorus trichloride, phosphorus heptasulfide, phosphorus pentasulfide,
phosphorus trichloride and sulfur, white phosphorus and a sulfur halide, or phos-
phorothioic chloride. The most commonly used salts of such acids are those of
sodium, potassium, lithium, calcium, magnesium, strontium and barium. The salts for
use in this embodiment are preferably basic salts having a TBN of at least 50,
preferably above 100, and most preferably above 200. In this connection, T13N isdetermined in accordance with ASTM D-2896-88.

The term "basic salt" is used to designate metal salts wherein the metal is
present in stoichiometrically larger amounts than the organic acid radical. The
10 cornmonly employed methods for preparing the basic salts involve heating a mineral
oil solution of an acid with a stoichiometric excess of a metal neutralizing agent such
as the metal oxide, hydroxide, carbonate, bicarbonate, or sulfide at a temperature of
about 50O C, and filtering the resulting mass. The use of a "promoter" in the neutrali-
zation step to aid the incorporation of a large excess of metal likewise is known.
15 Examples of compounds use~ul as the promoter include phenolic substances such as
phenol, naphthol, allylphenol, thiophenol, sulfurized allylphenol, and condensation
products of formaldehyde with a phenolic substance; alcohols such as methanol,
2-propanol, octyl alcohol, Cellosolve alcohol, Carbitol alcohol, ethylene glycol, stearyl
alcohol, and cyclohexyl alcohol; and amines such as aniline, phenylenediamine,
20 phenothiazine, phenyl-betanaphthylamine, and dodecylamine. A particularly effective
method for preparing the basic salts comprises mixing an acid with an excess of a
basic alkaline earth metal neutralizing agent and at least one alcoh~l promoter, and
carbonating the mixture at an elevated temperature such as 60 o to 2000 C.

Examples of suitable metal-containing detergents include, but are not limited
25 to, the basic or overbased salts of such substances as lithium phenates, sodium
phenates, potassium phenates, calcium phenates, magnesium phenates, sulfurized
lithium phenates, sulfurized sodium phenates, sulfurized potassium phenates, sulfur-
ized calcium phenates, and sulfurized magnesium phenates wherein each aromatic
group has one or more aliphatic groups to impart hydrocarbon solubility; lithium



,

2 0 ~

sulfonates, sodium sulfonates, potassium sulfonates, calcium sulfonates, and
magnesium sulfonates wherein each sulfonic acid moiety is attached to an aromatic
nucleus which in turn usually contains one or more aliphatic substituents to impart
hydrocarbon solubility; lithium salicylates, sodium salicylates, potassium salicylates,
S calcium salicylates, and magnesium salicylates wherein the aromatic moiety is usua11y
substituted by one or more aliphatic substituents to impart hydrocarbon solubility; the
lithium, sodium, potassium, calciurn and magnesium salts of hydrolyzed
phosphosulfurized olefins having 10 to 2,000 carbon atoms or of hydrolyzed
phosphosulfurized alcohols and/or aliphatic-substituted phenolic compounds having
10 to 2,0~0 carbon atoms; lithium, sodium, potassium, calcium and magnesium salts
of aliphatic carboxylic acids and aliphatic-substituted cycloaliphatic carboxylic acids;
and many other sirnilar alkali and alkaline earth metal salts of oil-soluble organic
acids. Mixtures of basic or overbased salts of two or more different alkali and/or
alkaline earth metals can be used. ~ikewise, basic or overbased salts of mixtures of
15 two or more different acids or two or more different types of acids (e.g., one or more
calcium phenates with one or more calcium sulfonates) can also be used. While
rubidiurn, cesium and strontium salts are feasible, their expense renders them
impractical for most uses. Likewise, while barium salts are effective, the status of
barium as a heavy metal under a toxicological cloud renders barium salts less
20 preferred for present-day usage.

As is well known, overbased metal detergents are generally regarded as
containing overbasing quantities of inorganic bases, probably in the form of micro
dispersions or colloidal suspensions. Thus the terms "oil-soluble" and "oil-dispersible"
are applied to these metal-containing detergents so as to include metal detergents
25 wherein inorganic bases are present that are not necessarily completely or truly oil-
soluble in the strict sense of the term, inasmuch as such detergents when mixed into
base oils behave in much the sarne way as if they were fully and totally dissolved in
the oil.

Collectively, the various basic or overbased detergents referred to hereinabove,
36




- . : :
. '- : . : . ,. :

2 0 9 .j 9 7 ~
have sometimes been called, quite simply, basic alkali metal or alkaline earth metal-
containing organic acid salts.

Methods for the production of oil-soluble basic and overbased alkali and
alkaline earth metal-containing detergents are well known to those skilled in the art
5 and are extensively reported in the patent literature. See for example, the disclosures
of U.S. Pat. Nos. 2,451,345; 2,451,346; 2,485,861; 2,5019731; 2,501,732; 2,585,520;
2,671,758; 2,616,904; 2,616,905; 2,616,906; 2,616,911; 2,616,924; 2,616,925; 2,617,049;
2,695,910; 3,178,368; 3,367,867; 3,496,105; 3,629,109; 3,865,737; 3,907,691; 4,100,085;
4,129,589; 4,137,184; 4,148,740; 4,212,752; 4,617,135; 4,647,387; 4,880,550; GB
Published Patent Application 2,082,619 A, and European Patent Publication Nos.
121,024 B1 and 259,974 A2.

For certain applications, the compositions can contain metal-free sulfur-
containing antiwear and/or extreme pressure agents. Examples are included withinthe categories of dihydrocarbyl polysulfides; sulfurized olefins; sulfurized fatty acid
15 esters of both natural and synthetic origins; trithiones; sulfurized thienyl derivatives;
sulfurized terpenes; sulfurized oligomers of C2-C8 monoolefins; and sulfurized Diels-
Alder adducts such as those disclosed in U.S. reissue patent Re 27,331. Specificexamples include sulfurized polyisobutene of ~n 1,100, sulfuri~ed isobutylene, sul-
furized diisobutylene, sulfurized triisobutylene, dicyclohexyl polysulfide, diphenyl
20 polysulfide, dibenzyl polysulfide, dinonyl polysulfide, and mixtures of di-tert-butyl
polysulfide such as îmixtures of di-tert-butyl trisulfide, di-tert-butyl tetrasulfide and di-
tert-butyl pentasulfide, among others. Combinations of such categories of sulfur-
containing antiwear andtor extreme pressure agents can also be used, such as a
combination of sulfurized isobutylene and di-tert-butyl trisulfide, a combination of
25 sulfur;zed isobutylene and dinonyl trisulfide, and a combination of sulfurized tall oil
and dibenzyl polysulfide.

The most preferred oil-soluble metal-free sulfur-containing antiwear and/or
extreme pressure agents from the cost-effectiveness standpoint are the sulfurized
37

209~97'~
olefins containing at least 30% by weight of sulfur, the dihydrocarbyl polysulfides
containing at least 25% by weight of sulfur, and mixtures of such sulfurized olefins
and polysulfides. Of these materials, sulfurized isobutylene having a sulfur content
of at least 40% by weight and a chlorine content of less than 0.2% by weight is the
5 most especially preferred material. Methods of preparing sulfurized olefins are set
forth in U.S. Pat. Nos. 2,995,569; 3,673,090; 3,703,504; 3,703,505; 3,796,661; and
3,873,454. Also useful are the sulfurized olefin derivatives described in U.S. Pat. No.
4,554,156.

Other types of antiwear and/or extreme pressure additives that can be used
10 in the compositions of this invention include, for example, esters of boron acids,
esters of phosphorus acids, amine salts of phosphorus acids and acid esters, higher
carboxylic acids and derivatives thereof, and chlorine-containing additives.

Esters of boron acids which may be used include borate, metaborate,
pyroborate and biborate esters of monohydric and/or polyhydric alcohols and/or
15 phenols, such as trioctyl borate, tridecyl borate, 2-ethylhexyl pyroborate, isoamyl
metaborate, trixylyl borate, and (butyl)(2,4-hexanediyl)borate.

Typical esters of phosphorus acids which may be used as antiwear and/or
extreme pressure additives include trihydrocarbyl phosphites, phosphonates and
phosphates, and dihydrocarbyl phosphites; such as tricresyl phosphate, tributyl
20 phosphite, tris(2-chloroethyl)phosphate and phosphite, dibutyl trichloromethyl phos-
phonates, di(n-butyl~phosphite, triphenyl phosphite, and tolyl phosphinic acid dipropyl
ester.

Among the amine salts of phosphorus acids and phosphorus acid-esters which
can be employed are amine salts of partially esterified phosphoric, phosphorous,25 phosphonic, and phosphinic acids and their partial or total thio analogs such as
partially esterified monothiophosphoric, dithiophosphoric, trithiophosphoric and tetra-
thiophosphoric acids; and arnine salts of phosphonic acids and their thio analogs.
38



. ~ -.
- . .. . .
.
. :
. -
.

20~72
Specific examples include the dihexylamrnonium salt of dodecylphosphoric acid, thediethyl hexyl arnmonium salt of dioctyl dithiophosphoric acid, the
octadecylarnmon~um salt of dibutyl thiophosphoric acid, the dilaurylammonium salt
of 2-ethylhexylphosphoric acid, the dioleyl arnmonium salt of butane phosphonic acid,
S and analogous compounds.

Higher carboxylic acids and derivatives which can be used as antiwear and/or
extreme pressure additives are illustrated by fatty acids, dimerized and trimerized
unsaturated natural acids (e.g., linoleic) and esters, amine, amrnonia, and metal
(particularly lead) salts thereof, and arnides and imidazoline salt and condensation
10 products thereof, oxazolines, and esters of fatty acids, such as ammonium di-(linoleic)
acid, lard oil, oleic acid, animal glycerides, and lead stearate.

Suitable chlorine-containing additives include chlorinated waxes of both the
paraffinic and rnicrocrystalline type, polyhaloaromatics such as di- and
trichlorobenzene,trifluoromethylnaphthalenes,perchlorobenzene,pentachlorophenol
15 and dichloro diphenyl trichloroethane. Also useful are chlorosulfurized olefins and
olefinic wa~tes and sulfurized chlorophenyl methyl chlorides and chloroxanthates.
Specific examples indude chlorodibenzyl disulfide, chlorosulfurized polyisobutene of
l~ln 600, chlorosulfurized pinene and chlorosulfurized lard oil.

Seal performance improvers (elastomer compatibility additives) can be used
20 in the compositions of this invention. Known materials of this type include diallyl
diesters such as dioctyl sebacate, aromatic hydrocarbons of suitable viscosity such as
Panasol AN-3N, products such as Lubrizol 730, polyol esters such as Emery 2935,
2936, and 2939 esters from the Emery Group of Henkel Corporation and Hatcol
2352, 2962, 2925, 2938, 2939, 2970, 3178, and 4322 polyol esters from Hatco
25 Corporation. Generally speaking the most suitable diesters include the adipates,
azelates, and sebacates of C8-CI3 alkanols (or mixtures thereof), and the phthalates
of C4-CI3 alkanols (or rnixtures thereof). MLxtures of two or more different types of
diesters (e.g., dialkyl adipates and diallyl azelates) can also be used. Examples of
39



. ' ,, ~, .
.
,

209`~972

such materials include the n-octyl, 2-ethylhexyl, isodecyl, and tridecyl diesters of
adipic acid, azelaic acid, and sebacic acid, and the n-butyl, isobutyl, pentyl, hexyl,
heptyl, octyl, nonyl, decyl, undecyl, dodecyl, and tridecyl diesters of phthalic acid.

Antioxidants can be used, such as one or more phenolic antioxidants, aromatic
5 amine antioxidants, sulphurized phenolic antioxidants, and organic phosphites, among
others. Examples include 2,6-di-tert-butylphenol, liquid m~xtures of tertialy butylated
phenols, 2,6-di-tert-butyl4-methylphenol, 4,4'-methylenebis(2,6-di- tert-butylphenol~,
2,2'-methylenebis(4-methyl-6-tert-butylphenol), mixed methylene-bridged polyalkyl
phenols, 4,4'-thiobis(2-methyl- 6-tert-butylphenol), N,N'-di-sec-butyl--
10 p-phenylenediamine, 4-isopropylaminodiphenyl amine, phenyl-~-naphthyl amine, and
phenyl-~- naphthyl amine.

Corrosion inhibitors comprise another type of optional additive for use in this
invention. Thus use can be made of dimer and trimer acids, such as are produced
from tall oil fatty acids, oleic acid, or linoleic acid. Products of this type are currently
15 available from various commercial sources, such as, for example, the dimer and
trimer acids sold under the HYSTRENE trademark by the Hurnco Chemical Division
of Witco Chernical Corporation and under the EMPOL trademark by Emery Cherni-
cals. Another useful type of corrosion inhibitor for use in the practice of this inven-
tion are the alkenyl succinic acid and alkenyl succinic anhydride corrosion inhibitors
20 such as, for example, tetrapropenylsuccinic acid, tetrapropenylsuccinic anhydride,
tetradecenylsuccinic acid, tetradecenylsuccinic anhydride, hexadecenylsuccinic acid,
and hexadecenylsuccinic anhydride. Also useful are the half esters of alkenyl succirlic
acids having 8 to 24 carbon atoms in the alkenyl group with alcohols such as thepolyglycols. Other suitable corrosion inhibitors include ether amines; acid
~5 phosphates; amines; polyethoxylated compounds such as ethoxylated amines, ethoxy-
lated phenols, and ethoxylated alcohols; imidazolines; and aminosuccinic acids or
derivatives thereof. Materials of these types are well known to those skilled in the
art and a number of such materials are available as articles of commerce.




- . - . ~ . -
.
.
- : ..
.. . ... . . ..
, . :

- . . :. -

209 ~97'~

Foam inhibitors are likewise suitable for use as optional components in the
compositions of this invention. These include silicones, polyacrylates, and surfactants.
Various antifoam agents are described in Foam Control Agents by H. T. Kerner
(Noyes Data Corporation, 1976, pages 125-176). Mixtures of silicone-type antifoam
5 agents such as the liquid dialkyl silicone polymers with various other substances are
also effective. Typical of such mixtures are silicones mixed with an acrylate polymer,
silicones mixed with one or more amines, and silicones mixed with one or more
amine carboxylates.

Copper corrosion inhibitors constitute another class of additives suitable for
10 inclusion in the compositions of this invention. Such compounds include thiazoles,
triazoles and thiadiazoles. Examples of such compounds include benzotriazole, tolyl-
triazole, octyltriazole, decyltriazole, dodecyltriazole, 2-mercaptobenzothiazole,
2,5-dimercapto-1,3,4-thiadiazole, 2-mercapto-5-hydrocarbylthio- 1,3,4-thiadiazoles,
2-mercapto-5-hydrocarbyldithio- 1,3,4-thiadiazoles,
2,5-bis(hydrocarbylthio)-1,3,4-thiadiazoles,and2,5-(bis)hydrocarbyldithio)-1,3,4-thia-
diazoles. The preferred compounds are the 1,3,4-thiadiazoles, a number of which are
available as articles of commerce.

The compositions of this invention Inay also contain friction modifiers such as
aliphatic amines or ethoxylated aliphatic amines, aliphatic fatty acid amides, aliphatic
20 carboxylic acids, aliphatic carboxylic esters, aliphatic carboxylic esteramides, aliphatic
phosphonates, aliphatic phosphates, aliphatic thiophosphonates, and aliphatic
thiophosphates, wherein the aliphatic group usually contains above about eight
carbon atoms so as to render the compound suitably oil soluble. Also suitable are
aliphatic substituted succinimides formed by reacting one or more aliphatic succinic
25 acids or anhydrides with ammonia.

Still other components useful in the compositions of this invention are lubricity
agents such as sulfurized fats, sulfurized isobutylene, dialkyl polysulfides, and
sulfur-bridged phenols such as nonylphenol polysulfide. Air release agents, pour
41



,

209~j9'~ 2

point depressants~ demulsifiers, and dyes, can also be included in the compositions
of this invention.

In selecting any of the foregoing optional additives, it is of course important
to ensure that the selected component(s) are soluble in the oleaginous liquid, are
S compatible with the other components of the composition, and do not interfere
significantly with the low temperature viscosity properties desired in the overall fin-
ished oleaginous composition.

These additives can of course be blended into the compositions of this
invention individually or in various sub-combinations. However it is usually
10 preferable to introduce the additives into the composition in the form of an additive
package or concentrate (sometimes variously referred to as ad-packs, or DI packs),
as this minimizes blending errors, simpli~les blending procedures and takes advantage
of the compatibility and mutual solubility characteristics of the additive concentFate.

Typical additive concentrates which may be used in the compositions of this
tS invention are set forth in Examples A through K below. It will be understood and
appreciated that these additive concentrates are presented for purposes of illustration
only, and are not intended to constit-lte, and should not be construed as constituting,
limitations on the scope of this invention.

EXAMPLE A
~0 A concentrate ("DI-pack") is formed from the following components:
67.56% Phosphorus- and boron-containing ashless dispersant~;
2.69% Ethoxylated amines2;
0.72% Tolyltriæole (Cobratec l'r-100~;
1.06~o Silicone antifoam agent (4% solution in hydrocarbon);
4.66% Bis-(p-nonylphenyl)amine (Naugalube 438L);
0.90% Calcium phenate3;
0.90~o Octanoic acid;
42



. -
., '' ''' '' ', ' ~'"", ", :

' ,. . : - ~: ''' . . . - , . .
.

2~9^~9r~2
8.60~o Sulfurized fat4
12.91% Mineral oil diluent.

Prepared as in Example lA of U.S. 4,857,214, and this compo-
nent contains approximately 25% mineral oil diluent.
2 A combination of 2.24% Ethomeen T-12 (Alczo Chemical, Inc.)
and 0.45~o Tomah PA-14 (Exxon Chemical Company).
3 OLOA 216C (Chevron Chemical Company).
4 Sulperm 10S (Keil Products Division of Ferro Corporation).

EXAMPLE B
A concentrate is formed from the following components:
67.56% Phosphorus- and boron-containing ashless dispersant1;
2.95% Ethoxylated amine2;
0.72% 2-(dodecyldithio)-5-mercapto-1,3,4-thiadiazole;
15 1.06~o Silicone antifoam agent (4% solution in hydrocarbon~;
4.66% Bis-(p-nonylphenyl)amine (Naugalube 438L);
1.80% Surfactant3;
O.90~o Calcium phenate4;
O.90~o Octanoic acid;
20 19 45% Mineral oil diluent.

.....
Prepared as in Example lA of U.S. 4,857,214, and this compo-
nent contains approximately 25% mineral oil diluent.
2 Ethomeen T-12.
25 3 Pluronic L-81.
4 OLOA 225.


43

209 .~9'~ 2

EXAMPLE C
A concentrate is formed from the following components:
67.56% Phosphorus- and boron-containing ashless dispersantl;
2.69% Ethoxylated amine2;
5 0.72% Benzotriazole (Cobratec 99);
1.06% Silicone antifoam agent (4% solution in hydrocarbon);
4.66~o Bis-(p-nonylphenyl)amine (Naugalube 438L);
1.62% Surfactants3;
l.OS~o Octanoic acid;
10 4.45% Sulfurized fat4;
16.19% Mineral oil diluent.
.
Prepared as in Example lA of U.S. 4,857,214, and this compo-
nent contains approximately 25~o mineral oil diluent.
15 2 Tomah PA-14.
3 A combination of 1.14% PC 1244 and 0.48% Pluronic L-81.
4 Sulperm 10S.

EXAMPLE D
A concentrate is formed from the following components:
20 67.56% Phosphorus- and boron-containing ashless dispersant';
3.44% Ethoxylated amines2;
0.72~o 2,5-di-(methylthio)-1,3,4-thiadiazole;
1.06~o Silicone antifoam agent (4% solution in hydrocarbon);
4.66% Ethyl antioxidant 728 (Ethyl Corporation);
25 1.48% Surfactant3;
0.90% Calcium phenate4;
0.90% Octanoic acid;
2.75% Sulfurized isobutylene;
16.53% Mineral oil diluent.

44




,

- :
,

20~97~

Prepared as in Example lA of U.S. 4,857,214, and this compo-
nent contains approximately 25% mineral oil diluent.
2 A combination of 1.88% Ethomeen T-12 and 1.56~o Tomah PA-14.
5 3 Mazawet 77.
4 OLOA 218A.

EXAMPLE E
A concentrate is formed from the following components:
67.56% Phosphorus- and boron-containing ashless dispersantl;
10 2.69% Etho~ylated amines2;
0.72% 2-(dodecyldithio~-5-mercapto-1,3,4-thiadiazole;
1.06% Silicone antifoam agent (4% solution in hydrocarbon);
4.66% Bis-(p-nonylphenyl)amine (Naugalube 438L);
1.62% Surfactants3;
15 0.90% Calcium phenate4;
0.90% Octanoic acid;
8.60% Sulfurized fatS;
11.29% Mineral oil diluent.

1 Prepared as in Example lA of U.S. 4,857,214, and this compo-
nent contains approximately 25~o mineral oil diluent.
2 A combination of 1.79% Ethomeen T-12 and 0.90% Tomah PA-1.
3 A combination of 0.54% PC 1244, 0.90% Mazawet 77, and
0.18% Pluronic L-81.
4 OLOA 216C.
5 Sulperm 10S.

EXAMPLE F

209~972
A concentrate is formed from the following components:
67.56% Phosphorus- and boron-containing ashless dispersantl;
2.95% Ethoxylated amines2;
0.72~o 2-(dodecyldithio)-5-mercapto-1,3,4-thiadiazole;
5 1.06% Silicone antifoam agent (4~o solution in hydrocarbon);
4.66~o Bis-(p-nonylphenyl)arnine (Naugalube 438L);
1.85% Surfactant3;
0.90% Calcium phenate4;
0.90~o Octanoic acid;
10 7.42% Sulfurized fat5;
11.98~o Mineral oil diluent.

Prepared as in Example lA of U.S. 4,857,214, and this compo-
nent contains approximately 25% mineral oil diluent.
2 A combination of 1.79% Ethomeen T-12 and 0.90% Tomah PA-14.
3 PC 1244.
4 OI,OA 218~
5 Sulperm 60-93 (Keil Products Division of Ferro Corporation).

EXAMPLE G
20 A concentrate is formed from the following components:
67.56% Phosphorus- and boron-containing ashless dispersant';
2.35% Ethoxylated amines2;
0.70% Tolyltriazole;
1.06% Silicone antifoam agent (4% solution in hydrocarbon);
8.65% Ethyl antioxidant 728 OM50 (Ethyl Corporation);
1.58~o Surfactants3;
0.90% Calcium phenate4;
O.90~o Octanoic acid;

46



'
.
.
- , ' .',. ' ' . ., ~
.
- ~ ' ':. '

209`)97~
4.42~o Sulfurized fat5;
11.885~o Mineral oil diluent.

Prepared as in Example lA o~ U.S. 4,857,214, and this compo-
nent contains approximately 25~o mineral oil diluent.
2 A combination of 1.40% Ethomeen T-12 and 0.95~o Tomah PA-14.
3 A combination of 0.95~o PC 1244 and 0.63% Mazawet 77.
4 OLOA 216C.
S Sulperm 60-93.

EXAMPLE H
A concentrate is formed from the following components:
67.57~o Phosphorus- and boron-containing ashless dispersantl;
1.79% Ethoxylated amine2;
0.72% 2-(dodecyldithio)-5-mercapto-1,3,4-thiadiazole;
15 1.08% Silicone antifoam agent (4~o solution in hydrocarbon);
4.66% Bis-(p-nonylphenyl)amine (Naugalube 438L);
1.98% Surfactants3;
0.90% Calcium phenate4;
0.90,70 Octanoic acid;
0.54% M-544 (Monsanto Company);
8.60% Sulfurized fat5;
11.26Yo Mineral oil diluent t45N).


Prepared as in Example lA of U.S. 4,857,214, and this compo-
nent contains approximately 25% rnineral oil diluent.
2 Ethomeen T-12.
3 A combination of 0.90% Tomah PA-14, 0.90% Mazawet 77, and 0.18%
Pluronic L-81.

47




.

20'~5~7~
4 OLOA 216C.
5. Sulperm 10S

EXAMPLE I
A concentrate is formed from the components used in the production of Paranox 445
5 additive (E~on Chemical Company) except that all or substantially all polyrneric
viscosity index improver that is not an acrylic polymeric viscosity index improver, if
any, (and any diluent employed in conjunction with any such acrylic viscosity index
improver) employed in Paranox 445 additive is eliminated. By "substantially all" in
this and ensuing examples is meant that any amount of non-acrylic-type viscosity10 index improver, if any, that is present in the commercial additive concentrate does
not destroy the low temperature viscometrics afforded by this invention. More
specifically, the addition at a suitable treat level of an additive concentrate containing
a non-acrylic-type viscosity index improver to an oleaginous composition of thisinvention should not convert the oleaginous composition from one which has a
Brookfield viscosity of 20,000 cP or less at -400C when devoid of the concentrate to
an oleaginous composition that has a Brookfield viscosity above 20,000 cP at ~0 C
when the concentrate has been dissolved therein.

E~AMPLE J
A concentrate is formed from the components used in the production of Lubrizol~
20 LZ-6715D additive (The Lubrizol Corporation) except that all or substantially all
polymeric viscosity index improver that is not an acrylic-type viscosity index improver,
if any, (and any diluent employed in conjunction with such non-acrylic-type viscosity
index improver, if any) employed in Lubrizol~ LZ-6715D additive is eliminated.

EXAMPLE K
~5 Seven concentrates are ~ormed from the components used in the production of the
following seven commercial products of The Lubrizol Corporation: LubrizolX LZ-
6704 additive, Lubrizol~D LZ-7900 additive, Lubrizol~ LZ-7901 additive, Lubrizol~9
48



.. , . ~ , . . .. :..... . . .
: :.. ., ., . .. : . . . , . , ,: . , : .

: . . - - . . . . .
. - . : : ~ . .
.. . ~
~ .

~ ~ ~3 .~ .3 ~ ~
LZ-7907 additive, Lubrizol~ LZ-7925 additive, Lubrizol~ LZ-7993 additive, and
Lubrizol~ LZ-7993A additive. In each case all or substantially all of any polymeric
viscosity index improver that is not an acrylic-type viscosi~ index improver, if any,
(and any diluent employed in conjunction with such non-acrylic-type viscosity index
S improver, if any), employed in the particular comrnercial product of Lubrizol is
eliminated.

EXAMPLE L
Four concentrates are formed from the components used in the production of the
following four commercial products of E~on Chemical Company: Paramins ECA
9172 additive, Paramins ECA 11998 additive, Paranox 440 additive, and Paranox 442
additive. In each case all or substantially all of any polymeric viscosity index im-
prover that is not an acrylic-type viscosity index improver, if any, (and any diluent
employed in conjlmction with such non-acrylic-type viscosity index improver, if any)
employed in the particular commercial product of ED~on Chemical Company is eli-
15 minated.

Proportions of Additives
In general, the additive components used in the compositions of this
invention are employed in minor amounts sufficient to improve the performance
characteristics and properties of the base fluid. The amounts will thus vary in accor-
20 dance with such factors as the severity and ~pe of service for which the compositionis intended, the performance characteristics desired in the finished composition, the
makeup of the particular base oil cornposition, the identity of the additives being
used, and other similar considerations. However, generally speaking, the following
concentrations (weight percent) of the components (active ingredients) in the base
25 fluids are illustrative:
Typical
Preferred
Range Range
Dispersant 0-20 0.1-8

49



., . . , -
- . ~ . , , :
, '; ": ' ~ ` .

.
.

~Q~q~
Antiwear Agent 0-6 0.001-4
Detergents/Rust Inhibitor 0-20 0.1-S
Antioxidant 0-S 0.1-3
Corrosion inhibotor 0-5 0.005-3
S Seal performance improver ~30 1-20
Foam inhibitor 0-1 0.001-0.5
Copper corrosion inhibitor 0-S 0.01-2
Friction modifier 0-5 0.01-2
Pour Point Depressant 0-3 04-1
Dye 0-0.05 0-0.035
It is to be noted that some additives are multifunctional additives capable of
contributing more than a single property to the blend in which they are used. Thus
when employing a multifunctional additive component in the compositions of this
invention, the amount used should of course be sufflcient to achieve the function(s)
lS and result(s) desired the~efrom.

For some applications the finished oleaginous lubricant or functional fluid
compositions of this invention are provided in ashless or low-ash form, i.e., the
compositions in these cases either contain no added metal-containing additive (and
thus are "ashless") or they contain at most 100 ppm of metal in the form of metal-
20 containing additive(s). In this connection, boron, phosphorus and certain other non-
metallic elements may form ash-lilce residues on parts exposed to extremely hightemperatures or combustion processes. However such non-metallic additives are clas-
sified as "ashless" additives and thus can be present in any suitable amounts without
detracting from the ashless or low-ash characterization of the composition.

25 Performance




.
, .
... . ' :

.

2 0 ~ 7 ~
In order to illustrate the excellent performance achievable by the practice of
this invention, low temperature viscosity tests were camed out in which determinations
of Brookfield v~scosities at -400 C were made in accordance with ASTM test method D
2983. The compositions tested and the results in terms of Brookfield viscosities at -40 C
5 are summarized in the following tables. In each case the additive concentrate ("DI-
Pack"~ used was that of Example H, and the 400 Viscosity is the Brookfield viscosity as
measured after maintaining the compositions in the bath at -40 C for 16 hours.
Table I

COmPOnentS RUD 1; Amounts Run 2; Amounts Run 3; Amounts
Used, wt % Used, wt ~0 Used, wt
l _.
a) E~KOn 1365
100N Oil 89.90 79.90 84.40
b) ETHYLFLO
162 PAO NOne 1QOO 10.00
c) ACRYLOID
1263 VII 450 450 None
¦ d) DI-Pack 5 6~ ~60 5.60
40 Viscosity31,125 13,530 176,000
, _ _ _

It will be seen from Table I that Run 2, which used a preferred composition
of this invention, had a Brookfield viscosity at 400C below 20,000 cP whereas the
20 comparative compositions wherein the combination of components a), b) and c) was not
employed failed to reach this required low temperahlre viscosity~




. .
. ~
. . :

.'
-; ,, ~ ' '
,

20'~ J97 '~

Tablo 11

¦ Components Run 4; Amounts Run 5; Amounts Run 3; Amounts
Used, wt % Used, wt ~o Used, wt %
a) E~xon 1365 l
100N oil _ 89.90 79.90 84.40 I
S b) ETH~
162 PAO None lQ00 lQ00
c) Texaco TLA
¦ 5010 V~ 4~0 4.50 None__
¦ d) DI-Pack 5.60 5.60 5 60
-40 Viscosi~ 36,750 15,700 176,000
10 ~ ,. , ,- . .. - .

The data in Table II demonstrate that ~he composition of this invention (Run
S) wherein component c) was another preferred type of acrylic-type viscosi~cy index
improver e~ibited much better low temperature perforrnance than either of the com-
parative compositions. Moreover, neither comparative composition achieved a Brook-
15 field viscosity equal to or below the regn~red value of 2Q000 cP at ~0 C.


Table III

Cnmpnnen~s 10~- 1 Amo~l~ llu- 6 Am~-t- Run 7 Amwmts l
Used, wt % Used, wt %Used, wt % I
a) ED~on 1365 . . . - . _ I
lOON oil 89.90 69.90 _ 74.40 ¦
162 PAO None _20.00 20.00
c) ACRYLOID l
1263 VII 450 4.50 None I
d) DI-Pack 5.60 5.60 5.60
, . .,, __
-40 Vlscosi~ 31,125 _ ~,~0 20,425_

The data set forth in Table m further illustrate the synergistic results made
possible by the practice of this invention. Thus, a preferred composi~ion of the invention
(Run 6) had a Brookfield viscosity far below the required value of 20,000 cP at ~0 o C.
52




:


209 jgr~
In fact, the Brooffield viscosity of this composition at -40-C was also far below the
forthcoming DEXRON-III requirement of 15,000 cP or less at ~0~C. In contrast,
neither of the comparative compositions used in Runs 1 and 7 achieved a Brookfield
viscosity e~al to or below 20,000 cP at -40 C.

Table IV
~ _ . ,
¦ Components Run 8; Amou~ts Run 9; Amounts Run 7; Amounts
Used, wt % Used, wt ~o Used, wt ~O
. ~ " " .. ,. .
a) E~aon 1365
100N oil 93.40 83.40 74.40
b) ETHYLF~O
162 PAO None 10.00 20.00
c) ACRYLOID
lZ63 VII 1.00 _ 1.00 _ None
d) DI-Pack 5.60 5.60 5.60
_ , _
-40~ Viscosi~ 40,375 ~ 20,425

Table IV shows that the synergistic results achievable by the practice of ehis
invention were obtairled using as little as 1~o (appro~amately 0.4~o of active in~edient)
of the acrylic-type viscosity index improver.

Table V
ComponentsRun 10 Amounts Ib-~ 11 A~Run 7; Amoun~s
.. . Used, wt ~b_ L' ~ S Used, wt %
a) E~o~on 1365
100N oil 93.90 83.9074.40 l
b) ETHYLF~O I
162 PAO None 10.00 20.00
c) ACRYLOII)
2S1263 VII 050 0.50 None I
d) DI Pack 5.60 5.60 5.60 1
I . . ., , . _ . ...
-40- Viscosi~ 44,475 14,630 20,425
__ __ __

It will be seen from Table V that synergistic results were achieved with as




., . : . . .
- . ~, .. . . . . .
-. ; - ' - ' ': ''~ ., ,

2 ~ 9 7 ~
little as 0.5% (approx~mately 0.2,~o of active ingredient) o~ the acrylic-type viscosity index
improver.

Table VI
... . , . , . .
Components Run 12 Amounts Run 13 Amounts Run 7; Amounts
Used, wt ~o Used, wt ~o Used, wt ~o
, , . ,
a) E~aon 1365
100N oil 9430 8430 74.40
b) ET~IY~LO ~
162 PAO None 10.00 20.00
_
c) ACRYLOID
1263 VII 0.10 0.10 None
d) DI-Pack 5.60 5.60 5.60
~0- Viscosi~ 106,625 19,730 20,425
I , _

The data of Table VI show that even with as little as 0.1% (appro~mately
0.04% of active ingredient) of the acrylic-type viscosity index improver~ the synergistic
results made possible by the practice of this invention were achieved.

Similar synergistic results were obtained using 3% Acryloid 1263 VII and 5Iro
Acryloid 1263 VII with 10~o of ETHYLF~O 162 oligomer in the same base oil and with
the same DI-Pack as used in the foregoing tests. The Brookfield viscosities at ~O~C
were 13,625 and 13,900 cP, respectively.

Another composition of this invention was formed by blending together E~o~on
1365 100 Neutral oil (74.9%), ETHYLFLO 164 poly-~-oleiïn oligomer (15.0%),
ACRYLOID~ 1263 VI improver (4.5%), and the DI-Pack of Example H (5.6%~. The
resultant composition had a Brookfield viscosity at _40D C of 17,280 cP.




54


.

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Administrative Status

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Administrative Status

Title Date
Forecasted Issue Date Unavailable
(22) Filed 1993-05-11
(41) Open to Public Inspection 1993-11-23
Examination Requested 1998-09-29
Dead Application 2000-05-11

Abandonment History

Abandonment Date Reason Reinstatement Date
1999-05-11 FAILURE TO PAY APPLICATION MAINTENANCE FEE

Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Application Fee $0.00 1993-05-11
Registration of a document - section 124 $0.00 1993-10-26
Maintenance Fee - Application - New Act 2 1995-05-11 $100.00 1995-04-26
Maintenance Fee - Application - New Act 3 1996-05-13 $100.00 1996-04-30
Maintenance Fee - Application - New Act 4 1997-05-12 $100.00 1997-04-28
Maintenance Fee - Application - New Act 5 1998-05-11 $150.00 1998-04-24
Request for Examination $400.00 1998-09-29
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
ETHYL PETROLEUM ADDITIVES, INC.
Past Owners on Record
HARTLEY, ROLFE J.
SRINIVASAN, SANJAY
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Prosecution Correspondence 1998-12-15 12 483
Cover Page 1994-03-12 1 22
Abstract 1994-03-12 1 15
Claims 1994-03-12 4 172
Description 1998-12-15 54 2,597
Description 1994-03-12 54 2,598
Assignment 1993-05-11 6 212
Prosecution-Amendment 1998-09-29 1 33
Prosecution-Amendment 1999-06-14 118 5,816
Prosecution-Amendment 1998-12-15 27 1,099
Prosecution-Amendment 1999-06-30 2 3
Fees 1996-04-30 1 62
Fees 1997-04-28 1 70
Fees 1995-04-26 1 54