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Patent 2119927 Summary

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(12) Patent Application: (11) CA 2119927
(54) English Title: DUPLEX-FORMING POLYNUCLEOTIDE CONJUGATES
(54) French Title: CONJUGUES DE POLYNUCLEOTIDES FORMANT DUPLEX
Status: Dead
Bibliographic Data
(51) International Patent Classification (IPC):
  • C12P 19/34 (2006.01)
  • A61K 31/70 (2006.01)
  • A61K 48/00 (2006.01)
  • C07H 21/00 (2006.01)
  • C12N 15/11 (2006.01)
  • C12Q 1/68 (2006.01)
  • C12Q 1/70 (2006.01)
  • G01N 33/566 (2006.01)
  • G01N 33/569 (2006.01)
  • A61K 38/00 (2006.01)
(72) Inventors :
  • MA, MICHAEL Y.-X. (Canada)
  • REID, LORNE S. (Canada)
  • SUMNER-SMITH, MARTIN (Canada)
  • BARNETT, RICHARD W. (Canada)
(73) Owners :
  • ALLELIX BIOPHARMACEUTICALS INC. (Canada)
(71) Applicants :
  • ALLELIX BIOPHARMACEUTICALS INC. (Canada)
(74) Agent: SIM & MCBURNEY
(74) Associate agent:
(45) Issued:
(86) PCT Filing Date: 1992-09-25
(87) Open to Public Inspection: 1993-04-01
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/CA1992/000423
(87) International Publication Number: WO1993/006122
(85) National Entry: 1994-03-23

(30) Application Priority Data:
Application No. Country/Territory Date
766,550 United States of America 1991-09-27

Abstracts

English Abstract

2119927 9306122 PCTABS00021
The invention provides ligand-binding duplexed structures having
significantly enhanced stability under physiological conditions.
The structures are provided in the form of polynucleotide
conjugates capable of adopting a duplexed structure, in which annealable
polynucleotide strands are coupled covalently at one or both
ends through a chemical linker which establishes a stabilizing
bridge between strands. Various applications for the stabilized
duplexed structures are described, including therapeutic applications
for example in the treatment of AIDS.


Claims

Note: Claims are shown in the official language in which they were submitted.



-40-
WE CLAIM:

1. A duplex-forming, polynucleotide conjugate, comprising a first
polynucleotide strand having an end, a second polynucleotide strand which is
capable of annealing with the first polynucleotide strand and having an end, anda chemical linker which is coupled covalently between said ends to form a bridgepermitting the first and second polynucleotides to form a ligand binding, duplexed
structure.

2. A duplex-forming, polynucleotide conjugate according to claim 1, selected
from among the group consisting of:
(i) a linear polynucleotide conjugate of the formula;
X - L - Y (I)
wherein:
X is a polynucleotide having a 3'terminus;
Y is a polynucleotide capable of annealing with X, and having a
5'terminus; and
L is a chemical linker coupled covalently between the 3'terminus of X and
the 5'terminus of Y to form a bridge permitting X and Y to form a ligand-bindingduplexed structure;
(ii) a cyclic polynucleotide conjugate of the formula:
Image (IIb)
wherein:
X is a polynucleotide having a 5'terminus and a 3'terminus;
Y is a polynucleotide capable of annealing with X and having a 3'terminus
and a 5'terminus;


-41-
Z is a polynucleotide coupled covalently between the 5'terminus of X and
the 3'terminus of Y; and
L is a chemical linker coupled covalently between the 3'terminus of X and
the 5'terminus of Y, to form a bridge permitting X and Y to form a ligand-binding
duplexed structure; and
(iii) a cyclic polynucleotide conjugate c)f the formula:

Image (IIB)

wherein:
X and Y are as defined above, and
L1 and L2 are independently selected chemical linkers coupled,
respectively, between the 3'terminus of X and the 5'terminus of Y and the
5'terminus of X and the 3'terminus of Y, to form chemical bridges permitting X
and Y to form a ligand-binding duplexed structure.

3. A polynucleotide conjugate according to claim 2, which in duplexed form
binds a protein ligand.

4. A duplex-forming polynucleotide conjugate according to claim 3, which
in duplexed form binds a protein that regulates gene expression.

5. A duplex-forming polynucleotide conjugate according to claim 4, which
in duplexed form binds a protein that regulates viral gene expression.

6. A duplex-forming polynucleotide conjugate according to claim 5, which
in duplexed form binds to the HIV tat protein.

7. A duplex-forming polynucleotide conjugate according to claim 3, which
in duplexed form presents an immunogenic epitope.


-42-
8. A duplex-forming polynucleotide conjugate according to any one of claims
3 to 7, wherein said conjugate is a linear polynucleotide conjugate of formula (I).

9. A duplex-forming polynucleotide conjugate according to any one of claims
3 to 7, wherein said conjugate is a cyclic polynucleotide conjugate of formula
(IIa).

10. A duplex-forming polynucleotide conjugate according to any one of claims
3 to 7, wherein said conjugate is a cyclic polynucleotide conjugate of formula
(IIb).

11. A duplex-forming polynucleotide conjugate according to claim 8, wherein
said chemical linker is equivalent in length to an alkane having from 7 to 20
carbon atoms.

12. A duplex-forming polynucleotide conjugate according to claim 11, wherein
X and Y comprise a region of mismatched nucleotide sequence forming a bulge
structure when in duplexed form.

13. A duplex-forming polynucleotide conjugate according to claim 12, which
binds with the HIV tat protein.

14. A duplex-forming polynucleotide conjugate according to claim 13, wherein
X and Y are polynucleotides having a precisely complementary nucleic acid
sequence.

15. A duplex-forming polynucleotide conjugate according to claim 14, wherein
said chemical linker is equivalent in length to an alkane having from 7 to 20
carbon atoms.


-43-
1 6. A duplex-forming polynucleotide conjugate according to claim 15, wherein
X and Y comprise a region of mismatched nucleotide sequence forming a bulge
structure when in duplexed form.

17. A duplex-forming polynucleotide conjugate according to claim 16, which
binds to the HIV tat protein.

18. A duplex-forming polynucleotide conjugate according to claim 9, which
binds the HIV tat protein.

19. A duplex-forming polynucleotide conjugate according to any preceding
claim, wherein X and Y are polynucleotide monophosphates.

20. A duplex-forming polynucleotide conjugate according to claim 19, wherein
X and Y are both polydeoxyribonucleotides.
21. A duplex-forming polynucleotide conjugate according to claim 19, wherein
X and Y are both polyribonucleotides .
22. A process for preparing a cyclic, duplex-forming, polynucleotide conjugate
as defined in claim 17, which comprises the steps of synthesizing a linear
analogue thereof in which two chemical linkers permitting the conjugate to form
a duplexed, ligand-binding structure are incorporated between polynucleotides
X and Y, and then cyclizing the resulting linear polynucleotide conjugate by
chemical or enzymatic means.

23. A pharmaceutical composition comprising a duplex-forming,
polynucleotide conjugate according to any one of claims 3 to 21, and a
pharmaceutically acceptable carrier.

Description

Note: Descriptions are shown in the official language in which they were submitted.


211~927
WO 931W~22 PCI`/CA92/00423
'' 1
DUPL~X-FORMING, POLYNUCLEOTIDE CONJI.JGATES

This invention is in the field of nucleic acid chemistry. Mor~
par~icularly, the invention relates to polynucleotide conjugates that adopt
5 a li~and binding duplexed structure, ~o the produ~tion of such conjugates
particularly via automated synthesis techniques, and to their use in
therapeutic, di~gnostic and o~her applications.

Backc~ound to the Invent!on ~ :
The ability to regulate cellular processes 2t ~he gene~ic lev~l in a
highly selective and therapeutic manner is now offered by various forms
o~oligonucleotide-based pharmaceuticals. These Qligonucl~otides are ;~ dssigned according to their nucleic acid sequence to arrest geneticprocesses by binding disruptively to a selected genetic target, usuall~/ a ~ ` -
viral gene or a human gene that is associated with a partioulaF disease
sta~e such as cancer or a condition such as inflammation. Transcription
of an undesired gene can, for example, be arrested by a synthetic
oligonucleotide that hybridizes selectively to a control region or coding
region of ~hat gene; similarly, translation of an undssired protein can be
arrested using an oligonucleotide that hybridizes with a control re~ion or ~ ~:
coding region of the messen~er RNA encoding that protein. Many of the
problems associat~d with the practical use of such oligonucleotide-based
therapeutics, such as cell uptake, stability, and cos~ of production, have
been resolvsd by recent advances in nucleic acid chemistry.
These current strategies contemplate principally ~he use of
uligonucleotides which, in order to hybridize to thsir intended nucleic acid -
target, are necessarily single-stranded complements of that t3rget. That
is, oligonucleotides intended for use as pharm3ceuticals are designed
currently to bind as single^stranded entities to other ~ucleic acid ~arg~ts, : `
whether single-stranded messenger RNA or single str~nded DNA tthe so-
called "sense" and "anti-sense" approaches, revi~wed for example by



SU~Ji~UTE SHEET ~:~

2119927 : ~
-2- ;
example by Uhlmann et al, 1990, Chemical Rev., 90:543) or, as has more ~-
recently been proposed, to double stranded DNA (the "tr;plex" approach). These
approaches neglect other cellular tarOets that are at ieast equally attractive in the
overall development of gene regulating therapeutics. More particularly, it would ~~`
3 be desirable to provide oligonucleotide agents capable of interfering with
interactions specifically between nucleic acids and their ligands, particularly their
protein ligands, having a role in infectious and other disease states.
. ~.
The feasibility of designing oligonucleotides that interfere with a -
10 protein/nucleic acid interaction of therapeutic interest is complicated in tha~, in
the rnajority of instances, the protein recogni7es a nucleic acid that is doublestranded in structure; and further in that double stranded oligonucleotides of the
small size necessary for pharmaceutical applications, for uptake by the cell, and
. .. ..
for stability, are highly unstable and must typicaliy be incubated under,
15 temperatures so cold and/or salt concentr~tions so high as to make subsequent study and use of the duplexed structures impractical.
: ' ''
~ It is a principle object of the preser,t invention to provide polynucleotide
conjugates that are capable of adopting a ligand-binding duplexed structure.
It is a further object of the present invention to provide ligand-bind;ng
polynucleotide conjugates of enhanced stability, i.e. of enhanced physical or -~
chemical stability. ~ -

ît is another object of the present invention to provide a process for
preparing such duplexed structures of enhanced stability.

It is another object of the present invention to provide compositions for
therapeutic use that incorporates, as an active ingredient, a polynucleotide
conju~ate that is capable of adopting a stability~nhanced duplexed structure that
binds with


SIJBSTITUTF ~HEET

WO 93/116122 2 1 1 9 9 2 7 P~/CA92/00423
~ .
polynucleotide conjugate that is eapable of adopting a stability-enhanced
duplexed structure that binds with a target ligand of therapeutic in~erest.
:: .-
Summary of ~he Inventipn
There is provided by the present invention a family of duplex- :
forming compounds, herein referred to as polynucleotide conjugates,
which comprise a first polynucleotide strand having an end, a second
polynucleotids s~rand having an end and which is capable of annealing ~:
with the first polynucleo~ide strand to form a ligand bindin~ structure, and ~: -
a chemical linker which is coupled between ends of the strands to form a
bridge permi~ting the conjugate to form a ligand^binding duplexed
structure.

According to one aspect of the present invention, the stability~
enhanced duplexed structures o~ ~he invention are prs)vided in the form of
linear pvlynucleotide conjugates, conforrning to ths general formuia:

:.. . :~
X - L - Y tl)

20 wherein:
X is a polynuoleotide havin~ a 3'terminus;
Y is a polynuoleotide capable o~ annealing with )(, and having a
5'terminus; and L is a chemical linker coupled be~wesn the 3'terminus
of X and the 5~terminus of Y to form a bridge permit~ing the conjugate to
25 form a ligand-binding duplexed strue~ure.

C:ompounds conformin~ to the general formula (i) are linear
polynucleotide conjugates and are most conveniently produced using
automated polynucleotide syn~hesis techniques. Forthis purpose, the
30 present invention further provides analo~ues of the chemical linkers in
bifunctional form for incorporation between nucleotide strands using
established nucleotide coupling protocols.



SUB~tTUTE SI~EEl~

WO 93/0612 pcr/cA92/oo423
2119~27 4
The stability-enhanced duplexed structures may also be in the form - -
of cyclic polynucleotide conjugates, which ccnform either to the general
formula: :

~\ ';-''.. '~''
X Y Illa~

L : ~
1 0 "' '' ` '~'''
wherein~
X is a polynucleotide having a 5'terminus and 3 3'terminus;
Y is a polynucleotide capabie of annealing with X and having a
3'terminus and a 5'terrninus; H H ~-
Z is a polynucleotide coupled covalently be~ween the
5'terrninus of X and the 3'terminus of Y; and
L is a chen ical linker cvupled between the 3'terminus of X and the
5'~erminus of Y, to form a bridge permitting the conjugate to form a -;
ligand-bindingduplexed structure;
~0 ' :
or to the general formula:
~ '
L1

X Y Illb)
12




wherein~
3C) X and Y are as defined above; and
L1 and L2 are independently selected chemical linkers coupled, ~ :
respectively, bstween ~h~ 3'terminus of X and the 5'terminus of Y and ~ `



SUB~UTE SHEET `~

WO 93/061 22 2 119 9 2 7 pcrlcA92/oo423

the 5'terminus of )C and the 3'terminus of Y, to form chemical bridges
permitting the conjugate to form a ligand-binding duplexed structwe.
- ~,
The cyclic polyrluoleotide conjugates of the invention, as
represented by formulae lla and llb are suitably prepared by synthesizing : -
the linear analogue thereof using the automated nucleotid~ coupling ~ -
techniques appropriate for linear conjugates of formula (I) and then
clssin~ the linear conjugate typically using either chemioal ur enzymatie ~ -
means, to form the cyclic polynucleotide conjugate. ~ -
In accordance with another aspect of the present invention, there - ~-
is provided a pharmaceutical composition which oomprises a li~and-
binding polynucleotide conjuga~e of the present invention and a
pharmaceutically acceptable carrier. In valuable embodiments of the
invention, the poiynucleotide conjuga~e is one capable of adopting a
duplexed structlJre that is reco0nized by i.e. binds with, a target ligand
that is a protein, for example a protein capable of regulatin~ gene
~xpression. !n a specific embodiment of thc pres~nt inven~ion, the - :
polynucleotide conju~ate is charact~rized by an affinity for binding with
protein which regulates viral gene expression e.g. ~he HIV tat protein.
Alternatively, the polynuGleotid~ conjugat~ can be designed by
appropriats s~lection of its componen~ polynucleo~ide strands and
linker(s) to bind with proteins that regulate oncogene expression, or
expression of gen~s implicated in other diseass states or medioal
2S conditions.

According ~o another aspect of the present invention, the chemioal
linker component of the polynucleotide conjugate incorporates a ::
functional group which serves as a sit~ of attachment for a reporter
molecule, such as a radiolabe! or other diagnostically useful label.
Accordingly, the invention further provides d~tectably labelled analo~ues
of the poiynucleotide conjuga~es, for diagnostic use or for use in assays



SUB~lTU~E SHEET
~

WO 93~06122 PCr/CA92/0042311g927 6
designed to measure binding between the duplexed form of the conjugate
and a ligand, such as a DNA- or RNA-binding protein. Further, the
attachment site within the chemical linker may be exploited to couple the
polynucleotide conjugate ~o an affinity column matrix, for use in :
5 extracting ligands from biological sources.

These and other aspects of the present invention are now . ~:
described in greater detail with reference to the accompanying drawings, ~ -
in which~
1 0
Brief RQferenc~ to the Drawin~
- -

Figures 1 and 2 illustra~e duplexed structures of various
confsrmations and configurations that can be stabilized in acsordance
with the present invention. Solid lines illustrate polynucleotide structure - ` :
and.hatchin~ identifies th~ nucleotide components. The symbol "." is ~ -
used to indicate hydrogen-bonded base-pairing within anr)ealed regions of
th~ polynucleotide strands, and the symbol L is used ~o indicate loca~ion ~ -
of ths chemical linker;
Figure 3 shows incorporation of a specific linker of ~he present-~ -
invention between polynucleotide strands;

Figures ~7 illustrate the structure of specific polynueleotide
25 conju~ates of the present invention; and

Figures 8 and 9 illus~rate graphically the cellular up~ake of specific
polynucleotid~ conjugates of the invention.

30 Detailed DescriD~i~n Qf the InventiQn
The presen~ invention provides- polynucleo~ide conjugates
characterized by the prsperties of ligand bindin0 and enhanced stability.
~. ~


SUBSIIIUTE SHEET ` ~
: -; .

WO 93/061 22 2119 9 2 7 PCI /CA92/00423
. ` 7
In the present specification, the term "enhanced stability" refers unless
otherwise stated to the superior thermal stability o~ a polynucleotide
conjugate relative to its unlinked counterpart, as measured using melting ~ ~ -
temperature lTm) assays established in the art. The term "ligandnis used
5 herein with reference to 2gents that bind measurably, in the cont~x~ of an
assa~/ appropriate for that measurment, to nucleic scid structures,
principally double stranded struc~ures but aiso single stranded struc~ures.
The term ligand is thus intended to embraee such agents as proteins.
including proteins that regulate genetic processes such as transcription
10 and translati~n, as well as non-protein en~ities ineluding but not limited tointercalating agents and nucleic acid binding antibiotios as well as other
nucleic acids. The term "ligand-bindin~" is thus used with reference ts ~ -
polyhucl~otide eonjugates that adopt a structure that is bound
measurably by a ligand to which ~he conjugate is targetted.
16
In providing duplexed structures of enhanced ~tability, the pre~ent
invention permits the use of dou~le stranded polynucleotide structures in
a wide variety of applications no~ previously possible, because of prior
stability problems. B~cause the chemically link~d duptexed structures of
20 ~he pfssent invention are substantially more stable than their unlinked
counterpafts under physiological conditions, for example, therapeu~ic
applications ~or duplexed structures ars now fea~ible. In addition, it will ~ -
~e appreciated that the stability-enhancing effect of ~he chemical linker
can be exploited to eliminate polynucleotide regions that are otherwise
25 requir~d to p~rmit formation and maintenance of the desired duplexed
structure in vitro and in vivo. Thus, duplexed structures $hat are much ~ -smallQr in molecular weight and accordingly more acceptable for
therapeutic use, can be produced. Furthermore, ~he chemical linkers
exploited in the present invention are substarltially resistant ~o nuclease
30 di~es~ion, and thus further contribute to duplex stability.


.. . .


SUBSTITUTE SHEET
~ ; ~,,

WO 93/06122 P~/CA92~00423
2119927 8
To stabilize polynucleotides, the present invention applies the
strategy of incorporating a chemical linker b~ween one or both ends of
polynucleotide strands capabi~ of forming a dupl~xed structure. It will be
understood that in order to form a duplexed structure, such strands will
5 share at least a re~ion of sequence complementary sufficient to permit
annealing of the strands. The individual polynucleotide strands forming
the duplex may consist of RNA or DNA monophospha~s or synth~tic -~ :~
analogues thereof, or mixtur~s thereof. Synthetic analogues include for
example those incorporating variations in the base cQnstituent, such as
thio- and aza-substituted bases; in the sugar consitituent such as alkyl-
and halo-substitu~ed riboses and arabinose equivalents; and analogues
incorporatin~ variation in the monophosphate group, such as
phosphorothioates and dithioates, methyl phosphate and methyi
phosphonates, phosphoramidates and phosphorarnidites and the like. As
is h~rein described, a polynucleotide strand may also incorporat~ a non~
nucleic acid component, to the extent that duplex formation and ligand
- binding ar~ not substan~i311y impaired.
- ~:
The polynucleotid2 strands forming the duplex may be of ~he same
or different lengths, and each may incorpora~e any number of nucleotides
in the range from 2 ~o a maximum tha~ is dictate~ largely by the limits of
automated gene synthesls techniques. Strands consistin~ of not more
than ~bout 200 nucleotides, for example not more tt an abou~ 100
nucleotides, will derive the most benefit from th~ stabilking effect of ~he
chemical bridge, however. Preferably each of the polynucleotid0 strands : ~ -
consists of from 3 to 100 nucl~otides, and more pr~ferably, from about 4
~o 50 nucleotides. Polynucleotide strands that are capable o~ annealin~
and which can ~hus benefit from ~he linker strategy herein described,
include those strands that anneal in their anti-parallel orientation i.e.
consist of beta nucleotides, and strands that consist of alpha nucleotides
in one s~rand and beta nucleotides in the other strand, and thus can
anneal in the parallel orientation. In the simples~ case, ~he polynucleotide



SUB~TITUTE SHEET

WO 93~06122 2 1~9 9 2 7 P(~/CA92/00423

strands will be precisely complementary and equivalent in length, and will
anneal along their entire length, to form a completely double stranded
duplexed structure. It will be appreciat~d however, that with the aid of a
chemical linker, duplexed structures having a variety of conformations
5 and conffglJrations oan be stabilized, in accordance with ~he present
in~ention. Some of the dupl~xed structures currently cDntempla~ed are
illustrated schematically in Figures 1 and 2, to which referen~ is now ~ -
made. Other structur~s or combinations may also b~ stabilked in
accordance with th~ pr~s~nt invention, of course.
As shown schematically in Figure 1, duplexed structures that can
be gen~rated as linear polynucleotide conjugates of ~he g~neral formula (l~
comprise a single chemical linker incorporated at one end of the duplex
struc~ure. Figure 1 (a) illustrates the simplest cas~ which, as described
15 above, incorporates a linker at one end of precisely complementary
polynucleotide strands, which anneal along their entire len~th to form a
fully double stranded duplex structure. FiQur~ 1 ~b) illustra~e~ the case in -
which the annealable strands incorpofate a termina~ mismatch, which ~ -
results in a non-annealing "fork" structure at one end of ~he duplex.
20 Figure 1 (c) illustrates the situation in whieh one polynucleotide strand
ineorporates an internal, mismatched re~ion resu!ting in a non-anneaied
bulge. Figure 1~c~ further illustrates that polynucleotide s~rands of
diff~rent len~h can also be linked, according to ~he present inv~ntion, as
is furth~r shown by the struc~urs of Fi~ure 1 Id~
2~
Similarly, dupi~xed structures that can be yenerated as cyclic
polynucleotide conju~ates of the formula (lla) and (llbi may also adopt
various conformations and configurations. As shown in Figure 2(a), the
simplest case is again the situation where precisely complemen~ary
30 strands are coupled using chemical linkers at both ends. Similarly, th2
forked structure shswn in Figure 2(b) can also b~ linked at both ends, as
may the bul~ed structure shown in Figur~ 2(c~. The forked structur~ of



~UBST~TUTE SHEET ~

WO 93/06122 PCI`/CA92/00423
21199~7 tO
Figure 2(b~ also illustrates that chemical linkers of different length may be
used to bridge polynucleotide strands in the annealing relationship desir~d
for duplex formation. Duplexes that are more elaborate in structure can
also be stabilized if desired, as shown for example in Figures 2(d~ and
2(e). The duplexed structures appearing in Figures 2(a) - (e~ are intended
to be embraced by the general formula Illb) recited hereinaboYe.
.
The duplexed structure illus~rated in Figure 2(f) represents a special
but important case, in which a cyGlic duplexed struc~ure is created by
11) incorporation of a single chemical linker, as embraced generally by the
formula Illa) recited hereinaboYe. In this case, Z is r~presented by the
polynucleotide 'loop' brid~ing the annealed polynucleotide strands. As
will be described herein, such structures exist naturaily in the unlinked
fs~rm, occurring predominantly in the form of RNA nhairpins" that re~ulate
the expression of certain viral and other genes through a protein-bindir~g
interaotion. Such duplexed structures are accordingly ideal as tar~ets for
therapeutic ~pplication, when in their chemically linked form.

As noted ~bove, the linking of duplex-~rming polynucleo~id2
strands is achieved by covalently coupling the chemical linker between
neighbouring termini of the polynucleotide strands, either b~tween the
5't~rrninus of one strand and the 3'terminus of the other, or vice ~ersa.
As is shown in Fi~ure 3, linkers are msst suitably incorporated by
coupling between the rnonophosphate or analogous groups borne at the
termini. It is to be understood that the chemical linkers used in ~he
pre~ent inventisn are synthetic chemical linkers as opposed ~o
pslynucleotide-based linkers of the type represented b~/ substituent ;Z in ~ -
Formula (lla). ~ ~ ~
'`:~ '."
The chemical linker has a length selected ideally ~o preserve the
desired annealing r~lationship between strands at the l~cation of the
linker. Since numerous duplex conformations oan be stabili~ed using the



SUBS~JTE SHEET

WO 93~06122 ` 211 9 9 2 7 PC~/CA~2/00423
1 '1
linker, linkers of similarly various lengths can be incorporated for ~his
purpose. (ienerally, the length of the linker will correspond to the length
of a linear chain alkane Gomprising from about three carbon atoms ~C3) to
about 30 carbon atoms (C30). It has b~en found in particular that a
chemical linker havin~ a length equivalent to a linear chain alkane
consisting of from 7 to 20 carbon atoms, suitably 8 to 15 carbon atoms
and desirably 9-12 carbon atoms, is appropriate to link polynucleotide
strands at an annealed location. For coupling of strands at a
mismatched, non-annealed location, a chemical linker having a len~th
equivalent to greater than about 10 carbon atoms, for example having a
length in the range from about 10 car~on atoms ~o ~bout 20 carbon
atoms, is suitabl~ for incor,~oration. Since functional groups are al~o
- incorporated at the ends of the linker ts:~ permit coupling with nucleotides,
~~ as described below, determination of desired linker length should be made
with this in mind. ::

The chemical composition of the linker can vary widely, provided
that consideration is given to the nsed for stability under physiolo~ical :~:
conditions and under the conditions encountered durin~ nucleotide
couplin0 protocols. The linker may con~ain functional yroups, for
example to s~rve as a~achment sites for other molecular entities,
providsd that suitable protecting groups are employed durin~ synthesis of -
the polynucleotide conju~ate. A key requiremen~ in choosin~ a linker
composi~ion is to rc~ain the length appropria~e for duplex formation. in
this connsction, it will be appreciated that sid~ chains are acceptable, .par~icularly in the c~ntral region of the linker. Moreover, the desir~d
len~th of the linker can be achieved using carbon atoms or carbon atoms
in combination with heteroa~oms, including oxygen, sulfur, phosphorus,
nitro~en, etc. Also, cyclic structures ean be incsrpe~ra~ed, including
benzene and heterocycles such as piperidine, piperazine or pyridine
coupled within the linker chain either through a carbon center or a
heteroatom. It will also be apprsciated that tlle chemical compositiorl of :


SVB~ T~ SI~ET

WO 93/0Sl22 PCr/CA9VU0423
2119927 12
the linker can be manipulated through component selection to alter
hydrophobicity or hydrophilicity, if desired, particularly for the purpose of
altering solubility, cellular uptake, and to facilitate dosage Formulation
where therapeutic applications are being considered.




For incorpora~ion between nucleo~ides, the chsmical linkers ar~
- provided in th~ form of bifunctional analogues, bearing terminal functional
~roups that, desirably, are amenable to protection and derivatization that
adapts them for coupling using the same protocols applied conventionally - ~
~or automated nucleotide coupling. Such bifunctional linker analogues ~ -
conformto ~he general formula,

- R - linker- R'
,
15 wherein, most suitably, R and R' are independen~ly s~lected from among
the group consis2ing of -OH, -SH, -N~l and functional ~quivalents of th~se
groups. So that the linkers can be incorporated, and ths polynucl~otide
conju~ates synthesiz~d, using the currently most practical
phosphorarnidite approach, the linker is preferably on~ in which at least
20 one of R and R' is OH. Most preferably, both R and R' are OH.
,` '~' ''~
Bifunctional linkers suitable for use in coupling polynwl~otide
strands ~t an annealed location are exemplified by, and include~


HO-(CH2)n-OH, n= 6-18
HO-(Ctl2CH2-O)n-(CH2)2-OH, n = 2-10
HO-lCH2)mCH=CH-lCH2)n-OH, m,n= 2-îO
HO-(CH2)m-Ph~nyl-(CH2)n-OH, m,n= 2-10
HO-lCH2)m-Phenyl-Phenyl-lCH2)m-OH, m,n-2-10
5 lO-lCH2)m-C_C-l ::H2)n-OH, m,n = ~-10
HO-lCH2)m-piperazinyl-lCH2)n-OH, m,n = 2-10 --



SUBS,;U~UTE SHEET

wo 93,0~l2? 2 1 1 9 9 2 7 P~r/CA~2100423
13
HO~((~W2)m~0~P~~0)2~~CH2)n~0H~ m,n = 2-10

It should be appreciated that linkers of appropriate len~th may also
be formed in situ i.e. during conjugate synthe~is, by couplin~ sslected
linkers sequentially to extend link~r length as desirsd.

The polynucleotide conjugates of general forrnula ~1), which are
linear molecules capable of forming duplexed structures can be
~-~
synthesized by applying now conven~ional techniques of polynuoleotide
10 synth~sis, particularly in csmbination with the commercially available
polynucleotide synthesizing devices, or "gsne machinesn. Various ~ `~
strategies of solution and solid phase synthesis can be used, of course,
including the phosphotries~er method, the solid phas~ H-phosphonate E
method or the solid phase phosphoramidite method. The latter is ~ ~ -
15 curr~ntly th~ method of choice, for synthesls of polynucleotide-based
compounds of the invention. In th~ phosphoramidite approach,
nucleotides that are fully pro~ected ~re coupl~d sequerltially, in th~ 3' -->
5' direction, to a first nucleotide that is coupled relea~ably to a solid
supp~r~, such as aminopropyl controlled pore ~lass or polystyrene re~in.
20 Nucleotid~ protec~ing groups include, for nucleophilic amino functions on
the bases, either isobutyryi (N-2 of guanine) or ben~oy1 ~N-6 of adenine
snd N-4 of cytidine) tha~ are r~movable upon completion of synth~sis by ` :~
ammoniolysis. In the case of deoxyribonucleotides, the 5' prim~ry
hydroxyl of the deoxyribose su~ar is proteoted with an ether moiety,
25 either dimethoxytrityl fDMT) or monomethoxytri~yl (MMT~, which is
removed by mild protic acids a~ the beginning of each coupling cycls.
The 3' secondary hydroxyl functisn of the deoxyribose su~ar is
derivatized with the highly reactive phosphoramidite ~roup, either methyl ;
phosphorarnidite or ~cyanoethyl phosphoramidits, which is activated for
30 coupling by a weak acid.




SUBSl;JIL)TE SI~ET

WO 93/06122 pcr/cA92/oo423
2119927 14
For incorporation into such an automated synthesis procedure, the
bifunctional linker analogues of the present invention can be similarly
protected and deprotected for coupling. Thus, in the case where the
linker analogue bears terminal hydroxyl groups, these may be protected in
the same manner as the 5' and 3' hydroxyls of the nucleotides selscted
for coupling. In other words, one hydroxyl is protected with the ether
moiety, such as DMT, and the other is derivatized to provide the
phosphoramidite group, ~o yield a compound of the general s~ructure,
I~MT-0-linker-0-phosphoramidite. This permits unidirectional
incorporation of the linker into the linear polynucleotide, at a desired -`-
position alon~ its length.

.
Techniques for obtaining linkers sui~ably adap~ed for nucleDti~e
coupling reac~ion are provided in Example 1 herein. Briefly, for dimethoxy
or monomethoxy trityla2ion, the trityl halide and a slight molar Bxcess of
th~ diol are reacted in pyridine at room temperature, and the product is
recovered after mixing with methanol, rssuspension in chloroform and - -
th~n washing and drying, with solvent removal. The tritylated produot
can then be phosphitylated, to protect the remaining hydroxyl group, by
reac~ion with 2-cyanoethyl-N,N-diisopropylchorophosphoramiditcin the ;~
conventional manner. The so-protected diol linker can then be
incorporated into an automated nucleotide synthesis protocol in the same
rnann~r as would any protected nucleotide.

Thus, to produce a linear polynucleotide conjug~te, the resin-bound
firs~ nucleotide is treated with prstic acid to remove the trityl pro~eçting
group at the 5'hydroxyl, the 3'hydroxyi phosphoramidite ~roup of the
next nucleotide is activated to allow 3' to 5' couplin~, and then oxidized ~ -
to complete coupling. At the desirsd poin~ in the sequence, the protected
linker is incorporated using the same deprotec~ion/astivation strate~y and ~ ~ -
the couplin~ continues until the linear form of ~he d~ubls s~randed
oligonucleotide is produced. This is then released from the solid support



SUBS;I;LTUT~ SllEET

~YO 93/0612? 2 1 19 9 2 7 pcr/cA92~oo423
and treated tO deprotect bases, isolated and then purified usin~ well
established protocols.

Figure 3 provides the chemical structure resulting from the covalent
5 coupling of a speci~ic triethylene glycol-derived linker, between
polynuclsotides. It will be noted that the linker is coupled to the termini
of the nucleotides through ~he monophosphates borne on the respective
~' and 3' hydroxyl groups. ;

Substantially the same synthesis protocol can b~ employed for
synthesis of RNA-based, linear polynucleotide conju3at~s, but with use of - -
a b!ockin~ sroup for the 2'hydroxyl, such as the tert-butyldimethylsilyl :- group (TE~OMS) or ~he triisopropylsilyl group (TiPS), and op~ionally with - ~
.. ~
use of the MMT or DMT e~hers for 5'hydroxyl protsc~ion.
1 5
For the production of cyclic polynuclsotide conju~ates of the - :-present invention i.e. those of ~ormulae (llal and (llb), a lin~ar analogue of
the cy~lic mole~ule is first produced using the procedure described above
for linear polynucleotide conjugats production. The lin~ar analogue is
produced such that the ends of the resulting finear conjuga~e can be
closed either by chemical reaction or by enzymatic ligation. C:hemical ~-
closure can be achieved using various available t~chniques. On~
convenient approach requires fully-deprotected linear precursor s~quen~es
and use of chemical condensation reagents, such as cyano~en bromide as
described by Prakash, G. et al ~1992) J. Am. Chzm. Soc., 114, 3523-
35Z7, water-scluble sarbodiimide as described by A~hiey, G.W. et al,
~ î 991 ) Bioch2mistry, 30, 2927-2933, and N-cyanoimidazole as described
by Luebke, K.J. et al, ~1992) Nucleic Acids Res., 2:)i 3005-30Q9. An -alternative approach requires a fuliy-protsct~d linear pl!~curssr with only a ~:
free 5'-OH and a 3'-phosphate selectively deprotected for cycli2ation (see
Rao, M.V. et al, (1989) Nucleic Acids Res., 17, 8221-8239. These lin~ar
precursors can be prepared in solution Yia the phosphotriester approach. :



SUB~ UT~ S~EET

W O 93/06122 - P(~r/CA92/00423
2119927 16
The typical condensation reagent in this case is t-~2-Mesitylenesulfonyl)-
3-Nitro-1,2,4-Triazole ~MSNT). After the post-synthesis coupling, the
cyclic oligonusleotides are trèated according ~o standard procedures of
deprotection and purification. Another alterna~ive approach generates a
5 fully-protected cyclic oli~onucleotide directly on the polymer-support (see
Barbato, S. et al., ~1989) Tetrahedron, 45:4523; and Capobianco, M.L.
etal., 11990) Nucleic Acids Res.,18:2661~. This phosphotriester
approach does not require a post-synthesis cyclization, and r~sults cyclic ~`
molecules with hi~h e~ficiency.

Cyclization of the polynuGleotide conjugate can also be achieved by
enzymatic ligation of the free ends of a linear conjugate. The ends to be
ligated correspond preferably to an annealing si~e in the duple)ted -
structure, to f~cilitate action of the enzyme, preferably an RNA or DNA
15 ligase, as appropriate. To anneal DNA ends, the linear conju~ate is
preferably incubated first under annealing conditions and then treated
with either RNA or DNA ligase. RNA ends can be annealed in similar ~ -
fashion, by treatment with RNA ligase in particular. The cyclic
polynucleotide conjugates resulting from the reaction can be recovered
20 and purified using techniques established generally for polynucleotides,
and as described in the examples herein.

To provide duplexed structures that, in accordan~ with the
present invention, exhibit not only enhanced stability but also a ligand
25 binding property, the polynucleo~ide strands ~o be linked during synthesis
are selected in terms of their nucleic acid sequence, and based on
knowledge of ths particular nucleic acid sequence to which 3 target
ligand binds. It will be appreciated that selection of strands appropriate
for desired ligand binding can be guided by the vas~ scientific li~erature
30 dealing with protein/nucleic acid interactions. In those instances where a
binding domain of specific interest remains to be identified, it will be
appr~ciated that the mapping of that domain can be achieYed using



SUBSll~lJTE SI~EET

WO 93~0612? 21 1 9 9 2 7 PC~/CA92/00423
17
conventional approaches, so that a specific binding sequence can be
elucidated. The strategy hereindescribed can in fact facilitate such
mappin3, by permitting the syn~hesis of a series of stabiliz~d duplexed
structures representing putative !igand binding domains that can then be
5 screened for ligand binding activity using for example the mobility shift
assays of the type hereindescribed.

In a preferred aspect o~ the present invention, the polynueleotide
conjugates are employed as mimics of naturally occurrin3 duplexed ~ ~-
10 structures, and the polynucleotide strands in the conjugate are
aceordingly selected to correspond in sequence to a naturally occurring -
duplex eounterpart. Conceivably, any dupiexed region of 3 naturally
oocurring gene or other genetic element can be duplicated in stability~
enhanced form, in aceordance wi~h the present invention. ~ - -
Ligands of potential interest inslude thos~ proteins which on
bindin~ to their natural, nucleic acid target, directly or indirec~ly, influence ~ - ~
the u~ilization or fate of that nucleic acid tar~et. Examples of such ~ ;
proteins include: ribo- and deoxyribonucleopro~eincornplexes; ~ene
regulatory proteins such as repressors, activat~rs and transac~iva~ors, -~
etc.; proteins involYed in the modifications and fate of mRNA molecules,
including splicing, polyadenylation, capping, nuciear export, translation,
degradation, etc.; proteins involved in the assembly and utiliza~ion of
other RNA or ribonucleoprotein structures such as ribozymes, tRNA
synthetases, splicing complexes, etc. In 311 cases, the essen~ial featur~
of such proteins is that they recognise particular nucleic acid ~tr~ctures
on the basis of their conformation and/or sequ~nces; embodimen~s of
this invention would provide effective analogues when they maintain ~-
some or all of such re~uirements.

Also of interes~ ars polynuc}estide conju~ates that bind li~ands
other than protein ligands, 8.g. chemical ligands such as interealating



SUBSlTUT~ SHEET ;; ~

WO 93/OS122 P~/CA92/00423
2119927 18
agents le.g. psoralen and ethidium bromide), nucleic acid-binding
antibioties (e.g. distamycin and ne~ropsin) and other nucleic acid
struc~ures. `

In a partieuîarly preferred embodiment of the present invention, the
p~lynucleotide conjugates comprise polynucl~otidf~ strands whicll, in their
duplex~d farm, exhibit binding affinity for the tat prot2in of the human
immunodeficiency virus, HIV. Throu~h interaction wi~h the RNA hairpin
structur2 known as Tar, the tat protein mediatas a rapid increase in the
produc~ion of the viral componen~s required for HIV replica~ion, which in
turn leads to the onset of AIDS. It has been sug~sted that agents
capable of int~rfering with the tat/Tar interaction will b~ useful in : -
arresting HIV replication, and thus ~fficacious in the $reatment of All)S.
,, .--
Th~ present invention accordingly provides a polynucleotide conjugate
which is capable of adopting a duplexsd strueture havinQ a bindin3 :`
affini~y for tat. Such binding affinity is revealed using standard mobility
shi~ assays, in ~at/Tar complexes, and thus ~at-bindin~, is revealed by
alter~d migration relative to tat and Tar alone ~see Roy ~t ai, infra).
According ~o a specific embodiment of the inven~ion, the polynucleotide
conju~ate has a chemical stnJcture described in the examples herein. It
wiJI b~ apprecia~ed, however, that sequence variation can be tol~ratQd -
without loss of tat binding affinity, and such variations which retain ~at
bindin0 are within the scope of this embodiment of the present inventjon.

Other viral processes can also be tar~ettsd for therapeutic
interfer~noe usin~ the stabilized duplex structures of the prssen~
invention. For example, in HIV, besides the TAR structure, th~ duplex~d
RP~E RNA structure re~uired to regulate splicing and the duplexed ~RNAL~",3
structure used as a primer for reverse transcription can be mimicked using
the present strategy. There may also be produced duplexed struotures
which bind oth~r re~ulatory protein ligands, for example those known to
~xist in human pathogenic virus~s, including: the P protein ~f Hepatitis B `~



SUBS~LUTE SHEET ~-

2119927
Wl~ 9~/06122 ` PCl`/CA92/00423
19
virus (HBV); the vp16 protein of HSV; the E1 and E7 prot~ins of
Papilloma virus (HPV); the BZLF1 and EBNA^1 proteins of Epstein Barr
virus (EBV); as well as additional proteins in these and other viruses.

Many other protein ligands and their corresponding nucleic acid ~ h
targets are known in microbial, plant and animal speci~s. Of particular
note are regulatory proteins known such as that which interacts with the ~ :-
h~at shock el~ment ~HSE~, those which mediat2 inflammatory prncesses
such as the interleukins, and ~hose known to be involved in transforming
processes giving rise to oancer, such as the jun and fos oncogene
families, which bind preferentially to particular DNA ~arge~s, and such
targets can also be reproduced in stabilized duplexed form in accordance
- with the pr~ent invention.

Formulation and administration of the compounds herein.described, -;
and indeed any annealed polynucleotide strucnlres having pharmaceutical
utilit~, can be accomplished in accordance with procedures routinely ~:
appJied to aqueous-soluble compounds. Thus, for parenteral
administration, buffered saline solutions are acceptable. Where a ~ ~
reduction in administration frequency is desirable, timed-release pslymeric - :-
compositions which do not unfavourably chemically rnodi~y the
compounds are acceptable. Modification of pharmacokine~ic properties,
~specialiy distribu~ion, are achieved, for instance, through the use of
liposomal or cationic lipid formulations.
In an alternative embodiment of the present invention, the
polynucleotid~ conju~ates comprise polynucieotide strands which in their
duplexed form present nucleic acid epitopes of interest, for example as
immunosens suitable for raising antibodies. The raising of such ;: ~
antibodies can be achieved in the manner conven~ional for polyclonal ~: -
. .
antibody production, or for monoclonal antibody procluG~ion. Such ~ ~
an~ibodies will find utility in assays designed to detect ~ptiopes against ~ :
."~'~;.'-.

.. . ' ,:


SU~ TE SHEET

WO 93/06122 PCr/CA92/00423
2119927 20
which the antibodies were raised, especially when conjugated to a
suitable reporter molecule; and may also be useful in protecting a region
of a polynucleotide while manipuiating that polynucleo~ide at another site.

The polynucleotide conjugate may be coupled via an a~achment
site incorporated within the chemical linker, to a desired agent such as a ~ ~
cross-linking agent, reporter rnolecule, cell uptake enilancer such as lipid - - -:
or cholesterol, alkylating groups, chromatographic beads and other
functional groups . A vari~ty of chemioal ~roups may serve as
lû attachment sites, provided of course that such groups permit couplin~ of ~ :
the polynucleotide strands as desired, and can be protected during
polynucleotide synthesis. Ideally, the attachment sits is cs)nstituted by a
chemical entity that o~n be protected by a base-labile protecting group
removabls by ammoniolysis. One suoh group is the Fl~lOC ~roup used in
t 5 conventional peptide synthesis protocols. In another embodiment, the
attachmsnt site may be constituted by a phosphats ~roup incorporat~d
wi~hin the linker, which can be derivatized following oxidation from either
H-phosphonate to phosphate ~riester, or phosphite tries~er to phosphate
triester
When coupled with a reporter, suoh as a radiolabel, the conjugates
of the invention can may also be used diagnostically e.g. as a competing
ligand, to assay specimens for the presence of target 3igand in a
qualita~ive or semi-quantitative fashion, for example using a compe~itive
binding assayformat.

ExamDle 1 - Dimethoxytritylation of linkers
As a first step in adapting linkers bearing terminal diol groups for
incorporation via automated polynulceotide synthesis, one of ~he two dioi
~roups was first protected using the dimethoxytrity! group. The
procedur~ is generally applicable for any diol lînker, and proceeds
a~cording to the reaction scheme provided below:
-:

`,.: ~',

SUBSl~TE S~IEET

WO 93/06122 2119 9 27 PCr/CA92/00423
2'~
DMTr-CI + HO-~linker)-OH ----> DMTr-O-(linker)-OH :~
. ~.


(i) 10-30mmol o~ the diol compound was co-evaporated with anhydrous
pyridine (3 x 20 ml). The residue was then dissolved in fresh dry pyridine
(50-150 ml) to yield a final diol concentration of about 1 mmol/5 ml~

(ii) 4,4'-dimethoxy~rltyl chloride (6.7-20 mmo~) was then added in small
portions. The ratio between DMTr-CI and dioi was 1:1.5 eq. . .: .
liii) The reaction was followed at room tempera~ur~ by thin layer
chromato~raphy (TLC) (MeOH/CHCI3, 1:9, v/v) untii the app~arance of a
produet spot that was intense relative to remainin0 DMTr-CI. The reaction - ~ :
was usually complete a~er 2-4 hours. The DMTr derivatives were
visualized as red-orange spots using an acidic spray (6t3% aqueous ~ :.
perchloric acid/ethanol, 3:2, v/v).

~iv) When the reaction was comple~e, 20-30 ml of MeOH was added to ~:
quench excess DMTr and the mixtur~ was stirred for an additonal 15
minutes.
~ ., .


~v) The solution was then concentrated to a syrup and the residue was ~ ~
resuspended into 50-150 ml of CHCI3. The chioroform phase was th~n -: .
washed once with 5% NaHCO3 ~25-75 ml), and twice wi~h satura~ed
NaCI solution. The aqueous phase was back-extrac~d with CHCI3 125-75 : -
ml). The organic phas~s were combined and dri~d over anhydrous sodium
.- .
sulphate. After fil~ration, the solution was evaporated down to an oily -:
. :. -
residue under reduced pressure.
'~,"'.~';-''
(vi) The residue was purified by flash chromatography on silica gel. The ~`
column was first eluted with petroleum ether/EtoAc (5:1, v/v) and then :~
wi~h petroleum ether / EtoAc ~2:1, v/v). ~ ~
". .:- ..~ ..

'`"''';''
SUBS;~:UT~ SHEET

WO ~3/06122 PCI /CA92/00423
2113927 22
(vii) Fractions containing the final product vvere combined together and
the solvent was removed to yield a residue that was dried overnight
under vacuum. Yieids, based on the amount of DMTr-CI used, ranged
from 60 to 80 %. Products are characterized by standard methods, such
5 as NMR spectroscopy andlor eiem~ntal analysis.

In this manner, ~he following tritylated diol linkers were obtained
from the reagents noted below:
.
10 ~: DMTr-O-(CH2)9-OH, yield 76.4% from 1,9-nonanediol 13.6 9 (22.5
mmol)l; l:)MTr-CI 15.0 9 (15 mrnol)l; and pyridine lt~SO mll.

~ ~: DMTr-O-(CH2~2-O-(CH2)2-O(CH2)2-OH, yield 68.2% from triethylene
Qlycol 13.4 9 (22.5 mmol)l; DMTr-CI [5.0 y (15 mmol~]; and pyridin~ [100
1 5 mll.

(t:I: DMTr-O-~CH2)3-OH, yield 67.0% f~om 1,3-propanediol [1.7 g ~22.5
mmol~]: DMTr-CI 15.0 9 (15 mmoi)l; and pyridine 1100 mll.

LDI DMT-O-ICH2CH20)5-CH2CH2-OH, yield 68.4% from hexaethylene
glycol 16.359122.5 mmol)l, DMT-CI [5 9 ~15 mmol)], and pyridine (100 ~
ml).

ExamDle 2 - Phosphitylation o~ tritylated linkers - -
The tritylated linker prepared as described in Example 1 was next
derivatized at the remaining hydroxyl group to incorporate a
phosphoramidite group, according ~o the reaction scheme illustrated ~.
below~

3~ N~iPr)2 NliPr)2 . ~ ~:
DMTrO-llinkerl-OH ~ Cl-P~---------> DMTrO-llinker]-O-P\
OCH2CH2CN Q~H2CH2CN -: :



SUIBST~ SHEET

''' '~:':


WO 93/0~122 2 ~ 19~ 7 PCl/CA92/00423

(i) The tritylated product obtained from previous preparations (1-5 mmol)
was dissolved in dry THF (tO-50 ml). Anhydrous diisopropylethylamine
IDIPEA) (4-20 mmol, 4 eq.) was injected under a weak flow of argon.

5 (ii) The phosphitylating reagent 2-cyanoethyl-N,N-
diisopropylchlorophosphorarnidite (2-10 mmol, 2 eq., Aldrich Ch~mical
Co.) was then added with a syringe over a period of 2-5 minutes. A white
precipitate was quickly~ormed.

10 ~iii) The reaction mixture was stirred at room ~emperatur~ for 1-2 hours
and monitored by TLC (EtOAc/CH2Cl~llEA, 45:45:10, v/v~.

(iv) When the reaction had gone to completion, th~ exoess - ~ -
phosphitylating reagen~ was quenched by adding s~veral ice cubes. Ths
mixture was dilut~d with ethyl as~tate ~50-250 ml~ and triethylamine (1-5
mlJ. The solution vvas th~n ~ransferred to a separatory fLInnel and
extrac~ed twice wi~h 10% aqueous sodium carbonate and ~wice with : ~ -
saturated aqueous s~dium chloride.

20 Ivl Th~ or~anic phase was dried ov~r anhydrous sodiurn sulphate, filter~d,
and then evaporated to dryness under reduced pressurs.
. ' ~.
tvi) Ths residue was purified by flash chromatography on silica ~el using -:
petroleum ether /EtOAc/TEA 120:10:1, vlv) as eluant. -
(vii) Fractions containin0 pure product were cornbined, ~vaporat~d and
then dried ovemi~ht under high vacoum to remove tr~ces of
~riethylamin~. The produot was stored at -20 C. Yield of the isolated :
product varied from B5 ~o 80 %. Product is characteri2sd by standard
30 methods, such as 1H-NMR 31P-NMR, and ~lemental analysis.




~UBSI~UT~ S~EET

21~992~
Wo 93/0~12~ ~ PCr/CAg2/00423
24
In this manner, and using the tritylated products of example 1 as
starting mat~rial, there were prepared the followins linkers sui~able for
c~upling betwsen nucleotides via the phosphoramidite approach:

1 ink~r A: I)MT-O-~CH2~9-O-phosphoramidite -
TLC (silica gel, p~troleum ether/EtOAc/TEA, 50:10:1, v/vJv): R,
0.84,1H-NMR (CDCI3, 50t:~ MHz): ~1.1~1.62126H, m, CH2,
CH(C6)21, 2.63 It, 2Ht J = 6.5 Hz, CH2CNI; 3.02 (t, 2H, J = 6,5
Hz, DMTOCH2); 3.5~3.88 12m with one s centred at 3.78, 1 2i~1,
0~3, CH20P, POCH2CH~CN, N~:HlCH3)2]; 6.79-6.84 ~m, 4H,
arom. H ortho of OCI-13); 7.17-7.45 (m, 9H, arom. H). 3~P-NMR
ICDCI3, 121 MHz~: 122.4 ppm.

Linker B: C)MT-O-(CH2CI 120)2-CH2CJ 12-O-phcspho-amidite
Tl C (silica gel, petroleum etherlEtOAclTEA, ~0:~0~ h~v~: Rt
0.48,1H-NMP~ lCDC:13, 500 Mltz): ~1.13-1.18 112H, 2d, CH~C~3)21:
2.61-2.64 lrn, 2H, C~2CN~; 3.23 (t, 2H, ~l = 5 Hz, DM~OCH2);
3.56-3.86 lm, 20H, OC~3, OC~I2CH20, C:H20P, POCH2CH2CN,
NCH~CH3)2~; 6.77-6.86 Im, 4H, arom. H ortho of OCH3); 7.18-7.47
~rn, 9H, arorn. H). 3lP-NMR (CDCI3, 121 MHz): 148.6 ppm.

Linker C: DMT-O-lCH2)3-O-phosphoramidite ~ ~.
TLC (silica ~el, petrol~um ~ther/EtOAc/TEA, 50:10:1, v/vlv): R~ ;- .
0.79,~H-NMR ~CDCi3, 5QO MHz~: ~1.0~-1.3~ 12H, 2d, CH(C~b~2]; -
1.89-7.97 (m, 2H, C:H2CH2CH2); 2.44-2.51 lm, 2i1, C:H2CN); 3.14-
3.19 ~m, 2H, I:)MTOCH2); 3.5~3.88 lm, 12H, OC:~b, CH2C~P,
POCH2C:H2CN, NCH(CHJ2J; 6.7~6.84 ~m, 4H, arom. H ortho of
.
OCH3); 7.1~7.47 ~m, 9H, arom. H). 31P-NMR (CDCI3, 121 MHz~
147.3ppm.

Linker D: DMT-O-~CH2CH20)5-CH2Ctl2-O-phosphoramidite

`''' ~'
' " ~' '

SUBST,~UTe S~lE~T ~::

WO 93/06t22 2 1 1 9 9 2 7 PCl ~CA92~004~3

Linker D: DMT~ CH2CH20)5-CH2CH2-O-phosphorami~ite
Tl C (silica gel, petroleum ether/EtOAo/TEA, 50:10:1, v/vlv): R,
0~12~1H-NMR (CDCI3r 500 MHz): ~ 1.15-1.?1 ~12H, 2d, CH~C~3)2];
2.57-2.66 (m, 2H, CH2CN); 3~23 It, 2H, J - 5 Hz, DMTOCH2);
3.56-3.91 [m, 32H, OC~3, OCH~CH20. CH20P, PQCH2CH2CN~
NCH(CHJ~]; 6.76-6.85 ~m, 4H, arom. H ortho of OC:H3); 7~16 7~48
(m, 9tl, arom. H). 3lP-NMR ICDCI3, 121 MHz): 148.6 ppm.


10 Ex~mDlQ3 - General procedure for linear polynucleotide conju~ate
synth~sis

Controlled pore glass (CPG! was used as the sQlid support matrix
.. -- ,.
for both DNA & RNA synthesis. PoJydeoxvribonucleotides ~DNA) were
prepared by the CE-phosphoramidite method on an Applied Biosystems ::
391 EP syn~hesizer (0.15 micromole scale). . Cleavage and d~,oro~ec~ion -
were eff~cted by standard ammonia tre~tmerlt. Oligoribnnucleotides : -
(5~NA) w~re prepared according to ~he m~thod of Usman ~t al, 1987, J. .:
Am. Chem. Soc., 109, 7845-7854, employing 5'-dime~hoxy~rityl-2'-t-
ZO butyldimethoxysilyl ribonueleosid~-3'-CE- phosphoramidi~e~ ~Peninsula
. :.
Labs, CA or ChemGenes Corp., MA). Syn~heses were carried out on an
Applied Biosys~ems 380E~ synthesi~er using a modified 0.2 micromole
cycle. Gleavag~ from the support, base ~ phospha~e deprotection, and .`.
removal of the ~'-TEiDMS groups were performed by established `~ `;
procedures ~Scarin~e et al. 1 990, Nuol . Acids Res ., 1 8, 5433-5441 ) . The . ~ -
crude oligonucleotide in TBAF solution was desal~ed vn a Cla Sep-Pak ~: ~
cartridge prior to purification. ~:

The linker phosphoramidite ~dissolved in dry ac¢toni~rile, 0.2-9.:3
M) was coupled to the suppsrt-bound polynucleotide at th~ desirsd
location, usiny the synthesis cycle conventionai for stalldard nucleoside
phosphorarnidites. :

.:

SU~S~UTE SHEET.

2119927
WO 93/Olil ?2 PCI`/~A9?/00423
26

In one synthesis cycle, the DMTr protecting groups were removed
from the extended oligom~r with 2.5 % dicholoroacetic acid I
dichloromethane. AXer several washes 5ac~tonitrile is the only solvent
5 used for all washes), cyanoethyl protected nucleoside phosphoramidites
(0.12 M in dry acetonitril~) were coupled to the support in the pr~sence
of 0.5 M ~etrazole. The coupling time for DNA oligomsrs was 15 sec
IABI 391 EP) and 2 x 6 minutes for RNA oligomers (ABI 380B). Double
couplings were used for RNA synthesis since these phosphoramidit~s are
10 much less reactive than their DNA homologs. This is followed by cappin~
of the unreacted hydroxy ~roups (Ac20/DMAP), and oxidation of the
ph~sphite triest~rs to the phosphates (121H20~. The CyciRs were repeat~d
until th~ desired polynucleotids conjugate was obtain~d. The conj~Jgate
was then cleaved from the CPG support by treatm0nt with concentrated
amrnonia for one hour at room temper~ure. Depro~ec~ion of DNA -~
conjugates and of RNA conjugates was achieved by incubation in
ammonia at 55~C for 6-16 hours. For RNA conjugates specifically,
deprot0ction was performed with ammonia in ethanol (3:1), and a final
trea~ment involved incubation in 1M TBAF at room ~emperature~ The
20 avera~e coupling yield, as assayed by trityl measur~ment, was 97-99 %
for DNA oligos, and 95 - 97 % for RNA oligos.

A summary of th~ protocols used in RNA conjugate synthesis is
provided in Table 1 ~eiow, for convenience~
TABLE 1: Synthetic cyçle for th~ preparation of linker-derivatized TAF~ -
o3igoribonucleotides

STEP REAGENT OR SOLVENT PURPOSE TIME ~ ~;
Isecl '.. '
31:) -
Dichloro~cetic acid in Detritylation 5 x 20 -
CH2CI2 (2.5:97.5; v/v)



SUBSIIIUTE SHEET ~:

wo 93~06122 2 ~1 9 9 2 7 P~/CA92/00423
2t
2 Anhydrous CH3CN Wash 90

3 . Activated phosphoramidites Coupling 2 x 360
in anhydrous CH3CN
4 Anhydrous C:H3C:N Wash 20

HPLC grade CH2C12 Wash 20

-
6 Anhydrous CH3CN Wash 20

7 DMAP/THF 16.5 g: 94 ml) Capping 60 ---
- Ac20/Lutidine/THF , ~
; V/V/Y) ... '.,,'
- 15
8 t).l M 12 in THFiLutidine/H20 Oxidation 60 -~
(1 60:~0:4; vlvlv) - -

9 Anhydrous CH3CN Wash 3 x 2t~
?0 ~ :-
~ The coupling reactions were carried out by pre-mixing 0.5 M te~razole `: -
with 0.15 - 0.30 M standard or modified phosphoramidites in anhydrous --
. ~ ....
CH3CN.
The crude deprotec~ed polynucleotide conju~a~ were purified by
standard electrophor~sis methods (Atkinson 31 Smith, in 11984~
"Oligonucleotide Synthesis: A Practical Approach" ~iait, M.J.; ~d.) IRL
Press, OxfordJWashington, D.C.)using 15-20 % polyacrylamide / 7M urea
gels. The bands were visualized by UV shadowing and the product vvas
cut out and eluted from the gel. The eluted conju~at~ was finally -
3() desalted on a C18 Sep-Pak and quantitated by OD2~,0.

"'"' ~



SUBSU~UTE SHEET ~

~706122 28 PC~/CA92/~0423

Each oligonucleotide linker conjugate was checked for homogeneity
and "sized" by 5'-32P-end labeling / analytical PAGE against the crude
material and oligonucletide markers. These RNA oligomers were further
characterized by ~nzymatic RNA sequencing lDonis-Ksller, H. 11980)
5 Nucleic Acids Res., 8, 3133-3142} or base-composition analysis [Seela,
F. & iC~iser, K. ~1987) Nucleic Acids Res., 15, 3113-3129l.-

Exam~le 4 - Polynucleotide conjugate synthesis
To eva!uat2 the eWect of the chemical linker on the stability and
10 ligand binding propertiss of a naturally occurring duplex structure, th~re
was first employed a model system comprising DNA strands capable of
duplexing to form an EcoRI recogni~ion/cleavage site. As shown below in
- structure 1, unlinked oligomers consti~uting the EcoRI si~e were examin~d
~~ for comparison.
16 : :
5' - GGAArrC:C - 3' ~:
3' - CCrrAAGG - 5'
';
5' - GGAATTCC - linker B- ~;GAArrCC - 3' 2

5' - GGAArrCC - linker C - GGAATTCC - 3' 3 :

- . .:
For comparison, there was prepared linsar polynucleo~ide conju~ate -
2 which contains triethy!ene glycol-derived linker B, having th~ structure .
-0-ICH2)2-0-~CH2)2-0-(CH2)2-0; and linear polynucleotide conju~ate ~
which contains pr~panediol-derived linker C, havin~ the structure -0-
~ .
(CH2~3-0-. If the length and nature of linker B has besn s~lec~sd ~ ~:
appropriately, potynucleotide conjugate 2 should adopt a duplexed ~-
structure that is digested more rapidly by EcoRI than the unlink~d control
30 molecule 1. Ths linker C in conjugate 3 is expected to be too short to
permit functional annealling of the strands, which shsuld translate into
slower EcoRI digestion relative to conjugate 2. The conjugates were



SUBSIlI~TE SHEET

wo 93/06122 2 1 1 9 9 2 7 pcrfcA~2/oo4~3
2~
prepared using the protocols described above in example 3 and then
radiolab~lled, and ~he EcoRI digestion reaction was monitored, in the
following manner: `
.
5 Polvnuci~Qtide labellin~: oligonucleotides (5 pmol) were dissolved in 70
mM Tris-HCI lPH 7.0, 10 mM MgCI2, 10 mM KCI and 5 mM dithiothreitol
(Drr) and incubated with 9 pmol of y-32P-labelled ATP and 10 units of T4
- .
polynucleotide kinase (New England Biolabs) at 37C for 1-2 h. The -~
reaction was terminated by heating th~ mix~ure to ~O~C for 10 min, and . ~:
10 then was slowly cooled to room temperature. The solution was desalted
by passage through a Bio^spin column IBIO-RAD, Bio-spin 6 for the
unlinked control, and Bio-spin 30 for the polynucleo~ide conjugates). An
alt~rhative method for purification of labelled polynucleotide involved one~
time extraction wi~h an equal volume of phenol solution ~nd precipitation
15 using two volumes of ethanol/acetate (1~ /v) at -20C overnight, with
coll~ction and dryiny under high speed vacuum.
~'."...`~,.
~QeL~9~: 1 pmol of the selected, 32P-lab~lled substrat~ was -: -~
incubated with 20 units o~ EcoRI ~Pharmacia) in 1û mM Tris-HCI ~pH 7.5),
20 :100 mM NaCI, 10 mM MgCI2, 1 mM ~ME and 1t30~y BSA/rnl (~otal
volume: 2~ . The reactions were carried out at room temperature, and -
2,u1 of sampl~ was removed at different time int~rvals. The samples were -
analyzed on a 20% denaturing polyacrylamide gel.

Undcrthese conditions, 60% of the unlinked csntrol was diges~ed ~ ~
after Z4 h whereas conjugate 2 was complet~ly di~ested within 11 hours.: :`
The increase in digestion rate is approxirnately 6-8 fold fas~er with
conjugate 2, owing to enhanced stability of the duplex~d structure. As ~ :
~xpected, di~estion of conju~ate 3 was very slow (only abou~ 5% of
starting material was digested after 24 h incubation). These results ~ ~
indicate clearly that a linker of appropriate len~th can si~nificantly -~::




SUBSIIIUTE SHEET

2119927
WO 93/1)6122 pcr/cA92/oo423
enhance ~he stability of and retain the function of duplexed structures,
including those having protein binding affinity.

Examp!e S - Produetion of RNA polynucleotide conjugatss
The RNA structure known as Tar consists of 59 bases in mos~ HIV-
1 isolates, arranged in a s~em-loop structure with two or three bulges in
the stem. Previous studies have shown how2Yer that the ~ull length Tar
s~ructure can be reduced significantly in size to a 27-mer ~Fig.4~ while
retsining full tat-binding activity (Surnner-Smith et al, J. Virol., 1991, ~ ~
~O 65:5196. ~ -

Various linear polynucleotide conjugates, repr~senting ana~ogues of ~` :
. a 27-mer truncated version of Tar ~Figure 4) were synthesized and
evaluated. All were prepared using the synthesis proeedures previously
described hereinabove. As Figur~ 4 illustrates, the linear polynucleotide
conjugatestested comprised two classes; one class in which the 6-mer
loop in ~he Tar analogue (4) was rsplaced by each of four different linkers -
(conjugates 5A, 5B, 5C and 5D) and another class in which ~he ~mer
Ioop was replaced by two ccupled link~rs (5BB and 5CC). The stabili~y
and tat blnding properties of th~se oli~onucleotides were determined and
compared, and the resul~s are shown in Table 2 below.

Melting temperagure ~Tm) measurements wers carried out in 100
mM NaCI110 mM sodium phosphate buffer (pH 7.û). Sarnples were
heated from 25 t~ 85C in 1 C increments using a HP 8459 UV/VIS
spectrophotometer and a HP ~911)OA temp2rature controller. The
concentration of nucleic acid was 2.5-3.0 ,uM, and absorbance was
monitored at 260 nm. Tm values were determined by a first-derivative plot : :~:
of absorbance vs temp2rature. Each experiment was performed in
duplicate and the average reported as the thermal denaturation
tempera~ure. ;




SUB5~UTE SHEET

WO 93/06122 2 1 19 9 2 7 pcr/cA~2/oo423
31
Ligand binding o~ Ihe oligonucleotides was assessed by gel
electrophoresis and RNA mobility shift assay. Linker-derivatized
oligoribonucleotides (5A-5CC) and ~he csntrol sequences (4, 6 and 7,
Fig.4j were 5'-32P-labeled with T4 polynucleotide kinase and [y-32PlATP.
5 The labeled oligomers were then purified by phenolichloroform
sxtraction/EtOH precipitation or spin-column filtration IBio-Rad, Bio-Spin - ;:
30). Prior to binding assays, the RNAs were dissolved in 20 mM Tris-HCI
IpH 7.5)/ 100 mM NaCI, heated to 85C for 3 min, then slow-cooled to
room temperature. Binding assays were carried ou~ in 20 ~I reaction
mixtures containing 10 mM Tris-HCI (pH 7.5), 50 mM NaCI, 1 mM l)TT,
1 mM EDTA, 0.5 lJ/ml RNAsin tPromeg3), 0.09 Jug/ml BSA, 5% ~v/v) ~ ~
glycerol, Q.1 nM 32P-labeled RNA 1200~5000 cpm) and ~ither peptide ; :: :
,,.,. derived from the HIV-1 Tat protein RKKRRQRRRPPQGS (amino acids 49- `
62 of HiV LAI isolate) (Weeks et al., Science, 1990, 249:1281; Delling et :
~/., Proc. Natl. Acad. Sci., 1991, 88:6234) (American Peptide Co., San~a :
Clara, CA~ or full-length Tat protein ~American Bio-Technologies, Inc.) at a
concentration of 0.5 pM to 1000 nM ~Roy et a/.,Genes Dev., 1990,
4:1365). The reactions wsre inclJbated at 23~C: for 25 min, chilled on ice
fot 5 min, ~hen loaded on 5% native polyacrylamide gels ~acrylamide:bis~
2û acrylamide - 30:~).8, w/w) containing 5% glycerol. The ~e~s were pre~
run for 15 min prior to loading, then run ~or 2.5 h at a cons$ant current of
30 mA at AC in 0.5X TBE buffer. The gels were dried onto DEAE pap~r
(Whatman DE81) and exposed to Kodak X-Omat X-ray film with an
intensifying screen overnight at -70C. Competition binding experiments --
25 were carried out as dsscribed above excep~ ~hat the corlcentr~tion of Tat
protein was kept constant at 100 nM and unlabeled comps~itor R3`JA was ~ -
added in a concentration range of 0.9 nM ~o 5000 nM.




SUBSIII~lTE SH~ET :~

21~927 -
WO 93J061~2 PCr/CA92/00423

TABLE ll: Thermodynamic and binding properties of TAR analogues
QLIGOMER SUBSTITUTION Tm (C) tKd)
BINDING(%I
,
4 6-nt loop (v~ sequence) 60 + (0.41) 45.
g `
5A linker A / loop 61 + (0.71~ 40.
- ;:
5B linker B I loop 58 + ~0.95) 42. -~
1 0 6
5C linker C / loop 56
5D linker D / loop 63 + ~0.66) 56.
,~.- ' ' ''`'" ~'''
5BB 2 X linker B I loop 59 + (1.13) 38.
1 5 3
5CC 2 X linker C t loop 56 ~ ~0.43) 17.
6 + 7 without connection 32 - ~:

2Q ^^-
K~ values are expressed in nanomolar concentrations : ~ -
+ strong binding
- no binding
Binding capacity indicates ~h~ % of active RNA molecules capable of
bindingto peptide upon sa~uration : :
The thermal denaturation experiments indicated that every linker-
derivatized TA~ analogue had some secondary stmcture. With the
exception of structure 5C which incorporates a linker expected to be too
short to allow proper duplex formation, binding assays revealed tat-
binding function in the conjugated duplexes versus the unlinked controls. :
Similar binding was also confirmed in experiments usin3 the full length
tat protein,



SUBSI~IUTE SHEET ~ ~
. .:

wo 93/06122 211 9 9 2 7 PCr/CA92/00423

Further evaluation of linker incorporation has indicated that
relatively short linkers can be used to advantage, to replace nucieotides
resident in the polynucleotide strands, e.g. to replace nucleotides in the ~ :
bulge o~ TAR. In particular, a Tar conjugate was produced in which the - :
5 bulge 5'-U-C:-U-3' was replaced by the structure 5'-U-LC-LC-3', to yield
structure 8 ~Kd = 0.51nM, Tm=~0C)) shown below~
Ioop ..
C G
G C -.
A U ~ . ~
LC G C : :
~) A U
G C -~
b~'- G C ~:
G C :-
where LcLc is -o-(cH2)3-o-po2-o-(cH2~3-9-
~

Tat-binding analysis of ths resulting structure has shown that
25 replacement of nucleotides within ~he bulge preserved the ta~-bindin~
structure of TAR. Thus, in certain instances, linkers equivalent in length --to C3 can be used, particularly within the so-called bulge structures which ~ :
form at non-annsaled sites of duplex structures.

Moreover, studies with a short un-linksd duplex (oligomer 6 ~ 7)
of same length have shown that this duplex has a significant ~ower Tm
(32C) when compared to its linked counterparts ~56 - 63C~, and it also
failed to form any effective complexes with Tat-d~rived pep~ide, probably
due to its thermal instability. This provides strong evidence that synthetic
linkers add subs~an~ial stability ~o the un-linked duplex structures ~v a
such degree tha~ their normal biological functions, such as binding to
proteins, can be maintained. :




SUBS~UTE SHEET ;

2119g27
Wo Q3~06122 pcr/cAs2/oo423
34
In another experiment, ~here was successfully generated a
particular Tar analog where the linker was incorporated at the bottom of
the duplex (oligomer 9, below).
:~''' `'
C G ~ :
G C ~ ~:
A U

10 CU ; ` ~
G C -~ -
A U : ~
G C ~ ~ .
G (~
LD ` ~
~.
.~ . 20 Both Trr, m~asurem~nts (T,~, = 61 C) and binding assays (Kd = 2.20nM~
indicated that this analog also-retains the physical and bindin3 properties
of the wild-type Tar structure.
'~
~xample 6 - Binding assays with fuil-length Tat and competition
25 experiments
To evaluate possible differenc~s in bindin~ a~finity for th~ short
Tat-peptide and full length native Tat proteinl the binding affinities of the
Tar conjugat~s for full-length Tat protein (B6 amino aeids~ wer~ assessed
using the mobility shift assay. By this method, Ths Kd value for ~he fu!l- -
30 len~th Tat (1.17 nM~ was slightly hi3her than that for the Ta~-derived
peptide tO.71 nM). When Tar conjugate 5B was add~d ~o 3 pre-form~d
complex between the 27mer fragment of the wild-type Tar stsm-lDop
(oligomer 4) and full-length Tat protein, stron~ curnp~tition with the TAR
sequ~nce was observed. The complex was totally compe~d away wh~n
35 the ratio between the Tar oonjugate and the Tat protein was 1:1.

ExamDle 7 - Synthesis of cyc!ic polynucleotide conjugates
To synth~size cyclic polynucleotide conju~a~es, th~rQ w~s a~pli~d ~:
ths general apprsach of (a) synthssizin~ th~ corresponding lin~ar ~:


~UBS~IlJTE SHEET ~: `

WO 93~06122 2 1 1 9 9 2 7 PCI ~CA92/00423

polynucleo~ide eonjugate in the manner described previously herein, and
then (b) cyclizing the linear polynutceotide conjugate either via enzymatic
Jigation (DNA or RNA ligase~ or by chemical closure. In particular, the
en~ymatic ligation approach has been applied ~o conv~r~ linear Goniugate
5 ~, to the cyolic TAR conjugate 1 t/ as shown below~


C G C ~ G . :~
G C G C -
A ~ A
C ~ C
5 ' - U
3 ' - C ~ iga59 C
~ U ~ --> ~ lJ `: ~
G C G C ~ ~
b-' l Si;C G C
~~ C G~

-~
To prepare the cyciic analogue, the linear conjugate 10 was ~irst - :
radiolabelled with yamma 32P-ATP as described previously h~rein. The
heated T4 polynucleotide mixture was then cooled slowiy to room ~ ~:20 t~mpera~ure, and 1~ul (10 units~ of T4 RNA ligase wer~ then mixed with
10ll1 of radiolabelled con)ugate, 2,u1 of ATP (1ûmM1 and 7 ul of lX ligase ~ -buff~r consisting of 66mM Tris-HC:I (pH 7.5~, 6.~ mM MgCI2, î mM DTT, : ~ -
and 1 mM ATP. The ligation reaotion was pursued for four hours a~ room
temp~ratur~.
2~ :
The ligated product was then purified on a 2t)% denaturing ;~
polyacrylamide gel. Th~ band correspondin~ to the cyclic conjugate
(~vident from its faster migration relative to linear conjugates) was cut
out and extracted from the gel with 0.3 M hJaOAc at r~om 1:ernp~rature : ~:
ov~rnight. The sodium acetate solu~,on containing ~h~ cyclio conjugat~ ; ;
was then w~sh~d wi~h zn equal volume of phenol solution in ord~r to :eliminate any proteinaceous contamination. After this step, two volumes


SUIBSTITUTE 5~EET

2i~9927
WO 93/06122 PCriCA92~00423
36
of ethanolJacetone (1:1, v/v) solution were added to the aqueous phase,
and the mixture was stored at -20C overnight. The cyclie conjugate 11
was ultimately collected and was dried under high speed vacuum.

5 Example 8 - Liga~ion site optimi~ation for generating cyolic conjugates
To cyclize the polynucleotide conjugates as efficientJy as possible ~ i
number of potential ligation sites ~a-e) were examined using structur~ 12
~Fig. 5). To prepar~ ~his cyclic polynucleotide conju~ate, the linear ~:
conju~ates (one for each ligation site chosen) were synthesized and
1C) radiolabelled with gamma 32P-ATP as described pr~viously h~rein. 10 Jul
of each radiolabeJ~ed conjugate was added to 2ul of ATP (1OmM~, 2,ul of
DMSO(1C)C)%), ~/l of 10X ligase buffer consisting of 500mM Tris-Ht~l
~pH 7.8). 100mM M9CI2 tOOmM ~-mercaptoethanol, 10mM ATP, and 1~1
(10 UNITS) of RNA Ligase. The ligation reaction was pursued for 4 hours
15 at 37C:. The ligated pro~ucts (2~1 of eaçh~ were examined by separation
on 20% denaturing polyacrylamide and compared directly to an
equivalent amount of unli~ated lin2ar radiolabelled polynucleo~ide
conjugate on the sarn~ gel.

From these resul~s, it was de~e~mined ~hat ligation site c ~between ~he
A and G residue) on the front strand imrnedia~ely beneath th~ -UC:U-
bulge gave the best conversion of linear to cyclie conjugate.

Exam~ - Bindin~ properties of cyclic poiynucl~otide conju~a~es
Using the best li~ation site identified from the previous example,
there was successfully genera~ed a series of Ta~ conjuga~es; two of them
are illustrated in Fi~ure 6. E~oth of these constnlcts (14 ~ 151 ar~ 21-
mers and differ only in the chemical linker used to replacs the nucleotide
loops at the top and bottom of the duplex. Oli~omer 14 contains Linker
A and oligomer 1 5 contain~ linker D. All three cyclic p~lynucleo~ide ~:
conju~ates were subjected to the binding assay as described pr~iously. ~ ~




SUI~ST~T~ SI~EET - :-

~vo 93/061~2 2 1 1 9 9 2 7 PCI /CA92f00423
37
It was found that the 31-mer (oligomer 13) as well as the linker D
cyclic conjugate (oligomer 15) bind efficiently to both peptide and the
~ull-length Tat protein, although, for reasons that are not clear, n~ binding ~ `
was seen with oligomer 14. It is possible tha~ while the length of ~he : ~ ~
chemical linker used does not appear to be significant in the linear series, - ~ -
it may be significant for proper functioning of cyclic polynucleotide
conjugates that bind to Tat protein. This sugg~sts ~hat synthetic duplex~
stabilizing linkers should have some flexibility in order to allow ~he mini^
duplexes to adopt possible conformational changes up~n protein - - ;
1 0 recognitions.

ExamD!~ 10 - In Vitro Stability and cell uptake of polynucleotide
conjugates -
,~
A number o~ different polynucleotides were used in a comparative
analysis of the relative stability o~ linear Yersus cyciic c~njugates. For
thess studies the following conjugates were used IFig. 7). To evaluate
conjugate s~ability further there was also generated a 21-mer RNA
oligomer
~5'-CUUC:GCAGUAUGUUAGCCGGU-3') which has the same base
composition as ~he cycl~c oligomers 14 & 15, but should remain in single-
stranded open-circle form due to the non-c~mplernentarit~ between ~he
bases (Figure 7, oligomer 16). Each of the polynucleotide conjugates u~i2d
was synthesized, radiolab~lled, and ligated as previously described herein.
After radiolabelling and/or ligation, the pslynucleo~ides were purified on ~ .
2S 20% denaturing polyacrylamide gels as previously described. For each of
th~ various conditions, the same amoun~ of radiolab~ d gel-purified ;
polynucleotidc was used 1300,000 CPM). The conditions used for each
of ~he reactions ar~ described below. ~:
Exounuclease lll: 300,000 CPM of gel-purified polynucieotide was
incubat~d in the presence of 20 units of Exonuclease 111 11~1~ and 1~1 of
10X buffer which csnsisted of 500mM Tris-HCI pH 8.û, 50mM Mgt:12,
~ .

SUBSII~ SHEET -:

~t-199~7
wo 43/06l22 pcr/cAs2/oo423
38
1 OOmM i3-mercaptoe~hanol. Enzymatic treatment was pursued for 6 h at
37C and a sample was removed for analysis a~ this time.

Munq Bean Nuclease: 300,ûO0 CPM of gel-purified polynucleotide was
incubated in the presence of 5 units of Mung Bean Nuclease (t,ul) and 1/ul :~
of 10X buffer which consisted of 50CmM sodium ac~tate pH 5,0,
300rnh/1 NaC:I, 1 mM ZnSO4. Enzymatic treatment W35 pursued for 6 h at
37C and a sample was removed for analysis at this time.

C~!f Intestinal Alkaline Phos~: 300,000 of CPM g~J-purified -
polynucleotid~ was incubated in the presenoe of 5 units of calf intestinal
alkaline phoshatase and i~l of 10X buffer which consisted of 50C)mM
Tris-HCI pH 8.5, and lmM EDTA. Enzymatic treatment was pursued for : -
20 h at 37C and a sample was removed at this time.
~:e71 Extr~ct an~lu~lear Extracts: C@ll and nuclear extracts were prepared
essentially ~y the method of Dignam et. al., 1983, Nucl. Acids. Res.,
1 1:1475. The amount of protein in sach extract was ~etermined using
Bcvine Serum Albumin as a standard. 300,ûO0 CPM of g~l-purified
polynucleotide was incubated in the pr~s~nce of 8ug cell extract protein,
or 6/ug nuclear ex~ract protein at 37C. Equivalent sarnples from both
eell and nuclear extract di~estions were removed at various ~imes ~8 and
24 h).

6 Samples from all ~reatments were applied to 20% denaturin~ ;
polyacrylamide gels and exposed t~ Kodak X-Omat AR film. The band of ;
interest was excised from the gel and the amount of radioactivity was
determined. The relative stability of each treatment was determined by
cornparing the amount of radioactivity of eaeh sample to the amount of
radioactivity of a control sampie which was not treated wi~h the same ~:~
enzyme. Results of thes~ stability studies are pr0sented b~low: ~



.. ..
SUB~TU~E ~HEET ~;

wo 43/U612~ 2 1 1 9 9 2 7 PC~ICA92/00423
39
Table 111: Stability studies of TAR conjugates
TREATMENT' TIME ~h) #4 #5A #16 #13 #14 #15

EXONUCLEASE 111 6 8.0% 19% 14% 46% 7~% 84%
-
MUNG BEAN 6 3.0% 27% 8.5% 35% 49% 54% -~

CIAP 24 + + - - - - -

.~--
CELL EXTRACT 84.8% 1.7% 2.4% 72% 73% 86%

240.2% 0.3% 0.5% 34% 55% :37%

NUC. EXTRACT B1.0% 1.5% 33% 83% 88% 84%
2~0.1% ~).3% ~).5% 5~% 31% :~2% :~
.. ~ -
:
All treatments were carried ou~ at 37 C. Cellular and nuclear extracts :-
wer~ obtained from H P-~ cells (liver cells).
+ Sensitiv~ to dephosphorylation by CIAP treatment.
- Not sensitive to d~phosphorylation by CIAP treatment.
% # of full length molecules remaining

These results demonstrat~ that Tar conjugate 5A has a similar -:
stability as thB wild-typ~ sequence loligomer 4) in cellular and ns~clear ~:extracts althou~h th~ conjugate appears far more stable a~ains~ slngle
strand-specific nucleases such as mung bean nucleases. The duplex~
forming cyclic linker molecules ~oligomer 14 & 15) ar~ much more stable
than both the linear conjugates and the single-strand~d cyciic Gnntrol : :
(oligomer 16). ~



~UBST,~UT~ S~EET ~-

Representative Drawing

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Administrative Status

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Administrative Status

Title Date
Forecasted Issue Date Unavailable
(86) PCT Filing Date 1992-09-25
(87) PCT Publication Date 1993-04-01
(85) National Entry 1994-03-23
Dead Application 1999-09-27

Abandonment History

Abandonment Date Reason Reinstatement Date
1998-09-25 FAILURE TO PAY APPLICATION MAINTENANCE FEE

Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Application Fee $0.00 1994-03-23
Maintenance Fee - Application - New Act 2 1994-09-26 $100.00 1994-03-23
Registration of a document - section 124 $0.00 1994-09-09
Maintenance Fee - Application - New Act 3 1995-09-25 $100.00 1995-09-13
Maintenance Fee - Application - New Act 4 1996-09-25 $100.00 1996-04-12
Maintenance Fee - Application - New Act 5 1997-09-25 $150.00 1997-04-16
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
ALLELIX BIOPHARMACEUTICALS INC.
Past Owners on Record
BARNETT, RICHARD W.
MA, MICHAEL Y.-X.
REID, LORNE S.
SUMNER-SMITH, MARTIN
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
Documents

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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
International Preliminary Examination Report 1994-03-23 10 263
Cover Page 1993-04-01 1 36
Abstract 1993-04-01 1 55
Claims 1993-04-01 4 166
Drawings 1993-04-01 7 174
Description 1993-04-01 39 2,245
Fees 1997-04-16 1 52
Fees 1996-04-12 1 43
Fees 1995-09-13 1 43
Fees 1994-03-23 1 65