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Patent 2149301 Summary

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(12) Patent Application: (11) CA 2149301
(54) English Title: BRAKE ROTORS AND METHODS FOR MAKING THE SAME
(54) French Title: DISQUES DE FREIN ET METHODES DE FABRICATION
Status: Dead
Bibliographic Data
(51) International Patent Classification (IPC):
  • F16D 65/12 (2006.01)
  • C22C 1/10 (2006.01)
  • C22C 32/00 (2006.01)
  • F16D 65/00 (2006.01)
  • F16D 69/02 (2006.01)
(72) Inventors :
  • DWIVEDI, RATNESH KUMAR (United States of America)
  • BURKE, JOHN THOMAS (United States of America)
(73) Owners :
  • LANXIDE TECHNOLOGY COMPANY, LP (United States of America)
(71) Applicants :
(74) Agent: RIDOUT & MAYBEE LLP
(74) Associate agent:
(45) Issued:
(86) PCT Filing Date: 1994-09-15
(87) Open to Public Inspection: 1995-03-23
Examination requested: 2001-09-10
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/US1994/010407
(87) International Publication Number: WO1995/008070
(85) National Entry: 1995-05-12

(30) Application Priority Data:
Application No. Country/Territory Date
08/122,038 United States of America 1993-09-15
08/127,655 United States of America 1993-09-27

Abstracts

English Abstract




This invention relates to metal and ceramic matrix composite brake rotors comprising an interconnected matrix embedding at least
one filler material. In the case of metal matrix composite materials, the at least one filler material comprises at least about 26 % by volume
of the brake rotor for most applications, and at least about 20 % by volume for application involving passenger cars and trucks. In a
preferred embodiment of the present invention, the metal matrix composite brake rotor comprises an interconnected metal matrix containing
at least about 28 % by volume of a particular filler material and more preferably at least about 30 % by volume. Moreover, the composite
rotors of the present invention exhibit a maximum operating temperature of at least about 900 °F (482 °C) and preferably at least 950 °F
(510 °C) and even more preferably least about 1000 °F (538 °C).


French Abstract

L'invention a pour objet des rotors de frein composites à matrice en métal et céramique, comportant une matrice interconnectée dans laquelle au moins un matériau de remplissage est intégré. Dans le cas de matériaux composites à matrice métallique, le ou les matériaux de remplissage représentent au moins 26 % environ en volume du rotor de frein dans la plupart des applications et au moins 20 % en volume dans les applications liées aux véhicules pour le transport de personnes et aux camions. Dans une forme de réalisation préférée de l'invention, le rotor de frein en composite à matrice métallique comporte une matrice métallique interconnectée contenant au moins 28 % environ en volume d'un matériau filtrant en particules et, de préférence, 30 % en volume au moins. Par ailleurs, les rotors composites selon l'invention présentent une température de fonctionnement maximale d'au moins 482 DEG C environ ou mieux 510 DEG C, de préférence 538 DEG C.

Claims

Note: Claims are shown in the official language in which they were submitted.



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CLAIMS

1. A metal matrix composite brake rotor comprising an
interconnected metal matrix embedding at least one filler material,
wherein said filler material comprises at least 26% by volume of the
brake rotor.
2. A metal matrix composite brake rotor for use in passenger
cars and trucks comprising an interconnected metal matrix embedding at
least one filler material, wherein said filler material comprises at
least 20% by volume of the brake rotor.
3. A metal matrix composite brake rotor comprising an
interconnected metal matrix embedding at least one filler material,
wherein said filler material comprises at least 26% by volume of the
brake rotor and further wherein said brake rotor is formed by casting
into a mold.
4. The brake rotor of claim 1, wherein said metal matrix
comprises at least one metal selected from the group consisting of
aluminum, magnesium and titanium.
5. The brake rotor of claim 2, wherein said metal matrix
comprises at least one metal selected from the group consisting of
aluminum, magnesium and titanium.
6. The brake rotor of claim 3, wherein said metal matrix
comprises at least one metal selected from the group consisting of
aluminum, magnesium and titanium.
7. A brake rotor comprising a composite material having a
Maximum Operating Temperature comprising at least about 900°F.
8. A brake rotor of claim 7, wherein the Maximum Operating
Temperature comprises at least about 925°F.
9. A brake rotor of claim 7, wherein the Maximum Operating
Temperature comprises at least about 950°F.
10. A brake rotor of claim 7, wherein the Maximum Operating
Temperature comprises at least about 975°F.
11. A brake rotor of claim 7, wherein the Maximum Operating
Temperature comprises at least about 1000°F.

Description

Note: Descriptions are shown in the official language in which they were submitted.


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DESCRIPTION




BRAKE ROTORS AND METHODS FOR MAKING THE SAME

Technical Field
This invention relates to metal and ceramic matrix composite
brake rotors comprising an interconnected matrix embedding at least one
filler material. In the case of metal matrix composite materials, the
at least one filler material comprises at least about 26% by volume of
the brake rotor for most applications, and at least about 20% by volume
for applications involving passenger cars and trucks. In a preferred
embodiment of the present invention, the metal matrix composite brake
rotor comprises an interconnected metal matrix containing at least
about 28~o by volume of a particulate filler material and more
preferably at least about 30% by volume. Moreover, the composite
rotors of the present invention exhibit a maximum operating temperature
of at least about 900-F (482-C) and preferably at least about 950-F
(510~C) and even more preferably at least about 975~F (524~C), and,
even more preferably, about lOOO-F (538-C) and higher.
Backqround Art
Recent efforts to improve the fuel economy and emissions levels
of air and ground vehicles have created a need for new materials which
can provide weight savings to the vehicle without sacrificing
performance levels. The immediate desirability of such materials is
enhanced when the weight savings can be acheived by directly
substituting the materials for current materials in existing designs.
Moreover, the long-term desirability of such materials is maximized
when the unique properties of the materials provide the possibility of
improved designs and performance for vehicle components.
Traditionally, automotive brake rotors have been made from cast
iron which provides good wear resistance and excellent high temperature
properties. However, cast iron is dense relative to other candidate
materials and, therefore, a cast iron brake rotor is relatively heavy.
A heavy brake rotor is considered to be undesirable for at least three
reasons. The first reason is that a heavy brake rotor contributes to

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the overall weight of the vehicle and thus reduces its fuel efficiency
and correspondingly increases its emissions levels. The second reason
(relevant mainly to passenger cars and trucks) is that a brake rotor is
part of the Nunsprung" weight of a vehicle (i.e., the weight of a
vehicle that is below the springs) and, as such, contributes to the
noise, vibration and harshness (commonly known in the automobile
industry as ~NVH~) associated with the operation of the vehicle. When
the unsprung weight of a vehicle is reduced, the NVH properties are
usually improved. The third reason is that a brake rotor is a part of
a vehicle that requires rotation during use and, accordingly, a heavier
brake rotor requires the use of additional energy to increase and
decrease the rotational speed of the rotor. In addition, the ability
of a heavier brake rotor to cause undesirable vibration during rotation
is greater than that associated with a lighter brake rotor.
The search for a material to replace cast iron in brake rotors
has identified several possible candidates and their advantages and
limitations. Each of these materials and its relevant advantages and
limitations is discussed below.
Steel has been considered as a brake rotor material because of
its excellent strength to weight properties. Although denser than cast
iron, the superior strength of steel enables the use of smaller brake
rotors which could result in weight savings. However, at the present
time, the weight savings that have been obtained with steel brake
rotors have been minimal.
Titanium has also been considered as a brake rotor material. The
excellent strength to weight properties of titanium, as well as its
high temperature properties, would enable titanium brake rotors to
satisfy all of the requirements discussed above for a desirable brake
rotor material. However, the high cost of titanium has prevented its
widespread use as a brake rotor material in most non-aerospace
applications.
Various polymeric materials have also been considered as brake
rotor materials. These materials have the advantage of being
relatively inexpensive but they have not been able to achieve the high
temperature strength necessary to perform adequately as a brake rotor
material.


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Various ceramic materials have also been considered as brake
rotor materials. Although many ceramic materials have demonstrated
excellent wear resistance properties and the ability to withstand
extremely high temperatures, the brittle nature of most ceramic
materials has precluded the widespread use of ceramic brake rotors.
Although the use of new processing techniques and the inclusion of
reinforcing materials has created a new generation of ceramic and
ceramic matrix composite materials with increased strength and reduced
brittleness that perform well as brake rotor materials, the present
production cost of such materials relative to other available materials
has not been able to justify, for most ground vehicles, the weight
savings that many of these materials can provide relative to cast iron.
However, some of these new ceramic and ceramic matrix composite
materials are being tested for use as brake rotor materials in heavier
ground vehicles and/or in vehicles that demand increased performance
from their brake rotors. In these situations, the higher cost of such
materials is justified by their ability to provide increased
performance.
Aluminum and magnesium alloys have also been considered as brake
rotor materials. These metals show excellent strength to weight
properties but their high temperature properties are not adequate for
most brake rotor applications. Specifically, brake rotor tests using
both magnesium and aluminum rotors have demonstrated that unacceptable
amounts of surface scoring and rotor warpage occur after repeated
braking cycles. These problems can be partially alleviated by
incorporating various alloying elements into the magnesium and aluminum
metals and/or heat treating the final brake rotors before use.
However, the use of such additives and/or techniques raises the cost of
the brake rotors and can cause the rotors to display undesirable side
effects, such as increased brittleness and high temperature
instability Accor 'J; ngly, the use of alloying additives and heat
treatment t ~hniqu- either alone or in combination, has not been able
to produce commercially viable brake rotors for most of the current
brake rotor applications.
Recent attempts to reduce or eliminate the problems associated
with using aluminum and magnesium as brake rotor materials have been


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directed toward the production of various types of aluminum and
magnesium metal matrix composite materials. These materials generally
consist of a metal matrix having embedded therein one or more
reinforcing materials. Several techniques for forming metal matrix
S composites have been developed, some of which use pressure or a vacuum
to push or draw a molten metal into a mass or preform of reinforcing
material (hereinafter sometimes referred to as ~filler material~ or
~filler~). Other techniques for forming metal matrix composite
materials do not require the use of pressure or a vacuum to enable the
molten metal to infiltrate the filler material. Such infiltration
techniques are sometimes referred to as "spontaneous infiltration"
techniques. Representative methods for forming metal matrix composites
and/or casting metals can be found in the following Patents:

U.S. Patent No. 5,028,392, which issued on July 2, 1991, in
the names of Lloyd et al., and entitled "Melt Process For
the Production of Metal-Matrix Composite Materials With
Enhanced Particle/Matrix Wetting";

U.S. Patent No. S,028,494, which issued on July 2, 1991, in
the names of Tsujimura et al., and entitled ~Brake Disk
Material For Railroad Vehicle~;

U.S. Patent No. 4,865,806, which issued on September 12,
1989, in the names of Skibo et al., and entitled "Process
For Preparation of Composite Materials Containing
Nonmetallic Particles In A Metallic Matrix~;

U.S. Patent No. 4,759,995, which issued on July 26, 1988,
in the names of Skibo et al., and entitled ~Process For
Production of Metal Matrix Composites By Casting and
Composite Therefrom~;

U.S. Patent No. 4,961,461, which issued on October 9, 1990,
in the names of Klier et al., and entitled "Method and
Apparatus For Continuous Casting of Composites";


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U.S. Patent No. 4,473,103, which issued on September 25,
1984, in the names of Kenney et al., and entitled
~Continuous Production of Metal Alloy Composites";




U.S. Patent No. 4,404,262, which issued on September 13,
1983, in the name of Watmough, and entitled ~Composite ~
Metallic and Refractory Article and Method of Manufacturing
the Article";~0
U.S. Patent No. 3,970,136, which issued on July 20, 1976,
in the names of Cannell et al., and entitled "Method of
Manufacturing Composite Materials";

U.S. Patent No. 3,915,699, which issued on October 28,
1975, in the names of Umehara et al., and entitled "Method
For Producing Metal Dies or Molds Containing Cooling
Channels By Sintering Powdered Metals";

U.S. Patent No. 3,718,441, which issued on February 27,
1973, in the name of Landingham, and entitled "Method For
Forming Metal-Filled Ceramics of Near Theoretical Density";

U.S. Patent No. 5,042,561, which issued on August 27, 1991,
in the name of Chandley and entitled "Apparatus and Process
for Countergravity Casting of Metal With Air Exclusion";

U.S. Patent No. 4,862,945, which issued on September 5,
1989, in the names of Greanias et al. and entitled "Vacuum
Countergravity Casting Apparatus and Method With Backflow
Valve~;

U.S. Patent No. 3,547,180, which issued on December 15,
1970, in the name of Cochran, and entitled "Production of
Reinforced Composites"; and


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U.S. Patent No. 3,364,976, which issued on January 23,
1968, in the names of Reding et al., and entitled "Method
of Casting Employing Self-Generated Vacuum".

The entire disclosures of all of the above-listed U.S. Patents are
expressly incorporated herein by reference.
An example of a metal matrix composite brake rotor can be found
in U.S. Patent No. 5,028,494, which issued on July 2, 1991, in the
names of Tsujimura et al. (hereinafter referred to as the '494 Patent).
In the '494 Patent, an aluminum composite material is produced as a
brake disk material for railroad vehicles. In the method of the '494
Patent, reinforcement particles of alumina, silicon carbide, mica or
the like are dispersed and mixed into a molten aluminum alloy. The
reinforcement particles are 5 to 100 microns in diameter, and are
dispersed uniformly in the alloy in an amount of 1 to 25% by weight
(i.e., about 0.7% to about 18.4% by volume for alumina reinforcement
material; about 0.8% to about 22.0% by volume for silicon carbide
reinforcement material and about 1.0% to about 25.7% by volume for mica
reinforcement material). It is stated in the '494 Patent that the
brake disk material produced by the method disclosed in the '494 Patent
is "light in weight and has high strength, good thermal conductivity
and high wear resistance.~
Thus, it can be deduced from the above information that metal
matrix composite materials are currently being examined and tested for
use as brake rotor materials. Moreover, it should be noted that the
metal matrix composite brake rotors currently being produced for the
railroad vehicle industry (as evidenced by the '494 Patent) use an
aluminum metal matrix with a reinforcement material loading of up to
about 26% by volume.
It has been unexpectedly discovered that brake rotors produced
from metal matrix composites having reinforcement loadings of at least
about 26% by volume, and preferably at least about 28% by volume,
demonstrate unexpectedly enhanced performance in comparison to
materials with lower reinforcement loadings (i.e., reinforcement
loadings lower than about 26% by volume). Specifically, many metal
matrix composite brake rotors produced with less than about 26% by

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volume of reinforcement material have been unable to meet industry
performance requirements in certain tests known as "fade tests"
(discussed in detail later herein) wherein the brake rotor is
repeatedly tested under cyclical braking conditions (e.g., the brake
rotor is mounted on a vehicle braking system or a dynamometer and used
to brake a vehicle from about 60 mph to O mph several times and then
from about 80 mph to 0 mph for a required number of times or until
failure). Such brake rotors exhibit unacceptable surface scoring
(i.e.,surface disfigurements, such as scratches or grooves) after the
fade tests and, in some cases, portions of the brake rotors (e.g., the
cooling fins and/or the rotor surface which contacts the brake pad)
were deformed and appeared to have been melted during the tests.
In contrast, metal matrix composite brake rotors having
reinforcement loadings greater than about 26% by volume, and preferably
greater than about 28% by volume, have easily survived the above-
described fade tests with acceptable levels of surface scoring and no
significant deformation. Further, it has been determined that the
ability of a rotor to withstand certain standard industry tests which
simulate some of the most severe conditions experienced by automotive
rotors can be discussed in terms of the maximum operating temperature
(~MOT", discussed in detail later herein) which a rotor can withstand
prior to experiencing at least some undesirable surface melting. The
rotors of the present invention exhibit an MOT of at least about 900~F
(482~C), and preferably at least about 950~F (510~C) and even more
preferably at least about 975~F (524-C), and, even more preferably,
about 1000-F (538-C) and higher.
Moreover, it has been discovered that certain ceramic matrix
composites can also achieve the aforementioned MOT's and higher.
Certain preferred techniques for forming ceramic matrix composites are
discussed herein.
Accordingly, the increasing demand for higher fuel efficiency and
reduced emissions has created a need for brake rotors on ground
vehicles that are capable of satisfying current performance
requirements while providing weight savings to the overall vehicle with
respect to the brake rotors currently in use. The present invention
provides brake rotors that can satisfy these needs.


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DescriDtion of CommonlY Owned Patents and Patent ADDlications
This application is a continuation-in-part application of U.S.
Patent Application Serial No. 08/127,655, filed on September 27, 1993,
in the names of Ratnesh Kumar Dwivedi and John Thomas Burke, which in
turn is a continuation-in-part application of U.S. Patent Application
Serial No. 08/122,038, filed on September 15, 1993, in the names of
John Thomas Burke and Ratnesh Kumar Dwivedi, which in turn is a
continuation-in-part application of U.S. Patent Application Serial No.
07/866,781, filed on April 3, 1992, in the name of John Thomas Burke,
all of which are entitled "Brake Rotors and Methods for Making the
Same" the subject matter of each of which is herein incorporated by
reference.
A novel method of making a metal matrix composite material is
disclosed in Commonly Owned and Copending U.S. Patent Application
Serial No. 08/078,146, filed June 16, 1993, as a continuation of U.S.
Patent Application Serial No. 07/933,609, filed August 21, 1992 (now
abandoned), which is a continuation of U.S. Patent Application Serial
No. 07/725,400, filed on July 1, 1991, now abandoned, as a continuation
of U.S. Patent Application Serial No. 07/504,074, filed on April 3,
1990, now abandoned, as a continuation of U.S. Patent Application
Serial No. 07/269,251, filed on November 9, 1988, now abandoned, as a
continuation of Commonly Owned U.S. Patent No. 4,828,008, which issued
on May 9, 1989, in the names of White et al., and entitled "Metal
Matrix Composites~. According to the method of the White et al.
invention, a metal matrix composite is produced by infiltrating a
permeable mass of filler material (e.g., a ceramic or a ceramic-coated
material) with molten aluminum containing at least about 1 percent by
weight magnesium, and preferably at least about 3 percent by weight
magnesium. Infiltration occurs spontaneously without the application
of external pressure or vacuum. A supply of the molten metal alloy is
contacted with the mass of filler material at a temperature of at least
about 675-C in the presence of a gas comprising from about 10 to 100
percent, and preferably at least about 50 percent, nitrogen by volume,
and a remainder of the gas, if any, being a nonoxidizing gas, e.g.,
argon. Under these conditions, the molten aluminum alloy infiltrates


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the ceramic mass under normal atmospheric pressures to form an aluminum
(or aluminum alloy) matrix composite. When the desired amount of
filler material has been infiltrated with the molten aluminum alloy,
the temperature is lowered to solidify the alloy, thereby forming a
solid metal matrix structure that embeds the reinforcing filler
material. Usually, and preferably, the supply of molten alloy
delivered will be sufficient to permit the infiltration to proceed
essentially to the boundaries of the mass of filler material. The
amount of filler material in the aluminum matrix composites produced
according to the White et al. invention may be exceedingly high. In
this respect, filler to alloy volumetric ratios of greater than 1:1 may
be achieved.
Under the process conditions in the aforesaid White et al.
invention, aluminum nitride can form as a discontinuous phase dispersed
throughout the aluminum matrix. The amount of nitride in the aluminum
matrix may vary depending on such factors as temperature, alloy
composition, gas composition and filler material. Thus, by controlling
one or more such factors in the system, it is possible to tailor
certain properties of the composite. For some end use applications,
however, it may be desirable that the composite contain little or
substantially no aluminum nitride.
It has been observed that higher temperatures favor infiltration
but render the process more conducive to nitride formation. The White
et al. invention allows the choice of a balance between infiltration
kinetics and nitride formation.
An example of suitable barrier means for use with metal matrix
composite formation is described in Commonly Owned and Copending U.S.
Patent Application Serial No. 08/179,463, filed January 10, 1994, as a
continuation of Commonly Owned U.S. Patent No. 5,277,989, which issued
on January 11, 1994, in the names of Michael K. Aghajanian, et al. from
U.S. Patent Application Serial No. 07/934,823, filed on August 24,
1992, as a continuation of Commonly Owned U.S. Patent No. 5,141,819,
entitled ~Method of Making Metal Matrix Composite with the Use of a
Barrier~, which issued August 25, 1992, in the names of Michael K.
Aghajanian et al. from U.S. Patent Application Serial No. 07/415,088,
filed on September 29, 1989, now abandoned, which was a continuation of

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Commonly Owned U.S. Patent No. 4,935,055, which issued on June 19,
1990, in the names of Michael K. Aghajanian et al., and entitled
~Method of Making Metal Matrix Composite with the Use of a Barrier".
According to the method of this Aghajanian et al. invention, a barrier
means (e.g., particulate titanium diboride or a graphite material such
as a flexible graphite tape product sold by Union Carbide under the
trade name GRAFOIL~) is disposed on a defined surface boundary of a
filler material and matrix alloy infiltrates up to the boundary defined
by the barrier means. The barrier means is used to inhibit, prevent,
or terminate infiltration of the molten alloy, thereby providing net,
or near net, shapes in the resultant metal matrix composite.
Accordingly, the formed metal matrix composite bodies have an outer
shape which substantially corresponds to the inner shape of the barrier
means.
The method of U.S. Patent No. 4,828,008, was improved upon by
Commonly Owned and Copending U.S. Patent Application Serial No.
08/218,206, filed March 25, 1994, as a continuation of Commonly Owned
U.S. Patent No. 5,298,339, which issued on March 29, 1994, from U.S.
Patent Application Serial No. 07/994,064, filed on December 18, 1992,
which is a continuation of U.S. Patent Application Serial No.
07/759,745, filed on September 12, 1991, now abandoned, as a
continuation of U.S. Patent Application Serial No. 07/517,541, filed on
April 24, 1990, now abandoned, which was a continuation of U.S. Patent
Application Serial No. 07/168,284, filed March 15, 1988, now abandoned,
all in the names of Michael K. Aghajanian and Marc S. Newkirk and
entitled ~Metal Matrix Composites and Techniques for Making the Same."
In accordance with the methods disclosed in this U.S. Patent, a matrix
metal alloy is present as a first source of metal and as a reservoir of
matrix metal alloy which communicates with the first source of molten
metal due to, for example, gravity flow. Particularly, under the
conditions described in this patent, the first source of molten matrix
alloy begins to infiltrate the mass of filler material under normal
atmospheric pressures and thus begins the formation of a metal matrix
composite. The first source of molten matrix metal alloy is consumed
during its infiltration into the mass of filler material and, if
desired, can be replenished, preferably by a continuous means, from the

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reservoir of molten matrix metal as the spontaneous infiltration
continues. When a desired amount of permeable filler has been
spontaneously infiltrated by the molten matrix alloy, the temperature
is lowered to solidify the alloy, thereby forming a solid metal matrix
structure that embeds the reinforcing filler material. It should be
understood that the use of a reservoir of metal is simply one
embodiment of the invention described in this patent and it is not
necessary to combine the reservoir embodiment with each of the
alternate embodiments of the invention disclosed therein, some of which
could also be beneficial to use in combination with the present
invention.
The reservoir of metal can be present in an amount such that it
provides for a sufficient amount of metal to infiltrate the permeable
mass of filler material to a predetermined extent. Alternatively, an
optional barrier means can contact the permeable mass of filler on at
least one side thereof to define a surface boundary.
Moreover, while the supply of molten matrix alloy delivered
should be at least sufficient to permit spontaneous infiltration to
proceed essentially to the boundaries (e.g., barriers) of the permeable
mass of filler material, the amount of alloy present in the reservoir
could exceed such sufficient amount so that not only will there be a
sufficient amount of alloy for complete infiltration, but excess molten
metal alloy could remain and be attached to the metal matrix composite
body. Thus, when excess molten alloy is present, the resulting body
will be a complex composite body (e.g., a macrocomposite), wherein an
infiltrated ceramic body having a metal matrix therein will be directly
bonded to excess metal remaining in the reservoir.
Further improvements in metal matrix technology can be found in
commonly owned U.S. Patent No. 5,249,621, which issued October 5, 1993,
in the names of Aghajanian et al. and entitled ~Method of Forming Metal
Matrix Composite Bodies by a Spontaneous Infiltration Process and
Products Produced Therefrom" from U.S. Patent Application Serial No.
07/863,894, filed April 6, 1992, which is a continuation application of
U.S. Patent Application Serial No. 07/521,043, filed May 9, 1990, now
abandoned, which is a continuation-in-part of U.S. Patent Application
Serial No. 07/484,753, filed February 23, 1990, now abandoned, which


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was a continuation-in-part of U.S. Patent Application Serial No.
07/432,661, filed November 7, 1989, now abandoned, which was a
continuation-in-part of U.S. Patent Application Serial No. 07/416,327,
filed October 6, 1989, now abandoned, which was a continuation-in-part
of U.S. Patent Application Serial No. 07/349,590, filed May 9, 1989
(now abandoned), which was a continuation-in-part of U.S. Patent
Application Serial No. 07/269,311, filed November 10, 1988, now
abandoned, in the names of Michael K. Aghajanian et al. and entitled "A
Method of Forming Metal Matrix Composite Bodies by a Spontaneous
Infiltration Process, and Products Produced Therefrom". According to
this Aghajanian et al. invention, spontaneous infiltration of a matrix
metal into a permeable mass of filler material or preform is achieved
by use of an infiltration enhancer and/or an infiltration enhancer
precursor and/or an infiltrating atmosphere which are in communication
with the filler material or preform, at least at some point during the
process, which permits molten matrix metal to spontaneously infiltrate
the filler material or preform. Aghajanian et al. disclose a number of
matrix metal/infiltration enhancer precursor/infiltrating atmosphere
systems which exhibit spontaneous infiltration. Specifically,
Aghajanian, et al. disclose that spontaneous infiltration behavior has
been observed in the aluminum/magnesium/nitrogen system; the
aluminum/strontium/nitrogen system; the aluminum/zinc/oxygen system;
and the aluminum/calcium/nitrogen system. However, it is clear from
the disclosure set forth in the Aghajanian, et al. applications that
the spontaneous infiltration behavior should occur in other matrix
metal/infiltration enhancer precursor/infiltrating atmosphere systems.
Another related patent application is Commonly Owned and
Copending U.S. Patent Application Serial No. 08/083,823, filed on June
28, 1993, which is a continuation of Commonly Owned U.S. Patent No.
5,222,542, which issued June 29, 1993, which is a continuation-in-part
of U.S. Patent Application Serial No. 07/269,308, filed November 10,
1988, which issued as U.S. Patent No. 5,000,247 on March 19, 1991, and
naming as sole inventor John Thomas Burke and entitled "Method For
Forming Metal Matrix Composite Bodies With A Dispersion Casting
Technique and Products Produced Therebyn. These patent applications
and patents relate to a novel method for forming metal matrix composite


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bodies. A permeable mass of filler material is spontaneously
infiltrated by a molten matrix metal. Particularly, an infiltration
enhancer and/or an infiltration enhancer precursor and/or an
infiltrating atmosphere are in communication with the filler material,
at least at some point during the process, which permits molten matrix
metal to spontaneously infiltrate the filler material. After
infiltration has been completed to a desired extent, additional matrix
metal is added to that matrix metal which has spontaneously infiltrated
the filler material to result in a suspension of filler material and
matrix metal having a lower volume fraction of filler relative to
matrix metal. The matrix metal then can be permitted to cool in situ
or the mixture of matrix metal and filler material can be poured into a
second container as a casting process to form a desired shape which
corresponds to the second container. However, the formed suspension,
whether cast immediately after being formed or after cooling and
thereafter heating and casting, can be pour cast into a desired shape
while retaining beneficial characteristics associated with
spontaneously infiltrated metal matrix composites.
A novel method of forming a metal matrix composite by
infiltration of a permeable mass of filler contained in a ceramic
matrix composite mold is disclosed in Commonly Owned U.S. Patent No.
4,998,578, which issued on March 12, 1991, from U.S. Patent Application
Serial No. 07/380,977, filed on July 17, 1989, as a continuation of
U.S. Patent No. 4,871,008, which issued on October 3, 1989, from U.S.
Patent Application Serial No. 07/142,385, filed January 11, 1988, by
Dwivedi et al., both entitled "Method of Making Metal Matrix
Composites". According to the method disclosed in the Dwivedi et al.
Patents, a mold is formed by the directed oxidation of a molten
precursor metal or parent metal with an oxidant to develop or grow a
polycrystalline oxidation reaction product which embeds at least a
portion of a preform comprised of a suitable filler (referred to as a
~first filler") to form a ceramic matrix composite mold. The formed
mold of ceramic matrix composite is then provided with a second filler
and the second filler and mold are contacted with molten metal, and the
mold contents are hermetically sealed, most typically by introducing at
least one molten metal into the entry or opening which seals the mold.


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The hermetically sealed bedding may contain entrapped air, but the
entrapped air and the mold contents are isolated or sealed so as to
exclude or shut-out the external or ambient air. By providing a
hermetic environment, effective infiltration of the second filler at
moderate molten metal temperatures is achieved, and therefore obviates
or eliminates any necessity for wetting agents, special alloying
ingredients in the molten matrix metal, applied mechanical pressure,
applied vacuum, special gas atmospheres or other infiltration
expedients.
The above-discussed commonly owned patents describe a method for
the production of a metal matrix composite body, which may be bonded to
a ceramic matrix composite body, and the novel bodies which are
produced therefrom.
A method of forming macrocomposite bodies by a somewhat related
process is disclosed in Commonly Owned and Copending U.S. Patent
Application Serial No. 08/197,225, filed on February 16, 1994, as a
continuation of U.S. Patent Application Serial No. 07/966,124, filed on
October 23, 1992 (now abandoned), as a continuation of U.S. Patent
Application Serial No. 07/747,213, filed on August 19, 1991 (now
abandoned), as a continuation of U.S. Patent Application Serial No.
07/269,464, which was filed on November 10, 1988, and issued as U.S.
Patent No. 5,040,588 on August 20, 1991, in the names of Marc S.
Newkirk et al., and entitled ~Methods for Forming Macrocomposite Bodies
and Macrocomposite Bodies Produced Thereby/'. A continuation of U.S.
Patent No. 5,040,588, was filed on August 19, 1991, as U.S. Patent
Application Serial No. 07/747,213, now abandoned. These applications
and Patent disclose various methods relating to the formation of
macrocomposite bodies by spontaneously infiltrating a permeable mass of
filler material or a preform with molten matrix metal and bonding the
spontaneously infiltrated material to at least one second material such
as a ceramic and/or a metal. Particularly, an infiltration enhancer
and/or infiltration enhancer precursor and/or infiltrating atmosphere
are in communication with a filler material or a preform, at least at
some point during the process, which permits molten matrix metal to
spontaneously infiltrate the filler material or preform. Moreover,
prior to infiltration, the filler material or preform is placed into

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contact with at least a portion of a second material such that after
infiltration of the filler material or preform, the infiltrated
material is bonded to the second material, thereby forming a
macrocomposite body.
A method of forming metal matrix composite bodies by a self-
generated vacuum process is disclosed in Commonly Owned and Copending
U.S. Patent Application Serial No. 08/085,575, filed on July 1, 1993,
as a continuation of Commonly Owned U.S. Patent No. 5,224,533, which
issued on July 6, 1993, which was filed on May 22, 1992, as U.S. Patent
Application Serial No. 07/888,241, as a continuation of U.S. Patent
Application Serial No. 07/381,523, filed on July 18, 1989, now
abandoned, in the names of Robert C. Kantner et al., and entitled "A
Method of Forming Metal Matrix Composite Bodies by a Self-Generated
Vacuum Process, and Products Produced Therefrom". These patent
applications and patent disclose a method whereby a molten matrix metal
is contacted with a filler material or a preform in the presence of a
reactive atmosphere, and, at least at some point during the process,
the molten matrix metal reacts, either partially or substantially
completely, with the reactive atmosphere, thereby causing the molten
matrix metal to infiltrate the filler material or preform due to, at
least in part, the creation of a self-generated vacuum. Such self-
generated vacuum infiltration occurs without the application of any
external pressure or vacuum.
A method of forming macrocomposite bodies by a somewhat related
process is disclosed in Commonly Owned and Copending U.S. Patent
Application Serial No. 08/021,297, filed on February 22, 1993, as a
divisional of Commonly Owned U.S. Patent No. 5,247,986, entitled RA
Method of Forming Macrocomposite Bodies by Self-Generated Vacuum
Techniques, and Products Produced Therefrom" which issued September 28,
1993, in the names of Robert C. Kantner et al. from U.S. Patent
Application Serial No. 07/824,686, filed on January 21, 1992, which was
filed as a continuation of U.S. Patent Application Serial No.
07/383,935 (now abandoned); and U.S. Patent No. 5,188,164, issued
February 23, 1993, in the names of Robert C. Kantner et al. and
entitled ~A Method of Forming Macrocomposite Bodies by Self-Generated
Vacuum Techniques using a Glassy Seal" from U.S. Patent Application

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Serial No. 07/560,746, filed on July 31, 1990, which was filed as a
continuation of U.S. Patent Application Serial No. 07/383,935 (now
abandoned); in the names of Robert C. Kantner et al., and entitled "A
Method of Forming Macrocomposite Bodies By Self-Generated Vacuum
Techniques, and Products Produced Therefrom". These patent
applications and patents disclose a method whereby a molten matrix
metal is contacted with a filler material or a preform, optionally in
contact with a second or additional body, in the presence of a reactive
atmosphere, and, at least at some point during the process, the molten
matrix metal reacts, either partially or substantially completely, with
the reactive atmosphere, thereby causing the molten matrix metal to
infiltrate the filler material or preform due to, at least in part, the
creation of a self-generated vacuum. The infiltrated material may be
bonded to the carcass of the matrix metal and/or the second or
additional body thereby forming a macrocomposite body. Such self-
generated vacuum infiltration occurs without the application of any
external pressure or vacuum.
Methods of forming shaped metal matrix composite bodies by a
self-generated vacuum process are disclosed in Commonly Owned and
Copending U.S. Patent Application Serial No. 08/250,086, filed May 27,
1993, as a continuation of Commonly Owned U.S. Patent No. 5,316,069,
which issued on May 31, 1994, from U.S. Patent Application Serial No.
07/803,769, filed on December 5, 1991, which is a continuation of U.S.
Patent Application Serial No. 07/520,915, which was filed on May 9,
1990, now abandoned, all in the names of Aghajanian et al., and
entitled ~Method of Making Metal Matrix Composite Bodies With Use of A
Barrier~; and commonly owned and copending International Application
No. PCT/US91/03232, filed on May 9, 1991, claiming priority to U.S.
Patent Application Serial No. 07/520,915, and entitled "Barrier
Materials For Making Metal Matrix Composites". These applications
describe methods for making a metal matrix composite produced by
spontaneously infiltrating a molten matrix metal into a permeable mass
of filler material or a preform having at least one surface boundary
established or defined by a barrier means. Specifically, an
infiltration enhancer and/or an infiltration enhancer precursor and/or
an infiltrating atmosphere are in communication with the filler

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material or preform, at least at some point during the process, which
permits molten matrix metal to spontaneously infiltrate the filler
material or preform up to the barrier material. A barrier material,
typically, inhibits the transport of molten matrix metal beyond itself,
thereby permitting the formation of shaped metal matrix composite
bodies.
The barrier means disclosed in these applications may be any
suitable means which interferes, inhibits, prevents or terminates the
migration, movement, or the like, of molten matrix alloy (e.g., an
aluminum alloy) beyond the defined surface boundary of the filler
material. Suitable barrier means may be any material, compound,
element, composition, or the like, which, under the process conditions
of this invention, maintains some integrity, is not volatile and
preferably is permeable to the gas used with the process, as well as
being capable of locally inhibiting, stopping, interfering with,
preventing, or the like, continued infiltration or any other kind of
movement of the molten matrix metal beyond the defined surface boundary
of the ceramic filler. Barrier means may be used during spontaneous
infiltration or in any molds or other fixtures utilized in connection
with thermo-forming of the spontaneously infiltrated metal matrix
composite, as discussed in greater detail below.
The barrier materials of these applications may be a physical
barrier (e.g., colloidal graphite, certain glass-forming materials,
etc.), a reactive barrier (e.g., calcium carbonate, aluminum phosphate,
colloidal silica, etc.), or any combination of the two (e.g., Grade A-
17 alumina having an average particle size of about 3.5 microns
obtained from Alcoa Industrial Chemicals Div., Bauxite, AR). The
barrier material should prevent the molten matrix metal from
infiltrating beyond the desired boundaries of the filler material or
preform and, preferably, provide a smooth surface finish to the final
metal matrix composite body. Further, the barrier should not react or
dissolve into the molten matrix metal or the filler material, unless
such behavior is desired, e.g., when a reactive barrier is utilized.
Any material or combination of materials which satisfy the above-
described criteria for a particular matrix metal/infiltration enhancerand/or infiltration enhancer precursor and/or infiltrating

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- 18 -

atmosphere/filler material system may be utilized as a barrier material
in that system.
The subject matter of this application is also related to that of
several commonly owned ceramic and ceramic composite Patents and
commonly owned and copending ceramic and ceramic composite Patent
Applications. Particularly, these Patents and Patent Applications
describe novel methods for making ceramic and ceramic matrix composite
materials (hereinafter sometimes referred to as "Commonly Owned Ceramic
Matrix Patent Applications and PatentsN).
A novel approach to the formation of ceramic materials is
disclosed generically in Commonly Owned U.S. Patent No. 4,713,360,
which issued on December 15, 1987, in the names of Marc S. Newkirk et
al. and entitled "Novel Ceramic Materials and Methods for Making Same".
This Patent discloses a method of producing self-supporting ceramic
bodies grown as the oxidation reaction product of a molten parent
precursor metal which is reacted with a vapor-phase oxidant to form an
oxidation reaction product. Molten metal migrates through the formed
oxidation reaction product to react with the oxidant thereby
continuously developing a ceramic polycrystalline body which can, if
desired, include an interconnected metallic component. The process may
be enhanced by the use of one or more dopants alloyed with the parent
metal. For example, in the case of oxidizing aluminum in air, it is
desirable to alloy magnesium and silicon with the aluminum to produce
alpha-alumina ceramic structures. This method was improved upon by the
application of dopant materials to the surface of the parent metal, as
described in Commonly Owned U.S. Patent No. 4,853,352, which issued on
August 1, 1989, in the names of Marc S. Newkirk et al., and entitled
NMethods of Making Self-Supporting Ceramic Materials", a European
counterpart to which was published in the EPO on January 22, 1986.
A novel method for producing a self-supporting ceramic composite
by growing an oxidation reaction product form a parent metal into a
permeable mass of filler is disclosed in commonly owned and copending
U.S. Patent Application Serial No. 08/284,011, filed on August 1, 1994,
as a continuation of Commonly Owned U.S. Patent No. 5,334,562, issued
on August 2, 1994, from U.S. Patent Application Serial No. 08/017,940,
filed February 16, 1993, as a continuation of U.S. Patent Application


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Serial No. 07/65g,473, filed February 25, 1991, which issued as U.S.
- Patent No. 5,187,130 on February 16, 1993, which in turn was a
continuation of U.S. Patent Application Serial No. 07/415,180, filed
September 29, 1989 (now abandoned), as a divisional of U.S. Patent No.
4,916,113, issued on April 10, 1990 from U.S. Patent Application Serial
No. 07/265,835, filed on November 1, 1988, as a continuation of U.S.
Patent No. 4,851,375, issued July 25, 1989, and entitled "Methods of
Making Composite Articles Having Embedded Filler/' which is a
continuation-in-part of U.S. Patent Application Serial No. 06/697,876,
which was filed on February 4, 1985 (now abandoned) and entitled
~Composite Ceramic Articles and Methods of Making the Same" all in the
names of Marc S. Newkirk, et al.
A method for producing ceramic composite bodies having a
predetermined geometry or shape is disclosed in Commonly Owned and
Copending U.S. Patent Application Serial No. 07/973,808, filed on
November 9, 1992, as a continuation of U.S. Patent Application Serial
No. 07/659,481, filed February 25, 1991, which issued as Commonly Owned
U.S. Patent No. 5,162,273, on November 10, 1992. Moreover, U.S. Patent
No. 5,162,273, issued from a continuation application of U.S. Patent
Application Serial No. 07/368,484, filed June 19, 1989 (now abandoned),
which is a continuation of U.S. Patent Application Serial No.
06/861,025, filed May 8, 1986 (now abandoned). In accordance with the
method in these U.S. Patent Applications, the developing oxidation
reaction product infiltrates a permeable preform of filler material in
a direction towards a defined surface boundary. It was discovered that
high fidelity is more readily achieved by providing the preform with a
barrier means, as disclosed in Commonly Owned U.S. Patent Application
Serial No. 08/107,425, filed on August 16, 1993, as a continuation of
Commonly Owned U.S. Patent No. 5,236,786, which issued on August 17,
1993, in the names of Marc S. Newkirk, et al. and entitled ~Shaped
Ceramic Composites with a Barrier,/' from U.S. Patent Application Serial
No. 07/659,523, filed February 22, 1991, which is a continuation of
U.S. Patent Application No. 07/295,488 (now abandoned) filed January
10, 1989, which is a continuation of U.S. Patent No. 4,923,832, which
issued May 8, 1990, both in the names of Marc S. Newkirk et al., a
European counterpart to which was published in the EPO on November 11,

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1987. This method produces shaped self-supporting ceramic bodies,
including shaped ceramic composites, by growing the oxidation reaction
product of a parent metal to a barrier means spaced from the metal for
establishing a boundary or surface.
Ceramic composites having a cavity with an interior geometry
inversely replicating the shape of a positive mold or pattern are
disclosed in Commonly Owned U.S. Patent No. 5,051,382, which issued
September 24, 1991, from U.S. Patent Application Serial No. 07/329,794,
filed March 28, 1989, which is a divisional of U.S. Patent No.
0 4,828,785, which issued May 9, 1989, both in the names of Marc S.
Newkirk, et al., a European counterpart to which was published in the
EPO on September 2, 1987, and in U.S. Patent No. 4,859,640, which
issued on August 22, 1989, a European counterpart to which was
published in the EPO on March 9, 1988.
The feeding of additional molten parent metal from a reservoir
has been successfully utilized to produce thick ceramic matrix
composite structures. Particularly, as disclosed in Commonly Owned
U.S. Patent No. 4,918,034, issued April 17, 1990, which is a
continuation-in-part of U.S. Patent No. 4,900,699, i ssued February 13,
1990, both in the names of Marc S. Newkirk et al., and entitled
~Reservoir Feed Method of Making Ceramic Composite Structures and
Structures Made Thereby", a European counterpart to which was published
in the EPO on March 30, 1988, the reservoir feed method has been
successfully applied to form ceramic matrix composite structures.
According to the method of this Newkirk et al. invention, the ceramic
or ceramic composite body which is produced comprises a self-supporting
ceramic composite structure which includes a ceramic matrix obtained by
the oxidation reaction of a parent metal with an oxidant to form a
polycrystalline material. In conducting the process, a body of the
parent metal and a permeable filler are oriented relative to each other
so that formation of the oxidation reaction product will occur in a
direction toward and into the filler. The parent metal is described as
being present as a first source and as a reservoir, the reservoir of
metal communicating with the first source due to, for example, gravity
flow. The first source of molten parent metal reacts with the oxidant
to begin the formation of the oxidation reaction product. As the first

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source of molten parent metal is consumed, it is replenished,
preferably by a continuous means, from the reservoir of parent metal as
the oxidation reaction product continues to be produced and infiltrates
the filler. Thus, the reservoir assures that ample parent metal will
be available to continue the process until the oxidation reaction
product has grown to a desired extent.
A method for tailoring the constituency of the metallic component
of a ceramic matrix composite structure is disclosed in Copending and
Commonly Owned U.S. Patent No. 5,017,533, which issued on May 21, 1991,
from U.S. Application Serial No. 07/389,506, filed on August 2, 1989,
which in turn is a continuation of U.S. Patent Application Serial No.
06/908,454, filed September 17, 1986 (and now abandoned), both of which
are in the names of Marc S. Newkirk et al., and entitled "Method for In
Situ Tailoring the Metallic Component of Ceramic Articles and Articles
Made Thereby".
Moreover, U.S. Patent Application Serial No. 07/904,739, filed on
June 26, 1992, as a continuation-in-part application of U.S. Serial No.
07/793,933, filed on November 14, 1991, which issued on February 9,
1993, as U.S. Patent No. 5,185,303, which was filed on August 16, 1990,
as a continuation of U.S. Application Serial No. 07/568,618, which in
turn issued as U.S. Patent No. 5,066,618 on November 19, 1991, from a
continuation of U.S. Application Serial No. 07/269,152, filed No.
07/269,152, filed November 9, 1988 (now abandoned), which is a
continuation of U.S. Patent No. 4,818,734, which issued April 4, 1989
from U.S. Patent Application Serial No. 07/152,518, filed February 5,
1988, in the names of Robert C. Kantner et al., which was a
Continuation-in-Part Application of the above-mentioned Serial No.
06/908,454, filed September 17, 1986, having the same title and also
being Commonly Owned. These Patents and the above-mentioned U.S.
Application 06/908,454, disclose methods for tailoring the constituency
of the metallic component (both isolated and interconnected) of ceramic
and ceramic matrix composite bodies during formation thereof to impart
one or more desirable characteristics to the resulting body. Thus,
desired performance characteristics for the ceramic or ceramic
composite body are advantageously achieved by incorporating the desired


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metallic component in situ, rather than from an extrinsic source, or by
post-forming techniques.
As discussed in these Commonly Owned Ceramic Matrix Patent
Applications and Patents, novel polycrystalline ceramic materials or
polycrystalline ceramic composite materials are produced by the
oxidation reaction between a parent metal and an oxidant (e.g., a
solid, liquid and/or a gas). In accordance with the generic process
disclosed in these Commonly Owned Ceramic Matrix Patent Applications
and Patents, a parent metal (e.g., aluminum, silicon) is heated to an
elevated temperature above its melting point but below the melting
point of the oxidation reaction product (e.g., aluminum oxide, aluminum
nitride, silicon nitride, etc.) to form a body of molten parent metal
which reacts upon contact with an oxidant (e.g., an oxygen containing
atmosphere, a nitrogenous atmosphere, etc.) to form the oxidation
reaction product. At this temperature, the oxidation reaction product,
or at least a portion thereof, is in contact with and extends between
the body of molten parent metal and the oxidant, and molten metal is
drawn or transported through the formed oxidation reaction product and
towards the oxidant. The transported molten metal forms additional
fresh oxidation reaction product when contacted with the oxidant, at
the surface of previously formed oxidation reaction product. As the
process continues, additional metal is transported through this
formation of polycrystalline oxidation reaction product thereby
continually Ngrowing" a ceramic structure of interconnected
crystallites. The resulting ceramic body may contain metallic
constituents, such as non-oxidized constituents of the parent metal,
and/or voids. Oxidation is used in its broad sense in all of the
Commonly Owned Ceramic Matrix Patent Applications and Patents and in
this application, and refers to the loss or sharing of electrons by a
metal to an oxidant which may be one or more elements and/or compounds.
Accordingly, elements other than oxygen may serve as an oxidant.
In certain cases, the parent metal may require the presence of
one or more dopants in order to influence favorably or to facilitate
growth of the oxidation reaction product. Such dopants may at least
partially alloy with the parent metal at some point during or prior to
growth of the oxidation reaction product. For example, in the case of

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aluminum as the parent metal and nitrogen as the oxidant, dopants such
as strontium, silicon, nickel and magnesium, to name but a few of a
larger class of dopant materials, can be alloyed with aluminum, and the
created growth alloy is utilized as the parent metal. The resulting
oxidation reaction product of such a growth alloy, in the case of using
nitrogen as an oxidant, comprises aluminum nitride.
Novel ceramic composite structures and methods of making the same
are also disclosed and claimed in certain of the aforesaid Commonly
Owned Ceramic Matrix Patent Applications and Patents which utilize the
oxidation reaction to produce ceramic composite structures comprising a
substantially inert filler (note: in some cases it may be desirable to
use a reactive filler, e.g., a filler which is at least partially
reactive with the advancing oxidation reaction product and/or parent
metal) infiltrated by the polycrystalline ceramic matrix. A parent
metal is positioned adjacent to a mass of permeable filler (or a
preform) which can be shaped and treated to be self-supporting, and is
then heated to form a body of molten parent metal which is reacted with
an oxidant, as described above, to form an oxidation reaction product.
As the oxidation reaction product grows and infiltrates the adjacent
filler material, molten parent metal is drawn through previously formed
oxidation reaction product within the mass of filler and reacts with
the oxidant to form additional fresh oxidation reaction product at the
surface of the previously formed oxidation reaction product, as
described above. The resulting growth of oxidation reaction product
infiltrates or embeds the filler and results in the formation of a
ceramic composite structure of a polycrystalline ceramic matrix
embedding the filler. As also discussed above, the filler (or preform)
may utilize a barrier means to establish a boundary or surface for the
ceramic composite structure.
The entire disclosures of the above-described commonly owned
patents and patent applications are expressly incorporated herein by
reference.

Summarv of the Invention
The present invention comprises improved composite brake rotors
useful for ground vehicles. Specifically, the present invention


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comprises a brake rotor comprising an interconnected metal or ceramic
matrix embedding at least one filler material (e.g., such as a ceramic
material), wherein in the case of metal matrix composites the at least
one filler material comprises at least about 26X by volume of the brake
rotor for most applications, and at least about 20% by volume for
applications involving passenger cars and trucks. Such a brake rotor
demonstrates properties which are unexpectedly superior to the
properties demonstrated by brake rotors having lower volumetric
percentages of filler material when such brake rotors are used in
similar applications.
Although any process capable of forming metal matrix composites
containing at least about 20% by volume filler material may be used to
form the metal matrix composites of the present invention, a
particularly preferable technique comprises contacting a molten matrix
metal with a mass of filler material or a preform which is in
communication with an infiltration enhancer and/or an infiltration
enhancer precursor and/or an infiltrating atmosphere at least at some
point during the process which permits molten matrix metal to
spontaneously infiltrate the mass of filler material or preform to form
the metal matrix composite (sometimes referred to herein as
Nspontaneous infiltration").
Without wishing to be bound by any particular theory or
explanation, it is believed that when the volume percent of filler
material in a metal matrix composite reaches a certain level (e.g., at
least about 26% by volume, and preferably at least about 28% by volume,
for most applications, and at least about 20% by volume for
applications involving passenger cars and trucks, however, in some
cases, even more preferably at least about 30% by volume), the overall
performance level of the metal matrix composite material may be
unexpectedly enhanced (i.e., in comparison to metal matrix composite
materials having lower, or in some cases even higher, filler loadings
and used in similar applications) to a level which renders the metal
matrix composite material suitable for certain uses or applications,
such as brake rotors for both the front and rear braking systems on,
for example, automobiles and trucks. It is further believed that the
overall performance level may be influenced by one or more of thermal

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conductivity, heat capacity, wear or abrasion resistance, high
temperature strength (which depends upon, for example, the melting
temperature or solidus temperature of the matrix), stiffness,
coefficient of friction, elastic modulus, yield strength, density,
hardness, resistance to heat cracking, ultimate tensile strength,
fatigue strength and fracture toughness.
The above disclosure is directed generally to brake rotors for
ground vehicles. In view of this, the lower end of the applicable
filler material range has been generally limited to about 26% by
volume, where the increased performance of the brake rotors justifies
their use in a wide variety of ground vehicles (e.g., automobiles,
trucks, trains, trolleys, motorcycles, military vehicles and all other
ground vehicles that use brake rotors). The lower end of the filler
material range which may be used in the brake rotors of the present
invention when the end use of the brake rotors is for passenger cars
and trucks has been limited to about 20% by volume. This is because
the necessary performance level for brake rotors in certain passenger
cars and trucks is, typically, not as high as in other types of ground
vehicles (e.g., heavy trucks, buses and trains). Accordingly, when the
brake rotor of the present invention is intended for use in passenger
cars and trucks (or in any other application which requires an
equivalent or lesser amount of brake rotor performance), a filler
material loading of at least about 20% may be necessary to achieve the
required performance levels. However, in many passenger car and light
truck applications, a brake rotor may require filler material loadings
of at least about 30YO by volume or more, depending upon the specific
performance requirements that the rotor must meet. In this regard, the
aforementioned physical properties which contribute to the overall
performance of the rotors are related in a complex way. Specifically,
the presence of one filler material verses another filler material in a
rotor can affect many of the properties discussed above herein.
Accordingly, in some cases, a greater amount of one filler material may
be required to achieve similar rotor performances in comparison to a
different filler material. While the complex interrelationship of
properties is difficult to quantify with respect to different rotor
performances, one item which is readily quantifiable is the Maximum

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Operating Temperature (~MOTN) which a rotor can experience. For
example, under a given set of testing conditions, every rotor can be
caused to fail and the temperature at which such rotor fails gives an
indication of which application (e.g., front brake rotor or back brake
rotor for automobiles) the rotor is suited for. The rotors of the
present invention reach unexpectedly high MOT's of at least about 900-F
(482-C) and above. Specifically, rotors of the present invention
readily achieve MOT's of 925~F (496-C), 950-F (510-C), 1000-F (538-C)
and above. These MOT's have never before been achieved by prior art
rotors and permit new design/weight formulation to occur. Accordingly,
the present ;nvention is a significant achievement in the rotor art
because weight savings can be achieved without sacrificing performance.
The predominant failure mode of composite material brake rotors
and particularly metal matrix composite brake rotors is by surface
scuffing. As a brake rotor is subjected to progressively more severe
conditions (e.g., high inertial loads), the temperature of the brake
rotor continues to rise until it reaches a temperature at which a glaze
(typically formed on the rubbing surfaces of the rotor at preburnish,
for example, as Section 6.3 Preburnishment of SAE J212) on the rotor
surface breaks down and scuffing ensues. The temperature at which the
breakdown occurs is referred to as the Maximum Operating Temperature or
MOT. The breakdown of a rotor accompanies excessive noise, sparks and
dust. The rotor breakdown is followed by rapid wear of the pads and a
rise in temperatures measured by the pad thermocouples (as discussed
further below). The Maximum Operating Temperature or MOT is primarily
dependent on the material composition and not on the rotor design or
the test conditions.
The Maximum Operating Temperature or MOT of a material formed as
a brake rotor or disc is determined using dynamometer tests adopted
from SAE J212, ~Brake System Dyanamometer Test Procedure" - Passenger
Cars - SAE J212 JUN80, SAE 1980 (which is herein incorporated by
reference), with some modifications. These tests are discussed in
greater detail later herein.
In addition, certain rotor formulations relating to the present
invention achieve performances never before thought to be obtainable
with conventional materials. These rotor formulations include both


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2l~93o

novel metal matrix composites and ceramic matrix composites made by the
methods discussed herein.

Definitions
As used in the present specification and the appended claims, the
terms below are defined as follows:
~Allov Side~, as used herein, refers to that side of a metal
matrix composite or ceramic matrix composite which initially contacted
molten metal before that molten metal infiltrated the permeable mass of
filler material or preform.
~Aluminum~, as used herein, means and includes essentially pure
metal (e.g., a relatively pure, commercially available unalloyed
aluminum) or other grades of metal and metal alloys such as the
commercially available metals having impurities and/or alloying
constituents such as iron, silicon, copper, magnesium, manganese,
chromium, zinc, etc., therein. An aluminum alloy for purposes of this
definition is an alloy or intermetallic compound in which aluminum is
the major constituent.
"Ambient AtmosDhere", as used herein in conjunction with the
formation of metal matrix composites by a self-generated vacuum
technique, refers to the atmosphere outside the filler material or
preform and the impermeable container. It may have substantially the
same constituents as the reactive atmosphere, or it may have different
constituents.
~Balance Non-Oxidizing Gas", as used herein in conjunction with
the formation of metal matrix composites by a spontaneous infiltration
technique, means that any gas present in addition to the primary gas
comprising the infiltrating atmosphere, is either an inert gas or a
reducing gas which is substantially non-reactive with the matrix metal
under the process conditions. Any oxidizing gas which may be present
as an impurity in the gas(es) used should be insufficient to oxidize
the matrix metal to any substantial extent under the process
conditions.
"Barrier" or "barrier means", as used herein in conjunction with
the formation of metal matrix composites, means any suitable means
which interferes, inhibits, prevents or terminates the migration,


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movement, or the like, of molten matrix metal beyond a surface boundary
of a permeable mass of filler material or preform, where such surface
boundary is defined by said barrier means. Suitable barrier means may
be any such material, compound, element, composition, or the like,
which, under the process conditions, maintains some integrity and is
not substantially volatile (i.e., the barrier material does not
volatilize to such an extent that it is rendered non-functional as a
barrier).
Further, suitable ~barrier means~ includes materials which are
substantially non-wettable by the migrating molten matrix metal under
the process conditions employed. A barrier of this type appears to
exhibit substantially little or no affinity for the molten matrix
metal, and movement beyond the defined surface boundary of the mass of
filler material or preform is prevented or inhibited by the barrier
means. The barrier reduces any final machining or grinding that may be
required and defines at least a portion of the surface of the resulting
metal matrix composite product. The barrier may in certain cases be
permeable or porous, or rendered permeable by, for example, drilling
holes or puncturing the barrier, to permit gas to contact the molten
matrix metal.
~Barrier" or ~barrier meansN, as used herein in conjunction with
the formation of ceramic matrix composites, may be any material,
compound, element, composition, or the like, which, under the process
conditions, maintains some integrity, is not substantially volatile
(i.e., the barrier material does not volatilize to such an extent that
it is rendered non-functional as a barrier) and is preferably permeable
to a vapor-phase oxidant (if utilized) while being capable of locally
inhibiting, poisoning, stopping, interfering with, preventing, or the
like, continued growth of the oxidation reaction product.
~Bonded~, as used herein in conjunction with metal matrix
composites, means any method of attachment between two bodies. The
attachment may be physical and/or chemical and/or mechanical. A
physical attachment requires that at least one of the two bodies,
usually in a liquid state, infiltrates at least a portion of the
microstructure of the other body. This phenomenon is commonly known as
~wetting~. A chemical attachment requires that at least one of the two


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bodies chemically react with the other body to form at least one
chemical bond between the two bodies. One method of forming a
- mechanical attachment between the two bodies includes a macroscopicinfiltration of at least one of the two bodies into the interior of the
other body. An example of this would be the infiltration of at least
one of the two bodies into a groove or slot on the surface of the other
body. Such mechanical attachment does not include microscopic
infiltration or ~wetting~ but may be used in combination with such
physical attachment techniques.
An additional method of mechanical attachment includes such
techniques as ~shrink fitting", wherein one body is attached to the
other body by a pressure fit. In this method of mechanical attachment,
one of the bodies would be placed under compression by the other body.
~Bronze~, as used herein, means and includes a copper rich alloy,
which may include iron, tin, zinc, aluminum, silicon, beryllium,
manganese and/or lead. Specific bronze alloys include those alloys in
which the proportion of copper is about 90% by weight, the proportion
of silicon is about 6% by weight, and the proportion of iron is about
3% by we;ght.
"Carcass" or "Carcass of Matrix Metal", as used herein, refers to
any of the original body of matrix metal remaining which has not been
consumed during formation of the metal matrix composite body, and
typically, if allowed to cool, remains in at least partial contact with
the metal matrix composite body which has been formed. It should be
understood that the carcass may also include a second or foreign metal
therein.
~Cast Iron", as used herein, refers to the family of cast ferrous
alloys wherein the proportion of carbon is at least about 2% by weight.
~Ceramic~, as used herein, should not be unduly construed as
being limited to a ceramic body in the classical sense, that is, in the
sense that it'consists entirely of non-metallic and inorganic
materials, but rather refers to a body which is predominantly ceramic
with respect to either composition or dominant properties, although the
body may contain minor or substantial amounts of one or more metallic
constituents (isolated and/or interconnected, depending on the
processing conditions used to form the body) derived from a parent


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metal, or reduced from an oxidant or a dopant, most typically within a
range of from about 1-40 percent by volume, but may include still more
metal.
~Ceramic Matrix Com w site~ or ~CMC~ or ~Ceramic ComDosite BodY",
as used herein, means a material comprising a two- or three-
dimensionally interconnected ceramic which has embedded a preform or
filler material, and may further include a parent metal phase embedded
therein, possibly in a two- or three-dimensionally interconnected
network. The ceramic may include various dopant elements to provide a
specifically desired microstructure, or specifically desired
mechanical, physical, or chemical properties in the resulting
composite.
~ Copper", as used herein, refers to the commercial grades of the
substantially pure metal, e.g., 99% by weight copper with varying
amounts of impurities contained therein. Moreover, it also refers to
metals which are alloys or intermetallics which do not fall within the
definition of bronze, and which contain copper as the major constituent
therein.
"DoDants~, as used herein in conjunction with ceramic matrix
composites, means materials (parent metal constituents or constituents
combined with and/or included in or on a filler, or combined with the
oxidant) which, when used in combination with the parent metal,
favorably influence or promote the oxidation reaction process and/or
modify the growth process to alter the microstructure and/or properties
of the product. While not wishing to be bound by any particular theory
or explanation of the function of dopants, it appears that some dopants
are useful in promoting oxidation reaction product formation in cases
where appropriate surface energy relationships between the parent metal
and its oxidation reaction product do not intrinsically exist so as to
30 promote such formation. Dopants may be added to the filler material,
they may be in the form of a gas, solid, or liquid under the process
conditions, they may be included as constituents of the parent metal,
or they may be added to any one of the constituents involved in the
formation of the oxidation reaction product. Dopants may: (1) create
35 favorable surface energy relationships which enhance or induce the
wetting of the oxidation reaction product by the molten parent metal;

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- 31 -

and/or (2) form a "precursor layer" at the growth surface by reaction
with alloy, oxidant, and/or filler, that (a) minimizes formation of a
protective and coherent oxidation reaction product layer(s), (b) may
enhance oxidant solubility (and thus permeability) in molten metal,
and/or (c) allows for transport of oxidant from the oxidizing
atmosphere through any precursor oxide layer to combine subsequently
with the molten metal to form another oxidation reaction product;
and/or (3) cause microstructural modifications of the oxidation
reaction product as it is formed or subsequently and/or alter the
metallic constituent composition and properties of such oxidation
reaction product; and/or (4) enhance growth nucleation and uniformity
of growth of oxidation reaction product.
~ Filler", as used herein in conjunction with both ceramic matrix
composites and metal matrix composites, is intended to include either
single constituents or mixtures of constituents which are substantially
non-reactive with and/or of limited solubility in the matrix or parent
metal and may be single or multi-phase. Fillers may be provided in a
wide variety of forms, such as powders, flakes, platelets,
microspheres, whiskers, bubbles, fibers, particulates, fiber mats,
chopped fibers, spheres, pellets, tubules, refractory cloths, etc., and
may be either dense or porous. ~Filler" may also include ceramic
fillers, such as alumina or silicon carbide, as fibers, chopped fibers,
particulates, whiskers, bubbles, spheres, fiber mats, or the like, and
coated fillers such as carbon fibers coated with alumina or silicon
carbide to protect the carbon from attack, for example, by a molten
aluminum matrix metal. Fillers may also include metals.
~ ImDermeable Container~, as used herein, in conjunction with the
formation of metal matrix composites by a self-generated vacuum
technique, means a container which may house or contain a reactive
atmosphere and a filler material (or preform) and/or molten matrix
metal and/or a sealing means and/or at least a portion of at least one
second material, under the process conditions, and which is
sufficiently impermeable to the transport of gaseous or vapor species
through the container, such that a pressure difference between the
ambient atmosphere and the reactive atmosphere can be established.



SUBSIIlul~ SHEE~ (RULE 26)

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~ Infiltratinq AtmosphereN, as used herein, in conjunction with
the formation of metal matrix composites by a spontaneous infiltration
technique, means that atmosphere which is present which interacts with
the matrix metal and/or preform (or filler material) and/or
infiltration enhancer precursor and/or infiltration enhancer and
permits or enhances spontaneous infiltration of the matrix metal to
occur.
~ Infiltration Enhancer~, as used herein, in conjunction with the
formation of metal matrix composites by a spontaneous infiltration
technique, means a material which promotes or assists in the
spontaneous infiltration of a matrix metal into a filler material or
preform. An infiltration enhancer may be formed from, for example, (1)
a reaction of an infiltration enhancer precursor with an infiltrating
atmosphere to form a gaseous species and/or (2) a reaction product of
the infiltration enhancer precursor and the infiltrating atmosphere
and/or (3) a reaction product of the infiltration enhancer precursor
and the filler material or preform. Moreover, the infiltration
enhancer may be supplied directly to at least one of the filler
material or preform, and/or matrix metal and/or infiltrating atmosphere
and function in a substantially similar manner to an infiltration
enhancer which has formed as a reaction between an infiltration
enhancer precursor and another species. Ultimately, at least during
the spontaneous infiltration, the infiltration enhancer should be
located in at least a portion of the filler material or preform to
achieve spontaneous infiltration, and the infiltration enhancer may be
at least partially reducible by the matrix metal.
~ Infiltration Enhancer Precursor" or "Precursor to the
Infiltration Enhancer", as used herein, in conjunction with the
formation of metal matrix composites by a spontaneous infiltration
technique, means a material which when used in combination with (1) the
matrix metal, (2) the preform or filler material and/or (3) an
infiltrating atmosphere forms an infiltration enhancer which induces or
assists the matrix metal to spontaneously infiltrate the filler
material or preform. Without wishing to be bound by any particular
theory or explanation, it appears as though it may be necessary for the
precursor to the infiltration enhancer to be capable of being

SUBS~ SHEEr ~RVlE 26)

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~ ~ 9 3
- 33 - v ~

positioned, located or transportable to a location which permits the
infiltration enhancer precursor to interact within the infiltrating
atmosphere and/or the preform or filler material and/or the matrix
metal. For example, in some matrix metal/infiltration enhancer
precursor/infiltrating atmosphere systems, it is desirable for the
infiltration enhancer precursor to volatilize at, near, or, in some
cases, even somewhat above the temperature at which the matrix metal
becomes molten. Such volatilization may lead to: (1) a reaction of the
infiltration enhancer precursor with the infiltrating atmosphere to
form a gaseous species which enhances wetting of the filler material or
preform by the matrix metal; and/or (2) a reaction of the infiltration
enhancer precursor with the infiltrating atmosphere to form a solid,
liquid or gaseous infiltration enhancer in at least a portion of the
filler material or preform which enhances wetting; and/or (3) a
reaction of the infiltration enhancer precursor within the filler
material or preform which forms a solid, liquid or gaseous infiltration
enhancer in at least a portion of the filler material or preform which
enhances wetting.
"Macrocomposite" or ~Macrocomposite BodY", as used herein in
conjunction with metal matrix composites, means any combination of two
or more materials selected from the group consisting of a ceramic
matrix body, a ceramic matrix composite body, a metal body, and a metal
matrix composite body, which are intimately bonded together in any
configuration, wherein at least one of the materials comprises a metal
matrix composite body. The metal matrix composite body may be present
as an exterior surface and/or as an interior surface. Further, the
metal matrix composite body may be present as an interlayer between two
or more of the materials in the group described above. It should be
understood that the order, number, and/or location of a metal matrix
composite body or bodies relative to residual matrix metal and/or any
of the materials in the group discussed above, can be manipulated or
controlled in an unlimited fashion.
"Matrix Metal" or ~Matrix Metal AlloY", as used herein means that
metal which is utilized to form a metal matrix composite (e.g., before
infiltration) and/or that metal which is intermingled with a filler
material to form a metal matrix composite body (e.g., after


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- 34 -

infiltration). When a specified metal is mentioned as the matrix
metal, it should be understood that such matrix metal includes that
metal as an essentially pure metal, a commercially available metal
having impurities and/or alloying constituents therein, an
intermetallic compound or an alloy in which that metal is the major or
predominant constituent.
~Matrix Metal/Infiltration Enhancer Precursor/Infiltrating
Atmosphere SYstem~ or ~Sw ntaneous SYstem~, as used herein, in
conjunction with the formation of metal matrix composites by a
spontaneous infiltration technique, refers to that combination of
materials which exhibits spontaneous infiltration into a preform or
filler material. It should be understood that whenever a "//' appears
between an exemplary matrix metal, infiltration enhancer precursor and
infiltrating atmosphere that, the ~/~ is used to designate a system or
combination of materials which, when combined in a particular manner,
exhibits spontaneous infiltration into a preform or filler material.
~Maximum Operatinq TemDerature~ or "MOT", as used herein, is
related to the predominant failure mode of composite rotors (e.g.,
metal matrix composite rotors) which is by surface scuffing. As a
rotor is subjected to progressively more severe conditions, the
temperature of the rotor continues to rise until it reaches a
temperature at which the glaze on the rotor surface breaks down and
scuffing ensues. The temperature at which the breakdown occurs is
referred to as the maximum operating temperature (MOT). The breakdown
of a rotor is accompanied by excessive noise, sparks and dust. The
rotor breakdown may be followed by rapid wear of the pads and a rise in
temperature measured by the pad thermocouples. The MOT is primarily
dependent on the material composition and not on the rotor design or
the test conditions.
~Metal Matrix ComDosite" or "MMC", as used herein, means a
material comprising a two- or three-dimensionally interconnected alloy
or matrix metal which has embedded a preform or filler material. The
matrix metal may include various alloying elements to provide
specifically desired mechanical and physical properties in the
resulting composite.


SUBSIITUIE Shttl (R~LE 2~

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- 35 -

A Metal ~Different~ from the Matrix Metal or from the parent
- metal means a metal which does not contain, as a primary constituent,
the same metal as the matrix or parent metal (e.g., if the primary
constituent of the matrix metal is aluminum, the ~differentN metal
S could have a primary constituent of, for example, nickel).
~ Oxidant~, as used herein, means one or more suitable electron
acceptors or electron sharers and may be a solid, a liquid or a gas or
some combination of these (e.g., a solid and a gas) at the oxidation
reaction conditions. Typical oxidants include, without limitation,
oxygen, nitrogen, any halogen or a combination thereof, sulphur,
phosphorus, arsenic, carbon, boron, selenium, tellurium, and or
compounds and combinations thereof, for example, silica or silicates
(as sources of oxygen), methane, ethane, propane, acetylene, ethylene,
propylene (the hydrocarbon as a source of carbon), and mixtures such as
air, H2/H2O and CO/CO2 (as sources of oxygen). The latter two (i.e.,
H2/H2O and CO/CO2) being useful in reducing the oxygen activity of the
environment.
~ Oxidation", as used herein means a chemical reaction in which an
oxidant reacts with a parent metal, and that parent metal has given up
electrons to or shared electrons with the oxidant.
"Oxidation Reaction Product", as used herein, means one or more
metals in any oxidized state wherein the metal(s) has given up electrons
to or shared electrons with another element, compound, or combination
thereof. Accordingly, an "oxidation reaction product" under this
definition includes the product of the reaction of one or more metals
with one or more oxidants.
~ Parent Metal~, as used herein, means that metal(s) (e.g.,
aluminum, silicon, titanium, tin, zirconium, etc.) which is the
precursor of a polycrystalline oxidation reaction product and includes
that metal(s) as an essentially pure metal, a commercially available
metal having impurities and/or alloying constituents therein, or an
allG~ in which that metal precursor is the major constituent. When a
spec fied metal is mentioned as the parent or precursor metal (e.g.,
aluminum, etc.), the metal identified should be read with this
definition in mind unless indicated otherwise by the context.


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~Nonreactive Vessel for Housinq Matrix Metal~, as used herein, in
conjunction with the formation of metal matrix composites by a
spontaneous infiltration technique, means any vessel which can house or
contain molten matrix metal under the process conditions and not react
with the matrix and/or the infiltrating atmosphere and/or infiltration
enhancer precursor and/or filler material or preform in a manner which
would be significantly detrimental to the spontaneous infiltration
mechanism.
~Preform~ or ~Permeable Preform/', as used herein in conjunction
with both metal matrix composite and ceramic matrix composite
materials, means a porous mass of filler or filler material which is
manufactured with at least one surface boundary which essentially
defines a boundary for infiltrating matrix metal, such mass retaining
sufficient shape integrity and green strength to provide dimensional
fidelity without any external means of support prior to being
infiltrated by the matrix metal. The mass should be sufficiently
porous to permit infiltration of the matrix metal. A preform typically
comprises a bonded array or arrangement of filler, either homogeneous
or heterogeneous, and may be comprised of any suitable material (e.g.,
ceramic and/or metal particulates, powders, fibers, whiskers, etc., and
any combination thereof). A preform may exist either singularly or as
an assemblage.
~Reaction sYstem//~ as used herein, in conjunction with the
formation of metal matrix composites by a self-generated vacuum
technique, refers to that combination of materials which exhibit self-
generated vacuum infiltration of a molten matrix metal into a filler
material or preform. A reaction system comprises at least an
impermeable container having therein a permeable mass of filler
material or preform, a reactive atmosphere and a matrix metal.
~Reactive AtmosPhere~, as used herein, in conjunction with the
formation of metal matrix composites by a self-generated vacuum
technique, means an atmosphere which may react with the matrix metal
and/or filler material (or preform) and/or impermeable container to
form a self-generated vacuum, thereby causing molten matrix metal to
infiltrate into the filler material (or preform) upon formation of the
self-generated vacuum.


SUB~ ultS~ttl (RULE26)

WO 95/08070 PCT/US94/10407



~ Reservoir", as used herein in conjunction with both metal matrix
composite and ceramic matrix composite materials, means a separate body
of metal positioned relative to a mass of filler or a preform so that,
when the metal is molten, it may flow to replenish, or in some cases to
initially provide and subsequently replenish, that portion, segment or
source of matrix metal which is in contact with the filler or preform.
"Seal" or "Sealing Means", as used herein in conjunction with the
formation of metal matrix composites by a self-generated vacuum
technique, refers to a gas-impermeable seal under the process
conditions, whether formed independent of (e.g., an extrinsic seal) or
formed by the reaction system (e.g., an intrinsic seal), which isolates
the ambient atmosphere from the reactive atmosphere. The seal or
sealing means may have a composition different from that of the matrix
metal.
"Seal Facilitator", as used herein in conjunction with the
formation of metal matrix composites by a self-generated vacuum
technique, is a material that facilitates formation of a seal upon
reaction of the matrix metal with the ambient atmosphere and/or the
impermeable container and/or the filler material or preform. The
material may be added to the matrix metal, and the presence of the seal
facilitator in the matrix metal may enhance the properties of the
resultant composite body.
/'Second BodY" or /'Additional BodYN, as used herein, means another
body which is capable of being bonded to a metal matrix composite body
by at least one of a chemical reaction and/or a mechanical or shrink
fit. Such a body includes traditional ceramics such as sintered
ceramics, hot pressed ceramics, extruded ceramics, etc., and also, non-
traditional ceramic and ceramic composite bodies such as those produced
by the methods described in Commonly Owned U.S. Patent No. 4,713,360,
which issued on December 15, 1987, in the names of Marc S. Newkirk et
al.; Commonly Owned U.S. Patent No. 4,851,375, which issued on July 25,
1989, from U.S. Patent Application Serial No. 819,397, filed January
17, 1986 in the names of Marc S. Newkirk et al. and entitled "Composite
Ceramic Articles and Methods of Making Same"; Commonly Owned U.S.
Patent No. 5,017,526, which issued on May 21, 1991, from U.S. Patent
Application Serial No. 07/338,471, filed April 14, 1989, as a

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continuation of U.S. Patent Application Serial No. 861,025, filed May
8, 1986 in the names of Marc S. Newkirk et al. and entitled NShaped
Ceramic Composites and Methods of Making the Same"; Commonly Owned U.S.
Patent No. 4,818,734, which issued on April 4, 1989, from U.S. Patent
Application No. I52,518 filed on February 5, I988 in the names of
Robert C. Kantner et al. and entitled ~Method For In Situ Tailoring the
Metallic Component of Ceramic Articles and Articles Made Thereby~;
Commonly Owned U.S. Patent No. 4,940,679, which issued on July 10,
1990, from U.S. Patent Application No. 137,044, filed December 23, 1987
in the names of T. Dennis Claar et al. and entitled "Process for
Preparing Self-Supporting Bodies and Products Made Thereby"; and
variations and improvements on these processes contained in other
Commonly Owned U.S. Patent Applications and Patents. For the purpose
of teaching the method of production and characteristics of the ceramic
and ceramic composite bodies disclosed and claimed in these commonly
owned applications and Patents, the entire disclosures of the above-
mentioned applications and Patents are hereby incorporated by
reference. Moreover, the second or additional body of the instant
invention also includes metal matrix composites and structural bodies
of metal such as high temperature metals, corrosion resistant metals,
erosion resistant metals, etc. Accordingly, a second or additional
body includes a virtually unlimited number of bodies.
"Second Material", as used herein, refers to a material selected
from the group consisting of a ceramic matrix body, a ceramic matrix
composite body, a metal body, and a metal matrix composite body.
~Spontaneous Infiltration", as used herein, means that the
infiltration of matrix metal into the permeable mass of filler or
preform occurs without requirement for the application of pressure or
vacuum (whether externally applied or internally created).
~Wetting Enhancer", as used herein in conjunction with the
formation of metal matrix composites by a self-generated vacuum
technique, refers to any material, which when added to the matrix metal
and/or the filler material or preform, enhances the wetting (e.g.,
reduces surface tension of molten matrix metal) of the filler material
or preform by the molten matrix metal. The presence of the wetting
enhancer may also enhance the properties of the resultant metal matrix

SUbSIllul~SHt~l (RULE26~

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~930~



- 39 -

composite body by, for example, enhancing bonding between the matrix
metal and the filler material.

Brief Description of the Drawings
Figure 1 is a cross-sectional schematic view of a lay-up used to
fabricate the highly loaded metal matrix composite body of Example l;
Figure 2A is a cross-sectional schematic view which shows the
introduction of the highly loaded metal matrix composite material into
the melt comprising the second matrix metal contained within a crucible
and the crushing of the highly loaded metal matrix composite material;
Figure 2B is a cross-sectional schematic view which shows the
introduction of a stirring means into the crucible containing molten
first and second matrix metals and the filler material of the highly
loaded metal matrix composite material;
Figure 2C is a cross-sectional schematic view which shows a
formed metal matrix composite suspension; and
Figure 2D is a cross-sectional schematic view which shows the
pouring of the metal matrix composite suspension from a ladle to form a
cast metal matrix composite disk brake rotor.
Figure 3 is a schematic of the thermocouple placement in the
rotor during the determination of the MOT and corresponds to a vented
front brake rotor for the 1991 model year Ford Escort.
Figure 4 is taken from SAE J212 and is a schematic of the
thermocouple placement in the brake pad during the determination of the
MOT.
Figure 5 is a cross-sectional schematic of a pressing mold used
in formation of metal matrix composite bodies of Example 2.
Figure 6 is a cross-sectional schematic of the lay-up used to
form the metal matrix composite brake rotor or disc of Example 2.
Figure 7 is a drawing of an impeller used to disperse filler
material to make lower loaded metal matrix bodies according to the
methods of Example 4.
Figure ~ is a schematic of a baffle used in the formation of
lower loaded metal matrix composite bodies as described in Example 4.



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Figures 9A and 9B are schematics of an impeller used to form
lower loaded metal matrix composite bodies according to the methods of
Example 6.
Figure 10 is a cross-sectional schematic of an impeller furnace
cover and attached baffles used in the formation of metal matrix
composite bodies according to the methods of Example 4.
Figure 11 iS a cross-sectional schematic of a box mold used to
cast metal matrix composite bodies according to the methods of Example
4.
Figure 12 is a cross-sectional schematic of the lay-up used to
form metal matrix composite brake rotors according to the methods of
Example 5.
Figure 13 is a graph of the temperature as a function of number
of stops for a metal matrix composite brake rotor tested according to
the methods of Example 6.
Figure 14 iS a graph of the temperaure of various parts of a cast
iron brake rotor tested according to the methods of Example 6.
Figure 15 is a graph of the temperature of same locations in a
metal matrix composite rotor and cast iron composite rotor tested
according to the methods of Example 6.
Figure 16 is a comparison of the IRRS temperature in silicon
carbide and alumina reinforced metal matrix composite rotors tested
according to the methods of Example 6.
Figure 17 is a comparison of the IRRS temperature of metal matrix
composite rotors having varying thicknesses.
Figure 18 is a comparison of the IRRS temperature of a vented and
a solid silicon carbide reinforced aluminum brake rotors.
Figure 19 demonstrates the effect of pulling air velocity of IRRS
temperature for silicon carbide reinforced aluminum rotors tested
according to the methods of Example 6.
Figure 20 is a comparison of the IRRS temperature for silicon
carbide reinforced aluminum rotors tested using various inertial
loadings.
Figure 21 is a correlation of the inertial load as a function of
final IRRS temperature for various silicon carbide reinforced aluminum
rotors.

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Figure 22 is a correlation of the normalized maximum operating
- temperature as a function of volume percent silicon carbide and silicon
carbide reinforced aluminum rotors.
Figure 23 is a comparison of the weight loss experienced by
variously loaded silicon carbide reinforced aluminum metal matrix
composite bodies tested in accordance to the methods of Example 6.
Figure 24 is a plot of brake lining wear for metal matrix
composite rotors reinforced with varying amounts of silicon carbides
and tested according to the methods of Example 6.
Figure 25 presents the temperature in various locations of an
alumina reinforced high melting point aluminum alloy brake rotor or
disc made according to the method of Example 2 and tested according to
the methods of Example 6.

Detailed Description of the Invention and Preferred Embodiments
The present invention comprises improved metal matrix or ceramic
matrix composite brake rotors useful for ground vehicles.
Specifically, with regard to metal matrix composites, the present
invention comprises a brake rotor comprising an interconnected metal
matrix (e.g., aluminum) embedding at least one filler material (e.g.,
such as a ceramic material), wherein the at least one filler material
comprises at least about 26% by volume of the brake rotor for most
applications, and at least about 20% by volume for applications
involving passenger cars and trucks. Such a brake rotor demonstrates
properties which are unexpectedly superior to the properties
demonstrated by brake rotors having lower volumetric percentages of
filler material when such brake rotors are used in similar
applications.
Although any process capable of forming metal matrix composites
containing at least about 20% by volume filler material may be used to
form the metal matrix composites of the present invention, a
particularly preferable technique comprises contacting a molten matrix
metal with a mass of filler material or a preform which is in
communication with an infiltration enhancer and/or an infiltration
enhancer precursor and/or an infiltrating atmosphere at least at some
point during the process which permits molten matrix metal to


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spontaneously infiltrate the mass of filler material or preform to form
the metal matrix composite.
Without wishing to be bound by any theory, it is believed that
when the volume percent of filler material in a metal matrix composite
reaches a certain level (e.g., at least about 26% by volume, and
preferably at least about 28% by volume, for most applications, and at
least 20% by volume for applications involving passenger cars and
trucks and even more preferably, for some applications, greater than
about 30YO by volume), the overall performance level of the metal matrix
composite material is enhanced (i.e., in comparison to metal matrix
composite materials having lower filler loadings and used in similar
applications) to a level which renders the metal matrix composite
material suitable for certain uses or applications, such as brake
rotors. It is further believed that the overall performance level may
be influenced by one or more of thermal conductivity, heat capacity,
wear or abrasion resistance, high temperature strength (which in turn
is related to, for example, the melting temperature or solidus
temperature of the matrix), density, stiffness, coefficient of
friction, elastic modulus, yield strength, hardness, resistance to heat
cracking, filler particle size, filler particle distribution, filler
particle loading, filler particle geometry, ultimate tensile strength,
fatigue strength and fracture toughness.
However, in many passenger car loadings and light truck
applications, a brake rotor may require filler material loadings of at
least about 30% by volume or more, depending upon the specific
performance requirements that the rotor must meet. In this regard, the
aforementioned physical properties which contribute to the overall
performance of the rotors are related in a complex manner.
Specifically, the presence of one filler material verses another filler
material in a rotor can affect many of the properties discussed above
herein. Accordingly, in some cases, a greater amount of one filler
material may be required to achieve similar rotor performances in
comparison to a different filler material. While the complex
interrelationship of properties is difficult to quantify with respect
to different rotor performances, one item which is readily quantifiable
is the Maximum Operating Temperature ("MOT") which a rotor can


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experience. For example, under a given set of testing conditions,
every rotor can be caused to fail and the temperature at which such
rotor fails gives an indication of which application (e.g., front brake
rotor or back brake rotor for automobiles) the rotor is suited for.
The rotors of the present invention reach unexpectedly high MOT's of at
least about 900-F (482-C) and above. Specifically, rotors of the
present invention readily achieve MOT's of 925-F (496-C), 950-F
(510-C), and 1000-F (538-C) and above. These MOT's have never before
been achieved by prior art rotors and permit new design/weight
formulation to occur. Accordingly, the present invention is a
significant achievement in the rotor art because weight savings can be
achieved without sacrificing performance.
Although the filler materials that may be used in the brake
rotors of the present invention comprise a wide variety of shapes,
sizes and geometries (e.g., particulate, fibers, cloth etc.), a
preferred type of filler material is particulate or powdered filler
material. Such filler material usually has an average diameter of
about 1 to 5,000 microns and preferably has an average diameter of
about 5 to 500 microns. Several tests have indicated that equiaxed or
rounded filler materials may be desirable and may provide enhanced
brake rotor performance.
A preferred embodiment of the present invention comprises a metal
matrix composite brake rotor comprising an aluminum metal matrix
embedding a silicon carbide filler material which comprises at least
about 26% by volume of the brake rotor for most applications, and at
least about 20% by volume for applications involving passenger cars and
trucks and even more preferably, at least of 30% by volume for some
more severe performance applications. The filler material may be in a
wide variety of forms and sizes. A particularly preferred silicon
carbide filler is silicon carbide particulate. The silicon carbide
filler material may be present as a mass of filler material or a
preform and at least one of an infiltration enhancer, infiltration
enhancer precurser and infiltrating atmosphere may be located within
the mass of filler material or preform.
While the performance of a metal matrix composite brake rotor
reinforced with silicon carbide in general increases with increasing


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silicon carbide amounts, the ease and/or cost of machining such brake
rotors degrades. Accordingly, in some cases, economic considerations
may dictate some optimum loading of the silicon carbide filler, which
optimum loading may be less than that which is technologically possible
or desirable for certain performance levels.
Another preferred embodiment of the present invention comprises a
metal matrix composite brake rotor comprising an aluminum metal matrix
embedding an alumina filler material which comprises at least about 26%
by volume of the brake rotor for most applications, and at least about
20X by volume for applications involving passenger cars and trucks.
The filler material may be in a wide variety of forms and sizes. A
particularly preferred form of alumina filler material is particulate
alumina. The alumina filler material may be present as a mass of
filler material or a preform and at least one of an infiltration
enhancer, infiltration enhancer precursor and infiltrating atmosphere
may be located within the mass of filler material or preform.
A metal matrix composite brake rotor comprising aluminum
reinforced with aluminum oxide possesses surprisingly good wear
resistance, which improves with increasing aluminum oxide filler
content. Unlike silicon carbide, however, aluminum oxide possesses a
much lower thermal conductivity relative to the aluminum matrix. Thus,
the thermal conductivity of the metal matrix composite material
decreases with increasing alumina filler content. Accordingly,
technical performance parameters, and not just economics, may suggest
the use of a loading of alumina filler in a metal matrix composite
brake rotor which is lower than that maximum loading which is
technologically possible.
Although the present disclosure focusses primarily upon aluminum
matrix metals, it should be understood that any metal may be used as
the matrix metal in the brake rotor of the present invention.
Representative'matrix metals include, but are not limited to, aluminum,
magnesium and titanium.
Moreover, although the present disclosure focusses primarily upon
metal matrix composite materials, it should be understood that
macrocomposite materials which include a metal matrix composite
material which is integrally attached or bonded to at least one other

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material (e.g., a ceramic material, a ceramic matrix composite
material, a metal etc.) may be used as the brake rotor of the present
invention.
Still further, ceramic matrix composite rotors made according to
various methods including these methods discussed above relating to the
Commonly Owned Patents and Patent Applications, also function as
desirable rotors (e.g., give unexpectantly high MOT's).
The above disclosure is directed generally to brake rotors for
ground vehicles. In view of this, the lower end of the applicable
filler material range has been generally limited to about 26% by
volume, where the increased performance of the brake rotors justifies
their use in a wide variety of ground vehicles (e.g., automobiles,
trucks, trains, trolleys, motorcycles, military vehicles and all other
ground vehicles that use brake rotors). The lower end of the filler
material range which may be used in the brake rotors of the present
invention when the end use of the brake rotors is for passenger cars
and trucks has been limited to about 20% by volume. This is because
the necessary performance level for brake rotors in some passenger cars
and trucks is, typically, not as high as in other types of ground
vehicles (e.g., heavy trucks, buses and trains). Accordingly, when the
brake rotor of the present invention is intended for use in passenger
cars and trucks (or in any other application which requires an
equivalent or lesser amount of brake rotor performance), a filler
material loading of at least about 20% may be necessary to achieve the
required performance levels.
However, in many passenger car and light truck applications, a
brake rotor may require filler material loadings of perhaps 30% by
volume and possibly more, depending upon the specific performance
requirements that the rotor must meet. In this regard, the
aforementioned physical properties which contribute to the overall
performance of the rotors are related in a complex manner.
Specifically, the presence of one filler material verses another filler
material in a rotor can affect many of the properties discussed above
herein. Accordingly, in some cases, a greater amount of one filler
material may be required to achieve similar rotor performances in
comparison to a different filler material. While the complex


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interrelationship of properties is difficult to quantify with respect
to different rotor performances, one item which is readily quantifiable
is the Maximum Operating Temperature (~MOT") which a rotor can
experience. For example, under a given set of testing conditions,
every rotor can be caused to fail and the temperature at which such
rotor fails gives an indication of which application (e.g., front brake
rotor or back brake rotor for automobiles) the rotor is suited for.
The rotors of the present invention reach unexpectedly high MOT's of at
least about 900-F (482-C) and above. Specifically, rotors of the
present invention readily achieve MOT's of 925~F (496~C), 950-F
(510-C), lOOO F (538-C) and above. These MOT's have never before been
achieved by prior art rotors and permit new design/weight formulation
to occur. Accordingly, the present invention is a significant
achievement in the rotor art because weight savings can be achieved
without sacrificing performance.
The predominant failure mode of composite material brake rotors
and particularly metal matrix composite brake rotors is by surface
scuffing. As a brake rotor is subjected to progressively more severe
conditions (e.g., high inertial loads), the temperature of the brake
rotor continues to rise until it reaches a temperature at which a glaze
(typically formed on the rubbing surfaces of the rotor at preburnish,
for example, as Section 6.3 Preburnishment of SAE J212) on the rotor
surface breaks down and scuffing ensues. The temperature at which the
breakdown occurs is referred to as the Maximum Operating Temperature or
MOT. The breakdown of a rotor accompanies excessive noise, sparks and
dust. The rotor breakdown is followed by rapid wear of the pads and a
rise in temperatures measured by the pad thermocouples (as discussed
further below). The Maximum Operating Temperature or MOT is primarily
dependent on the material composition and not on the rotor design or
the test conditions.
The Maximum Operating Temperature or MOT of a material as a brake
rotor or disc is determined using dynamometer tests adopted from SAE
J212, ~Brake System Dyanamometer Test Procedure" - Passenger Cars - SAE
J212 JUN80, SAE 1980 (which is herein incorporated by reference), with
some modifications. The current SAE J212 test has two fade/recovery
sequences, each conducted at a cooling air speed of 8 mph (12.8 km/h).


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In the present test, an additional fade/recovery sequence is added at a
cooling air speed of 2 mph (3.2 km/h). The rubbing surface temperature
of the test rotor is measured by a thermocouple located 0.040 inch (1
mm) below the surface at the center of the inboard side, since most of
the failures in the metal matrix composite rotors has been determined
to initiate on this side (this rubbing surface is designated as the
inner rotor rubbing surface or IRRS). A second thermocouple is located
at the intersection of the outer rubbing surface and the rotor hub.
This thermocouple is also recessed 0.040~ (1 mm) under the rotor
surface. Both braking pads are fitted with thermocouples located at
the center of each pad, approximately 0.040" (1 mm) under the rubbing
surface. For examples of the placement of thermocouples in the brake
rotor and brake pads, see Figures 3 and 4, respectively. Figure 3 is a
schematic of the thermocouple placement in the rotor during the
determination MOT and corresponds to a vented front brake rotor for
1991 model year Ford Escort. Figure 4 is taken from SAE J212 and is a
schematic of the thermocouple placement in the brake pad during the
determination of the Maximum Operating Temperature or MOT.
The Maximum Operating Temperature or MOT of a material is
determined during the fade segments of the modified SAE J212 test and,
therefore, the fade segments are described in detail. There are three
fade segments in the test. The test conditions, except for the
inertial load, during each fade segment are summarized in Table 1.

Table 1: Test Conditions During Fade Segments
Test Conditions
Initial IRRS
Temp., ~F 150 (65.5-C) 150 (65.5-C)- 150 (65.5-C)
Initial Speed, mph 60 (97 km/h) 60 (97 km/h) 60 (97 km/h)
Deceleration, ft/s2 15 (4.6 m/s2) 15 (4.6 m/s2) 15 (4.6 m/s2)
No. of stops 10 15 15
Cycle Time, s 35 35 35
Cooling Air
Speed, mph 8 (12.8 km/h) 8 (12.8 km/h) 2 (12.8 km/h)



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An inertial load of at least that specified by Section 5.7, ~Test
Moment of Inertia~ of SAE J212 is used during the determination of
Maximum Operating Temperature or MOT for a particular rotor material.
If that inertial load is insufficient to cause the failure of the rotor
a higher inertial load is applied on the rotor until failure is
observed. The temperature measured at failure corresponds to Maximum
Operating Temperature or MOT.
The tests for determining Maximum Operating Temperature or MOT
are conducted using compact dynamometers, for example, with DC drives
and at commercial laboratories (e.g., Link Testing Laboratory and
Greening Testing Laboratory). The speed, acceleration (or
deceleration), torque, cooling air speed, cooling air temperature,
rotor and pad temperatures are continuously monitored and recorded.
Before a test to determine the Maximum Operating Temperature or
MOT of a rotor material, the rotor and the mating pads are thoroughly
characterized for:
1. weight
2. dimensions, particularly the rotor thickness
3. surface roughness
4. density
5. microstructure and reinforcement loading
After the Maximum Operating Temperature or MOT for a rotor
material is determined, all of the above parameters are remeasured to
assess the damage and wear to the rotor and the pads.
The following Examples demonstrate certain preferred fabrication
techniques for forming brake rotors according to the present invention,
however, these Examples should be viewed as being illustrative of the
invention and not be viewed as limiting the scope of the invention as
defined in the appended claim.
The following Examples further demonstrate the unexpected
superior performance of brake rotors made according to the present
invention. Specifically, never before have metal matrix composites
(e.g., especially aluminum metal matrix composite materials) and
ceramic matrix composite materials been fabricated to function as
desirable brake rotor materials. The present invention is a
significant enhancement to the art.

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ExamDle 1
The present Example demonstrates the fabrication of cast brake
rotors or discs from a metal matrix composite material produced in a
~two step~ process. In a first step, a highly loaded metal matrix
composite is prepared by spontaneously or pressurelessly infiltrating a
matrix metal into a permeable mass of filler material and thereafter
solidifying the matrix metal. In a second step, the formed highly
loaded metal matrix composite is reheated and dispersed into a melt of
second matrix metal. The assemblies used to carry out these two steps
are depicted schematically in Figures 1, 2A, 2B, 2C and 2D,
respectively.
Specifically, in reference to Figure 1, about 25.5 kilograms of a
filler material mixture 124 comprising by weight about 98% 500 grit
(average particle diameter of about 17 microns) super strong ~39
CRYSTOLON~ green silicon carbide particulate (Norton Co., Worcester,
MA, and hereinafter ~SiCp~) and about 2 percent magnesium powder (-100
mesh, Hart Metals Materials, Rumson, NJ, particle diameter less than
about 150 microns) was blended for about 15 minutes in an approximately
1 cubic foot (28.32 liter) capacity Y-blender.
The interior of a graphite mold 120 having inner dimensions
measuring about 7.25 inches (184 mm) square and about 7 inches (178 mm)
high was lined with a graphite foil box 122 made from ~PERMA-FOIL~/'
graphite foil (TTAmerica, Portland, OR). About 4550 grams of the
filler material mixture 124 were poured into the lined graphite mold
120 and levelled. An additional piece of graphite foil 126 made of
~PERMA-FOIL~" graphite foil (TTAmerica, Portland, OR) measuring about 7
inches (178 mm) square by about 0.015 inch (0.38 mm) thick and having
five through holes 129 (only three depicted in Figure 1) was placed on
top of the levelled filler material mixture 124. A hole in the center
of the graphite foil 126 measured about 1.5 inches (38 mm) in diameter
while the four remaining holes, one located in the center of each
quadrant of the graphite foil, measured about 1 inch (25 mm) in
diameter. Magnesium powder 128 (+50 mesh, Hart Metals) was sprinkled
evenly over the top of the exposed filler material mixture 124 at each
of the five holes. Two ingots of a first matrix metal 130 comprising
by weight about 10 percent silicon and the balance aluminum and each

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measuring about 6 inches (152 mm) square by about 2 inches (51 mm)
thick, were stacked on top of the graphite foil 126 to form a setup.
Five additional and substantially equivalent setups were then formed.
The six setups comprising the lined graphite molds 120 (only one
depicted in Figure 1) and their contents were then placed into a
graphite tray 136 measuring about 22.25 inches (565 mm) wide by about
42.63 inches (1083 mm) long by about 2 inches (51 mm) high to form a
lay-up.
The graphite tray 136 and its contents were placed into a retort
lined resistance heated furnace. The retort door was closed, and a
nitrogen gas flow rate of about 70 standard cubic feet per hour (1982
liters per hour) was established through the retort chamber at about
one pound per square inch (0.0703 kilograms per square centimeter)
overpressure. The furnace and its contents were then heated from about
room temperature to about 200-C at a rate of about 200-C per hour; held
at about 200-C for about 3 hours; heated from about 200-C to about
550-C at about 150-C per hour; held at about 550-C for about 2 hours;
heated from about 550-C to about 790-C at about 450-C per hour; held at
about 790-C for about 16 hours; and cooled from about 790-C to about
680-C at about 250-C per hour. During the heating sequence and while
the nitrogen flow rate was maintained, the matrix metal alloy
spontaneously or pressurelessly infiltrated the filler material mixture
to produce a highly loaded metal matrix composite.
The graphite tray 136 and its contents were retrieved from the
furnace at a temperature of about 680-C and placed on a heat sink made
from graphite plates. The still-molten carcasses of matrix metal were
covered with a ceramic blanket insulation to establish a temperature
gradient during cooling to directionally solidify the formed highly
loaded metal matrix composites. After cooling to substantially room
temperature, the formed metal matrix composite bodies and the carcasses
of matrix metal were removed from their respective graphite boats, and
the composite bodies comprising highly loaded silicon carbide
reinforced aluminum metal matrix composite (hereinafter "SiCp/Al MMC")
were separated from the carcasses.
With reference to Figure 2A, several second matrix metal ingots
weighing about 99 kilograms (218 pounds) and comprising by weight about


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10 percent silicon and the balance aluminum were placed into a silicon
carbide crucible 200 measuring about 21 inches (533 mm) in inner
diameter at the top, about 10 inches (254 mm) in inner diameter at the
base, and about 26 inches (660 mm) high. The crucible 200 was in an
oil fired remelting furnace chamber. Once the second matrix metal
ingots had melted to form a body of molten second matrix metal 202, a
rotary graphite lance (not shown in Figure 2A) was inserted into the
bottom of the resultant melt and nitrogen gas was flowed through the
melt to degas the melt. Then, surface dross was scraped from the
surface of the melt and about 36.3 kilograms (80 pounds) of regularly
shaped pieces of highly loaded SiCp/Al MMC 204 (dried overnight at
about 300~C and preheated to about 450-C), formed as described above,
were added to the melt. During the melting of the initial pieces of
the highly loaded SiCp/Al MMC 204, additional pieces of the highly
loaded SiCp/Al MMC 204 were added to the contents of the crucible and
melted. A total of about 173 kilograms (381 pounds) of highly loaded
SiCp/Al MMC 204 were added to the body of molten second matrix metal
202 in the crucible. During the melting of the highly loaded SiCp/Al
MMC 204, a preheated sta;nless steel rod 206 (shown in Figure 2A)
coated with commercially available mold wash (to minimize any
interactions between the stainless steel rod 206 and the contents of
the crucible) and measuring about 1 inch (25 mm) in diameter and about
60 inches (1524 mm) long was inserted into the crucible and used to
disperse the highly loaded SiCp/Al MMC 204. The coated stainless steel
rod 206 was removed from the crucible and, as depicted in Figure 2B, a
mixing unit 208 was then placed into the crucible, said mixing unit 208
comprising an about 6 inch (152 mm) diameter stainless steel dispersion
blade (Hockmeyer Equipment Co., Harrison, NJ, Style F) coated with
plasma sprayed alumina (PP-30 by Standard Engineering and Machine Co.,
Wilmington, DE) and mounted to an about 5/8 inch (16 mm) diameter, 36
inch (914 mm) long shaft. While maintaining the temperature of the
crucible and its contents at about 650~C, the mixing unit 208 was
rotated at about 1050 rpm for about 1 hour by using an about 1.5
horsepower air motor (Eclipse System Inc., Franklin, NJ, Model No. 9-
4300-14A) attached thereto (not shown in Figure 2b) and located
external to the furnace, thereby forming a diluted SiCp-matrix metal


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suspension 210, depicted in Figure 2C. The suspension 210 comprised
the former highly loaded SiCp/Al MMC 204 now substantially uniformly
dispersed within the second matrix metal. The mixing unit 208 was
removed from the SiCp-matrix metal suspension 210 and the oxide fillers
on top of the suspension was removed by skimming. A portion of the
metal matrix composite suspension 210 was cast, using a ladle 220, as
depicted in Figure 2D, into about fifteen conventional sand molds to
cast brake rotors or discs for the 1991 model year NESCORT" compact
size automobile. After cooling to substantially room temperature, the
about fifteen cast brake rotors comprising the SiCp/Al MMC were removed
from the molds. The loading of the silicon carbide filler material in
each of the cast SiCp/Al MMC brake rotors was about 30 percent by
volume.

Example 2
The present Example demonstrates, among other things, a method
for forming a metal matrix composite brake rotor or disc with a Maximum
Operating Temperature (MOT) of at least about 482~C (900-F). The
present Example presents the method for forming an aluminum oxide
particulate reinforced aluminum metal matrix composite brake rotor or
disc. The formation of the aluminum oxide particulate reinforced
aluminum metal matrix composite (also designated NAl203p/Al MMC") rotor
or disc includes, among other things, filler material preparation,
preform formation, and spontaneous infiltration of the preform with a
molten matrix metal. The present Example also presents the Maximum
Operating Temperature (MOT) of the Al203p/Al MMC brake rotor or disc as
determined by using the modified SAE J212 testing procedure.
A pressing mixture comprising by weight about 94.33 percent C-73
unground aluminum oxide (Alcan Chemicals, a division of Alcan Aluminum
Corporation, Cleveland, OH and hereinafter NC-73 Al203p"), about 2.83
weight percent -325 mesh (particle diameter less than about 45 microns)
ground magnesium powder (Hart Corporation, Tamaqua, PA, and hereinafter
NMgpN), about 2.83 weight percent NCERASET~-SN" polyureasilazane pre-
ceramic polymer or Nceramer" (Lanxide Corporation, Newark, DE) and 0.01
percent NDICUP~-RN dicumyl peroxide (Hercules Incorporated, Wilmington,
DE) was prepared.


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The preparation of a pressing mixture included the preparation of
an C-73 Al203p-Mgp mixture. Specifically, about 6060 grams of a
material mixture comprising by weight of about 39.53 percent C-73
Al203p (Alcan Chemicals of Alcan Aluminum Corporatioh, Cleveland, OH),
about 1.19 percent -325 mesh (particle diameter less than about 45
microns) Mgp (Hart Corporation, Tamaqua, PA) and about 59.29 percent
3/8 inch (9.5 mm) diameter by about 3/8 inch (9.5 mm) long alumina
milling media were placed into an about 2-gallon (7.6 liter) capacity
ceramic milling jar (Standard Ceramic Supply Co., Pittsburgh, PA). The
ceramic milling jar and its contents were placed on a jar mill (ROMCO,
Poughkeepsie, NY) for about 2 hours. The ceramic jar was then removed
from the jar mill and its contents were passed through a 20 mesh
(average opening of about 850 microns) sieve to separate the alumina
milling media from the C-73 Al2O3p-Mgp mixture. The C-73 Al203p-Mgp
mixture was then set aside.
Simultaneously, a pre-ceramic polymer binder was prepared.
Specifically, about 120 grams of a mixture comprised by weight of about
99.5 percent ~CERASET~-SN" polyureasilazane pre-ceramic polymer
(ceramer) and about 0.5 percent ~DICUP~-R" dicumyl peroxide were
combined in a ~NALGENE~ 1-pint (0.47 liter) plastic jar. The sealed
plastic jar and its contents were then placed on a jar mill and roll
mixed for about 30 minutes, that is, until the dicumyl peroxide had
substantially completely dissolved into polyureasilazane pre-ceramic
polymer. The contents of the plastic jar were then ready to be
combined with the C-73 Al2O3p-Mgp mixture as a binder.
About 2060 grams of the C-73 Al2O3p-Mgp mixture were then placed
into the mixing bowl of a Model RV02 "EIRICH~" mixer (Eirich Machines,
Maple, Ontario, Canada). The speed of the mixing paddles was then set
at mixing speed setting 1, low. Simultaneously, the about 120 grams of
the binder comprising the pre-ceramic polymer and the dicumyl peroxide
were placed into a siphon cup of a Model 62 Binks spray gun (Binks
Corporation, USA). As the C-73 Al203p-Mgp mixture was agitated in the
mixing bowl, about 40 grams of the binder were sprayed onto the C-73
Al203p-Mgp mixture at a rate of about 13 grams per minute. The air
pressure supply to the spray gun was at about 40 psi (276 kilopascal).
After the binder had been sprayed onto the C-73 Al2034-Mgp mixture, the

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mixer was turned off. The sidewalls of the mixing bowl were then
scraped so that the C-73 Al2O3p-Mgp-binder mixture was in the bottom of
the mixing bowl. The mixing bowl was then covered, the mixer was set
at speed setting 2, and mixing was performed for about 2 minutes. The
C-73 Al203p-Mgp-binder mixture was then screened through a 20 mesh
(average opening of about 850 microns) sieve which produced a pressing
mixture. The pressing mixture was then placed into a sealable plastic
bags (e.g., ~ZIPLOC~~ plastic bags) for storage until it could be used
for preform formation.
A four-piece pressing mold with major components machined from
Grade ATJ graphite (Union Carbide Corp., Cleveland, OH) was fabricated
to form preforms from the pressing mixture. The pressing mold 501 is
depicted in a cross-sectional schematic in Figure 5 and comprised a
base plate 502, a mandrel 504, a mold wall 503, and a mandrel extension
505. The base plate 502, the mandrel 504 and the mold wall 503 were
machined from Grade ATJ graphite; however, the mold mandrel extension
506 was machined from commercially available aluminum.
Base plate 502 had an outer diameter measuring about 13 inches
(330 mm), an inner diameter of about 1.75 inches (44.5 mm) and a height
of about 0.5 inch (13 mm). The base plate 502 also had a lip measuring
about 0.25 inch (6.4 mm) high and extending about 0.75 inch (19 mm) in
from the 13 inch (330 mm) outer diameter toward the inner diameter.
The machined surface finish of the base plate 502 was about 63 rms.
Mandrel 504 comprised a base plate engaging portion, a hub small
diameter defining portion and a hub large diameter defining portion.
The hub small diameter defining portion was located between the base
plate engaging portion and the hub large diameter defining portion.
The three portions also shared a common axis of rotational symmetry.
The base plate engaging portion measured about 1.75 inches (44.5 mm) in
diameter and was about 0.5 inch (13 mm) high. The hub small diameter
defining portion measured about 2.125 inches (53.98 mm) in diameter and
about 0.46 inch (11.7 mm) high. The hub large diameter defining
portion had a diameter measuring about 4.32 inches (109.7 mm) at about
2.75 inches (70 mm) at the end of the mandrel 504 farthest from the
base engaging portion. The hub large diameter defining portion also


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had an about 5- draft extending from the 4.32 inches (109.7 mm) end
toward the hub small diameter defining portion.
Mold wall 503 comprised three defining diameters including an
outer diameter, an intermediate diameter and an inner diameter. The
outer diameter and the intermediate diameter defined a thin wall
portion measuring about 4.25 inches (108 mm) high while the outer
diameter and the inner diameter defined thick wall portion measuring
about 1.25 inches (31.8 mm) high. The intermediate diameter mold wall
503 measuring about 9.63 inches (245 mm) of was measured about 1.25
inches (31.8 mm) from the portion of the mold wall 503 that engaged the
base plate 502. An about 2- draft was machined on the inner diameter
of the thick wall portion and the inner diameter of the thin wall
portion of the mold wall 503.
The mold mandrel extension 505, as mentioned earlier, was
machined from commercially available aluminum. Mold mandrel extension
505 had a diameter measuring about 4.32 inches (109.7 mm) and a height
of about 0.5 inch (13 mm). Machined in the center of mold mandrel
extension 505 was alignment pin 506 measuring about 0.25 inches (6.4
mm) in diameter.
Base plate 502, mandrel 504, mold wall 503 and mold mandrel
extension 506 were assembled as schematically depicted in Figure 5 in
preparation for pressing a preform from the pressing mixture comprising
the C-73 Al203p-Mgp-binder mixture.
In preparation for pressing a green preform, pressing mold 501
was lined with "PERMAFOIL~/' graphite foil (TTAmerica, Portland, OR)
measuring about 0.010 inch (0.25 mm) thick and designated in Figure 5
with by numerals 507, 508, 509, 510, 511, 512 and 513. The graphite
foil lining of pressing mold 501 facilitated the release of the preform
514 formed from pressing mold 501.
After the pressing mold 501 had been lined with the graphite
foil, some pressing mixture was placed into the lower portion of
pressing mold 501. The press mixture was gently handpacked around the
hub smaller diameter defining portion of mandrel 504. Additional
pressing mixture was placed into the pressing mold 501. The additional
pressing mixture was then first gently packed using a commercially
available foam brush, then leveled and finally tamped using a tamping


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tool machined from aluminum. The pressing mixture was then leveled to
coincide with the top surface of mold mandrel extension 505. An
annulus 515 comprising ~PERMAFOIL~ graphite foil (TTAmerica, Portland,
OR) was then placed onto the pressing mixture. A punch 516, also
having an annulus shape, and machined from commercially available
aluminum, was engaged with the annulus 515 within the pressing mold
501. Four load transferring rods 517 were then attached to punch 516.
The load transferring members 517 were evenly spaced along the annulus
of punch 516. Pressing mold 501 and its contents were then placed on a
Carver 50-ton laboratory press (Fred S. Carver, Inc., Menomonee Falls,
WI). A load was applied to the pressing mixture by engaging the
platens of the laboratory press with the mold base 502 and the four
load transferring rods 517. The load was adjusted to produce a
pressure of about 100 psi (689.5 kPa) on the pressing mixture and was
maintained for about 30 seconds.
After the load was removed from the pressing mixture, the
pressing mold 501 and its contents were placed into an air atmosphere
furnace to cure the pre-ceramic polymer binder within the pressing
mixture. The curing was effected by heating the furnace and it
contents at a rate of about 100-C per hour to about 150-C, holding the
furnace and its contents at about 150-C for about 2 hours and cooling
the furnace and its contents to about 85-C at about 100-C per hour.
Pressing mold 501 and its contents were then removed from the air
atmosphere furnace. While still at about 85-C, the pressing mold 501
was disassembled and preform 514 was removed. The shape of preform 514
corresponded to the shape of a brake rotor or disc. Preform 514 was
comprised of the C-73 Al2O3p-Mgp mixture bonded with cured pre-ceramic
polymer. Preform 514 was stored at about 85-C prior to incorporation
into a lay-up to form the C-73 Al2O3p/Al MMC brake rotor or disc.
Preform 514 was infiltrated with an aluminum matrix metal using
the ~PRIMEX~ pressureless metal infiltration process to form a C-73
Al2O3p/Al MMC brake rotor or disc. A cross-sectional schematic of the
lay-up 601 used to infiltrate preform 514 is illustrated in Figure 6.
Lay-up 601 comprised preform 514, catch tray 602, setup tray 603, setup
tray lining 604, small preform support ring 605, large preform support
ring 606, barrier powder 607, barrier mixture 608, barrier coating 609


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applied to the outer surfaces of preform 514, cylinder 610, support
boxes 611, matrix metal containment 612, sealing beads 613, matrix
metal guide cone 614, shim 615, matrix metal supply tray 617, matrix
metal supply tray lining 616 and matrix metal ingots 618.
The inner dimensions of catch tray 602 measured about 21.25
inches (539.8 mm) long, 12.5 inches (317.5 mm) wide and about 2 inches
(51 mm) high. Catch tray 602 had walls of two thicknesses. The walls
along the 21.25 inch (539.8 mm) sides measured about 0.25 inch (6.4 mm)
thick, and the walls along the about 11.5 inch (305 mm) sides measured
about 3/8 inch (9.5 mm).
Setup tray 603 measured about 19.5 inches (495.3 mm) long, about
9.875 inches (250.8 mm) wide and about 2 inches (51 mm) deep. Unlike
catch tray 602, setup tray 603 had walls of a single thickness. The
walls measured about 0.25 inch (6.4 mm) thick.
Setup tray lining 604 within setup tray 603 comprised "GRAFOIL~"
graphite foil (Union Carbide Corporation, Cleveland, OH) measuring
about 0.015 inch (0.38 mm) thick. Setup tray lining 604 substantially
covered the inner surfaces of setup tray 604.
Small preform support ring 605 and large preform support ring 606
comprised ~PERMAFOIL~ graphite foil (TTAmerica, Portland, OR)
measuring about 0.01 inch (0.25 mm) thick. Strips of graphite foil
measuring about 0.25 inch (6.4 mm) high were cut and shaped into rings
corresponding substantially to the inner and outer diameter of the hub
portion of the preform 514 (see Figure 6 for clarification). Small
preform support ring 605 and large preform support ring 606 were placed
concentrically within setup tray 603 and on setup tray lining 604 to
support preform 514 during the pressureless metal infiltration process.
Graphite powder 607 comprised ~LONZA~ KS 44 graphite powder
(Lonza, Inc., Fairlawn, NJ).
Barrier coating 609 was applied to preform 514, as is discussed
in more detail below, prior to incorporating preform 514 into lay-up
601. Barrier coating 609 comprised at least one of "AERODAG~-G"
(Acheson Colloids, Port Huron, MI) and ~DAG~" 154 colloidal graphite
(Acheson Colloids, Port Huron, MI).
Barrier mixture 608 comprised by weight about 95 percent 90 grit
(average particle diameter of about 216 microns) "38 ALUNDUM~" alumina


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(Norton Co., Worcester, MA) and about 5 percent F-69 glass frit (Fusion
Ceramics, Inc., Carollton, OH).
Containment cylinder 610 was formed from a piece of ~GRAFOIL~"
graphite foil (Union Carbide Corporation, Cleveland, OH) measuring
about 39.4 inches (1000 mm) long, 3.3 inches (80 mm) high and about
0.015 inch (0.38 mm) thick. Containment cylinder 610 was placed
concentrically around preform 514 in a manner as depicted in Figure 6.
The graphite foil comprising containment cylinder 610 was secured
around preform 514 using commercially available staples by stapling the
graphite foil.
Support boxes 611 comprised open ended boxes machined from
commercially available graphite and measuring about 6 inches (152 mm)
square by about 2.75 inches (69.9 mm) high.
Matrix metal containment wall 612 comprised "PERMAFOIL~" graphite
foil (TTAmerica, Portland, OR) material formed into a ring measuring
about 1 inch (25.4 mm) tall and placed concentrically with containment
cylinder 610 to form a gap measuring about 0.25 inch (6.3 mm) wide
along the outermost perimeter of preform rotor 514.
Sealing beads 613 comprised ~DAG~" 154 colloidal graphite
(Acheson Colloids, Port Huron, MI) applied at the outermost perimeter
of preform 514 and along the intersection of preform 514 and
containment cylinder 610. Barrier material mixture 608 was then placed
in the space between matrix metal containment 612 and containment
cylinder 610.
Matrix metal guide cone 614 comprised ~PERMAFOIL~" graphite foil
(TTAmerica, Portland, OR). Matrix metal containment cone 614 was
fabricated to facilitate efficient use of molten matrix metal in
contact with preform 514 during the pressureless metal infiltration
process.
Shim 515 was in engaging contact with matrix metal guide cone 614
and matrix metal supply tray 617 and comprised "PERMAFOIL~" graphite
foil (TTAmerica, Portland, OR).
The inner dimension of matrix metal supply tray 617 measured
about 13.25 inches (337 mm) long, about 8.5 inches (216 mm) wide and
about 1.5 inches (38 mm) deep. As catch tray 602 and setup tray 603,
the matrix metal supply tray 617 had walls with two thicknesses. The

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_ 59 _ ~ ~

wall along the 13.25 inch (337 mm) sides measured 0.25 inch (6.3 mm)
thick and the walls along the 8.5 inch (216 mm) sides were 3/8 inch
(9.5 mm) thick. Within the bottom of matrix metal supply tray 617 were
two holes each having about 1 inch (25.4 mm) diameter. The centers of
these holes were located along the intersection of diagonals in each
half of matrix metal supply tray 617. The inner surface of supply tray
617 was lined with matrix metal supply tray lining 616. The supply
tray lining comprised ~PERMAFOIL~ graphite foil (TTAmerica, Portland,
OR) having holes measuring about 1 inch (25.4 mm) diameter and
coinciding with the holes within matrix metal supply tray 617.
To prepare preform 514 for incorporation in lay-up 601, all of
the surfaces of preform 514 were substantially completely sprayed with
a coating 609 comprising NAERODAG~N G colloidal graphite (Acheson
Colloids, Port Huron, MI). Three applications of "DAG~" 154 colloidal
graphite (Acheson Colloids, Port Huron, MI) were brushed to the
surfaces of preform 514 which would face away from matrix metal ingots
618 when preform 514 was incorporated into lay-up 601. The outer
perimeter of preform 514 was also brush coated. Two applications
comprising NDAG~N 154 colloidal graphite were brushed onto the surfaces
of preform 514 facing matrix metal ingots 518 as depicted in Figure 6.
A third application comprising NDAG~N 154 was brushed onto the surfaces
having two applications. While the surfaces were still moist, -50 +100
mesh (having particle diameters between about 150 and 300 microns)
magnesium powder was sprinkled onto the surface. This -50 +100 mesh
magnesium powder (Hart Co., Tamaqua, PA) is designated as 619 in Figure
6.
After the lay-up 601 was formed, as illustrated in Figure 6, and
comprising a preform 514 weighing about 2000 grams and two matrix metal
ingots 618 together weighing about 3500 grams and comprising by weight
about 1 weight percent magnesium and the balance aluminum, the lay-up
601 and its contents were placed into a controlled atmosphere furnace.
The furnace door was closed, and the furnace and its contents were
evacuated to about 30 inches (762 mm) of mercury. The vacuum was ended
when nitrogen gas flowing at about 10 liters per minute was introduced
into the furnace. The furnace and its contents were then heated from
about 150-C to about 250 C at about 100-C per hour, held at about 250~C

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for about an hour, heated from about 250-C to about 450~C at about
100-C per hour, held at about 450-C for about 5 hours, heated from
about 450-C to about 800-C at about 100-C per hour and held at about
800-C for about 6 hours. Throughout the entire heating procedure, a
nitrogen flow rate of about 10 liters per hour was maintained. After
about 6 hours at about 800-C, the nitrogen flow rate was interrupted
and the lay-up 601 was removed from the furnace and transferred to a
chill plate. The matrix metal supply tray 617 was removed. A
remaining molten matrix metal reservoir was then covered with an about
1 inch (25.4 mm) hot topping mixture comprising NFEEDOLN 9 exothermic
hot topping compound (Foseco Corporation, Cleveland, OH). The matrix
metal that had infiltrated preform 514 was then allowed to solidify
during cooling to about room temperature. At about room temperature,
lay-up 601 was disassembled further and it was revealed that the matrix
metal had infiltrated preform 514 to form a near net shape C-73
Al203p/Al MMC composite rotor or disc.
The resulting metal matrix composite body was then machined to
the specification of front brake rotors or discs compatible with the
1991 Model year Escort automobile (Ford Motor Co., Detroit, MI). The
surfaces of the brake rotor or disc that would be in contact with
braking pads were machined to a surface finish of 63 rms. The
thickness of the braking disc measured about 0.8 inch (20 mm).
The brake rotor or disc was subjected to the modified SAE J212
brake system dynamometer test as described in the "Summary of the
Invention" and the NDetailed Description of the InventionN sections of
the present application. The results of the test indicated that the C-
73 Al203p/Al MMC brake rotor or disc made by the method of the present
Example had an unexpected Maximum Operating Temperature (MOT) of about
532-C (990-FJ.
Thus, the present Example demonstrates that a C-73 Al203p/Al MMC
brake rotor or disc (i.e., C-73 unground alumina embedded by an
aluminum- magnesium matrix metal) possesses unexpectedly high
temperature performance capability. Furthermore, these high
temperature performance or operation capabilities indicate that the
brake rotor or disc formed by the methods of the present Example are
superior to the commercially available metal matrix composite brake

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WO 95/08070 . PCTJUS94/10407
2/~D3


rotors or discs. Additionally, these results indicate that brake
rotors made by the methods of the present Example can be subjected to
higher inertial loading than commercially available metal matrix
composite brake rotors.




ExamDle 3
The present Example demonstrates, among other things, a method
for forming a preform shaped as a brake rotor or disc and spontaneously
or pressurelessly infiltrating the shaped preform with molten aluminum
alloy to form a silicon carbide particulate reinforced aluminum metal
matrix composite (hereinafter in this Example "SiCp/Al MMC") brake
rotor or disc that exhibits unexpected superior performance
characteristics in accordance with the present invention. Furthermore,
the present Example demonstrates that a SiCp/Al MMC brake rotor or disc
made in accordance with the present Example has a Maximum Operating
Temperature (MOT) of at least about 482-C (900~C).
Methods similar to the methods for forming the C-73 Al203p/Al MMC
brake rotor or disc of Example 2 were used to fabricate the rotor of
the present Example. The methods of the present Example and Example 2
were identical in at least the following respects: 1) a pressing
mixture was prepared; 2) the pressing mixture was formed into a shaped
green preform in a pressing mold 501 as depicted in Figure 5; 3) the
green preform was heat treated to form a preform 514 for incorporation
into a lay-up similar to the lay-up 601 depicted in Figure 6; 4) the
preform 514 was infiltrated by molten matrix metal by the ~PRIMEX~"
pressureless metal infiltration process; and 5) the resultant brake
rotor or disc was machined prior to subiecting the brake rotor or disc
to the modified SAE J212 test to determine the Maximum Operating
Temperature (MOT).
The methods of the present Example and Example 2 differed in at
least the following respects: 1) the filler material comprised 360
grit (average particle diameter of about 27 microns) ~39 CRYSTOLON~"
green silicon carbide (Norton Co., Worcester, MA); 2) the binder
comprised an organic-inorganic binder system comprising a phenolic
resin, a diphenyl phosphite and a colloidal silica; 3) the pressed
preform was fired at elevated temperatures to at least partially


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oxidize the silicon carbide filler to give sufficient strength to the
preform for handling during incorporation into the infiltration lay-up;
4) the matrix metal comprised an aluminum-silicon-magnesium alloy; and
5) the infiltration lay-up did not include the matrix metal supply tray
617 as depicted in Figure 6, but rather the matrix metal ingot
contracted the preform.
The following discussion elaborates on the methods of the present
Example which differ from the methods of Example 2.
A first binder mixture was prepared by adding about 7.2 grams of
diphenyl phosphite (Aldrich Chemical Co., Milwaukee, WI) and about 30
grams of "NYACOL~" 1034A colloidal silica (Nyacol Prod. Inc., Ashland,
MA) to a plastic jar. After thoroughly mixing the contents of the jar,
the first binder mixture was allowed to sit at room temperature for
about 30 minutes.
A pressing mixture was prepared by placing about 3000 grams of
360 grit ~39 CRYSTOLON~" green silicon carbide particulate (Norton Co.,
Worcester, MA) and about 60 grams of a second binder comprising the
developmental ~DURITE~ SL-870A liquid phenolic resin (Bordon Chemical,
Columbus, OH), into the mixing bowl of an Eirich~ mixer (Model #RV02,
Eirich Machines, Maple, Ontario, Canada). The mixer was turned on low,
mixing speed setting 1, and the mixture was subjected to mixing for
about 1 minute. After about 1 minute, the mixer was turned off and the
mixture was scraped from the sides and bottom of the mixing bowl
towards the center of the bowl. Then the mixer was turned onto high,
mixing speed setting 2, for about 1 minute. After about 1 minute, the
mixer was turned off, the mixture was scraped from the sides and bottom
of the mixer bowl towards the center of the bowl and the first binder
mixture comprising the diphenyl phosphite-"NYACOL~" 1034A colloidal
silica mixture was added to the contents of the mixing bowl. The mixer
was turned onto high, mixing speed setting 2, for about 2 minutes.
After about 2 minutes, the mixer was turned off and the contents of the
mixer bowl was sieved through a 14 mesh (average openings of about 1400
microns) sieve utilizing a RO-TAP~ testing sieve shaker (12 inch model,
W.S. Tyler, Gastovia, NC) to ultimately produce the pressing mixture.
Utilizing a metal spoon, a quantity of the pressing mixture was
then placed into the pressing mold 501 depicted in Figure 5 and


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described in Example 2. The pressing mixture was leveled within the
mold utilizing a soft bristle brush and a straight edge. The pressing
mixture within the pressing mold 501 was then compacted into a green
preform by subjecting the mixture to a pressure of about 100 psi (689.5
kPa). After subjecting the pressing mixture to a pressure of about 100
pSi (689.5 kPa) for about 1 minute, the pressure was released and the
pressing mold 501 and its contents were placed into an air atmosphere
furnace at temperature of about 150-C. After remaining in the furnace
for about 2 hours, the pressing mold 501 and its contents were removed
from the air atmosphere furnace, the pressing mold 501 was disassembled
and a green preform was recovered.
A bed of 36 grit (average particle diameter of about 710 microns)
"38 ALUNDUM~" alumina (Norton Company, Worcester, MA) was poured into a
refractory boat and leveled. The green preform was placed on the bed
of 36 grit "38 ALUNDUM~ alumina. The refractory boat and its contents
were placed into an air atmosphere furnace at a temperature of about
lOO-C. The temperature within the furnace was raised from about lOO-C
to about 680-C at about lOO-C per hour, held at about 680-C for about 5
hours, heated from about 680-C to about 1200-C at a rate of about lOO C
per hour. After maintaining a furnace temperature of about 1200-C for
about 5 hours, the furnace and its contents were naturally cooled to
about 150-C and the refractory boat and its contents were removed from
the furnace and allowed to cool to about room temperature, thus
producing a preform 514.
The preform 514 was incorporated into a lay-up substantially the
same as the lay-up 601 depicted in Figure 6 and discussed in Example 2.
However, and as discussed earlier, the matrix metal ingots 618
contacted the preform 514, no -50, +100 mesh Mg powder was applied the
surface of the brake rotor or disc preform. The weight of preform 514
comprising fired silicon carbide was about 3000 grams. The weight of
the matrix metal was about 4100 grams. The matrix metal used for
pressurelessly infiltrating preform 514 comprised by weight about 12
percent silicon, about 5 percent magnesium and the balance comprised
aluminum.
The lay-up was then placed into a controlled atmosphere vacuum
furnace at a temperature of about 150-C. The furnace and its contents


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were evacuated to about 30 inches (762 mm) Hg and backfilled with
nitrogen gas to about atmospheric pressure. The furnace and its
contents were evacuated a second time to about 30 inches (762 mm) Hg
and backfilled with nitrogen gas to about atmospheric pressure and a
nitrogen gas flow rate of about 10 liters per minute was established
through the furnace.
The furnace temperature was increased from about 150~C to about
825-C at a rate of about 100-C per hour. After maintaining a
temperature of about 825~C for about 20 hours, the lay-up was removed
from the furnace and treated substantially in accordance with the
methods of Example 2.
At room temperature, the lay-up was disassembled to reveal that
the aluminum matrix metal had spontaneously infiltrated the preform 514
to form a near-net shape brake rotor or disc. After the brake rotor or
disc was machined to the specification for a front brake rotor or disc
for a 1991 model year ~ESCORT" compact car as described in Example 2,
the brake rotor was subjected to testing according to the modified SAE
J212 method. The results of that test indicated that the Maximum
Operating Temperature for a rotor made according to the methods of the
present Example was about 498-C (928~E).

EXamDle 4
The present Example demonstrates the fabrication of cast brake
rotors or discs from a metal matrix composite material produced in a
25 nthree step" process. The metal matrix composite brake rotors or discs
made in accordance with the methods of the present Example comprised
composites having filler loadings ranging by volume percent from about
15 percent to about 30 percent at about 5 percent increments. In a
first step, a billet comprising highly loaded metal matrix composite
integrally attached to excess matrix metal was prepared by
spontaneously or pressurelessly infiltrating a sufficient amount of
molten matrix metal into a permeable mass of filler material and
solidifying the matrix metal. In a second step, the billet comprising
the highly loaded metal matrix composite integrally attached to excess
35 matrix metal was reheated above the melting temperature of the matrix
metal. The filler material of the highly loaded portion of the billet


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- 65 -

was then dispersed homogeneously throughout the molten matrix metal,
which included some additional matrix metal to produce a lower loaded
metal matrix composite. Some of the assemblies for carrying out the
first and second steps were substantially the same as those depicted
schematically in Figures 1, 2A, 2B, 2C and 2D. Some additional
assemblies for carrying out the fabrication process are depicted in
Figures 7, 8, 9A, 9B and 10. In a third or final step, the lower
loaded metal matrix composite was remelted and either cast directly
into a sand mold to make brake rotors or discs or dispersed further
with additional matrix metal before casting into a sand molds to make
brake rotors or discs.
About 25.5 kilograms of a filler material mixture comprising by
weight about 98% 500 grit (average particle diameter of about 16
microns) round, strong ~39 CRYSTOLON~N green silicon carbide
particulate (Norton Co., Worcester, MA, and hereinafter "SiCp/') and
about 2 percent -325 mesh (particle diameter less than about 45
microns) magnesium powder (Hart Metals Materials, Rumson, NJ) were
blended for about 15 minutes, but no more than about 17 minutes, under
an argon-oxygen gas mixture comprising about 2 volume percent oxygen
and the balance argon in an approximately 1 cubic foot (28.32 liter)
capacity V-blender. This procedure was repeated to produce a
sufficient quantity of filler material mixture to be used to form
billets.
The interior of a graphite mold having inner dimensions measuring
about 7.25 inches (184 mm) square and about 7 inches (178 mm) high was
lined with a box comprising ~PERMA-FOIL~/' graphite foil (TTAmerica,
Portland, OR). About 4550 grams of the filler material mixture were
poured into the lined graphite mold and levelled. About 5.4 grams of -
50, +100 mesh of (particle diameters between about 150 microns and 300
microns) magnesium powder (Hart Corporation, Tamaqua, PA) were
sprinkled evenly over the top of the exposed surface of the leveled
filler material mixture. Two ingots of matrix metal comprising by
weight about 10 percent silicon and the balance aluminum (nominally an
Aluminum Association Alloy 360), each measuring about 6 inches (152 mm)
square by about 2 inches (51 mm) thick and having a combined weight of
about 5460 grams, were stacked on the leveled filler material mixture

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to form a setup. Five additional and substantially equivalent setups
were then formed. The six setups comprising the lined graphite molds
and their contents were placed into a graphite tray measuring about
22.25 inches (565 mm) wide, about 42.63 inches (1083 mm) long and about
2 inches (51 mm) high to form a lay-up.
The lay-up comprising the graphite tray and its contents were
placed into a retort lined resistance heated furnace. After the retort
door was closed, a nitrogen gas flow rate of about 70 standard cubic
feet per hour (1982 liters per hour) was established through the retort
chamber. The pressure within the retort chamber was maintained at
about one pound per square inch (6.895 kPa) above atmospheric pressure.
The furnace and its contents were then heated from about room
temperature to about 200-C at a rate of about 200-C per hour; held at
about 200-C for about 3 hours; heated from about 200-C to about 550-C
at about 150-C per hour; held at about 550-C for about 2 hours; heated
from about 550-C to about 790-C at about 450-C per hour; held at about
790-C for about 16 hours; and cooled from about 790-C to about 680-C at
about 250-C per hour. During the heating sequence and while the
nitrogen flow rate was maintained, the matrix metal melted and
spontaneously or pressurelessly infiltrated the filler material mixture
to produce six substantially identical billets comprising highly loaded
metal matrix composite integrally attached to excess matrix metal.
The graphite tray and its contents were removed from the furnace
at a temperature of about 680-C and placed on a heat sink comprising
graphite slabs. The excess matrix metal of each setup, which was
molten, was covered with a commercially available blanket of ceramic
insulation to establish a temperature gradient during cooling to
directionally solidify and form billets comprising highly loaded metal
matrix composite integrally attached to excess matrix metal. After
cooling to substantially room temperature, the formed billets were
removed from their respective graphite boats. The above procedure was
repeated to produce a stockpile of billets to be used as feedstock to
produce lower loaded metal matrix composite ingots.
Equipment for producing the lower loaded metal matrix composite
is depicted schematically in Figures 2A, 2B, 2D, 7, 8, 9A, 9B and 10.


SUBS~IIultSt~ttl (R~LE26)

WO 95/08070 ~ PCT/US94/10407
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- 67 -

Figure 10 depicts an apparatus 1001 comprising a furnace cover
1002 supporting baffles 801. Furnace cover 1002 was formed from 11
gauge 304 stainless steel. Furnace cover 1002 comprised halves each
having an outer diameter of about 28 inches (712 mm) and an inner
diameter of about 8 inches (264 mm). Each half of furnace cover 1002
incorporated two slots measuring about 3 inches (76 mm) long and about
3/4 inch (19 mm) wide to accommodated baffles 801. The slots were
located along a radius about 5.75 inches (146 mm) from the axis of
rotational symmetry of furnace cover 1002. The slot spacing was set
such that line segments parallel to the 3 inch (76 mm) sides of each
slot were perpendicular. Each half of furnace cover 1002 had a
thickness of about 1.25 inches (31.8 mm) which was formed by welding
about 14 gauge 314 stainless steel strips along its inner and outer
diameter. A cover for the hole in furnace cover 1002 was fabricated
from a piece of 14 gauge 314 stainless steel measuring about 10 inches
(254 mm) square with a slot measuring about 1 inch (25.4 mm) wide and
extending from one side of the cver to the center of the cover. This
cover aligned with the hole in furnace cover 1002 defined by its 8 inch
(204) inner diameter while accommodating the rotating shafts which
supported the rotating tools used at least during the dispersion step
for forming lower loaded metal matrix composite bodies.
Baffles 801 incorporated in apparatus 1001 were machined from
graphite to the configuration depicted in Figure 8. Prior to
incorporation, baffles 801 were subjected to a coating process
described commonly owned U.S. Patent No. 5,242,710, issued September 7,
1993, from U.S. Patent Application Serial No. 07/880,479, in the names
of Terry Dennis Claar et al. and entitled RMethods for Making Self-
Supporting Composite Bodies and Articles Produced TherebyN. The
subject matter of U.S. Patent No. 5,242,710 is hereby incorporated by
reference in its entirety. The process described in U.S. Patent No.
5,242,710 was used to produce a titanium carbide coating 802 on
substantially all the surfaces of baffle 801. The graphite substrate
comprised Grade AXF-5Q graphite (POC0 Inc., Decatur, TX). To produce
the baffle depicted in Figures 8 and 10, the graphite was machined
about 22 inches (559 mm) long, about 2.75 inches (69.9 mm) wide and
about 3/8 inch (9.5 mm) thick. The lower portion 803 of baffle 801 was


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formed by cutting a segment from the about 22 inches (551 mm) long side
to an about 16 inches (406 mm) along opposite side of the graphite
piece. Three holes 805 were drilled at the top portion 804 of baffle
801. Each hole had a diameter of about 5/8 inch (15.9 mm).
A first hole 805 was spaced about 3/4 inch (19 mm) from the top
and about 1.38 inches (35 mm) from each side of baffle 801. A second
and a third hole 805 were spaced about 1.75 inches (44.4 mm) from the
top and about 0.63 inch (16 mm) from the side of baffle 801. The
second and third holes were also spaced about 1.5 inches (38 mm) from
each other.
Also depicted in Figure 10 is rotating means 1003, shaft 904 and
blade 905 or 701. Shaft 904 corresponds to the shaft used with blade
905 schematically depicted in Figures 9A and 9B. In the present
Example, rotating means 1003 comprised a drive unit Model No. HVI-15
(Hockmeyer Equipment Co., Elizabeth, NC). Blade 701 is schematically
depicted in Figure 7.
In regard to shaft 904 and blade 905, a more detailed discussion
follows. Shaft 904, which measured about 30 inches (762 mm) long and
about 5/8 inch (16 mm) in diameter, was cut from 316 stainless steel.
Blade 905 had an outermost diameter of about 5 inches (127 mm), for
example, the distance between narrowest portion of segments 902D and
902B, and an intermediate diameter of about 3 inches (76 mm), for
example, the distance from the axis of rotation of blade 905 to that
portion of any of the 902 or 903 which is perpendicular to a diagonal
running through the rotational axis. The material used to fabricate
blade 905 was about 1/8 inch (3.2 mm) thick. As with shaft 904, blade
905 was fabricated from 316 stainless steel. Shaft 904 was welded to
blade 905. Additional features of blade 905 included alternating
segments 902 and 903. Segment 903A, 903B, 903C and 903D extend upward
while segment 902A, 902B, 902C and 902D extended downward from the
plane of blade 905. After blade 905 was welded to shaft 904, both were
coated with an alumina material formed by a plasma deposition technique
(PP-30 coating applied by Standard Engineering and Machine Co.,
Wilmington, DE).
In regard to blade 701 depicted in Figure 7, blade 701 was
machined from commercially available graphite (e.g., Grade AXF-5Q


SUBSIIlult SHEEr (RULE 26)

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~?9
3o~
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graphite from POCO Graphite Inc., Decatur, TX). Blade 701 measured
about 6 inches (152 mm) in diameter and about 3/4 inch (19 mm) thick.
Angles phi and theta marked in Figure 7 measure about 90~ and 45~,
respectively. Extensions 703 were formed along blade 701 by machining
an about 10/32 inch (7.9 mm) radius 702 every 45~ along the outer
diameter an about 6 inch (152 mm) diameter disc of graphite. During
the machining of radius 702, flat 704 was formed. Flat 704 was
substantially perpendicular to radial segment 706. After machining,
blade 701 was secured to a 5/8 inch (15.9 mm) diameter rod measuring
about 31 inches (787 mm) long and compositionally comprising 316
stainless steel.
About 550 pounds (1213 kg) of ingot casting stock comprising by
volume about 30 percent silicon carbide particulate and the balance
aluminum matrix metal were produced in accordance with the following
discussion. A 600 pound capacity crucible, having an inner diameter
measuring about 21 inches (533 mm) and a height measuring about 27
inches (686 mm) made from a commercially available silicon carbide
material and contained within an electrical resistance heated furnace,
was charged with about 119 pounds (262 kg) of an aluminum alloy
comprising by weight about 10 percent silicon and the balance aluminum
(nominally Aluminum Association 360 alloy). The crucible, which had
been subjected to a prior wash melt in preparation for use, and its
contents were heated from about room temperature to about 700~C in
about 12 hours while a cover gas comprising nitrogen flowing at a rate
of about 40 standard cubic feet per hour (1133 liters per hour) was
provided to the contents of the crucible. Simultaneously, about 486
pounds of billet comprising highly loaded metal matrix composite
integrally attached to excess matrix metal were dried by preheating in
a second resistance heated furnace to about 300~C in about 12 hours and
then to about 450-C in about 2 hours.
When the 119 pounds (262 kg) of aluminum alloy contained within
the crucible was molten, the flow of the nitrogen cover gas was stopped
and any dross or oxide that may have formed during the melting of the
aluminum alloy and present on the surface of the melt was removed from
the melt surface using commercially available foundry tools comprising
steel coated with a commercially available ''ZIRCWASH~I' mold wash (ZYP


SV~ ul~S~t~l (RULE~6j

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Coatings, Oak Ridge, TN). Incrementally, billets comprising the highly
loaded metal matrix composite integrally attached to excess matrix
metal preheated to about 450-C were added to the molten aluminum alloy.
Throughout this procedure, an argon cover gas flowing at about 30
standard cubic feet per hour (849.8 liters per hour~ was provided to
the melt surface. Also, about 30 minutes after the addition to the
crucible, the billets were at least partially dispersed into the melt
using a plunging lance (for example, lance 201 depicted in Figure 2A).
The procedure was repeated until a total of about 486 pounds (1071 kg)
of billet had been added to the contents of the crucible.
After the 486 pounds (1071 kg) of billets were substantially
molten, four preheated graphite baffles 801, which had been covered by
a commercially available mold wash, were secured to furnace cover 1002.
A portion of baffle 801 was submerged into the melt which was at a
temperature of about 625-C.
After baffles 801 were sufficiently secured to furnace cover
1002, blade 905 was attached to rotational means 1003 through shaft
904. Rotation means 1003 was lowered so that blade 905 was about 12.5
inches (317.5 mm) from the bottom of the containment crucible. Blade
905 was rotated about 650 rounds per minute (rpm) during this step.
When it became apparent that the filler material from the highly loaded
metal matrix composite was becoming dispersed throughout the melt,
blade 905 was lowered from about 12.5 inches (317.5 mm) from the bottom
of the containment crucible to about 7 inches (178 mm) from the bottom
of the crucible. The rotation speed of shaft 904 and blade 905 was
increased from about 650 rpm to about 1000 rpm. Blade 905 was used for
about 75 minutes and then removed. Blade 701 was then attached to
rotation means 1003. Unlike blade 905, the rotational speed of blade
701 was maintained at about 1600 rpm. Blade 701 was maintained at the
1600 rpm speed for about 60 minutes to produce a molten suspension of
castable material.
The castable material, after heating to about 700~C, was then
hand ladled (see, for example, Figure 2D) into ingot molds to form pigs
of lower loaded metal matrix composite comprising by volume about 30
percent filler (optionally designated "SiC(30)360").


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71 30~

A similar procedure was employed to produce additional lower
loaded metal matrix composites. However, in addition to the about 6
inch (152 mm) diameter blade 701, about 4 inch (102 mm) diameter and
about 5 inch (127 mm) blades having a design substantially the same as
blade 701 were used. Table 2 below summarizes the parameters relating
to the formation of lower loaded metal matrix composite bodies.
Table 2
MMC
Alloy Billet4N Blade 5" Blade
Volume Change ChargeBlade 705 Blade 905 Mixing Mixing
Percent Weight WeightMixing Mixing Time Time
Filler lbs.(Kq.~ lbs.(Kg.) Time(SDeed) Time(SDeed) (SDeed) (SDeed)
486(220.5) 119(54.0) 75 min(1000) 60 min(1600) -- --
476(215.9) 117(53.1) 65 min(1000) 60 min(1637) -- --
417(189.2) 176(79.8) 80 min(1000) 30 min(1500) 30 min --
(2050)
321(145.6) 242(109.8) 70 min(1000) 30 min(1300) *30 min --
(2000)

*blade diameter of about 4.75 inches (121 mm).

The pigs of lower loaded metal matrix composite were then used to
cast brake rotors or discs. The casting procedure paralleled
commercially acceptable casting procedures for aluminum alloy or
aluminum metal matrix composites. For example, brake rotors or discs
comprising an about 30 volume percent reinforced metal matrix composite
(hereinafter either NSiCp/Al MMC" or NSiC(30)/360") were cast into a
box mold 1101 as shown schematically in Figure 11.
Box mold 1101 comprised cope 1103 and drag 1102 containing metal
filter 1108 between gate portion 1107 and gate portion 1109. When
vented brake rotor or discs were cast, vent core 1112 was used. In all
instances, hub core 1113 was used.
The cope 1103, drag 1102 and hub core 1113 comprised 97.5-99
weight percent foundry grade silica sand combined with sodium silicate
binder. A vent core 1112 comprises foundry grade silicon sand combined
with NPEPSETN sand binder (Ashland Chemical Co., Columbus, OH). The


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sand sodium silicate binder used in these items cured or set by
exposing it to a carbon dioxide atmosphere.
The 30 volume percent metal matrix composite, SiC(30)/360, was
prepared for casting by charging about 520 pounds (236 kg) of pig into
an electrical resistance heated melting furnace (Thermtronix, Adelento,
CA) having an about 530 pound (240 kg) capacity. The furnace and its
contents were heated from about room temperature to about 751-C
(1385-F) under a gaseous argon blanket or shroud. After the 30 volume
percent metal matrix composite SiC(30)/360 had substantially completely
melted, a mixing blade having a configuration substantially the same as
the configuration of blade 701 depicted in Figure 7 and four (4)
baffles 801 were lowered into the molten metal matrix composite. The
rotational speed of the blade was then brought to 1400 rpm. The molten
metal matrix composite was then mixed for about 46 minutes while
maintaining the melt under an argon gas blanket or shroud. The mixing
blade and the baffles 801 were then removed and the re-melting furnace
was tilted so that the first surface of the melt could be skimmed from
the second so that molten metal matrix composite could be ladled into
box molds substantially as depicted in Figure 11. Specifically, molten
metal matrix composite was poured into sprue cup 1104. The molten
metal matrix composite was flowed into particle trap 1106, runner 1107,
filter 1108 (either a 20 pores per inch reticulated ceramic from
Foseco, Inc., Cleveland, OH, or a 15 pores per inch reticulated ceramic
from Selec Corp., Hendersonville, NC), runners 1109, 1110 and 1111,
past vent core 1112 and hub core 1113 and into rises 1114. The molten
metal matrix composite body was at a temperature of about 751~C
(1385-F) while the box mold 1101 was at about 25-C. After the metal
matrix composite solidified, the mold box 1101 was disassembled and the
riser, gates, runners and sprue were cut away using diamond saws. The
resultant brake rotor or disc, after cleaning to remove any residual
mold sand, was machined to substantially the finishes descried in
Example 2. Additional brake discs or rotors having volume percent
loading from about 15 to about 25 volume percent were cast
substantially as the 30 volume percent brake rotors or discs except
that in some instances liquid argon was used to blanket or shroud the
metal matrix metal rather than gaseous argon. Table 3 below summarizes


SUBSIll~lt SHEE~ (R~LE 2'~

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930~

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some of the parameters used to form these lower loaded brake rotors or
discs.

Table 3
Charge
Filler Loading Blanket Mixing WeightCasting
Volume Percent or Shroud Time (lbs)Temperature
1 0
gaseous argon 46 min. 520 752-C
gaseous argon 45 min. 415 757-C
20+ gaseous argon 40 min. 164 757-C
liquid argon 30 min. 140 757-C

+formed by charging 25 vol. % SiCp/Al MMC, 20 vol. % SiCp/Al MMC and
additional matrix metal.
*formed by charging 20 vol. % SiCp/Al MMC and additional matrix metal.

The above discussion described the methods used to form brake
rotors or discs using a casting technique. Some of the brake rotors or
discs produced in accordance with the present Example were subjected to
the modified J212 dynamometer test. The results of the tests are
discussed in Example 6.
Furthermore, it should be understood that the methods of the
present Example may also be employed to form metal matrix composite
brake rotors or discs reinforced with, for example, A12O3, MgA1204,
Si3N4, etc, in a range of volume percent loadings.

Example 5
The present Example demonstrates, among other things, a method
for forming a metal matrix composite brake rotor or disc using a loose
filler material mixture comprising an alumina particulate (A1203p)
~ combined with a magnesium powder (Mgp). Specifically, the present
Example demonstrates formation of a brake rotor or disc by
spontaneously infiltrating an A1203p filler material with a molten
aluminum matrix metal and a nitrogenous atmosphere.
Figure 12 is a cross-sectional schematic view of the lay-up used
to form brake rotor or disc of the present Example. Lay-up 1201

'~31~ t Shttl (RI~E 26)

W O 95/08070 ' PCTAUS94/10407
~93o~


comprised a catch tray 1202 containing two molds 1205 fabricated from
stainless steel and lined with a commercially available graphite foil
(not depicted in Figure 12). Contained within mold 1205 was a filler
material mixture 1207, a graphite core 1208 and a hub insert 1209. Hub
insert 1209 was also fabricated from stainless steel and substantially
completely lined with commercially available graphite foil (not
depicted in Figure 12). On molds 1205 was placed an alloy trough 1206
for containing matrix metal ingots 1210 and 1211 for setups 1203 and
1204, respectively.
Catch tray 1202 had inner dimensions measuring about 21.25 inches
(539.8 mm) long, 12.5 inches (317.5 mm) wide and about 2 inches (51 mm)
deep. The wall thickness of catch tray 1202 was about 3/8 inches (9.5
mm).
Mold 1205 was fabricated from stainless steel sheet having a
thickness of about 1/16 inch (1.59 mm) thick. The hub diameter of mold
1205 measured about 6.25 inches (158.8 mm), while the rotor diameter of
mold 1205 measured about 10 inches (254 mm). The height of the hub
portion of mold 1205 was about 1.5 inches (38 mm), while the height of
the rotor portion measured about 4.25 inches (108 mm). The hub insert
1209 was also manufactured from 1/16 inch (1.59 mm) thick stainless
steel. Hub insert 1209 measured about 4 7/8 inches high (123.8 mm) and
had an outer diameter of about 4.25 inches (107.9 mm). Graphite core
1208 was machined from commercially available graphite to an outer
diameter of about 9 5/8 inches (244.5 mm) and an inner diameter of
about 4 5/8 inches (117.5 mm). Graphite core was about 3/8 inch (9.5
mm) thick. Slots measuring about 1 7/16 inches (36.5 mm) long by about
0.25 inch (6.4 mm) wide were machined to project radially at about 0.25
inch (6.3 mm) from the outer diameter extending in toward the inner
diameter. Twenty-nine substantially identical slots were equally
spaced along graphite core 1209.
Alloy troughs 1206 were made from commercially available copper
foil and spanned the space between the rotor portion of mold 1205 and
hub insert 1209. Trough 1206 provide a means for supporting pieces of
matrix metal ingots 1210 and 1211.
A filler material mixture 1207 was made by combining by weight
about 96 percent Type AS10 alumina (average particle diameter of about


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44.3 microns, Showa Denko America Inc., New York, NY) and about 4
percent -325 mesh magnesium powder (particle diameter less than about
45 microns) in a milling jar. The A1203p had been previously dried
under a vacuum of about 30 inches (762 mm) Hg at about 150-C for about
18 hours. Also placed in the milling jar were alumina milling media
measuring about 3/8 inches (9.5 mm) in diameter and about 3/8 inches
(9.5 mm) high. The weight of the milling media was twice the weight of
the Al203p-Mgp mixture. The jar and its contents were then placed on
a jar mill for about 2 hours. To separate the Al203-Mgp filler
material mixture from the alumina milling media, the contents of the
jar were passed through a 20 mesh sieve.
Simultaneously, two molds 1205 were lined with "PERMAFOIL~
graphite foil (TTAmerica Inc., Portland, OR) having a thickness of
about 0.010 inch (0.25 mm). The outer diameter and bottom surface of
hub insert 1209 was lined with the same type of graphite foil. A
portion of the Al203p-Mgp filler material mixture was poured into the
bottom of molds 1205 to about the height of the hub portion of steel
mold 1205. After the filler material mixture 1207 was substantially
leveled, hub insert 1209 was placed in contact with the level surface
and co-axially with mold 1205. Additional filler material mixture was
poured into steel mold 1205 to create an annulus of filler material
mixture defined by mold 1205 and hub insert 1209. After that filler
material had been substantially completely leveled, graphite core 1208
placed into the steel mold 1205 and on the leveled filler material
1207. Additional filler material mixture was then placed in mold 1205
to substantially completely cover graphite core 1208 and fill the
slotted portions of graphite core 1208. Filler material mixture 1207
was placed in mold 1205 to yield equal thicknesses of filler material
mixture 1207 on both sides of graphite core 1208. The total amount of
filler material mixture per setup comprised about 3500 grams.
Pieces of commercially available copper foil measuring about
0.005 inch (0.127 mm) thick (ALL-FOILS, Inc.) was shaped into a trough
1206 to span the distance between mold 1205 and hub insert 1209.
Ingots of matrix metal 1210 in setup 1203 and 1211 in setup 1204 were
then placed in trough 1206. Matrix metal ingots 1210 comprises by
weight about 3 percent magnesium, 1.7 percent silicon and the balance


SUB~ ult SHEE~ (R~IE 2~)

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- 76 -

aluminum, while matrix metal ingots 1211 comprised by weight about 0.8
percent manganese, 0.12 percent chrome and 3 percent magnesium. Total
weight of each of matrix metal ingots 1210 and 1211 was about 6000
grams. Setups 1203 and 1204 were then placed on catch tray 1202 to
S form lay-up 1201.
Lay-up 1201 was then placed into a controlled atmosphere furnace
at a temperature of about 150-C. After the furnace door was closed,
the furnace and its contents were evacuated to about 30 inches (762 mm)
mercury for about 70 hours. The vacuum pump was then disengaged from
the furnace and the furnace and its contents, while being heated to
about 200-C at about lOO-C per hour, were exposed to a nitrogen
atmosphere flowing at a rate of about 10 liters per minute. Flowing
nitrogen gas of about 10 liters per minute was maintained for the
remainder of the time that lay-up 1201 spent in the controlled
atmosphere furnace. After about 2 hours at about 200-C, the furnace
and its contents were then heated from about 200-C to about 500-C,
maintained at about 500-C for about 5 hours, heated from about 500-C to
about 800-C at about lOO-C per hour and held at about 800~C for about
10 hours. After about 10 hours at about 800-C, the power to the
furnace was disconnected and the flowing nitrogen gas interrupted. The
lay-up 1201 and its contents comprising set-up 1203 and 1204 were then
removed from the furnace and hot-topping material as described in
Example 3 was placed on molten matrix metal which had now infiltrated
the filler material.
After the matrix metal had solidified, set-ups 1203 and 1204 were
disassembled to reveal that the matrix metal had spontaneously or
pressurelessly infiltrated filler material to form an alumina
particulate reinforced aluminum metal matrix composite (hereinafter
A1203p-Al MMC). Graphite core 1208 was then removed by sand blasting
and the resulting brake rotor or disc was machined for testing
according to the methods described in the present application. The
results of some of this testing for an A1203/Al MMC, A1203(60)/6061,
made in accordance with the methods of the present Example are
presented in Example 6.



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Example 6
Automotive brake rotors or discs produced from metal matrix
composites (MMCs) made by the methods of the previous Examples were
subjected to dynamometer tests. The thermal response during fade
stops, the failure temperature, and the wear performance of the brake
rotors or discs were measured as functions of various material and
design parameters, such as rotor thickness, composition of the brake
rotors or discs, applied inertial load, and cooling air speed. The
performance of the MMC brake rotors or discs was also compared with
that of commercially available production cast iron brake rotors or
discs. Data related to the maximum operating temperature (MOT) as a
function of the silicon carbide volume percent loading in a composite
brake rotor or disc was obtained. The results of testing demonstrate,
among other things, that metal matrix composite materials are strong
candidates for brake rotors or discs in future models of motor
vehicles.
Use of lightweight materials such as aluminum-based metal matrix
composites (MMCs) in brake systems is one of the ways of reducing
unsprung weight of motor vehicles. The brake rotor or disc is one of
the components widely selected for weight reduction because of
significant weight savings brought about by replacing the current brake
rotor or disc material, gray cast iron, with a metal matrix composite
(MMC) based on an aluminum alloy (e.g., density of cast iron is about
7-8 g/cm3 while the density of an aluminum MMC can be about 2.5 g/cm3
and higher).
Despite the widespread interest in the subject, very few studies
dealing with fabricating, machining and performance testing of MMC
brake rotors or discs have been reported. Most of the published
studies deal with cast silicon carbide reinforced aluminum brake rotors
or discs containing less than about 20 volume percent of reinforcement.
None of these studies deal with the effect of material parameters, such
as alloy chemistry, reinforcement chemistry, reinforcement size and
shape, and the volume fraction of reinforcement, on the performance of
metal matrix brake rotors or discs. Also, the effects of design
parameters, such as inertial load (related to the vehicle weight),
brake rotor or disc thickness, and cooling air speed, on brake rotor or


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disc performance have not been extensively dealt in the open literature
and are therefore not understood.
The present Example presents the results of a comprehensive study
undertaken to understand the effects of some of the aforementioned
parameters on brake rotor or disc performance in dynamometer tests.
The dynamometer tests used in the present Example were adopted from SAE
J212 with some modifications which were discussed above. The test
conditions during each fade segment were as summarized in Table 1
above.
The wear test used in the present Example involved 400 stops from
an initial speed of 60 mph (97 km/h) using a deceleration of 12 fpsps
(3.7 m/s2). The inertial load was maintained at about 33 kg m2. The
initial brake rotor or disc temperature was maintained at about 500~F
(260-C) and the cooling air speed was maintained at about 8 mph (12.8
km/h).
The tests were conducted using compact dynamometers with DC
drives at Link Testing Laboratory, Inc. (Detroit, MI) and Greening
Testing Laboratory, Inc. (Detroit, MI). The speed, acceleration (or
deceleration), torque, cooling air speed, cooling air temperature, and
brake rotor or disc and pad temperatures were continuously monitored
and recorded.
Prior to a test, a brake rotor or disc and the mating pads were
thoroughly characterized for:
1. weight,
2s 2. dimensions, particularly the brake rotor or disc thickness,
3. surface roughness,
4. density,
5. and microstructure and reinforcement loading.
After the test, all of the above parameters were remeasured to
assess the damage and wear to the brake rotor or disc and the pads.
The brake rotors or discs tested in the present Example were of
1991 Ford Escort design. Unless specifically noted, all the brake
rotors or discs used in the present Example were the standard vented
design. The inertial loads were varied to simulate the operating
conditions of both a front and a rear brake rotor or disc.
A number of metal matrix composites were evaluated as a part of
the present Example. The metal matrix composites have been designated

hU~ 'L~ SHE3Er (RUI~E 91)
ISA / E3P

W O 95/08070 ~ PCTrUS94/10407
~ 79 930~

in the present Example by the reinforcement chemistry, followed by
volume percentage of the reinforcement in parentheses and the matrix
alloy designation. The alloy designation system adopted by the Society
of Automotive Engineers has been used wherever applicable. Following
this scheme a 360 alloy reinforced with 30 volume percent of silicon
carbide is designated by SiC(30)/360. Similarly, a Al-12% Si-5% Mg
alloy reinforced with 40 volume percent silicon carbide will be denoted
by SiC(40)/Al-12% Si-5% Mg.
The metal matrix composites tested during this study were
produced using both the cast (approximately 10-40 volume percent
reinforcement) and the infiltrated (20-70 volume percent reinforcement)
compositions produced via the PRIMEX CAST~ casting (see, for example,
Example 4) and the PRIMEX~ pressureless metal infiltration processes
(see, for example, Examples 3 and 5), respectively. Commercial cast
iron brake rotors or discs were tested to serve as the baseline
reference and to calibrate the performance of the dynamometers.
The brake pads were supplied by Allied-Signal Corp. and were
specially formulated for aluminum-based MMC brake rotors or discs. The
brake pad material was designated C0792J. The pads used with the cast
iron brake rotors or discs were also supplied by Allied-Signal and were
designated XD-7901.
For MMC brake rotors or discs to be adopted in commercial
vehicles, they must show performance at least as good as that of
production cast iron brake rotors or discs. For this reason, the
performance of the MMC brake rotors or discs was compared to that of
the cast iron brake rotors or discs. The key findings of the present
Example include:
1. The overall performance of the MMC brake rotor or disc was
comparable to the cast iron production brake rotors or discs. This
strongly suggests that the metal matrix composite brake rotors or discs
may find use in future production vehicles. In fact, the brake rotors
or discs successfully passed the SAE J212 test under the loads
typically seen in a rear brake rotor or disc (Ford Escort).
2. With appropriately formulated brake pads, the MMC brake
rotors or discs yield coefficients of friction between about 0.34 to
about 0.40 during all but the fade/recovery segments of the present

SU~SIIlult Sht~l (R0LE 26~

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- 80 -

test. This value of coefficient of friction was noted to be in the
same range as that measured for the cast iron brake rotors or discs.
During a fade/recovery segment, the MMC brake rotors or discs showed
slightly higher fade characteristics. The recovery of the coefficient
of friction was rapid during the eight recovery stops of a
fade/recovery segment for the MMC brake rotors or discs.
3. The MMC brake rotors or discs were found to quieter than the
cast iron brake rotors or discs during all phases of the test. No
squeals or groans were noted.
4. In general, the MMC brake rotors or discs showed lower
rubbing surface temperatures as compared to the cast iron brake rotors
or discs under identical test conditions.
5. The wear losses in the MMC brake rotors or discs were less
than those in the cast iron brake rotors or discs.
6. The effectiveness in stopping a vehicle of the MMC brake
rotors or discs was comparable to that of the cast iron brake rotors or
discs.
7. In tests where the MMC brake rotors or discs were taken to
failure, majority of the failures in the MMC brake rotors or discs took
place by surface scuffing when the surface temperature (temperature
measured 0.040" (1 mm) under the brake rotor or disc surface) exceeded
a temperature defined as the 'maximum operating temperature' (MOT). A
detailed discussion on the influence of various material parameters on
maximum operating temperature will follow in the subsequent paragraphs.
The MOT is one of the key parameters characterizing the
performance of a brake rotor or disc material under severe service
conditions. The other key factor influencing the performance of a
brake rotor or disc is the thermal response of a brake rotor or disc
system (rotor/pad combination) as a function of various material and
design parameters. That is, how fast does a brake rotor or disc system
heat up and how quickly the heat is dissipated under the influence of
various material and design parameters. Since this effect is most
clearly demonstrated during fade sequence of the modified SAE J212
test, most of the discussion pertains to this phase of testing.
The thermal response of a MMC brake rotors or discs during fade
strongly depends on the mater;al chemistry which determines the heat

~-~B~IllUlt SHEEr (RULE 26)

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~ 30~

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capacity and thermal conductivity of a brake rotor or disc material.
Tests were conducted to study differences in thermal response of
various brake rotor or disc materials under the test conditions listed
in Table 1 (Fade I and II).
Figure 13 shows the rise in inboard brake rotor or disc rubbing
surface (IRRS) temperature during fade along with rises in hub, inboard
pad and outboard pad for a 25 mm thick brake rotor or disc comprised of
a SiC(30)/360. This represents a typical response of a brake rotor or
disc produced from a material with high thermal conductivity (160
W/m-K). The hub and the brake rotor or disc surface temperatures are
relatively close to each other because high thermal conductivity
enables the material to quickly conduct heat away from the rubbing
surfaces.
The thermal response of a similar cast iron brake rotor or disc
under an identical set of test conditions is shown in Figure 14. Note
that due to a lower thermal conductivity (52 W/m-K), the cast iron
brake rotor or disc does not distribute the heat to the hub region,
keeping it cooler than the corresponding region in a SiC(30)/360 rotor.
As a result, the IRRS temperature of a cast iron brake rotor or disc is
higher than that of a SiC(30)/360 rotor by about 50 C in the later
stages of the fade sequence. This is illustrated in Figure 15.
Tests similar to those described above were conducted to compare
the thermal response of a 29 mm thick SiC(30)/360 rotor with that of an
alumina(60)/6061 rotor of identical dimensions. Again, due to a lower
thermal conductivity (55 W/m-K), the alumina(60)/6061 rotor showed
higher IRRS temperatures than the SiC(30)/360 rotor, as shown in Figure
16.
The brake rotor or disc thickness is one of the factors
determining the thermal capacity of a brake rotor or disc. The brake
rotors or discs with higher thermal capacity are expected to show lower
temperature rise during the fade sequence and, thus, be safer to use in
severe braking conditions. To study the effect of brake rotor or disc
thickness on the thermal response of a brake rotor or disc, two brake
rotors or discs, 25.41 and 28.96 mm in thickness, were tested under the
conditions described above (Table 1 Fade I and II). The IRRS
temperature rise during fade for the two brake rotors or discs is shown


SUBSIllul~ SHEEr (RULE 26)

WO 95/08070 , PCT/US94/10407
93~
- 82 -

in Figure 17. As expected, the rate of temperature rise and the IRRS
temperature were slightly lower for the thicker brake rotor or disc
because of its higher thermal capacity. Under the test condition used
in this study, a 14% increase in the brake rotor or disc thickness
resulted in a 40-50 C reduction in the IRRS temperature.
The heat generated during a fade stop is dissipated in form of
the following three components:
1. heat absorbed by the brake rotor or disc,
2. heat lost to the surroundings via convection,
3. and heat lost to the surroundings via radiation.
A solid brake rotor or disc is expected to have a higher mass
and, thus, a higher thermal capacity than a vented brake rotor or disc
of the same thickness. Therefore, when the heat absorption into the
brake rotor or disc is the predominant mode of heat dissipation, solid
brake rotors or discs are expected to show a lower temperature rise
than vented brake rotors or discs. This may happen during early fade
stops when the brake rotor or disc temperature is close to that of the
surroundings and, therefore, convective and radiative components of the
heat transfer are small. During the later fade stops, a vented brake
rotor or disc is expected to cool faster because of its larger surface
area.
To quantify the thermal response of vented and solid brake rotors
or discs, two 29 mm thick SiC(30)/360 brake rotors or discs were
subjected to identical test conditions during fade sequence described
above (Table 1, Fade I). The rise in IRRS temperatures of the two
brake rotors or discs are shown in Figure 18. The temperature of the
solid brake rotor or disc was lower in the early stages of the fade
sequence, but approached the IRRS temperature of the vented brake rotor
or disc during the tenth stop. The trend clearly suggests that in the
subsequent stops, the IRRS temperature of the solid brake rotor or disc
would have exceeded the IRRS temperature of the vented brake rotor or
disc. The rate of temperature rise in the vented brake rotor or disc,
particularly towards the later parts of the fade sequence, continues to
drop as the brake rotor or disc continues to cool at increasingly fast
rates.


SUB~IIlult SHEE~ (R~IE 26)

W O 95/08070 ~ PCT~US94/10407
' ~9
- 83 -

In summary, the advantage of a solid brake rotor or disc with
higher thermal capacity is lost as the brake rotor or disc temperature
rises towards the later part of the fade test sequence.
As stated in the previous section, convective heat transfer from
the brake rotor or disc surfaces starts to dominate heat dissipation
when the brake rotor or disc temperature is high compared to the
surroundings and/or the cooling air speed is high. To quantify the
effect of the cooling air speed, two identical SiC(30)/360 rotors (29
mm thick) were subjected to identical conditions during fade, except
that one of the brake rotors or d;scs was cooled using a cooling air
speed of 2 mph (3.2 km/h) while the other one was subjected to a
cooling air speed of 8 mph (12.8 km/h). Figure 19 shows the IRRS
temperatures of the two brake rotors or discs. Clearly in the later
stage of the fade sequence when convective heat loss begins to dominate
the heat dissipation mechanism, the brake rotor or disc subjected to
12.8 km/h cooling air shows 40-50 C lower temperature as compared to
the brake rotor or disc cooled with 3.2 km/h air. During the early
stages of the fade sequence, when heat absorption into the brake rotor
or disc is the primary heat dissipation mode, cooling air has virtually
no influence on the temperature of the brake rotors or discs.
The work done or the heat generated during a fade stop is
directly proportional to the inertial load. Therefore, the brake rotor
or disc temperatures are progressively increased as the inertial load
is increased. During the present study, SiC(30)/360 rotors of 29 mm
thickness were tested using four different inertial loads. These were
23, 33, 37, and 46 kg m2. The cooling air speed was maintained at 8
mph (12.8 km/h) during the fade stops. The inertial load of 46 kg m2
corresponds to the front brake rotor or disc load of a 1992 Ford Escort
whereas 33 kg m2 corresponds to the projected front brake rotor or
disc load of a future model. The rear brake rotor or disc load of the
future model is expected to correspond to an inertial load of about 17
kg.m2. As Figure 20 shows, the inertial load has a great influence on
increasing the final IRRS temperatures of the brake rotors. At the two
highest inertial loads, the brake rotors or discs failed before the
fade sequence was completed. The failure took place between 480 and
490 C. At the lower inertial loads, the brake rotors or discs


~UBSIll~lt SHEr ~R~IE 26~

WO 95108070 PCT/US94/10407

~493~~

completed the fade sequence without failure. This indicated that the
SiC(30)/360 rotors are likely to operate satisfactorily in the future
Escort model both in front and rear, provided that the brake rotors or
discs can be cooled using air at 8 mph (12.8 km/h) or higher.
The final IRRS temperature at each fade stop (time elapsed
between each consecutive stop is 35 seconds) can be plotted as function
of the inertial load, as shown in Figure 21. The final IRRS
temperature was found to be a linear function of the inertial load.
Also shown in Figure 21 is the failure temperature range of the
SiC(30)/360 rotors. Clearly, the brake rotors or discs can go through
all the 15 fade stops at the lower two inertial loads, as discussed
above.
As stated earlier in this application, the predominant failure
mode of the MMC brake rotors or discs is by surface scuffing. As a
brake rotor or disc is subjected to progressively more severe
conditions, the temperature of the brake rotor or disc continues to
rise until it reaches a temperature at which the glaze on the brake
rotor or disc surface breaks down and scuffing ensues. The temperature
at which the breakdown occurs is referred to as the maximum operating
temperature (MOT). The breakdown of a brake rotor or disc accompanies
excessive noise, sparks and dust. The brake rotor or disc breakdown is
followed by rapid wear of the pads and rise in temperatures, as
measured by the pad thermocouples. The MOT is primarily dependent on
the material composition, and not on the brake rotor or disc design or
the test conditions.
The MOT was studied as a function of the volume fraction of
reinforcement for the silicon carbide reinforced brake rotors or discs.
The compositions studied are shown in Table 4.
Table 4: Maximum Operating Temperatures for Various Compositions
Volume % Matrix Solidus Temp. of MOT
Silicon Carbide Composition Matrix Alloy ( C) (~C)
20 360 580 449
30 360 580 482
47 Al-12% Si-5% Mg 535 498


S~lBSIllult SHEE~ (RULE 2b~

WO 95/08070 , ~ PCT/US94110407
3o~
- 85 -

The matrix alloys of the composites reinforced with 20 and 30
volume percent silicon carbide were the same, namely alloy 360, whereas
the matrix of the composite reinforced with 47 volume percent of
silicon carbide consisted of Al-12% Si-5% Mg alloy. The solidus
temperatures (ST) of the matrix alloys are listed in Table 4. Since it
was expected that the solidus temperature (ST) of the matrix alloy
would influence the MOT of a composite brake rotor or disc, the MOT of
various compositions were normalized with respect to the solidus
temperature by dividing the measured values of MOT by the solidus
temperatures of the respective matrix alloys. The normalized MOT
(NMOT) is plotted as a function of volume fraction of reinforcement in
the composite in Figure 22. Interestingly, the NMOT is a linear
function of the volume fraction of reinforcement in a composite. This
relationship between NMOT and the volume fraction of reinforcement is
valid for NMOT less than 1 because the MOT is not expected to exceed
the solidus temperature of the matrix alloy. Linear regression
analysis of the data yields:
NMOT = MOT/ST = 0.668 + 0.00564 (% SiC)
or MOT = ST (0.668 + 0.00564 (% SiC)).
This data clearly shows that the MOT bears a strong relationship
with the volume fraction of silicon carbide and the solidus temperature
of the matrix alloy in silicon carbide reinforced brake rotors or
discs. Based on this relationship, silicon carbide reinforced brake
rotors or discs using 360 alloy as the matrix are predicted to have
failure temperatures shown in Table 5. Similar relationships are
expected to exist among the composites reinforced with fillers other
than silicon carbide.




SUBSIllul~Sht~l (RUlE2bq

w095~08070 ~4930 PCTrUS94/10407

- 86 -

Table 5: Calculated MOT of SiC Reinforced Brake rotors or discs
Volume % Calculated MOT ( C)
Silicon Carbide
420 (788 F)
453 (847 F)
486 (907 F)
518 (964 F)
551 (1023 F)

To study the effect of volume fraction of reinforcement on wear
performance of a brake rotor or disc system, brake rotors or discs
containing 15, 20, 25, 30, and 35 volume % silicon carbide in 360 alloy
matrix were cast (see, for example, Example 4). These brake rotors or
discs were then subjected to the wear test described in a previous
section. The initial brake rotor or disc temperature was maintained at
260 C (500 F). The final brake rotor or disc temperature at the end of
each stop was approximately 349 C (660 F) and was relatively
independent of the volume fraction of reinforcement.
The weight losses from the brake rotors or discs and the
corresponding linings are shown in Figure 23. Figure 24 shows the
reduction in lining thickness as a function of volume fraction of
silicon carbide. From these results it appears that the overall wear
of the rotor/lining system is very small and relatively independent of
the silicon carbide level under the test conditions used in this study.
At higher initial temperatures wear levels are likely to increase but
are expected to remain low.
A comprehensive investigation was undertaken to study the effect
of various material and design parameters on the thermal response,
failure temperatures, and the wear performance of metal matrix
composite brake rotors. The results related to the effects of various
material and design parameters on the thermal response of MMC brake
rotors or discs indicated that:
1. the brake rotors or discs with lower thermal conductivities
show higher temperatures at the two rubbing surfaces;
however, the hub temperatures are lower,


SUB~ tShttl (R~LE26)

WO 95/08070 PCT/US94/10407
~9 .
- 87 - ~J~

2. a solid brake rotor or disc shows higher surface temperatures
when convective heat transfer is the primary heat
dissipation mode as compared to a vented brake rotor
or disc of the same thickness.
3. the brake rotor or disc temperatures increase as the
thickness of the brake rotor or disc and the cooling
air speed are decreased,
4. the brake rotor or disc rubbing surface temperatures increase
as the inertial loads increase,
lo There is a strong correlation between the solidus temperature
(ST) and the volume fraction of silicon carbide and the maximum
operating temperature (MOT) of silicon carbide reinforced brake rotors
or discs. This relationship is given by:
MOT = ST (0.668 + 0.00564 (% SiC)).
A similar relationship is expected to exists in MMC systems
involving other reinforcements (see, for example, Figure 25 which
presents the results for the MOT testing using E2 brake pads from
Allied Signal Corporation of an approximately 20 mm thick brake rotor
or disc formed in accordance with the methods of Example 2 and having
an inertial load of about 29 kg m2).
Wear of the MMC brake rotor or disc systems (brake rotors or
discs and pads) was found to be very small under the test conditions
used in this Example. The wear resistance of the brake rotor or disc
systems was relatively insensitive to the silicon carbide levels in the
composites.
The MOT of highly loaded SiCp/Al MMC has been determined to be
superior to lower loaded MMCs.
While the preceding discussion includes very particular
disclosures, various modifications to the disclosure should occur to an
artisan of ordinary skill, and all such modifications should be
considered to be within the scope of the claims appended hereto.



SED~:ET ( RULE 91 )
ISA / EP

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

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Administrative Status

Title Date
Forecasted Issue Date Unavailable
(86) PCT Filing Date 1994-09-15
(87) PCT Publication Date 1995-03-23
(85) National Entry 1995-05-12
Examination Requested 2001-09-10
Dead Application 2003-09-15

Abandonment History

Abandonment Date Reason Reinstatement Date
1999-09-15 FAILURE TO PAY APPLICATION MAINTENANCE FEE 2000-01-27
2000-09-15 FAILURE TO PAY APPLICATION MAINTENANCE FEE 2001-03-02
2002-09-16 FAILURE TO PAY APPLICATION MAINTENANCE FEE

Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Application Fee $0.00 1995-05-12
Registration of a document - section 124 $0.00 1996-01-25
Maintenance Fee - Application - New Act 2 1996-09-16 $100.00 1996-08-16
Maintenance Fee - Application - New Act 3 1997-09-15 $100.00 1997-08-25
Maintenance Fee - Application - New Act 4 1998-09-15 $100.00 1998-08-18
Reinstatement: Failure to Pay Application Maintenance Fees $200.00 2000-01-27
Maintenance Fee - Application - New Act 5 1999-09-15 $150.00 2000-01-27
Reinstatement: Failure to Pay Application Maintenance Fees $200.00 2001-03-02
Maintenance Fee - Application - New Act 6 2000-09-15 $150.00 2001-03-02
Maintenance Fee - Application - New Act 7 2001-09-17 $150.00 2001-08-31
Request for Examination $400.00 2001-09-10
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
LANXIDE TECHNOLOGY COMPANY, LP
Past Owners on Record
BURKE, JOHN THOMAS
DWIVEDI, RATNESH KUMAR
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Representative Drawing 1998-05-05 1 16
Abstract 1998-02-16 1 67
Cover Page 1998-02-16 1 18
Description 1998-02-16 87 4,393
Claims 1998-02-16 1 40
Drawings 1998-02-16 15 248
Cover Page 1998-07-16 1 18
Assignment 1995-05-12 9 425
PCT 1995-05-12 3 184
Prosecution-Amendment 2001-09-10 1 70
Fees 2001-08-31 1 37
Fees 1998-08-18 1 39
Fees 2001-03-02 1 49
Fees 1997-08-25 1 49
Fees 2000-01-27 1 78
Fees 1996-08-16 1 39