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Patent 2193341 Summary

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(12) Patent Application: (11) CA 2193341
(54) English Title: COMPUTER SYSTEM DATA I/O BY REFERENCE AMONG MULTIPLE DATA SOURCES AND SINKS
(54) French Title: OPERATIONS D'ENTREE-SORTIE DANS UN ORDINATEUR EXECUTEES PAR COMMUNICATIONS ENTRE SOURCES DE DONNEES ET COLLECTEURS DE DONNEES
Status: Dead
Bibliographic Data
(51) International Patent Classification (IPC):
  • G06F 15/167 (2006.01)
  • G06F 9/46 (2006.01)
(72) Inventors :
  • FISHLER, LEONARD R. (United States of America)
  • ZARGHAM, BAHMAN (United States of America)
(73) Owners :
  • TANDEM COMPUTERS INCORPORATED (United States of America)
(71) Applicants :
  • TANDEM COMPUTERS INCORPORATED (United States of America)
(74) Agent: SMART & BIGGAR
(74) Associate agent:
(45) Issued:
(22) Filed Date: 1996-12-18
(41) Open to Public Inspection: 1997-06-21
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): No

(30) Application Priority Data:
Application No. Country/Territory Date
08/578,409 United States of America 1995-12-20

Abstracts

English Abstract






An apparatus and method for getting descriptors to
data and passing the descriptors among data sources and sinks,
thereby avoiding copying the data among the data sources and
sinks. The data source/sink which consumes the data actual
initiates the copying of the actual data itself, using global
pointers to the data in the descriptors.


French Abstract

ppareil et méthode pour associer des descripteurs à des données et transmettre ces descripteurs entre des sources de données et des collecteurs de données pour qu'il ne soit pas nécessaire de recopier les données dans toutes les sources de données et tous les collecteurs de données. Le collecteur/source de données qui consomme les données actuelles lance la copie de celles-ci et utilise des pointeurs globaux dans les descripteurs.

Claims

Note: Claims are shown in the official language in which they were submitted.


35
WHAT IS CLAIMED IS:

1. In a data processing system having a
distributed memory architecture that includes a plurality of
data source/sinks in the form of memory units, CPUs or I/O
controllers having associated memories, coupled as nodes to a
network and with data locations accessible by memory address
over the network, a method for transforming a data stream
utilizing multiple data source/sinks without copying the data
stream to each of the multiple data source/sinks during
transformation processing, said method comprising the steps
of:
generating a first pointer, at a first data
source/sink, including a first global network address
specifying a first storage location where a first data stream
is stored;
transferring only said first pointer from said first
data source/sink to a second data source/sink;
generating, at said second data source/sink, a
second pointer including a second global network address
specifying a second storage location where a second data steam
is stored, and chaining said first and second pointers to form
a first chained pointer;
transferring only said first chained pointer to a
third data source/sink, with said third node storing a third
data fragment of said message and for transferring said
message to a destination;
processing, at said third data source/sink, said
first pointer to transform said first pointer into a plurality
of secondary pointers to split said first data stream into
parts and chaining protocol headers onto each part of said
first data steam.

2. The method of claim 1 further comprising the
step of:
creating global IO queues at said first, second,
third, and fourth data source/sinks:

36
and wherein said step of transferring said first
pointer from said first data source/sink to said second data
source/sink comprises the steps of:
storing said first pointer in the global IO queue at
said first data source/sink; and
queuing said first pointer from the global IO queue
at said first data source/sink to the global IO queue at said
second data source/sink which results in only the first
pointer being copied to the second node.

3. In a data processing system having a
distributed memory architecture that includes a plurality of
data source/sinks in the form of memory units, CPUs or I/O
controllers having associated memories, coupled as nodes to a
network and with data accessible by memory address over the
network, a method comprising the steps of:
getting a descriptor to a data buffer on a first of
said plurality of data source/sinks;
putting said descriptor onto a second of said
plurality of data source/sinks without transferring the
data in said data buffer;
putting said descriptor from said second data
source/sink onto a third of said plurality of data
source/sinks; and
retrieving a portion of the data in said data buffer
from said first data source/sink to said third data
source/sink for performing data input or output.

4. In a data processing system having a
distributed memory architecture that includes a plurality of
data source/sinks in the form of memory units, CPUs or I/O
controllers having associated memories, coupled as nodes to a
network and with data accessible by memory address over the
network, a method comprising the steps of:
getting a descriptor to a data buffer on a first of
said plurality of data source/sinks;

37
putting said descriptor onto a second of said
plurality of data source/sinks without transferring the
data in said data buffer;
dividing said descriptor into a plurality of
descriptors;
putting a one of said plurality of descriptors from
said second data source/sink onto a third of said plurality of
data source/sinks; and
retrieving the portion of the data in said data
buffer described by said one descriptor from said first
data source/sink to said third data source/sink for
performing data input or output.

5. The method of claim 3 further comprising the
steps of:
returning said descriptor to its data source/sink of
origin; and
deallocating said descriptor and the memory area it
describes.

6. The method of claim 4 further comprising the
steps of:
returning said one descriptor to its data
source/sink of origin; and
deallocating said one descriptor and the memory area
it describes.

7. A medium for data storage wherein is located a
computer program for performing data I/O among a plurality of
data source/sinks in the form of memory units, CPUs or I/O
controllers by
getting a descriptor to a data buffer on a first of
said plurality of data source/sinks;
putting said descriptor onto a second of said
plurality of data source/sinks without transferring the
data in said data buffer;

38
putting said descriptor from said second data
source/sink onto a third of said plurality of data
source/sinks; and
retrieving a portion of the data in said data buffer
from said first data source/sink to said third data
source/sink for performing data input or output.

8. A medium for data storage wherein is located a
computer program for performing data I/O among a plurality of
data source/sinks in the form of memory units, CPUs or I/O
controllers by
getting a descriptor to a data buffer on a first of
said plurality of data source/sinks;
putting said descriptor onto a second of said
plurality of data source/sinks without transferring the
data in said data buffer;
dividing said descriptor into a plurality of
descriptors;
putting a one of said plurality of descriptors from
said second data source/sink onto a third of said plurality of
data source/sinks; and
retrieving the portion of the data in said data
buffer described by said one descriptors from said first
data source/sink to said third data source/sink.

Description

Note: Descriptions are shown in the official language in which they were submitted.


` ` 2193341
, """
PATENT
Attorney Docket No. 010577-037100

COMPUTER SYSTEM DATA I/O BY REFERENCE AMONG
MULTIPLE DATA SOURCES AND SINKS

BACKGROUND OF THE INVENTION
The present invention relates to data transfer in a
computer system. In particular, the invention relates to
methods and apparatus for transferring data among various
sources and sinks for data.
Queued, message-based I/O ("QIO") in a system with
shared memory is discussed fully in U.S. Application No.
08/377,302, filed January 23, 1995 and assigned as well to
the Assignee of the instant application. U.S. Application No.
08/377,302 is incorporated herein by reference is loosely
summarized below.
Fig. 1 is a block diagram showing a fault-tolerant,
parallel data processing system 100 incorporating a QIO shared
memory system. Fig. 1 includes a node 102 and a workstation
104 that communicate over a Local Area Network (LAN) 105. The
node 102 includes processors 106 and 108, connected by an
interprocessor bus (IPB) 109. The IPB 109 is a redundant bus
of a type known by persons of ordinary skill in the art.
Although not shown in Fig. 1, the system 100 is a
fault-tolerant, parallel computer system, where at least one
processor checkpoints data from other processors in the
system. In prior art, in such a system, memory is not shared
in order to avoid the memory being a bottleneck or a common
point of failure. Such a fault tolerant system is described
generally in, for example, U.S. Patent No. 4,817,091 to
Katzman et al.
The processor 106 includes a CPU 110 and a memory
112 and is connected via a disk driver 132 and a disk
controller 114 to a disk drive 116. The memory 112 includes a
shared memory segment 124, which includes QIO ~ueues 125. An
application process 120 and a disk process 122 access the
shared memory segment 124 through the QIO library routines

-' ' 2t933ql
_ 2
126. As is the nature of QIO, messages sent between the
application process 120 and the disk process 122 using the
shared memory segment 124 and the QIO library 126 are sent
without duplication of data from process to process.
The processor 108 also includes a CPU 142 and a
memory 144 and is connected via a LAN controller 140 to LAN
105. The memory 144 includes a shared memory segment 150,
including QIO queues 151. A TCP/IP process 146 communicates
through the shared memory segment 150 using the QI0 library
routines 152 with an NFS distributor process 148 and the
software LAN driver 158. Again, communications using the QIO
shared memory segment 150 do not involve copying data between
processes.
The TCP/IP process 146 and the LAN 150 exchange data
by means of the LAN driver 158 and a LAN controller 140.
The process 120 communicates over the IPB 109 with
the TCP/IP process 146 using message systems (MS) 128 and 154
and file systems (FS) 130 and 156. Unlike QIO communications,
communications using message systems and file systems do
require data copying.
Thus, Fig. 1 shows a QIO shared memory system for
communicating between processes located on a single processor.
A shared memory queuing system increases the speed of
operation of communication between processes on a single
processor and, thus, increases the overall speed of the
system. In addition, a shared memory queuing system frees
programmers to implement both vertical modularity and
horizontal modularity when defining processes. This increased
vertical and horizontal modularity improves the ease of
maintenance of processes while still allowing efficient
transfer of data between processes on a single processor and
between processes and drivers on a single processor.
Fig. 2 illustrates a computer system generally
designated as 200. The computer system 200 contains nodes
210, 211, 212 and 213. The nodes 210, 211, 212 and 213 are
interconnected by means of a network 220. The nodes 210, 211,
212 and 213 run a disk process 230, an application server

` 21933~1
_ 3
process 231, an intermediate protocol process 232 and a TCP/IP
and ATM driver 233, respectively.
The application server process 231 receives user
requests for data and directs the transfer of that data to the
user over the TNet 220. The data requested generally resides
on disks accessible only via disk controllers such as the disk
controller 240. In fact, access to the data on a disk
controller is mediated by a particular disk process. Here,
the disk process 230 on node 210 mediates access to the disk
controller 240. The disk process 210 is responsible for
transferring data to and from the disk attached to the disk
controller 240.
With regard to the system 200 of Fig. 2, assume that
a multimedia application needs to obtain some large amount of
data 260, say, an MPEG video clip from a data disk. Assume
that the application does not need to examine or transform any
(or at least a majority) of the individual bytes of that MPEG
video clip. The application seeks that data 260 because an
end user somewhere on the net has requested that video clip.
A user interface and the application server process 231
communicate using an intermediate protocol implemented on
TCP/IP. (The user interface which may be an application
process or may be a hardware device with minimal software. In
any event, the user interface is not shown here.)
Accordingly, the intermediate protocol information 262 must be
added to messages from the application server process 231, and
the intermediate protocol process 232 has the responsibility
for attaching such header information 262 as the intermediate
protocol requires. Likewise, TCP/IP protocol information 263
must then be layered onto the outbound message, and the TCP/IP
driver process 233 in node 213 supplies such TCP/IP headers
263 as the TCP/IP protocol requires. Therefore, to transfer
the data 260 on demand from the disk attached to disk
controller 240, the application server process 231 employs the
disk process 230 to retrieve the data 260 from disk and
employs the intermediate protocol and TCP/IP & ATM driver
processes 231, 233 to forward the data 260 to the user
interface.

,, i 2193341 ,~

Further assume that among its functions, the
application process 231 attaches some application-specific
data 261 at the beginning of the outgoing data 260.
When the application server process 231 recognizes
that the disk process 230 mediates access to the data 260 for
the requesting user's consumption, the application server
process 231 communicates a message to the disk process 230 via
the TNet 220 in order to retrieve that data 260.
The disk process 230 builds a command sequence which
lo the disk controller 240 on receipt will interpret as
instructions to recover the data of interest. The disk
process 230 directs the disk controller 240 to transfer the
data 260 into the memory 250 of the sub-processing system 210.
The disk controller 240 informs the disk process 230 on
successful completion of the directed data transfer.
The disk process 230 in turn responds to the
application server process 231 that the data transfer has
completed successfully and includes a copy of the data 260 in
its response. Thus, the requested data 260 is copied into the
application server node 211. As one of ordinary skill in the
art will appreciate, several copies may be necessary in order
to transfer the data 260 from the TNet driver buffers (not
shown) of the application server node 211 into the memory
space of the application server process 231. Yet another copy
is typically necessary to make the application-specific data
261 contiguous with the disk data 260. The QIO system related
above, however, may obviate a number of these intra-processor
copies but obviates none of the interprocessor copies.
Indeed, the combined data 261, 260 migrates by means
of another interprocessor copy from the node 211 to the node
212. The node 212 adds its intermediate protocol header data
262, probably by copies of the data 262, 261 and 260 into a
single buffer within the memory of the intermediate protocol
process 232.
Again, the combined data 262, 261, 260 migrates from
the node 212 to the node 213 by means of another
interprocessor copy. The TCP/IP process 233 desires to divide
the combined data 262, 261, 260 into TCP/IP packet sizes and

2193341

~ ~
. .
insert TCP/IP headers 263a, 263b, . . . , 263n at the
appropriate points. Accordingly, the TCP/IP process 233
copies all or at least substantially all of the combined data
262, 261, 260 and TCP/IP header data 263a, 263b, . . . , 263n
to fracture and reconstruct the data in the correct order in
the memory 253. The TCP/IP protocol process 233 then
transfers these packets to the ATM controller 270 which sends
them out on the wire.
(A system designer may wish to separate the
processing of layered protocols into separate sub-processing
systems for reasons of parallelism, to increase the throughput
of the system 200.) Such subprocessing systems do not share
memory in systems of this type in order to achieve greater
fault tolerance and to avoid memory bottlenecks.
A computer system of this art requires that the disk
data 260 be copied five times among the sub-processing systems
-- and typically an additional 2-4 times within each
sub-processing system not practicing QIO as related above.
The computer system 200 consumes memory bandwidth at (a
minimum of) five times the rate of a system wherein
interprocessor copying was not performed. The copying
presents a potential bottleneck in the operation of the system
200, wasting I/O bandwidth, memory bandwidth and causing cache
misses in the target CPU, all reducing performance.
Accordingly, there is a need for a system which
avoids interprocessor copying of data, while avoiding shared
memory bottlenecks and fault tolerance problems.
Accordingly, a goal of this invention is a computer
system which obviates unnecessary copying of data, both intra-
processor and interprocessor.
This and other goals of the invention will be
readily apparent to one of ordinary skill in the art on
reading the background above and the description below.

SUMMARY OF THE INVENTION
In one embodiment, the invention a data processing
system having a distributed memory architecture that includes
a plurality of data sources/sinks in the form of memory units,

2193341
-

CPUs or I/O controllers having associated memories, coupled as
nodes to a network and with data accessible over the network,
for getting a descriptor to a data buffer on a first of said
plurality of data sources/sinks; putting said descriptor onto
a second of said plurality of data sources/sinks without
transferring the data in said data buffer; putting said
descriptor from said second data source/sink onto a third of
said plurality of data sources/sinks; and retrieving a portion
of the data in said data buffer from said first data
source/sink to said third data source/sink.

BRIEF DESCRIPTION OF THE DRAWINGS
FIG. 1 is a block diagram showing a fault tolerant,
parallel data processing system incorporating a QIO shared
memory system;
FIG. 2 illustrates a modular networked
multiprocessor system;
FIG. 3A illustrates a fault tolerant multiprocessor
system;
FIG. 3B illustrates an alternative configuration of
the system of FIG. 3A.
FIG. 4 illustrates the interface unit that forms a
part of the CPUs of FIG. 3A to interface the processor and
memory with the network;
Fig. 5 illustrates a more particularized version of
the computer system 100 of Fig. 3A;
FIG. 6 is a representation of a global QIO queue.
FIG. 7 shows a format of a message.
FIG. 8 shows a format of a buffer descriptor.
DESCRIPTION OF THE PREFERRED EM~30DIMENT
Overview
Fig. 3A illustrates a data processing system 10,
constructed according to the teachings of U.S. Patent
Application 08/485,217, filed June 7, 1995 (Attorney Docket
No. 010577-028210) and assigned as well to the Assignee of the
instant invention. (U.S. Patent Application No. 08/485,217 is
incorporated herein by reference and loosely summarized

21 933~i

herein.) As Fig. 3A shows, the data processing system 10
comprises two sub-processing systems lOA and lOB each of which
are identically structured to the other. Each of the
sub-processor systems 10 includes a central processing unit
(CPU) 12, a router 14, and a plurality of input/output (I/O)
packet interfaces 16. Each of the I/O packet interfaces 16,
in turn, is coupled to a number (n) of I/O devices 17 and a
maintenance processor (MP) 18.
Interconnecting the CPU 12, the router 14, and the
I/O packet interfaces 16, are trusted network (TNet) links L.
As Fig. 3A further illustrates, TNet links L also interconnect
the sub-processing systems lOA and lOB, providing each
sub-processing system 10 with access to the I/o devices of the
other as well as inter-CPU communication. Any CPU 12 of the
processing system 10 can be given access to the memory of any
other CPU 12, although such access must be validated.
Preferably, the sub-processing systems lOA/lOB are
paired as illustrated in Fig. 3A (and Fig. 3B discussed
below).
Information is communicated between any element of
the processing system 10 and any other element (e.g., CPU 12A
of sub-processing system lOA) of the system and any other
element of the system (e.g., an I/O device associated with an
I/O packet interface 16B of sub-processing system lOB) via
message "packets." Each packet is made up of symbols which
may contain data or a command.
Each router 14 is provided with TNet ports, each of
- which is substantially identically structured (except in ways
not important to this invention). In Fig. 3B, one port of
each of the routers 14A and 14B is used to connect the
corresponding sub-processing systems lOA and lOB to additional
sub-processing systems lOA' and lOB' to form a processing
system 10 comprising a cluster of sub-processing systems 10.
Due to the design of the routers 14, the method used
to route message packets, and the judicious use of the routers
14 when configuring the topology of the system 10, any CPU 12
of processing system 10 of Fig. 3A can access any other "end
unit" (e.g., a CPU or and I/O device) of any of the other

` 219~341

.._
sub-processing systems. For example, the CPU 12B of the
sub-processing system lOB can access the I/0 16'' of
sub-processing system lOA''; or CPU 12A of sub-processing
system lOA' may access memory contained in the CPU 12B of
sub-processing 12B to read or write data. This latter
activity requires that CPU 12A (sub-processing lOA') have
authorization to perform the desired access. In this regard
each CPU 12 maintains a table containing entries for each
element having authorization to access that CPU's memory, and
the type of access permitted.
Data and commands are communicated between the
various CPUs 12 and I/0 packet interfaces 16 by packets
comprising data and command symbols. A CPU 12 is precluded
from communicating directly with any outside entity (e.g.,
another CPU 12 or a an I/0 device via the I/0 packet interface
16). Rather, the CPU 12 will construct a data structure in
the memory 28, turning over control to an interface unit 24
(see FIG. 4), which contain a block transfer engine (BTE)
configured to have direct memory access (DMA) capability
capable of accessing the data structure(s) from memory and of
transmitting the data structure(s) to the appropriate
destination.
The design of the processing system 10 permits a
memory 28 of a CPU to be read or written by outside sources
(e.g., CPU 12B or an I/0 device). For this reason, care must
be taken to ensure that external use of a memory 28 of a CPU
12 is authorized.

Movie-on-Demand Scenario
Fig. 5 illustrates a more particularized version
of the computer system 100 of Fig. 3A. In Fig. 5, there is a
computer system 500 which contains sub-processing systems 510,
511, 512 and 513. In the simplified schematic of Fig. 5, each
of these sub-processing systems 510, 511, 512 and 513 may
actually include paired sub-processing systems, as discussed.
Although not illustrated in Fig. 5, each of the sub-processing
systems 510, 511, 512 and 513 includes a respective router 14
and interface unit 24, as discussed above. Fig. 5 represents

21933~1
-
g ~
.
the TNet links L interconnecting sub-processing systems 510,
511, 512 and 513 as links L from a TNet network 520.
The sub-processing systems 510, 511, 512 and 513 run
a disk process 530, an application server process 531, an
intermediate protocol process 532 and a TCP/IP and ATM driver
533, respectively. Again as discussed above, in a typical
system, some of the processes 530, 531, 532 and 533 will have
a backup process running in a paired sub-processing system.
The simplified Fig. 5 illustrates these paired processes by
their respective primary processes. In the
movie-on-demand example scenario described generally herein,
the application server process 531 receives user requests for
data (e.g., clips of movies) and directs the transfer of that
data to the user over the TNet 520. The data requested
generally resides on disks accessible only via disk
controllers such as the disk controller 540. In fact, access
to the data on a disk controller is mediated by a particular
disk process. Here, the disk process 530 on sub-processing
system 510 mediates access to the disk controller 540. The
disk process 510 is responsible for transferring data to and
from the disk attached to the disk controller 540. (As system
500 is a fully fault-tolerant system, disk controller 540 has
a pair and the disk of disk controller 540 is typically
mirrored. Again, the fault-tolerant aspects of the system 500
are not illustrated in the simplified Fig. 5.)
Assume that the user interface and the application
server process 531 are communicating using the RPC protocol
implemented on TCP/IP. (The user interface may be an
application process or may be a hardware device with minimal
software. In any event, the user interface is not shown
here.) Accordingly, RPC protocol information 562 must be
added to messages from the application server process 531, and
the intermediate protocol process 532 has the responsibility
for attaching such header information 562 as the RPC protocol
requires. Likewise, TCP/IP protocol information 563 must then
be layered onto the outbound message, and the TCP/IP driver
process 533 in sub-processing system 513 provides such TCP/IP
headers 563 as the TCP/IP protocol requires. Therefore, to

219334~

.
transfer data on demand from the disk attached to disk
controller 540, the application server process 531 employs the
disk process 530 to retrieve the data from disk and employs
the intermediate and TCP/IP & ATM driver processes 532, 533 to
forward the data to the user interface.
Further assume that among its functions, the
application process 531 attaches, at the beginning of the
outgoing data, some application-specific data 561. This
introductory data can be, for example, movie trailers, the
familiar copyright notices, or command sequences to a video
box connected to a television monitor.
When the application server process 531 recognizes
that the disk process 530 mediates access to the data 560 for
the requesting user's consumption, the application server
process 531 communicates a message to the disk process 530 via
the TNet 520 in order to retrieve that data 560.
The disk process 530 builds a command sequence which
the disk controller 540 on receipt will interpret as
instructions to recover the data of interest. However, rather
than automatically directing the disk controller to transfer
the data 560 into the memory 550 of the sub-processing system
510 or even into the memory 551 of the application server
sub-processing system 511, the instruction sequence will
direct the disk controller 540 to transfer the data 560 from
the disk platter into a data sink.

Data Sinks and Sources
A data sink/source ("DSS") can be any device or
portion of a device capable of storing and forwarding data on
demand. The immediate advantage to moving the data 560 from
the disk platter to a DSS is that the access time of the DSS
will almost certainly be superior to the access time for
retrieving data from the disk platter.
The DSS can be any of a number of options: the
memory 554 that may be contained within the disk controller
540 itself, or any of the memories 550, 551, 552 or 553 of the
sub-processing systems 510, 511, 512 or 513, respectively.

21~4:~
11 ~
The data sink may also be the memory 555 of the ATM controller
570, provided that the ATM controller 570 has a memory.
Another option is a novel type of DSS, herein termed
"global memory." Global memory is a DSS available to all
communicating devices on the TNet (if the device has
sufficient privileges, as described in U.S. Patent Application
No. 08/485,217). Fig. 5 illustrates global memory with global
memory 580. The memory 580 is global in the sense that there
is no software process which mediates access to the memory
580, there is no processor to which the memory 580 is attached
as its primary memory, and there is no primary memory (such as
the disk platter associated with the disk controller S40) to
which the memory 580 is secondary.
The choice of DSS depends on the particular
application. Design trade-offs may dictate a specific sink, a
class of sinks, or some other subgroup of sinks. A major
advantage to placing the data 560 in the global memory 580
rather than in the memory 554 of the disk controller 540 is
that the additional memory or memory bandwidth which the
global memory 580 provides is more economical than an
equivalent, additional disk controller. Likewise, the
additional memory or memory bandwidth of the global memory 580
is clearly more economical than an equivalent, additional
paired sub-processing system ("SPS") such as SPS 510. Global
memories such as the global memory 580 allow the system
designer to scale memory capacity and bandwidth independently
of scaling the disk controllers and the sub-processors. They
also allow the system designer to avoid the negative impact on
performance on the SPS that passing the data into its memory
has. The negative impact is due to the memory cache
invalidation and flushing involved in passing the data into
the SPS memory.
An issue arises when the destination of the data 560
may not be within the control of the original requestor of the
data (here, application server process 531) or even the
ultimate requestor of the data (here, disk process 530). That
issue is: Who determines the destination of the data 560?

21!333~1
12
A number of options are available. In a first
option, the disk process 530 decides which of the available
global memories (e.g., the global memory 580) in the system
S00 is to be the destination and arranges for space for the
data 560. Another option is for the application server
process 530 to decide which of the available global memories
in which to place the data 560 but to leave for the disk
process 530 the actual allocation of space. In this scenario,
the application server process 531 communicates to the disk
process 530 the identity of the chosen DSS and indicates that
the allocation has not been performed.
As a final option, the application server process
531 both decides which of the available data sinks is to be
the destination and performs that allocation as well. It then
becomes incumbent upon the application server process 531 to
perform the allocation and to pass that allocation information
by means of a global pointer as described below on to the disk
process 530. The disk process 530 then knows that it need not
choose a destination for the requested data and that it may
incorporate the pre-allocated destination into its disk
command sequence.
A clear implication of the above is that a global
memory such as the global memory 580 must have sufficient
intelligence to manage its memory or must be under the control
of a process which manages its memory for it. This latter
scenario is analogous to the disk process 530 managing the
memory of the disk platter attached to the disk controller
540. The former is analogous to a sub-processing system
(e.g., sub-processing system 510) managing its own memory
(e.g., memory 550) and is preferred.
An advantage may lie in allowing an application
process such as application server process 531 to determine
which global memory DSS to use. The application process might
have a better understanding of what its memory requirements
are over time. The application process might, for example,
seek to manage some subset of the pool of global memories,
keeping certain data in them as, in effect, data caches. The
video-on-demand movie application server process 531 could

219334~
_ 13
treat the global memory available in the system as a large
cache spread across a number of hardware devices. Indeed, a
cross-over point may be reached where keeping a high-demand
video in global memory is more economical than keeping that
movie on disk.

Data I/O bY Reference
On receipt of the disk command sequence directing
the transfer of the data 560 on the disk platter, the disk
controller 540 transfers the data 560 from the disk platter
into the DSS destination chosen and allocated between the
application process 531 and the disk process 530. Here,
assume that the chosen data sink is the global memory 580.
The global memory 580 (or the disk controller 540) then
informs the disk process 530 that the directed data transfer
has completed successfully. The disk process 530 in turn
informs the application server process 531 that the requested
data has been placed in the global memory 580. Where the disk
process 530 allocated the actual destination of the data 560,
the disk process 530 also communicates to the application
server process 531, by means of a global pointer described
below, the address of the data 560 on the TNet 520.
Now, with the a global pointer to the data 560 and
with its own application-specific data 561 in memory 551, the
application server process 531 would typically copy and
concatenate the two pieces of data 561, 560 into a single
buffer and copy-forward that data on to the intermediate
protocol process 532. However, according to the invention,
the application server process 531 instead passes the global
pointer to the data 560 and another global pointer to its
application-specific data 562 on to the intermediate protocol
process 532. In effect, application server process 531
creates a logically (i.e., virtually) contiguous block of
memory by chaining together global pointers to physically
non-contiguous blocks of data 561, 560. (Indeed, the data
561, 560 are so physically non-contiguous as to be located in
physically separate DSS's.) The application server process

219~3~1

_ 14
531 then passes the chain of pointers on to the intermediate
protocol process 532.
The intermediate protocol process 532 in turn
forgoes copying the data 561, 560 into its own associated
memory 552. The process 532 instead passes the two global
pointers to the data 561, 560 on to the TCP/IP process 533,
along with a third global pointer to the intermediate protocol
header data 562. The intermediate protocol process 532
thereby avoids the trans-network and inter-processor copying
necessary to retrieve the data 561, 560. The process 532 also
avoids the intra-processor copying necessary to move the data
from the network driver buffers into the operating system of
the sub-processing system 510 on into the memory space of the
intermediate protocol process 532.
TCP/IP protocol processing requires the division of
the logically contiguous data into packet-sized chunks for
transmission, each packet preceded by its own TCP/IP header.
The TCP/IP process 533 processes the chain of TNet pointers.
Walking the chain, it creates a TCP/IP header 563a for the
first packet-sized chunk of data in the logically contiguous
data 562, 561, 560, a TCP/IP header 563b for the second chunk
in the data 562, 561, 560 and so on until the last N-th TCP/IP
header 563n for the last chunk of the data 562, 561, 560.
Because these TCP/IP headers must be inserted among
the data 562, 561, 560, the TCP/IP process 533 must transform
the global pointers to the data 562, 561, 560 into a series of
pointers to data no larger than a TCP/IP packet. Each global
pointer includes the identity of its DSS of origin, the
address on the identified DSS of the data, and the size of the
data located at that address. The transformations of the
global pointers to 562, 561 560 into a series of packet-size
data are described below. The TCP/IP process 533 can now pass
on this new series of transformed global pointers to packets
of the data 562, 561, 560, interspersing global pointers to
the TCP/IP headers 563a, 563b, . . . , 563n.
Assume that the intermediate protocol data 562, the
application-specific data 561 and some first portion 560' of
the disk data 560 together total a first packet. Also assume

` 219~341
_ 15 ,~
that some second portion 560'' of the disk data 560 composes a
second packet. Finally, a last portion 560''' of the disk
data 560 makes up the last packet of data to be transported.
The TCP/IP process 533 passes on to the ATM controller 570, a
chain of global pointers pointing to the following data: the
TCP/IP header data 563a, the intermediate protocol header data
562, the application-specific data 561, the disk data 560',
the TCP/IP header data 563b, the disk data 560'', . . . , the
TCP/IP header data 563n, and the disk data 560'''.
At a time depending on the programming of the ATM
controller 570 and the dynamic state of the system 500, the
ATM controller 570 walks through the chain of global pointers
received from the TCP/IP process 533 and fetches the actual
data 563a, 562, 561, 560', 563b, 560", . . . , 563n and
560''' into its memory 555. The ATM controller fetches the
TCP/IP header data 563a, 563b, . . . , 563n from the memory
553 of the TCP/IP protocol sub-processing system 513; the
intermediate protocol header 562 from the memory 552 of the
intermediate protocol sub-processing system 512; the
application-specific data 561 from the memory 551 of the
application server sub-processing system 511; and the disk
data 560', 560", . . . , and 560''' from the global memory
580.
The ATM controller, with all of the required data in
its physical memory, transmits the data.
It will be noted that there was only one copying of
each of the application data 561, the intermediate protocol
header data 562 and the TCP/IP protocol header data 563. The
disk data was copied twice, although the copying of the data
560 from the disk controller 540 to the global memory 580 was
not strictly necessary. In the prior art, with the same
hardware and data flow of the system 500, the application data
561 would have been copied at least three times, the
intermediate protocol header data 562 would have been copied
twice, and the disk data 560 would have been copied six times.
In situations where the disk data 560 is large (as in the
movie-on-demand environment described herein) or where the
number of intermediate protocol sub-processing systems is

2193~Al
- 16
large, the reduction in copying leads to significant savings.
It allows the coststo approach that of a shared memory MPP
system, without the problems such a system has with respect to
memory bottleneck problems.




Data Structures
The data structures and protocols used in a
preferred embodiment to achieve the data I/0 by reference of
the invention are described below.
First, in order to allow a reference or pointer to
data in a data sink/source (DSS) to have meaning to a process
on a device connected to the DSS only by a network, a schema
for recognizing DSS-specific addresses across the network must
be implemented. In the data I/0 by reference schema described
herein, these addresses are termed global addresses.
In one embodiment, global addresses are a
combination of, one, an ID of a network DSS and, two, an
address recognized by that DSS. The ID of a network DSS is
unique among all devices functioning as DSS's in the network.
In the embodiment, the address recognized by a
particular DSS is specific to the addressing scheme of that
-particular DSS. A DSS may maintain virtual or physical global
addresses. For example, the disk controller 540 is very
likely to maintain physical addresses to its memory 554. A
sub-processing system can maintain addresses in virtual or
real space, depending on whether the global addresses are
allocated in the virtual address space of a process or in the
real address space of the operating system-level global QI0
driver. Maintaining the global addresses in the real address
space of the QI0 driver avoids hardware and software
translation costs.
Global addresses are incorporated into global QI0
data structures passed among networked devices. In one
embodiment, the main global QI0 data structures are a queue, a
message, a message descriptor and a buffer descriptor.
Fig. 6 illustrates a global QI0 queue 600 according
to an embodiment of the invention. A queue 600 exist in the

219~341

17
memory of each DSS on the network. A queue 600 includes a
type 601, a human-readable queue name 602, a first message
pointer 604, a last message pointer 606, a message count 608,
queue attributes 610, a creator process ID 612, a pointer 614
to a user-defined GET() function, a pointer 616 to a
user-defined PUT() function, and a pointer 618 to a
user-defined control block.
The descriptor type 601 indicates that this data
structure is a queue. The queue name 602 is a name of the
queue, e.g., "GLOBAL QIO INBOUND." The first message pointer
604 points to a first message descriptor 622 of a first
message in a doubly linked list of messages 620, and the last
message 606 points to a first message descriptor 624 of a last
message in the doubly linked list 620.
The message count 608 holds the number of messages
in the doubly linked list 620. The queue attributes 610
include attributes of the queue, e.g, whether a process should
be awakened when data is put onto its inbound queue and
whether a user-defined GET() function is to be called before,
after or instead of the global QIO library GET_MESSAGE()
function. (Global QIO library functions are described below.)
The creator process ID 612 is the ID of the process that
created the queue. The global QIO library may awaken this
process whenever a queue becomes non-empty.
The pointer 614 points to a user-defined GET()
function performed whenever a process invokes the global QIO
library GET_MESSAGE() function to get a message from the queue
600. The user-defined GET() function allows the user-defined
function to be performed in addition to or instead of a
standard GET function in the global QIO library. For example,
if the queue 600 is an inbound queue for an I/O driver, a
user-defined GET() function might initiate an I/O operation by
the driver. The driver may also keep track of a number of
outstanding I/Os and may adjust this number whenever a GET is
performed. As another example, a GET() may cause a
housekeeping routine to be performed by the process that
created the queue.

~ 2i933~
18
The pointer 616 points to a user-defined PUT()
function which is processed in a manner paralleling that of
the pointer 614. For example, in a queue associated with a
LAN driver, the PUT() function may invoke a transport layer
routine to output information to TNet 520.
The pointer 618 points to a user-defined control
block. Typically, this control block is needed by one or both
of the user-defined PUT() and GET() functions. For example,
the control block might be for a driver that outputs
information when the information is sent to the queuing
system.
Fig. 7 shows a format of a message 700 stored in the
doubly linked list 620 of Fig. 6. A message is made up of
linked message descriptors and is linked into the list 620 of
Fig. 6. Fig. 7 shows message descriptors 622 and 622', which
are joined in a linked list by pointer 714 to form a message.
A message descriptor includes a descriptor type 704, a
next-message pointer 710, a previous-message pointer 712, a
continuing-message message descriptor pointer 714, a buffer
descriptor pointer 716, a user data read pointer 718, a user
data write pointer 720, and a return queue pointer 722. A
message descriptor also includes lengths 719, 721 associated
with pointers 718, 720, respectively.
In Fig. 7, the message descriptors 622 and 622' form
a single message. The descriptor type 704 indicates that the
data structure is a message descriptor. The next-message
pointer 710 points to the first message descriptor 624 of a
next message stored in the doubly linked list 620. The
previous-message pointer 712 points to the first message
descriptor of a previous message stored in the doubly linked
list 620. The continuing-message message descriptor pointer
714 points to the next message descriptor 622, in the current
message 622. Multiple message descriptors are necessary to
represent scattered data, and a single message can include
multiple message descriptors pointing to data in different
locations, as will be shown below. The buffer descriptor
pointer 716 points to a buffer descriptor 730. The buffer
descriptor 730 points to a data buffer 740.

2193341
~_ 1 9 ~
A user data read pointer 718 is a pointer into the
buffer 740 and indicates where in the data buffer 740 reading
should commence (or has stopped). Similarly, a user data
write pointer 720 is a pointer into the buffer 740 indicating
where in the data buffer 740 writing should commence (or has
stopped). The lengths 719, 721 respectively indicate the
maximum amount of data which can be read from or written to
read pointer 718 and write pointer 720.
A return queue pointer 722 points to a return queue
(not shown). When a message descriptor is returned, via the
global QIO library routines (i.e., when processing of the
message is complete), the returned message descriptor is
placed on the return queue if the return queue is specified.
For example, a process may need to count messages sent.
Instead of putting the message descriptor 622 into a free
memory pool when it is removed from the queue 600, the message
descriptor 622 is placed on the return queue for further
processing by some process. Other message descriptors 622' in
a message 700 may have different, secondary return queue
pointers 722' or NULL return queue pointers. These secondary
return queue pointers are processed by processes according to
the application at hand. The return queue for a message
descriptor is usually on the DSS which originally allocated
the message descriptor for its current use.
Fig. 8 shows a format of a buffer descriptor 730
according to an embodiment of the invention. The buffer
descriptor 730 is a part of the message 722 of Fig. 7. A
descriptor type 802 indicates that the data structure is a
buffer descriptor. The buffer descriptor 730 includes a data
buffer base pointer 808, a data buffer limit pointer 810, and
a reference count 812. The data buffer base pointer 808
points to a base of a data buffer 840 in memory. The data
buffer limit pointer 810 points to the end of the data buffer
840. The reference count 812 counts the number of buffer
descriptor pointers 716 which point to the specific buffer
descriptor 730.
A queue 600 is local to the DSS on which it is
created. A queue 600 data structure is never communicated to

2193~

_ 20
another networked DSS. Accordingly, each of the pointers 604,
606, 612, 614, 616 and 618 are local addresses rather than
global addresses.
Message descriptors 622, however, are passed among
networked DSS's. Therefore, the buffer descriptor pointer 716
and the user data read and write pointers 718, 720 are global
pointers interpreted by the DSS which generated them.
As will be appreciated by persons of skill in the
art, certain fields of a message descriptor 622 can be omitted
when the message descriptor 622 is communicated between
networked devices. Such fields include, for example, the
next- and previous-message pointers 710, 712; and the
continued-message message descriptor pointer 714. The global
QIO library on the receiving networked device can generate
these fields on the allocation of message descriptors to put
the message on a queue. A message descriptor without these
fields is termed the global form of a message descriptor and
the type 704 may be altered to reflect the omissions.
Conversely, the buffer descriptor pointer 716, the
data read and write pointers 718, 720, the corresponding
length fields 719, 721, the return queue pointer 722 and the
checksum 724 are included in the global form of a message
descriptor 622 as communicated between DSS's.
The buffer descriptor 730 is not communicated across
the network. The data buffer base pointer 808 is irrelevant
to reads or writes of the data buffer 740. Read and write
pointers are supplied in the user data read and write pointers
718, 720 of a message descriptor 622. Similarly, the data
buffer limit pointer 812 is irrelevant to reading and writing
of the buffer across the network. According to the protocols
described below, a well-behaved reading or writing process
requests a data buffer 740 of a specified length, and the
well-behaved allocator of that data buffer 740 guarantees that
the user data read or write pointer 718 or 720 points to a
segment of data buffer 740 which is at least the specified
length. (Where the specified length is distributed across a
chain of message descriptors, the well-behaved allocator
guarantees that the chain of user data pointers point to

2193341

21
segments of data buffers 740 which together are at least the
specified length.)


5 Protocols
- Message-Based Communications
Communication between any two components of the
system 500 (e.g., between first and second SPS's, or between
an SPS and a global memory) is implemented by forming and
10 transmitting low-level messages which are included in packets.
(Low-level messages are distinct from the messages of the
global QIO system described herein.) These packets are routed
from the transmitting or source component to a destination
component by the system area network structure, the TNet 520.
The details of how the system components, the
routers 14 and the interface units 24 (including the BTE DMA
engines) cooperate to achieve this communication are explained
fully in U.S. Patent Application No. 08/485,217. For this
20 disclosure, it suffices to know that an HAC packet is used to
transmit read requests and that an HADC packet is used to
communicate write data.

- GLOBAL OIO
The global QIO library includes the following
software entry points, each of which is described further
below:
create a global QIO queue;
delete a global QIO queue;
get a message descriptor
duplicate a message descriptor
return a message
duplicate a message
get a message from a global QIO queue
put a message onto a global QIO queue

2193~ Al
-
22
A process invokes the CREATE_QUEUE() procedure to
register a named queue with the global QIO library, creating
inbound and outbound queues. Accordingly, an invoking process
passes the name of a port, and the CREATE_QUEUE() routine
returns the queue ID's of the inbound and outbound queues for
the port, and the module ID. Once the process successfully
invokes the CREATE_QUEUE() routine, the process may
subsequently invoke the PUT_MESSAGE() and GET_MESSAGE()
routines described below.
Correspondingly, a process may invoke the
DELETE_QUEUE() global QIO library routine. This function
removes a registration from the global QIO library. A process
passes the queue ID's of the inbound and outbound queues to be
deregistered. After deregistration, a process can no longer
send outbound messages or receive inbound messages via the
identified queues.
The PUT_MESSAGE() routine puts a specified message
onto a specified queue. Where the message and queue are on
the same DSS, PUT_MESSAGE() operates much as described in
Appendix A. Where the message and queue are not on the same
DSS, the low-level message packet system is invoked to
transfer a global form of the specified message from the DSS
of the message to the DSS of the queue. The message is freed
on the DSS of origin.
The GET_MESSAGE_DESCRIPTOR() entry point returns a
pointer to a message descriptor which contains a data buffer
pointer to a data buffer of (at least) a specified length.
Accordingly, the GET_MESSAGE_DESCRIPTOR() entry point takes a
module ID and a data buffer length as arguments and returns a
pointer to a message descriptor. In effect, a DSS or process
invoking GET_MESSAGE_DESCRIPTOR() requests the global QIO
library to allocate a data buffer of the specified length, to
allocate a buffer descriptor initialized to a point to the
newly allocated data buffer and to allocate a message
descriptor, initialized to point to the newly allocated buffer
descriptor and to point to the write location within the data
buffer.

21933~1

- 23
(~Jhere a data buffer currently is use has an
unallocated portion sufficiently large to satisfy a subsequent
GET_MESSAGE_DESCRIPTOR() request, that (unallocated portion of
the) data buffer may be used to satisfy that possibly
unrelated GET_MESSAGE_DESCRIPTOR() request.)
In a preferred embodiment, free message descriptors
are maintained on a free message descriptor list. The
management of such a free list is well known in the art.
The DUPLICATE_MESSAGE_DESCRIPTOR() routine returns a
duplicate of a specified message descriptor. Accordingly, the
DUPLICATE_MESSAGE_DESCRIPTOR() routine takes a module ID and a
pointer to a message descriptor as arguments and returns a
pointer to a message descriptor. The returned message
descriptor points to the same buffer descriptor and data as
the specified original message descriptor, and the reference
count of that buffer descriptor increases by one by virtue of
the duplication. The duplicate message descriptor comes from
the free message descriptor list.
The reference count of the underlying buffer
descriptor must be updated. This update can be accomplished
by requesting the DSS which is the origin of the message
descriptor to update the reference count or by putting the
message descriptor back onto its DSS of origin and having that
DSS duplicate the message descriptor, putting back the
original and the duplicate.
The global QIO library contains a corresponding
RETURN_MESSAGE_DESCRIPTOR() routine. This routine moves a
message descriptor on the invoking DSS to the free list of
message descriptors on the DSS which originally allocated the
message descriptor for its current use. However, if the
return queue pointer of the message descriptor is not NULL,
the routine returns that message descriptor to the indicated
return queue. The RETURN MESSAGE_DESCRIPTOR() routine takes
as arguments a module ID and a pointer to the message
descriptor to be returned.
On the originating DSS, the reference count of the
buffer descriptor decrements by one, since one less message
descriptor points to that buffer descriptor. If the reference

2~93~a~

24 ~
~_,
count reaches zero, the data buffer descriptor returns to the
pool of free data buffers. (See the description of
DATA_BUFFER_RETURN() below.)
The RETURN_MESSAGE() routine is a recursive version
of the RETURN_MESSAGE_DESCRIPTOR routine. RETURN MESSAGE
walks the chain of message descriptors headed by the
identified message descriptor, unlinking the head message
descriptor from any continuing message descriptors (i.e.,
nulling out the continuing-message message descriptor pointer
of the head message descriptor) and returning the head message
descriptor to the appropriate return queue, until no more
continuing-message message descriptors exist.
The DUPLICATE_MESSAGE() routine duplicates an entire
message. DUPLICATE_MESSAGE takes as arguments a module ID and
a pointer to the head message descriptor of the message and
returns a pointer to the head message descriptor of the
duplicate message structure. The entire message is duplicated
(though not the data), starting at the head message descriptor
of the original message and following through all the message
descriptors chained by the continuing-message message
descriptor pointers. The reference count of the buffer
descriptor pointed to by each of the original message
descriptors increments by one to account for the message
descriptor duplication.
On the reading of the Appendix A, a specification
for a QIO library in an intra-processor scenario, the
application of these uniprocessor QIO routines to the global
QIO library and the extension of the global QIO scheme to
incorporate the embodiments detailed in Appendix A are readily
appreciated by a routineer of the art. In particular Appendix
A provides additional details on registering and deregistering
a driver, getting and duplicating a message descriptor,
returning a message or message descriptor, duplicating a
message, and getting and putting a message from or onto a
queue. Appendix A also provides details on getting driver
information, posting an event, creating and deleting a module
ID, setting limits for a module, getting and putting a pool,
counting the message descriptors in a queue, creating and

21!~3341
-



deleting queues, attaching segments, getting IOPRM space and
returning IOPRM space.

- MESSAGE DESCRIPTOR OBJECTS
Another protocol involves the characterization of
the message descriptors. In one embodiment, the global form
of message descriptor is an object in the sense of
object-oriented programming. Only predetermined functions,
methods (in the C++ jargon) or interfaces (in the COM/OLE
jargon) are available for manipulating the object. Limiting
access to the message descriptors and to the global pointers
they contain is an additional safety measure against
corrupting memories across the TNet.
In one embodiment, the following functions are
available to manipulate a messages or message descriptors:
return the size of the data pointed to by a
message (RETURN_MESSAGE_SIZE());
return the size of the data pointed to by a
message descriptor
(RETURN_MESSAGE DESCRIPTOR_SIZE());
divide a message descriptor into multiple
message descriptors
(DIVIDE_MESSAGE_DESCRIPTOR());
DIVIDE_MESSAGE_DESCRIPTOR() takes as arguments a
message descriptor and an array or list of data buffer sizes.
The routine returns an array or list of newly allocated
message descriptors with the same buffer descriptor but with
offsets and lengths set as specified by the data buffer sizes.
The newly allocated message descriptors are the result of
separate calls to DUPLICATE_MESSAGE_DESCRIPTOR(), with the
user data read pointers and lengths adjusted to meet the
specifications given by the user. Thus, the original and all
duplicate message descriptors have the same constituent buffer
descriptor, and the reference count of the constituent buffer
descriptor is affected accordingly.
For example, if md_ptr is a pointer to a message
descriptor for 100 KB of data, the call

- 2193341
_ 26
DIVIDE_MESSAGE_DESCRIPTOR(md_ptr, 15, 50, 35, o);

would return an array of three message descriptors, the first
with its user read data pointer pointing to the first 15 bytes
of the data, the second with its user read data pointer
pointing to the next 50 bytes of the data and the third with
its user data read pointer pointing to the last 35 bytes of
the data buffer. The associated length fields are, of course,
set correspondingly.
Because all four message descriptors point to the
same data buffer, the buffer descriptor's reference count will
increment by three, say, from one to four.
Finally, a CONVERT_FOR_READ() routine is provided
which will return convert a specified message descriptor into
whatever form necessary for the router, interface unit and BTE
of the invoking DSS to read the actual data pointed to by the
global pointer in the specified message descriptor. The data
is read from the DSS of origin into the DSS that is the caller
of the routine. (There may be a corresponding
CONVERT_FOR_WRITE() routine.)

Move-on-Demand Scenario Revisited
The use of the data structures and protocols
described above in the movie-on-demand scenario previously
discussed is described below. When a global QIO data
structure is described as moving from one DSS to another, the
reader will understand that the low-level message-based
communications system described above is used to communicate
that data structure between DSS's, typically using
PUT_MESSAGE().
Again, the supposition is that the application
server process 531 employs the disk process 530 to retrieve
the data 560 from disk and employs the intermediate and TCP/IP
& ATM driver processes 532, 533 to forward the data 560 to the
user interface. Again, the further supposition is that the
application process 531 attaches some application-specific
data 561 at the beginning of the outgoing data 560. The size
of the data 560 is, say, 100 kilobytes (KB).

2193341
27 ~
Each DSS participating in the data I/O by reference
scheme has a global QIO library. The global I/O memory 580,
the disk process SPS 510, the application server process 511,
the intermediate protocol process SPS 512, the TCP/IP & ATM
driver SPS 513 and the ATM controller 570 each invoke the
CREATE_QUEUE() routine of its respective global QIO library to
create inbound queues for receiving global QIO messages. The
service is named, say, "DATA_I/O" on each DSS. This allows
any DSS on the TNet which is participating in data I/O by
reference to manipulate the QIO queues of any other DSS on the
Tnet also participating in data I/O by reference.
Further, the disk process 530 invokes its global QIO
library routine CREATE_QUEUE() to create inbound and outbound
queues for receiving disk work requests. The service is
named, say, "DiskWork." This allows any other process on the
disk process SPS 510 and any DSS on the TNet to queue work
requests directing the disk process 530 to read or write the
disk attached to disk controller 540. A process or DSS which
seeks to use the global QIO queues created by the disk process
530 knows the "DiskWork" name of the global QIO queue.
The application server process 531 will ultimately
make a work request of the disk process 530 by queuing a disk
work request onto the inbound "DiskWork" global QIO queue.
The work request is for the data 560. However, the
application server process 531 first decides whether itself or
the disk process 530 will allocate the data buffer to receive
the data 560.
On the other hand, if the application process 531 is
to allocate the data buffer, the application process 531
decides (by whatever rules its programmer instilled) to place
the 100 KB data 560 onto, say, the global I/O memory 580. The
application process 531 then executes its PUT_MESSAGE() in
order to queue, onto the global I/O memory 580's DATA I/O
global QIO queue, a request for the execution of the global
I/O memory 580's GET_MESSAGE_DESCRIPTOR(). The application
process 531 thereby requests a global I/O memory message
descriptor to a buffer of size 100 KB.

2193341
28
The global I/O memory 580's DATA_I/O driver executes
GET_MESSAGE() to retrieve the application process 531's
request and eventually executes GET_MESSAGE_DESCRIPTOR() to
perform the allocation requested. In completing the
application server process 531's request, the global I/O
memory 580's DATA_I/O driver executes PUT_MESSAGE() to return
the newly allocated message descriptor pointing to the 100 KB
buffer. PUT_MESSAGE() places a copy of (the global form of)
the message descriptor onto the inbound DATA_I/O global QIO
queue. The application process 531 performs a GET_MESSAGE to
retrieve the copy of the newly allocated message descriptor
and can then incorporate the user data write global pointer to
the data buffer into its work request for the data 560. This
work request is transmitted to the disk process 530.
With regard to bookkeeping, a PUT_MESSAGE() executed
across DSS's requires the invoking DSS to send (a global form
of) a copy of the message to the receiving DSS and executing a
RETURN_MESSAGE(). The receiving DSS, in turn, allocates a
message descriptor to receive the transmitted copy and places
the message descriptor on the destination global QIO queue.
In effect, the message descriptor is moved from a queue on the
sending DSS to a queue on the receiving DSS. Accordingly, the
reference counts for the buffer descriptors of the new message
are the same as they were on the sending DSS, i.e., one.
In a similar manner, the message descriptor
allocated by the GET_MESSAGE_DESCRIPTOR() call is transferred
from the global I/O memory 580 to the application server
process SPS 511. The reference count of the buffer descriptor
of that message descriptor is also one.
On the other hand, if the disk process 530 is to
allocate the buffer, then the application process 531 can,
either in the message packet type or in the work request data
structure, indicate that the disk process 530 is to allocate
the data buffer using its equivalent procedure. The
application process 531 can direct the disk process 530 to
allocate the buffer by, e.g., setting the address field for
the global TNet pointer to a predetermined value, such as NULL
or zero.

- ` 2193341
_ 29
With a message descriptor containing the global
address in hand for the destination of the data 560, the disk
process 530 instructs the disk controller 40 to transfer the
data 560 from disk controller 40's disk platter to the global
I/O memory 580's memory 556. The transfer of the data 560
from the disk controller 540 to the global I/O memory 580 is
not data I/O by reference. The data 560 is actually copied
from the disk controller 540 to the global I/O memory 580,
using HDAC packets as necessary. The result of the transfer
is one more copy of the data 560 than had otherwise existed
before. This conventional data transfer requires that
the disk process 530 dereference the global pointer to produce
an actual address which the disk process 530 then incorporates
into its command sequence for the disk controller 540 so that
the disk controller 540 can transfer the data 560 to the
global I/O memory 580. This rereferencing is performed by
CONVERT_FOR_WRITE(), discussed above.
Thé disk controller 580 then interrupts (preferably
in a message-based manner) the disk process 530 when the
transfer is complete. The disk process 530 handles the
interrupt and completes the request back to the application
server process 531 by queuing a response back to the
application server process 531's global QIO queue, including
the global address to (the data buffer containing) the data
560, if necessary.
The application server process 531 now has in hand a
message descriptor which contains a buffer descriptor
pointing, by means of a global address, to the buffer with the
data 560. The global pointer was created on the global I/O
memory 580, the data 560 resides within the global I/O memory
580, but the message descriptor itself is on the application
server SPS 511.
The application server 531 will have previously
invoked its GET_MESSAGE_DESCRIPTOR() routine to create a
message descriptor for its application-specific data 561 and
performed such processing as necessary to fill the associated
data buffer with the application-specific data 561. The
application server process 531 now concatenates the data 561,

219334~
.

560 by chaining together two message descriptors: a message
descriptor for the application-specific data 561 at the head
of the chain, followed by the message descriptor for the data
560. The application-specific data message descriptor will
contain the global address of the application-specific data
561.
Because a function of the application server process
531 is to prefix the application-specific data 561 to all
movie clips which the process 531 retrieves from various disks
at various times, the process 531 preferably does not forward
the original message descriptor pointing to the data 561. (If
it were to do so, it would have to retrieve copy of the data
561 to prefix to each movie clip.) Instead, the process 531
invokes the DUPLICATE_MESSAGE_DESCRIPTOR() routine to
duplicate the message descriptor pointing to the data 561.
The reference count of that message descriptor's buffer
descriptor increments by one from, say, one to two by virtue
of the duplication.
The process 531 chains this duplicate message
descriptor before the message descriptor for the data 560,
creating a message pointing to the data 561, 560. The process
531 then executes PUT_MESSAGE() to pass the message of data
561, 560 on to the intermediate protocol SPS 512. As
explained above, the PUT_MESSAGE() routine moves the message
(and its associated message descriptors and buffer
descriptors, but not the data pointed to by their global
reference pointers) from the application server SPS 511 to the
intermediate protocol SPS 512. On the intermediate protocol
SPS 512, the reference count of the buffer descriptors of the
message are the same as they were on the application server,
i.e., two for the application-specific data message descriptor
and one for the data 560 message descriptor.
The intermediate protocol process 532 will have
previously invoked its GET_MESSAGE_DESCRIPTOR() routine to
allocate a message descriptor for its protocol data 562 and
communicated with such processes as necessary to fill the
associated data buffer with the data 562. The intermediate
protocol process 532 concatenates the data 562, 561, 560 by

21933~1

- 31 r~
chaining together three message descriptors: a copy of the
message descriptor for the protocol data 562 at the head of
the chain, followed by the (copy of the) message descriptor
for the data 561, followed by the message descriptor for the
data 560. The protocol data message descriptor contains the
global address of the intermediate protocol data 562, and a
duplicate message descriptor is allocated for forwarding. The
intermediate protocol process then executes PUT_MESSAGE() to
pass the message descriptor and buffer descriptors of the
message of the data 562, 561, 560 (but not the data 562, 561,
560 itself) onto the TCP/IP & ATM global queue in SPS 513.
The message moves from the intermediate protocol SPS
512 to the TCP/IP & ATM SPS 513. on the SPS 13, the reference
counts of the buffer descriptors for the data 562, 561, 560
are two, two and one respectively.
The TCP/IP process 533 takes the three
message-descriptor message and processes it for the TCP/IP
protocol. The process 533 invokes GET_MESSAGE_SIZE() to
compute the size of the message and, say, realizes that this
message must be broken into three TCP/IP packets: The first
TCP/IP packet will include the intermediate protocol header
data 562, the application-specific data 561 and the first
portion of the movie clip data 560'. The second packet will
include a second portion of the movie data 560'', and the
third packet will include the remainder of the movie data
560'''. The process 533 prepares three TCP/IP headers 563a,
563b, 563c, thrice invoking GET_MESSAGE DESCRIPTOR() to
allocate message descriptors as necessary.
The process 533 also executes
DIVIDE MESSAGE_DESCRIPTOR() in order to divide the data 560
into the packetized data 560', 560'' and 560 " '.
The process 533 now has six data buffers pointed to
by nine message descriptors: three TCP/IP headers 563a, 563b,
563c; one intermediate header 562; one application header 561;
three data chunks 560', 560'' and 560'''; and the original
data 560. The data chunks 560, 560', 560" and S60 "' all are
the same buffer.

` 21933~1
32
The TCP/IP & ATM driver process 533 now chains these
message descriptors to produce the three TCP/IP packets
described above, and chains the three TCP/IP packets together
to produce a message with the following data sequence: the
TCP/IP header 563a, the intermediate header 562, the
application-specific data 561, the data 560', the TCP/IP
header 563b, the data 560'', the TCP/IP header 563c and the
data 560'''. (Note that the message descriptor for the data
560 per se does not appear in this newly created message.)
The original buffer descriptor for the message descriptor for
the global buffer 560 now has a reference count of five. The
driver process 533 uses PUT MESSAGE() to forward this
eight-message descriptor message to the ATM controller 570.
The ATM controller 570 is now poised to begin data
transmission of the data. The controller 570 walks the list
of descriptors and transfers the actual data from each of the
DSS's holding the data. For the four message descriptors of
the first packet, the data sources are the TCP/IP driver SPS's
memory 553, the intermediate protocol SPS's memory 552, the
application server SPS's memory 552 and the global I/O memory
580. The ATM controller invokes CONVERT_FOR_READ() on each of
the message descriptors in turn, constructing read requests
across the TNet. The HDAC's are processed through the ATM
controller 570's BTE DMA (not shown) as the ATM controller 570
needs the data, and the ATM controller 570's FIFO (not shown)
holds the retrieved data until the ATM chip set (not shown)
and protocol are ready for it.
The ATM controller 570 finishes transferring all of
the data for the first ATM packet, invokes
RETURN_MESSAGE_DESCRIPTORS to return the message descriptors
for that first packet. (The ATM controller then so notifies
the ATM driver SPS 513 by interrupt.)
The ATM driver SPS 513 returns each of the message
descriptors of the first packet via
RETURN_MESSAGE_DESCRIPTOR() global QIO calls. Return of the
message descriptor pointing to the first TCP/IP header data
563a results in the message descriptor and the constituent
data buffer and buffer descriptor being freed immediately

` ` 2193341

_ 33 ~;
within the SPS 513, since they were allocated there and the
reference count of the buffer descriptor was one. (That is to
say, the message descriptor was never subjected to
DUPLICATE_MESSAGE_DESCRIPTOR(), only PUT_MESSAGE().)
Returning the message descriptor pointing to the
intermediate header data 562 to the intermediate protocol SPS
512 will reduce its buffer descriptor count to one.
Therefore, that buffer descriptor cannot be freed yet. (The
returned message descriptor was the result of a
DUPLICATE_MESSAGE_DESCRIPTOR(), causing the buffer
descriptor's reference count to go to two.) The intermediate
protocol process 532 is free to use the message descriptor
pointing to the data 562 the next time the intermediate
protocol is needed.
Returning the message descriptor pointing to the
application-specific data 561 will likewise reduce its buffer
descriptor's reference count to one. The application server
process is free to use the message descriptor pointing to the
data buffer 561 the next time the application-specific data is
needed.
Finally, returning the message descriptor pointing
to the first fragment of the disk data 560' to the global I/O
memory 580 results in reducing the reference count of the
buffer descriptor for the disk data 560, 560', 560 " by one to
four.
The transmission of the data in the message
descriptors of the second packet and the return of those
message descriptors are analogous to the first packet. A
detailed description is therefore omitted in order to avoid
repetition.
Finally, the ATM controller 570 finishes
transferring all of the data for the third and last ATM
packet. It invokes PUT_MESSAGE() to return the message
descriptors for that third packet and (interrupts the ATM
driver SPS 513). The ATM driver process 533 processes the
return of each of the message descriptors. Differences
between the return processing for the first packet include

` 21933~1
_ 34
this last packet are first, that the reference count for the
data 560 has been reduced to one.
Returning the message descriptor pointing to the
disk data 560 involves returning the message descriptor to the
global I/O memory 580, the original allocator of the buffer
for its current use. The reference count of the buffer
descriptor for the data 560 falls by one to zero. The message
descriptor and its constituent buffer descriptor and data
buffer are all deallocated, returning to their respective free
pools. If the data 560 is to be used again in the future, it
must be pulled from the disk controller 540 again.
As a person of skill in the art will appreciate, in
a system where several processors were serially involved in
transferring data from the disk controller 570 to the ATM
15controller, and where three of the processors 511, 512, 513
added to the data to be forwarded to the ATM controller 570,
only one transfer of each piece of data actually occurred --
from the respective sources (the global I/O memory 580, the
SPS's 511, 512, 513) of the data (560, 561, 562, 563) to the
ultimate destination (ATM controller 570) of the data.
Thus is disclosed an apparatus and method for
performing data I/O by reference among multiple data sources
and sinks. The method is particularly useful in
video-on-demand and multi-media applications. The advantages
of data I/O by reference include better parallelism, better
linear expendability, high speed networking and the ability to
use specialized function-specific processors.

of course, the program text for such software as is
herein disclosed can exist in its static form on a magnetic,
optical or other disk, on magnetic tape or other medium
requiring media movement for storage and/or retrieval, in ROM,
in RAM, or in another data storage medium. That data storage
medium may be integral to or insertable into a computer
system.

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

For a clearer understanding of the status of the application/patent presented on this page, the site Disclaimer , as well as the definitions for Patent , Administrative Status , Maintenance Fee  and Payment History  should be consulted.

Administrative Status

Title Date
Forecasted Issue Date Unavailable
(22) Filed 1996-12-18
(41) Open to Public Inspection 1997-06-21
Dead Application 2000-12-18

Abandonment History

Abandonment Date Reason Reinstatement Date
1999-12-20 FAILURE TO PAY APPLICATION MAINTENANCE FEE

Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Application Fee $0.00 1996-12-18
Registration of a document - section 124 $100.00 1997-12-18
Maintenance Fee - Application - New Act 2 1998-12-18 $100.00 1998-09-30
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
TANDEM COMPUTERS INCORPORATED
Past Owners on Record
FISHLER, LEONARD R.
ZARGHAM, BAHMAN
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Office Letter 1997-01-28 1 44
Office Letter 1997-06-05 1 37
Representative Drawing 1997-08-18 1 30
Description 1997-04-22 34 1,837
Cover Page 1997-04-22 1 17
Abstract 1997-04-22 1 16
Claims 1997-04-22 4 160
Drawings 1997-04-22 8 283