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Patent 2204251 Summary

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(12) Patent: (11) CA 2204251
(54) English Title: METHOD AND APPARATUS FOR PREPARING SUBSTANCES FOR OPTICAL ANALYSIS
(54) French Title: PROCEDE ET APPAREIL DE PREPARATION DE SUBSTANCES POUR ANALYSE OPTIQUE
Status: Deemed expired
Bibliographic Data
(51) International Patent Classification (IPC):
  • G01N 1/04 (2006.01)
  • G01N 21/3563 (2014.01)
  • G01N 1/40 (2006.01)
  • G01N 21/01 (2006.01)
(72) Inventors :
  • GUIRGUIS, RAOUF A. (United States of America)
(73) Owners :
  • LAMINA, INC. (United States of America)
(71) Applicants :
  • LAMINA, INC. (United States of America)
(74) Agent: MOFFAT & CO.
(74) Associate agent:
(45) Issued: 2000-12-26
(86) PCT Filing Date: 1995-11-03
(87) Open to Public Inspection: 1996-05-17
Examination requested: 1997-05-01
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/US1995/014528
(87) International Publication Number: WO1996/014563
(85) National Entry: 1997-05-01

(30) Application Priority Data:
Application No. Country/Territory Date
08/336,130 United States of America 1994-11-04

Abstracts

English Abstract




The present invention is directed toward a solid matter collection apparatus
and a method for collecting matter in a fluid. The apparatus includes a
collection site (14) which collects the solid matter (20) at a predetermined
density and location, and suitable for exposing the solid matter (20) to
electromagnetic spectroscopy (40, 41).


French Abstract

L'invention concerne un appareil permettant de collecter des matières solides et un procédé pour collecter des matières se trouvant dans un fluide. L'appareil comprend un site de collecte (14) où est récupérée la matière solide (20) en un endroit et en fonction d'une densité prédéterminée, la matière solide (20) étant soumise à une spectroscopie électromagnétique (40, 41).

Claims

Note: Claims are shown in the official language in which they were submitted.



THE EMBODIMENTS OF THE INVENTION IN WHICH AN EXCLUSIVE PROPERTY
OR PRIVILEGE IS CLAIMED ARE DEFINED AS FOLLOWS:
1. A solid matter collection apparatus, comprising:
a housing having an inlet and an outlet, said inlet and outlet defining at
least one fluid
flow path through said housing;
a solid matter collection element positioned in the housing across said path,
said
collection element having a collection site adapted for collecting solid
matter from the fluid
flow, and an optical channel through which radiant energy from a source of
electromagnetic
radiation is adapted for irradiating the collection site.
2. The solid matter collection apparatus according to claims 1, wherein the
collection elements is adapted to define a flow path having first and second
branches, wherein
the first branch extends through the collection site and the second branch
bypasses the
collection site.
3. The solid matter collection apparatus according to claim 2 wherein the
collection
site includes a first porous medium capable of preventing the passage of solid
matter
therethrough, said porous medium being positioned across the optical channel.
4. A solid matter collection apparatus according to claim 3 wherein the
collection
site comprises a porous membrane.
5. A system for collecting and analyzing solid matter, comprising:
a source of electromagnetic radiation;
a solid matter collection module comprising a housing and a collection
element, the
collection element having a collection site disposed in the housing; and
an absorbance meter;
wherein said system includes an optical pathway which passes from the source
of the
electromagnetic radiation through the collection site to the absorbance meter.
-22-




6. The system according to claim 5, wherein the source of electromagnetic
radiation is a source of infrared radiation.
7. A solid matter collection element, comprising:
a porous support having an optical channel through the porous support; and
a collection site disposed on the porous support and extending across the
optical
channel, said collection site being adapted for collecting solid matter at a
predetermined
density and position on the collection site, wherein collected matter will be
in the path of
electromagnetic radiation passing through the optical channel.
8. The solid matter collection element according to claim 7 wherein the porous
support is a depth filter.
9. The solid matter collection element according to claim 7 wherein the
collection
site comprises a membrane.
10. The solid matter collection element of claim 9 wherein the membrane has a
pore
size from about 0.3 microns to about 35 microns.
11. A method of analyzing solid matter in a fluid, comprising:
separating the solid matter from the fluid and collecting the solid matter on
a collection
site at a predetermined thickness;
exposing the solid matter on the collection site to electromagnetic radiation;
and
analyzing the solid matter exposed to the electromagnetic radiation.
12. The method according to claim 11 wherein separating solid matter from the
fluid
and collecting the solid matter on a collection site comprises passing the
fluid through a
collection element having the collection site whereby solid matter in the
fluid is separated from
the fluid and collected in a uniform layer on the collection site.
-23-



13. The method according to claim 11, wherein exposing the solid matter on the
collection site to electromagnetic radiation comprises exposing the solid
matter to infrared
radiation.
14. The method according to claim 11 wherein analyzing the solid matter
exposed to
the electromagnetic radiation comprises identifying the solid matter present
on the collection
site.
15. The method according to claim 14 wherein identifying the solid matter
present
on the collection site includes quantifying the solid matter present.
16. A method for preparing solid matter for infra red spectroscopy,
comprising:
a) passing a fluid containing the solid matter through a collection apparatus
that
includes a collection element having a collection site in a predetermined
thickness adapted for
collecting the solid matter and an optical channel through the collection
element adapted for
exposing the solid matter on the collection site to infra red radiation; and
b) depositing a uniform layer of the solid matter on the collection site.
17. The solid matter collection apparatus according to claim 1 further
comprising:
a visualization reagent attached to the collection site.
18. The method according to claim 11, wherein analyzing the solid matter
includes
analyzing for a visualization agent.
19. The method of claim 11, wherein said thickness is in a single layer.
20. The method of claim 11, wherein said collection unit is in a predetermined
position.
21. The method of claim 16, wherein said thickness is in a single layer.
-24-


22. The method of claim 16, wherein said collection unit is in a predetermined
position.
-25-

Description

Note: Descriptions are shown in the official language in which they were submitted.



CA 02204251 1997-OS-O1
WO 96/14563 PCT/US95/14528
METHOD AND APPARATUS FOR PREPARING
BUBSTANCEB FOR OPTICAL ANAhY8I8
TECHNICAL FIELD OF THE INVENTION
The present invention is directed to an apparatus
and method for collecting and analyzing matter in a
f luid .
BACKGROUND OF THE INVENTION
In a wide variety of technologies, the ability
and/or facility in separating matter, typically
particulate matter, from a fluid is a critical __
component in the ability to test for the presence of
substances in the fluid. For example, laboratories
are now able to use infra-red spectroscopy to
..determine the presence of cancer cells, but the
utility of this technique is hampered by the
difficulty in sample preparation. Too often,
interference associated with sample preparation
obscures'~the target cells to such a degree that the
process is not 'sufficiently reliable, or too costly.
A similar scenario applies to many other fields
which involve detection and/or diagnosis, including
environmental testing, radiation research, cancer
screening, cytological examination, microbiological
testing, and hazardous waste contamination, to name
just a few.
In all of these endeavors, a limiting factor in
the sample preparation protocol is adequately
separating solid matter from its fluid cart' r (e. g.,
a variety of fluids, such as physiological, biological
and environmental), and in easily and efficiently
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collecting and concentration the solid matter in a
form readily accessible to electromagnetic radiation.
For example, it has been reported that infra red .
technology can be used to differentiate between
malignant cells and normal cells. The cells exhibit .
a characteristic absorbance wavelength which may be
used to identify the presence and type_of cell and its
quantity. The sample preparation processes involves
painstakingly isolating the target cells from tissue
l0 or body fluids, then passing an infra-red beam through
a support which holds the cell sample. In;a typical
process, the cells must be collected and smeared on a
support, such as a microscope slide. The collection
and transfer requires some degree of skill, and even
then, a cell smear may not be suitable for analysis
using infra red technology.
., Diagnostic microbiology and%or cytology,
_ particularly in the area of clinical pathology, bases
diagnoses on a microscopic examination of cells and
other microscopic analyses. The accuracy of the
diagnosis and the preparation of optimally
interpretable specimens typically depends upon
adequate sample preparation.
The present invention is based in part on the
relatively new development of using electromagnetic
radiation, such as infrared radiation, to characterize
matter. For example, an infra red beam may be passed
through some type of support which holds solid matter,
such as cells, in a predetermined position. By
- 30 passing the beam through the solid matter, the solid
matter absorbs a characteristic wavelength within the
. t..sa.~
beam; this absorbance can be measured. - This
measurement, and the characteristic absorbance pattern
may be used to identify the type and quantity of the


CA 02204251 1997-OS-O1
WO 96/14563 PCTlUS95/14528
solid matter present in the sample and its molecular


make-up or composition.


As noted above, however, any electromagnetic


protocol is limited by the manner in which the sample


is prepared. The present invention provides an easy,


quick, cost efficient, reproducible, and superior


process and apparatus for collecting the solid matter


suitable for analysis using electromagnetic radiation.


The present invention provides a stark contrast


to the various sample preparation techniques typically


used. In the cast film method, the sample is


dissolved in a solvent, the solution is added dropwise


to an infra red window material (KBr or Csl), and the


solution is allowed to evaporate, forming a thin film ._


on the window material. In some cases, the thin film


must be removed from the window material and placed on


an inert solid support prior to exposure to infra red


radiation.


In the hot press film technique, polymeric


v 20 samples are carefully melted between two infra red


salt plates (KBr or Csl), carefully pressing one of


the plats against the other until a thin film is


formed. In a similar technique, a liquid smear is


formed by pressing a viscous fluid sample until a


capillary film is produced.


In the potassium bromide pellet technique, the


sample is ground to a particle size of about one


micron, the sample is mixed with infra red grade KBr


(carefully, to insure homogeneity), and the powder


mixture is pelletized usinghigh pressure.


Low concentration~samples may also be~.~prepared


using pyrolysis, e.g., forming a dry distillation of


a liquid distillate.


It should be readily apparent that for each of


- 3 -


CA 02204251 1997-OS-O1
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these infra red analysis sample preparation protocols,
significant manipulation of the sample is required.
Furthermore, the sample must be transferred to a solid
lass aluminum
support or window material (KBr, Csl, g ,
foil, or a mercury surface) , materials which sometimes
interfere with the sample absorbance pattern.
SUMMARY OF THE INVENTION
The present invention relates to an apparatus and
method for collecting matter for detection, analysis,
l0 quantification, and/or visualization ~ using
electromagnetic radiation. The devices and methods of
the present invention are particularly suitable for
separating matter from biological, physiological, and -
environmental fluids and analyzing the particulate
matter with infra red radiation. For example, a
device according to the invention prepares matter in
the sample for analysis, in combination with
facilitating the actual application of electromagnetic
radiation to the collected matter. Thus, matter is
readily~analyzed and quantified.
Furthermore, sample collection, isolation,
preparation, and analysis may be conducted in a single
device. The devices of the-present invention obviate
the need for a trained technician to properly prepare
a sample substrate. Thus, time, expense, and
expertise are eliminated or reduced as critical
factors in sample preparation protocols.
The devices and methods of the present invention
also provide advantages in sample preparation because
they are suitable for use with fresh, untreated cells,
unmodified--cells, and are particularly designed to '
provide a thin, uniform layer of solid matter (up to
approximately 40 microns or more).
- 4 -


CA 02204251 1997-OS-O1
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Furthermore, the devices and methods of the


present invention do not require any manipulation of


the collection site or solid support in order to


properly expose the captured matter to electromagnetic


radiation. This is in contrast to the existing


methods of infra red spectroscopy, where the solid


support, such as a~membrane, must be removed from its


housing, the matter must be fixed on another support,


such as a microscope slide, and then the support must


l0 be properly positioned in a holder. .


The devices of the present invention may also be


disassembled to allow access to the matter capture


- medium, thus facilitating additional tests, if they


are necessary. For example, after subjecting cells to


infra red spectroscopy, the device may be opened, the


membrane containing the cells may be removed, and the


cells may be f fixed on a microscope slide, or may be


further processed, such as culturing or hemolyzing the


cells, both of which process the cells for further


testing.


According to another aspect of the present


inventi~n, the matter collection apparatus may also


include additional modules, removable or integrated,


for treating the fluid. Fob example, the fluid may be


treated with a matter collection module, in


combination with a 3ebris removal module, a


chromatography module, and assay module, or


combinations of these and other devices. These and


other modules or treatment protocols provide features


which may be desirable to incorporate into a sample


preparation apparatus~according to the inve~rtion.


New methodologies, such as immunocytochemistry


' and image analysis which may. involve tagging target


cells with chromophores, or light absorbance or


- 5 -


CA 02204251 1999-06-11
WO 96114563 PCTIUS95114528
emitting probes, require preparations that are
reproducible, fast, biohazard-free and inexpensive.
The solid matter preparation techniques of the present
invention address the issues of non-uniform matter
densities, uneven matter distribution, and sample loss
due to the number of steps involved in the sample
preparation. The preparations of the present
invention result in an even distribution'of solids
that have superior morphology, improved visualization,
to and are readily positioned and available for light
absorbance analysis without the need to further
manipulate or prepare the sample.
For example, these methods have many advantages
for conventional microbiology and hematology. The
collected cells are in a predetermined area easily
accessible to a radiant light source and to a
wavelength absorbance meter. Because cells are
concentrated in a single layer, they are almost always
in one focal plane, thus .eliminating or reducing
interference by other particles and virtually
eliminating technician time and expertise in
. establi'shing a proper reading. The apparatuses of the
present invention even permit the use of automated
devices to detect and ana7~yze any solid matter in a
given population. It also permits a detailed analysis
of the chemical composition of the matter.
The minimal matter overlap, achieved in this
process ensures that all matter can be easily examined
with little chance for critical solids to be obscured
by clumps of overlapping solids or debris.
- 6 -


CA 02204251 1999-06-11
In a broad aspect, therefore, the present invention
relates to a solid matter collection apparatus, comprising:
a housing having an inlet and an outlet, said inlet and
outlet defining at least one fluid flow path through said
housing; a solid matter collection element positioned in
the housing across said path, said collection element
having a collection site adapted for collecting solid
matter from the fluid flow, and an optical channel through
which radiant energy from a source of electromagnetic
radiation is adapted for irradiating the collection site.
In another broad aspect, the present invention relates
to a system for collecting and analyzing solid matter,
comprising: a source of electromagnetic radiation; a solid
matter collection module comprising a housing and a
collection element, the collection element having a
collection site disposed in the housing; and an absorbance
meter; wherein said system includes an optical pathway
which passes from the source of the electromagnetic
radiation through the collection site to the absorbance
meter.
In yet another broad aspect, the present invention
relates to a solid matter collection element, comprising:
a porous support having an optical channel through the
porous support; and a collection site disposed on the
porous support and extending across the optical channel,
said collection site being adapted for collecting solid
matter at a predetermined density and position on the
collection site, wherein collected matter will be in the
path of electromagnetic radiation passing through the
optical channel.
In a further broad aspect, the present invention
relates to a method of analyzing solid matter in a fluid,
comprising: separating the solid matter from the fluid and
collecting the solid matter on a collection site at a
predetermined thickness; exposing the solid matter on the
- 6 (a) -


CA 02204251 1999-06-11
collection site to electromagnetic radiation; and analyzing
the solid matter exposed to the electromagnetic radiation.
In still another broad aspect, the present invention
relates to a method for preparing solid matter for infra
red spectroscopy, comprising: (a) passing a fluid
containing the solid matter through a collection apparatus
that includes a collection element having a collection site
in a predetermined thickness adapted for collecting the
solid matter and an optical channel through the collection
element adapted for exposing the solid matter on the
collection site to infra red radiation; and (b) depositing
a uniform layer of the solid matter on the collection site.
The accompanying drawings show illustrative
embodiments of the invention from which these and other of
the objectives, novel features and advantages will be
readily apparent.
- 6 (b) -


CA 02204251 1997-OS-O1
WO 96/14563 PC'I'/LTS95114528
DESCRIPTION OF THE DRAWINGS
Figure 1 is a perspective view of a matter
collection apparatus according to the present
invention.
Figure 2 is an exploded perspective view of a
matter collection apparatus according to the present
invention.
Figure 3~is a cross section of a 'collection
element according to the present invention, including
the collection site and an optical channel.
Figure 4 is an exploded cross section ,view of a
matter collection apparatus according to the present
invention.
Figure 5 is a cross section of the outlet portion
of a matter collection apparatus showing the flow path
of matter and fluid through the collection element.
Figure 6 is a cross section view of a syringe and
. matter collection apparatus mounted on a collection
cup. .
2o Figure 7 is a representation of a matter
collection and detection system according to the
present~invention.
DETAILED DESCRIPTIQN OF THE INVENTION
The present invention comprises an apparatus
having a housing, a matter collection element disposed
in the housing, and an optical channel for providing
communication between a radiant energy source and the
matter collection element.
The present invention also comprises an apparatus
for preparing a sample for exposure to,~ a, radiant
energy source having a collection site through which -
the absorbance pattern of the collected matter may be
determined.


CA 02204251 1997-OS-O1
WO 9G/14563 PCT/US95114528
The present invention also includes collecting
fluids, such as biological, physiological, or
environmental fluids, removing the desired matter from
the fluid, without centrifugation, and diagnosing and
testing the matter by applying radiant energy to the
. matter. in the device.
The present invention also includes a method for
analyzing matter comprising collecting matter on a
collection element, and exposing the collected matter
to a radiant energy source. Preferably, the
collection step and the exposure step occur ~iithin the
same housing. A method according to the invention may
also include detecting and/or quantifying the
absorbance of the radiant energy by the matter, may -
further include detecting and/or identifying the
matter by its characteristic absorbance pattern, and
may include detenaining the composition of the
collected sample.
The present invention also includes an automated
method for determining the presence and/or amount of
a prede~ rained matter in a fluid.
The present invention also includes a kit having
an assay module which -includes a matter collection
element according to the iZivention, a fluid specimen
cup, and a pump for inducing fluid flow through the
assay module.
The present invention also includes a solid
matter collection element having a supported
collection site and a channel through the support for
exposing the collection site to electromagnetic .
radiation. ~t~''~
In a preferred embodiment of the invention, a
collection module collects and concentrates solids in
a fluid in a predetermined position and at a
_ g _


CA 02204251 1997-OS-O1
WO 96/14563 PCT/US95/14528
predetermined thickness. In this way, the solids may
be easily and reproducibly subjected to
- electromagnetic radiation in order to identify and
quantify the captured solid matter.
As used herein, fluid refers to any fluid for
which it may be desirable to collect a component of
the fluid for the purpose of establishing its identity
or presence in the fluid. Typically, the component in
the fluid will be a solid matter, such as particulate
l0 matter. For example, the fluid may be air or gas, or
a biological fluid, such as urine, and it may be
desirable to determine the presence of cancer cells or
certain proteins in the biological fluid. In another
example, it may be desirable to evaluate the nature of _
contaminants, such as molecular contaminants, in
ultra-pure water used in the electronics industry.
Other exemplary fluids include but are not limited to
other body fluids, such as blood, spinal fluid, or
amniotic fluid; bronchial lavage; sputum; fine needle
aspirates; ground water; industrial processing fluids;
electronic or medical dialysis fluids; to identify
just a ~ew. It is intended that the invention should
not be limited by the type of fluid being p=ocessed.
As used herein, solid matter refers to any
substance in a fluid which is capable of collection
and evaluation using radiant- energy sources.
Exemplary matter includes, but is not limited to cells
or cell fragments, proteins, molecules, polymers,
rubbers, stabilizers, antioxidants, accelerators,
silicones, alkyds, thiokols, paraffins,
thermoplastics, bacteria, pesticides, and herbicides.
Specific exemplary polymeric matter include, but is-
not limited to polyethylene, polypropylene,
polyisobutylene, polyacrylonitrile, - -polyethylene
- - 9 -


CA 02204251 1997-OS-O1
WO 96/14563 PCT/US95/14528
glycol, polyvinylchloride, polystyrene, polysulfide,


polymethylmethacrylates, polyethyleneterephthalates,


bisphenol A (a common environmental contaminant), ,


ethyl cellulose, nitrocellulose, polyurethane, and


nylon. Specific exemplary biological matter includes .


cancer cells,. including distinguishing . between


metastatic and normal cancer cells; proteins, nucleic


acids, antibodies, or the like. It is intended that


the invention should not be limited by the type of


matter being processed.


As used herein, electromagnetic radiation refers


to radiant energy which can be absorbed by solid


matter, including but not limited to infra-red


radiation, near infra-red radiation, the visible __


spectrum, and near ultraviolet radiation. For


example, electromagnetic radiation may be used to


determine structure, stereo-chemistry, types of


additives, degree of degradation, presence of a co-


polymer, chain length, orientation, crystallinity,


carbon-hydrogen stretching region, distinguishing


between unsaturated and saturated carbon-hydrogen


absorpti ns, and the presence of individual molecules.


Electromagnetic radiation may also be used to


determine the composition.- of a sample, e.g., the


composition of a specific cell, protein, molecule, or


polymer. It is intended that the-invention includes


the use of any type of energy which can be used to


identify and/or quantify solid matter.


As used herein, adapted for communication,


communicating, or the like refer to any means or


methods for establishing fluid flow ,though the


system, as are well known by practitioners in the art. '


A well known structure for establishing communication


is a luer lock.


- 10 -


CA 02204251 1997-OS-O1
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The systems and devices of the present invention
are particularly suited to fluids and matter in the
fluids which are susceptible to radiant energy
evaluation. For example, cancer cells in urine may be
identified by measuring the absorbance pattern after
exposing the collected cells to infra-red radiation.
An apparatus or assay module according to the
invention includes a housing, an inlet.and~an outlet
defining at least one fluid flow path through the
l0 housing, and a collection element disposed in the
housing across a fluid flow path. In accordance with
the invention, the collection element includes a
collection site. Although it may be variously
configured, as noted in more detail below, the module _
also includes an optical channel that permits
communication between a radiant energy source, such as
..an infra-red spectrometer, the collection site, and an
absorbance meter.
Exemplary methods and apparatuses according to
the invention will now be described in reference to
the Figures.
Ficfure 1 shows a typical module according to the
invention, each~module having a housing 10, an inlet
11, an outlet 12, and a csyllection element 13 (see
Figure 3).
As shown in Figures 2-4, an assay module or
matter collection apparatus comprises a housing 10
having an inlet il and an outlet 12. The housing l0
defines a chamber l8, and the inlet 11 and the outlet
3 0 12 define at least one fluid f low path through the
housing 10. A collection element 13 having a
.,:.1:.~-.
collection site 14 adapted to collect matter may be
pos itioned across , a f luid f low path, the collection
site 14 communicating with the inlet 11. The
- 11 -


CA 02204251 1997-OS-O1
WO 96114563 PCT/US95/14528
collection element 13 within the matter collection


apparatus is preferably adapted to define a flow path


having first and second branches, the first branch 21


extending through the collection site 14 and the


second branch 22 bypassing the collection site 14.


In a preferred embodiment, the invention includes


a collection element 13 having a first porous medium


23, suitable for preventing the passage of matter


therethrough, and a second porous medium 24, suitable


for allowing fluid to pass therethrough. The second


porous medium may or may not be capable of removing


particulate matter from the fluid, a design choice


according to the needs of a particular device. In a


I preferred embodiment, the first porous medium is w


suitable for capturing or collecting solid matter, and


even more preferably, capturing or collecting solid


matter in a uniform or single layer. A preferred


embodiment also includes a second porous medium which


is suitable as a support for the first porous medium.


The collection element 13 also includes an


optical ~hannel 15b which allows electromagnetic


radiation to contact first porous medium 23 without


contacting second porous medium 24. Optical channel


15a, 15b, and 15c is any optical pathway through the


module or housing which allows the electromagnetic


radiation to contact the solid matter. As illustrated


in Figure 3, the optical channel 15b is a channel,


hole, or the like of any shape through the second


porous medium, e.g., a centrally positioned annular


hole.


The first porous medium and the seco~i.. porous


medium may be positioned in any fashion that functions


as described herein. As one skilled in the art will


recognize, the collection element may be variously '


- 12 -


CA 02204251 1999-06-11
WO 96/14563 PCT/US95/14528
configured and positioned as needed to achieve a
particular result. For example, the first and second
porous media may be separate, spaced apart media; the
two media can be laminated together; the first medium
can be integral With or removably engaged with the
second porous medium; ~or the collection element may
comprise a zone of higher density which mimics the
function of the first porous medium asldescribed
above, and zone of lower density which mimics the
function of the second porous medium as described
above. Choice of these various configurations are
well within~the skill of practitioners in the art.
In. a preferred embodiment of the invention, the
first porous medium is a polycarbonate membrane and
the second porous medium is a depth filter.
It should be noted that various types of first
and second porous media can be used. U.S. Patent
5,301,685 discloses several porous media which may be
used in the present invention. While a polycarbonate

membrane is especially suitable for use in the solid
matter collection apparatus of the present invention,
any membrane or septum which does not interfere with
the electromagnetic reading'protocol is suitable. For
example, polycarbonate membranes as well as other
porous membranes, such as ce-llulosic or nylon
membranes, are-also suitable because these membranes
are compatible.with infra red spectroscopy protocols..
Exemplary media which may be used for fluid screening
3 0 include LEUCOSORBr''t, ~, a leucocyte retention medium
manufactured ~by Pall BioSupport Divisioa.~of Pall
Corporation. Other membranes manufactured and sold by
the. Pall Corporation are BIODYNE Ate, an unmodified
nylon with surface chemistry 50% amine and 50%
_ ._ . - 13


CA 02204251 1997-OS-O1
WO 96!14563 PCT'/US95/14528
carboxyl group which has an isoelectric point of pH


a surface-modified nylon with surface
BIODYNE B~
5
6


,
;
.


chemistry characterized by a high density of strong


cationic quaternary groups (the zeta potential is


positive to pH>10) ; BIODYNE C'~''~, a surface-modified


nylon with surface chemistry characterized by a high


density of anionic carboxyl groups (the zeta potential


is negative to pH>3; and LOPRODYNE~, a low protein


binding nylon 66 membrane with a tightly controlled


microporous structure having high voids volume for


rapid, efficient throughput of liquids and 'absolute


retention of microparticles designed for cell


- separation and bacterial cell immunoassays. In a


preferred embodiment, the first porous medium is a --


polycarbonate membrane suitable for preventing the


passage of cells therethrough. _ Preferred


~~polycarbonate membranes are commercially available


from Nucleopore, and are well known to those skilled


in the art.


The collection element 13 may further include a


depth f Ater as the second porous medium 24. The


second porous medium permits fluid to pass through by


means of second fluid flow path 22, and may also


function as a support for "the first porous medium.


The depth filter 24 may be made of polypropylene or


high density polyethylene POREX~ porous plastics, as


well as any other material suitable for supporting the '


first porous medium.


As shown in Figures 1 and 6, the first portion 16


or inlet 11 may include a portion configured as a


connector and may be adapted to connect to a.tpontainer


or the like, or may be configured as a needle or


cannula 32 or the like. Second portion 17 or outlet


12 may include a portion configured as a connector and '


- 14 -


CA 02204251 1997-OS-O1
WO 96114563 PCT/US95/14528
may be adapted to connect to a pump 30, e.g., a
syringe, or the like.
The porous membrane preferably has a pore size
from about 0.22 microns to about 8 microns, more
preferably from about 1 micron to about 6 microns,
most preferably about 2 microns, which allows it to
trap cells which are more than 3 microns.in size. The
membrane, is suitable to allow fluid flow to pass
therethrough while preventing the passage of
particulate matter 20. The second porous medium is
suitable for passing fluid therethrough and inay also
be capable of removing particulate matter from the
fluid. The pore size of the second porous medium may
range from about 5 microns to about 60 microns, --
preferably from about 15 microns to about 45 microns,
most preferably about 35 microns.
Another embodiment of the invention, illustrated
in Figure 6, includes an assay module or matter
collection apparatus l0 mounted on a collection cup
31, and includes a pump 30 for inducing fluid flow
through the collection module. The collection cup 31
may be a specimen cup or the like, and/or the pump 30
may be a syringe or any other device for establishing
fluid flow. As shown i~r Figure 6, either the
collection cup 31 or the collection module may include
a cannula 32 or the like for drawing fluid from the
collection cup into the housing 10. In a preferred
embodiment, the,cannula includes perforations 33 at
various positions along-the cannula in order to draw
fluid from different levels in the collection cup 31.
The assay module housing 10 may be of a~..design
which permits fluid flow through or across the
collection element, e.g., a unitary housing. As shown
in the Figures the assay module housing 10 is
- 15 -


CA 02204251 1997-OS-O1
WO 96/14563 PCTYUS95/14528
preferably a two piece housing with a first detachable
portion 16 and a second detachable portion 17,
_ although any housing providing access to the -
collection element 13 is suitable.
Movement of a fluid through the system may be
effected by maintaining a pressure differential
between a source of fluid and a destination of the
fluid. Exemplary means of establishing this pressure
differential may be by applying pressure to any part
of the system on the inlet side of the housing (e. g.,
the collection cup); applying a vacuum to any part of
the system oxl the outlet side of the housing (e. g.,
the syringe); or any form of pump, such as an autovial
spunglass filter (manufactured by Genex Corporation); -
gravity head; or a flexible, collapsible container,
such as a specimen container, which may be squeezed to
.force fluid through the matter collection apparatus
and into the syringe. In a preferred embodiment of
the invention, a syringe draws fluid from a collection
cup through the housing.
As fluid passes through housing 10, the fluid
flows th ough collection site 14 and collection
element 13, as shown in Figure 5. As one skilled in
the art will recognize, adjusting the pore size of the
porous membrane and the porous depth filter in
accordance with the type and/or sire of matter to be
collected permits the collection of the matter on the
collection site 14. In a preferred embodiment of the
invention, the pore size is chosen so that a uniform
layer of matter, preferably a monolayer of matter, is
formed on the collection site.
.,-.,.~-~
One skilled in the art will also recognize that -
the depth of the layer may be adjusted to a
predetermined or desirable depth. For example, from
- 16 -


CA 02204251 1997-OS-O1
WO 96/14563 PCT/US95/14528
about 3 ;tm to about 40 ;tm or more has been shown to be


effective, but it is intended that the invention


should not be limited to a certain range of size or


depth.


Once the uniform or monolayer of matter is


formed, fluid flow along a first flow path 21 is


reduced in the center of the porous membrane and fluid


flow along a second flow path~22 increases towards the


edges of the collection element 13. While not


intending to be restricted to any theory of operation,


it is believed that the increase in the fluid flow


path 22 may be due to the blockage of fluid flow path


21 by the collected matter as it collects on the


collection site 14. Matter in the second fluid flow __


path 22 will then bypass the collection site 14, thus


maintaining a substantially uniform layer or monolayer


collection site 14. The second fluid flow path 22


. .on
sses through an extended side area of the collection


pa


element 13, acts as a vent (with low resistance to


flow) and which prevents the piling up of matter.


The matter collection apparatus or module


1~
describe above may be used in combination with other


suitable filtration or treatment devices. Exemplary


devices include other debris and/or assay devices or


modules which may be attached to housing 10.


Typically, these additional modules will include a


housing having an inlet and an outlet, and will


include a filtration, assay, or detection element


positioned across the fluid flow path in the housing.


For example, the apparatus may comprise a housing


including inlet and outlet ports defining a_~flow path


between the inlet: and the outlet;-a filter positioned


the flow path; and a freely movable


across


chromatography/assay element, such as substrate beads,


- 17 -


CA 02204251 1999-06-11
WO 96/14563
PCT/US95/14528
positioned on the outlet side of the filter. The
chromatography/assay element can freely mix with the
matter in the fluid, capture the matter, and can then
be assayed for the presence of the matter. Suitable
devices include those disclosed in U.S. Patents
4,953,567.; 5,224,489; 5,016,644; 5,139,031; 5,301,685;
5,042,502; and 5,137,031,
In accordance with a method of the present
invention, matter is collected on a collection~element
which includes an optical channel for exposing
collected matter to electromagnetic radiation. After
the matter is collected, the matter is analyzed by
passing electromagnetic radiation through the optical
channel and then measuring the amount and/or type of
absorbance.
For example, fluid may be drawn from a collection
cup 31, through housing 10, allowing matter in the
fluid to collect in a uniform layer or a monolayer on
collection site 14. Optionally, additional fluid may
be drawn through the housing, or the same fluid may be
drawn, then returned to, collection cup 31, and then
drawn again, as many times as desirable. Once the
matter is collected, the housing 10 may be placed in
a holder or the like to properly position the optical
channel in the electromagnetic radiation beam, e.g.,
an infra red beam. The beam passes through the outlet
12 along optical channel 15a, 15b, and 15c. In
optical channel i5b, the beam will contact matter
collected on the collection site 14. The collected
matter absorbs a certain wavelength of the radiation,
and this absorbance may be measured by placing an
absorption meter in the path of optical channel 15c.
A iaethod according to the invention may also
-_. . - 18 -


CA 02204251 1997-OS-O1
WO 96/14563 PCT/US95/14528
include processing the matter as noted above, and then
transferring the matter to another medium for further
analysis. For example, the present invention may also
include transferring cells to a microscope slide. In
contrast ~to currently available methods, the use of
membrane filtration provides a method of depositing
cells or other matter evenly over a slide with minimal
overlap. This allows for clear observation and
optimal diagnostic accuracy.
Included within the scope of the present
invention is the production of multiple specianens from
a single patient or source sample.
Also, captured microorganisms can be cult~xred in
culture medium such as a standard petri dish. After
the layer of cells has been collected in the
collection apparatus 10, fluid may be passed through
the collection site 14 toward inlet il thereby
. transferring the microorganisms to the petri dish.
In bacteria testing, the collection site 14 can
be used for culturing with a Qualture device (not
shown) to determine the presence of specific bacteria
colonie~~ The Qualture device is a plastic capsule
containing a filter membrane and four nutrient pads of
dehydrated, selective medial
The devices and methods of the present invention
have a wide variety of uses-and applications,
primarily because so many industries and so many
processes involve the separation of solid matter from
a fluid followed by some type of examination of the
solid matter. Exemplary industries include food and
beverage, pharmaceutical, medical and env,'~ronmental
(e. g., water, soil or- air sampling), biology,
microbiology, hematology, cytology, and pathology.
The devices and methods of the present invention
- 19 -


CA 02204251 1997-OS-O1
WO 96/14563 PCT/LTS95/14528
are particularly useful in any procedure which


involves spectroscopy, the identification of solid


matter such as compounds, molecules, cells, or ,


proteins singly or in mixtures according to the


matter's ability to absorb radiant energy at a _


specific wavelength. The devices and methods of the


present invention are even more useful in any


procedure which involves the study of absorption


patterns when substances are exposed to


l0 electromagnetic radiation in the infra-red region of


the spectrum, especially in the wavelength from about


2 . 5 ~Cm to abof>~t 15 ~.m .


For example, in a hematological analysis, a drop


of blood may be analyzed for the presence and quantity _


of certain cell populations, since every cell has a


certain signature profile under radiation such as


infra red radiation. For example, it may be desirable
.


to determine the ratio of lymphocytes to leukocytes,


j the presence and type of cancer cells, protein level,


~20 or fat level.


In a variety of industries, it may be desirable


to deter~ne the presence of a contaminant in a fluid


such as air or water, e.g., contaminants in drinking


water, or bacteria in food,. and beverage processing


plants. In environmental analysis, it may be


desirable to determine the presence, type, and amount


of a certain contaminant, such as estrogenic


compounds, pesticides (DDT, heptachlor, and atrazine),


aromatic hydrocarbons, and polychlorinated biphenyls.


- 30 In both the medical and.environmental fields it may be


breakdown
desirable to determine the presence of


,


products such as bisphenol-A, an ingredient in '


plastics.


The devices and methods of the present invention


- 20 -


CA 02204251 1997-OS-O1
WO 96/14563 PCT/US95/14528
are also particularly useful when the matter may be
tagged with a chromophore, a light absorbing or
emitting probe, or any other visualization reagent.
For example, cells and DNA may be analyzed by using a
probe which specifically binds (indirectly or
directly) with the matter of interest, and combining' .
that probe with the first porous medium or by mixing
the probe with the fluid sample.
It should be clear that the device and method of
the present invention may be used in a wide variety of
industries, and for determining the presence,~amount,
and composition of virtually any solid matter.
Although the present invention has been described
in terms of a particular preferred embodiments, it is
not limited to those embodiments. Alternative
embodiments, examples, and modifications which would
.still be encompassed by the invention may be made by
those skilled in the art, particularly in light of the
foregoing teachings. Therefore, the following claims
' 20 are intended to cover any alternative embodiments,
examples, modifications, or equivalents which may be
included within the spirit and scope of the invention
as defined by the claims.
_,:.
- 21 -

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

For a clearer understanding of the status of the application/patent presented on this page, the site Disclaimer , as well as the definitions for Patent , Administrative Status , Maintenance Fee  and Payment History  should be consulted.

Administrative Status

Title Date
Forecasted Issue Date 2000-12-26
(86) PCT Filing Date 1995-11-03
(87) PCT Publication Date 1996-05-17
(85) National Entry 1997-05-01
Examination Requested 1997-05-01
(45) Issued 2000-12-26
Deemed Expired 2010-11-03

Abandonment History

There is no abandonment history.

Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Request for Examination $200.00 1997-05-01
Application Fee $150.00 1997-05-01
Maintenance Fee - Application - New Act 2 1997-11-03 $50.00 1997-10-29
Registration of a document - section 124 $100.00 1998-04-29
Maintenance Fee - Application - New Act 3 1998-11-03 $50.00 1998-09-22
Maintenance Fee - Application - New Act 4 1999-11-03 $50.00 1999-11-02
Final Fee $150.00 2000-09-20
Maintenance Fee - Application - New Act 5 2000-11-03 $75.00 2000-09-25
Maintenance Fee - Patent - New Act 6 2001-11-05 $75.00 2001-10-05
Maintenance Fee - Patent - New Act 7 2002-11-04 $75.00 2002-10-17
Maintenance Fee - Patent - New Act 8 2003-11-03 $75.00 2003-10-20
Maintenance Fee - Patent - New Act 9 2004-11-03 $100.00 2004-10-26
Maintenance Fee - Patent - New Act 10 2005-11-03 $125.00 2005-10-26
Expired 2019 - Corrective payment/Section 78.6 $1,175.00 2007-01-25
Maintenance Fee - Patent - New Act 11 2006-11-03 $450.00 2007-02-21
Maintenance Fee - Patent - New Act 12 2007-11-05 $325.00 2008-10-14
Maintenance Fee - Patent - New Act 13 2008-11-03 $125.00 2008-10-28
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
LAMINA, INC.
Past Owners on Record
GUIRGUIS, RAOUF A.
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
Documents

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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Description 1997-05-01 21 918
Description 1999-06-11 23 1,003
Abstract 1997-05-01 1 10
Representative Drawing 2000-12-06 1 6
Claims 1999-06-11 4 128
Cover Page 2000-12-06 1 34
Claims 1997-05-01 4 115
Drawings 1997-05-01 5 88
Cover Page 1997-08-27 1 33
Drawings 1999-06-11 5 88
Representative Drawing 1997-08-27 1 5
Fees 1999-11-02 1 36
Fees 2000-09-25 1 33
Fees 1998-09-22 1 43
PCT 1997-05-01 38 1,354
Assignment 1997-05-01 3 114
Correspondence 1997-06-03 1 35
Prosecution-Amendment 1999-06-11 20 780
Correspondence 1999-10-19 1 22
Correspondence 2000-09-20 2 52
Assignment 1998-04-29 3 109
Correspondence 1998-07-21 1 2
Assignment 1998-10-20 1 32
Prosecution-Amendment 1998-12-11 2 8
Fees 1997-10-29 1 38
Prosecution-Amendment 2007-01-25 2 51
Correspondence 2007-02-08 1 25
Correspondence 2007-05-15 1 11
Fees 2007-02-21 1 45
Fees 2007-01-25 4 132
Correspondence 2009-08-19 1 21
Correspondence 2009-11-30 1 18
Correspondence 2009-08-31 2 53
Correspondence 2009-10-20 3 85