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Patent 2217525 Summary

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(12) Patent Application: (11) CA 2217525
(54) English Title: AN INK JET RECEPTIVE COATING COMPOSITION
(54) French Title: COMPOSITIONS DE REVETEMENT RECEPTIVES A L'ENCRE
Status: Dead
Bibliographic Data
(51) International Patent Classification (IPC):
  • C09D 101/26 (2006.01)
  • B41M 5/00 (2006.01)
  • B41M 5/52 (2006.01)
  • D21H 19/34 (2006.01)
(72) Inventors :
  • RUNDUS, JOSHUA D. (United States of America)
  • SARGEANT, STEVEN J. (United States of America)
(73) Owners :
  • ARKWRIGHT INC. (United States of America)
(71) Applicants :
  • ARKWRIGHT INC. (United States of America)
(74) Agent: CASSAN MACLEAN
(74) Associate agent:
(45) Issued:
(22) Filed Date: 1997-10-06
(41) Open to Public Inspection: 1998-04-11
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): No

(30) Application Priority Data:
Application No. Country/Territory Date
08/730,309 United States of America 1996-10-11

Abstracts

English Abstract





Ink jet ink receptive coating compositions for use
in preparing ink jet recording media are provided. The
coatings contain a cellulose ether and an alumina
particulate. Preferably, the coating compositions
contain about 50% to about 95% of the cellulose ether on
a weight/weight basis, based on the amount of solids in
the coating composition. Exemplary cellulose ethers
that may be used in the coating compositions include
methylcellulose and hydroxyalkyl methylcellulose.
Preferably, the cellulose ether has a hydroxyalkyl
content of 0% to about 32% and a methoxy content of
about 16% to about 32%. With the ink jet ink receptive
coating compositions, one can provide ink jet recording
media that possess the combined properties of (i) a low
level of ink cracking, (ii) good optical density, and
(iii) a good dry time, when printed in an ink jet
printing process.


French Abstract

Compositions de revêtement réceptives à l'encre appliquée par jet et utilisées pour la préparation de supports d'enregistrement soumis à un procédé d'impression par jet d'encre. Les compositions de revêtement contiennent de l'éther de cellulose et de l'alumine particulaire. De préférence, les compositions de revêtement contiennent approximativement entre 50 et 95 % d'éther de cellulose à poids égal, selon la quantité de solides se trouvant dans la composition de revêtement. Les éthers de cellulose pouvant être utilisés dans ces compositions de revêtement comprennent la méthylcellulose et la méthylcellulose hydroxyalkylée. De préférence, l'éther de cellulose contient approximativement entre 0 et 32 % d'hydroxyalkyle, et entre 16 et 32 % de méthoxyle. Avec ces compositions de revêtement réceptives à l'encre, on peut obtenir un support d'enregistrement au moyen d'un jet d'encre et qui possède les propriétés suivantes : i) faible taux de craquelage, ii) bonne densité optique et iii) séchage rapide.

Claims

Note: Claims are shown in the official language in which they were submitted.



13

What is claimed is:

1. An ink jet ink receptive coating composition
for preparing an ink jet recording media, which coating
composition comprises:
a cellulose ether and an alumina particulate.

2. The ink receptive coating composition
according to claim 1, wherein said cellulose ether is
methylcellulose or a hydroxyalkyl methylcellulose.

3. The ink receptive coating composition
according to claim 2, wherein said cellulose ether has
a hydroxyalkyl content of 0% to about 32% and a methoxy
content of about 16% to about 32%.

4. The ink receptive coating composition
according to claim 3, wherein said coating composition
contains about 50% to about 95% of said cellulose ether
on a weight/weight basis, based on the amount of solids
in said coating composition

5. The ink receptive coating composition
according to claim 4, wherein said alumina particulate
has an average dispersed particle size of about 10 nm to
about 200 nm.



14
6. The ink receptive coating composition
according to claim 3, wherein said cellulose ether is
selected from the group consisting of:
methylcellulose, hydroxyethyl methylcellulose,
hydroxypropyl methylcellulose and hydroxybutyl
methylcellulose.

7. The ink receptive coating composition
according to claim 4, wherein said alumina particulate
is selected from the group consisting of:
alumina, boehmite, pseudo-boehmite, aluminum
hydrate and aluminum oxide.

8. The ink receptive coating composition
according to claim 1, wherein said coating composition
additionally comprises an inorganic particulate selected
from the group consisting of:
silica, kaolin, glass beads, calcium carbonate,
titanium oxide, barium sulfate, aluminum silicate,
zirconium oxide and tin oxide.

9. The ink receptive coating composition
according to claim 1, wherein said coating composition
additionally comprises an organic particulate selected
from the group consisting of:
a polyolefin, polystyrene, polyurethane, starch,
poly(methyl methacrylate) and polytetrafluoroethylene.

10. An ink jet recording medium that comprises:
a base substrate having coated on a surface thereof
an ink jet ink receptive layer that contains a cellulose
ether and an alumina particulate.

11. The ink jet recording medium according to
claim 10, wherein said cellulose ether is
methylcellulose or a hydroxyalkyl methylcellulose.





12. The ink jet recording medium according to
claim 11, wherein said cellulose ether has a
hydroxyalkyl content of 0% to about 32% and a methoxy
content of about 16% to about 32%.

13. The ink jet recording medium according to
claim 12, wherein said ink jet recording layer contains
about 50% to about 95% of said cellulose ether on a
weight/weight basis, based on the amount of solids in
said coating layer.

14. The ink jet recording medium according to
claim 13, wherein said alumina particulate has an
average dispersed particle size of about 10 nm to about
200 nm.

15. The ink jet recording medium according to
claim 12, wherein said cellulose ether is selected from
the group consisting of:
methylcellulose, hydroxyethyl methylcellulose,
hydroxypropyl methylcellulose and hydroxybutyl
methylcellulose.

16. The ink jet recording medium according to
claim 13, wherein said alumina particulate is selected
from the group consisting of:
alumina, boehmite, pseudo-boehmite, aluminum
hydrate and aluminum oxide.

17. The ink jet recording medium according to
claim 10, wherein said ink jet recording layer
additionally comprises an inorganic particulate that is
selected from the group consisting of:
silica, kaolin, glass beads, calcium carbonate,
titanium oxide, barium sulfate, aluminum silicate,
zirconium oxide and tin oxide.


16
18. The ink jet recording medium according to
claim 10, wherein said ink jet recording layer
additionally comprises an organic particulate that is
selected from the group consisting of:
a polyolefin, polystyrene, polyurethane, starch,
poly(methyl methacrylate), and polytetrafluoroethylene.

19. The ink jet recording medium according to
claim 10, wherein the base substrate is selected from
the group consisting of:
a transparent plastic substrate, an opaque plastic
substrate, a matte plastic substrate, a translucent
substrate and a paper.

20. An ink jet printing process for forming an ink
jet print, the process comprising:
applying an ink jet ink to the ink jet recording
layer of the ink jet recording medium of claim 1, and
allowing said ink to dry.


Description

Note: Descriptions are shown in the official language in which they were submitted.


. CA 022l7~2~ l997-l0-06


84-147P

~ ,,




AN INR JET INK RE~llv~ COATING COMPOSITION
Field of the Invention
The invention pertains to an ink jet ink receptive
coating composition, and to an ink jet recording media
prepared therewith by applying said coating composition
to a surface of a suitable base substrate.

Bac~4~ d of the Invention
Ink jet ink receptive coating layers used for ink
jet recording media have to meet a number of performance
requirements. These requirements include dry time,
color density, resolution, tack, color fidelity and
lightfastness, as well as cost. There are many
materials, both organic and inorganic, that have been
proposed for this application. Among them, cellulose
derivatives and alumina particulates have shown
promising performance, and cellulose derivatives have
been used alone or in combination with an inorganic
pigment other than alumina For example, U.S. Patent
4,555,437 describes a hydroxyethyl cellulose coating,
and U.S. Patent 4,575,465 describes a hydroxyprop~yl
cellulose coating.
Alumina has been extensively used as a filler or
pigment for ink jet recording media. For example, U.S.
Patent 4,780,3S6 discloses a two-layer coating that
contains silica or alumina with a particle size of 0.1
~m - 50 ~m, U.S. Patent 5,104,730 discloses- a coating
that contains pseudo-boehmite and polyvinyl alcohol,
U.S. Patent 5,264,275 discusses a two-layer coating that

. CA 02217~2~ 1997-10-06


contains pseudo-boehmite and polyvinyl alcohol/polyvinyl
P~rXolidone.

Summary of the Invention
An objective of the present invention is to provide
an ink jet ink receptive coating composition that can be
used in preparing ink jet rec~rding media, which upon
printing posses~ the improved combination of properties
of (i) good black ink optical density, (ii) low pigment
ink cracking, and (iii) good dry time.
In accordance with this objective, we herein
provide for:
(a) an inventive ink jet ink receptive coating
composition, (b) an inventive ink jet recording media
prepared therewith, and (c) an ink jet printing process
that utilizes the inventive ink jet recording media.
Specifically, we provide an ink jet ink receptive
coating composition that is useful in preparing an ink
jet recording media, wherein the coating composition -
when appropriately applied to a suitabie base substrate
and subsequently printed upon in an ink jet printing
process - provides an ink jet recording media that
offers the improved properties mentioned above.
More specifically, we provide for an inventive ink
jet ink receptive coating composition that is useful in
preparing an inventive ink jet recording media, where
the coating composition comprises a cellulose ether in
combination with an alumina particulate.
The cellulose ether used in the inventive coating
composition is preferably methylcellulose or a
hydroxyalkyl methylcellulose. It is also preferable
that the cellulose ether used in the inventive coating
composition possess a hydroxyalkyl content of 0~ to
about 32% and a methoxy content of about 16~ to about
32~, when tested according to ASTM D-3876 and ASTM D-
2363. Furthermore, it is preferable for the cellulose
ether to be present in the inventive coating

i . CA 02217~2~ 1997-10-06


compositions at a level of from about 50~ to about 95~
on--a weight/weight basis, based on the amount of solids
in the coating composition
The alumina particulate used in the inventive
coating compositions preferably has an average dispersed
particle size of about 10 nm to about 200 nm, and more
preferably about 30 nm to abou~ 170 nm.
The good ink jet printing performance that is
associated with the ink jet recording media of the
present invention, results from the fact that they
comprise a suitable substrate having on a surface
thereof an ink jet recording layer that is made from one
of the inventive ink jet ink receptive coating
compositions.

Detailed Description of the Invention
The following detailed description is provided as
an aid to those desiring to practice the present
invention. It is not to be construed as being unduly
limiting to the present inventive discovery, since those
of ordinary skill in the art will readily recognize that
the embodiments of the inventors' discovery disclosed
herein may be modified using standard techniques and
materials known in the art, without departing from the
spirit or scope of the present inventive discovery.
In arriving at the present invention, we have
discovered that several design parameters are important
to achieving the objective of the present invention.
These design parameters include:
(1) Inorganic oxides such as alumina should be used
in ink jet ink receptive coating compositions in
combination with polymeric binders to achieve optimal
performance
(2) Polyvinyl alcohol and polyvinyl pyrrolidone are
not appropriate for use as binders for some ink jet
recording media applications

CA 02217~2~ 1997-10-06


(3) The use of cellulose derivatives alone in
preparing ink jet ink receptive coating compositions
does not result in an ink jet recording media having the
desired combination of properties.
S (4) Not all cellulose derivatives are capable of
providing the desired properties in an ink jet recording
media, when present in the ~ink jet recording layer
thereof.
In order to meet the objective of the present
invention, our inventive ink jet ink receptive coating
compositions contain at least (i) a cellulose ether and
(ii) an alumina particulate.
The ink jet ink receptive coating compositions of
this invention preferably contain about 50~ to about 95~
of the cellulose ether therein, on a weight/weight
basis, based on the amount of solids in the coating
compositions.
The typical examples of cellulose ethers that are
useful in the present invention are methylcellulose and
hydroxyalkyl methylcelluloses, such as hydroxyethyl
methylcellulose, hydroxypropyl methylcellulose and
hydroxybutyl methylcellulose. Preferably, the cellulose
ether should have a hydroxyalkyl content of 0~ to about
32~ and a methoxyl content of about 16~ to about 32~.
The alumina particulates used in this invention
should possess an average dispersed particle size of
about 10 nm to about 200 nm, preferably about 30 nm to
about 170 nm. Typical examples of alumina particulates
that are useful in the present invention include
alumina, boehmite, pseudo-boehmite, aluminum hydrate and
aluminum oxide.
According to a preferred embodiment of the
invention, the ink jet ink receptive coating
compositions comprise about 0.01 to about lS~ by weight
of particulates therein (not including the
aforementioned alumina particulates), based on the
weight of the dry coating. In this way it is possible

. CA 02217~2~ 1997-10-06



to modify the surface properties of the ink jet
Eecording layer in the prepared ink jet recording media.
Examples of such particulates include inorganic
particulates, such as silica, kaolin, glass beads,
calcium carbonate, titanium oxide, barium sulfate,
aluminum silicate, zirconium oxide and tin oxide and
organic particulate such as polyolefins, polystyrene,
polyurethane, starch, poly(methyl methacrylate) and
polytetrafluoroethylene.
In practice, various additives may also be employed
in the ink jet ink receptive coating compositions of
this invention. These additives can include surface
active agents which control the wetting or spreading
action of coating solutions, antistatic agents,
suspending agents and acidic compounds to control pH of
the coating. Other additives may also be used, if so
desired.
The ink ~et ink receptive coating compositions of
this invention can be applied to a surface of a variety
of different base substrates (e.g., transparent
plastics, translucent plastics, matte plastics, opaque
plastics or papers), to prepare one of the inventive ink
jet recording media. Suitable polymeric materials for
use as the base substrate include polyester, cellulose
esters, polystyrene, polypropylene, poly(vinyl acetate),
polycarbonate, and the like. Poly(ethylene
terephthalate) film is a particularly preferred base
substrate. Further, while almost any paper can be used
as the base substrate, clay coated or polyolefin coated
papers are particularly preferred as base substrate
papers. The thickness of the base substrate is not
particularly restricted but should generally be in the
range of from about 1 to about 10 mils, preferably from
about 3.0 to about 5.0 mils. The base substrate may be
pretreated to enhance adhesion of the ink receptive
coating thereto.

CA 02217~2~ 1997-10-06


The thickness of the inventive coating is not
particularly restricted, but should generally be in the
range from about 2 grams per square meter to about 30
grams per square meter, on a surface of the base
substrate.
A surface of the base substrate that does not bear
the ink jet ink receptive coating may have a backing
material placed thereon in order to reduce electrostatic
charge and to reduce sheet-to-sheet friction and
sticking and reduce curl, if so desired. The backing
material may either be a polymeric coating, a polymer
film or paper.
Any number of coating methods may be employed to
coat the ink jet ink receptive coating composition onto
the surface of the base substrate. For example, roller
coating, blade coating, wire-bar coating, dip coating,
extrusion coating, air knife coating, curtain coating,
slide coating, doctor coating or gravure coating, may be
used and are well known in the art.
The following Examples are given merely as
illustrative of the invention and are not to be
considered as limiting thereto. In the Examples "parts"
refers to parts by weight, based on the total weight of
solids in the coating compositions.

EXAMPLE I
A coating composition is prepared according to the
following formulation:

Ink Receptive Coatinq Composition:
Methylcellulosel 3.2 parts
Hydroxypropyl methylcellulose2 6.1 parts
Alumina Sol3 5.4 parts
Water 85.3 parts
Crosslinked poly(methyl methacrylate) 4 0 ~ 01 parts

1. Methocel A15LV, Dow Chemical Company

CA 02217~2~ 1997-10-06


2. Methocel K3LV, Dow Chemical Company
~_~ Dispal 23N4-20, Vista Chemical Company
4. Soken Chemical & Engineering Company, Ltd.

The coating is applied to a polyester film (ICI
Films) using a No. 24 Meyer rod, and the coating i~
dried at about 130~C for about' 2 minutes.

EXAMPLE I I
A coating composition is prepared according to the
following formulation:

Ink Receptive Coatin~ Composition:
Hydroxypropyl methylcellulosel4.1 parts
Alumina Sol2 3.8 parts
Water 92.1 parts
Crosslinked poly(methyl methacrylate) 0.01 parts
1. Methocel K35LV, Dow Chemical Company
2. Dispal llN7-12, Vista Chemical Company

The coating is applied to a polyester film (ICI
Films) using a No. 50 Meyer rod, and is dried at about
130~C for about 2 minutes.

EXAMPLE I I I
A coating composition is prepared according to the
following formulation:

Ink Receptive Coatinq Composition:
Hydroxypropyl methylcellulose12.6 parts
Alumina Sol2 2.4 parts
Water 95.0 parts
Crosslinked poly (methyl methacrylate) 0.01 parts

1. Methocel KlOOLV, Dow Chemical Company
2. Nyacol AL20, Nyacol Products, Inc

CA 02217~2~ 1997-10-06
.


The coating is applied to a polyester film (ICI
Films) using a No. 70 Meyer rod, and is dried at about
,
130~C for about 2 minutes.

EXAMPLE IV
A coating composition is prepared according to the
following formulation: ~

Ink Receptive Coatinq Composition:
Methylcellulosel 8 parts
Alumina Sol2 6 parts
Water 86 parts

1. Methocel A15LV, Dow Chemical Company
2. Dispal 23N4-20, Vista Chemical Company

The coating is applied to a polyester film (ICI
Films) using a No. 50 Meyer rod, and the coating is
dried at about 130~C for about 2 minutes.

COMPAR~TIVE EXAMPLE C - I
A coating composition is prepared according to the
following formulation:

Ink Receptive Coatinq Composition:
Methylcellulose sodium salt1 4.1 parts
Alumina Sol2 3.7 parts
Water 92.2 parts
Crosslinked poly(methyl methacrylate) 0.01 parts
2S
1. Hercules, Inc.
2. Dispal 23N4-20, vista Chemical Company

The coating is applied to a polyester film (ICI
Films) using a No. 50 Meyer rod, and is dried at about
130~C for about 2 minutes.

CA 02217~2~ 1997-10-06


COMPARATIVE EXAMPLE C-II
A coating composition is prepared according to the
following formulation:

Ink Receptive Coatinq Composition:
Polyvinyl alcohol1 5.8 parts
Alumina Sol2 ~ 5.3 parts
Water 88.9 parts
Crosslinked poly(methyl methacrylate)0.01 parts

1. Airvol 823, Air Products and Chemicals, Inc.
2. Dispal 23N4-20, Vista Chemical Company

The coating is applied to a polyester film (ICI
Films) using a No. 50 Meyer rod, and is dried at about
130~C for about 2 minutes.

COMPARATIVE EXAMPLE C-III
A coating composition is prepared according to the
following formulation:

Ink Receptive Coatinq Composition:
Polyvinyl pyrrolidone1 5.7 parts
Alumina Sol2 5.2 parts
Water 89.1 parts
Crosslinked poly(methyl methacrylate)0.01 parts

1. PVP K-90, ISP Technologies, Inc.
2. Dispal llN7-12, Vista Chemical Company

The coating is applied to a polyester film (ICI
Films) using a No. 50 Meyer rod, and is dried at about
130~C for about 2 minutes.

CA 02217525 1997-10-06


COMPARATIVE EXAMPLE C - IV
A coating composition is prepared according to the
following formulation:

Ink Rece~tive Coatinq Composition:
Hydroxypropyl methylcellulosel15 parts
Water 5 85 part~
Crosslinked poly(methyl methacrylate) 0.01 parts

1. Methocel K3LV, Dow Chemical Company

The coating is applied to a polyester film (ICI
Films) using a No. 24 Meyer rod, and is dried at about
130~C for about 2 minutes.

COMPAR~TIVE EXAMPLE C-V
A coating composition is prepared according to the
following formulation:

Ink Receptive Coatinq Composition:
Hydroxypropyl methylcellulose19.7 parts
Colloidal Silica Sol2 8.8 parts
Water 81.5 parts
Crosslinked poly(methyl methacrylate) 0.01 parts

1. Methocel K3LV, Dow Chemical Company
2. Ludox SK, Dupont Company

The coating is applied to a polyester film (ICI
Films) using a No. 24 Meyer rod, and is dried at about
130~C for about 2 minutes.

Each of the prepared ink jet recording media of
Examples I-III and Comparative Examples C-I to C-V, are
evaluated to determine whether they offer the following
improved combination of properties of (i) a good level
of black ink optlcal density, (ii) a low level of

CA 02217~2~ 1997-10-06


pigment ink cracking, and (iii) a good dry time, when
printed in an ink jet printing process.
The prepared ink jet recording media are evaluated
by printing on the ink jet recording surface thereof a
test plot, with a Hewlett Packard DESKJET 660C printer
using HP 51629A and HP 51649A ink cartridges. The black
ink is pigment based in the e~aluation.
The black ink optical density of each test sample
is measured with a MACBETH TD 904 densitometer (Macbeth
Process Measurements) using the beige filter setting.
A measurement is taken at three different locations
along a solid black image stripe. The average of the
three measurements is the black ink optical density.
The amount of pigmented ink cracking that is
associated with each sample is quantitatively rated with
a numerical scale of 0 to 5 (0=worst and 5=best). Each
Example and Comparative Example is imaged with a test
print. The Examples are given a numerical rating by
comparing the Examples to standard prints that exhibit
each level of ink cracking.
The dry time of each Example is measured by first
printing each example with the test plot. The Example
is then placed on top of a 20 lb. ream of XEROX 4200
paper. This is time zero (to)~ Thereafter, at thirty
second intervals, a sheet of white bond paper is placed
onto the surface of the Example, and then another 20 lb.
ream of XEROX 4200 paper is placed on top of the white
bond paper. After five seconds, the top ream of paper
and white bond paper is removed from on top of the
Example. The Example is dry when no transfer of ink
between the print and the white bond paper occurs, which
is termed the dry time (td_y)
The black ink optical density, ink cracking and dry
time (measured in minutes) for each Example and
Comparative Example is provided in Table I.

CA 022l7~2~ Iss7-l0-06



TABLE I
PE~FO~MANCE EVALUATION OF THE COATINGS
Black Ink
Optical Ink
Example Den~ity CrackingDry Ti~e
I 2.09 4 2.5
II 2.07 ' 4 2
III 2.11 4 2
IV 2.08 5 2.5
C-I 1.19 1 ~5
C-II 1.37 1 3.5
C-III 1.21 1 4.5
c-rv 1.08 1 3.5
C-V .93 0 3.5




As shown in Table I, Examples I to III all
exhibited improved black ink optical density, a low
level of pigment ink cracking, and a good dry time as
compared to the Comparative Examples C-I to C-V.
The pigmented black ink optical density is
inversely proportional to ink cracking, with pigment ink
cracking decreasing the black ink optical density. When
ink cracking is rated below 3, ink cracking is clearly
visible to the eye, and the ink jet recording media are
not suitable for many commercial applications.
The improved dry time of the examples allows a
higher throughput of the media in ink jet printing
devices.
Each of the patents and publications referred to
herein are incorporated by reference in their entirety
into the present application.

Representative Drawing

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Administrative Status

For a clearer understanding of the status of the application/patent presented on this page, the site Disclaimer , as well as the definitions for Patent , Administrative Status , Maintenance Fee  and Payment History  should be consulted.

Administrative Status

Title Date
Forecasted Issue Date Unavailable
(22) Filed 1997-10-06
(41) Open to Public Inspection 1998-04-11
Dead Application 2002-10-07

Abandonment History

Abandonment Date Reason Reinstatement Date
2001-10-09 FAILURE TO PAY APPLICATION MAINTENANCE FEE

Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Application Fee $300.00 1997-10-06
Registration of a document - section 124 $100.00 1998-01-30
Maintenance Fee - Application - New Act 2 1999-10-06 $100.00 1999-10-01
Maintenance Fee - Application - New Act 3 2000-10-06 $100.00 2000-10-02
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
ARKWRIGHT INC.
Past Owners on Record
RUNDUS, JOSHUA D.
SARGEANT, STEVEN J.
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Abstract 1997-10-06 1 25
Description 1997-10-06 12 452
Claims 1997-10-06 4 119
Cover Page 1998-04-24 1 49
Fees 2000-10-02 1 32
Assignment 1997-10-06 3 82
Correspondence 1997-12-16 1 30
Assignment 1998-01-30 3 94
Assignment 1998-02-02 4 115