Language selection

Search

Patent 2253395 Summary

Third-party information liability

Some of the information on this Web page has been provided by external sources. The Government of Canada is not responsible for the accuracy, reliability or currency of the information supplied by external sources. Users wishing to rely upon this information should consult directly with the source of the information. Content provided by external sources is not subject to official languages, privacy and accessibility requirements.

Claims and Abstract availability

Any discrepancies in the text and image of the Claims and Abstract are due to differing posting times. Text of the Claims and Abstract are posted:

  • At the time the application is open to public inspection;
  • At the time of issue of the patent (grant).
(12) Patent: (11) CA 2253395
(54) English Title: METHOD OF SEQUENCE ESTIMATION
(54) French Title: METHODE D'ESTIMATION SEQUENTIELLE
Status: Deemed expired
Bibliographic Data
(51) International Patent Classification (IPC):
  • H03M 7/00 (2006.01)
  • H03M 13/39 (2006.01)
  • H03M 13/41 (2006.01)
  • H04L 1/00 (2006.01)
(72) Inventors :
  • KUBO, HIROSHI (Japan)
  • MURAKAMI, KEISHI (Japan)
(73) Owners :
  • MITSUBISHI DENKI KABUSHIKI KAISHA (Japan)
(71) Applicants :
  • MITSUBISHI DENKI KABUSHIKI KAISHA (Japan)
(74) Agent: GOWLING WLG (CANADA) LLP
(74) Associate agent:
(45) Issued: 2002-10-22
(86) PCT Filing Date: 1997-03-04
(87) Open to Public Inspection: 1998-09-11
Examination requested: 1998-10-30
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/JP1997/000652
(87) International Publication Number: WO1998/039848
(85) National Entry: 1998-10-30

(30) Application Priority Data: None

Abstracts

English Abstract



The prior art method of estimating a sequence by making
use of a viterbi algorithm is modified as follows: (1) A path
at a certain past instant is modified to derive a modified path.
(2) The path metric value of the modified path is calculated.
(3) The path metric of a normal path and the path metric of the
modified path are compared. If the path metric of the modified
path is smaller, the path is modified. (4) A surviving path is
selected from plural paths passing through the modified path.


French Abstract

Le procédé d'estimation sérielle classique utilisant l'algorithme de Viterbi est modifié de la façon suivante: (i) un chemin modifié, obtenu par la modification de la route d'un chemin une fois un certain temps écoulé, est établi; (2) la mesure de chemin du chemin modifié est calculée; (3) la mesure de chemin du chemin modifié est comparée à celle du chemin normal et, quand ladite mesure est plus petite, la route du chemin modifié est corrigée; et (4) un chemin survivant est sélectionné parmi une pluralité de chemins suivant la route corrigée.

Claims

Note: Claims are shown in the official language in which they were submitted.



CLAIMS
1. A method of estimating a sequence transmitted by a
sender by using a viterbi algorithm to select surviving paths
from paths indicating transitions of s bates of combinations of
data at a first instant up to a second instant and by estimating
the sequence from a received signal and from characteristics
of a channel, said method comprising the steps of:
calculating path metrics of paths going from states at the
first instant to states at the second instant;
deriving modified paths that are modifications of the
paths going from the states at the first instant to the states
at the second instant;
calculating the path metrics of the modified paths derived
by the modified path-deriving step;
correcting the paths going from the states at the first
instant to the states at the second instant according to results
of the calculations performed by a first and second path
metric-calculating steps;
determining a surviving path going to the states at the
second instant from plural paths going from the states at
the first instant to the states at the second instant through
paths corrected by the path-correcting step;
performing the first path metric-calculating step, the
modified path-deriving step, the second path metric-
54


calculating step, the path-correcting step, and the surviving
path-determining step for each of the states of combinations
of plural data items at the second instant;
then selecting a final path from surviving paths determined
for each of the combinations of said plural data items at
the second instant according to path metrics of the surviving
paths; and
estimating a signal sequence obtained from the final path
selected by the final path-selecting step as the transmitted
signal sequence.
2. A method of estimating a sequence as set forth in claim
1, wherein said step for deriving modified paths modifies parts
of paths going from the states at the first instant to the states
at the second instant according to the characteristics of the
channel.
3. A method of estimating a sequence as set forth in claim
1, wherein said step for deriving modified paths modifies
branches occurring at a certain instant earlier than the second
instant from those branches going from the states at the first
instant to the states at the second instant.
4. A method of estimating a sequence as set forth in claim
3, wherein said certain instant is determined according to the
degree of influence on the received signal.
5. A method of estimating a sequence as set forth in claim


1, wherein said step for deriving modified paths modifies plural
branches of those branches which go from the states at the first
instant to the states at the second instant.
6 . A method of estimating a sequence as set forth in claim
1, wherein said step for determining surviving paths determines
surviving paths going to the states at the second instant
according to the path metrics of plural paths going from the
states at the first ins rant to the states at the second instant
through the paths modified by the path-modifying step.
7. A method of estimating a sequence as set forth in claim 6,
further comprising the step of calculating differences between
the path metrics of plural paths going from the states at the
first instant to the states at the second instant through the
paths modified by the path-modifying step, and wherein said
second path metric-calculating step calculates the path metrics
of the modified paths from the path metrics previously
calculated by the path metric difference-calculating step and
from the path metrics of the paths going from the states at the
first instant to the states at the second instant, the path
metrics being calculated by the first path metric-calculating
step.
8. A method of estimating a sequence as set forth in any
one of claims 1-7, wherein said first path metric-calculating
step, said modified path-deriving step, said second path
56


metric-calculating step, said path-correcting step, and said
surviving path-determining step are executed repeatedly
according to results of the determination made by said surviving
path-determining step, and wherein said final path-selecting
step selects a final step from surviving paths obtained by the
repeated execution.
9. A sequence estimator for estimating the sequence of
a signal transmitted from a sender according to a received signal
and characteristics of a channel by making use of a Viterbi
algorithm for selecting surviving paths from paths indicating
transitions of states of combinations of data at a first instant
up to a second instant, the surviving paths respectively
corresponding to the states of combinations of data at the second
instant, said sequence estimator comprising:
a path metric-calculating means for calculating path
metrics of modifications of paths going from the states at the
first instant to the states at the second instant, as well as
the path metrics of paths going from the states at the first
instant to the states at the second instant;
a path-modifying means for modifying the paths going from
the states at the first instant to the states at the second
instant according to the results of calculations performed by
the path metric-calculating means;
a surviving path-determining means for determining
57


surviving paths going to the states at the second instant from
paths going from the states at the first instant to the states
at the second instant through the paths modified by the
path-modifying means;
a final path-selecting means for selecting a final path
from surviving paths determined about combinations of data
items at the second instant by the surviving path-determining
means according to the path metrics of the surviving paths; and
an estimating means for estimating a signal sequence
obtained from the final path selected by the final path-
selecting means as the sequence of a transmitted signal.
58

Description

Note: Descriptions are shown in the official language in which they were submitted.


CA 02253395 1998-10-30
.~~/93~
Description
METHOD OF SEQUENCE ESTIMATION
TECHNICAL FIELD
The present invention relates to transmission of digital
data as conducted in mobile telephone service and, more
particularly, to a method of estimating the sequence of a
transmitted signal from a received signal and from the
characteristics of the channel by the receiver.
BACKGROUND ART
The background art for the present invention is described.
Prior Art Technique 1
In digital data transmission, it is normally impossible
for a receiver to receive a signal transmitted by a sender as
it is due to the state of the channel and noises . The transmitted
signal is converted into other form by the state of the channel
and by noises. This converted form is received.
A model describing conversion of a signal on a channel is
illustrated in Fig. 16. As shown in this figure, the signal
is delayed on the channel. In addition, noises are added. Let
xk be a transmitted signal. The received signal rk is given by
1

CA 02253395 1998-10-30
(1)
where L is the length of memory of the channel that delays the
transmitted signal, ci is a tap coefficient, and wk is a noise
sequence. The tap coefficient and the noise sequence are values
determined by the characteristics of the channel.
The receiver receiving the signal rk estimates the
transmitted signal from the received signal rk and from the tap
coef f is Tent c; .
The receiver, or a sequence estimator, convolves a
candidate for the transmitted signal with known tap
coefficients and calculates an estimated value (hereinafter
referred to as a replica) of the received signal as follows:
(2)
Furthermore, the receiver, or the sequence estimator,
calculates the error power between the estimated value
(replica) of the received signal calculated according to Eq.
( 2 ) and the actual received signal, using the following Eq. ( 3 )
(3)
The receiver searches for a transmitted signal candidate
minimizing the error power given by Eq. ( 3 ) and estimates that
this candidate is the transmitted signal.
2

CA 02253395 1998-10-30
Processing for estimating a sequence where the memory
length of the channel is set to L = 2 is described in detail.
Fig. 17 illustrates a model of a sequence estimator that is best
adapted for the case where the memory length of the channel is
L = 2. The sequence estimator is so constructed as to reproduce
a model similar to a model of a channel . However, in the sequence
estimator shown in Fig. 17, means for adding noises are omitted
from the model of the channel.
Specifically, the sequence estimator comprises : a memory
having the same memory length as the memory length for the
channel and receiving estimated values of the transmitted
signal; a multiplication means for multiplying an estimated
value of the transmitted signal produced from the memory by given
tap coefficients; an adder means for calculating an estimated
value ( replica ) of the received signal by summing up the products
produced by the multiplication means; an error-calculating
means for producing the differences between the estimated value
( replica ) of the received signal produced from the adder means
and the actual received signal; and a squares sum-calculating
means for taking the sum of squares of values produced from the
error-calculating means. The given tap coefficients at which
the multiplication means is set are the same as the tap
coefficients obtained from the characteristics of the channel.
A method of making maximum likelihood estimates by the
3

CA 02253395 1998-10-30
sequence estimator described thus far is described.
First, candidates for a transmitted signal of sequence
length N are obtained.
Then, the candidates for the transmitted signal are
entered into the memory of the sequence estimator. The
multiplication means multiplies signals produced from the
memory by tap coef f icients c1 and cz . The s ignal produced
without via the memory is multiplied by a tap coefficient co.
The adder means sums up the values produced by the
multiplication means to obtain an estimated value ( replica ) of
the received signal.
The difference-calculating means takes the difference
between the estimated value (replica) of the received signal
obtained by the adder means and the actually received signal.
The squares sum-calculating means takes the sum of squares
of difference values produced from the difference-calculating
means. The squares sum-calculating means sums up the squares
of the differences between the estimated signal (replica) of
the received signal and the received signal for every signal
sequence.
Let N be the length of the transmission sequence length.
There are 2" candidates for this transmitted signal. The
above-described processing is performed for every candidate.
The maximum likelihood estimator estimates that the
4

CA 02253395 1998-10-30
candidate for the transmitted signal minimizing the squares sum
produced from the squares sum-calculating means is the
transmitted signal.
Prior Art Technique 2
In the case of the maximum likelihood estimates as
described above, the amount of calculation increases in
proportion to a power of the transmission sequence length N.
Accordingly, maximum likelihood estimates adopting a procedure
known as the Viterbi algorithm are used. The Viterbi algorithm
is described in detail by G.D. Forney, Jr. in "The Viterbi
algorithm", Proc. IEEE, Vol. 61, No. 3, pp. 268-278 (March 1973 ) .
In the case of the channel model of Fig. 18, the error
electric power at instant k can be calculated if data about
transmission at the present instant k and data about
transmission performed two instants earlier are known.
In the maximum likelihood estimates using the Viterbi
algorithm, a diagram (hereinafter referred to as a trellis
diagram) describing information about transitions of data
arising from combinations of data at two instants as shown in
Fig. 19 is used.
In this trellis diagram of Fig. 19, combinations of data
at two instants of time are connected by lines, taking account
of the following characteristics.
It is assumed, for example, that a signal stored in memory

CA 02253395 1998-10-30
at some instant is in state 00. At the next instant, the state
makes a transition either to state 10 or to state 00. However,
transition to state Ol or state 11 does not occur, because if
a shift register in 000 is shifted one clock time, only 000 or
100 is obtained.
Accordingly, when combinations of data at two instants are
connected by lines, states 00 and 10 are connected by a line.
Also, states 00 and 00 are connected by a line. No line is drawn
between states 00 and O1. No line is drawn between states 00
and 11.
The trellis diagram is created by taking account of the
characteristics of transitions in this way. In Fig. 19, a line
connecting states indicates a possibility of a transition. No
connecting line means that transition cannot occur. A line
indicating a transition of state is hereinafter referred to as
a branch. In the trellis diagram of Fig. 19, both solid lines
and dotted lines are put. The solid lines indicate that signal
0 is applied, producing a transition of a state. The dotted
lines indicate that signal 1 is applied, resulting in a
transition of a state.
If combinations of data at two instants are connected by
a line as in the trellis diagram of Fig. 19, a combination of
data at three instants can be determined. By making use of this,
the error electric power can be found.
6

CA 02253395 1998-10-30
Then, the contents of processing of the Viterbi algorithm
using the trellis diagram of Fig. 19 are described in detail.
The number of states is determined by the Viterbi algorithm
in the manner described now. Let L be the transmission memory
length. The number is 2L. That is, the number of states
increases in proportion to a power of the transmission memory
length L. The amount of calculation increases according to the
number of states.
In the prior art technique l, every candidate for the
transmitted signal must be searched for. In contrast,
application of the Viterbi algorithm can reduce the number of
processing steps.
The procedure for the processing of the Viterbi algorithm
at each instant is illustrated in Fig. 20.
In the description given below, state xx at each instant
k is given by s [ k, xx ] . At instant k1, state xx occurs . A path
through which a transition to state ~ 0 occurs at instant kZ
is given by s [ k1, xx ] /s [ k2, ~~ ] .
(1) First, the squares of errors from each branch (line
segments in Fig. 19) are computed.
The squares of errors at each branch are referred to as
branch metrics.
For instance, in the case of a branch connecting states
s [ 0, 00 ] and s [ 1 , 00 ] , this branch indicates that data at three
7

CA 02253395 1998-10-30
instants is 000. These items of data are multiplied by tap
coefficients. The differences from the actual received signal
are taken. The squares of the differences are taken. Thus,
the squares of the errors are calculated.
The square of error at every branch is calculated by this
method.
( 2 ) Then, a path indicating transitions of a state going
to states ( 00, 10, Ol, 11 in Fig. 19 ) at some instant is extracted.
The branch metrics of branches forming the extracted path are
summed up. In this way, the path metric is calculated. Note
that the path metric is calculated for every path in every state .
For example, paths going to s [ 2 , 00 ] include two paths , i . a . ,
a path s[0,00]/s[1,00]/s[2,00] and a path
s[0,11]/s[1,01]/s[2,00]. The path metrics of these two paths
are calculated.
( 3 ) The path metrics of the paths extracted from the states
are compared. Such a comparison is made for every state.
(4) The path found to have the least path metric by the
comparisons is regarded as a path of maximum likelihood. The
path and the path metric are stored in memory. This storing
of paths and pathmetrics is performed for each individual state.
The path found to have the least path metric by the
comparisons is referred to as a surviving path. The path metric
of this surviving path is referred to as a surviving path metric .
8

CA 02253395 1998-10-30
For example, of paths going to state s[2,00], the path
metric of the path s [ 0, 00 ] /s [ 1 , 00 ] /s [ 2 , 00 ] is compared with
the
path metric of the path s[0,11]/s[1,01]/s[2,00]. The smaller
path becomes a surviving path.
( 5 ) In the Viterbi algorithm, one is f finally selected as
a surviving path from plural paths going to some state.
The Viterbi algorithm performs the processing described
thus far at each instant of time.
The Viterbi algorithm is conducted using the trellis
diagram of Fig. 19. The results are shown in Fig. 21, which
shows surviving paths finally obtained.
At the final instant of time, the above-described
processing has been conducted for 1 frame. A path having the
least path metric is selected as final paths from the surviving
paths. In Fig. 21, the paths indicated by solid lines and solid
broken lines, respectively, are final paths.
The estimator estimates that a signal sequence obtained
from the final path is the transmitted signal.
The maximum likelihood estimation using the Viterbi
algorithm as described thus far is referred to as Maximum
Likelihood Sequence Estimation (MLSE), as described by G.D.
Forney, Jr., in "Maximum-likelihood sequence estimation of
digitalsequences in the presence of intersymbol interference",
IEEE Trans. Inform. Theory, Vol. IT-18, No. 3, pp. 363-378 (May
9

CA 02253395 1998-10-30
1972).
In this MLSE, the number of states of the Viterbi algorithm
is 2L, where L is the channel memory length. A procedure for
uniquely filling values of the channel memory from branches
indicating state transitions is the MLSE. Fig. 12 shows a model
of the channel memory where L = 5. When the MLSE is applied
to this model, the number of states is 25, i.e., 32.
Prior Art Technique 3
The above-described MLSE can reduce the amount of
processing compared with prior art technique 1. However, the
number of states increases in proportion to a power of the
channel memory length L. Therefore, the amount of processing
is still exorbitant.
In an attempt to solve this problem, a procedure known as
Decision-Feedback Sequence Estimation (DFSE) has been proposed
by A. Duel-Hallen et. al in "Delayed decision-feedback sequence
estimation", IEEE Trans. Commun., Vol. COM-37, 5, pp. 428-436,
May 1989.
This procedure known as DFSE is a modification of the
processing of the aforementioned MLSE.
The difference in operation between the DFSE and MLSE is
briefly described by referring to Fig. 15. In Fig. 15, the
number of channel memories is 5. Therefore, in order to fill
all candidates , it is necessary to create states by f ive memories .

CA 02253395 1998-10-30
In this case of MLSE, the number of states is 32.
On the other hand, in the case of the DFSE, the number of
channel memories is 5. We take notice of two memories as
memories used to create states. However, where states are
created by the two memories, data about the latter three symbols
is insufficient to fill the channel memories. Accordingly,
surviving paths connected to a state at instant k -1 are utilized.
Values obtained from the surviving paths are used as the data
about the latter three symbols.
Application of the DFSE described thus far can reduce the
number of states from 32 down to 4.
The processing of the DFSE is described in detail by
referring to Fig. 20, which illustrates generalized contents
of processing of the DFSE at each instant of time.
< Processing from Instant k = 1 to 3 >
It is first assumed that data are known where k is negative
and that every state exists under the condition k = 0.
As can be seen from the trellis diagram of Fig. 19, either
the path s[0,00]/s[1,00] or the path s[0,01]/s[1,00] is
available in going to s[1,00]. Their path metrics are
calculated and compared. Paths with smaller path metrics are
selected as surviving paths. It is now assumed that the path
s[0,00]/s[1,00] is selected as a surviving path.
Similarly, surviving paths going to states s[1,10],
11

CA 02253395 1998-10-30
s[1,01] and s[1,11] are determined one by one.
By performing similar processing, surviving paths going
to states are determined at instants k = 2 and k = 3.
By carrying out this processing, a surviving path shown
in Fig. 2 is obtained up to instant k = 3. Also, the path metrics
of paths surviving up to k = 3 are stored in memory.
< Processing at Instant k = 4 >
Processing for Calculating Branch Metrics: BMG-I
If state s[3,00] or state s[3,01] is available, state
s[4,00] is obtained. Therefore, paths leading to the state
s[4,00] include two paths, i.e., path
s[0,01]/s[1,10]/s[2,01]/s[3,00]/s[4,00] and path
s[O,Ol]/s[1,10]/s[2,11]/s[3,01]/s[4,00].
This path s[0,01]/s[1,10]/s[2,01]/s[3,00]/s[4,00]
produces a candidate for a transmitted sequence "000101" at
instant k - 4. The path
s[0,01]/s[1,10]/s[2,11]/s[3,01]/s[4,00] results in a
candidate for a transmitted sequence "001101" at instant k =
4. The branch metric at k = 4 is calculated from this value.
Processing for Calculating Path Metrics: ADD-I
The path metrics of the above-described paths going to the
state s[4,00] are calculated.
Path metrics up to k = 3 were calculated and stored in memory .
A branch metric at k = 4 is now calculated and added to the stored
12

CA 02253395 1998-10-30
metrics, thus producing path metrics. In particular, in the
case of paths[O,Ol]/s[1,10]/s[2,01]/s[3,00]/s[4,00],a branch
metric is added to the path metric about state s [ 3 , 00 ] . In the
case of the path s[0,01]/s[1,10]/s[2,11]/s[3,01]/s[4,00], a
branch metric is added to the path metric about state s [ 3 , O 1 ] .
Similar processing is performed for states s[4,10],
s[4,01] and s[4,11].
Processing for Comparing Path Metrics: CMP-I
Then, the path metrics of two paths going to the state
s[4,00] calculated in ADD-I are compared. That is, the path
metric of the path s[0,01]/s[1,10]/s[2,01]/s[3,00]/s[4,00] is
compared with the path metric of the path
s[0,01]/s[1,10]/s[2,11]/s[3,01]/s[4,00]. This comparison of
the path metrics is made by taking the difference between the
selected path metrics (Processing for Selection: SEL).
Of the path metric of the path s[0,01]/s[1,10]/s[2,01]
/s[3,00]/s[4,00] and the path metric of the path
s[0,01]/s(1,10] /s[2,11]/s[3,01]/s[4,00], the path having a
smaller path metric is selected as a surviving path going to
s[4,00].
The processing of CMP-I and SEL described thus far is
performed also about the states s [ 4 , 10 ] , s [ 4 , O l ] , and s [ 4 , 11
] .
This processing is performed at every instant after k =
5. The above-described processing is performed for about 1 frame.
13

CA 02253395 1998-10-30
The path metrics of surviving paths obtained at the final instant
about states are compared. The path having the least path
metric is selected. This selected path is the final path.
The transmitted sequence is selected from the final path.
The sequence estimator estimates that the obtained transmitted
sequence is a sequence transmitted by the sender.
Fig. 22 is a block diagram of a sequence estimator
performing the Viterbi algorithm illustrated in Fig. 20.
In Fig. 22, 1B is a branch metric-calculating portion.
Indicated by 2B is a bus metric-calculating portion mounted on
the output side of the branch metric-calculating portion 1B.
Indicated by 4B is a compare-select processing portion mounted
on the output side of the path metric-calculating portion 2B.
Indicated by 5 is a path metric memory mounted on the output
side of the compare-select processing portion 4B and on the input
side of the path metric-calculating portion 2B. Indicated by
6 is a surviving path memory connected with the branch
metric-calculating portion 1B and with the compare-select
processing portion 4B.
A received signal input terminal 7 receives a received
signal. A channel characteristic input terminal 8 receives the
characteristics of the channel, e.g., tap coefficients or the
like described in the above-described embodiments. An output
line 9 delivers surviving paths stored in the surviving path
14

CA 02253395 1998-10-30
memory 6.
Then, the operation of this sequence estimator is
described, corresponding to the contents of processing of Fig.
20. The branch metric-calculating portion 1B performs the BMG-I
shown in Fig. 20.
The path metric-calculating portion2B receivesthe branch
metric calculated by the branch metric-calculating portion 1B
and performs the ADD-I illustrated in Fig. 20.
The compare-select processing portion 4B receives the
plural path metrics calculated by the path metric-calculating
portion B and performs the CMP-I and SEL.
During the processing of SEL by the compare-select
processing portion 4A, obtained surviving paths are stored in
the surviving path memory 6. In addition, the path metrics of
the surviving paths are stored in the path metric memory 5.
In the DFSE described thus far, attention is paid to the
states of only two memories. Obviously, maximum likelihood is
not obtained. Consequently, the characteristics of the MLSE are
deteriorated. For example, in the non-minimum phase conditions
illustrated in Fig. 14(b), signal components of memories to
which the DFSE pays attention are reduced to a greater extent
than signal components corresponding to other memories.
Therefore, errors are introduced in selecting surviving paths.
If an error is produced once in selecting surviving paths, the

CA 02253395 1998-10-30
error occurs repeatedly. This phenomenon is known as error
propagation. Thus, the characteristics are deteriorated
greatly.
On the other hand, the MLSE has ideal characteristics but
is impractical because of an exorbitant amount of calculation.
DISCLOSURE OF THE INVENTION
It is an object of this invention to estimate a transmitted
sequence more precisely with a less amount of calculation.
A method of estimating a sequence in accordance with the
present invention uses the Viterbi algorithm to select
surviving paths from paths indicating transitions of states of
combinations of data at a first instant up to a second instant.
The surviving paths correspond to states of combinations of
plural data items at the second instant. A signal sequence
transmitted by a sender is estimated from a received signal and
from the characteristics of a channel. This method comprises
the steps of: calculating path metrics of paths going from
states at the first instant to states at the second instant;
deriving modified paths that are modifications of the paths
going from the states at the first instant to the states at the
second instant; calculating the path metrics of the modified
paths derived by the modified path-deriving step; correcting
the paths going from the states at the first instant to the states
16

CA 02253395 1998-10-30
at the second instant according to results of the calculations
performed by the first path metric-calculating step and the
second path metric-calculating step; determining a surviving
path going to the states at the second instant from the plural
paths going from the states at the f first instant to the states
at the second instant through the corrected paths; performing
the first path metric-calculating step, the modified path-
deriving step, the second path metric-calculating step, and the
path-correcting step for each of the states of combinations of
the plural data items at the second instant; then selecting a
final path from surviving paths determined for each of the
combinations of the data items at the second instant according
to path metrics of the surviving paths; and estimating a signal
sequence obtained from the final path selected by the final
path-selecting step as a transmitted signal sequence.
The above-described step for deriving modified paths
modifies parts of paths going from the states at the first
instant to the states at the second instant according to the
characteristics of the channel.
In addition, the above-described step for deriving
modified paths modifies branches occurring at a certain instant
earlier than the second instant of those branches going from
the states at the first instant to the states at the second
instant.
17

CA 02253395 1998-10-30
The certain instant described above is determined
according to the degree of influence on the received signal.
Moreover, the above-described step for deriving modified
paths modifies plural branches of those branches which go from
the states at the first instant to the states at the second
instant.
The above-described step for determining surviving paths
determines surviving paths going to the states at the second
instant according to the path metrics of plural paths going from
the states at the first instant to the states at the second
instants through the paths modified by the path-modifying step.
A step is also included to take the differences between
the path metrics of plural paths going from the states at the
first instant to the states at the second instant through the
paths modified by the path-modifying step. The second path
metric-calculating step calculates the path metrics of the
modified paths from the path metrics previously calculated by
the path metric difference-calculating step and from the path
metrics of the paths going from the states at the first instant
to the states at the second instant, the path metrics being
calculated by the first path metric-calculating step.
The first path metric-calculating step, the modified
path-introducingstep,thesecond path metric-calculatingstep,
the path-modifying step, and the surviving path-determining
18

CA 02253395 1998-10-30
step are executed repeatedly according to results of the
determination made by the surviving-determining step. The
final path-selecting step selects a final path from surviving
paths obtained by the repeated execution.
A sequence estimator in accordance with the present
invention lies in a sequence estimator for estimating the
sequence of a signal transmitted from a sender according to the
received signal and the characteristics of the channel by making
use of the Viterbi algorithm for selecting surviving paths from
paths indicating transitions of states of combinations of data
at a first instant up to a second instant, the surviving paths
respectively corresponding to the states of combinations of
data at thesecond instant. This sequence estimator comprises:
a path metric-calculating means for path metrics of
modifications of paths going from the states at the first instant
to the states at the second instant, as well as the path metrics
of paths going from the states at the first instant to the states
at the second instant; a path-modifying means for modifying the
paths going from the states at the first instant to the states
at the second instant according to the results of calculations
performed by the path metric-calculating means; a surviving
path-determining means for determining surviving paths going
to the states at the second instant from paths going from the
states at the first instant to the states at the second instant
19

CA 02253395 1998-10-30
through the paths modified by the path-modifying means; a final
path-selecting means for selecting a final path from surviving
paths determined about combinations of data items at the second
instant by the surviving path-determining means according to
the path metrics of the surviving paths; and an estimating means
for estimating a signal sequence obtained from the final path
selected by the final path-selecting means as the sequence of
a transmitted signal.
BRIEF DESCRIPTION OF THE DRAWINGS
Fig. 1 is a flowchart illustrating a procedure for
processing by a sequence estimation method according to
Embodiment l;
Fig. 2 is a diagram illustrating surviving paths at instant
k = 3;
Fig. 3 is a diagram illustrating normal paths created for
states at instant k = 4 and modified paths;
Fig. 4 is a diagram illustrating surviving paths at instant
k = 4;
Fig. 5 is a diagram illustrating normal paths going to state
00 at instant k = 5 and modified paths;
Fig. 6 is a diagram illustrating surviving paths at instant
k = 6;
Fig. 7 is a flowchart illustrating a procedure for

CA 02253395 1998-10-30
processing of estimations of a transmitted sequence;
Fig. 8 illustrates results of simulations depicting the
performance of a sequence estimation method according to
Embodiment 1 and the performance of the prior art sequence
estimation method;
Fig. 9 is a block diagram of a sequence estimator according
to Embodiment 2;
Fig. 10 is a flowchart illustrating a procedure for a
sequence estimation method according to Embodiment 3;
Fig. 11 illustrates the results of simulations depicting
the relation of the number of repetitions to the bit error rate;
Fig. 12 is a diagram illustrating a model of a 6-tap
channel;
Fig. 13 is a diagram illustrating a model of a 4-tap channel
to which the sequence estimation method according to Embodiment
1 is applied;
Fig. 14 is an electric power distribution diagram showing
tap coefficients of 4 taps;
Fig. 15 is a diagram briefly illustrating the differences
between the processing of MLSE and the processing of DFSE;
Fig . 16 is a diagram illustrating models of a channel and
of sequence estimations;
Fig. 17 is a diagram illustrating a model of maximum
likelihood estimations;
21

CA 02253395 1998-10-30
Fig. 18 is a diagram illustrating a 3-tap channel model;
Fig. 19 is a trellis diagram;
Fig. 20 is a flowchart illustrating a procedure for the
prior art sequence estimation method;
Fig. 21 is a diagram illustrating a final path obtained
by the prior art sequence estimation method; and
Fig. 22 is a block diagram of the prior art sequence
estimator.
BEST MODE FOR CARRYING OUT THE INVENTION
Embodiments of the present invention are hereinafter
described.
Embodiment 1
Fig. 1 illustrates the flow according to the present
invention at instant k. To elucidate the differences with the
prior art techniques, processing steps newly added are
surrounded by thick lines.
Main differences between the present invention and the
prior art techniques are as follows.
Branch metrics and path metrics where surviving paths
preceded by certain instants are modified are calculated, as
well as normal branches/path metrics.
Path metrics obtained where the surviving paths are not
modified are compared, and a decision is made as to whether the
22

CA 02253395 1998-10-30
surviving paths should be modified. In addition, a path metric
used for processing for comparisons and selection is selected
according to the result of the amendment for each branch.
The processing for comparisons and selection is performed
about the path metrics selected for each state. Processing for
storing metric differences in memory is added.
To explain these differences more clearly, the operation
of the present invention is described in detail, using a channel
model of Fig. 13.
The channel model of Fig. 13 is a model applied to a channel
having tap coefficients as shown in Fig. 14 (b) . That is, this
is a model applied to a channel having none of tap coefficients
C3 to C4.
Especially, this form is a channel model where the value
of a tap coefficient c5 is greater than other tap coefficients
as in non-minimum phase conditions as shown in Fig . 14 ( b ) . This
channel model indicates that the electric power of a signal
received via a reflection or the like after a lapse of a given
time is greater than the electric power of a signal directly
received from a sender, for example. A channel expressed in
terms of the channel model described above is hereinafter
described.
A procedure for processing at each instant in this
embodiment is described in detail.
23

CA 02253395 1998-10-30
< Processing up to Instants k = 1 to 3 >
It is first assumed that data obtained where instant k is
negative is known and that every state exists at instant k =
0.
As can be seen from the trellis diagram of Fig. 19, either
a path s[0,00]/s[1,00] or a path s[0,01]/s[1,00] is available
in reaching s[1,00]. Their path metrics are calculated and
compared. The path having a smaller path metric is selected as
a surviving path. In this example, the path s[0,00]/s[1,00]
is selected as a surviving path.
Similarly, surviving paths going to states s[1,10],
s [ l, Ol ] , and s [ l, 11 ] are selected as surviving paths one by one.
By performing similar processing, surviving paths going
to states are determined also about instants k = 2 and k = 3.
By carrying out the processing described above, surviving
paths shown in Fig. 2 are obtained until instant k = 3. The
path metric of the surviving path until instant k = 3 is stored
in memory, in addition to the differences in path metric between
the selected path and discarded paths.
< Processing at Instant k = 4 >
During processing from instant k = 1 to 3, the surviving
path in states[1,10] was set to s[0,01]/s[1,10]. Hereinafter,
processing for modifying the path s[0,01]/s[1,10] to s[0,00]
/s[1,10] is described.
24

CA 02253395 1998-10-30
"Calculation of Path Metrics of Paths Going to State s[4,00]"
Processing for Calculation of Branch Metrics: BMG-I
To obtain state s[4,00], either state s[3,00] or state
s [ 3 , O 1 ] should be available . Therefore, paths that can go to
the state s[4,00] include two paths, or path
s[0,01]/s[1,10]/s[2,01]/s[3,00]/s[4,00] and path
s[O,Ol]/s[1,10]/s[2,11]/s[3,01]/s[4,00], which lead to
surviving paths at k = 3 as shown in Fig. 2.
A candidate "000101" for a transmitted sequence at instant
k - 4 is available from this path s[0,01]/s[1,10]/s[2,01]
/s[3,00]/s(4,00]. A candidate "001101" for a transmitted
sequence at instant k - 4 is obtained from the path
s[0,01]/s[1,10] /s[2,11]/s[3,01]/s[4,00].
Modifications, Calculations of Branch Metrics, and Derivation
of Modified Paths: BMG-II
Then, a transmitted sequence is obtained in which a value
corresponding to the tap coefficient c5 of the transmitted
sequence candidates has been modified.
The modification of the value corresponding to the tap
coefficient c5 of the transmitted sequence candidates produces
"000100" and "001100". The "000100" is a modification of the
above-described transmitted sequence "000101". The"001100" is
a modification of the above-described transmitted sequence
"001101". The modification referred to herein means a

CA 02253395 1998-10-30
modification of "0" of certain values existing in a transmitted
sequence to "1" or a modification of "1" of certain values
existing in a transmitted sequence to "0".
The path corresponding to the modified transmitted
sequence"000100" iss[0,00]/s[1,10]/s[2,01]/s[3,00]/s[4,00].
The path corresponding to the modified transmitted line
"001100" is path s[0,00]/s[1,10]/s[2,11]/s[3,01]/s[4,00].
Paths obtained in this way will be hereinafter referred to as
modified paths. On the other hand, paths not yet modified are
referred to as normal paths.
Four paths going to s [ 4 , 00 ] and obtained in this way are
shown in Fig . 3 ( a ) . In Fig . 3 , wavy lines are branches produced
by modifications . As can be seen from Fig. 3 , it can be said
that modified paths are modifications of branches produced at
certain instants earlier than normal paths.
Thereafter, branch metrics are calculated from
transmitted sequences "000101" and "001101" and from modified
transmitted sequences "000100" and "001100". These branch
metrics can be calculated by the same method as the prior art
procedure for calculating branch metrics.
Processing for Calculations of Path Metrics: ADD-I
Path metrics of normal paths and of modified paths are
calculated.
Normal path metrics are obtained by adding a newly
26

CA 02253395 1998-10-30
calculated branch metric at k = 4 to path metrics (up to k =
3) previously calculated and stored in memory.
Processing of Calculations of Path Metrics of Modified Paths:
ADD-II
The path metrics of modified paths are calculated in the
manner described below.
A modified path s[0,00]/s[1,10]/s[2,01]/s[3,00]/s[4,00]
differsfrom a paths[O,Ol]/s[1,10]/s[2,01]/s[3,00]/s[4,00]in
branches s[0,00]/s[1,10] and s[0,01]/s[1,10].
Therefore, the difference (hereinafter referred to as the
path metric difference) between the path metric of
s[0,00]/s[1,10] and the pathmetric of s[0,01]/s[1,10] is added
to the path metric of a path
s[0,01]/s[1,10]/s[2,01]/s[3,00]/s[4,00] to thereby find the
path metric of the modified path. The path metric difference
used here, i.e., the difference between the paths
s[0,00]/s[1,10] and s[0,01]/s[1,10], is produced by
subtracting the path metric of the surviving path from the path
metric of an abandoned path metric . The value calculated and
stored in memory at instant k = 1 is used as this value.
With respect to another modified path s[0,00]/s[1,10]
/s[2,11]s[3,01]/s[4,00], its path metric is calculated
similarly, based on the path metric of the path
s[0,01]/s[1,10]/s[2,11] /s[3,01]/s[4,00].
27

CA 02253395 1998-10-30
In this way, the path metric difference calculated in the
past is stored in memory and will be used for calculations of
modified paths in the future. In consequence, the amount of
calculation necessary for calculation of the path metric of a
modified path can be reduced.
By performing the processing described thus far, the path
metrics of normal paths and modified paths can be computed. In
this example, four path metrics in total are calculated and
stored in memory once.
"Calculation of Path Metrics of Paths Going to State s[4,10]"
Processing for Calculations of Branch Metrics: BMG-I
Processing for Calculations of Modified Branch Metrics and
Derivation of Modified Paths:BMG-II
Paths going to the state s [ 4 , 10 ] are determined s imilarly
to the processing described above.
Either state s [ 3 , 00 ] or state s [ 3 , O1 ] should be available
to reach the state s [ 4 , 10 ] . Accordingly, paths leading to the
state s[4,10] include two paths, i.e.,
s[0,01]/s[1,10]/s[2,01]/s[3,00]/s[4,10] and
s[0,01]/s[1,10]/s[2,11]/s[3,01]/4[4,10].
A candidate "100101" for a transmitted sequence is
obtained at instant k = 4 from this path s [ 0, O 1 ] /s [ 1 , 10 ] /s [ 2 ,
O1 ]
/s[3,00]/[4,10]. A candidate "101101" for a transmitted
sequence is obtained at instant k - 4 from the path
28

CA 02253395 1998-10-30
s[0,01]/s[1,10] /s[2,11]/s[3,01]/[4,10].
Then, "100100" and "101100" are obtained by modifying
values corresponding to the tap coefficient c5 of the
transmitted sequence candidates.
Branch metrics of the transmitted sequences "100101" and
"101101" and of modified transmitted sequences "100100" and
"101100" are calculated.
Modified paths corresponding to the modified transmitted
sequences are created. The modified paths are path
s[0,00]/s[1,10]/s[2,01]/s[3,00]/s(4,10] and path
s[0,00]/s[1,10]/s[2,11] /s[3,01]/s[4,10].
Four paths going to the state s[4,10] obtained in this
way are shown in Fig. 3(b).
Processing for Calculations of the Path Metrics of Normal Paths
and the Path Metrics of Modified Paths: ADD-I, ADD-II
Then, the path metrics of normal paths and modified paths
going to the state s[4,10] are calculated. The method of
calculations of the path metrics is the same as in the case of
the state s[4,00].
By performing the processing described thus far, the path
metrics of surviving paths and modified paths can be calculated.
It follows in this example that four path metrics in total can
be computed.
Calculations of Path Metrics of Paths Goinct to State s[4,01
29

CA 02253395 1998-10-30
and Path Metrics of Paths Going to State s[4,11
The path metrics of the paths going to state s [ 4 , O1 ] and
the path metrics of the paths going to state s[4,11] are
calculated by processing similar to the foregoing.
As a result of the processing described thus far, four paths
are available as paths going to s [ 4 , O1 ] as shown in Fig . 3 ( c ) .
Four paths are obtained as paths going to s [ 4 , 11 ] as shown in
Fig. 3(d).
Processing for Modification of Paths: COR
(a) Selection of Minimum Path Metrics: COR-I
Then, the minimum one of the path metrics of the four path
metrics calculated for each state is selected. In this
embodiment, description ismade under thefollowing conditions:
path s[0,00]/s[1,10]/s[2,01]/s[3,00]/s[4,00] is selected
about the state s4[4,00]; path
s[0,01]/s[1,10]/s[2,11]/s[3,01]/s[4,10] is selected about the
state s[4,10]; path s[0,00]/s[1,10] /s[2,01]/s[3,10]/s[4,01]
is selected about the state s[4,01]; and path
s[0,00]/s[1,00]/s[2,10]/s[3,11]/s[4,11] is selected about the
state s[4,11].
(b) Derivation of Corresponding States: COR-II
These selected paths are followed, and the estimator
confirms whether selected paths go to the same state. In
particular, the following processing is executed.

CA 02253395 1998-10-30
Of the selected path, paths going to state s [ 4 , 00 ] , paths
going to state s[4,10], and paths going to state s[4,01] all
pass through state s[1,10]. Observation of the history leading
to the state s[1,10] reveals that paths having a branch
s[0,00]/s(1,10] and paths having a branch s[0,01]/s[1,10] are
included in those paths.
(c) Correction of Surviving Paths: COR-III
Accordingly, the path with the smallest path metric is
selected from these three paths. Branches occurring earlier
than s [ 1, 10 ] are corrected according to the selected path. The
corrective method is implemented as follows.
It is assumed that the path having the least path metric
of the paths going to state s[4,00], going to state s[4,10],
and going to state s [ 4 , O 1 ] , respectively, is selected as a path
going to the state s [ 4 , O 1 ] . Paths going to s [ 4 , O1 ] have a branch
s[0,00] /s[1,10]. Therefore, a surviving branch connected to
s[1,10] of the trellis diagram of Fig. 19 is corrected to
s[0,00]/s[1,10].
(d) Selection of Path Metrics According to Corrected Paths:
COR-IV
At this instant, it is determined that the surviving branch
at instant k = 1 is s[0,00]/s[1,10].
The path metric of path s[0,00]/s[1,10]/s[2,01]
/s[3,00]/s[4,00] having s[0,00]/s[1,10] and the path metric of
31

CA 02253395 1998-10-30
path s[0,00]/s[1,10]/s[2,11]/s[3,01]/s[4,00] are selected
from the path metrics of the four path going to s[4,00], the
latter path metrics being once stored in memory.
Processing' for Comparison of Path Metrics: CMP-I
Then, the path metrics of the selected paths
s[0,00]/s[1,10]/s[2,01]/s[3,00]/s[4,00] and s[0,00]/s[1,10]
/s[2,11]/s[3,01]/s[4,00] are compared. The comparison of the
path metrics is carried out by taking the difference between
the selected path metrics.
Processing for Storing Path Metric Difference in Memorx: CMP-II
The path metric difference calculated in the processing
for comparison of path metrics is stored in memory for later
processing.
Processing for Selection: SEL
Of the path metric of path s(0,00]/s[1,10]/s[2,01]
/s[3,00]/s[4,00] and the path metric of path s[0,00]
/s[1,10]/s[2,11]/s[3,01]/s[4,00], the path having a smaller
path metric is selected as a surviving path going to s[4,00].
Paths heretofore stored in memory are updated according to this
selection.
These kinds of processing CMP-I, CMP-II, and SEL described
above are carried out about states s[4,10], s[4,01], and
s[4,11].
By performing these kinds of processing, s[0,00]/s[1,10]
32

CA 02253395 1998-10-30
/s[2,01]/s[3,00]/[4,00] is selected as a surviving path going
to state s[4,00]. Also, s[0,00]/s[1,10]/s[2,11]
/s [ 3 , O 1 ] / [ 4 , 10 ] is selected as a path going to the state s [ 4 ,
10 ] .
In addition, s[0,00]/s[1,10]/s[2,01]/s[3,10]/[4,01] is
selected as a path going to the state s[4,01]. Furthermore,
s[0,00]/s[1,00]/s[2,10] /s[3,11]/[4,11] is available as a path
going to the state s[4,11].
Surviving paths obtained at k = 4 are shown in Fig. 4.
< Processing at Instant k = 5 >
Processing for Calculations of Branch Metrics: BMG-I, BMG-II
and Calculations of Path Metrics: ADD-I, ADD-II
Also, at instant k = 5, the processing for calculating
branch metrics and the processing for calculating path metrics
are performed in the same way as at k = 4. Then, normal paths
going to various states and path metrics of modified paths are
calculated.
At instant k = 5 , paths going to state s [ 5 , 00 ] include both
path s[0,00]/s[1,10]/s[2,01]/s[3,00]/s[4,00]/s[5,00] and
path s[0,00]/s[1,10]/s[2,01]/s[3,10]/s[4,01]/s[5,00].
From these paths, a modified path s[0,10]/s[l,ll]/s[2,01]
/s[3,00]/[4,00]/s[5,00] and a modified path s[0,10]/s[l,ll]
/s[2,01]/s[3,10]/s[4,01]/s[5,00] are obtained. Since the
procedure for obtaining the modified paths is the same as the
procedure at k = 4, the description is omitted.
33

CA 02253395 1998-10-30
Four paths going to state s [ 5, 00 ] are as shown in Fig. 5 .
Accordingly, the path metrics of these four paths are
computed.
Four paths are obtained for each of the other states . The
path metrics of these paths are calculated.
Processing for Corrections: COR
(a) Selection of Miminum Path Metric: COR-I
The least path metric of the four path metrics calculated
for each state is selected.
In this example, s[0,00]/s[1,10]/s[2,01]
/s [ 3 , 10 ] /s [ 4 , O1 ] /s [ 5, 00 ] is selected as a path going to state
s[5,00], and s[0,10]/s[1,11]/s[2,01]/s[3,10]/s[4,01]/s[5,10]
is selected as a path going to state s[5,10].
It is also assumed that s[0,11]/s[1,01]/s[2,10]/s[3,11]
/s [ 4, 11 ] /s [ 5, O1 ] is selected as a path going to state s [ 5, Ol ]
and that s[0,00]/s[1,00]/s[2,10]/s[3,11]/s[4,11]/s[5,11] is
selected as a path going to state s[5,11].
(b) Derivation of Corresponding State: COR-II
These selected paths are followed, and the estimator
confirms whether the selected paths pass through the same state.
Specifically, the following processing is conducted.
of the selected paths, paths going to state s[5,00] and
paths going to state s [ 5 , 10 ] pass through s [ 2 , O 1 ] . With respect
to the route going to s[2,01], one passes through
34

CA 02253395 1998-10-30
s[0,00]/s[1,10]/s[2,01], while the other passes through
s[0,10]/s[1,11]/s[2,01].
Paths going to state "O1" and paths going to state "11"
pass through s(2,10]. With respect to the route going to
s[2,10], one passes through s[0,11]/s[1,01]/s[2,10], whereas
the other passes through s[0,00]/s[1,00]/s[2,10].
(c) Correction of Paths: COR-III
Of the paths going to state "00" and paths going to state
"10", a path having a smaller path metric is selected. It is
now assumed that the path metric of the path going to state "00"
is smaller than the path metric of the path going to state "10" .
In this case, with respect to the path going to state "10",
the path is corrected according to the path going to the state
"00" so as to pass through s(0,00]/s[1,10]/s[2,01]. No
correction is made to the path going to the state "00".
The path going to the state "O1" is corrected so as to pass
through s[0,00]/s[1,00]/s[2,10] according to the path going to
the state "11" . The path going to the state "11" is not corrected.
It is assumed that the path metric of the path going to the state
"11" is smaller than the path metric of the path going to the
state "0l".
( d ) Selection of Path Metric According to Results of Correction
COR-IV
As a result of the processing for correcting surviving

CA 02253395 1998-10-30
paths, the path going to the state "10" and the path going to
the state "O1" are amended. Therefore, with respect to these
paths, the path metrics of the paths according to the correction
are selected.
The path metric of the path s[0,00]/s[1,10]/s[2,01]
/s[3,10]/s[4,01]/s[5,10] having s[0,00] /s[1,10]/s[2,01] and
the path metric of the path s[0,00]/s[1,10]/s[2,01]/s[3,00]
/s[4,00]/s[5,10] are selected from the path metrics of four
paths going to s[5,10] once stored in memory.
With respect to paths going to the state "O1", the path
metric of the path
s[0,00]/s[1,00]/s[2,10]/s[3,01]/s[4,11]/s[5,01] having
s[0,00]/s[1,00]/s[2,10] is selected from the path metrics of
the four paths going to s[5,01] once stored in memory.
Processing for Comparisons: CMP-I and Processing for Storing
in Memory: CMP-II
Then, the path metric of the selected path
s[0,00]/s[1,10]/s[2,01]/s[3,10]/s[4,01]/s[5,10] and the path
metric of the path s[0,00]/s[1,10]/s[2,01]/s[3,00]/s[4,00]
/s [ 5, 10 ] . The calculated difference in the path metric for the
comparison is stored in memory.
With respect to paths going to the state "O1", the path
having s[0,00]/s[1,00]/s[2,10] is only path
s[0,00]/s[1,00]/s[2,10] /s[3,01]/s[4,11]/s[5,01]. Therefore,
36

CA 02253395 1998-10-30
no comparison is necessary.
Processing for Selection: SEL
Of the path metrics of paths s[0,00]/s[1,10]
/s[2,01]/s[3,10]/s[4,01]/s[5,10] and s[0,00]/s[1,10]/s[2,01]
/s[3,00]/s[4,00]/s[5,10], the path having asmaller path metric
is selected as a surviving path going to s[5,10].
These kinds of processing CMP-I, CMP-II, and SEL described
thus far are performed for each of states s [ 5, 00 ] , s [ 5, O1 ] , and
s [ 5 , 11 ] . However, with respect to paths which go to the state
"00" and which have not been corrected and with respect to path
going to the state "11", the processing for comparisons and
selection is not necessary. A path selected as a path having
the least path metric in the processing for selection of the
minimum path metric is determined as a surviving path.
Surviving paths determined in this way are shown in Fig.
6.
< Processing after Instant k = 6 >
Surviving paths going to states are determined by
performing processing similar to processing at k = 5 even after
instant k = 6.
The processing described thus far is performed at each
instant. Generalized processing at each instant is shown in
Fig. 1. The processing at each instant corresponds to the
contents of the processing shown in Fig. 1.
37

CA 02253395 1998-10-30
< Processing for Estimating Transmitted Sequence >
The processing shown in Fig. 1 is performed until one frame
is completed. The path metrics of surviving paths obtained for
each state at the final instant are compared, and a path having
the least path metric is selected. This selected path is the
final path.
The transmitted sequence is extracted from this final path.
The estimator estimates that the obtained transmitted sequence
is a sequence transmitted by the sender.
The flow of such processing for estimating a transmitted
sequence is shown in Fig. 7.
The receiver can estimate a sequence transmitted by the
sender by performing the processing described thus far.
The results of simulations performed where the processing
according to this embodiment is adopted are shown in Fig. 8.
In Fig. 8, 0 indicates the bit error rate where a
transmitted sequence is estimated by the processing according
to this embodiment . Indicated by D is the bit error rate where
a transmitted sequence is estimated by the prior art DFSE.
Indicated by ~ is the bit error rate where a transmitted
sequence is estimated by the prior art MLSE.
In Fig. 8, the vertical axis is the bit error rate. The
horizontal axis is the average Eb/No ratio, which is the ratio
of the average value of signal energy per bit to the noise power
38

CA 02253395 1998-10-30
density.
This simulation is based on a channel model similar to that
of Fig. 12, and is obtained under fading channel conditions where
the electric powers of tap coefficients are identical and
exhibit a Rayleigh distribution. In the prior art DFSE, the
number of states in the memory L is set to 4. In the prior art
MLSE, the number of states is set to 32. In this embodiment,
the number of states is set to 4.
As can be seen from the results of this simulation shown
in Fig. 8, the bit error rate can be made much smaller than that
of the prior art DFSE by performing the processing according
to this embodiment.
The amount of calculation is now discussed. It is assumed
that the amount of calculation in the prior art DFSE is 1. The
amount of calculation in the prior art MLSE is 8. The amount
of calculation in this embodiment is 2. The amount of
calculation can be made much smaller than that in the prior art
MLSE.
As can be seen from the description provided thus far, the
processing according to this embodiment can reduce the amount
of calculation and estimate a transmitted sequence more
precisely. The precise estimation of the transmitted sequence
is permitted by the fact that the path metrics of modified paths
are calculated, as well as the path metrics of surviving paths,
39

CA 02253395 1998-10-30
compared, and modified. If paths are selected erroneously at
past instants, they can be amended to correct ones by performing
the processing for the amendment. Hence, reliable estimations
can be made.
In this embodiment, a channel model where the tap
coefficient c5 is an influential factor is adopted. The
invention can also be applied to other channel models . In this
embodiment, a channel model where the tap coefficient c5 is an
influential factor is adopted and so values corresponding to
the tap coefficient c5 in the transmitted sequence are modified.
Where the other tap coefficients are influential, it is
necessary to change the modified positions according to the
influential tap coefficients.
It is to be noted that the channel referred to herein
embraces both wire channels and wireless channels.
In this embodiment, a transmitted sequence is extracted
after processing of one frame. That is, "trace back" form is
described. A memory exchange method is also available as other
processing for estimating a transmitted sequence. It is
possible to estimate a transmitted sequence by the method of
"memory exchange". The processingforsequence estimations may
be performed by other methods . This principle also applies to
embodiments described below.
The estimating step in the claims includes these "trace

CA 02253395 1998-10-30
back" method and "memory exchange" method.
Embodiment 2
This embodiment gives a sequence estimator for executing
processing of the previous embodiment.
Fig. 9 is a block diagram of the sequence estimator for
executing the processing of the previous embodiment.
In the figure, 1A is a branch metric-calculating portion.
Indicated by 2A is a path metric-calculating portion mounted
on the output side of the branch metric-calculating portion 1A.
Indicated by 3 is a surviving path-correcting portion mounted
on the output side of the path metric-calculating portion 2A.
Indicated by 4A is a comparison-and-selection-processing
portion mounted on the output side of the surviving path-
correcting portion 3. Indicated by 5 is a memory mounted on
the output side of the comparison-and-selection-processing
portion 4A and on the input side of the path metric-calculating
portion 2A. This memory 5 acts as a memory for storing path
metrics and also as a memory for storing metric differences.
In the figure, the memory 5 is expressed as a path metric
memory/metric difference memory.
Indicated by 6 is a surviving path memory connected with
all of the branch metric-calculating portion 1A, the path
metric-calculating portion 2A, the surviving path-correcting
portion3,and the comparison-and-selection-processing portion
41

CA 02253395 1998-10-30
4A.
Indicated by 7 is a received signal input terminal through
which a received signal is entered. Indicated by 8 is a channel
characteristic input terminal from which the characteristics
of the channel (e.g., the tap coefficients described in the
above-described embodiment) are entered. An output line 9 is
used to deliver surviving paths stored in the surviving path
memory 6.
Indicated by 10 is a final path-determining portion
mounted on the output side of the path metric memory/metric
difference memory 5 and of the surviving path memory 6.
Indicated byll is an estimated transmittedsequence-extracting
portion mounted on the output side of the final path-determining
portion 10.
The operation of this sequence estimator is next described,
corresponding to the contents of the processing of Fig. 1. The
branch metric-calculating portion 1A performs BMG-I and BMG-II
shown in Fig. 1. At this time, the values of what portions of
the transmitted sequence are determined according to the
characteristics of the channel entered from the channel
characteristic input terminal 8. For example, where the
channel has an influential tap coefficient c5 as in Embodiment
1, a value corresponding to the tap coefficient c5 of the
transmitted sequence is modified.
42

CA 02253395 1998-10-30
The path metric-calculating portion 2A enters a branch
metric calculated by the branch metric-calculating portion 1A
and performs ADD-I and ADD-II illustrated in Fig. 1. The path
metric-calculating portion 2A reads metric differences from the
path metric memory/path metric difference memory 5 and
surviving paths from the surviving path memory 6 during
calculations of the path metrics of modified paths in ADD-I and
ADD-II and calculates the path metrics of the modif ied paths .
The surviving path-correcting portion 3 enters the path
metrics of normal paths calculated by the path metric-
calculating portion 2A and the path metrics of the modified paths
and performs COR-I, COR-II, COR-III, and COR-IV illustrated in
Fig. 1. If paths are amended, the surviving path-correcting
portion 3 stores the amended path in the surviving path memory
6.
The comparison-and-selection-processing portion 4A
enters plural path metrics selected by the surviving path-
correcting portion 3 and performs COM-I, COM-II, and SEL.
During processing of COM-II, the comparison-and-selection-
processing portion 4A stores metric differences in the path
metric memory/path metric difference memory 5. During the
processing of COM-II, the comparison-and-selection-processing
portion 4A stores obtained surviving paths in the surviving path
memory 6. Also, the path metrics of the surviving paths are
43

CA 02253395 1998-10-30
stored in the path metric memory/path metric difference memory
5.
The processing portions described thus far performs the
processing illustrated in Fig. 1 at each instant until one frame
ends.
After the end of the processing of one frame, the final
path-determining portion 10 enters the path metrics of the
surviving paths obtained at the final instant for each of the
states from the path metric memory/path metric difference
memory 5, and enters surviving paths obtained for each of the
states from the surviving path memory 6.
The final path-determining portion 10 selects a path
having the least path metric from the input surviving paths as
a final path. The estimated transmitted sequence-extracting
portion 11 extracts a transmitted sequence from the final path
determined by the final path-determining portion 10, and
estimates the obtained transmitted sequence as a sequence
transmitted by the sender.
The sequence estimator in accordance with this embodiment
performs the processing described thus far and thus can estimate
a transmitted sequence more precisely with a decreased amount
of calculation. This precise estimation of the transmitted
sequence is allowed by the fact that the path metrics of modified
paths are calculated as well as the path metrics of surviving
44

CA 02253395 1998-10-30
paths and that the paths are modified according to the results
of the calculations of the path metrics. Even if erroneous
paths were selected at past instants, they can be corrected by
performing this processing for correction of paths. In
consequence, estimations can be made with high reliability.
In this embodiment, the final path-determining portion 10
and the estimated transmitted sequence-extracting portion 11
are shown as a circuit configuration for forming processing for
estimation of the transmitted sequence. A method of extracting
an estimated transmitted sequence after processing of one frame
by this configuration is referred to as "trace back" form. A
"memory exchange method" is also available as other processing
for estimating a transmitted sequence. A transmitted sequence
can be estimated by this "memory exchange" method, in which case
the circuit configuration is different in parts from the present
embodiment.
The estimating step in the claims includes these "trace
back" method and "memory exchange" method.
Embodiment 3
In the previous embodiment, modified paths are created
while taking notice of one tap. Where plural influential taps
exist, however, modified paths may be created while taking
notice of the plural taps.
In this case, it follows that more modified paths are

CA 02253395 1998-10-30
created, increasing the amount of processing. However, more
accurate estimations can be made.
Embodiment 4
In the previous embodiment, the processing shown in Fig.
1 is performed once at each instant until one frame is completed.
However, the processing shown in Fig. 1 may be repeated,
using surviving paths obtained by the first processing.
In the corrective processing shown in Fig. l, paths going
to various states at k = 1 are corrected at instant k = 4 , for
example. Therefore, at instant k = 1, calculations of branch
metrics or path metrics are not performed according to the
corrected paths.
Accordingly, the processing BMG-I to SEL shown in Fig. 1
is repeatedly performed to carry out the processing according
to the corrected paths. In consequence, more accurate
estimations can be made.
That is, the processing is performed by the procedure
illustrated in Fig. 10. CMP-I is not performed where repeated
processing is performed.
Although the number of repetitions may be set at will, if
repetition is performed several times as shown in Fig. 11, the
bit error rate converges. Accordingly, the optimum repetition
number should be determined according to this characteristic.
The results of simulations performed where the processing
46

CA 02253395 1998-10-30
according to this embodiment are shown in Fig. 8, where
indicates the results of simulations in which the processing
shown in Fig. l is repeated using surviving paths determined
by the first processing as shown in Fig. 10. In these
simulations, the number of repetitions is set to three.
It can be seen that the bit error rate is improved by
performing repeated processing. In consequence, more accurate
estimations can be made.
Embodiment 5
In the previous embodiment, a channel model having neither
tap coefficient c3 nor c4 has been described. The invention can
also be applied to a channel model having tap coefficients c3
and c4.
Where plural tap coefficients exist other than tap
coefficients co-c2, if corrective paths or corrected paths are
created as follows, the amount of processing can be reduced.
The corrective paths or corrected paths are created to
change the values of signals stored in memory that correspond
to the most influential tap coefficient of the tap coefficients
other than co-cz .
For example, where the tap coefficient c3 is most
influential of the tap coefficients, corrective paths or
corrected paths are created to vary signal values stored in
memory that correspond to the tap coefficient c3.
47

CA 02253395 1998-10-30
The most influential tap coefficient is a tap coefficient
having the greatest value.
Embodiment 6
In the sequence estimator described thus far, the tap
coefficients are fixed. The tap coefficient values and the
number of tap coefficients may be modified according to the
channel characteristics entered from the channel
characteristic input terminal 8.
The provision of tap coefficient-modifying step or means
for modifying tap coefficient values and the number of tap
coefficients permits estimation of signal transmitted over any
channel. Furthermore, where the channel characteristics are
changed, the sequence estimator can cope with the
characteristics.
Since the invention is constructed in this way, the
following effects are produced.
A method of estimating a sequence in accordance with the
present invention uses the viterbi algorithm to select
surviving paths from paths indicating transitions of states of
combinations of data at a first instant up to a second instant.
The surviving paths correspond to states of combinations of
plural data items at the second instant. A signal sequence
transmitted by a sender is estimated from a received signal and
from the characteristics of a channel. This method comprises
48

CA 02253395 1998-10-30
the steps of : calculating path metrics of paths going from states
at the first instant to states at the second instant; deriving
modif ied paths that are modif ications of the paths going from
the states at the first instant to the states at the second
instant; calculating the path metrics of the modified paths
derived by the modified path-deriving step; correcting the
paths going from the states at the f first instant to the states
at the second instant according to results of the calculations
performed by the first path metric-calculating step and the
second path metric-calculating steps; determining a surviving
path going to the states at the second instant from the plural
paths going from the states at the first instant to the states
at the second instant through the corrected paths; performing
the first path metric-calculating step, the modified path-
deriving step, the second path metric-calculating step, and the
path-correcting step for each of the states of combinations of
the plural data items at the second instant; then selecting a
final path from surviving paths determined for each of the
combinations of the data items at the second instant according
to path metrics of the surviving paths; and estimating a signal
sequence obtained from the final path selected by the final
path-selecting step as a transmitted signal sequence.
Consequently, a transmitted sequence can be estimated more
precisely with a decreased amount of calculation.
49

CA 02253395 1998-10-30
The above-described step for introducing modified paths
modifies parts of paths going from the states at the first
instant to the states at the second instant according to the
characteristics of the channel. The modified paths are changed
according to the channel characteristics. A transmitted
sequence can be estimated more accurately according to an actual
channel.
In addition, the above-described step for introducing
modified paths modifies branches occurring at a certain instant
earlier than the second instant of those branches going from
the states at the first instant to the states at the second
instant. The transmitted sequence can be estimated more
accurately by making modifications while taking account of
branches at the certain past instant.
The certain instant described above is determined
according to the degree of influence on the received signal.
Therefore, branches having greater influences on the received
signal can be modified by making modifications together with
the degree of influence on the received signal. Hence, the
transmitted signal can be estimated more accurately and more
efficiently.
Moreover, the above-described step for deriving modified
paths modifies plural branches of those branches which go from
the states at the first instant to the states at the second

CA 02253395 1998-10-30
instant. Therefore, plural branches can be corrected. In
consequence, a transmitted signal can be estimated more
accurately.
The above-described step for determining surviving paths
determines surviving paths going to the states at the second
instant according to the path metrics of plural paths going from
the states at the first instant to the states at the second
instants through the paths modified by the path-modifying step.
Therefore, a transmitted sequence can be estimated more
appropriately, using path metrics as a reference for
evaluation.
A step is also included to take the differences between
the path metrics of plural paths going from the states at the
first instant to the states at the second instant through the
paths modified by the path-modifying step. The second path
metric-calculating step calculates the path metrics of the
modified paths from the path metrics previously calculated by
the path metric difference-calculating step and from the path
metrics of the paths going from the states at the first instant
to the states at the second instant, the path metrics being
calculated by the first path metric-calculating step.
Therefore, the path metrics of modified paths can be easily
calculated.
The first path metric-calculating step, the modified
51

CA 02253395 1998-10-30
path-deriving step, the second path metric-calculating step,
the path-modifying step, and the surviving path-determining
step are executed repeatedly according to results of the
determination made by the surviving-determining step. The
final path-selecting step selects a final path from surviving
paths obtained by the repeated execution. The repeated
processing improves the error rate. A transmitted sequence can
be estimated more accurately.
A sequence estimator in accordance with the present
invention lies in a sequence estimator for estimating the
sequence of a signal transmitted from a sender according to a
received signal and the characteristics of a channel by making
use of the viterbi algorithm for selecting surviving paths from
paths indicating transitions of states of combinations of data
at a first instant up to a second instant, the surviving paths
respectively corresponding to the states of combinations of
data at the second instant. This sequence estimator comprises:
a path metric-calculating means for calculating path metrics
of modifications of paths going from the states at the first
instant to the states at the second instant, as well as the path
metrics of paths going from the states at the first instant to
the states at the second instant; a path-modifying means for
modifying the paths going from the states at the first instant
to the states at the second instant according to the results
52

CA 02253395 1998-10-30
of calculations performed by the path metric-calculating means;
a surviving path-determining means for determining surviving
paths going to the states at the second instant from paths going
from the states at the first instant to the states at the second
instant through the paths modified by the path-modifying means;
a final path-selecting means for selecting a final path from
surviving paths determined about combinations of data items at
the second instant by the surviving path-determining means
according to the path metrics of the surviving paths; and an
estimating means for estimating a signal sequence obtained from
the final path selected by the final path-selecting means as
the sequence of the transmitted signal.
INDUSTRIAL APPLICABILITY
As described thus far, the present invention is adapted
for a sender that estimates a transmitted signal sequence
according to a received signal and the characteristics of a
channel during transmission of digital data typified by
cellular telephone. It is possible to estimate the transmitted
sequence more precisely with a decreased amount of calculation.
53

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

For a clearer understanding of the status of the application/patent presented on this page, the site Disclaimer , as well as the definitions for Patent , Administrative Status , Maintenance Fee  and Payment History  should be consulted.

Administrative Status

Title Date
Forecasted Issue Date 2002-10-22
(86) PCT Filing Date 1997-03-04
(87) PCT Publication Date 1998-09-11
(85) National Entry 1998-10-30
Examination Requested 1998-10-30
(45) Issued 2002-10-22
Deemed Expired 2011-03-04

Abandonment History

There is no abandonment history.

Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Request for Examination $400.00 1998-10-30
Registration of a document - section 124 $100.00 1998-10-30
Application Fee $300.00 1998-10-30
Maintenance Fee - Application - New Act 2 1999-03-04 $100.00 1999-02-18
Maintenance Fee - Application - New Act 3 2000-03-06 $100.00 2000-02-18
Maintenance Fee - Application - New Act 4 2001-03-05 $100.00 2001-02-16
Maintenance Fee - Application - New Act 5 2002-03-04 $150.00 2002-02-18
Final Fee $300.00 2002-08-02
Maintenance Fee - Patent - New Act 6 2003-03-04 $150.00 2003-02-18
Maintenance Fee - Patent - New Act 7 2004-03-04 $200.00 2004-02-18
Maintenance Fee - Patent - New Act 8 2005-03-04 $200.00 2005-02-08
Maintenance Fee - Patent - New Act 9 2006-03-06 $200.00 2006-02-07
Maintenance Fee - Patent - New Act 10 2007-03-05 $250.00 2007-02-08
Maintenance Fee - Patent - New Act 11 2008-03-04 $250.00 2008-02-08
Maintenance Fee - Patent - New Act 12 2009-03-04 $250.00 2009-02-12
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
MITSUBISHI DENKI KABUSHIKI KAISHA
Past Owners on Record
KUBO, HIROSHI
MURAKAMI, KEISHI
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
Documents

To view selected files, please enter reCAPTCHA code :



To view images, click a link in the Document Description column. To download the documents, select one or more checkboxes in the first column and then click the "Download Selected in PDF format (Zip Archive)" or the "Download Selected as Single PDF" button.

List of published and non-published patent-specific documents on the CPD .

If you have any difficulty accessing content, you can call the Client Service Centre at 1-866-997-1936 or send them an e-mail at CIPO Client Service Centre.


Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Representative Drawing 2002-10-09 1 13
Drawings 2002-01-08 17 219
Claims 2002-01-08 5 168
Abstract 1998-10-30 1 14
Description 1998-10-30 53 1,705
Claims 1998-10-30 5 151
Drawings 1998-10-30 17 196
Cover Page 1999-01-26 1 33
Abstract 2002-09-25 1 14
Cover Page 2002-10-09 2 44
Representative Drawing 2001-07-24 1 11
Fees 1999-02-18 1 32
Fees 2003-02-18 1 35
Fees 2002-02-18 1 28
Assignment 2000-01-11 3 88
Correspondence 2002-08-02 1 37
Prosecution-Amendment 2001-07-31 3 60
Prosecution-Amendment 2002-01-08 12 302
Assignment 1998-10-30 4 134
PCT 1998-10-30 7 266
Correspondence 1998-12-29 1 29
Prosecution-Amendment 1999-01-05 1 23
Fees 2000-02-18 1 29
Fees 2001-02-16 1 28