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Patent 2373457 Summary

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(12) Patent Application: (11) CA 2373457
(54) English Title: METHOD AND SYSTEM FOR CREATING A TOPICAL DATA STRUCTURE
(54) French Title: PROCEDE ET SYSTEME PERMETTANT DE CREER UNE STRUCTURE DE DONNEES PAR SUJET
Status: Dead
Bibliographic Data
(51) International Patent Classification (IPC):
  • G06F 17/30 (2006.01)
(72) Inventors :
  • STARZL, RAVI S. (United States of America)
  • STARZL, TIMOTHY W. (United States of America)
(73) Owners :
  • SEARCHLOGIC.COM CORPORATION (United States of America)
(71) Applicants :
  • SEARCHLOGIC.COM CORPORATION (United States of America)
(74) Agent: GOUDREAU GAGE DUBUC
(74) Associate agent:
(45) Issued:
(86) PCT Filing Date: 2000-05-05
(87) Open to Public Inspection: 2000-11-16
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/US2000/012396
(87) International Publication Number: WO2000/068837
(85) National Entry: 2001-11-07

(30) Application Priority Data:
Application No. Country/Territory Date
60/133,201 United States of America 1999-05-07

Abstracts

English Abstract




An automated system (200) and method for creating a topical data structure of
documents or other items from an inter-linked system of documents, such as the
WEB (114) and/or the Internet. The data structure (110) can then be searched
using conventional means information to generate highly relevant results. The
system (200) automatically discovers and collects topically relevant
information by analyzing each document traversed and determining its topical
relevancy prior to addition to the data structure (110). The topical relevancy
information can further be used to confine traversal paths that are more
likely to be topically relevant.


French Abstract

Cette invention concerne un système (200) et un procédé automatisés permettant de créer une structure de données par sujet pour un document et autres supports à partir d'un système interconnecté de documentation tel que WEB (114) et/ou Internet. On peut mener des recherches dans cette structure de données (110) à partir d'informations classiques et obtenir des résultats hautement adéquats. Le système (200) localise et recueille automatiquement les informations en rapport avec le sujet considéré en analysant chaque document parcouru et en déterminant s'il est ou non en rapport avec ledit sujet avant de l'ajouter à la structure de données (110). On peut par ailleurs utiliser les informations en rapport avec le sujet pour cerner des axes de recherche transversale qui sont davantage susceptibles d'être en rapport avec le sujet considéré.

Claims

Note: Claims are shown in the official language in which they were submitted.



19

Claims

What is claimed is:

1. A method of creating a topical data structure of information located on an
inter-
linked system of informational documents, the method comprising:
recursively traversing the system of inter-linked documents;
analyzing each document traversed to generate a signature for each
document, wherein the signature is related to the content of the document;
comparing the signature for each document to predetermined criteria to
determine the topical relevancy of each document; and
adding topically relevant documents to the topical data structure.

2. A method as defined in claim 1 wherein the analyzing and comparing acts are
performed by an external filter, the external filter being external to the
topical data
structure system.

3. A method as defined in claim 2 wherein the traversing act is performed by a
spider and wherein the spider is separate from the filter, the spider
supplying
documents to the filter.

4. A method as defined in claim 2 wherein the inter-linked system of
informational
documents comprises non-relevant paths, and wherein:
the traversing act is performed by a spider and wherein the spider is
combined with the filter;
the filter providing topical relevancy information to the spider, and the
spider
using the topical relevancy information to determine whether paths are non-
conforming paths; and
the spider eliminating non-conforming paths from the recursive traversal of
the system.

5. A method as defined in claim 4 wherein the inter-linked system comprises
non-
conforming documents and wherein the spider is configurable to jump non-
conforming documents in determining whether paths are non-conforming.



20

6. A method as defined in claim 2 wherein more than one external filter is
used to
analyze and compare the documents to determine topical relevancy.

7. A method as defined in claim 2 wherein the filter determines topical
relevancy
based on a predetermined scale and provides topical relevancy information
according to the predetermined scale; and wherein the act of adding topically
relevant documents can be configured to add documents having different levels
of
topical relevancy.

8. A method as defined in claim 1 wherein the predetermined criteria is
derived
from a collection of sample documents to determine topical signature.

9. A method as defined in claim 8 wherein the predetermined criteria is
derived
from the sample documents using quantitative analysis.

10. A method as defined in claim 1 wherein the analyzing of each document for
generating a signature is performed using quantitative analysis.

11. A method as defined in claim 10 wherein the analysis is lexical analysis.

12. A method as defined in claim 10 wherein the analysis is relational
analysis.

13. A method as defined in claim 10 wherein the analysis is statistical
analysis.

14. A method as defined in claim 10 wherein the analysis is linguistic
analysis.

15. A method as defined in claim 10 wherein the analysis is inferential
content
analysis.

16. A method as defined in claim 1 wherein the inter-linked system is the
Internet.

17. A method as defined in claim 1 wherein the act of comparing the signature
of
each document to predetermined criteria determines a minimum level of topical
relevancy and wherein the method further comprises the followings acts prior
to
adding relevant documents to the data structure:


21

for each document satisfying the minimum level of topical relevancy,
performing a second level of analysis on the document; and
based on the second level of analysis, determining whether the document is
topically relevant and should be added to the data structure.

18. A discovery and collection system for analyzing documents found on an
inter-
linked system of documents, the discovery and collection system providing
topically
related documents to an information retrieval system having a searchable data
structure, the searchable data structure providing users document information
in
response to user supplied queries, said discovery and collection system
comprising:
a spider for discovering documents on the inter-linked system; and
a filter that receives document information from the spider, the filter
determines the topical relevancy of each document received from the spider and
the
filter delivers the topically relevant documents to the information retrieval
system.

19. A discovery and collection system as defined in claim 18 wherein the
spider
receives information from the filter related to the topical relevancy of
documents and
wherein the spider uses the topical relevancy information in determining paths
of
discovery in the inter-linked system of documents.

20. A discovery and collection system as defined in claim 18 wherein the inter-

linked system of documents comprises conforming and non-conforming documents
and wherein the documents have links to other documents, and wherein the
spider
evaluates the topical relevancy of documents and based on this evaluation
determines the topical relevancy of paths within the inter-linked system and
wherein
the spider is adapted to eliminate topically irrelevant paths from the
traversal
process.

21. A discovery and collection system as defined in claim 20 wherein the
spider is
configurable to jump a predetermined number of non-conforming documents in the
evaluation the topical relevancy of paths within the inter-linked system of
documents.

22. A discovery and collection system as defined in claim 18 wherein the
filter
analyzes each document and generates a lexical signature, the filter compares
the


22

lexical signature to predetermined criteria and determines the topical
relevancy of
each document based on the comparison.

23. A computer program product readable by a computer and encoding
instructions
for executing a computer process for creating a topical data structure, said
process
comprising:
traversing an inter-linked system of documents, wherein the inter-linked
system comprises topically relevant and irrelevant document paths and wherein
the
system spans a plurality of server computer systems;
analyzing traversed documents for topical relevancy; and
combining topically relevant documents to create the topical data structure.

24. A computer program product as defined in claim 23 wherein the analysis of
the
traversed documents is performed on the server computer system having the
document being analyzed.

25. A computer program product as defined in claim 23 wherein the traversing
act is
confined to topically relevant document paths.

26. A computer program product as defined in claim 25 wherein the topically
irrelevant document paths comprise at least a predetermined minimum number of
contiguously linked topically non-relevant documents.

27. A computer program product as defined in claim 23 wherein the
predetermined
criteria is a lexical signature generated by performing quantitative analysis
on at least
one sample document.

28. A computer program product as defined in claim 23 wherein the
predetermined
criteria is a lexical signature generated by performing semi-quantitative
analysis on
at least one sample document.


Description

Note: Descriptions are shown in the official language in which they were submitted.



CA 02373457 2001-11-07
WO 00/68837 1 PCT/US00/12396
METHOD AND SYSTEM FOR CREATING
A TOPICAL DATA STRUCTURE
Technical Field of the Invention
The present invention relates to processes for discovering and collecting
information located in an inter-linked environment such as the Internet and
the
World Wide Web ("Web") or in other archived, repository, database or stored
information environment where the information is in a digital format, and is
accessible electronically. More specifically, the present invention relates to
improving both the topical or class relevancy of the information collected and
the
amount of relevant information collected from these environments.
Background of the Invention
The World Wide Web is an extremely large, inter-networked data system
connecting hundreds of millions of informational sites and documents and is
growing daily. The inter-linked relationships between these sites create a
dynamic
system of enormous complexity. Despite the information or "content" dependent
utility of the Web, the existing Internet addressing system does not locate or
identify
sites based on their information content. Thus, one of the persistent problems
associated with the Web is finding useful information. Indeed, while the rich,
decentralized, dynamic and diverse nature of the Web can make casual Web
surfing
enjoyable, it has made serious navigation aimed at finding specific
information
extremely difficult.
In response to this problem, several types of Internet/Web navigation,
location, finding or searching resources have evolved to facilitate the
finding of sites
based on content. One such resource relates to an automated information
retrieval
system, often referred to as an Internet or Web "search engine." Typical Web
search
engine systems use automated collection agents, software programs generally
called
"spiders", to automatically traverse the Web to discover and collect any
accessible
information sources. A spider automatically traverses the Web's hypertext link
structure, recursively retrieving documents, pages, or resources that are
discovered.
These spiders return Web documents or document addresses (URLs) to a confined
data structure or Information Retrieval System. Spiders may retrieve all or
only a
portion of a document such as the headers or metatags, or may only collect the
page
address. The term spider is understood here to include automated user agents,
call


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WO 00/68837 2 PCT/US00/12396
utilities, Web robots, hots, autonomous and mobile agents dedicated to this
function,
and other like utilities
The resources collected by the spider are typically stored in a database as
part
of an Information Retrieval System. The term "Information Retrieval System" or
"IR
system" refers to the data structure-based functions of storage, ordering, and
presenting of previously discovered and collected information, as distinct
from the
processes of discovery and collection of data from the Web. Typically, in
response
to user supplied queries, the IR systems sort these previously collected
documents,
or representations of documents, and associate them with their Internet,
archive, or
other address for presentation to the user. For most Web Search Engine IR
systems,
all of the web pages that the spider discovers and collects are searched and
sorted in
an undifferentiated manner. Other such IR systems differentiate content within
the
IR data structure itself for more efficient ordering, storage and quicker
access.
In response to a user supplied query, Web search engine IR systems typically
analyze the collected Web documents using filters to perform a calculation and
produce a relevance score. This score may be based on a number of factors such
as
the number of search or query terms that appear in the document, where and how
often they appear. Some systems use other criteria such as number of links or
frequency of use as scoring criteria. Usually a low score indicates the
document is
not relevant to the user query, and a high score indicates that it is likely
to be
relevant.
One drawback associated with typical spiders is that they are unconstrained,
seeking to retrieve all accessible pages, and will inherently discover and
collect large
numbers of documents, resulting in very large data structures. Queries to such
large
data structures often return very large numbers of responses, including many
non-
relevant documents. Indeed, published and practical search engine experience
has
shown that much of what is returned to the user is not beneficial. One reason
for the
return of non-relevant documents relates to the frequent multiple meanings of
words, the use of vernacular and idiomatic expressions, and the reliance of
meaning
on syntactic, semantic, and pragmatic structure. In a large population of
documents
there is an increased chance of words co-occurring without actually having a
common meaning or relationship. Additionally, some documents merely summarize
or reference other documents, and some documents, such as full text books or
reference sources may, by their nature contain a significant amount of
information
not relevant to the intention of the initial query to the search engine.


CA 02373457 2001-11-07
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Another problem associated with unconstrained spiders is that they typically
cannot effectively traverse the entire Web. The longer a spider conducts an
unconstrained traversal the larger the accumulation of found hyperlinks. In
principle
the entire Web can be discovered in this manner, however, in practice the
process is
intractable, and system resources are rapidly used up. Problems associated
with
practical spidering of the Web include the large and highly variable number of
links
on different pages, the high level of self-referential and recursive linking
architectures, and cyclical link paths. Web search engines typically assign
rules or
"policies" to limit spider traversal, effectively causing significant portions
of the
Web to be left undiscovered.
One response to the lack of relevancy in Web search engine returns has been
the development of "Web directories." These directories are manually created
by
people who examine each page or resource and determine whether the resource
should be included in the directory. Web directories are distinguished from
search
engines in that they only collect or accept content that is relevant to a
topic or
category within the directory. Although each directory typically has highly
relevant
resources, the throughput of manual processing creates directories that are
unsatisfactorily small, on the scale both of the total Web and when compared
to the
size of Web search engines. Moreover, since people must manually perform the
task
of accepting or rejecting each and every resource, the cost of maintaining and
updating the directories is significantly high.
It is with respect to these considerations and others that the current
invention
has been made.
Summary of the Invention
The present invention relates to an automated system and method for creating
a topical data structure, which can then be searched using conventional IR
means.
The term "topical" relates to the concepts of human-derived topic, class,
category,
grouping, natural grouping, taxonomic grouping, taxon, theme, cluster, or
subject,
and which may be identified through measures of relatedness, similarity,
likeness,
clustering, nearness, or other like measures. Since the data structure is
topical, i.e.,
primarily restricted to topically related information, the results from the
search show
substantially improved query relevancy. Additionally, since the discovery and
collection system is automated many more documents can be incorporated into
the
data structure, and the cost of generating and updating the data structure is
relatively
low.


CA 02373457 2001-11-07
WO 00/68837 q. PCT/US00/12396
In accordance with preferred aspects, the present invention relates to a
system or method for discovering and collecting information from an inter-
linked
system of documents, such as the Web and/or the Internet. The system or method
recursively traverses the system of inter-linked documents, analyzes each
document
traversed to extract a signature for each document, wherein the signature is
related to
the content of the document, and then compares the signature for each document
to
predetermined signature criteria related to that topic to determine the
relevancy of
each document to that topic. Once the relevancy of the document is determined,
the
method adds or combines relevant documents to create the topical data
structure.
The analysis and comparison is done by a filter system that may be external to
an
information retrieval system where the topical data structure resides.
In accordance with other preferred aspects, the system or method utilizes a
spider to traverse the Web, wherein the spider feeds document information to
the
filter system. The spider may further be combined with a filter system to
deliver
topically relevant documents to the data structure and to confine the
traversal paths
taken by the spider. Thus, the spider may receive relevancy information about
document signatures so the spider may determine whether paths are relevant or
conforming. The spider may further elect to traverse only relevant paths based
on
this determination. The spider may further be configured to jump a
predetermined
number of irrelevant documents in determining whether paths are relevant.
In accordance with other aspects, at least one filter may determine relevancy
based on a predetermined scale and provides relevancy information according to
the
predetermined scale. Additionally, more than one filter may be used to
determine the
relevancy of each document. This information can then be further evaluated to
determine whether additional analysis is necessary in determining whether to
include
or reject a document from the topical data.
In an embodiment of the invention the predetermined criteria is derived from
a collection of sample documents to determine topical signatures and
preferably
using some form of analysis, such as lexical, relational, statistical,
linguistic, or
inferential content analysis.
The constrained results produced may subsequently be used in any IR
system, such as a document search engine, a hierarchical directory, a vector
space
construct, any clustering algorithm driven data structure, array or construct,
or any
data storage and query format.


CA 02373457 2001-11-07
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The invention may be implemented as a computer process, a computing
system or as an article of manufacture such as a computer program product. The
computer program product may be a computer storage medium readable by a
computer system and encoding a computer program of instructions for executing
a
computer process. The computer program product may also be a propagated signal
on a carrier readable by a computing system and encoding a computer program of
instructions for executing a computer process.
A more complete appreciation of the present invention and its improvements
can be obtained by reference to the accompanying drawings, which are briefly
summarized below, to the following detail description of presently preferred
embodiments of the invention, and to the appended claims.
Brief Description of the Figures
Fig. 1 is a block diagram of the computer system shown in Fig. 1 connected
to server computers through a computer network.
Fig. 2 is a block diagram of a computer system that may be used to
implement a method and apparatus embodying the improved spider of the present
invention.
Fig. 3 illustrates the functional components of a prior art Web discovery and
collection system.
Fig. 4 illustrates the functional components of a Web discovery and
collection system of the present invention.
Fig. 5 illustrates the functional components of a Web discovery and
collection system of an alternative embodiment of the present invention.
Fig. 6 is a flowchart illustrating the operational characteristics of an
embodiment of the invention.
Detailed Description of the Invention
The logical operations of the various embodiments of the present invention
are implemented (1) as a sequence of computer implemented steps or program
modules running on a computing system and/or (2) as interconnected hardware or
logic modules within the computing system. The implementation is a matter of
choice dependent on the performance requirements of the computing system
implementing the invention. Accordingly, the logical operations making up the
embodiments of the present invention described herein are referred to
alternatively
as operations, steps or modules.


CA 02373457 2001-11-07
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An interconnected computer system 100 that may incorporate the present
invention is shown in Fig. 1. The client computer system 102 operates a
traditional
browser application 104. The browser application 104 communicates with an
information retrieval system 106, which is located on either computer system
102 or
on another server computer system (not shown). The retrieval system 106
comprises
a suitable query server 108 and a data structure 110, preferably a database or
text
base. The information retrieval system 106 communicates with a collection
agent
112 for collecting information from the Web 114 and storing those collected
resources in the data structure 110. The data structure stores the various
resources,
and may be configured to index or otherwise sort the information for future
reference. The query server 108 receives a query from browser 104 and uses the
query to search the data structure for relevant information. Once the relevant
information is retrieved, that information is then presented to a user of
computer 102
through the interface that is displayed through the browser 104.
The collection agent 112 traverses the Web 114, which generally has a
network of informational sites that are linked via the hypertext transfer
protocol
(HTTP). Each of the sites resides on a server computer system, such as server
computer systems 116 as shown in Fig. 1. As discussed in more detail below,
the
collection agent 112 in various embodiments of the present invention is
capable of
differentiating the various web resources during traversal so that the
resulting data
structure comprises mostly resources that are relevant to a particular topic.
Thus, the
query server 108 generally returns only relevant information. Moreover, since
the
data structure is topic specific, the query server is better able to perform
advanced
algorithms on the data structure to retrieve highly relevant information and
can
present that information accordingly. Further still, since the data structure
is
constrained to containing only topical information, the collection agent must
accept
and collect far fewer documents than prior art collection agents, and thus is
able to
traverse a significantly larger portion of the Web before the IR system
reaches
capacity, further improving the results provided by the query server.
In one embodiment of the invention, the computer 102 is a desktop computer
system. In alternative embodiments, the invention is used in combination with
any
number of other computer systems or environments, such as in handheld computer
environments, laptop or notebook computer systems, multiprocessor systems,
micro-processor based or programmable consumer electronics, network PCs, mini
computers, main frame computers and the like. The invention may also be
practiced


CA 02373457 2001-11-07
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in distributed computing environments where tasks are performed by remote
processing devices that are linked through a communications network in a
distributed computing environment, programs may be located in both local and
remote memory storage devices.
The computer 102, as well as most computer systems 116, incorporates a
system of resources for implementing an embodiment of the invention, such as
the
system 200 shown in Fig. 2. The system 200 incorporates a computer 202 having
at
least one central processing unit (CPU) 204, a memory system 206, an input
device
208, and an output device 210. These elements are coupled by at least one
system
bus 212.
The CPU 204 is of familiar design and includes an Arithmetic Logic Unit
(ALU) 214 for performing computations, a collection of registers 216 for
temporary
storage of data and instructions, and a control unit 218 for controlling
operation of
the system 200. The CPU 204 may be a microprocessor having any of a variety of
architectures including, but not limited to those architectures currently
produced by
Intel, Cyrix, AMD, IBM and Motorola.
The system memory 206 comprises a main memory 220, in the form of
media such as random access memory (RAM) and read only memory (ROM), and
may incorporate or be adapted to connect to secondary storage 222 in the form
of
long term storage mediums such as hard disks, floppy disks, tape, compact
disks
(CDs), flash memory, etc. and other devices that store data using electrical,
magnetic, optical or other recording media. The main memory 220 may also
comprise video display memory for displaying images through the output device
208. The memory can comprise a variety of alternative components having a
variety
of storage capacities such as magnetic cassettes memory cards, video digital
disks,
Bernoulli cartridges, random access memories, read only memories and the like
may
also be used in the exemplary operating environment. Memory devices within the
memory system and their associated computer readable media provide non-
volatile
storage of computer readable instructions, data structures, programs and other
data
for the computer system.
The system bus 212 may be any of several types of bus structures such as a
memory bus, a peripheral bus or a local bus using any of a variety of bus
architectures.
The input and output devices are also familiar. The input device can
comprise a small keyboard, a mouse, a microphone, a touch pad, a touch screen,
etc.


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The output device can comprise a display, a printer, a speaker, a touch
screen, etc.
Some devices, such as a network interface or a modem can be used as input
and/or
output devices. The input and output devices are connected to the computer
through
system buses 212.
The computer system 200 further comprises an operating system and usually
one or more application programs. The operating system comprises a set of
programs that control the operation of the system 200, control the allocation
of
resources, provide a graphical user interface to the user, facilitate access
to local or
remote information, and may also include certain utility programs such as the
email
system. An application program is software that runs on top of the operating
system
software and uses computer resources made available through the operating
system
to perform application specific tasks desired by the user. In general,
applications are
responsible for generating displays in accordance with the present invention,
but the
invention may be integrated into the operating system.
In order to better understand the present invention, a brief discussion of a
prior art discovery and collection system, as shown in Fig. 3, is provided.
The
information retrieval system 302, which is similar to informational retrieval
system
106 (Fig. 1), communicates with a spider 304. As discussed in the Background
Section, the term, "spider," is understood here to include prior art automated
user
agents, call utilities, Web robots, hots, autonomous and mobile agents
dedicated to
the function, and other like utilities. Spider 304 automatically traverses the
Web's
hypertext structure, recursively retrieving all web documents 306 that are
found.
The documents 306 may be actual textual documents, images, pages, or other
resources found on the Web, as well as their addresses, and are referred to
hereinafter as either documents, pages or resources.
The web documents 306 are stored in data structure 312, hereinafter referred
to as the database or data structure, of the information retrieval system 302.
The
database 312 may have a filter so that specific predetermined types,
structures or
formats of pages are not accepted in the database (e.g. duplicates, spam
pages, by
character set, by domain). Alternatively, the database may not have a filter,
but in
any case may create an index of the information stored in the database 312.
The
information is available to the user through user interface 314, which may
comprise
a browser and query server, such as the browser 104 and query server 108 shown
in
Fig. 1.


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Importantly, the prior art spider 304 does not differentiate documents 306
based on topical content. Instead, each document that is traversed is returned
to the
database 312, creating a large, undifferentiated collection of items.
An embodiment of the invention is shown in Fig. 4. The embodiment uses a
discovery and collection system 400 having a spider 402 and a topical content
filter
404. The spider 402 is any software program or system capable of traversing
the
Web, and which, in this case, must also be capable of interfacing with and
using a
linguistic, lexical or other text filter such as filter 404. The content
filter 404
analyzes the documents 306 returned by the spider 402 and accepts or rejects
each
document based on predetermined topical content criteria. The criteria may be
a
lexical or linguistic signature or some other basis. Based on the acceptance
or
rejection of these documents by the content filter 404, the database 312
comprises
topical information. In an alternative embodiment (not shown) the filter 404
is
integrated with the information retrieval system 302 in a manner that pre-
filters the
content accepted by the information retrieval system 302. In each case, the
information returned to the database 312 has been differentiated, based on
topical
content, from other information on the Web through the use of the system 400.
Another embodiment of the present invention is shown in Fig. 5. This
embodiment may operate in conjunction with information retrieval system 302,
having the same type of database 312 and user interface 314 as described above
in
conjunction with Figs. 3 and 4. Moreover, the information retrieved and stored
in
the database 312 is topical, i.e., content based as described above in
conjunction
with Fig. 4. However, the embodiment shown in Fig. 5 comprises a unique
filtering
spider 500.
The filtering spider 500 traverses the Web and performs its own filtering
analysis on each document or site that the filtering spider 500 encounters. By
performing the analysis during traversal, an embodiment of the filtering
spider 500
can be configured to elect different paths of traversal, thereby only
traversing
selected web documents 306. Thus, the spider 500 may avoid paths that are less
likely to produce relevant information and concentrate on paths that axe more
likely
to produce relevant information. This process is referred to herein as "link-
tunneling." One purpose of the link-tunneling approach is to limit the content
presented for incorporation into a topical data structure to only material
that displays
pre-specified characteristics associated with that topic. Additionally,
targeted "link-
tunneling" methods of traversal can capture the topic knowledge of site
authors, as


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expressed in their linking decisions. The effect of this system is the
selection of a
constrained population of resources for inclusion in a data structure, around
which a
topical or subject oriented information retrieval system can be defined.
The embodiments shown in Figs. 4 and 5 retrieve relevant information using
differentiating spider systems that incorporate "linguistic signatures". A
linguistic or
lexical signature relates to any extractable attribute or representation of
content, i.e.,
subject matter, that provides a basis for document or subject recognition or
differentiation and usually beyond that provided by the simple presence or
absence
of a keyword, a group of keywords, or Boolean expression. Designed constructs
of
keywords representing a subject or topic may be extracted or generated that
reflect
this equivalent function. Additionally, differentiation of discovered material
by
comparison to a linguistic signature or template, may be topically or
categorically
related by a predefined linguistic, lexical, textual, semantic, syntactic,
mythographic,
semiotic, pictographic, hieroglyphic, graphic, structural, hybrid or other
content
related attributes.
The ability to differentiate, select or reject a document on the basis of its
content requires the use of topical signature data for differentiation. The
discovery
or development of this signature refers to any of a class of processes for the
mathematical, logical, or linguistic extraction and characterization of
document,
atomic, molecular or elemental components (words, lexies, associative
patterns,
frequencies, word clusters, word class relationships, etc.) to produce a set
of
differentiating representations or characteristics. These representations are
referred
to as "linguistic signatures" in this disclosure. The methods referenced here
include:
lexical analysis, semantic analysis, syntactical analysis, textual analysis,
clustering
analysis, auto-categorization, vector analysis, statistical analysis,
heuristics,
pragmatic methods and/or any models, algorithms or relationships using these
methods. Also included within a definition of the system is the application of
a
linguistic signature, derived or extracted by any means, by the filter 402 or
filtering
spider 500 as a conformity test for unknown, heterogeneous documents.
Differentiation by "linguistic signature" according to subject matter of a web
document 306 is to be understood as the automated assignment of document
membership or the identification of non-membership within a pre-defined
subject,
category, class, or topic area. Acceptance, differentiation or rejection may
be into, or
in reference to, any topical, subject, categorical, hierarchical, relational
or other


CA 02373457 2001-11-07
WO 00/68837 11 PCT/US00/12396
organizational system, scheme, ontology, taxonomy, or concept hierarchy, using
any
relatedness-based classification measure or method.
A class, category, subject or topic may be identified by human judgment or
agency, or may be identified as a measure of relatedness, similarity, or
clustering of a
group of documents. A class, category, subject or topic "linguistic signature"
may be
determined in substantially the same manner as described above for the
determination of document "linguistic signature" as applied over a
sufficiently large
group of documents judged to be members of the class, category, subject or
topic so
as to allow for the creation of a representative signature. The method
includes any
method for the development or identification of lists, strings, arrays, files,
algorithms, expressions, collections or groupings of such elements that are
characteristic of the subject class, category, subject or topic.
Fig. 6 illustrates the operational flow process 600 which relates to an
embodiment of the invention. Process 600 begins with traverse operation 602
which
traverses the Web, or another inter-linked data structure, using a provided
link,
Uniform Resource Locator (URL) or other address information (hereinafter
"links").
Preferably a first link is provided to operation 602, indicating the first
site to visit.
The spider 304 or the filtering spider 500 carries out the traversal.
Operation 602
may mark the link in some manner so that the process can recognize, at a later
time,
that the link has been analyzed at some earlier time. Similarly, this step may
analyze
the link to determine if the link has been marked in the past. If the link has
been
analyzed, the process may elect to either re-analyze the document or
recursively
determine the next link to analyze. Other embodiments utilize tables of links.
A
first table stores potential links. That is, once a page is visited all links
on the page
are put in the first table, where they remain until removed by the process. A
second
table is used to store traversed links, and another to store topically
rejected links. By
comparing a link in the first table to those in the second table, the process
can
determine if it has been traversed.
Once at the given site, page capture and decomposition operation 604
retrieves the document located at the site and parses the information. This
operation
may involve an in-depth lexical analysis, or other analysis of the document to
extract a "signature" for the document. The signature is reflective of the
subject
matter or content of the document.
Next, operation 606 performs a comparison on the signature that has been
generated by operation 604. The filtering operation 606 may be any method
suitable


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WO 00/68837 12 PCT/US00/12396
for the comparison of the document "linguistic signature" to a pre-determined
class,
category, subject or topic "linguistic signature", so as to determine within
some
specified level of precision, the membership of the subject document within
the
subject class. The method references any means suitable to allow a
determination of
whether a document falls within, or out of, a particular pre-specified class,
topic,
subject or category. In particular, in an embodiment of the present invention,
the
filtering operation 606 utilizes a linguistic signature to determine
conformity of
collected data sets to preexisting human-derived topic, category, class or
subject
cognitive criteria. For example, one use for this system is the automated
production
of an information resource similar to a content-based Web Directory.
The filtering step 606 may compare the document signature with a
predefined signature to produce a weighted score related to the probable
degree of
relevance for the document.
In order to determine a predefined signature, personnel responsible for the
data structure may decide what topics) the data structure should include and
what
untargeted topics) may use language similar to that of the target topic(s).
Using
information related to the language of the targeted topic and not related to
untargeted
topics, a definition of the goals for the inclusion filters and exclusion
filters for the
topical data structure is generated. As an example, a topical database for the
topic of
golf, i.e., the game, may require the inclusion of documents having the word
golf in
them, unless they refer to cars named GOLF which are made by Volkswagen.
This process may involve the selection by the database collection personnel
of one or more electronic texts as representative of the topic selected. These
documents may be manually selected or automatically selected from a web
directory
or other search resource that can provide topically representative documents.
A
class, category, subject or topic may be identified by human judgment or
agency, or
may be identified as a measure of relatedness, similarity, or clustering of a
group of
documents. In addition, for some topics it may be important to select
documents
representative of the exclusions that are identified by the database personnel
and to
place these into separate corpora for analysis. Such topics and documents may
use
overlapping terminology but are not targeted by the topical database.
Generally,
more than one document will be required to form a corpus of documents for
analysis. However, one document of sufficient length and topical specificity
may
also be used for the purpose of further analysis.


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WO 00/68837 13 PCT/US00/12396
The topical document collections are then analyzed for a lexical signature.
The ability to differentiate, select or reject a document based on its content
requires
the use of such signature data for differentiation. As described above, the
discovery
or development of this signature refers to any of a class of processes for the
mathematical, logical, or linguistic extraction and characterization of
document,
atomic, molecular or elemental components (words, lexes, associative patterns,
frequencies, word clusters, word class relationships, etc) to produce a set of
differentiating representations or characteristics. Preferably, the sample
documents
are analyzed using some form of quantitative or semi-quantitative analysis
beyond
that provided by the simple presence or absence of a keyword, a group of
keywords,
or Boolean expressions that are derived by qualitative analysis of the topic
by the
database collection personnel. In addition, the relationships between words
and
non-lexical features of the document (graphics, encoding, hyperlinks) may also
be
analyzed for features of a signature.
A simple signature may be expressed as a simple list of keywords extracted
from the representative document(s). In this case, it is preferable that a
minimum of
three keywords be used to provide the most basic data for a Boolean-logic-
based
filter for the presence or absence of keywords in any given document. Even
under
this simplest case, the previously mentioned quantitative and semi-
quantitative
methods should be employed to extract or assist in the extraction of
meaningful
lexical features of the signature.
The signature extraction process produces a series of features of the
document. These features can then be applied within the topical filter. The
filter
process may involve application of the feature extraction process in reverse.
However, the process for filter process does not have to be the same analysis
as that
used to extract the signature. For example, a keyword frequency analysis could
be
employed to extract the lexical signature and then those keywords could be
employed in a Boolean filter, a co-association matrix, or may be extended
using a
semantic nearness function.
Not every type of extracted feature in a signature will be able to be employed
in every type of possible topical filter. Therefore, if a particular type of
topical filter
is to be used, it is important to make sure the feature extraction method used
will
produce features that are compatible with the filter and vice versa. Moreover,
more
than one filter may be employed in this step of the process. An array of
topical
filters may be employed for document analysis for both the inclusion and
exclusion


CA 02373457 2001-11-07
WO 00/68837 14 PCT/US00/12396
of pages into the topical database. Additional topical filters may also
generate
lexical metrics about the pages at this step in the process to be associated
with the
document into the topical database. These additional topical filters need not
necessarily be part of the acceptance/rej ection of the document into the
topical
database.
Following the filtering operation 606, the process determines, at step 608,
whether the document meets the requisite criteria to be accepted (included) or
rejected (excluded). In one embodiment, the filtering step produces a topical
relevancy score and operation 608 compares the topical relevancy score against
a
minimum threshold value. If the score for the document is above the minimum
threshold value, the document is determined to meet the criteria. In such a
case,
flow branches YES and the document is added to the conforming list at add
operation 610.
Once a document is added to the conforming list at 610, identify link act 612
identifies the next link, typically a link on the conforming page. This link
is
provided to operation 602 and the process begins again. If there are no links
on the
conforming page that have not been analyzed, then the identify link act 612
recursively determines the next link to analyze.
If the document is determined to not conform to the predetermined criteria at
operation 608, such as when the score is below the minimum threshold, the
process
flow branches NO to determination step 614. Determination step 614 determines
whether pages on the non-conforming page should be analyzed. This
determination
involves a comparison of the depth level for non-conforming documents to a
predetermined number of levels to be searched. For example, the process may be
configured to not analyze any sub-links on a non-conforming page and therefore
the
predetermined number of levels would equal one. In such a case, determination
step
614 would always branch YES since the current document is, by definition at
level
one. However, if the predetermined level was set to two, then the sub-pages of
a
first non-conforming page are analyzed. But, if any of those pages are non-
conforming, then their sub-pages are not analyzed, since they are at level
two.
That is, to a spider with a specific lexical filter, and an instruction set to
reject all links that are not immediately followed by a relevant page, the
immediately
non-conformal links become essentially invisible, leaving a simpler
architecture to
map and record. Additionally, the database and information retrieval systems
are
substantially unburdened by this method. The risk with this election is that
some


CA 02373457 2001-11-07
WO 00/68837 15 PCT/US00/12396
conformal sites are missed because they are not directly linked to another
conformal
site. Moreover, two-level traversal matching relates to allowing two levels of
conformity testing prior to rejection of the link thread. This setting allows
the
system to "jump" over sites that otherwise would stand as impermeable barriers
to
discovery.
Similarly, three-level (and up) traversal matching further allows for
conditional or transient acceptance of non-conformal links can be specified
for the
spider. In such a case, more links may be discovered. However each level
retained
requires additional processing and memory capacity, and contributes to the
growth
of the link-validation burden. Decisions as to the number of levels to be
traversed
will depend upon the density of information sources, and the degree of
completeness
desired for the topical information space being developed. Such a system
allows for
the retention of link trails or threads through three or more non-conformal
layers. It
is important to note that continued traversal of the link thread does not
imply the
retention or recording of the non-conformal pages to the information retrieval
data
structure. These pages are rejected, but records of their linking
relationships are
retained through the prescribed number of layers. The system may retain
connection
to an indefinitely large link thread despite the absence of conformal pages.
However
this approach requires progressively laxger computing resources.
If the document is determined, at determination step 614 to not be in the last
level for analysis, then flow branches NO to mark level operation 616. Mark
operation 616 provides for the identification of the link as a sub-link of a
non-
conforming page, thereby allowing later analysis of link levels relative to a
non-
conforming parent page. Following operation 616, identify next link 612
identifies
the next link to be analyzed and passes it to operation 602 and the process
600 is
repeated. If the document is determined, at determination step 614 to be in
the last
level for analysis, then flow branches YES to determination module 618.
Determination module 618 determines whether all the links have been analyzed.
This module may be configured to stop after a predetermined number of
documents
have been analyzed or collected. Otherwise, this module may be configured to
only
quit once each and every document in the system has been analyzed. If there
are
more documents to be analyzed, which is typically the case in large-scale
information systems such as the Web, then flow branches NO to operation 620.
Operation 620 recursively determines the next link and passes it to operation
602
and the process 602 is repeated. If determination module has determined that
all the


CA 02373457 2001-11-07
WO 00/68837 16 PCT/CTS00/12396
potential links have been analyzed, then flow branches YES to end step 622 and
process 600 ends.
In an embodiment of the invention, the conforming list created at operation
610 comprises the link or URL, for all the items that are added to the topical
database 312, Figs. 4 and 5. In an alternative embodiment, each time a page is
determined to be conforming at step 608, the page is added to the list at 610,
and is
then forwarded to an additional processing module, (not shown). This module
performs a more intensive analysis on the document, as opposed to merely
comparing a signature for the document to a template. The full analysis may
comprise lexie identification, grouping, correlation, pattern recognition,
pattern
matching, fitting and other analysis techniques. Following this analysis, the
page is
either determined to be in or out of topic. If it is out of topic, the page is
rejected as
described above at step 608 and flow branches to operation 614. If it is
determined
to be in topic, then the page is forwarded to the topical database.
Additionally, the
page may be forwarded to a topical hierarchy directory interface and
potentially a
learning engine of strategy level modeling or a neural network for pattern
recognition.
Once the database has been populated with topically related information, the
information retrieval system may operate in the conventional manner. However,
since only topically related information exists in the database, the system is
more
likely to produce relevant information. Also, since the database is not filled
with a
significantly large amount of irrelevant data, the results of query searches
are more
complete as well. That is, since the invention allows for the discovery and
inclusion
of defined subsets of resources, differentiated from other unrelated
resources, in an
automated or semi-automated manner, a high relevancy resource is generated.
Because the system is automated, the depth or completeness achieved by this
system
can be as great or greater than provided by a typical, prior-art Web directory
approach. The sources discovered and collected by this process may be
incorporated
into any conventional information retrieval system, may be subject to further
processing, ordering, characterization, or organization, and may be presented
as
either a directory hierarchy or as a searchable data structure.
A significant benefit derived from the present invention relates to the fact
that the constrained content approach removes a very large portion of the
processing
burden from the information retrieval internal system, placing it instead on
an
exogenous filter system. Additionally the reduced number of entries, and the
tighter


CA 02373457 2001-11-07
WO 00/68837 1 ~ PCT/US00/12396
linguistic and topical focus of the entries, allows for specialized and more
efficient
processing functions.
In addition to advantages already discussed for discovery, collection and
storage topical differentiation also has important advantages in the areas of
information organization, refinement, and presentation. The system may take
advantage of "natural" or common usage methods for organizing collected
information derived from the topic area itself. Further, the specialized uses
of
language often associated with specific topics can be used by this system as
guides
and markers to refine and differentiate topical groupings. In comparison, for
global
systems that must integrate many or all subjects or topics, this specialized
usage is a
significant contributor to the noise and imprecision within the process. In
addition,
the use of a topical format lends itself readily to thematic graphical and
design
expression for display and presentation within the context of the specific
topic.
The invention disclosed here is distinct from prior teaching within this field
in that it parses or segments the processing of information into separate pre-
acceptance and information retrieval system stages, resulting in a substantial
and
useful change in the processing profile and capabilities for large scale Web
or
Internet search resources.
Another aspect of this system is the ability to control the degree of
precision
used to select or reject links or documents. This is accomplished by selecting
the
degree of precision of the linguistic signature applied, and by the stringency
of
conformity required for acceptance. Additionally this system allows for the
ability
to specify immediate rejection of a link thread on the basis of page non-
conformity
or to allow the link thread to be explored despite page non-conformity. Links
may
be followed despite non-conformal page status for any specified number of
steps or
layers, or indefinitely, without the collection of non-conformal pages, so as
to
discover discontinuous regions (non-topically inter-linked) of a topical
information
space. This method allows the system to "jump" over intervening or blocking
pages
to any prescribed depth.
Significant advantages are gained from a system using a data set that has
been filtered or constrained during the discovery and collection process. The
purpose of this approach is to insulate and protect the system from the burden
of
undifferentiated data sets. This method reduces the number of instances that
the
information retrieval system must process, prior to its being exposed to them.
This
approach also narrows and focuses the range of operations required of the


CA 02373457 2001-11-07
WO 00/68837 1 g PCT/US00/12396
information retrieval system through the imposition of a topic, class,
category or
subject limitation. These modifications from standard search practice serve to
substantially reduce the processing overhead and burden, allowing for
substantial
improvement in performance.
The present invention is the method, apparatus, computer storage medium or
propagated signal containing a computer program for providing a discovery and
collection system for creating a topical database as recited within the
claimed
attached hereto. Thus the present invention is presently embodied as a method,
apparatus, computer storage medium or propagated signal containing a computer
program for traversing the Web, analyzing sites and/or documents and
delivering
only relevant documents to a database. Additionally, the system may restrict
or
confine the paths that are traversed in the Web using relevancy information.
While
the invention has been particularly shown and described with reference to
preferred
embodiments thereof, it will be understood by those skilled in the art that
various
other changes in the form and details may be made therein without departing
form
the spirit and scope of the invention.

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

For a clearer understanding of the status of the application/patent presented on this page, the site Disclaimer , as well as the definitions for Patent , Administrative Status , Maintenance Fee  and Payment History  should be consulted.

Administrative Status

Title Date
Forecasted Issue Date Unavailable
(86) PCT Filing Date 2000-05-05
(87) PCT Publication Date 2000-11-16
(85) National Entry 2001-11-07
Dead Application 2003-05-05

Abandonment History

Abandonment Date Reason Reinstatement Date
2002-05-06 FAILURE TO PAY APPLICATION MAINTENANCE FEE

Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Application Fee $300.00 2001-11-07
Registration of a document - section 124 $100.00 2001-11-07
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
SEARCHLOGIC.COM CORPORATION
Past Owners on Record
STARZL, RAVI S.
STARZL, TIMOTHY W.
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Cover Page 2002-05-01 2 41
Description 2001-11-07 18 1,068
Claims 2001-11-07 4 168
Drawings 2001-11-07 4 71
Representative Drawing 2002-04-30 1 5
Abstract 2001-11-07 1 53
PCT 2001-11-07 6 245
Assignment 2001-11-07 9 339