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Patent 2463539 Summary

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(12) Patent Application: (11) CA 2463539
(54) English Title: A SYSTEM FOR MANAGING HEALTHCARE RELATED INFORMATION SUPPORTING OPERATION OF A HEALTHCARE ENTERPRISE
(54) French Title: SYSTEME DE GESTION D'INFORMATIONS MEDICALES ASSISTANT L'ADMINISTRATION D'UNE ENTREPRISE DU SECTEUR MEDICAL
Status: Dead
Bibliographic Data
(51) International Patent Classification (IPC):
  • G16H 40/20 (2018.01)
  • G16H 40/40 (2018.01)
  • G16H 70/20 (2018.01)
  • G06Q 50/22 (2012.01)
(72) Inventors :
  • HASKELL, ROBERT EMMONS (United States of America)
  • HARDEL, GARY (United States of America)
  • SHUMAKER, HAROLD KENNETH (United States of America)
(73) Owners :
  • SIEMENS MEDICAL SOLUTIONS HEALTH SERVICES CORPORATION (United States of America)
(71) Applicants :
  • SIEMENS MEDICAL SOLUTIONS HEALTH SERVICES CORPORATION (United States of America)
(74) Agent: BORDEN LADNER GERVAIS LLP
(74) Associate agent:
(45) Issued:
(86) PCT Filing Date: 2002-10-18
(87) Open to Public Inspection: 2003-05-01
Examination requested: 2004-04-08
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/US2002/033513
(87) International Publication Number: WO2003/036542
(85) National Entry: 2004-04-08

(30) Application Priority Data:
Application No. Country/Territory Date
60/337,778 United States of America 2001-10-22
10/253,310 United States of America 2002-09-24

Abstracts

English Abstract




A comprehensive database system employs common medical terms, vocabularies and
identifiers in identifying organizational characteristics as well as location
availability and suitability for delivering services by a particular physician
to a patient with particular medical conditions via a user friendly display
interface. A system for managing healthcare data including codes (603), terms
and identifiers (604) supports operation of a healthcare enterprise. The
system includes a first database (DB1) including elements common to a
plurality of healthcare organizations and derived from a plurality of
different sources. The second database (DB) also supports use of user
selectable items of healthcare data.


French Abstract

L'invention concerne un système de base de données global qui emploie des termes, des vocabulaires et des identificateurs médicaux communs afin d'identifier des caractéristiques organisationnelles, ainsi qu'une disponibilité et une pertinence d'emplacements, permettant de dispenser des services fournis par un médecin particulier à un patient présentant des états médicaux particuliers, par l'intermédiaire d'une interface d'affichage facile à utiliser. Ce système permettant de gérer des données médicales, notamment des codes, des termes et des identificateurs, aide au fonctionnement d'une entreprise du secteur médical. Ledit système présente une première base de données comportant des données médicales qui comprennent des éléments communs à une pluralité d'organisations médicales, et provenant d'une pluralité de sources différentes. Les éléments communs de données médicales permettent l'utilisation d'une terminologie cohérente parmi la pluralité d'organisations. Un processeur fournit au moins une partie des données médicales se trouvant dans la première base de données à une deuxième base de données employée par au moins une des organisations parmi la pluralité d'organisations en réponse à une commande d'un utilisateur. La deuxième base de données permet également l'utilisation d'éléments de données médicales pouvant être sélectionnés par un utilisateur. Un processeur d'interface reçoit de manière intermittente des mises à jour de données médicales destinées à être incorporées dans la première base de données.

Claims

Note: Claims are shown in the official language in which they were submitted.



What is claimed is:

1. A system for managing healthcare data including codes,
terms and identifiers supporting operation of a healthcare enterprise,
comprising:
a first database including healthcare data including elements
common to a plurality of healthcare organizations and derived from a plurality
of different sources, said healthcare data common elements supporting use of
consistent terminology between said plurality of organizations;
a processor for providing at least a portion of said healthcare
data in said first database to a second database employed by at least one of
said plurality of organizations in response to user command, said second
database also supporting use of user selectable items of healthcare data; and
an interface processor for intermittently receiving healthcare
data updates for incorporation in said first database.


2. A system according to claim 1 wherein
said common elements of healthcare data includes standard
identifiers derived from at least one of, (a) a national standard identifier
set
and (b) an industry standard identifier set.


3. A system according to claim 1 wherein
said plurality of healthcare organizations include vendor
organizations providing supplies to healthcare organizations and
said common elements of healthcare data includes identifiers
unique to corresponding vendor organizations.

4. A system according to claim 1 wherein
said healthcare data common elements supporting use of
consistent terminology between said plurality of organizations include at
least one of, (a) codes, (b) terms and (c) identifiers for use in identifying
a



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medical condition and an associated service provided at a location of an
organization.

5. A system for managing healthcare related information
supporting operation of a healthcare enterprise, comprising:
a first database including healthcare data derived from a
plurality of different sources, said healthcare data including
(a) information identifying a plurality of organizations,
(b) location information identifying a plurality of locations
in an individual organization available to accommodate a patient for different
purposes, and
(c) data elements common to a plurality of healthcare
organizations and supporting use of consistent terminology between said
plurality of organizations; and
a processor for providing at least a portion of said healthcare
data in said first database to a second database employed by at least one of
said plurality of organizations in response to user command, said second
database also supporting user access to selectable items of healthcare data.

6. A system according to claim 5, including
an interface processor for intermittently receiving healthcare
data updates for incorporation in said first database and for
intermittently providing at least said portion of said healthcare
data in said first database to said second database and
said plurality of organizations comprise a plurality of healthcare
companies responsible for payment of patient bills accrued under healthcare
insurance plans, said healthcare companies being associated with a location
of an organization.

7. A system according to claim 5 wherein
said healthcare data common elements supporting use of
consistent terminology between said plurality of organizations include at
least

24



one of, (a) codes, (b) terms and (c) identifiers for use in identifying a
medical
condition and an associated service provided at a location of an organization.

8. A system according to claim 7 including
a tracking processor for
date stamping at least one of, code sets, term sets and
identifiers with a date of validity including at least one of, (a) a valid
start date
and (b) a validity end date and for
maintaining a history of changes to at least one of, code
sets, term sets, identifiers, treatment guidelines, treatment protocols and
business rules for use in identifying an item changed and an associated date
of change.

9. A system according to claim 5, wherein
said first database includes terms specific to a particular
organization and information identifying at least one of,
(a) physicians associated with a location in an individual organization,
(b) a professional specialty of a physicians associated with an
organization,
(c) medical services available at a location in an individual
organization,
(d) medical services available to be provided by a particular physician
at a location in an individual organization, and
(e) a plurality of medical conditions associated with treatment provided
at a location of an organization, said specific terms supporting business
operation of said particular organization and

10. A system according to claim 5, including
a mapping processor for mapping a term in a first code set of
said healthcare data to a different corresponding term in a second code set of
said healthcare data and wherein
said first database includes,



25



an organization type identifier identifying a type of
organization and
a location type identifier identifying a location type of a
location in an individual organization.

11. A system according to claim 5 including
a collation processor for collating data items of said portion of
said healthcare data to provide collated healthcare data to said second
database.

12. A system according to claim 5 including
a filter for filtering said portion of said healthcare data to provide
filtered healthcare data to said second database.

13. A user interface system supporting user access to
healthcare data, comprising the steps of:
initiating generation of at least one displayed image including
image elements supporting user entry of search criteria for finding
information
concerning a service associated with treatment of a medical condition;
searching a first database in response to user command and
receiving said search criteria, said first database incorporating healthcare
data intermittently provided by a second database, said healthcare data
including,
(a) information identifying a plurality of organizations,
(b) location information identifying a plurality of locations
in an individual organization, and
(c) data elements common to a plurality of healthcare
organizations and supporting use of consistent terminology between said
plurality of organizations; and
initiating generation of at least one displayed image presenting
results of said search.

26



14. A system according to claim 13 wherein
said data elements common to a plurality of healthcare
organizations include at least one of, (a) codes, (b) terms and (c)
identifiers
for use in ensuring consistent terminology between said plurality of
organizations in identifying a medical condition and an associated service
provided at a location of an organization.

15. A method for managing healthcare data including codes,
terms and identifiers supporting operation of a healthcare enterprise,
comprising the steps of:
accumulating healthcare data derived from a plurality of different
sources in a first database, said healthcare data including elements common
to a plurality of healthcare organizations and supporting use of consistent
terminology between said plurality of organizations;
communicating at least a portion of said healthcare data in said
first database to a second database employed by at least one of said plurality
of organizations in response to user command, said second database also
supporting use of user selectable items of healthcare data; and
intermittently receiving healthcare data updates for incorporation
in said first database.

27


Description

Note: Descriptions are shown in the official language in which they were submitted.




CA 02463539 2004-04-08
WO 03/036542 PCT/US02/33513
A System for Managing Healthcare Related Information
Supporting Operation of a Healthcare Enterprise
This is a non-provisional application of provisional application
serial No. 60/337,778 by R. E. Haskell et al. filed October 22, 2001. This
application is concurrently filed together with commonly owned related
application entitled, A System for Providing Healthcare Related Information,
Serial No. 10/252,972 filed September 23, 2002.
Field of the Invention
This invention concerns a system and user interface for
processing organization, location, service and associated information
including codes, terms identifiers, business rules and mapping information for
use in supporting healthcare or other organization operation, for example.
Background of the Invention
Healthcare related enterprises have grown rapidly through the
acquisition of, and affiliation with, other organizational entities, creating
a
"multi-entity" health system. Tight operational integration of these entities
has
proved to be problematic, and affiliation is now the preferred model. In this
way they have the benefit of enhanced leverage with external stakeholders
(e.g., managed care organizations, suppliers) as well as the autonomy to deal
with parochial issues. The result is an enterprise that is often
organizationally,
culturally, methodologically, geographically, and technologically diverse and
fragmented. A challenge for this diverse, fragmented, multi-entity healthcare
enterprise is to serve its customers through a seamlessly integrated
continuum of services. A challenge for a software vendor is to provide
software to support the multi-entity healthcare enterprise in delivering a
seamlessly integrated continuum of services. The ability to deliver such
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seamless integration depends to a large degree on being able to share data
between the constituent organizations of the multi-entity healthcare
enterprise. This is impeded by the use of different terms, medical and other
vocabularies and identifiers by the different constituent organizations.
The multi-entity healthcare enterprise is also required to employ
many health-care workers to provide services to patients at a multiplicity of
locations and involves a corresponding multiplicity of organizations (e.g.
companies, payers, institutions, physician practices, clinics, hospitals,
pharmacies etc.). Further, healthcare operations are structured into
specialized departments such as nursing, laboratory, radiology, pharmacy,
surgery, emergency, administrative and other departments which are
variously located at one or more sites and may be associated with different
organizations. The management of organization and location and related
information involves accumulating, processing and maintaining large
quantities of information. This information is employed in determining
organizational relationships, including affiliations and characteristics as
well
as location availability and suitability for delivering services by a
particular
physician to a patient with particular medical conditions. The information
also
supports provision of clinical care, patient tracking, billing and
administration
and other purposes. Consequently, there is a need for a computerized system
capable of defining and maintaining organization, location, service,
physician,
payer and insurance information as well as supporting sharing this
information between different entities. It is also desirable that such a
system
supports sharing the maintained information between entities employing
different terms, medical and other vocabularies and identifiers. A system
according to invention principles addresses the identified deficiencies and
derivative problems.
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Summary of Invention
A comprehensive database system employs common medical
terms, vocabularies and identifiers in identifying organizational
characteristics
as well as location availability and suitability for delivering services by a
particular physician to a patient with particular medical conditions via a
user
friendly display interface. A system for managing healthcare data including
codes, terms and identifiers supports operation of a healthcare enterprise.
The system includes a first database including healthcare data including
elements common to a plurality of healthcare organizations and derived from
a plurality of different sources. The healthcare data common elements
support use of consistent terminology between the plurality of organizations.
A processor provides at least a portion of the healthcare data in the first
database to a second database employed by at least one of the plurality of
organizations in response to user command. The second database also
supports use of user selectable items of healthcare data. An interface
processor intermittently receives healthcare data updates for incorporation in
the first database.
Brief Description of the Drawing
Figure 1 shows a system for managing healthcare related
information supporting operation of a healthcare enterprise, according to
invention principles.
Figure 2 shows a flowchart of a process employed by the
information management system of Figure 1 in searching, processing and
presenting healthcare related information, according to invention principles.
Figure 3 shows a flowchart of a process employed by the
information management system of Figure 1 in accumulating, distributing and
processing healthcare related information between hierarchically organized
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databases, according to invention principles.
Figure 4 shows a depiction of common information, codes,
terms and identifiers centrally maintained in database 1 of Figure 1,
according
to invention principles.
Figure 5 shows a user interface display image menu supporting
a user search for organization, location and service information using
centrally maintained common codes, terms and identifiers, according to
invention principles.
Figure 6 shows a hierarchically organized database system
used in accumulating, processing and distributing healthcare related
information including organization and location related information as well as
common codes, terms and identifiers, according to invention principles.
Figure 7 shows processing of multiple code sets, medical
vocabularies and identifiers for distribution in a hierarchically organized
database system, according to invention principles.
Figure 8 shows a user interface display image supporting
update and access to a database of multiple code sets, medical vocabularies
and identifiers and other information, according to invention principles.
Figure 9 shows a table indicating structural relationships
between objects maintained by the central repository database (and
distributed repository databases) of the system of Figure 1, according to
invention principles.
Detailed Description of Invention
Figure 1 shows a system for managing healthcare related
information supporting operation of a healthcare enterprise. In the Figure 1
system database management application 15 manages access to database
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DB1 on server 10. DB1 acts as a central repository of information supporting
terminology consistency and operation of a health network encompassing
multiple constituent organizations. The information enables operation and
documentation of both clinical and business processes and their interaction.
Such interaction is involved in determining whether a proposed treatment
meets health plan medical necessity requirements, or in determining health
plan coverage rules for a particular treatment, or to define business policy
or
best practices, for example. The terminology, including vocabularies, code
sets and identifiers, is employed in characterizing or identifying a health
provider organization, a location in an organization, a healthcare worker, a
medical condition, a Health service, a payer organization, or a particular
health plan. DB1 contains medical terms, vocabularies and identifiers in
addition to organizational characteristics as well as location and other
information supporting identification of location availability and suitability
in a
particular organization for delivering services by a particular physician to a
patient with a particular medical condition. A medical code set as used herein
is any set of codes used for encoding data elements, such as tables of terms,
medical concepts, medical diagnosis codes, or medical procedure codes.
DB1 also contains payer, health service and health plan information
facilitating the billing and financial operations involved in delivering
healthcare
to a patient. This information is structured and linked within DB1 using known
indexing and associative methods to facilitate information, access, update
and output communication to information requesting applications.
Application 15 intermittently distributes information from the
central repository DB1 to repositories of constituent organizations of a
health
network such as to repository DB2 via a DB2 database management
application 17 residing on server 20. Application 15 also intermittently
distributes information from the central repository DB1 to a clinical record
management application 19 supporting a master patient index and associated
clinical records in repository 37 residing on server 30. The information
distribution may be initiated periodically, upon detection of a change in
stored



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data, or upon an update request or command from a requesting application or
in response to an information update cycle or as determined by user need or
another indication that a target repository is to be updated. Information from
DB1 and DB2 as well as from the clinical record and patient index repository
37 is used in compiling data files for particular uses involved in managing
the
healthcare system operation. Such files may include a file 21 of healthcare
data for a particular community of patients, a file 23 of healthcare data
supporting one or more acute care facilities, a file 25 of healthcare data for
patients identified as being ambulatory, a file 27 of extended data beyond
that
found in a clinical record and a file 29 of healthcare data concerning
patients
receiving residential care, for example. The data used to compile these files
may be derived directly from DB1, DB2 and repository 37 via applications 15,
17 and 19 respectively or this data may be structured and formatted by
interface processor 35 in compiling the files. Information is also
intermittently
transferred from repositories of constituent organizations of a health network
such as from repository DB2 via application 17 to the central record
repository
DB1 or the clinical record repository 37 or other organization repositories
(not
shown to preserve drawing clarity). Information provided from DB2 may
include terminology, vocabularies, identifiers, business rules, organization
data, location information and other information used within the local
healthcare organization, for example. Further, personal computers (PCs) 40
and 63 may be used for searching, processing and presenting healthcare
related information to a user from DB1 via application 15 and from DB2 via
application 17 respectively.
The information is structured and linked within DB1 (and DB2)
as vocabulary "objects" and an individual vocabulary object has a
corresponding set of attributes. Vocabulary object attributes may include
identifiers, health provider organization data as well as business rules and
synonyms. The identifiers may be used for identification of health provider
organizations, healthcare workers, medical classifications, and payer
organizations as well as patients. A particular health provider organization
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object is linked to other objects within DB1 to establish an ownership,
responsibility chain or affiliation of the other objects to a particular
constituent
organization of an encompassing health network. This ownership type
relationship extends to constituent organizations of the particular health
provider organization so that these constituent organizations use the same
consistent set of vocabulary objects. However, medical classification object
data may be an exception. A particular constituent organization may be
identified as using a particular subset of medical conditions and associated
classification codes. This type of exception is identified and managed by
application 15 in intermittently transferring DB1 information to a DB2
repository of the particular constituent organization.
The DB1 vocabulary object attributes include business rules and
associated constraints. Rules associated with a health worker may determine
if a physician is limited to a specialty or is board certified, for example.
Constraints associated with a location may determine whether a room is
restricted to VIP use, for example. Rules associated with a health service may
determine if a consultation is required or whether pre-authorization of a
medical procedure is required, or whether restricted access is to be applied
to
particular test results (such as an HIV result or a psychiatric assessment),
for
example. Further, the DB1 vocabulary object attributes include synonyms for
use in mapping a term, code or identifier used by a first constituent
organization to a corresponding different term, code or identifier used by a
second constituent organization. This mapping may also map sets of codes,
terms and identifiers and supports data exchange and interaction between
health provider organizations with different vocabularies, for example.
The linked vocabulary objects within DB1 (and DB2) include
health provider organization characteristics as well as location
characteristics.
The linked objects also include healthcare workers (e.g. a physician) and
associated characteristics (e.g. specialty), medical condition, a health
service,
a payer organization and health plan and other objects. The objects are
grouped in ownership hierarchies (e.g., health services are grouped with
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other services and are associated with goods and service order sets and
protocols). The DB1 structure identifies hierarchically associated locations
(e.g., containing other locations) as well as those health professionals that
may be authorized to perform certain health services and the particular health
services that are performable at certain locations. The DB1 structure also
indicates whether a health plan may authorize certain health provider
organizations and health professionals to perform certain health services, if
appropriate for a given medical condition.
Figure 9 shows a table indicating structural relationships
between objects maintained by the central repository database DB1 (and
distributed repository database DB2) of the system of Figure 1. The DB1
structure maintains complex relationships between objects including a health
provider organization 900, a location in a constituent organization 903, a
health professional 905, a health service 907, a medical condition code or
classification 909, a payer organization 911 and a health plan 913 and other
objects. Such other objects include codes, terms and identifiers and mapping
information and business rules as well as location and organization
characteristics. The types of relationships are illustrated in Figure 9 and
include ownership and affiliation relationships between objects listed in the
lead row and lead column. A health provider organization may own other
constituent health provider organizations or may own or be affiliated with a
location, for example. The DB1 objects may comprise multiple hierarchies or
sets of objects (e.g., service sets, health professional roles, or matrix
structured product line organizations). Further, an affiliation type
relationship
between objects may comprise a non-exclusive, non-hierarchical relationship.
Internal identifiers are used within DB1 to identify an object and a
relationship,
however in other embodiments objects and relationships may be identified by
predetermined structural location or indices, for example, as known in
database technology.
The central repository DB1 of the system of Figure 1
advantageously provides a single point of maintenance and control for codes,
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terms and identifiers as well as organization, location, payer, health
professional, health plan and service data. The system also readily adapts to
accommodate installation of new applications, changes in organization
structure, creation of a patient index and electronic patient record
repository.
The central repository DB1 enables constituent organizations of a health
network to use consistent codes terms and identifiers derived from local,
national and international sources and acts as a source of template starter
sets of terms for distributed databases such as DB2. The system further
supports use of local or proprietary terms by a particular constituent
organization.
Figure 2 shows a flowchart of 'a process employed by
application 15 of Figure 1 in searching, processing and presenting healthcare
related information derived from DB1. In step 203, following the start at step
200, application 15 accumulates within DB1 information derived from multiple
sources. This information includes information identifying an encompassing
organization and multiple constituent organizations and includes constituent
organization type identifiers. A constituent organization type identifier
identifies one or more of, a health care provider organization, a health care
payer organization, a health care administration organization, a business
organization or indicates a role of a constituent organization. Such a role
indicator identifies an organizational relationship comprising a relationship
between an individual involved in health care delivery and a health care
service provider, a relationship between a creditor and a business
organization or a relationship between a health care service provider and an
organization including a location for hosting a patient encounter with a
healthcare enterprise involving patient and healthcare enterprise interaction.
The role indicator also identifies an organizational role such as, an
employer,
an issuer of identifiers for identifying items associated with a person, a
payment guarantor, a creditor, a service provider and an organization hosting
a patient encounter with a healthcare enterprise involving patient and
healthcare enterprise interaction.
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The accumulated DB1 information also includes location
information identifying multiple locations in a constituent organization that
are
available to accommodate a patient for different purposes together with
associated location type identifiers. The location type identifier identifies
a
particular location type such as a patient room, a hospital department room or
a surgery related room or identifies location characteristics. Such location
characteristics may indicate location facilities or a location characteristic
of
clinical significance influencing availability of a particular location to a
patient
having a particular medical condition. Other location characteristics include
information identifying a function associated with a location, medical
equipment available at a location or a billing code identifying a billing
category
of a location.
Application 15 also accumulates in DB1, codes, terms and.
identifiers for common use by constituent organizations as well as other
terminology and information. Figure 4 shows a depiction of the common
information, codes, terms and identifiers centrally maintained in DB1 (and
also maintained in DB2 in a similar structure) of Figure 1. Information 400
maintained in DB1 includes terms and definitions 405 identifying clinical
observations, clinical results, services, problems, flow sheets, treatment
protocols and regimens, payers, physicians and health plans as well as the
organization and location information previously described. DB1 further
advantageously maintains relationships (including initiation and support
data),
business rules and constraints 407 sufficient to support dialog between a
physician and a health insurer as well as dialog between health care
providers. Dialog between a physician and a health insurer may be involved
in a determination whether a proposed treatment procedure is medically
necessary, for example. Dialog between health care providers may include
communication of standard treatment protocols or regimens and involve
clinical vocabulary hierarchies, for example. Relationship information 407
identifies relationships that exist between business objects (such as health
provider organization, location, health professional, health service, payer
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insurance plan). Relationship information 407 identifies an ownership
hierarchy arrangement (e.g., a payer owning particular health care insurance
plans or an organization owning other organizations). In addition, information
407 identifies simple affiliations (e.g., health professionals privileged to
perform certain health services or health services that may be performed only
at certain locations). Information 407 also identifies complex affiliations
(e.g.,
a health plan that authorizes certain health provider organizations and health
professionals to perform certain health services). A history of changes within
a code set is maintained by DB1 to support historical data (e.g., deleted
codes, time period of code validity etc.).
Mapping information 409 contains industry standard and other
mapping information to support conversion between different versions of the
same code set 403 and between different code sets 411 and identifiers 415.
Code sets and identifiers 411 and 415 include HIPAA (Health Information
Portability and Accountability Act) compatible code sets and other code sets
used in a health care operation. Such code sets include, for example, ICD
(International Classification of Diseases) codes, 9th Edition, Clinical
Modification, (ICD-9-CM), Volumes 1, 2 and 3, as well as ICD-10 maintained
and distributed by the U.S. Health and Human Services department. The
code sets also include code sets compatible with HCPCS (Health Care
Financing Administration Common Procedure Coding System), NDC
(National Drug Codes), CPT-4 (Current Procedural Terminology), Fourth
Edition CDPN (Code on Dental Procedures and Nomenclature). Further the
code sets and terms include code sets compatible with SNOMED-RT
"Systematicized Nomenclature of Medicine, Reference Terminology" by the
College of American Pathologists, UMLS (Unified Medical Language System),
by the National Library of Medicine, LOINC Logical Observation Identifiers,
Names, and Codes Regenstrief Institute and the Logical Observation
Identifiers Names and Codes {LOINC~) Committee, Clinical Terms also
known as "Read Codes", DIN Drug Identification Numbers, Reimbursement
Classifications including DRGs Diagnosis Related Groups. The code sets
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also include code sets compatible with CDT Current Dental Terminology, NIC
(Nursing intervention codes) and Commercial Vocabulary Services (such as
HeaIthLanguage by HeaIthLanguage Inc., by Apelon Inc.) and other code sets
used in healthcare.
The common terminology accumulated in DB1 advantageously
supports creating comparable and shareable data between different health
care providers. This further enables the development of common guidelines,
aggregate treatment outcomes analyses, and medical decision support rules
for use by multiple organizations in a healthcare network. The common
terminology includes an entry terminology, a reference terminology, and an
administrative terminology. The entry terminology determines data formats for
data entry, the reference terminology determines a data storage format and
data structure and supports lexical mediation between terms and data fields,
and the administrative terminology determines data structures suited for
management and research. Application 15 supports lexical mediation, code,
term and identifier mapping and information categorization using known
categorization and description logic processing techniques. This type of
processing involves logical relationship definition and automatic term
classification and linkage. Such techniques are employed, for example, by an
Apelon Inc. Description Logic based Ontylog product (www.Apelon.com).
Application 15 stores received code set, identifier and other
information in DB1 using the data format in which the data is received.
Application 15 also compiles description, edit rules, mapping information (for
mapping between code set versions and different code sets) and other data
relevant to codes and stores this data in DB1 in a data set associated with
the
corresponding code or code set. The compiled data set comprises standard
attributes common to the majority (or all) of the employed code sets and
identifiers, such as a limited 30 character description and fields able to
accommodate differing edit rules, mapping information and other data.
Application 15 in conjunction with DB1 also maintains an index providing a
catalog (available to users via the Internet and other communication
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channels) of available information and code sets and identifiers including
archived older versions of this data and identifying code set version or
release, for example. This index identifies the DB1 inventory including the
latest code sets and identifiers, older versions and includes code or code set
description as well as, where data items are stored, their frequency of update
and their source, for example. This index is used by application 15 in
accessing and maintaining DB1 content. The archived data is retained as
long as required. This may be determined by whether associated data exists
in any data set in any distributed database such as DB2.
DB1 includes storage space allocated for future population with
customer specific code sets and identifiers. The customer specific codes and
identifiers may be installed upon download of DB1 content to a distributed
database DB2 at an installation time or another update time, for example.
Individual code sets and identifiers are themselves identified within DB1 (and
DB2) by an allocated identifier (a primary key) used in providing the DB1
index and in DB1 data management and in maintaining a code set and
identifier revision history including a deletion history. The primary key
comprises a unique vendor or source internal number, plus code to identify
the code set or identifier, for example.
DB1 is intermittently updated from external data sources
(including distributed database DB2) via code set and identifier update
cycles.
For this purpose, DB1 stored code sets, identifiers and other stored
information are internally associated (using the index) with external data
sources and access communication data. The access communication data
(IP address, URL etc.) including authorization codes and other security codes
are employed by application 15 in bidirectionally communicating with the
external sources to update DB1 content. Such update may be initiated by an
external source or by DB1, in response to a data acquisition or request
command or event, a periodic internal update command, a user command, or
upon another condition such as a new installation or in response to detection
of availability of a new code set version, for example. DB1 similarly
initiates
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distribution of data to DB2 and other distributed databases upon similar
commands and events. Application 15 thereby supports bidirectional
communication and access by users to view DB1 content, to search for
specific codes, to review a history of changes, or to download full copies or
code set updates. Downloaded files may use a compressed, flat file type
format, for example.
Application 15 creates a customized update file tailored to
update requirements of a particular user database DB2. The customized
update file contains the particular code sets, identifiers and other
information
required by a user and is prepared by application 15 for download to DB2 in
response to initiation of a DB2 update cycle. Preferably a standard (e.g., XML
compatible) update file is employed system wide or for multiple users.
However, this may not be possible if the users have different system
architectures and applications. Application 15 provides template update file
formats including starter medical code sets, term sets and identifiers that
may
be selectable by a user as a customized update file. A customized update file
may contain, for example, problem lists created from either or both ICD-9-CM
and SNOMED for a particular user. Thereby, a user is able to create a list of
allowable clinical problems based on standard medical code sets in a
customized update file, for example.
In response to user command, application 15 in conjunction with
DB1 also finds and incorporates externally sourced identifiers, such as
national patient identifiers (e.g., Universal Patient Identification Numbers
UPINs), in corresponding patient specific data. For this purpose, application
15 probabilistically matches patient demographic data in national identifier
data sets such as the National Provider File (NPF), with demographic data in
files in patient index and repository 37 (or in DB1 or DB2). Application 15
may
similarly search physician national and local files for physician and patient
identification codes and may also search for employer and health plan
identifiers if national data sets are accessible. The results of the matching
operation (and other data items) are processed by application 15 to provide a
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report file for access by a user via PCs 40 and 63 or for communication and
storage.
Other information accumulated by application 15 in DB1
includes information identifying physicians associated with a location of a
constituent organization, a professional specialty of physicians associated
with a constituent organization, medical services available at a location of a
constituent organization, medical services available to be provided by a
particular physician at a location of a constituent organization, and medical
conditions associated with treatment provided at a location of a constituent
organization. Application 15 further accumulates In u~~ mtormation
identifying multiple healthcare companies, associated with a location of a
constituent organization and responsible for payment of patient bills accrued
under healthcare insurance plans.
In step 207 (Figure 2), application 15 date and time stamps
code sets, term sets and identifiers with a valid start date and end date.
Application 15 also maintains a history of changes to the code sets, term sets
and identifiers that identifies changed items and indicates date and time of
change. Application 15 and DB1 uses the date and time stamps in supporting
access and update of multiple versions of the same code set, term set and
identifiers. This is advantageous during a transition phase when existing code
sets are being replaced with different code sets and identifiers. This may
occur during a transition to HIPAA compliant code sets, term sets and
identifiers, or upon a payer acquiring the capability to use a new version of
a
code set, for example. In step 209, application 15 initiates generation of at
least one displayed image including image elements supporting user entry of
search criteria for finding information concerning a service associated with
treatment of a medical condition. Other search criteria may be entered to find
other data such as data concerning treatment associated with a medical
condition and provided at a particular location of a particular constituent
organization.



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In step 211, application 15 searches DB1 in response to user
command and the received search criteria. This involves mapping the
received search criteria terms to corresponding different terminology using
the stored codes, terms and identifiers to find a service used in treating a
medical condition offered at a particular location by a particular
organization.
In step 211, application 15 initiates generation of at least one displayed
image
presenting results of the search. Thereby DB1 facilitates identification of a
service associated with treatment of a particular medical condition and
offered
at a location of a constituent organization, for example. The process of
Figure
2 is complete at step 215. Figure 8 illustrates a user interface display image
supporting update and access to a database of multiple code sets, medical
vocabularies and identifiers and other information. Specifically, Figure 8
shows use of a Web based maintenance form to update an ICD-9-CM code
classification in DB1. Updated elements include classification type 805,
source 807, code 809 and description 811.
Figure 3 shows a flowchart of a process employed by the
information management system of Figure 1 in accumulating, distributing and
processing healthcare related information between hierarchically organized
databases DB1 and DB2. The healthcare data in DB1 is centrally maintained
by an encompassing organization (e.g., a healthcare network) to serve
constituent organizations maintaining individual healthcare databases such as
DB2. In step 303, following the start at step 300, application 15 accumulates
within DB1 information derived from multiple sources. This information, as
previously explained in connection with step 203 of Figure 2, includes
information identifying organizations and their characteristics as well as
locations in organizations and their associated characteristics together with
codes, terms, identifiers and other information for common use by the
organizations. In step 307, application 15 intermittently communicates at
least
a portion of the healthcare data in centrally maintained DB1 to DB2 in
response to user command. In an alternative embodiment, this information
distribution may be initiated periodically, upon detection of a change in
stored
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data, or upon an update request or command from a requesting application or
in response to another indication that DB2 is to be updated.
Figure 6 illustrates the hierarchically organized database system
used in accumulating, processing and distributing healthcare related
information including organization and location related information as well as
common codes, terms and identifiers, from DB1 to DB2. The distributed
information includes medical and non-medical codes and terms 603,
identifiers (e.g., individual, employer, health plan and provider identifiers)
604,
other information (including treatment guidelines, protocols, values and
business rules) 600 as well as organization information 607 and location
information 609. Treatment guidelines as used herein comprise best or
effective medical practice information authored by a recognized medical
authority concerning determination and administration of treatment to a
patient to address one or more identified medical conditions. A protocol as
used herein is a schedule of discrete tasks to be performed that are
associated with a treatment regimen that addresses a particular medical
condition. A business rule as used herein comprises policies, processes and
procedures used by an organization to implement and support delivering
healthcare to a patient. The information in DB2 is used by operational and
information systems 613 and 617 employed by a constituent organization of
an encompassing health network organization. Other products 617, employed
by the constituent organization, use information from DB2 as well as
information directly from DB1. Operational and information systems 613 and
617 may use information in a format provided by DB2 (or DB1). Systems 613
and 617 may also require such information to be in a format tailored to their
requirements. For this purpose, interface processor 615 collates, transforms,
validates and transfers information (including codes, terms and identifiers)
from DB2 into a file or other format required by systems 613 and 617.
Interface processor 615 incorporates code, term and identifier translation
capability and uses a standard Electronic Data Interchange transaction
interface (using American National Standards Institute (ANSI) X12 standards)
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which supports validation of transferred data. Interface processor 615
performs additional validity checks to verify that a correct code, term or
identifier is being used in a data transfer to systems 613 and 617. In an
alternative embodiment a different interface may also be employed.
Figure 7 shows processing of multiple code sets, medical
vocabularies and identifiers for distribution in a hierarchically organized
database system. Specifically, code sets, terms and identifiers 703-731
managed by particular corresponding responsible institutions and used in the
medical industry are incorporated in DB1 of an encompassing health network
organization for distribution to DB2 of a constituent organization. The code
set
information 703-731 and associated mapping information is used by
application 17 and interface processor 615 (Figure 6) in supporting business
applications and information systems 613 and 617 representing products 740
(Figure 7). The information is further used in accessing clinical record
repository 37 (including patient lifetime clinical record and electronic
patient
record systems) and in data warehousing. The code sets, terms and
identifiers 703-731 include for example Diagnostic Related Groups (DRG)
703 managed by the Health Care Financing Administration (HCFA), Current
Procedural Terminology (CPT) 705 managed by the American Medical
Association (AMA), the Health Care Financing Administration Common
Procedure Coding System (HCPCS) 707 managed by the National Technical
Information Service (NTIS), for example.
The connection of a new operational system to DB2 may require
transformation of an initial standard database download file into a data
format
compatible with the new operational information system. Subsequently,
additions or deletions to the code sets, terms and identifiers (as well as
associated standard descriptive data) used by an operational system are
applied to DB1 or DB2 information and are not made to the operational
system files. This advantageously enables DB1 to be made a single point of
maintenance.
l~



CA 02463539 2004-04-08
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DB2 is structured in a similar manner to DB1 (as described in
connection with Figure 4) to facilitate bidirectional data transfer between
them. However DB1 and DB2 in another embodiment may be differently
structured. Further, DB2 may contain all, or a subset of, the information in
DB1 comprising a core set of codes, terms, identifiers and information
relevant to the constituent organization operation and derived and updated
from DB1 to maintain consistency with other constituent organization
operations served by DB1. DB2 also includes information tailored to the
specific requirements of its host constituent organization including updates
applied by the constituent organization to implement changes before they are
generally available. Updates to code sets are typically published
periodically,
but use of new medical technology may require the use of new codes before
they are formally available from the source concerned. DB2 also contains
supplemental local codes (e.g., HCPCS level III) and local identifiers (e.g.,
residents and interns not formally having a National Provider Identifier)
relevant to the constituent organization and the business entities it
interacts
with (e.g., health plans). If these codes and identifiers are generally used,
they may be communicated by application 1'l from DB2 to application 15 for
incorporation in DB1 for use particular payers in particular geographic
regions, for example.
The system incorporates in DB2 a core set of codes terms and
identifiers common to multiple organizations in a health network together with
user specific (i.e., specific to a constituent organization) codes terms and
identifiers to form a hybrid vocabulary supporting the business policies,
operations and procedures of the user. Such operations may employ, a
tailored set of constituent organization specific clinical problems created
from
a mix of code sets, a tailored set of available medical services created from
multiple predetermined service sets as well as a tailored set of treatment
protocols and regimens created from a selected set services and problems,
for example. DB2 also defines linkages within the DB2 vocabulary, including
code sets and identifiers that link the vocabulary elements with available
19



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health services, treatment protocols and regimens and health plans, for
example. DB2 (in similar fashion to DB1) maintains relationships, business
rules and constraints sufficient to support dialog between a physician and a
health insurer as well as dialog between health care providers. Such dialog
supports determination of whether a proposed treatment procedure is
medically necessary, for example. The relationship linkages maintained by
DB2 mirror those previously described for DB1 in connection with Figure 4.
Application 17 advantageously filters data from DB1 prior to
storing the filtered information in DB2 using predetermined filter
information.
The predetermined filter information ensures that filtered healthcare data for
storage in DB2 matches the business processes and services provided by the
constituent organization maintaining and using DB2. The filter ensures that
data supporting a business process or service matches constituent
organization requirements. The filter ensures healthcare data stored in DBE
supports not just an order for performance of a service (such as an order for
a
lumber puncture to be performed), but also the additional services performed
by the constituent organization in performing the service (such as additional
discrete services addressing resource allocation, costing, and billing for the
lumber puncture), for example.
DB2, in similar fashion to DB1, includes mapping information for
mapping a term, code or identifier in a first set of healthcare data to a
different
corresponding term, code or identifier in a second set of said healthcare
data.
The mapping information supports conversion between different versions of
the same code set and between different code sets (411 Figure 4) and
identifiers (415 Figure 4). The mapping information also supports conversion
of user-defined synonyms, and constituent organization customer vocabulary
to standard or recognized values. The DB2 mapping information supports
conversion of individual user specific identifiers, terms and codes to
corresponding standard codes, identifiers, or terms defined for use by a
constituent enterprise. Further, updated information is also communicated by
DB2 to update DB1. Such communication is initiated in response to similar



CA 02463539 2004-04-08
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conditions as are used to initiate download of information from DB1 to DB2
described in connection with Figure 2.
Continuing with Figure 3, in step 311, application 17 initiates
generation of at least one displayed image including image elements
supporting user entry of search criteria for finding information concerning a
service associated with treatment of a medical condition, for example. Figure
shows a user interface display image menu including window 900
supporting such a user search for a service. A user may enter criteria
including one or more of organization 908, location 902, type 906, category
904 and gender association 913, for example and application 17 (Figure 1 )
initiates a search of DB2 using the centrally maintained common codes, terms
and identifiers in DB2. The search is initiated in response to user activation
of
button 925 and the search results are displayed in window 920. Details
concerning a user selected search result element (e.g., 304A) are displayed
in display box 923. Similar user interface images in conjunction with web
browser applications provide a user with Web access to view DB2 (or DB1 )
content, to search for specific codes, to review a history of changes, or to
download full copies or incremental updates of DB2 information in a user
selectable (e.g., flat or compressed) data format. The process of Figure 3
ends at step 315.
The systems, processes and user interface display formats
presented in Figures 1-9 are not exclusive. Other systems, processes and
user interface forms may be derived in accordance with the principles of the
invention to accomplish the same objectives. The inventive principles may be
applied in a variety of environments for identifying and tracleing service,
location and organization related information and in supporting executable
applications of an organization using common sets of codes terms and
identifiers. The inventive principles are not constrained to be used in the
healthcare field. Specifically, the inventive principles and use of a common
vocabulary management system may be applied in any environment where
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multiple terminologies exist and where operations are facilitated by providing
a managed common reference terminology.
22

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

For a clearer understanding of the status of the application/patent presented on this page, the site Disclaimer , as well as the definitions for Patent , Administrative Status , Maintenance Fee  and Payment History  should be consulted.

Administrative Status

Title Date
Forecasted Issue Date Unavailable
(86) PCT Filing Date 2002-10-18
(87) PCT Publication Date 2003-05-01
(85) National Entry 2004-04-08
Examination Requested 2004-04-08
Dead Application 2008-10-20

Abandonment History

Abandonment Date Reason Reinstatement Date
2007-10-18 FAILURE TO PAY APPLICATION MAINTENANCE FEE
2008-01-14 R30(2) - Failure to Respond
2008-01-14 R29 - Failure to Respond

Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Request for Examination $800.00 2004-04-08
Registration of a document - section 124 $100.00 2004-04-08
Application Fee $400.00 2004-04-08
Maintenance Fee - Application - New Act 2 2004-10-18 $100.00 2004-09-10
Maintenance Fee - Application - New Act 3 2005-10-18 $100.00 2005-09-09
Maintenance Fee - Application - New Act 4 2006-10-18 $100.00 2006-09-13
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
SIEMENS MEDICAL SOLUTIONS HEALTH SERVICES CORPORATION
Past Owners on Record
HARDEL, GARY
HASKELL, ROBERT EMMONS
SHUMAKER, HAROLD KENNETH
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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