Note: Descriptions are shown in the official language in which they were submitted.
_ . ., . , ,.~ .,.~ _ . ..
CA 02619679 2008-11-20
QUADRIPHASE SPREADING CODES IN CODE DIVISION
MULTIPLE ACCESS COMMUNICATIONS
This is a divisional application of Canadian Patent Application Serial No.
2,335,018 filed on June 11, 1999.
FIELD OF THE INVENTION
The present invention relates to spread spectnun communications, and
more particularly, to the generation of optimal code sequences used to perform
spreading
and de-spreading functions in a code division multiple access communication.
It should
be understood that the expression "the invention" and the like encompasses the
subject-
matter of both the parent and divisional applications.
BACKGROUND OF THE INVENTION
A direct sequence spread spectrum (DSSS) system is a wide-band system
in which the entire frequency bandwidth of the system is available to each
user all the
time. A DSSS system employs a spreading signal that expands or "spreads" the
bandwidth of the transmitted signal much more than it is required for the
transmission of
infonmation symbols. The spreading signal is usually called a spreading or
scrambling
code or sequence. The tenm spreading code is generally adopted for this
description.
Different users in a DSSS system are distinguished using the different
spreading codes.
This is why DSSS systems are also referred to as Direct Sequence-Code Division
Multiple Access (DS-CDMA) systems. In general, spreading codes are usually bi-
phase,
with elements belonging to the set {+l, -1 }, or polyphase, with elements
belonging to the
set of complex numbers corresponding to equidistant points on the unit circle
in the
CA 02619679 2008-02-25
la
complex plane. For example, quadriphase corresponds to four points of unit
length from
the origin.
In general, there is a trade-off between increasing the number of spreading
codes and decreasing interference. The number of spreading codes used to
distinguish
mobile station users, particularly on the uplink direction from a mobile
station to a base
, .,,., _ .....,.,M,..õ....- _.
CA 02619679 2008-11-20
2
station, should be as large as possible. This is because more spreading codes
provide
more radio channels so that more mobile stations can communicate at the same
time in
the same geographic area. But increasing capacity in a CDMA system comes at a
cost--
interference which reduces the quality of communication for all users.
s
SUlViMARY OF THE INVENTION
It is desirable that the amount of correlation between any two of the
spreading codes be reduced to minimizP the interference between the mobile
stations communicating using those codes. More formally, the maximuin,
periodic,
cross-correlation between any two spreading codes should be as low as
possible.
The periodic cross-correlation, also called even correlation, is equal to a
correlation output under the assumption that the data modulation format does
not
change during the correlation operation. In practice, successive data
modulation
symbols have random rather than periodic values. Therefore, an odd correlation
function better represents the correlation output when a data symbol of
interfering
signal changes during the correlation operation. While both the even and odd
correlation Junctions should be evaluated to obtain an interference measure
for any two
spreading codes assigned to a pair of mobile stations to dctermine the degree
of cross-
correlation, odd cross-correlation is difficult to determine theoretically for
a given set of
spreading codes. Therefore, the even correlation function is used to compare
different
families or sets of spreading codes to determine an optimal family/set.
The present invention provides an optimal set of spreading codes for use
for example in a wideband-CDMA (WCDMA) mobile radio communications system.
Although this set of spreading codes may be employed in synchronized, downlink
transmissions from the base station, it is particularly useful in the uplink
direction from
the mobile station to the base station where the different mobile stations are
not
mutually synchronized. Thc optimal spreading code family provides a large
number of
codes thal also have low cross-correlation between spreading codes for all
possible time
shifis betwecn the different mobile stations. In this way_ the mobile
communications
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WO 99/66645 PCT/SE99/01040
3
system capacity is significantly increased while still providing satisfactory
radio
comrriunications with minimum interference to/from the other mobile stations.
In a preferred embodiment, the optimal code family is the S(2) family of
four-phase code sequences of length L 2 ` - 1, where m is an integer greater
than or
equal to 5. The codes in the S(2) family are generated by summing modulo-4
three
component sequences including a first component quatemary sequence a(n), a
second
component binary sequence b(n), and a third component binary sequence c(n),
where
the binary sequences b(ri) and c(n) are multiplied by two before summing. The
size of
the family, i.e., the number of quaternary spreading codes, is (L + 2)(L + 1)
2 , and the
to maximum cross-correlation between any two of the codes is 1+ 4 (L + l) .
The three
component sequences may be generated using corresponding linear feedback shift-
register generators. The set of (L + 2XL + 1)2 different S(2) sequences is
obtained by
combining the different component sequences produced by the different initial
shift
register states: (L + 2) initial states for an a(n) sequence and (L + 1)
initial states for
ts b(n) and for c(n) sequences.
As an exaniple, the number of S(2) spreading codes having a length (L)
of 255 chips is 16,842,752 with a maximum, absolute, even cross-correlation of
65.
Over 16 million uplink spreading codes provides considerable system capacity.
If one
assumes that no more that 256 mobile stations will be served in a single base
station
20 sector, then 65, 792 code sets may be re-used in the mobile communications
svsteni.
This large number of code sets provides considerable flexibility in network
planning.
Although 'spreading codes from the S(2) family may be randomly
selected and allocated to various users in a CDMA mobile communications
system, a
preferred example embodiment of the present invention allocates the spreadina
codes in
25 accordance with a specific code allocation procedure that achieves more
advantaeeous
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4
results compared with random code selection_ Assuming the entire mobile
communications system employs the S(2) family of codes, specific spreading
code
subsets of the S(2) family of codes are allocated to each base station (or
base station
sector). The spreading code subsets have the same cross correlation properties
of the
S(O) and/or S(l) families of codes and provide reduced interference for mobile
stations
operating in the same base station (or same base station sector) as compared
to
randomlv selected codes from the S(2) family of codes.
Capacity is one important aspect of a communications system, but
services are also very important. There are certain services provided in
mobile
communications systems like WCDMA cellular systenis that may require or
support
more than one data rate. For variable rate and other services, it is desirable
to provide
spreading codes whose length may be expressed as an integer multiple of each
spreading factor in the mobile comtnunications system. The spreading factor
corresponds to the number of chips used to spread a single data symbol.
Relatively
short spreading codes, whose code period covers one or more data symbols, are
desirable in order to support low-complexity, multi-user detection at the CDMA
radio
base stations.
One way of implementing multiple data rates is to use those data rates
which allow corresponding spreading factors ~SF} to be expressed as SF(k) =
L12' ,
where L is the length of each spreading codes in the code family and k is a
positive
integer and varies in proportion to the data rate. Therefore, the spreading
code length
should be some power of two. Having the spreading code length expressible as
an
integer niultiple of each possible spreading factor in the system
significantly alleviates
overall synchronization in the receiver makino it independent of the data
rate. In other
words, if the spreading code period contains an integer number of data
symbols, data
frame and data synchronization in the receiver are derived automatically when
the
receiver despreading sequence is synchronized with tlle incomina signal.
Otherwise.
CA 02619679 2008-02-25
the data symbol position with respect to the (relatively small) spreading code
period
fluctuates over the time, i.e., it is different in consecutive spreading code
periods. As a
result, it is difficult to attach a single data synchronization signal to a
spreading code
period, and consequently, a separate circuit in addition to a code
synchronization circuit
5 must be employed to acquire and track data synchronization.
However, the length (L) of the codes in typical spreading code families is
2'n -1, like the S(2) spreading code family described above. For example, if
m=8, the
code length is 255. In order to obtain the advantages of optimal high capacity
at
minimal cross-correlation code interference as well as support the variable
data rate
applications, the present invention extends the length of each spreading code
by a code
symbol to make the spreading code length -a power of 2_ In a preferred example
embodiment, an additional code symbol is added to the end of each spreading
code.
More specifically, the extended spreading code is obtained by adding another
code
synabol after L symbols of the original (non-extended) code of length L.
In one example embodiment, the added code symbol may be fixed, i.e.,
have the same value, for all spreading codes in the family. In other example
embodiments, the added code symbol has the same value as the first chip in the
original
spreading code. In the case of quaternary spreading codes like those in the
S(2)
family, the additional spreading code symbol may have four possible values,
i.e., 0, 1,
2, or 3. Preferably, the value of the additional spreading code symbol is
selected to
optimize the, mutual cross-correlation between the extended spreading codes.
Broadly in one aspect, the invention provides in a direct sequence spread
spectrum (DSSS) mobile communications system in which a plurality of mobile
radio
stations communicate with one or more radio base stations located in
corresponding
geographic areas over a radio channel, each radio channel corresponding to one
of a set
of spreading codes, one or more of the radio stations comprising:
a spreading code generator configured to provide quatemary spreading codes
from a
family of quaternary sequences of length L=2' -l, where m is an integer
greater than or
equal to 5, having code elements from an alphabet {0, 1, 2, 3), generated by
summing
CA 02619679 2008-02-25
5a
modulo-4 three.component sequences including a first component quatemary
sequence a,
a second component binary sequence b, and a third component binary sequence c,
where
the component binary sequences b and c are multiplied by 2 before the modulo-4
summing;
a spreader configured to spread an information signal to be transmitted by the
mobile
radio using one of the quatemary spreading codes to provide a spread signal;
and
a de-spreader configured to de-spread a received signal using one of the
quatemary
spreading codes.
Broadly in one aspect, the invention provides in a code division multiple
access
(CDMA) mobile communications system in which a plurality of mobile radio
stations
communicate with one or more radio base stations located in corresponding
geographic
areas over a radio channel, each radio channel corresponding to one of a set
of spreading
codes, one or more of the radio stations comprising:
a code generator configured to provide quadriphase spreading codes determined
from an
S(2) set of quatemary spreading codes having a maximal number of quaternary
spreading
codes with a minimal cross-correlation and to extend a length of the S(2)
quatemary
spreading codes to support multi-rate communications in the CDMA mobile
communications system;
a spreader configured to spread an information signal to be transmit by the
radio station
using one of the quadriphase spreading codes allocated to the radio station to
provide a
spread signal; and
a modulator configured to modulate the spread signal onto a radio carrier.
Broadly in one aspect, the invention provides in a code division multiple
access
(CDMA) communications system in which a plurality of communications.devices
communicate using allocated communications channels, each channel
corresponding to
one of a set of CDMA spreading codes, a method comprising:
generating a family of original codes, each original code having a
predetermined length;
and
extending the length of original codes from the family of spreading codes by a
code
symbol to generate a family of CDMA spreading codes by detecting the end of
one of the
original codes, and adding the code symbol to the end of one of the original
codes;
CA 02619679 2008-02-25
5b
wherein the family of original codes has a length of L=2' -1, where m is an
integer, and
a single code symbol is added to the end of the original code periodically.
Broadly in one aspect, the invention provides in a code division multiple
access
(CDMA) communications system in which a plurality of communications devices
communicate using allocated communications channels, each channel
corresponding to:
generating a family of original codes, each original code having a
predetermined length;
and
extending the length of original codes from the family of spreading codes by a
code
symbol to generate a family of CDMA spreading codes by detecting the end of
one of the
original codes, and adding the code symbol to the end of one of the original
codes;
wherein the family of original codes are an S(2) family of codes and the code
symbol is
selected to minimize cross-correlation between CDMA spreading codes.
Broadly in once aspect, the invention provides a CDMA code generator providing
CDMA spreading codes, the generator comprising:
one or more feedback shift registers having m stages, where m is an iriteger,
where an
output of a last stage is fed back to an input of a first stage, the output of
the one or more
feedback shift registers corresponding to one of a family of codes; and
electronic circuitry for adding an additional code symbol to the one code to
provide an
extended code corresponding to one of the CDMA spreading codes.
Broadly in one aspect, the invention provides in a mobile communications
system
including plural base stations for communicating with mobile stations and
employing
spreading codes from a particular spreading code family for radio
communications
between the mobile stations and the base stations, a method comprising:
allocating a first subset of the particular spreading code family to a first
base station;
and
allocating a second subset of the particular spreading code family to a second
base
station;
wherein the spreading codes in the first and second subsets have lower cross-
correlation
than spreading codes in the particular spreading code family.
CA 02619679 2008-02-25
5c
Broadly in one aspect, the invention provides in a mobile conununications
system
including base station having plural sectors for communicating with mobile
stations and
employing spreading codes from a particular spreading code family for radio
communications between the mobile stations and the base station, a method
comprising:
allocating a first subset of the particular spreading code family to a first
base station
sector; and
allocating a second subset of the particular spreading code family to a second
base
station sector;
wherein the spreading codes in the first and second subsets have lower cross-
correlation
than spreading codes in the particular spreading code family.
Broadly in one aspect, the invention provides in a code division multiple
access
(CDMA) communications system in which a plurality of communications devices
communicate using allocated communications channels, each channel
corresponding to
one of a set of CDMA spreading codes, a method comprising:
generating a family of original S(2) quaternary spreading codes, each original
code
having a predetermined length; and
extending the length of original codes from the family of original S(2)
quatemary
spreading codes by a code symbol to generate a family of CDMA spreading codes
without having to increase the number of the original codes from the family.
Broadly in one aspect, the invention provides a CDMA code generator providing
CDMA spreading codes, the generator comprising:
one or more feedback shift registers having m stages, where m is an integer,
where an
output of a last stage is fed back to an input of a first stage, the output of
the one or more
feedback shift registers corresponding to one of a family of S(2) quaternary
spreading
codes of length L=2' -1; and
electronic circuitry for adding an additional code symbol to the one S(2)
quatemary
spreading code to provide an extended S(2) quaternary spreading code
corresponding to
one of the CDMA spreading codes.
CA 02619679 2008-02-25
5d
BRIEF DESCRIPTION OF'THE DRAWINGS
The foregoing and other objects, features, and advantages of the invention
will be apparent from the following description of preferred embodiments as
well as
illustrated in the accompanying drawings in which reference characters refer
to the
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WO 99/66645 PCT/SE99/01040
6
same parts throughout the various views. The drawings are not necessarily to
scale,
emphasis instead being placed upon illustrating the principles of the
invention.
Fig. l is a function block diagram of an example mobile communications
system in which the present invention may be advantageously employed;
Fig. 2 is a function block diagram of an example radio station transceiver
in which the present invention may be advantageously employed;
Fig. 3 is a function block diagram illustratina additional details of the
spreader and modulator blocks shown in Fig. 2;
Fig. 4 illustrates a unit circle diagram illustrating four quadriphase values
lo in a complex plane;
Fig. 5 is a flowchart diagram illustrating example procedures for
providing a spreading code from an optimal S(2) spreading code family in
accordance
with the present invention;
Fig. 6 is a schematic diagram illustrating in further detail the code
generator shown in Fig. 2;
Fig. 7 is a schematic diagram illustrating an extended spreading code
generator in accordance with a fixed extended symbol example embodiment; and
Fig. 8 is a schematic diagram illustrating an example extended spreading
code generator in accordance with a periodic extended symbol example
embodiment;
Fig. 9 is a function block diagram illustrating example procedures in
accordance with an extended spreading code embodiment of the present
invention; and
Fig. 10 is a graph illustrating a performance of the fixed and periodic
extended spreading codes.
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DETAILED DESCRIPTION OF THE DRAWINGS
In the following description, for purposes of explanation and not
limitation, specific details are set forth, such as particular embodiments,
procedures,
techniques, etc., in order to provide a thorough understanding of the present
invention.
However, it will be apparent to one skilled in the art that the present
invention may be
practiced in other embodiments that depart from these specific details. For
example,
while the present invention is sometimes described in the context of a mobile
radio
station using uplink spreading codes, the present invention is equally
applicable to other
radio stations, e.g., radio base stations, and indeed, to any spread spectrum
io communications svsteni. In other instances, detailed descriptions of well-
known
methods, interfaces, devices, and signaling techniques are omitted so as not
to obscure
the description of the present invention with unnecessary detail.
The present invention is described in thc context of a universal niobile
telecomniunications system (UMTS) 10 shown in Fig. 2. A representative,
connection-
oriented, e;ctemal core network, shown as a cloud 12 may be for example the
Public
Switched Telephone Network (PSTN) and/or the intearated Services Digital
Network
(ISDN). A representative. connectionless-oriented external core network shown
as a
cloud 14, may be for example the Internet. Both core networks are coupled to
eorresponding service nodes 16. The PSTN/ISDN connection-oriented network 12
is
connected to a connection-oriented service node shown as a Mobile Switching
Center
(MSC) node 18 that provides circuit-switched services. In the existing GSM
model, the
MSC 18 is connected over an interface A to a Base Station Subsystem (BSS) 22
which
in turn is connected to radio base station 23 over interface A'. The Internet
connectionless-oriented network 14 is connected to a General Packet Radio
Service
(GPRS) node 20 tailored to provide packet-switched type services. Each of the
core
network service nodes 18 and 20 connects to a UMTS Radio Access Network
(URAN) 24 over a radio access network (RAN) interface. URAN 24 includes one or
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WO 99/66645 PCT/SE99/01040
8
more radio network controllers 26. Each RNC 26 is connected to a plurality of
base
stations (BS) 28 and to any other RNC's in the URAN 24.
In the preferred embodiment, radio access is based upon wideband, Code
Division Multiple Access (WCDMA) with individual radio channels allocated
using
CDMA spreading codes. WCDMA provides wide bandwidth for multimedia services
and other high rate demands as well as robust features like diversity handoff
and RAKE
receivers to ensure high quality. Each mobile station 24 is assigned its own
spreading
code in order for a base station 20 to identify transmissions from that
particular mobile
station as well as for the mobile station to identify transmissions from the
base station
intended for that mobile station from all of the other transmissions and noise
present in
the same arca.
A CDMA radio station transceiver 30 in which the present invention may
be employed is shown in Fig. 2 in fur,ction block format. Those skilled in the
art will
appreciate that other radio transceiver functions used in CDMA transceivers
not
is particularly relevant to the present invention are not shown. In the
transmit branch,
information bits to be transmit are received by a spreader 32 which spreads
those
information bits over the available frequency spectrum. (for wideband CDMA
this
frequency band could be for example 5 MHz, 10 MHz, 15 MHz or more), in
accordance
with a spreading code generated by a spreading code generator 40. Controller
44
determines which spreading code should be provided by code generator 40 to
spreader 32. The spreading code provided by code generator 40 corresponds to a
radio
channel in a CDMA conimunications system. Because a very large number of code
symbols (sometimes called "chips") may be used to code each information bit,
(depending on the current data rate in a variable data rate system such as a
WCDNIA
system), the spreading operation considerably increases the data rate thereby
expanding
the signal bandwidth. The spread signal is provided to a modulator 34 which
niodulates
the spread signal onto an RI: carrier. An oscillator 42 generatcs an
appropriate radio
frequency carrier at a frequcncy selected by the controller 44. The modulated
RF signal
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9
is then filtered and amplified in RF processing block 36 before being
transmitted over
the radio interface by way of antenna 38.
Similar but reverse operations are carried out in the receive branch of the
transceiver 30. An RF signal is received by antenna 38 and filtered in RF
processing
block 150. The processed signal is then demodulated to extract the baseband
signal
from the RF carrier in a demodulator 48 using a suitable RF carrier signal
provided by
the oscillator 44. The demodulated signal is de-spread in a de-spreader 46 in
accordance with a code selected by the controller 44 and gerierated by the
code
generator 40. The de-spread signal corresponds to the received information
bits at
baseband which are then typically fui-ther processed- While individual
functional
blocks are shown in the radio station transceiver 30, those skilled in the art
will
appreciate that these functions may be performed by individual hardware
circuits, by a
suitably programmed digital microprocessor, by an application specific
integrated
circuit (ASIC), and/or by one or more digital signaling processors (DSPs).
Fig. 3 illustrates in schematic form further example details of the
spreader 32 and the modulator 34. A similar schematic would apply to the
demodulator 48 and the de-spreader 46 with opposite functions in the reverse
direction.
Quadrature phase shift keying (QPSK) is used both for the data modulation
(performed
by spreader 32). and the spreading modulation (perfornied by quadrature
modulator 34)..
Fig. 4 illustrates four quadriphase points in the unit circle corresponding to
the complex
plane defined by a real axis I and an imaginary axis Q. The four quadriphase
alphabet
values correspond to
n 3a 3)r a
j- j---- -j-- -j-
e 4,e a.e 4 and e 4
where j=~.
CA 02619679 2008-02-25
The example spreader 32 in Fig. 3 includes two biphase (+/- 1)
information streams to be demodulated separately, such as a traffic data
stream and a
control data stream, which are input to respective multipliers 52 and 54 in
order to be
spread and IQ multiplexed. The traffic and control data streams are spread by
different
5 channelization codes and then mapped to the I and Q branches. Channelization
codes
are employed to separately identify and distinguish the real and imaginary
information
streams at the receiver, even if there is imperfect I and Q phase
synchronization at the
receiver. In the situation where plural traffic and control data streams are
to be transmit
in parallel from a single mobile user, (e.g., multicode transmissions --
intended for very
10 high data rates), plural orthogonal channelization codes are used to make
the necessary
parallel code channels. The channelization codes can be based on so-called
Orthogonal
Variable Spreading Factor (OVSF) codes which maintain orthogonality even if
different spreading factors are used. The channelization codes are common for
all
mobile stations.
The I and Q information streams represent the real and imaginary parts
of a complex data stream to be transmit over a CDMA radio channel. In the
present
description, separate real and imaginary information streams and corresponding
different channelization codes have been employed to generate a complex signal
to be
spread using a corresponding radio CDMA spreading code. However, the signal
need
not be complex. Indeed, the present invention may be employed to spread any
type of
information signal.
The spreading code generated by spreading code generator 40 is
employed by the complex multiplier 60 to spread the complex information
signal. The
complex multiplier 60 in a QPSK data modulator performs complex multiplication
between the complex data stream I + jQ and a complex spreading code (e.g.,
temporarily allocated to a mobile station) to provide the spread signal output
to the
modulator 34. Quadrature modulator 34 splits the spread signal into real (I)
and
imaginary (Q) streams which are processed by a corresponding pulse shaping
filter 62,
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I1
64, such as a root-raised cosine filter, and then provided to respective
mixers 66 and 68
which also receive in-phase and quadrature versions of the RF carrier. The
modulated
carrier quadrature signals are summed in summer 70 and output to the RF
processing
block 36.
As mentioned above, the number of CDMA spreading codes used to
distinguish mobile station users, particularly on the uplink direction from a
mobile
station to a base station should be as large as possible to allow more mobile
stations to
communicate at the same time in the same geographic area. On the other hand,
the
number of spreading codes cannot be too large; othernvise, there is too much
interference generated aniong mobile stations to have an acceptable
communication.
The present invention provides a set of spreading codes with an optimal
balance: a
relatively large number of spreading codes with only minimal periodic cross-
correlation
between any two of the spreading codes in the faniily.
For comparison, parameters of various bi-phase and quadriphase
ts spreading code families are shown in Table I below. The alphabet size
corresponds to
the number of different valucs that each code symbol may assume. For bi-phasc
codes,
the alphabet size is two; for quadriphase codes the alphabet size is four. The
sequence
length (L) is the number of code synibols ("chips") in each code and for all
code
families in the Table I is equal to 2 ' -1, where 'm is a positive integer
whose possible
values may be restricted depending on how the particular code family is
constructed.
The family size (M) is the number of codes in a particular spreading code
family. The
larger the family size M. the greater the eapacity. The niaximum absolute
cross-
correlation (C,,,at ) is the maximum, periodic, cross-correlation between any
two
spreading codes in the spreading code family.
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TABLEI
Spreading Alphabet Sequence Length Family Size (M) Max. Abs. Cross-
Code Size (p) Length (L) Restriction Corr. (C.)
Family
Gold 2 2n_I rn=lmod? L+2 I+ 2 L+I
Gold 2 2M_ 1 nr= 2 mod4 L+2 1+2 L+
Gold-like 2 2m - I t = 0 mod 4 L+ 1 i+ 2,F1 + 1
Reciprocal 2 2"' - I nr = 0 mod 2 L + 2 2 L+ I-
Gold-like
Small 2 2-t _1 ur=0mod2 L+1 I+ L+1
Kasami
Large 2 rn = 2 mod 4
( L+ 2)4-L I 1+ 2 L+ I
Kasam i
Large 2 2' -1 m=0mod4 (L+2) L+I-I I + 2L+1
Kasami
Very Large 2 ~-) u1=0mod2 (L + 2)2[+l 1+4 L+l
Kasami
Verv Lar e 4 2u~ _ 1 nr = 0 mod 2 L+~2 L+ I
Kasami g ( ~) ~(1+4 L T I)
Family s(o) 4 2n'- 1 None L + 2 1+ L+
Family s(l) 4 2 '_ 1 m>_ 3 (L+2)(L+t) 1 +2 L+ 1
Family - I Y s(z) 4 rn>_ 5 (L+2)(L+I)Z 1+4 L+ l
Based on this analysis of various characteristics of these code families, the
inventor determined that the S(2) family of spreading codes offers.the optimal
cotnproniise between the largest number (M) of spreading codes, (L + 2)(L +
1)2 , and
the smallest cross-correlation, 1+4 L+ I.]n other words, for the S(2)
spreading
s codes, the ratio of the number of spreading codes to the cross-correlation
peak is
maximized for a given spreading code iength L. The S(1) and S(2) spreading
code
faniilies are obtained by generalizing from the construction of the S(O)
family of
CA 02619679 2008-02-25
l~ -
quadriphase spreading codes, The S(2) spreading code family includes the S(l)
family, which is the subset of (L + 2XL + l) spreading codes obtained by
combining
different a(n) and b(n) component sequences. The S(2) and S(l) spreading code
families include the S(0) family, which is the subset of (L + 2) spreading
codes
obtained by different initial.states of an a(n) component sequence shift-
register. The
S(0) spreading code family has the same number, of spreading codes as the Gold
spreading code family, but the S(O) family has a smaller cross-correlation at
least by
factor of vr2-.
In order to provide a better understanding of the present invention,
io construction of the S(2) family of spreading codes is now described. Let
h(x) = x' + hi x'"-~ +...+h,,,_,x+ h, where hk , x E Z4 , be a primitive
polynomial over
Z4 of degrec m, where Z4 is the set of integers 4 0,1,2,3} . i.e., the ring of
modulo-4
integers. A list of all the primitive polynomials over Z4 up to degree m= 15
can be
found in "On a Recent 4-Phase Sequence Design for CDMA;" Hammons et al., IEICE
ts Trans. Commun:, vol_ E76-B, no. 8, pp. 804813. The,nth=order linear
recurrence
ar (n) over Z4, defined by h(x) as
a,.(n) = h ja,(n-1)-h2a,(n-2)-. ..-ha,(n-m) (mod 4), n>_ m, (1)
produces a quaternary sequence of period L = 2' - 1. The above recurrence may
be
implemented using a shift register with feedback connections.
20 There are L + 2 cyclically distinct sequences which can be obtained from
the recurrence defined in equation (1) by choosing an appropriate initial
state of the
recurrence, i_e., of the shift register. The initial state rr is a vector of m
elements.
which can be represented as
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r, [ar (nr - 1), a, (ln - 2),... ar (0)]=
The L+ 2 initial states ro, ri, r2,... , rL+1 can be chosen according to the
following
algorithm
-M-z ~
Tr - [T(yXm1), 7~Y,x ), ... , T(Yrx), T(Y,~ (-)
where
~ q ~n'' I l
T(~~ = ~~ + ~- + ~ + + ~- (mod Ir(x), mod 4)J (mod x), (3)
and
Yo=1= Yi=2, y2=3.
73 = 1- x,Yq = 1- x2.... YL+I = 1- x(niod h(x), niod 4) (4)
io The set of sequences la,. (n)j defined by equations (1)-(4) represents the
S(O) family
of sequences whose paramcters arc given in Tablc I.
The set of sequences { a,. (n)} of length 255 can be generated by a degree
8 primitive polynomial over Z4. The primitive polynomial of degree 8, whicli
provides
the simplest feedback connections of the corresponding shift-register
generator, is as
follows:
h(x) =Xx+x5+3X3+x`+2x+1. (5)
The S(l) family of sequences {yõ(n)} , u = 0,1,...,(L + 2XL + l) - 1, is the
generalization of the S(O) sequence family obtained by combining the
quaternary
sequences from the set {a,. (n)} , r = 0,1,2,...,(L + 1), with the binary
sequences
CA 02619679 2008-02-25
I5
{bs (n)) , s 0,1, 2,..., L, of the same length. The exact algorithm is given
by the
following relation:
yõ (n) = a, (n) + 2bs(n) (mod 4), n= 0,1,..., L- L. (6)
The sequences bs (n) are obtained by a linear recurrence over Z,, defined by
the
polynomial g(x) = x` + glY`-I+...+ ge_I x + 1 as
bs(n)=glbs(n-1)+g2b.,(n-2)+. , .+bs(n-e) (mod 2), n e, (7)
where e<ni is a minimum intecer satisfying (3. 2') mod (2' - 1) = 3.
The polynomial g(x) is related to the polynomial h(x) and is obtained
from the polynomial g(x)~ , given by
lo g(x)(x-x3)(x-(x3)2)x-(x3)ZZ ... x-(,r3)Z~ (mod h(x),mod 2), (8)
according to the following relation
= g(x) , e < m
g(x) [h(x) + g(x) ~ mod 2, e= m (9)
For h(x) given by equation (5). the corresponding g(x) is equal to
g(x) =xK+x7+xs+.r+1. (10)
The set of L + I distinct (but not cyclically distinct) sequences bs (n) is
defined by the
appropriate initial states of the recurrence defined in equation (7). The L +
I initial
states SO,Sj.S,,,..,sL are defined as
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So = 0, Si = 1, (1 1)
C52 = x, 83 = x 2,..., SL = X L-1 (mod h(x), mod 2).
The actual initial state [b-s (m - 1), bs (m - 2),..., bs (0)] is given by the
coefficients o f
corresponding polynomial 8S defined by equation (11) according to the
following
notation:
8S =b,.(m- 1)x"'-I +bs(m-2)x"'-2+==-+bS(0)
The S(2) family of sequences {z,, (n)}, v= 0, i, 2, ... ,(L + 1)(L + 1)2 1,
is a further generalization using the S(0) and S(1) families. It is obtained
by
combining the sequences from the previouslv defined sets {a,. (n)} and {bs
(n)j with an
additional set {c, (n)} of L + I binary sequences. according to the following
relation:
zõ(n)=a,.(n)+2bt(n)+2c,(n) (mod4),
~o (12)
n=0,1,...,L- l.
An enumeration algorithm for the set S(2) can be defined by
(/.+'x/.+i) t+i
vr=2 +s=2 +l
r=0,1.2,...,L+l (13)
s=0,1,2,...,L
t=0,1,2,...,L
The sequences c,(n) are obtained by a linear recurrence over Z, , defined
by the polynomial f(z) = x" + fix"-I +...+J,-ix + I as
c, (n) = . fi c, (n - l )+ fz c, (n - 2)+...+c, (n - e) (nrod 2), n >- e ,
(14)
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where e< m is a minimum integer satisfying (s. 2`~ mod (2'" - 1) = 5. The
polynomial
x is related to the ol nomial h x and is obtained from the ol nomial xf( ~ P Y
(} P Y J~~ }
given by
f(x)r =(x - x5 )(x -(x5)2)[x - (x5)22(mod h(x), mod 2),( 15)
according to the following relation _
f(X)- f(x) f e<m (16)
[h(x) + f(x)]nioat2. e= m
For h(x) given by equation (5), the corresponding f(x) is equal to
f(x)=xR+x7+x5-1-x4 +1. (17)
The set of L + I distinct (but not cyclically distinct) sequences c, (n) is
defined by the
appropriate initial states of the recurrence (14). These initial states are
already defined
by equation (11).
The above constructions for the S(2) spreading code family produce
quatemary codes with elements belonging to the set 10,1, 2. 31. To obtain
coniplex
quadriphase spreading codes having a constant envelope, with real and
imaginary parts
is being bi-phase values, i.e., with elements belonging to the set
~
T ? n Jf
j- j3- j3-- j-
e 4, e a, e `' , e 4, the following transformation is applied
n n
j-
S2(n}-e 4 . e 2
(IS)
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With this mathematical explanation of how the S(2) family of spreading
codes is constructed, reference is now made to a Mobile Call routine (block
80)
illustrated in function block format in Fig. 5. lnitially, a mobile station
requests a traffic
channel (TCH) by sending a traffic channel request over a random access
channel
(RACH) (block 82). The random access channel has one or more corresponding
spreading codes which the mobile station employs to transceive over that
random access
channel. In response to the mobile's request, the base station sends over the
randoni
access channel to the mobile station the ntrmber " v" of a spreading code zv
(n) from
the S(2) spreading code family (block 84) corresponding to an allocated radio
channel.
io Zõ(n) is defined in equation (12), and v is defined in equation (13) above.
Using the
spreading code number v, the mobile station determines the ordinal numbers r,
s, and
t which uniquely identify the initial states of shift re~isters used to
generate the three
component sequences a,. (n), bjn). and c, (i) deiined above in equations (1),
(7)
and (14), respectively. I'hose thrce component sequcnces arc combined to
provide a
corresponding S(2) quaternary spreading code z,. (n) in accordance with
equation (12)
(block 88). "hhc S(2) quatcrnary snreading ccxle is then mappcd to a
corresponding
quadriphase spreading code (block 90) and used to spread/de-spread (depending
upon
transmit or receive operation currently being performed in the mobile station)
information using the generated quadriphase spreading code (block 92).
Fig. 6 illustrates an example shift register implementation of a code
generator 40 for generating S(2) quadriphase spreading (and de-spreading)
codes in
accordance with one example embodiment of the present invention. Code
generator 40
includes three linear, feedback shift registers 100, 102, and 104. Each shift
register
includes eight memory elements (shift stages) 0-7. At the beginning of each
chip
interval, the content of each memory element is moved (shifted) to the
adjacent, right-
hand memory elenient. The outputs of the memory elements are multiplied by the
coefficients of the respective recurrence equation and then summed modulo 4
(or 2).
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The result of summation is stored in the left-most memory eiement at the
beginning of
the subsequent chip interval.
Shift register 104 implements the linear recurrence a, (n) defined in
equation (1). Shift register 102 generates the bs(n) sequences, and shift
register 100
generates the c, (n) sequences in aecordanee with equations (?) and (14). The
outputs
of shift registers 100 and 102 arc multiplied by two in respective multipliers
106
and 108. Each of the three sequences output by the correspondingthree shi ft -
registers is
summed in sumnier 1 10 to generate an S(2) quaternary code which is converted
to a
corresponding S(2) quadriphase spreading code by wav of niapper 112. Of
course, the
S(2) quaternary code output depends on the actual initial state set in the
shi(t registers
which are determined in accordance with equations (2), (3), (4), (11). Those
initial
states may be input into the appropriate shift registers by the transceiver
controller 44.
which scts the appropriate values of the adjustable parameters in the
transtnitter and
receiver, both in the mobile and base station transceivers. Although in a
preferred
is embodinient, the spreading code generator 40 is implemented using shift
registers
which generate the necessary S(2) spreading codes as needed, those S(2)
spreading
codes could be generated in advance, stored in memory, and retrieved using a
table
lookup function.
Thus, the present invention provides a family of quadriphase, CDMA
spreading codes that provide a maximal number of CDMA spreading codes of a
particular length having a minimal cross-correlation. At the sanie time, these
spreading
codes have a small signaling alphabet which is very convenient for the
practical
implementation of the sprcader and the despreader.
Although the S(2) faniily of spreading codes may be allocated randonily,
a preferred embodiment allocates codes from the S(2) family in a more
advantageous
fashion. As shown above, the S(I) and S(0) spreading code faniilies are
subsets of the
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S(2) code family and have better cross-correlation properties, and therefore
produce
less interference between mobile users. Table 1 above shows that the S(I) code
family
and the S(0) code family have one half and one fourth of the maximum absolute
cross-
correlation as the S(2) code family, respectively.
5 In this preferred embodiment, the large number of codes provided by the
S(2) family is employed by the mobile communications system, but specific
subsets of
the S(2) codes are allocated to particular base stations or base station
sectors.
Consequently, depending on the number of mobile users in a particular area of
a CDMA
cellular network, service quality is iniproved, i.e., less interference
between niobile
to users connected to the same base station or base station sector. For
example, the mobile
communications system niay use S(2) spreading codes of lengtli L = 255. A
first base
station BSO is allocated the subset of S(2) codes defined by the component
sequences
having indices r = 0, l, 2...,256; s = 0; and t= 0. In other words, BSO is
allotted the
"pure" S(O) familv of codes. A second neighboring base station BS 1 is
allocated
- s another subset of S(2) spreading codes defined by the component sequences
corresponding to indices r = 0,1,2...,256; .s = L. and t= 0. The second base
station
codes are very similar to the pure S(0) codes, (the S(0)codes are multiplied
chip-by-
chip with a common component sequence bi(n)), and have essentially the sanie
eharacteristics. As a result of this S(2) code subset allocation, the cross-
correlation
20 between those allocated S(2) codes for each base station is the same as for
the S(0)
code faniily. i.e., less cross-correlation between codes as conipared to that
for the S(2)
family in general.
Using such an S(2) subsct code allocation strategy, mutual interfcrencc
between niobile stations connected to the same base station is minimized, and
the
interference between the base stations is also bounded according to the
properties of the
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21
S(2) codes. The S(2) subset code allocation strategy may be generally defined
as
follows: each BS (or BS sector) has at least L + 2 spreading codes from the
S(2)
family defined by three component sequences having an index r = 0,1,2..., L +
I and
indices s and 1 that are unique for each base station (or base station
sector), i.e.. the
indices s and t have different integer values for different base stations.
While this subset code allocation scheme is advantageous in that it
reduces cross-correlation between mobile users in a base station/sector as
conipared to
the general S(2) code family, hand-over situations require some special
provision. For
the duration of a call, the mobile station keeps the same spreading code
allocated at the
to beginning of the call by the source base station/sector even if the mobile
changes from
the original source base station during hand-over to a destination base
station. Using
the code allocated by the source base station while connected to the
destinatiori base
station may produce interference greater than that for the S(0) family. But
that
interference is still no greater than that defined for the S(2) code set.
In the hand-over situation where the source base station allocated a
particular spreading code to the mobile station, the source base station is
prevented troni
allocating that same spreading code before the handed-over mobile station
finishes the
call to avoid the situation where two mobile stations are assigned the same
code. One
way of accomplishing this is for the source base station to assign a time-out
flag to each
20 available spreading code. The tinie-out flag is set, meaning that the code
may be
allocated to another mobile only if a predefined time interval has passed
since the code
was allocated. Alternatively, the flag has a non-zero time-out value only when
the
mobile is in handover with the time out interval conimencing at the tinie of
handover.
Either way, the same code is prevented from being assigned to two mobile
stations at
25 the same tinie when the niobiles are connected to the neighboring base
stations.
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The construction of the S(2) or other family of spreading codes produces
spreading codes that each have a length L = 2' - I. Consequently, each code's
length
is not a power of 2. However, in a CDMA system that supports different data
rates over
the same physical radio channel depending on which of different services is
currently
operating, the spreading code length should be expressed as a multiple of each
spreading factor existing in the multi-rate CDMA systeni. The spreading factor
is the
number of chips (plural chips are used to spread one data bit) within the data
symbol.
One way of iinplemeriting multiple data rates is to use those data rates that
permit the
cornesponding spreading factors (SF) to be expressed as
io SF(k) = Ll 2~
where the variable k is proportional to the data rate. Moreover, since the
number of
chips within the data symbol should be an integer, the spreading sequence
length should
be a power o f 2.
Consequently, spreading code sequences belonging to the S(2) family
1s should be extended with one quaternary symbol for optimal use in a multi-
rate CDMA
system. The present invention resolves this need by providing a spreading code
extension without increasing the maximum cross-correlation between spreading
codes
in the spreading code family, with miniiliuni hardware iniplementation
complexity.
In a preferred embodiment that tries to reduce hardware implementation
20 complexity, the spreading code synibol is added to the end of the original
spreading
code in order to extend the code by one symbol. Of course, the length of the
original
spreading code could be extended by adding a code symbol to other locations in
the
original code. In other words, extended spreading codes may be obtained by
adding an
additional spreading codc. symbol. after the L symbols of the original, non-
extended
2 s spreading code of length L= 2"' - I.
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In one fixed code extension example embodiment, the additional
spreading code symbol is fixed, i.e., the same for all spreading codes. In the
case of
quaternary codes like the S(2) family of spreading codes, the additional
spreading code
symbol can have four possible values. The particular code symbol value, i.e.,
chip
s value, may be chosen to minimize the mutual cross-correlation between
extended
sequences in a set i.e., the S(2) sequences.
An example of the fixed code extension embodiment is shown in Fig. 7
for original S(2) spreading codes of length 255 where like reference numbers
refer to
like elements from Fig. 6. The code generator 40' in Fig. 7 includes
comparator 120
lo connected to the outputs of each memory eiement of the shift register 104
which
generates the component sequence a,. (n). In addition, a con: espending
register 122
containing the initial state r, of the shift register 104 is connected to the
remaining
available inputs of the comparator 120. Still further, a switch bfock 124 is
connected at
one input terminal to the output of summer 110. The other input terminal is
connected
15 to the fixed code symbol value x, and the output of the switch is connected
to
mapper 112. Outputs froni coniparator 120 suspend the shifting operation of
all three
registers 100, 102, and 104 as well as control the state of the switch 110.
In operation, the comparator 120 detects the end of an original S(2)
spreading code by detecting the end of component sequence a,(n). Only the
20 component sequence a,, (n) has the same period as the S(2) spreading code.
The other
two component sequences. bS (n) and c, (n), have shorter periods which are
contained
in the period of an S(2) spreading code, and tlterefore, they are not used to
detect the
end of S(2) spreading code. The end of component sequence a, (n) is detected
by
detecting the subsequent periodic occurrence of the same state of the shift
register 104
25 which was loaded in register 104 at the initialization of the code
generator 40 operation.
During the initialization of the code generator 40, all three shift registers
100, 102.
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and 104 are loaded with the corresponding initial states and then released to
run in
parallel. However, only the internal state of the shift register 104 is
monitored by the
comparator 120.
When the end of the original spreading code is detected by the
comparator 120, the comparator 120 generates a shift suspend operation during
the next
spreading code symbol cycle. At that time, the extension symbol x, which can
be any
one of the set of values 0, 1, 2, or 3, is added to the end of the code when
the switch 124
is momentarily connected to the x terminal in accordance with an output from
the
comparator 120. During that time, the internal states of all three shift
reaisters remain
unchanged. As a result, the S(2) spreading code is extended by one symbol for
a total
of 256 symbols which is a power of 2, i.e., 2R = 256. After inserted chip
interval. thrcc
shift registers start shifting from the corresponding initial states without
actual re-
loading of those initial states.
Fig. 8 shows an example of a periodic code extension embodiment in
is which the original spreading code is extended by a single chip whose value
is the same
as that of the first symbol in the original spreading code. The structure and
operation of
the code generator 40" shown in Fig. 8 is similar to that described above for
the code
generator 40" shown in Fig. 7. However, the switch 124 is not employed; nor is
there
any external source "x" that supplies the extra chip. Instead, when the end of
the
original spreading code is detected by the comparator 120, the corresponding
output of
the code generator 40 represents the extended (256 - th) chip value. The
shifting in all
shift registers is suspended durinc, the next chip cycle-so the same state,
equal to the
initial state, appears in the first chip cycle of the next spreading code
period. After the
inserted chip interval, the three shift registers continue shifting from their
corresponding
initial states without actually re-loading those initial states.
Accordingly, an additional symbol code equal to the first symbol in the
original spreading code is inserted after the last symbol in the original
spreading code
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with no added hardware. This same periodic extension may be implemented using
a
modulo counter, modulo-256 in this example where L = 255, (more generally the
modulus of the counter is equal to the period of the extended spreading code),
which
indicates the end of extended spreading code. In operation, the shift
registers are
5 reinitialized as usual at the end of the code period and generate as the
next chip output
the first chip of the code as determined by the initial states of the shift
registers. But
after this lirst chip is output, (thereby extending the generated spreading
code by onc
chip), the counter generates an output that causes the shift registers to re-
load their
respective initial states so that the extended code generation operation is
again re-
10 started_
Reference is now made to an extended code routine (block 200) which
illustrates an example procedure in accordance with the present invention.
Initially, a
family of original spreading codes is generated, each code having a length L
(block 202). I-or each gcneratcd spreading code, the cnd of that original
spreading code
15 is detected (block 204). Shifting and linear feedback operations in the
code generator
are momentarily suspended (block 206). A decision is made in block 208 whether
the
fixed spreading code extension procedure or the periodic spreading code
extension -
procedure described in the two example embodiments immediately above is
selected.
For periodic spreading code extension, a spreading code symbol equal to the
first
20 symbol in that code is added to the end of the spreading code (block 210).
For a fixed
spreading code extension, a fixed code symbol is added to the end of the
spreading code
(block 212). The code extension process is repeated for each generated code
(block 214). Of course, once the decision has been made as to the particular
type of
extension, the decision in block 208 no longer need be made.
25 For the S(2) family of spreading codes, both of the extension procedures
described above can be performed easily and with minimal hardware. These
extended
S(2) codes provide the necessary flexibility to optimize multirate
communications
while permitting the largest number of users balanced with minimal cross-
correlation
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between extended codes. Because the cross-correlation properties of extended
codes is
difficult to predict theoretically, the following performance evaluation of
extended S(2)
spreading codes is done numerically.
The performance of the fixed and periodic spreading code extensions is
considered now in conjunction with Fig. 10 and is based on the calculation of
the
average bit error probability Pe in a multiple access system with K concurrent
users.
The bit error probability calculation is implemented relying on a numeTical
evaluation
of an analytical formula that,includes (K-2)-fold convolution of the code-pair
cross-
correlation probability density function as follows:
co FN( z 10 ~'e jll(z) l- dz , (19)
Eh
where
~
1
Q(z) _ ~e_ tz2 dl,
2ir _
Eb is the data bit (spreading sequence) energy, No is the additive white
Gaussian noise
power spectral density, and f/ (z) is the multiple access interference
probability density
function (PDF). The function fl(z) is obtained by (K-2)-fold convolution of
the
code-pair cross-correlation PDF , fPp;, (z') , i.e.,
x-i
f l 1 Z/ - J P ir (Z I ) * f pi,- W). . . * f,.ir W) = (20)
A BPSK data modulation format and time shifts between users
corresponding to the integer multiples of the code symbol (chip) period were
assumed
so that the cross-correlation probability density function can be presumed
discrete. The
cross-correlation probability density function was obtained by counting all
the different
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values of the real part of even and odd cross-correlations within a given set
of spreading
codes. Cross-correlation probability density function was evaluated for the
extended
S(1) spreading codes (which form a subset of S(2)spreading codes) of length L
= 32.
It was found that both the fixed and periodic extension approaches have
about the same performance. The average bit error probability Pe for K = 4
concurrent
users using periodically extended S(1) sequences of length 32, as well as S(1)
sequences extended by a fixed syniboi (equal to 3) is shown in Fig. 10.
Comparing
performance between the non-extended and extended S(1) sequences, one would
expect, hased on the rr-aximum absoltite period cross-correlation (C,,,(L% ),
that the non-
-o extended spreading codes should have better performance because they have a
smaller
Cm... r value. If the number of users is K = 4, the periodically extended
spreading codes
produce a slightly higher average bit error rate. However, when the number
of.users
increases to K = 6, the extended codes surprisingly produce a lower average
bit error
rate than non-extended spreading codes. This latter relationship remains valid
for all
other numbers of users greater than 6 which is another advantage of the
extended
spreading code embodiments of the present invention. The explanation may lie
in the
properties of the odd cross-correlation function, which dominantly influences
the shape
of the code-pair cross-correlation probability density function fP,,;,(z'),
both for the
non-extended and extended spreading codes. The shape of the multiple access
interference probability density function f/ (z) , which directly determines
the averagc
bit error rate, is influenced both by the shape of the function fP,,;, (z')
and by the
number of self-convolutions of fP,;,. (z) in equation (20), i.e., by the
number of
concurrent users.
While the present invention has been described with respect to a particular
embodiment. those skilled in the art will recognize that the present invention
is not
limited to the specific embodinients described and illustrated herein.
Different forniats,
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28
embodiments, and adaptations besides those shown and described as well as many
modiFcations, variations, and equivalent arrangements may also be used to
implement
the invention. Thcrcforc, while the prescnt invcntion has hcen dcscribcd in
relation to
its preferred embodiments, it is to be understood that this disclosure is only
illustrative
s and exemplary of the present invention and is merely for the purposes of
providing a
full and enabling disclosure oFthe invention. Accordingly, it is intended that
the
invention be limited only by the spirit and scope of the claims appended
hereto.
