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Patent 2791261 Summary

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Claims and Abstract availability

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(12) Patent: (11) CA 2791261
(54) English Title: MANAGING STORAGE OF INDIVIDUALLY ACCESSIBLE DATA UNITS
(54) French Title: GESTION DU STOCKAGE D'UNITES DE DONNEES ACCESSIBLES INDIVIDUELLEMENT
Status: Granted
Bibliographic Data
(51) International Patent Classification (IPC):
  • G06F 17/00 (2006.01)
  • G06F 17/30 (2006.01)
(72) Inventors :
  • KULKARNI, VRISHAL (United States of America)
  • SCHMIDT, STEPHEN (United States of America)
  • STANFILL, CRAIG W. (United States of America)
  • VISHNIAC, EPHRAIM MERIWETHER (United States of America)
(73) Owners :
  • AB INITIO TECHNOLOGY LLC (United States of America)
(71) Applicants :
  • AB INITIO TECHNOLOGY LLC (United States of America)
(74) Agent: SMART & BIGGAR LP
(74) Associate agent:
(45) Issued: 2017-12-05
(86) PCT Filing Date: 2010-03-10
(87) Open to Public Inspection: 2011-09-15
Examination requested: 2015-03-05
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/US2010/026817
(87) International Publication Number: WO2011/112187
(85) National Entry: 2012-08-27

(30) Application Priority Data: None

Abstracts

English Abstract

Managing data includes: receiving at least one group of individually accessible data units (200), each data unit identified by a key value, with key values of the received data units being sorted; and processing the data units for storage in a data storage system (100). The processing includes: storing a plurality of blocks of data (202); and providing an index (114) that includes an entry for each of the blocks; and generating a plurality of screening data structures (116) associated with the stored blocks for determining a possibility that a data unit that includes a given key value was included in the group of individually accessible data units, including a first screening data structure for screening a first set of one or more of the plurality of blocks and a second screening data structure for screening a second set of one or more of the plurality of blocks.


French Abstract

La gestion des données consiste à : recevoir au moins un groupe d'unités de données accessibles individuellement (200), chaque unité de données étant identifiée par une valeur clé, et les valeurs clés des unités de données reçues étant triées ; et traiter les unités de données à des fins de stockage dans un système de stockage de données (100). Le traitement consiste à : enregistrer une pluralité de blocs de données (202) ; et fournir un index (114) qui comprend une entrée pour chacun des blocs ; et générer une pluralité de structures de données de filtrage (116) associées aux blocs enregistrés afin de déterminer une possibilité qu'une unité de données qui comprend une valeur clé donnée était incluse dans le groupe d'unités de données accessibles individuellement, comprenant une première structure de données de filtrage pour filtrer un premier ensemble d'un ou de plusieurs blocs de la pluralité de blocs et une seconde structure de données de filtrage pour filtrer un second ensemble d'un ou de plusieurs blocs de la pluralité de blocs.

Claims

Note: Claims are shown in the official language in which they were submitted.


CLAIMS:
1. A method for managing data, the method including:
receiving at least one group of individually accessible data units over an
input device
or port, each data unit identified by a key value, with key values of received
data units being
determined such that the key value, which identifies a given first data unit
that is received
before a given second data unit, occurs earlier in a sort order than the key
value identifying
the given second data unit; and
processing, by at least one processor, the received data units for storage in
a data
storage system, the processing including
storing a plurality of blocks of data, one or more of the blocks being
generated
by combining a plurality of the received data units;
storing an index that includes an entry for each of the blocks, wherein one or

more of the entries enable location, based on a provided key value, of a block
that includes a
data unit corresponding to the provided key value; and
generating one or more screening data structures associated with the stored
blocks for determining, based on a given key value and one or more of the
screening data
structures, whether to search the stored blocks for a data unit that
corresponds to the given key
value.
2. The method of claim 1, wherein generating one or more screening data
structures
includes generating a plurality of screening data structures including a first
screening data
structure for screening a first set of one or more blocks and a second
screening data structure
for screening a second set of one or more blocks.
3. The method of claim 2, wherein each of the plurality of screening data
structures corresponds to a different non-overlapping range of key values
identifying data
units stored in a corresponding set of one or more blocks.
4. The method of claim 2, wherein the first screening data structure is
generated
after accumulating a predetermined number of distinct key values of a first
set of data units
stored in the first set of one or more blocks, and the second screening data
structure is

- 41 -

generated while receiving a second set of data units stored in the second set
of one or more
blocks.
5. The method of claim 2, further including searching for a data unit with
a given
key value using the index and the plurality of screening data structures.
6. The method of claim 1, wherein generating one or more screening data
structures includes generating a single screening data structure for screening
all of the blocks
storing the data units in the group of individually accessible data units
after determining that
there are fewer than a predetermined number of distinct keys of the data units
in the group of
individually accessible data units.
7. The method of claim 6, wherein the single screening data structure is
generated
from a selected one of multiple screening data structures generated in
parallel while receiving
at least some of the data units in the group of individually accessible data
units.
8. The method of claim 1, wherein a given screening data structure
determines,
for a given key value, either that a data unit including the given key value
was definitely not
included, or that a data unit including the given key value was possibly
included.
9. The method of claim 8, further including selecting the size of the given

screening data structure based on the number of distinct key values
identifying the data units
from which the blocks were generated.
10. The method of claim 1, wherein a key value that identifies a given data
unit
corresponds to one or more fields associated with the given data unit before
the given data
unit is received over the input device or port.
1 1 . The method of claim 1, wherein a key value that identifies a given
data unit is
assigned to the given data unit after the given data unit is received over the
input device or
port.
12. The method of claim 1, wherein the number of screening data
structures
associated with the stored blocks is determined based on the number of
distinct key values

- 42 -

identifying the data units in the group of individually accessible data units
and a target false
positive probability associated with the screening data structures.
13. The method of claim 1, wherein the index is a hierarchical index
including at
least a first level of the index and a second level of the index.
14. The method of claim 13, wherein the first level of the index is divided
into
multiple regions of the entries that enable location, based on a provided key
value, of a block
that includes data units corresponding to a range of key values that includes
the provided key
value, with each region being small enough to fit entirely within a memory
coupled to the data
storage system.
15. The method of claim 14, wherein one or more of the entries in the
second level
of the index enable location, based on a provided key value, of a region of
the first level of the
index that includes entries corresponding to a range of key values that
includes the provided
key value.
16. A non-transitory computer-readable medium storing computer executable
instructions for causing a computer to:
receive at least one group of individually accessible data units over an input
device or
port, each data unit identified by a key value, with key values of received
data units being
determined such that the key value, which identifies a given first data unit
that is received
before a given second data unit, occurs earlier in a sort order than the key
value identifying
the given second data unit; and
process the received data units for storage in a data storage system, the
processing
including
storing a plurality of blocks of data, one or more of the blocks being
generated
by combining a plurality of the received data units;
storing an index that includes an entry for each of the blocks, wherein one or

more of the entries enable location, based on a provided key value, of a block
that includes a
data unit corresponding to the provided key value; and

- 43 -

generating one or more screening data structures associated with the stored
blocks for determining, based on a given key value and one or more of the
screening data
structures, whether to search the stored blocks for a data unit that
corresponds to the given key
value.
17. The computer-readable medium of claim 16, wherein generating one or
more
screening data structures includes generating a plurality of screening data
structures including
a first screening data structure for screening a first set of one or more
blocks and a second
screening data structure for screening a second set of one or more blocks.
18. The computer-readable medium of claim 17, wherein each of the plurality
of
screening data structures corresponds to a different non-overlapping range of
key values
identifying data units stored in a corresponding set of one or more blocks.
19. The computer-readable medium of claim 17, wherein the first screening
data
structure is generated after accumulating a predetermined number of distinct
key values of a
first set of data units stored in the first set of one or more blocks, and the
second screening
data structure is generated while receiving a second set of data units stored
in the second set of
one or more blocks.
20. The computer-readable medium of claim 17, wherein the instructions
further
cause the computer to search for a data unit with a given key value using the
index and the
plurality of screening data structures.
21. The computer-readable medium of claim 16, wherein generating one or
more
screening data structures includes generating a single screening data
structure for screening all
of the blocks storing the data units in the group of individually accessible
data units after
determining that there are fewer than a predetermined number of distinct keys
of the data units
in the group of individually accessible data units.
22. The computer-readable medium of claim 21, wherein the single screening
data
structure is generated from a selected one of multiple screening data
structures generated in

- 44 -

parallel while receiving at least some of the data units in the group of
individually accessible
data units.
23. The computer-readable medium of claim 16, wherein a given screening
data
structure determines, for a given key value, either that a data unit including
the given key
value was definitely not included, or that a data unit including the given key
value was
possibly included.
24. The computer-readable medium of claim 23, wherein the instructions
further
cause the computer to select the size of the given screening data structure
based on the
number of distinct key values identifying the data units from which the blocks
were generated.
25. The computer-readable medium of claim 16, wherein a key value that
identifies a given data unit corresponds to one or more fields associated with
the given data
unit before the given data unit is received over the input device or port.
26. The computer-readable medium of claim 16, wherein a key value that
identifies a given data unit is assigned to the given data unit after the
given data unit is
received over the input device or port.
27. The computer-readable medium of claim 16, wherein the number of
screening
data structures associated with the stored blocks is determined based on the
number of distinct
key values identifying the data units in the group of individually accessible
data units and a
target false positive probability associated with the screening data
structures.
28. The computer-readable medium of claim 16, wherein the index is a
hierarchical index including at least a first level of the index and a second
level of the index.
29. The computer-readable medium of claim 28, wherein the first level of
the
index is divided into multiple regions of the entries that enable location,
based on a provided
key value, of a block that includes data units corresponding to a range of key
values that
includes the provided key value, with each region being small enough to fit
entirely within a
memory coupled to the data storage system.

- 45 -

30. The computer-readable medium of claim 29, wherein one or more of the
entries in the second level of the index enable location, based on a provided
key value, of a
region of the first level of the index that includes entries corresponding to
a range of key
values that includes the provided key value.
31. A system for managing data, the system including:
an input device or port configured to receive at least one group of
individually
accessible data units, each data unit identified by a key value, with key
values of received data
units being determined such that the key value, which identifies a given first
data unit that is
received before a given second data unit, occurs earlier in a sort order than
the key value
identifying the given second data unit; and
at least one processor configured to process the received data units for
storage in a data
storage system, the processing including
storing a plurality of blocks of data, one or more of the blocks being
generated
by combining a plurality of the received data units;
storing an index that includes an entry for each of the blocks, wherein one or

more of the entries enable location, based on a provided key value, of a block
that includes a
data unit corresponding to the provided key value; and
generating one or more screening data structures associated with the stored
blocks for determining, based on a given key value and one or more of the
screening data
structures, whether to search the stored blocks for a data unit that
correspond to the given key
value.
32. The system of claim 31, wherein generating one or more screening data
structures includes generating a plurality of screening data structures
including a first
screening data structure for screening a first set of one or more blocks and a
second screening
data structure for screening a second set of one or more blocks.
33. The system of claim 32, wherein each of the plurality of screening data

structures corresponds to a different non-overlapping range of key values
identifying data
units stored in a corresponding set of one or more blocks.

- 46 -

34. The system of claim 32, wherein the first screening data structure is
generated
after accumulating a predetermined number of distinct key values of a first
set of data units
stored in the first set of one or more blocks, and the second screening data
structure is
generated while receiving a second set of data units stored in the second set
of one or more
blocks.
35. The system of claim 32, the processing further including searching for
a data
unit with a given key value using the index and the plurality of screening
data structures.
36. The system of claim 31, wherein generating one or more screening data
structures includes generating a single screening data structure for screening
all of the blocks
storing the data units in the group of individually accessible data units
after determining that
there are fewer than a predetermined number of distinct keys of the data units
in the group of
individually accessible data units.
37. The system of claim 36, wherein the single screening data structure is
generated from a selected one of multiple screening data structures generated
in parallel while
receiving at least some of the data units in the group of individually
accessible data units.
38. The system of claim 31, wherein a given screening data structure
determines, for
a given key value, either that a data unit including the given key value was
definitely not
included, or that a data unit including the given key value was possibly
included.
39. The system of claim 38, the processing further including selecting the
size of the
given screening data structure based on the number of distinct key values
identifying the data
units from which the blocks were generated.
40. The system of claim 31, wherein a key value that identifies a given
data unit
corresponds to one or more fields associated with the given data unit before
the given data unit
is received over the input device or port.
41. The system of claim 31, wherein a key value that identifies a given
data unit is
assigned to the given data unit after the given data unit is received over the
input device or port.

- 47 -

42. The system of claim 31, wherein the number of screening data structures

associated with the stored blocks is determined based on the number of
distinct key values
identifying the data units in the group of individually accessible data units
and a target false
positive probability associated with the screening data structures.
43. The system of claim 31, wherein the index is a hierarchical index
including at
least a first level of the index and a second level of the index.
44. The system of claim 43, wherein the first level of the index is divided
into
multiple regions of the entries that enable location, based on a provided key
value, of a block
that includes data units corresponding to a range of key values that includes
the provided key
value, with each region being small enough to fit entirely within a memory
coupled to the data
storage system.
45. The system of claim 44, wherein one or more of the entries in the
second level of
the index enable location, based on a provided key value, of a region of the
first level of the
index that includes entries corresponding to a range of key values that
includes the provided key
value.

- 48 -

Description

Note: Descriptions are shown in the official language in which they were submitted.


CA 02791261 2015-03-05
60412-4632
,
MANAGING STORAGE OF INDIVIDUALLY ACCESSIBLE DATA =
UNITS
BACKGROUND
The invention relates to managing storage of individually accessible data
units.
A database system can store individually accessible unit of data or "records"
in
any of a variety of formats. Each record may correspond to a logical entity
such as a
credit card transaction and typically has an associated primary key used to
uniquely
identify the record. The record can include multiple values associated with
respective
fields of a record format. The records can be stored within one or more files
(e.g., flat
files or structured data files such as XML files). In compressed database
systems
individual records or values within records may be compressed when stored and
decompressed when accessed to reduce the storage requirements of the system.
= =
-1-.

CA 02791261 2016-11-16
,
60412-4632
SUMMARY
According to an aspect of the present disclosure, there is provided a method
for
managing data, the method including: receiving at least one group of
individually accessible
data units over an input device or port, each data unit identified by a key
value, with key
values of received data units being determined such that the key value, which
identifies a
given first data unit that is received before a given second data unit, occurs
earlier in a sort
order than the key value identifying the given second data unit; and
processing, by at least one
processor, the received data units for storage in a data storage system, the
processing
including storing a plurality of blocks of data, one or more of the blocks
being generated by
combining a plurality of the received data units; storing an index that
includes an entry for
each of the blocks, wherein one or more of the entries enable location, based
on a provided
key value, of a block that includes a data unit corresponding to the provided
key value; and
generating one or more screening data structures associated with the stored
blocks for
determining, based on a given key value and one or more of the screening data
structures,
whether to search the stored blocks for a data unit that corresponds to the
given key value.
According to another aspect of the present disclosure there is provided a non-
transitory computer-readable medium storing computer executable instructions
for causing a
computer to: receive at least one group of individually accessible data units
over an input
device or port, each data unit identified by a key value, with key values of
received data units
being determined such that the key value, which identifies a given first data
unit that is
received before a given second data unit, occurs earlier in a sort order than
the key value
identifying the given second data unit; and process the received data units
for storage in a data
storage system, the processing including storing a plurality of blocks of
data, one or more of
the blocks being generated by combining a plurality of the received data
units; storing an
index that includes an entry for each of the blocks, wherein one or more of
the entries enable
location, based on a provided key value, of a block that includes a data unit
corresponding to
the provided key value; and generating one or more screening data structures
associated with
the stored blocks for determining, based on a given key value and one or more
of the
screening data structures, whether to search the stored blocks for a data unit
that corresponds
to the given key value.
- la-

CA 02791261 2016-11-16
60412-4632
According to another aspect of the present disclosure, there is provided a
system for managing data, the system including: an input device or port
configured to receive
at least one group of individually accessible data units, each data unit
identified by a key
value, with key values of received data units being determined such that the
key value, which
identifies a given first data unit that is received before a given second data
unit, occurs earlier
in a sort order than the key value identifying the given second data unit; and
at least one
processor configured to process the received data units for storage in a data
storage system,
the processing including storing a plurality of blocks of data, one or more of
the blocks being
generated by combining a plurality of the received data units; storing an
index that includes an
entry for each of the blocks, wherein one or more of the entries enable
location, based on a
provided key value, of a block that includes a data unit corresponding to the
provided key
value; and generating one or more screening data structures associated with
the stored blocks
for determining, based on a given key value and one or more of the screening
data structures,
whether to search the stored blocks for a data unit that correspond to the
given key value.
In one aspect, in general, a method for managing data includes: receiving at
least one group of individually accessible data units over an input device or
port, each data
unit identified by a key value, with key values of the received data units
being sorted such that
the key value identifying a given first data unit that is received before a
given second data unit
occurs earlier in a sort order than the key value identifying the given second
data unit; and
processing the data units for storage in a data storage system. The processing
includes: storing
a plurality of blocks of data, each of one or more of the blocks being
generated by combining
a plurality of the data units; providing an index that includes an entry for
each of the blocks,
wherein one or more of the entries enable location, based on
- 1 b -

CA 02791261 2012 08 27
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a provided key value, of a block that includes data units corresponding to a
range of key
values that includes the provided key value; and generating a plurality of
screening data
structures associated with the stored blocks for determining a possibility
that a data unit
that includes a given key value was included in the group of individually
accessible data
units, including a first screening data structure for screening a first set of
one or more of
the plurality of blocks and a second screening data structure for screening a
second set of
one or more of the plurality of blocks.
Aspects can include one or more of the following features.
All of the data units included in the second set of one or more of the
plurality of
blocks have key values that occur later in the sort order than any of the key
values of the
data units included in the first set of one or more of the plurality of
blocks.
Each of the plurality of screening data structures corresponds to a different
non-
overlapping range of key values identifying data units stored in a
corresponding set of
one or more blocks.
The first screening data structure is generated after accumulating a
predetermined
number of distinct key values of a first set of data units stored in the first
set of one or
more of the plurality of blocks, and the second screening data structure is
generated while
receiving a second set of data units stored in the second set of one or more
of the plurality
of blocks.
The method further includes searching for a data unit with a given key value
using
the index and the plurality of screening data structures.
- 2-

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The searching includes checking each of multiple screening data structures for
a
positive result indicating that a data unit with the given key value is
possibly included in
the group of individually accessible data units.
The method further includes, in response to a positive result for a
corresponding
screening data structure, searching the index to determine whether the given
key value
falls within a range of key values spanning one or more blocks that are
screened by the
corresponding screening data structure.
The method further includes, in response to the given key value falling within
the
range of key values spanning multiple blocks that are screened by the
corresponding
screening data structure, searching the index to find a specific block to
search for a data
unit with the given key value.
A given screening data structure determines, for a given key value, either
that a
data unit including the given key value was definitely not included, or that a
data unit
including the given key value was possibly included.
The probability that the given screening data structure determines that a data
unit
including the given key value was possibly included when the data unit was not
included
depends on the size of the data structure.
The method further includes selecting the size of the given screening data
structure based on the number of distinct key values identifying the data
units from which
the blocks were generated.
A key value that identifies a given data unit corresponds to one or more
fields
associated with the given data unit before the given data unit is received
over the input
device or port.
- 3-

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The method further includes accumulating distinct key values as the data units
are
received and counting the accumulated distinct key values after the data units
in the
group of individually accessible data units are received.
A key value that identifies a given data unit is assigned to the given data
unit after
the given data unit is received over the input device or port.
The key values are assigned monotonically.
All the assigned key values are distinct.
The number of screening data structures associated with the stored blocks is
based
on the number of distinct key values identifying the data units in the group
of
individually accessible data units and a target false positive probability
associated with
the screening data structures.
The index is a hierarchical index including at least a first level of the
index and a
second level of the index.
The first level of the index is divided into multiple regions of the entries
that
enable location, based on a provided key value, of a block that includes data
units
corresponding to a range of key values that includes the provided key value,
with each
region being small enough to fit entirely within a memory coupled to the data
storage
system.
One or more of the entries in the index identify a range of key values
corresponding to data units from which a corresponding block was generated.
Each of at least some of the entries in the index identifies a storage
location of the
corresponding block.
The second level of the index is small enough to fit entirely within the
memory.
- 4-

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The second level of the index includes a respective entry for each of the
multiple
regions.
One or more of the entries in the second level of the index enable location,
based
on a provided key value, of a region of the first level of the index that
includes entries
corresponding to a range of key values that includes the provided key value.
In another aspect, in general, a computer-readable medium stores a computer
program for managing data, the computer program including instructions for
causing a
computer to: receive at least one group of individually accessible data units
over an input
device or port, each data unit identified by a key value, with key values of
the received
data units being sorted such that the key value identifying a given first data
unit that is
received before a given second data unit occurs earlier in a sort order than
the key value
identifying the given second data unit; and process the data units for storage
in a data
storage system. The processing includes: storing a plurality of blocks of
data, each of
one or more of the blocks being generated by combining a plurality of the data
units;
providing an index that includes an entry for each of the blocks, wherein one
or more of
the entries enable location, based on a provided key value, of a block that
includes data
units corresponding to a range of key values that includes the provided key
value; and
generating a plurality of screening data structures associated with the stored
blocks for
determining a possibility that a data unit that includes a given key value was
included in
the group of individually accessible data units, including a first screening
data structure
for screening a first set of one or more of the plurality of blocks and a
second screening
data structure for screening a second set of one or more of the plurality of
blocks.
- 5-

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In another aspect, in general, a system for managing data includes: an input
device or port configured to receive at least one group of individually
accessible data
units, each data unit identified by a key value, with key values of the
received data units
being sorted such that the key value identifying a given first data unit that
is received
before a given second data unit occurs earlier in a sort order than the key
value
identifying the given second data unit; and at least one processor configured
to process
the data units for storage in a data storage system. The processing includes:
storing a
plurality of blocks of data, each of one or more of the blocks being generated
by
combining a plurality of the data units; providing an index that includes an
entry for each
of the blocks, wherein one or more of the entries enable location, based on a
provided key
value, of a block that includes data units corresponding to a range of key
values that
includes the provided key value; and generating a plurality of screening data
structures
associated with the stored blocks for determining a possibility that a data
unit that
includes a given key value was included in the group of individually
accessible data
units, including a first screening data structure for screening a first set of
one or more of
the plurality of blocks and a second screening data structure for screening a
second set of
one or more of the plurality of blocks.
In another aspect, in general, a system for managing data includes: means for
receiving at least one group of individually accessible data units, each data
unit identified
by a key value, with key values of the received data units being sorted such
that the key
value identifying a given first data unit that is received before a given
second data unit
occurs earlier in a sort order than the key value identifying the given second
data unit;
and means for processing the data units for storage in a data storage system.
The
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processing includes: storing a plurality of blocks of data, each of one or
more of the
blocks being generated by combining a plurality of the data units; providing
an index that
includes an entry for each of the blocks, wherein one or more of the entries
enable
location, based on a provided key value, of a block that includes data units
corresponding
to a range of key values that includes the provided key value; and generating
a plurality
of screening data structures associated with the stored blocks for determining
a possibility
that a data unit that includes a given key value was included in the group of
individually
accessible data units, including a first screening data structure for
screening a first set of
one or more of the plurality of blocks and a second screening data structure
for screening
a second set of one or more of the plurality of blocks.
Aspects can include one or more of the following advantages.
By compressing a block of multiple records, a greater degree of compression
can
be achieved than by compressing the records individually. The indexed blocks
provide
the ability to access a given record without requiring decompression from the
beginning
of a file of compressed records. The size of the blocks can be selected to be
large enough
to provide high compression and small enough to limit the amount of
decompression
necessary to access a given record within a block. Each block can be
compressed using a
compression technique that does not need to provide the ability to start
decompression
from an arbitrary location within the compressed block. Thus, techniques that
provide a
large degree of compression can be used.
By storing an index that identifies a range of key values corresponding to
records
from which a corresponding block was generated, the index can remain small
(e.g., small
enough to fit in a relatively fast memory) since it does not need to have an
entry for each
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record. The index entries enable location of one or more blocks that can be
loaded and
decompressed to recover a set of records that can be searched for a desired
record.
Associating screening data structures (e.g., overlap encoded signatures or
other types of
bitmaps) with compressed blocks can indicate that .a desired record is not
present
5. obviating the need to load and decompress the compressed block to search
for the record.
An adaptive technique can be used for incrementally generating screening data
structures
in a way that does not use excessive storage space. Various techniques can be
used to
avoid excessive increase in the probability of false positives that would
otherwise be
caused by checking many different screening data structures. For searching a
potentially
large index, a hierarchical technique for generating the index speeds the
index search by
reducing the number of times a relatively slower non-local storage needs to be
accessed.
Other features and advantages of some embodiments will become apparent from
the following description and drawings.
DESCRIPTION OF DRAWINGS
FIG. 1 is a block diagram of a system for storing and retrieving records.
= FIGS. 2A, 2B, 2C, and 2D are schematic diagrams of data processed by and
stored in the system.
FIGS. 3A and 3B are tables showing false positive probabilities for different
signature sizes.
FIGS. 4A and 4B are flowcharts of procedures for searching for records.
= FIG. 5
is a block diagram of an indexing and search module.= =
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DESCRIPTION
Referring to FIG. 1, a record storage and retrieval system 100 accepts data
from
one or more sources, such as SOURCE A ¨ SOURCE C. The data include information
that can be represented as individually accessible units of data. For example,
a credit
card company may receive data representing individual transactions from
various retail
companies. Each transaction is associated with values representing attributes
such as a
customer name, a date, a purchase amount, etc. A record processing module 102
ensures
that the data is formatted according to a predetermined record format so that
the values
associated with a transaction are stored in a record. In some cases this may
include
transforming the data from the sources according to the record format. In
other cases,
one or more sources may provide the data already formatted according to the
record
format.
The record processing module 102 sorts the records by a primary key value that

identifies each record (e.g., either a unique key identifying a single record,
or a key that
identifies multiple updated versions of a record), and divides the records
into sets of
records that correspond to non-overlapping ranges of primary key values. For
example,
each set of records may correspond to a predetermined number of records (e.g.,
100
records). A compression module 104 compresses each set of records into a
compressed
block of data. These compressed blocks are stored in a compressed record file
in a record
storage 106 (e.g., a non-volatile storage medium such as one or more hard disk
drives).
The system 100 also includes an indexing and search module 108 that provides
an index
114 that includes an entry for each of the blocks. The index 114 is used to
locate a block
that may include a given record, as described in more detail below. The
indexing and
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search module 108 also includes a screening data structure 116 that is used to
determine
when it may be necessary to search the record storage 106 for a given record,
as
described in more detail below. The index 114 and screening data structure 116
can be
stored in the same storage medium as the compressed record file, or in some
implementations, at least a portion of the index 114 and screening data
structure 116 may
preferably be stored in a relatively faster local storage accessible by the
module 108 (e.g.,
a volatile storage medium such as a Dynamic Random Access Memory) since the
index
file is typically much smaller than the compressed record file. In these
implementations,
remaining portions of the index 114 and/or screening data structure 116 may be
stored in
an index storage 110 (e.g., a non-volatile storage medium such as one or more
hard disk
drives) until they are needed and moved into the local storage of the module
108. The
record storage 106 and index storage 110 can be hosted on the same storage
media or on
different storage media.
In alternative implementations of the system 100, the sets of records can be
processed to generate blocks using other functions in addition to or instead
of
compression to combine the records in some way (i.e., so that the block is not
merely a
concatenated set of records). For example, some systems may process a set of
records to
generate blocks of encrypted data.
An interface module 112 provides access to the stored records to human and/or
computer agents, such as AGENT A ¨ AGENT D. For example, the interface module
112 can implement an online account system for credit card customers to
monitor their
transactions. A request for transaction information meeting various criteria
can be
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processed by the system 100 and corresponding records can be retrieved from
within
compressed blocks stored in the record storage 106.
A stream of incoming records from one or more sources may be temporarily
stored before being processed to generate a compressed record file. Referring
to FIG.
2A, the system 100 receives a set of records 200 to be stored in a compressed
record file,
and sorts the records according to values of a primary key.
A primary key value can uniquely identify a given item in a database that may
be
represented by one or more records (e.g., each record having a given primary
key value
may correspond to a different updated version of the item). The primary key
can be a
"natural key" that corresponds to one or more existing fields of a record. If
there is no
field that is guaranteed to be unique for each item, the primary key may be a
compound
key comprising multiple fields of a record that together are guaranteed or
highly likely to
be unique for each item. Alternatively, the primary key can be a "synthetic
key" which
can be assigned to each record after being received. For example, the system
100 can
assign unique primary key values as sequentially incremented integers, or some
other
sequence of monotonically progressing values (e.g., time stamps). In this
case, records
representing different versions of the same item may be assigned different
synthetic key
values. If integers are used, the range of possible primary key values (e.g.,
as determined
by the number of bits used) can be large enough so that if the primary key
rolls over, any
record previously assigned a given primary key value has been removed from the
compressed record file. For example, old transactions may be removed and
archived or
discarded.
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In the example shown in FIG. 2A, the records 200 are identified by
alphabetically
sorted primary key values: A, AB, CZ, ... The system 100 compresses a first
set of N
records having primary key values A ¨ DD to generate a corresponding
compressed
block labeled BLOCK 1. The next set of records includes the next N of the
sorted
records having primary key values DX ¨ GF. The compression module 104 can use
any
of a variety of lossless data compression algorithms (e.g., Lempel-Ziv type
algorithms).
Each successive compressed block is combined form a compressed record file
202.
The number N of records used to generate a compressed block, can be selected
to
trade off between compression efficiency and decompression speed. The
compression
may reduce the size of the data on average by a given factor R that depends on
the nature
of the data being compressed and on the size of the data being compressed
(e.g., R is
typically smaller when more data is being compressed). The compression may
also have
an associated overhead (e.g., compression related data) of average size 0. The
average
size of the resulting compressed record file generated from M records each of
size X can
be expressed as r MINARNX + 0), which for a large number of blocks can be
approximated as RMX + OM/N. Thus, a larger value of N can in some cases
provide
greater compression both by reducing R and by reducing the contribution of the
overhead
to the size of the file. A smaller value of N reduces the time needed to
decompress a
given compressed block to access a record that may be contained in the block.
In other implementations, different compressed blocks may include different
numbers of records. Each block may have a number of records according to a
predetermined range. For example, the first block includes records with
primary key
values 1 ¨ 1000, and the second block includes records with primary key values
1001 ¨
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2000, etc. The number of records in the compressed blocks in this example
could be
different since not every primary key value necessarily exists (e.g., in the
case of an
existing numerical field used as a natural key).
In some implementations, different compressed blocks may include a target
number of records in some cases, and in exceptional cases may include more or
fewer
records. For example, if a set of records ends with a record whose primary key
value is
different from the primary key value of the following record in the sorted
order, those
records are used to generate a compressed block. If the set of records ends
with a record
whose primary key value is the same as the primary key value of the following
record in
the sorted order, all the additional records having that primary key value are
added to the
set. In this way, the same primary key value does not cross over from one
compressed
block to the next.
The indexing and search module 108 generates an entry in an index file 204 for

each of the compressed blocks. The index entries include a key field 206 that
identifies
each compressed block, for example, by the primary key of the first record in
the
corresponding uncompressed set of records. The entries also include a location
field 208
that identifies the storage location of the identified compressed block within
the
compressed record file 202. For example, the location field can contain a
pointer in the
form of an absolute address in the record storage 106, or in the form of an
offset from the
address of the beginning of the compressed record file 202 in the record
storage 106.
To search for a given record in the compressed record file 202, the module 108

can perform a search (e.g., a binary search) of the index file 204 based on
the key field
206. For a provided key value (e.g., provided by one of the agents), the
module 108
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locates a block that includes records corresponding to a range of key values
that includes
the provided key value. The record with the provided key value may or may not
have
been included in the set of records used to generate the located block, but if
the record
existed in the records 200, that record would have been included since the
records 200
were sorted by the primary key value. The module 108 then decompresses the
located
block and searches for a record with the provided key value. In cases in which
the
primary key value is not unique for each record, the module 108 may find
multiple
records with the provided key value in the compressed block. In this example
in which
the key field 206 includes the primary key of the first record in a set, the
module 108
searches for two consecutive index entries that have key values earlier and
later,
respectively, than the provided key value, and returns the block corresponding
to the
entry with the earlier key value. In some cases, the provided key value may be
the same
as a key value in an index entry, in which case the module 108 returns the
block
corresponding to that entry.
In different implementations, there are different ways for the entries in the
index
file 204 to identify a range of key values corresponding to the records from
which a
corresponding block was generated. As in the implementation shown in FIG. 2A,
the
range of key values can be the range between the two extremum key values of
the records
used to generate a block (e.g., the first and last in a sorted sequence of
alphabetical
primary key values, or the minimum and maximum in a sorted sequence of
numerical
primary key values). The index entry can include either or both of the extrema
that
define the range. In some implementations, if the index entries include the
minimum key
value that defines a range for a given block, the last index entry associated
with the last
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block in a compressed record file may also include a maximum key value that
defines the
range for that block. This maximum key value can then be used when searching
the
compressed record file to determine when a given key value is out of range.
Alternatively, the range of key values can be a range extending beyond the key
values of the records used to generate a block. For example, in the case of a
block
generated from records with numerical primary key values between 1 and 1000,
the
smallest key value represented in the records may be greater than 1 and the
largest key
value represented in the records may be smaller than 1000. The index entry can
include
either or both of the extrema 1 and 1000 that define the range.
When additional records arrive after an initial group of records have been
processed to generate a compressed record file, those records can be stored in
a buffer
and searched in uncompressed form. Alternatively, additional groups of records
can be
incrementally processed and stored as additional compressed record files
accessible by
additional index files. In some cases, even when compressing a small number of
additional records may not provide a great reduction in storage size, it may
still be
advantageous to compress the additional records to maintain uniform procedures
for
accessing records. Additional records can be processed repeatedly at regular
intervals of
time (e.g., every 30 seconds or every 5 minutes), or after a predetermined
number of
additional records have been received (e.g., every 1000 records or every
10,000 records).
If incoming records are processed based on time intervals, in some intervals
there may be
no incoming records or a small number of records that are all compressed into
a single
compressed block.
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Referring to FIG. 2B, in an example in which additional records have been
received by the system 100 after the initial compressed record file 202 has
been
generated, an additional compressed record file 210 can be appended to the
initial
compressed record file 202 to form a compound compressed record file 211. The
system
100 sorts the additional records by primary key values and compresses sets of
N records
to generate compressed blocks of the compressed record file 210. The first
compressed
block in the appended file 210 labeled BLOCK 91 has primary key values BA ¨
FF. The
module 108 generates an additional index file 212 that includes entries that
can be used to
search for the additional records represented within the appended file 210.
The new
index file 212 can be appended to the previous index file 204.
Any number of compressed record files can be appended to form a compound
compressed record file. If the indexing and search module 108 is searching for
a record
with a given key value within a compound compressed record file, the module
108
searches for the record within each of the appended compressed record files
using the
corresponding index files. Alternatively, an agent requesting a given record
can specify
some number of the compressed record files with a compound compressed record
file to
be searched (e.g., the 10 most recently generated, or any generated within the
last hour).
After a given amount of time (e.g., every 24 hours) or after a given number of

compressed record files have been appended, the system 100 can consolidate the
files to
generate a single compressed record file from a compound compressed record
file and a
new corresponding index file. After consolidation, a single index can be
searched to
locate a compressed block that may contain a given record, resulting in more
efficient
record access. At consolidation time, the system 100 decompresses the
compressed
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record files to recover the corresponding sets of sorted records, sorts the
records by
primary key values, and generates a new compressed record file and index.
Since each of
the recovered sets of records is already sorted, the records can be sorted
efficiently by
merging the previously sorted lists according to the primary key values to
generate a
single set of sorted records.
Referring to FIG. 2C, the compound compressed record file 211 includes the
initial compressed record file 202, the additional compressed record file 210,
and number
of additional compressed record files 220, 221, ... depending on how many
additional
records have arrived and how often the records have been processed. Each
compressed
record file can have an associated index file that can be used to search for a
given record
in within the compressed blocks of that file. In this example, one of the
compressed
record files 220 is small enough to have only a single compressed block (BLOCK
95),
and therefore does not necessarily need an associated index file, but can have
associated
data that indicates a range of primary key values in the block and its
location in storage.
After consolidation, the records recovered from the different appended
compressed
record files are processed to generate a single compressed record file 230.
In the case of monotonically assigned primary keys, records are automatically
sorted not only within compressed record files, but also from one file to the
next,
obviating the need to consolidate files in order to access a record in a
single index search.
Referring to FIG. 2D, the system 100 receives a set of records 250 that are
identified by
consecutive integers assigned in arrival order as primary keys for the
records. Thus, the
records 250 are automatically sorted by primary key. An initial compressed
record file
252 includes compressed blocks each including 100 records in this example, and
an index
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file 254 includes a key field 256 for the primary key value of the first
record in a
compressed block and a location field 258 that identifies the corresponding
storage
location. Since records that arrive after the initial compressed record file
252 has been
generated will automatically have primary key values later in the sorted
order, an
appended compressed record file 260 and corresponding index file 262 do not
need to be
consolidated to enable efficient record access based on a single index search.
For
example, the index file 262 can simply be appended to the index file 254 and
both indices
can be searched together (e.g., in a single binary search) for locating a
compressed
block in either of the compressed record files 252 or 260.
The compound compressed record file 261 may optionally be consolidated to
eliminate an incomplete block that may have been inserted at the end of the
compressed
record file 252. In such a consolidation, only the last compressed block in
the first file
252 would need to be decompressed, and instead of merging the decompressed
sets of
records, the sets of records could simply be concatenated to form a new sorted
set of
records to be divided into sets of 100 records that are then compressed again
to form a
new compressed record file.
Another advantage of using a consecutive integer synthetic primary key values
is
that if the records are going to be partitioned based on the primary key
value, the
partitions can be automatically balanced since there are no gaps in the key
values.
Any of a variety of techniques can be used to update records and invalidate
any
previous versions of the record that may exist in a compressed record file. In
some cases,
records don't need to be removed or updated individually (e.g., logs,
transactions,
telephone calls). In these cases, old records be removed and discarded or
archived in
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groups of a predetermined number of compressed blocks, for example, from the
beginning of a compressed record file. In some cases, entire compressed record
files can
be removed.
In some cases, one or more values of a record are updated by adding a new
updated record for storage in a compressed block, and a previously received
version of
the record (with the same primary key value) may be left stored in a different
compressed
block. There could then multiple versions of a record and some technique is
used to
determine which is the valid version of the record. For example, the last
version (most
recently received) appearing in any compressed record file may be implicitly
or explicitly
indicated as the valid version, and any other versions are invalid. A search
for a record
with a given primary key in this case can include finding the last record
identified by that
primary key in order of appearance. Alternatively, a record can be invalidated
without
necessarily adding a new version of a record by writing an "invalidate record"
that
indicates that any previous versions of the record are not valid.
The system 100 mediates access to the compressed record files stored in the
record storage 106 by different processes. Any of a variety of synchronization
techniques
can be used to mediate access to the compressed blocks within one or more
compressed
record files. The system 100 ensures that any processes that modify the files
(e.g., by
appending or consolidating data) do not interfere with one another. For
example, if new
records arrive while consolidation is occurring, the system 100 can wait until
the
consolidation process is finished, or can generate compressed blocks and store
them
temporarily before appending them to existing compressed record files.
Processes that
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read from a compressed record file can load a portion of the file that is
complete, and can
ignore any incomplete portion that may be undergoing modification.
The system 100 stores additional data that enables a search for record based
on an
attribute of the record other than the primary key. A secondary index for a
compressed
record file includes information that provides one or more primary key values
based on a
value of an attribute that is designated as a secondary key. Each attribute
designated as a
secondary key can be associated with a corresponding secondary index. For
example,
each secondary index can be organized as a table that has rows sorted by the
associated
secondary key. Each row includes a secondary key value and one or more primary
key
values of records that include that secondary key value. Thus, if an agent
initiates a
search for any records that include a given secondary key value, the system
100 looks up
the primary key(s) to use for searching the index of the compressed record
file for the
compressed block(s) that include the record(s). The secondary index may be
large (e.g.,
on the order of the number of records) and in some cases may be stored in the
storage
medium that stores the compressed record files.
In some cases, the values of an attribute designated as a secondary key may be

unique for each record. In such cases, there is a one-to-one correspondence
between that
secondary key and the primary key, and the interface module 112 can present
that
secondary key attribute as though it were the primary key to an agent.
Each secondary index can be updated as new compressed record files are
appended to a compound compressed record file. Alternatively, a secondary key
can be
associated with a different secondary index for each compressed record file,
and the
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secondary indices can be consolidated into a single secondary index when the
compressed record files are consolidated.
A screening data structure 116 can be associated with a compressed record file
for
determining the possibility that a record that includes a given attribute
value is included
in a compressed block of the file. For example, using an overlap encoded
signature
(OES) as a screening data structure enables the system 100 to determine that a
record
with a given key value (primary key or secondary key) is definitely not
present (a
"negative" result), or whether a record with the given key value has the
possibility of
being present (a "positive" result). For a positive result, the system
accesses the
appropriate compressed block to either retrieve the record (a "confirmed
positive" result),
or determine that the record is not present (a "false positive" result). For a
negative
result, the system can give a negative result to an agent without needing to
spend time
decompressing and searching the compressed block for a record that is not
present. The
size of the OES affects how often positive results are false positives, with
larger OES size
for a given number of distinct (i.e., unique) possible key values yielding
fewer false
positive results in general. For a given OES size, fewer distinct possible key
values
yields fewer false positives in general.
Other types of screening data structures are possible. A screening data
structure
for a given primary or secondary key can be provided for each compressed
record file
containing a set of compressed blocks. Alternatively, a screening data
structure for a key
can be provided for each compressed block, or for each of multiple sets of
compressed
blocks within a compressed record file.
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FIGS. 3A and 3B show tables that provide probability values for obtaining a
false
positive result for a key value for various sizes of an exemplary OES
screening data
structure (columns) and various numbers of distinct key values represented in
the
compressed record file (rows). For an OES, depending on the size of the OES
and the
number of distinct key values, the presence of more than one key value may be
indicated
in the same portion of the OES, potentially leading to a false positive result
for one of
those key values if the other is present. The size of this exemplary OES
varies from 210 =
1024 bits (in the table of FIG. 3A) to 228 = 256 Mbits (in the table of FIG.
3B). The
number of distinct key values varies from 100 (in the table of FIG. 3A) to
100,000,000
(in the table of FIG. 3B). For both tables, the blank cells in the upper right
correspond to
0% and the blank cells in the lower left correspond to 100%. For the cells in
which the
false positive probability is low (e.g., near zero), the screening data
structure may be
larger than necessary to provide adequate screening. For the cells in which
the false
positive probability is significant (e.g., > 50%), the screening data
structure may be too
small to provide adequate screening. This example corresponds to a technique
for
generating an OES using four hash codes per key value. Other examples of OES
screening data structures could yield a different table of false positive
probabilities for
given numbers of distinct keys.
Since the number of distinct key values represented in a compressed record
file
may not be known, the system 100 can select the size of the screening data
structure for
the compressed record file based on the number of records from which the file
was
generated. In selecting the size, there is a trade-off between reducing false
positive
probabilities and memory space needed to store the screening data structure.
One factor
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in this trade-off the likelihood of searching for absent key values. If most
of the key
values to be looked up are likely to be present in the decompressed records,
the screening
data structures may not be needed at all. If there is a significant
probability that key
values will not be found, then allocating storage space for relatively large
screening data
structures may save considerable time.
The size of a screening data structures associated with a compressed record
file
may depend on whether the file corresponds to an initial or consolidated large
database of
records, or a smaller update to a larger database. A relatively smaller
screening data
structure size can be used for compressed record files that are appended
during regular
update intervals since there are generally fewer distinct key values in each
update. Also,
the small size can reduce the storage space needed as the number of compressed
record
files grows after many updates. The size of the screening data structure can
be based on
the expected number of records and/or distinct key values in an update, and on
the
expected number of updates. For example, if updated files are appended every
five
minutes through a 24-hour period, there will be 288 compressed record files at
the end of
the day. The probability of at least one false positive result will be 288
times the
appropriate value from the tables of FIGS. 3A and 3B (assuming the results for
different
updates are independent). After consolidation, a larger screening data
structure may be
appropriate for the consolidated compressed record file since the number of
distinct key
values may increase significantly.
A compressed record file can have a screening data structure for the primary
key
and for each secondary key, or for some subset of the keys. For example, the
system 100
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may provide a screening data structure for the primary key, and for only those
secondary
keys that are expected to be used most often in searching for records.
FIG. 4A shows a flowchart for a procedure 400 for searching for one or more
records with a given primary key value. The procedure 400 determines 402
whether
there is a screening data structure associated with a first compressed record
file. If so, the
procedure 400 processes 404 the screening data structure to obtain either a
positive or
negative result. If the given primary key value does not pass the screening (a
negative
result), then the procedure 400 checks 406 for a next compressed record file
and repeats
on that file if it exists. If the given primary key value does pass the
screening (a positive
result), then the procedure 400 searches 408 the index for a block that may
contain a
record with the given primary key value. If no screening data structure is
associated with
the compressed record file, then the procedure 400 searches 408 the index
without
performing a screening.
After searching 408 the index, if a compressed block associated with a range
of
key values that includes the given primary key value is found 410, then the
procedure 400
decompresses 412 the block at the location identified by the index entry and
searches 414
the resulting records for one or more records with the given primary key
value. The
procedure then checks 416 for a next compressed record file and repeats on
that file if it
exists. If no compressed block is found (e.g., if the given primary key value
is smaller
than the minimum key value in the first block or greater than the maximum key
value in
the last block), then the procedure 400 checks 416 for a next compressed
record file and
repeats on that file if it exists.
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FIG. 4B shows a flowchart for a procedure 450 for searching for one or more
records with a given secondary key value. The procedure 450 determines 452
whether
there is a screening data structure associated with a first compressed record
file. If so, the
procedure 450 processes 454 the screening data structure to obtain either a
positive or
negative result. If the given secondary key value does not pass the screening
(a negative
result), then the procedure 450 checks 456 for a next compressed record file
and repeats
on that file if it exists. If the given secondary key value does pass the
screening (a
positive result), then the procedure 450 looks up 458 the primary keys that
correspond to
records containing the given secondary key. If no screening data structure is
associated
with the compressed record file, then the procedure 450 looks up 458 the
primary keys
without performing a screening.
For each of the primary keys found, the procedure 450 searches 460 the index
for
a block that may contain a record with the given primary key value. After
searching 460
the index, if a compressed block associated with a range of key values that
includes the
given primary key value is found 462, then the procedure 450 decompresses 464
the
block at the location identified by the index entry and searches 466 the
resulting records
for one or more records with the given primary key value. The procedure then
checks
468 for a next compressed record file and repeats on that file if it exists.
If no
compressed block is found, then the procedure 450 checks 468 for a next
compressed
record file and repeats on that file if it exists.
Multiple records found with a given primary or secondary key can be returned
by
procedure 400 or procedure 450 in order of appearance, or in some cases, only
the last
version of the record is returned.
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As described above, the probability of a screening data structure returning a
false
positive can be measured as a function of the size of the screening data
structure (a larger
data structure would decrease the probability of false positives) and the
number of
distinct keys represented in the data structure for identifying a group of
records stored in
the blocks (a larger number of distinct keys, which tends to increase with the
number of
blocks for which the screening data structure is used, would increase the
probability of
false positives). Thus, controlling the size of the screening data structure
is one manner
in which to affect the probability of false positive results. However,
selecting a size that
is larger than necessary to achieve an acceptable probability of false
positives may use an
unnecessarily large amount of scarce storage space. The acceptable probability
may be
determined, for example, based on a user input.
In some implementations, in order to select the appropriate size of the
screening
data structure needed for a given group of records, as the records are
received, distinct
keys associated with those records are accumulated in memory while the records
are
being received and stored in compressed blocks. Based on this accumulation,
the size of
the screening data structure needed to achieve a predetermined probability P
of false
positives can then be determined by counting the number of distinct keys in
memory.
Then the record processing module 102 generates a screening data of the
determined size.
So, the screening data structure is not created until after all the records in
the group have
been received). Thus, the size of the screening data structure can be
determined based on
the number of accumulated distinct keys, and would not be unnecessarily large
to achieve
the probability P. However, storing the keys in memory uses system resources
(e.g.,
volatile memory) that may be relatively limited in some systems. While the
keys can also
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be stored in more abundant storage (e.g., non-volatile memory), this technique
would
increase the input/output (I/O) costs of accessing the stored keys. In some
implementations, one or more screening data structures can be generated
adaptively while
the records in the group are being received to limit the rate of false
positives without
needing to wait to accumulate an undetermined and/or large number of distinct
keys, and
without needing to wait until all the records have been received. In this
adaptive
technique the group of records is received with the records' keys in a sorted
order. For
example, in some cases the records have natural primary keys that are known to
be
received by the record processing module 102 already sorted according to those
keys. In
other cases, the records have synthetic primary keys that are assigned by the
record
processing module 102 such that they are sorted according to those assigned
keys (e.g.,
keys that are incremented integers, or timestamps, or other monotonically
increasing
values). If the assigned synthetic keys are also unique, then it is not
necessary to store
the distinct keys in memory in order to determine how many distinct keys have
been
received ¨ instead a count of the number of records received can be
incremented to
determine how many distinct keys have been received.
In some cases, the group of records corresponds to a single batch of records
to be
processed in a batch processing mode. The last record in the batch can be
signified by a
predetermined token or message, for example. In other cases, the group of
records
corresponds to one of multiple delimited sections of a continuous stream that
are
separated by repeating delimiters. Between any successive pair of delimiters,
the group
of records is sorted according to the keys, as described above.
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Instead of needing to wait until after all of the records in the group have
been
received to generate a screening data structure for the group, the record
processing
module 102 can start generating a screening data structure of a predetermined
size S as
the records are being received. Once the size is determined, the screening
data structure
can be built as records arrive, for example, by setting bits of a bit map. As
the number of
distinct keys associated with the screening data structure grows (and the
number of bits
that are set grows), the probability of false positives also grows. If the end
of the group is
reached before the probability of false positives reaches P, the size of the
screening data
structure can be reduced, if necessary, to achieve a probability of false
positives closer to
P, based on the actual number of distinct keys. If the probability of false
positives
reaches P (based on the number of distinct keys so far), then the first
screening data
structure can be stored and a second screening data structure of size S can
start to be
generated. Any distinct keys stored in memory can be discarded to make room to

accumulate new distinct keys associated with the next records received. This
process can
continue until the last record in the group is received. For a given group of
records, there
will be one or more screening data structures, each with a size selected to
achieve a
predetermined probability of false positives (e.g., equal to or close to P),
and each built
without needing to accumulate an arbitrarily large number of distinct keys or
to wait until
the last record has been received. Because the records in the group are
received in sorted
order by their keys, each screening data structure for the group (if there are
multiple
screening data structures) corresponds to a different non-overlapping range of
key values.
The size S can be selected based on any of a variety of factors, such as
characteristics of the system 100. For example, the size Scan be based on a
maximum
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size that can be efficiently accessed in that system. In some implementations,
a hash
value of a predetermined size (e.g., a 32-bit hash) is generated from the
primary key, and
the size S can be selected based on this predetermined hash value size.
In some implementations, two (or more) screening data structures can be built
in
parallel. For example, one of size Scan be built (e.g., with a number of
distinct keys K
achieving the probability P), and one of size SI2 can be built (e.g., with a
number of
distinct keys KI2 achieving the probability P). Based on the actual number of
distinct
keys of the records in the group, one of the data structures can be selected
(and reduced if
necessary to the appropriate size) and the other data structure can be
discarded. For
example, if the number of distinct keys is less than or equal to KI2, then the
screening
data structure of size SI2 can be used, and reduced if necessary to achieve
the probability
P. If the number of distinct keys is between K and KI2, then the screening
data structure
of size S can be used, and reduced if necessary to achieve the probability P.
If the
number of distinct keys passes K, then the screening data structure of size S
can be stored
and a second screening data structure can be built (and can be built using the
same
parallel technique). The cost of building the second data structure in
parallel may be less
than the savings achieved by being closer to the optimum size needed to
achieve the
desired probability P for the actual number of distinct keys.
In some implementations, the time to adaptively generate screening data
structures can be further reduced for a case in which the number of records
(and therefore
the number of distinct keys) is small. Starting with a screening data
structure size of SI2
and then reducing it down to the appropriate size based on the number of
distinct keys
may be relatively slow in some cases due to the number of operations required
to perform
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the reduction (e.g., using a "fold" operation, reducing from a size of 216
bits to a size of
210 bits can be achieved using 6 folds). Instead of generating multiple
screening data
structures in parallel as the records are being received, keys can be
accumulated in an in-
memory key buffer until the key buffer becomes full or until there are no more
records in
the group. If the key buffer becomes full, the buffered keys can be used to
build the
appropriate size screening data structure (e.g., of size S). The key buffer
can then be
discarded and the keys of all the subsequent records in the group can then be
used to
generate another screening data structure as those records are being received.
If all the
records in the group are received before the key buffer becomes full, a
screening data
structure of appropriate size can be generated from buffered keys, avoiding
any reduction
operations that would otherwise be required in that case (of a small number of
distinct
keys).
The following is an example of generating a screening data structure that is a

bitmap for which the maximum size S is 216 bits (or 8 Kbytes), which
corresponds to a
given target false positive probability for an assumed number of distinct
keys. In this
example, a 16 bit address is sufficient to address every bit in the bitmap. As
the
incoming record are received their keys are hashed to generate 32 bit hash
values. The
least significant 16 bits of this hash is used to determine the location of
the bit in the
bitmap that is set for the corresponding key. After all records in the group
have been
received, if the optimal bitmap size is 210 bits, for example, based on the
number of
distinct keys, then the bitmap can be reduced from 216 bits to 210 bits. If
the bitmap of size
-16
2 is split into two parts of equal size, there are two bitmaps each of
size 215 bits.
Combining each bit of the two bitmaps together using a logical "OR" operation
produces
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a folded bitmap of size 215 bits. This is one fold operation. Repeating this
fold operation
another five times (for six fold operations in all) gives a bitmap of size 210
bits, which can
be addressed using the least significant 10 bits of the 32 bit hash values.
The bitmap of
size 210 bits has a higher false positive rate than the bitmap of 216 bits.
However since
fewer distinct keys were received than the assumed number of distinct keys,
the bitmap
still achieves the given target false positive probability.
Using this adaptive approach to generating screening data structures, there
are can
be multiple screening data structures, each being used to screen a different
subset of the
group of records stored in a group of blocks in sorted order by primary key.
So, each of
the multiple screening data structures is associated with a different
corresponding subset
of the group of blocks, and with a different range of key values corresponding
to the
records stored in those blocks. The blocks for all of the records in the group
(e.g., stored
in a single compressed record file) can be located and searched using an index
for
determining in which block a given record may be stored. In a "block index
search" a
single block that may contain a given record can be found (e.g., using a
binary search).
In some cases, when searching the index, it is not necessary to locate a
single block that
may contain a given record, but rather it may only be necessary to perform a
"block range
index search" to determine whether the key of given record falls within a
range of key
values spanning multiple blocks that are screened by a corresponding one of
the
screening data structures, as described in more detail below. To facilitate
this block
range index search, the indexing and search module 108 can store, in
association with
each screening data structure, an indication of the corresponding range of key
values, as
described in more detail below.
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The procedures 400 and 450 can be used to search for records by checking each
of the multiple screening data structures associated with the group of blocks,
followed by
searching the index to determine which block may contain the record in the
case of at
least one positive result. However, since a positive result could be a false
positive, before
locating and decompressing a block to find the record (which is an expensive
action to
take that could significantly slow the search process if performed
unnecessarily), other
steps can be taken to catch at least some false positives. For example, a
block range
index search can be used to determine whether the key of the record falls
within the range
of key values corresponding to the screening data structure that gave a
positive result. If
the key value does not fall within that range of key values, then the positive
result must
have been a false positive. If the key value does fall within that range of
key values, then
a false positive is not ruled out, and the indexing and search module 108
performs a block
index search to find a specific block to decompress and search for a record
with the given
key.
The consequence of checking each of the multiple screening data structures to
search for a record with a given key is that the probability of a false
positive is
compounded and increases (relative to the false positive probability P of a
single
screening data structure) with the number of screening data structures
searched. For a
small number of screening data structures, this may not be significant, but
for a large
number of screening data structures, performance may improve by first
performing a
block range index search to identify which of the multiple screening data
structures
corresponds to a range of key values that includes the given key. Then only
the identified
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screening data structure is checked for a positive result, so the false
positive probability is
limited to P.
The following example shows how a block range index search can be performed.
Each screening data structure is used for screening a different a non-
overlapping range of
key values of records stored in compressed blocks that are each located by a
corresponding index entry. Since each index entry (except for the last index
entry)
contains the key value for the first record in the compressed data block
located by that
index entry, the range of key values screened by a given screening data
structure can be
determined by identifying a range of index entries associated with the given
screening
data structure. In the simplified example below, there are two screening data
structures
labeled "bitmap 0" and "bitmap 1." In this example, the index is stored in an
array, and a
given index entry can be retrieved using a corresponding sequentially assigned
integer
value, called an "index entry index" (IEI) to index into the array. The
following table
shows for each of six index entries in the index, its corresponding IEI value
and which
bitmap is used to screen the records stored in the block located by that
particular index
entry. The table ends with a "terminating index entry" that contains the key
value for the
last record in the compressed data block located by the last normal index
entry.
Bitmap IEI Index entry
0 0 Key: 10, Offset 0
0 1 Key: 110, Offset 2000
0 2 Key: 210, Offset 4000
1 3 Key: 310, Offset 6000
1 4 Key: 410, Offset 8000
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1 5 Key: 510, Offset 10000
N/A 6 Key: 610, Offset N/A
Bitmap 0 corresponds to a range of index entries with IEI values from 0 to 2,
and
bitmap 1 corresponds to a range of index entries with IEI values from 3 to 5.
Each index
entry contains the key value for the first record in a compressed data block
that is located
by a stored offset into a file that stores the compressed blocks. In this
example, bitmap 0
corresponds to a range of key values from 10(inclusive) to 310 (exclusive),
and bitmap 1
corresponds to a range of key values from 310(inclusive) to 610(inclusive). It
is
sufficient to store a single IEI value in association with each bitmap to
indicate the
corresponding range of key values for that bitmap, such as the IEI value for
the index
entry containing the first key value of the range. For example, the IEI value
of 0 can be
stored in association with bitmap 0, and an IEI value of 3 can be stored in
association
with bitmap 1. A final IEI value for the terminating index entry can also be
stored to
indicate the last key value for the last bitmap. The resulting list of
screening data
structures and corresponding IEI values for this example would be:
Bitmap IEI
0 0
1 3
N/A 6
An example of using this list, the index, and the bitmaps to search for a
record
with a key value of 509 is as follows.
1. Block range index search: perform a search (e.g., using a binary search)
for the
bitmap paired with an IEI for an index entry containing a key value closest to
but not
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larger than 509 across all the key values (10, 310, 610) contained in the
index entries
identified by the IEI values (0, 3, 6) in the list. This yields the bitmap 1
paired with an
IEI of 3 since the corresponding index entry has a key value of 310 and 310
<509 <610.
2. Perform screening: the key 509 is screened against the screening data
structure
(bitmap 1) identified in the block range index search.
3a. If the screening yields a positive result: perform a block index search.
Perform
a search (e.g., using a binary search) for an index entry containing a key
value closest to
but not larger than 509 across all the key values (310, 410, 510, 610)
contained in the
index entries associated with the screening data structure. This yields the
index entry
containing the key value 410 since 410 < 509 < 510. This means that a matching
record
with the key value 509 may be stored in the compressed block located by the
index entry
at an offset of 8000. The compressed block is decompressed to search for a
matching
record and return it if it is found.
3b. If the screening yields a negative result: there is no need to perform a
block
index search since a record with a key value of 509 is not stored in any of
the three
blocks associated with bitmap 1.
FIG. 5 shows an exemplary implementation of an indexing and search module
108, which includes an index 114 for a group of received records, and a number
of
associated screening structures 502, 504, and 506, etc. adaptively generated
as described
above. The index 114 contains a series of entries that each include an address
of a block
from a group of blocks (e.g., blocks 506A-5061) in which the group of received
records
have been stored, and a key field that identifies the primary key of the first
record stored
in the block. The records in the blocks are sorted by primary key, as
described above.
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The screening data structures 502, 504, and 506 are each associated with a
different
respective subset of those blocks (e.g., block sets 508A, 508B, or 508C). In
this example,
for simplicity, each subset includes three blocks, but a screening data
structure is
typically associated with a large number of blocks. In some implementations,
if the
number of screening data structures associated with the group of records is
larger than a
predetermined threshold (e.g., a threshold of 10 or 100) then the indexing and
search
module 108 performs a block range index search to identify one of the
screening data
structures to check. For example, if the module 108 determines that a given
key is larger
than the key field of an entry 501D indicating the first key stored in the
block 506D and
smaller than the key field of an entry 501F indicating the first key stored in
the block
506g, then the module 108 checks the screening data structure 504
corresponding to the
set of blocks 508B. If the screening data structure 504 yields a negative
result, a record
with the given key is not present in the group of records. If the screening
data structure
504 yields a positive result, the index 114 is used to find one of the blocks
in the set 508B
that may contain the record and the module 108 decompresses the block to
search for the
record.
In some cases, it is possible that the size of the index 114 could become too
large
to fit in memory. Some techniques for searching an index (e.g., binary search
techniques)
result in reading a number of index entries on the order of log2(t), where t
is the total
number of entries in the index. (The actual number of entries read during any
given
search can be fewer or greater than this amount.) If a significant number of
those index
entries that are read are not in the portion of the index that happens to be
loaded in
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memory at the time, the time needed to search the index could be significantly
increased
due to the time needed to load different portions of the index into memory.
In some implementations, the access time associated with searching the index
can
be reduced by building a hierarchical or "multi-layer" index. In one example
of a multi-
layer index in which there are two layers of indices, a primary index stored
in the index
storage 110 (e.g., slower and/or non-volatile storage) contains entries that
locate the
compressed blocks of records and a secondary index stored in local memory
(e.g., faster
and/or volatile memory) contains entries used to determine which portion of
the primary
index is to be loaded into the local memory. To generate such a two-layer
index, an
initial index containing entries for the compressed blocks is generated with
entries sorted
by key, as described above. This initial index is the primary index and is
divided into
contiguous regions of entries that are each small enough to fit entirely
within the local
memory (e.g., each region is one "disk page" in length. The index entries
within each
region can optionally be compressed (e.g., into one or more blocks, similar to
the blocks
described above, but storing index entries instead of records). When
compressed, the
region will be even smaller, but the size of the region when decompressed
should still fit
entirely within the local memory. Then, a secondary index is generated that is
also small
enough to fit entirely within the local memory. Within this secondary index,
an entry is
created for each of the multiple regions. Each secondary index entry includes
an address
of a region in the index storage 110 (e.g., an address of a disk page storing
the region).
Each secondary index entry also includes a key field that identifies the
primary key of the
first primary index entry stored in the region.
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If the secondary index remains small enough to fit within the local memory,
access costs (e.g., time needed to perform input/output (I/O) operations) can
be reduced.
For example, in order to retrieve a desired record, a first search is
performed within the
secondary index (which is contained within the local memory) in order to
determine
which region of the primary index contains the entry associated with the block
that stores
the desired record. Once the appropriate region of the primary index is
determined (e.g.,
using a binary search), that region of the primary index is retrieved from the
index
storage 110 to the local memory and searched to find the primary index entry
that locates
block storing the record. Thus, in this example, the first search is performed
within the
secondary index that fits in local memory, then, after one I/O operation, a
subsequent
search is performed within a region of the primary index that also fits in
local memory.
Because the primary index is divided into regions that are one disk page in
length, the I/O
cost of accessing the index can be reduced. If the secondary index is too
large (or
becomes too large) to fit entirely within the local memory, then a third layer
of the
multilayer index can be generated (and a fourth layer, and so on) such that
the highest
layer fits entirely within the local memory and each lower layer is divided
into regions
that each fit entirely within the local memory. The lowest layer is the
primary index that
stores the compressed blocks of records.
The record storage and retrieval techniques described above can be implemented
using software for execution on a computer. For instance, the software forms
procedures
in one or more computer programs that execute on one or more programmed or
programmable computer systems (which may be of various architectures such as
distributed, client/server, or grid) each including at least one processor, at
least one data
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storage system (including volatile and non-volatile memory and/or storage
elements), at
least one input device or port, and at least one output device or port. The
software may
form one or more modules of a larger program, for example, that provides other
services
related to the design and configuration of computation graphs. The nodes and
elements
of the graph can be implemented as data structures stored in a computer
readable medium
or other organized data conforming to a data model stored in a data
repository.
The software may be provided on a medium, such as a CD-ROM, readable by a
general or special purpose programmable computer or delivered (encoded in a
propagated
signal) over a network to the computer where it is executed. All of the
functions may be
performed on a special purpose computer, or using special-purpose hardware,
such as
coprocessors. The software may be implemented in a distributed manner in which

different parts of the computation specified by the software are performed by
different
computers. Each such computer program is preferably stored on or downloaded to
a
storage media or device (e.g., solid state memory or media, or magnetic or
optical media)
readable by a general or special purpose programmable computer, for
configuring and
operating the computer when the storage media or device is read by the
computer system
to perform the procedures described herein. The inventive system may also be
considered to be implemented as a computer-readable storage medium, configured
with a
computer program, where the storage medium so configured causes a computer
system to
operate in a specific and predefined manner to perform the functions described
herein.
A number of embodiments of the invention have been described. Nevertheless, it

will be understood that various modifications may be made without departing
from the
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60412-4632
scope of the invention. For example, some of the steps described above may be
order independent, and thus can be performed in an order different from that
described.
It is to be understood that the foregoing description is intended to
illustrate and
not to limit the scope of the invention, which is defined by the scope of the
appended
= 5 claims. For example, a number of the function steps described
above may be performed
in a different order without substantially affecting overall processing. Other

embodiments are within the scope of the following claims.
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Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

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Administrative Status

Title Date
Forecasted Issue Date 2017-12-05
(86) PCT Filing Date 2010-03-10
(87) PCT Publication Date 2011-09-15
(85) National Entry 2012-08-27
Examination Requested 2015-03-05
(45) Issued 2017-12-05

Abandonment History

There is no abandonment history.

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Last Payment of $347.00 was received on 2024-02-27


 Upcoming maintenance fee amounts

Description Date Amount
Next Payment if standard fee 2025-03-10 $624.00
Next Payment if small entity fee 2025-03-10 $253.00

Note : If the full payment has not been received on or before the date indicated, a further fee may be required which may be one of the following

  • the reinstatement fee;
  • the late payment fee; or
  • additional fee to reverse deemed expiry.

Patent fees are adjusted on the 1st of January every year. The amounts above are the current amounts if received by December 31 of the current year.
Please refer to the CIPO Patent Fees web page to see all current fee amounts.

Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Registration of a document - section 124 $100.00 2012-08-27
Registration of a document - section 124 $100.00 2012-08-27
Registration of a document - section 124 $100.00 2012-08-27
Application Fee $400.00 2012-08-27
Maintenance Fee - Application - New Act 2 2012-03-12 $100.00 2012-08-27
Maintenance Fee - Application - New Act 3 2013-03-11 $100.00 2013-02-22
Maintenance Fee - Application - New Act 4 2014-03-10 $100.00 2014-02-20
Maintenance Fee - Application - New Act 5 2015-03-10 $200.00 2015-02-18
Request for Examination $800.00 2015-03-05
Maintenance Fee - Application - New Act 6 2016-03-10 $200.00 2016-02-19
Maintenance Fee - Application - New Act 7 2017-03-10 $200.00 2017-02-22
Final Fee $300.00 2017-10-24
Maintenance Fee - Patent - New Act 8 2018-03-12 $200.00 2018-03-05
Maintenance Fee - Patent - New Act 9 2019-03-11 $200.00 2019-03-01
Maintenance Fee - Patent - New Act 10 2020-03-10 $250.00 2020-03-06
Maintenance Fee - Patent - New Act 11 2021-03-10 $255.00 2021-03-05
Maintenance Fee - Patent - New Act 12 2022-03-10 $254.49 2022-03-04
Maintenance Fee - Patent - New Act 13 2023-03-10 $263.14 2023-03-03
Maintenance Fee - Patent - New Act 14 2024-03-11 $347.00 2024-02-27
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
AB INITIO TECHNOLOGY LLC
Past Owners on Record
None
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
Documents

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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Abstract 2012-08-27 2 73
Claims 2012-08-27 7 248
Drawings 2012-08-27 10 218
Description 2012-08-27 40 1,647
Representative Drawing 2012-08-27 1 12
Cover Page 2012-10-31 2 44
Claims 2015-03-05 8 355
Description 2015-03-05 42 1,738
Claims 2016-11-16 8 350
Description 2016-11-16 42 1,735
Final Fee 2017-10-24 2 64
Representative Drawing 2017-11-08 1 6
Cover Page 2017-11-08 2 44
PCT 2012-08-27 9 551
Assignment 2012-08-27 9 317
Correspondence 2015-01-15 2 66
Prosecution-Amendment 2015-03-05 16 640
Prosecution-Amendment 2015-03-05 2 83
Examiner Requisition 2016-06-02 3 236
Amendment 2016-07-11 2 65
Amendment 2016-09-08 1 54
Amendment 2016-11-16 21 941
Amendment 2017-02-10 2 67