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Patent 2950919 Summary

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(12) Patent Application: (11) CA 2950919
(54) English Title: PIEZOELECTRIC ULTRASONIC TRANSDUCER AND PROCESS
(54) French Title: TRANSDUCTEUR ULTRASONORE PIEZOELECTRIQUE ET SON PROCEDE
Status: Dead
Bibliographic Data
(51) International Patent Classification (IPC):
  • B06B 1/06 (2006.01)
  • B81B 3/00 (2006.01)
  • G06F 3/043 (2006.01)
  • H01L 41/09 (2006.01)
(72) Inventors :
  • LASITER, JON BRADLEY (United States of America)
  • SHENOY, RAVINDRA VAMAN (United States of America)
  • GOUSEV, EVGENI PETROVICH (United States of America)
  • PANCHAWAGH, HRISHIKESH (United States of America)
  • BURNS, DAVID WILLIAM (United States of America)
  • KUO, NAI-KUEI (United States of America)
  • GRIFFITHS, JONATHAN CHARLES (United States of America)
  • GANTI, SURYAPRAKASH (United States of America)
(73) Owners :
  • QUALCOMM INCORPORATED (United States of America)
(71) Applicants :
  • QUALCOMM INCORPORATED (United States of America)
(74) Agent: SMART & BIGGAR LP
(74) Associate agent:
(45) Issued:
(86) PCT Filing Date: 2015-06-08
(87) Open to Public Inspection: 2016-01-14
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/US2015/034729
(87) International Publication Number: WO2016/007250
(85) National Entry: 2016-11-30

(30) Application Priority Data:
Application No. Country/Territory Date
62/022,140 United States of America 2014-07-08
14/569,256 United States of America 2014-12-12

Abstracts

English Abstract

A piezoelectric micromechanical ultrasonic transducer (PMUT) includes a multilayer stack disposed on a substrate. The multilayer stack may include an anchor structure disposed over the substrate, a piezoelectric layer stack disposed over the anchor structure, and a mechanical layer disposed proximate to the piezoelectric layer stack. The piezoelectric layer stack may be disposed over a cavity. The mechanical layer may seal the cavity and, together with the piezoelectric layer stack, is supported by the anchor structure and forms a membrane over the cavity, the membrane being configured to undergo one or both of flexural motion and vibration when the PMUT receives or transmits ultrasonic signals.


French Abstract

L'invention concerne un transducteur ultrasonore micro-mécanique piézoélectrique (PMUT) comprenant un empilement multicouche disposé sur un substrat. L'empilement multicouche peut comprendre une structure d'ancrage disposée sur le substrat, un empilement de couches piézoélectriques disposé sur la structure d'ancrage et une couche mécanique disposée à proximité de l'empilement de couches piézoélectriques. L'empilement de couches piézoélectriques peut être disposé au-dessus d'une cavité. La couche mécanique permet sceller la cavité, est supportée conjointement avec l'empilement de couches piézoélectriques par la structure d'ancrage et forme une membrane au-dessus de la cavité, la membrane étant conçue pour subir un mouvement de flexion et/ou une vibration lorsque le PMUT reçoit ou transmet des signaux ultrasonores.

Claims

Note: Claims are shown in the official language in which they were submitted.



CLAIMS

What is claimed is:

1. A piezoelectric micromechanical ultrasonic transducer (PMUT) comprising:
a multilayer stack disposed on a substrate and including:
an anchor structure disposed over the substrate;
a piezoelectric layer stack disposed over the anchor structure; and
a mechanical layer disposed proximate to the piezoelectric layer stack;
wherein:
the piezoelectric layer stack is disposed over a cavity; and
the mechanical layer seals the cavity and, together with the
piezoelectric layer stack, is supported by the anchor structure and forms a
membrane over the cavity, the membrane being configured to undergo
one or both of flexural motion and vibration when the PMUT receives or
transmits ultrasonic signals.
2. The PMUT of claim 1, wherein the mechanical layer has a thickness such
that a
neutral axis of the multilayer stack is displaced, relative to a neutral axis
of the
piezoelectric layer stack, towards the mechanical layer to allow an out-of-
plane bending
mode.
3. The PMUT of claim 2, wherein the mechanical layer is substantially
thicker than
the piezoelectric layer stack.
4. The PMUT of claim 2, wherein the neutral axis passes through the
mechanical
layer.
5. The PMUT of claim 1, wherein:
the cavity is formed by removing a sacrificial material through at least one
release hole;
the mechanical layer is formed after removing the sacrificial material; and

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forming the mechanical layer seals the cavity by sealing the at least one
release
hole.
6. The PMUT of claim 1, wherein the piezoelectric layer stack includes a
piezoelectric layer, a lower electrode disposed below the piezoelectric layer,
and an
upper electrode disposed above the piezoelectric layer.
7. The PMUT of claim 1, wherein the mechanical layer includes a recess
where the
mechanical layer is locally thinned.
8. The PMUT of claim 1, wherein the mechanical layer is disposed over a
side of
the piezoelectric stack opposite to the substrate.
9. The PMUT of claim 1, wherein the mechanical layer is disposed below a
side of
the piezoelectric stack facing the substrate.
10. The PMUT of claim 1, further comprising an acoustic coupling medium
disposed above the piezoelectric layer stack, wherein the PMUT is configured
to receive
or transmit ultrasonic signals through the coupling medium.
11. A piezoelectric micromechanical ultrasonic transducer (PMUT)
comprising:
a multilayer stack disposed on a substrate and including:
an anchor structure disposed over the substrate;
a piezoelectric layer stack disposed over the anchor structure; and
a mechanical layer disposed proximate to the piezoelectric layer stack,
the mechanical layer including a recess where the mechanical layer is locally
thinned; wherein
the piezoelectric layer stack is disposed over a cavity; and
the mechanical layer, together with the piezoelectric layer stack,
is supported by the anchor structure and forms a membrane over the
cavity, the membrane being configured to undergo one or both of
flexural motion and vibration when the PMUT receives or transmits
ultrasonic signals.

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12. The PMUT of claim 11, wherein:
the cavity is formed by removing a sacrificial material through at least one
release hole;
the mechanical layer is formed after removing the sacrificial material; and
forming the mechanical layer seals the cavity by sealing the at least one
release
hole.
13. The PMUT of claim 11, wherein the mechanical layer is disposed over a
side of
the piezoelectric stack opposite to the substrate.
14. The PMUT of claim 11, wherein the mechanical layer is disposed below a
side
of the piezoelectric stack facing the substrate.
15. The PMUT of claim 11, further comprising an acoustic coupling medium
disposed above the piezoelectric layer stack, wherein the PMUT is configured
to receive
or transmit ultrasonic signals through the coupling medium.
16. A method of making a piezoelectric micromechanical ultrasonic
transducer
(PMUT) comprising:
forming an anchor structure over a substrate, the anchor structure disposed
proximate to regions of sacrificial material;
forming a piezoelectric layer stack over the anchor structure;
removing the sacrificial material so as to form a cavity under the
piezoelectric
layer stack; and
disposing a mechanical layer proximate to the piezoelectric layer stack,
wherein
the piezoelectric layer stack and the mechanical layer form part of a
multilayer stack,
the mechanical layer seals the cavity and, together with the piezoelectric
layer stack, is
supported by the anchor structure and forms a membrane over the cavity, the
membrane
being configured to undergo one or both of flexural motion and vibration when
the
PMUT receives or transmits ultrasonic signals.

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17. The method of claim 16, wherein removing the sacrificial material
includes
removing the sacrificial material through at least one release hole and the
mechanical
layer seals the at least one release hole.
18. The method of claim 16, wherein the anchor structure is disposed in a
lower
layer, the lower layer being parallel to the piezoelectric layer stack and
including the
regions of sacrificial material.
19. The PMUT of claim 16, wherein the mechanical layer has a thickness such
that a
neutral axis of the multilayer stack is displaced, relative to a neutral axis
of the
piezoelectric layer stack, towards the mechanical layer to allow an out-of-
plane bending
mode.
20. The PMUT of claim 19, wherein the mechanical layer is substantially
thicker
than the piezoelectric layer stack.
21. The PMUT of claim 19, wherein the neutral axis passes through the
mechanical
layer.
22. An apparatus comprising:
an array of piezoelectric micromechanical ultrasonic transducer (PMUT)
sensors; and
an acoustic coupling medium, wherein:
at least one PMUT includes a multilayer stack disposed on a substrate
and including an anchor structure disposed over the substrate, a piezoelectric

layer stack disposed over the anchor structure and a cavity, and a mechanical
layer disposed proximate to the piezoelectric layer stack, the mechanical
layer
sealing the cavity;
the acoustic coupling medium is disposed above the piezoelectric layer
stack; and
the PMUT is configured to receive or transmit ultrasonic signals through
the coupling medium.
23. The apparatus of claim 22, wherein the mechanical layer, together with
the
piezoelectric layer stack, forms a membrane over the cavity, the membrane
being

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configured to undergo one or both of flexural motion and vibration when the
PMUT
receives or transmits ultrasonic signals.
24. The apparatus of claim 22, wherein the mechanical layer has a thickness
such
that a neutral axis of the multilayer stack is displaced, relative to a
neutral axis of the
piezoelectric layer stack, towards the mechanical layer to allow an out-of-
plane bending
mode.
25. The apparatus of claim 24, wherein the mechanical layer is
substantially thicker
than the piezoelectric layer stack.
26. The apparatus of claim 24, wherein the neutral axis passes through the
mechanical layer.
27. The apparatus of claim 22, wherein:
the cavity is formed by removing a sacrificial material through at least one
release hole;
the mechanical layer is formed after removing the sacrificial material; and
the mechanical layer seals the cavity by sealing the at least one release
hole.
28. The apparatus of claim 22, wherein the mechanical layer includes a
recess where
the mechanical layer is locally thinned.
29. The apparatus of claim 22, wherein the mechanical layer is disposed
over a side
of the piezoelectric stack opposite to the substrate or below a side of the
piezoelectric
stack facing the substrate.

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Description

Note: Descriptions are shown in the official language in which they were submitted.


CA 02950919 2016-11-30
WO 2016/007250
PCT/US2015/034729
PIEZOELECTRIC ULTRASONIC TRANSDUCER AND
PROCESS
CROSS-REFERENCE TO RELATED APPLICATIONS
[00011 This disclosure claims priority to U.S. Provisional Patent Application
No.
62/022,140 (Attorney Docket No. QUALP264PUS/145636P1), filed July 8, 2014,
entitled "PIEZOELECTRIC ULTRASONIC TRANSDUCER AND PROCESS," to
U.S. Utility Patent Application 14/569,256, filed on December 12, 2014,
entitled
"PIEZOELECTRIC ULTRASONIC TRANSDUCER AND PROCESS," and to
Provisional Patent Application No. 61/915,361, filed on December 12, 2013 and
entitled
"MICROMECHANICAL ULTRASONIC TRANSDUCERS AND DISPLAY," which
are hereby incorporated by reference.
TECHNICAL FIELD
[0002] This disclosure relates to a piezoelectric transducer and to techniques
for
fabricating piezoelectric transducers, and more particularly to a
piezoelectric ultrasonic
transducer suitable for use in an electronic sensor array or interactive
display for
biometric sensing, imaging, and touch or gesture recognition.
DESCRIPTION OF THE RELATED TECHNOLOGY
[00031 Thin film piezoelectric ultrasonic transducers are attractive
candidates for
numerous applications including biometric sensors such as fingerprint sensors,
gesture
detection, microphones and speakers, ultrasonic imaging, and chemical sensors.
The
transducers typically include a piezoelectric stack suspended over a cavity.
The
piezoelectric stack may include a layer of piezoelectric material and a layer
of patterned
or unpattemed electrodes on each side of the piezoelectric layer.
[0004] Figure 1 is an elevation view of a piezoelectric ultrasonic transducer.
As shown
in Figure 1, it is known to configure a piezoelectric ultrasonic transducer
100 such that
it includes a piezoelectric layer stack 110 disposed over a mechanical layer
130 and a
cavity 120 that may be formed in, for example, a silicon-on-insulator (SOF)
wafer. The
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RECTIFIED SHEET (RULE 91) ISA/EP

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piezoelectric layer stack 110 includes a piezoelectric layer 115 with
associated lower
electrode 112 and upper electrode 114 disposed, respectively below and above
the
piezoelectric layer 115. The cavity 120 may be formed in a semiconductor
substrate
160 such as a silicon wafer or in some implementations, a silicon-on-insulator
(SOI)
wafer. The mechanical layer 130 may be formed from an active silicon layer of
the SOI
wafer.
[0005] Portions of the present disclosure relate to micromechanical ultrasonic

transducers, aspects of which have been described in United States Provisional
Patent
Application No. 61/915,361, filed on December 12, 2013 and entitled
"MICROMECHANICAL ULTRASONIC TRANSDUCERS AND DISPLAY," and in a
United States Patent Application filed concurrently herewith, Attorney Docket
Number
QUALP228US/141202, and entitled "MICROMECHANICAL ULTRASONIC
TRANSDUCERS AND DISPLAY", assigned to the assignee of the present invention
and hereby incorporated by reference into the present application in its
entirety for all
purposes.
SUMMARY
[0006] The systems, methods and devices of this disclosure each have
several
innovative aspects, no single one of which is solely responsible for the
desirable
attributes disclosed herein.
[0007] One innovative aspect of the subject matter described in this
disclosure
relates to a piezoelectric micromechanical ultrasonic transducer (PMUT)
including a
multilayer stack disposed on a substrate. The multilayer stack includes an
anchor
structure disposed over the substrate, a piezoelectric layer stack disposed
over the
anchor structure, and a mechanical layer disposed proximate to the
piezoelectric layer
stack. The piezoelectric layer stack is disposed over a cavity. The mechanical
layer
seals the cavity and, together with the piezoelectric layer stack, is
supported by the
anchor structure and forms a membrane over the cavity, the membrane being
configured
to undergo one or both of flexural motion and vibration when the MUT receives
or
transmits acoustic or ultrasonic signals. In some examples, the mechanical
layer may
have a thickness such that a neutral axis of the multilayer stack is
displaced, relative to a
neutral axis of the piezoelectric layer stack, towards the mechanical layer to
allow an
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out-of-plane bending mode. In some examples, the mechanical layer may be
substantially thicker than the piezoelectric layer stack. In some examples,
the neutral
axis may pass through the mechanical layer.
[0008] In some examples, the cavity may be formed by removing a
sacrificial
material through at least one release hole, the mechanical layer may be formed
after
removing the sacrificial material, and forming the mechanical layer may seal
the cavity
by sealing the at least one release hole.
[0009] In some examples, the piezoelectric layer stack may include a
piezoelectric
layer, a lower electrode disposed below the piezoelectric layer, and an upper
electrode
disposed above the piezoelectric layer.
[0010] In some examples, the mechanical layer may include a recess where
the
mechanical layer is locally thinned.
[0011] In some examples, the mechanical layer may be disposed over a
side of the
piezoelectric stack opposite to the substrate.
[0012] In some examples, the mechanical layer may be disposed below a side
of the
piezoelectric stack facing the substrate.
[0013] In some examples, the PMUT may further include an acoustic
coupling
medium disposed above the piezoelectric layer stack, wherein the PMUT is
configured
to receive or transmit ultrasonic signals through the coupling medium.
[0014] According to some implementations, a PMUT includes a multilayer
stack
disposed on a substrate. The multilayer stack includes an anchor structure
disposed
over the substrate, a piezoelectric layer stack disposed over the anchor
structure, and a
mechanical layer disposed proximate to the piezoelectric layer stack, the
mechanical
layer including a recess where the mechanical layer is locally thinned. The
piezoelectric
layer stack is disposed over a cavity and the mechanical layer, together with
the
piezoelectric layer stack, is supported by the anchor structure and forms a
membrane
over the cavity, the membrane being configured to undergo one or both of tl
cxura 1
motion and vibration when the PMUT receives or transmits ultrasonic signals.
[0015] In some examples, the cavity may be formed by removing a
sacrificial
material through at least one release hole, the mechanical layer may be formed
after
removing the sacrificial material, and forming the mechanical layer may seal
the cavity
by sealing the at least one release hole.
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[0016] According to some implementations, a method of making a PMUT
includes
forming an anchor structure over a substrate, the anchor structure disposed
proximate to
regions of sacrificial material, forming a piezoelectric layer stack over the
anchor
structure, removing the sacrificial material so as to form a cavity under the
piezoelectric
layer stack, and disposing a mechanical layer proximate to the piezoelectric
layer stack,
wherein the piezoelectric layer stack and the mechanical layer form part of a
multilayer
stack, the mechanical layer seals the cavity and, together with the
piezoelectric layer
stack, is supported by the anchor structure and forms a membrane over the
cavity, the
membrane being configured to undergo one or both of flexural motion and
vibration
when the PMUT receives or transmits ultrasonic signals.
[0017] In some examples, removing the sacrificial material may form a
cavity under
the piezoelectric layer stack.
[0018] In some examples, removing the sacrificial material may include
removing
the sacrificial material through at least one release hole and the mechanical
layer seals
the at least one release hole.
[0019] In some examples, the anchor structure may be disposed in a lower
layer, the
lower layer being parallel to the piezoelectric stack layer and including the
regions of
sacrificial material.
[0020] In some examples, the mechanical layer may have a thickness such
that a
neutral axis of the multilayer stack is displaced relative to a neutral axis
of the
piezoelectric layer stack and towards the mechanical layer to allow an out-of-
plane
bending mode. In some examples, the mechanical layer is substantially thicker
than the
piezoelectric layer stack. In some examples, the neutral axis may pass through
the
mechanical layer.
[0021] According to some implementations, an apparatus includes an array of
PMUT sensors and an acoustic coupling medium. At least one PMUT includes a
multilayer stack disposed on a substrate. The multilayer stack includes an
anchor
structure disposed over the substrate, a piezoelectric layer stack disposed
over the
anchor structure and a cavity, and a mechanical layer disposed proximate to
the
piezoelectric layer stack, the mechanical layer sealing the cavity. The
acoustic coupling
medium is disposed above the piezoelectric layer stack and the PMUT is
configured to
receive or transmit ultrasonic signals through the coupling medium.
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BRIEF DESCRIPTION OF THE DRAWINGS
[0022] Details of one or more implementations of the subject matter described
in this
specification are set forth in this disclosure and the accompanying drawings.
Other
features, aspects, and advantages will become apparent from a review of the
disclosure.
Note that the relative dimensions of the drawings and other diagrams of this
disclosure
may not be drawn to scale. The sizes, thicknesses, arrangements, materials,
etc., shown
and described in this disclosure are made only by way of example and should
not be
construed as limiting. Like reference numbers and designations in the various
drawings
indicate like elements.
[0023] Figure 1 is an elevation view of a piezoelectric ultrasonic
transducer.
[0024] Figures 2A-2D show examples of implementations of a PMUT stack,
configured in accordance with the presently disclosed techniques.
[0025] Figure 3 illustrates an example implementation of a PMUT.
[0026] Figures 4A and 4B illustrate an example of a process flow for
fabricating a
PMUT.
[0027] Figure 5A shows a cross-sectional illustrative view of another
implementation of a PMUT having a mechanical layer.
[0028] Figure 5B shows a cross-sectional illustrative view of a yet
further
implementation of a PMUT stack having a mechanical layer.
[0029] Figure 5C shows a cross-sectional illustrative view of a PMUT having
a top
mechanical layer and an acoustic port formed in the substrate.
[0030] Figure 6A illustrates a plan view of an array of PMUTs, according
to some
implementations.
[0031] Figures 6B-6E show illustrative cross-sectional elevation views
of PMUT
arrays in various configurations.
[0032] Figures 7A-7F show cross-sectional elevation views of various
anchor
structure configurations for a PMUT.
[0033] Figures 8A-8H show top views of various geometrical
configurations of
PMUTs and anchor structures.
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[0034] Figure 9 illustrates a further example of a process flow for
fabricating a
PMUT.
[0035] Figures 10A-10C illustrate process flows for integrating
electronic circuitry
with PMUTs as described above.
[0036] Figures 11A-11C illustrate cross-sectional views of various
configurations
of PMUT ultrasonic sensor arrays.
[0037] Figure 12 illustrates another example of a process flow for
fabricating a
PMUT.
[0038] Figures 13A and 13B illustrate another example of a process flow
for
fabricating a PMUT.
[0039] Figures 14A and 14B illustrate another example of a process flow
for
fabricating a PMUT.
[0040] Figures 15A and 15B illustrate another example of a process flow
for
fabricating a PMUT.
[0041] Figures 16A and 16B illustrate another example of a process flow for
fabricating a PMUT.
[0042] Figures 17A and 17B illustrate another example of a process flow
for
fabricating a PMUT.
[0043] Figure 18 illustrates another example of a process flow for
fabricating a
PMUT.
DETAILED DESCRIPTION
[0044] The following description is directed to certain implementations for
the purposes
of describing the innovative aspects of this disclosure. However, a person
having
ordinary skill in the art will readily recognize that the teachings herein may
be applied
in a multitude of different ways. The described implementations may be
implemented
in any device, apparatus, or system that includes an ultrasonic sensor. For
example, it is
contemplated that the described implementations may be included in or
associated with
a variety of electronic devices such as, but not limited to: mobile
telephones, multimedia
Internet enabled cellular telephones, mobile television receivers, wireless
devices,
smartphones, Bluetooth0 devices, personal data assistants (PDAs), wireless
electronic
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mail receivers, hand-held or portable computers, netbooks, notebooks,
smartbooks,
tablets, printers, copiers, scanners, facsimile devices, global positioning
system (GPS)
receivers/navigators, cameras, digital media players (such as MP3 players),
camcorders,
game consoles, wrist watches, clocks, calculators, television monitors, flat
panel
displays, electronic reading devices (e.g., e-readers), mobile health devices,
computer
monitors, auto displays (including odometer and speedometer displays, etc.),
cockpit
controls and/or displays, camera view displays (such as the display of a rear
view
camera in a vehicle), electronic photographs, electronic billboards or signs,
projectors,
architectural structures, microwaves, refrigerators, stereo systems, cassette
recorders or
players, DVD players, CD players, VCRs, radios, portable memory chips,
washers,
dryers, washer/dryers, parking meters, packaging (such as in electromechanical
systems
(EMS) applications including microelectromechanical systems (MEMS)
applications, as
well as non-EMS applications), aesthetic structures (such as display of images
on a
piece of jewelry or clothing) and a variety of EMS devices. The teachings
herein also
may be used in applications such as, but not limited to, electronic switching
devices,
radio frequency filters, sensors, accelerometers, gyroscopes, motion-sensing
devices,
magnetometers, inertial components for consumer electronics, parts of consumer

electronics products, varactors, liquid crystal devices, electrophoretic
devices, drive
schemes, manufacturing processes and electronic test equipment. Thus, the
teachings
are not intended to be limited to the implementations depicted solely in the
Figures, but
instead have wide applicability as will be readily apparent to one having
ordinary skill
in the art.
[0045] The systems, methods and devices of the disclosure each have several
innovative
aspects, no single one of which is solely responsible for the desirable
attributes
disclosed herein. One innovative aspect of the subject matter described in
this
disclosure can be implemented in a piezoelectric micromechanical ultrasonic
transducer
(PMUT) configured as a multilayer stack that includes a piezoelectric layer
stack and a
mechanical layer disposed over a cavity. The cavity may be formed in a lower
layer of
the multilayer stack, above which is formed the piezoelectric layer stack. A
mechanical
layer is disposed proximate to the piezoelectric layer stack. The mechanical
layer may
seal the cavity and, together with the piezoelectric layer stack, may be
supported by an
anchor structure and form a membrane over the cavity. The membrane may be
configured to undergo one or both of flexural motion and vibration when the
P:VII:T
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receives or transmits acoustic or ultrasonic signals. The anchor structure may
be
disposed on the substrate, in a lower layer that is parallel to the
piezoelectric layer stack
and includes one or more regions of sacrificial material. The sacrificial
material may be
removed sacrificially to form one or more cavities under the piezoelectric
layer stack.
[0046] In some implementations, the mechanical layer has a thickness such that
a
neutral axis of the multilayer stack is displaced relative to a neutral axis
of the
piezoelectric layer stack and towards the mechanical layer to allow an out-of-
plane
bending mode. As a result, the neutral axis of the PMUT stack may be a
distance
removed from the piezoelectric layer in a direction opposite to the substrate.
More
particularly, the neutral axis may pass through the mechanical layer, in a
plane that is
above the piezoelectric layer stack and the cavity and is approximately
parallel to the
piezoelectric layer stack. In some implementations, the neutral axis of the
PMUT stack
may be a distance removed from the piezoelectric layer in a direction towards
the
substrate. More particularly, the neutral axis may pass through the mechanical
layer, in
a plane that is below the piezoelectric layer stack and is approximately
parallel to the
piezoelectric layer stack.
[0047] One innovative aspect of the subject matter described in this
disclosure can be
implemented in an apparatus that includes a one- or two-dimensional array of
piezoelectric micromechanical ultrasonic transducer (PMUT) elements positioned
below, beside, with, on, or above a backplane of a display or an ultrasonic
fingerprint
sensor array.
[0048] In some implementations, the PMUT array may be configurable to operate
in
modes corresponding to multiple frequency ranges. In some implementations, for

example, the PMUT array may be configurable to operate in a low-frequency mode
corresponding to a low-frequency range (e.g., 50 kHz to 200 kHz) or in a high-
frequency mode corresponding to a high-frequency range (e.g., 1 MHz to 25
MHz).
When operating in the high-frequency mode, an apparatus may be capable of
imaging at
relatively higher resolution. Accordingly, the apparatus may be capable of
detecting
touch, fingerprint, stylus, and biometric information from an object such as a
finger
placed on the surface of the display or sensor array. Such a high-frequency
mode may
be referred to herein as a fingerprint sensor mode, a touch mode, or a stylus
mode.
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[0049] When operating in the low-frequency mode, the apparatus may be capable
of
emitting sound waves that are capable of relatively greater penetration into
air than
when the apparatus is operating in the high-frequency mode. Such lower-
frequency
sound waves may be transmitted through various overlying layers including a
cover
glass, a touchscreen, a display array, a backlight, or other layers positioned
between an
ultrasonic transmitter and a display or sensor surface. In some
implementations, a port
may be opened through one or more of the overlying layers to optimize acoustic

coupling from the PMUT array into air. The lower-frequency sound waves may be
transmitted through the air above the display or sensor surface, reflected
from one or
more objects near the surface, transmitted through the air and back through
the
overlying layers, and detected by an ultrasonic receiver. Accordingly, when
operating
in the low-frequency mode, the apparatus may be capable of operating in a
gesture
detection mode, wherein free-space gestures near the display may be detected.
[0050] Alternatively, or additionally, in some implementations, the PMUT array
may be
configurable to operate in a medium-frequency mode corresponding to a
frequency
range between the low-frequency range and the high-frequency range (e.g.,
about 200
kHz to about 1 MHz). When operating in the medium-frequency mode, the
apparatus
may be capable of providing touch sensor functionality, although with somewhat
less
resolution than the high-frequency mode.
[0051] The PMUT array may be addressable for wavefront beam forming, beam
steering, receive-side beam forming, and/or selective readout of returned
signals. For
example, individual columns, rows, sensor pixels and/or groups of sensor
pixels may be
separately addressable. A control system may control an array of transmitters
to
produce wavefronts of a particular shape, such as planar, circular or
cylindrical wave
fronts. The control system may control the magnitude and/or phase of the array
of
transmitters to produce constructive or destructive interference in desired
locations. For
example, the control system may control the magnitude and/or phase of the
array of
transmitters to produce constructive interference in one or more locations in
which a
touch or gesture has been detected.
[0052] In some implementations, PMUT devices may be co-fabricated with thin-
film
transistor (TFT) circuitry on the same substrate, which may be a glass or
plastic
substrate in some examples. The TFT substrate may include row and column
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addressing electronics, multiplexers, local amplification stages and control
circuitry. In
some implementations, an interface circuit including a driver stage and a
sense stage
may be used to excite a PMUT device and detect responses from the same device.
In
other implementations, a first PMUT device may serve as an acoustic or
ultrasonic
transmitter and a second PMUT device may serve as an acoustic or ultrasonic
receiver.
In some configurations, different PMUT devices may be capable of low- and high-

frequency operation (e.g. for gestures and for fingerprint detection). In
other
configurations, the same PMUT device may be used for low- and high-frequency
operation. In some implementations, the PMUT may be fabricated using a silicon
wafer
with active silicon circuits fabricated in the silicon wafer. The active
silicon circuits
may include electronics for the functioning of the PMUT or PMUT array.
[0053] Figures 2A-2D show examples of implementations of a PMUT stack,
configured in accordance with the presently disclosed techniques. In the
illustrated
implementation, a PMUT 200A includes a mechanical layer 230 disposed above a
piezoelectric layer stack 210. The piezoelectric layer stack 210 includes a
piezoelectric
layer 215 with associated lower electrode 212 and upper electrode 214
disposed,
respectively below and above the piezoelectric layer 115. Mechanical layer 230
is
disposed over a side of the piezoelectric stack opposite to the substrate.
[0054] The mechanical layer 230 is disposed above a side of the piezoelectric
layer
stack 210 opposite to a cavity 220 and, together with the piezoelectric layer
stack 210,
may form a drum-like membrane over the cavity 220. The membrane may be
configured to undergo flexural motion and/or vibration when the PMUT receives
or
transmits acoustic or ultrasonic signals. In the implementation illustrated in
Figure 2A,
the piezoelectric layer stack 210 is between the cavity 220 and the mechanical
layer 230
whereas, in the configuration illustrated in Figure 1, the mechanical layer
130 of PMUT
100 is between the piezoelectric layer stack 110 and the cavity 120. In some
implementations, the mechanical layer 230 may be substantially thicker that
the
piezoelectric layer stack.
[0055] The mechanical layer 230 may be made of an electrically insulating
material and
may be deposited towards the end of the microfabrication process, i.e. after
forming and
patterning of the piezoelectric layer stack 210 and the cavity 220 over which
the
piezoelectric layer stack 210 is disposed. The mechanical layer 230 may be
configured
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to have dimensions and mechanical properties such that a neutral axis 250 of
the PMUT
stack is a distance above the piezoelectric layer stack 210. More
particularly, the
neutral axis 250 is disposed in a plane that includes the mechanical layer 230
above the
piezoelectric layer stack 210. It may be observed that the mechanical layer
230 is
proximate to a side of the piezoelectric layer stack 210 that is opposite to
the cavity 220
and to the substrate 260. In some implementations, the neutral axis 250 may be
disposed in a plane that is substantially parallel to the piezoelectric layer
stack 210,
passing though the piezoelectric layer stack 210 a distance apart from the
neutral axis of
the piezoelectric layer stack 210 in a direction towards the mechanical layer
230.
[0056] For many multi-layer microstructural devices that include a
piezoelectric layer, it
is preferable for the neutral axis of the multilayer stack to be a distance
apart from the
neutral axis of the piezoelectric layer. For example, the mechanical layer 230
of the
presently disclosed PMUT causes the neutral axis 250 of the multilayer stack
to be a
distance apart from the neutral axis of the piezoelectric layer 210. The
distance may be
determined by the thicknesses of various layers and their elastic properties,
which in
turn may be determined by resonant frequency and quality factor requirements
for the
transducer. In some implementations, the neutral axis 250 may be a distance
apart from
the neutral axis of the piezoelectric layer 210 and displaced towards the
mechanical
layer 230, yet the neutral axis 250 may still reside within the piezoelectric
layer or
within the piezoelectric stack. For example, the mechanical layer 230 may have
a
thickness to allow an out-of-plane bending mode of the multilayer stack. In
some
implementations, the mechanical layer 230 may be configured to allow the
multilayer
stack to be primarily excited in an out-of-plane mode, for example a piston
mode or a
fundamental mode. The out-of-plane mode can cause displacement of portions of
the
multilayer stack proximate to the cavity 220 (which may be referred to herein
as the
"released portions"), for example, at the center of a circular, square, or
rectangular
shaped PMUT. In some implementations, displacement of the neutral axis 250
permits
transducer operation in a d31 or e31 mode in which the neutral axis of the
multilayer
stack of the membrane in the transducing area may be offset from the neutral
axis of the
active piezoelectric material in the stack.
[0057] As will be described in more detail below, the mechanical layer 230 may
be
configured to provide an encapsulation layer that seals cavity 220. In
addition, the
mechanical layer 230 may serve as a passivation layer for electrodes of the
piezoelectric
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layer stack 210. By judicious selection of material properties, thickness and
internal
stress of the mechanical layer 230, certain transducer parameters may be
improved. For
example, the resonant frequency, static and dynamic deflections, acoustic
pressure
output, as well as membrane shape (bow) that may result from residual stresses
in
various layers may be tuned by appropriately configuring the mechanical layer
230.
[0058] In some implementations, the mechanical layer 230 may be configured to
provide planarization for attachment of an acoustic coupling layer, for
building
electrical circuitry after transducer fabrication and/or to provide an
insulating layer to
create additional routing layers on top of the mechanical layer 230 for
capacitive de-
coupling with respect to the piezoelectric layer stack 210.
[0059] In some implementations, the mechanical layer 230 may include a recess
that
reduces the total thickness of part of the PMUT stack. The size and geometry
of the
recess and recess features may be designed to influence transducer parameters
such as
resonant frequency, static and dynamic deflections, acoustic pressure output,
mechanical quality factor (Q), and membrane shape (bow). Figure 2B shows a
cross-
sectional view of a PMUT structure having a recess 232 formed in an upper
portion of
the mechanical layer 230, where the mechanical layer is locally thinned. In
the
implementation shown, the recess 232 is formed in a central region of the
mechanical
layer 230 of PMUT 200B.
[0060] It may be observed that the neutral axis 250 moves downwards towards
the
cavity 220 proximate to the recess 232. The recess 232 may include a
substantially
axisymmetric feature such as a circle or a ring formed partially into a
circular PMUT
diaphragm near the diaphragm center, or an angular trench or portions of an
angular
trench formed near the periphery of a circular diaphragm. In some
implementations, the
recess 232 may include a square or rectangular feature formed into the
mechanical layer
230 near the center of a square or rectangular PMUT diaphragm. In some
implementations, recess 232 may include features such as narrow rectangles,
local
trenches, or slots formed near the periphery of a square, rectangular or
circular
diaphragm. In some implementations, a sequence of radial slots may be combined
with
central or peripheral recess features. In some implementations, the recess or
recessed
features may be formed by etching partially or substantially through the
mechanical
layer 230, stopping on the underlying piezoelectric layer stack 210. In some
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implementations, the recess 232 and/or features thereof may be formed into the

mechanical layer 230 based, for example, on an etch time. In some
implementations,
the mechanical layer 230 may include two or more deposited layers, one of
which may
serve as an etch stop or barrier layer to allow precise definition of the
recess and
recessed features during fabrication.
[0061] Figure 2C shows another example of an implementation of a PMUT stack,
configured in accordance with the presently disclosed techniques. In the
illustrated
implementation, the mechanical layer 230 of PMUT 200C is disposed above the
cavity
220 and below the piezoelectric layer stack 210. Thus, the mechanical layer
230 is
disposed below a side of the piezoelectric layer stack 210 that is facing the
cavity 220
and the substrate 260. Together with the piezoelectric layer stack 210, the
mechanical
layer 230 may form a drum-like membrane or diaphragm over the cavity 220 which
is
configured to undergo flexural motion and/or vibration when the PMUT receives
or
transmits acoustic or ultrasonic signals. In some implementations, the
mechanical layer
230 may be substantially thicker that the piezoelectric layer stack.
[0062] As will be described in more detail below, the mechanical layer 230 may
be
configured to provide an encapsulation layer that seals cavity 220. By
judicious
selection of material properties, thickness and internal stress of the
mechanical layer
230, certain transducer parameters may be improved. For example, the resonant
frequency, static and dynamic deflections, acoustic pressure output, as well
as
membrane shape (bow) that may result from residual stresses in various layers
may be
tuned by appropriately configuring the mechanical layer 230.
[0063] In some implementations, the mechanical layer 230 may include a recess
that
reduces the total thickness of part of the PMUT stack. The size and geometry
of the
recess and recess features may be designed to influence transducer parameters
such as
resonant frequency, static and dynamic deflections, acoustic pressure output,
mechanical quality factor (Q), and membrane shape (bow). Figure 2D shows a
cross-
sectional view of a PMUT structure having a recess 232 formed in the lower
portion of
the mechanical layer 230, where mechanical layer 230 is locally thinned. In
the
implementation shown, the recess 232 is formed in a central region of the
mechanical
layer 230 of PMUT 200D.
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[0064] The recess 232 may include a substantially axisymmetric feature such as
a circle
or a ring formed partially into a circular PMUT diaphragm near the diaphragm
center, or
an angular trench or portions of an angular trench formed near the periphery
of a
circular diaphragm. In some implementations, the recess 232 may include a
square or
rectangular feature formed into the mechanical layer 230 near the center of a
square or
rectangular PMUT diaphragm. In some implementations, recess 232 may include
features such as narrow rectangles, local trenches, or slots formed near the
periphery of
a square, rectangular or circular diaphragm. In some implementations, a
sequence of
radial slots may be combined with central or peripheral recess features. In
some
implementations, the recess or recessed features may be formed by etching
partially
through an underlying sacrificial layer (not shown) prior to deposition of the
mechanical
layer 230 and piezoelectric layer stack 210. In some implementations, the
recess 232
and/or features thereof may be formed by etching partially into the underlying
sacrificial
layer based on an etch time. In some implementations, the sacrificial layer
may include
a stack of two or more deposited layers, one of which may allow local raised
portions of
the sacrificial layer to be formed prior to deposition of the mechanical layer
230 and
piezoelectric layer stack 210, and one of which may serve as an etch stop or
barrier
layer to allow precise definition of the recess and recessed features during
fabrication.
In some implementations, the upper surface of mechanical layer 230 may be
planarized
prior to forming the piezoelectric layer stack 210. For example, mechanical
layer 230
may be planarized with chemical-mechanical polishing (CMP), also referred to
as
chemical-mechanical planarization.
[0065] A better understanding of the presently disclosed techniques may be
obtained by
referring next to Figure 3. Figure 3 illustrates an example implementation of
a PMUT.
The illustrated PMUT 300 includes a piezoelectric layer stack 310 disposed
above a
cavity 320i. As described in more detail hereinbelow, the cavity 320i may be
formed by
removal of a sacrificial layer formed within an anchor structure 370 through
one or
more release holes 320o. The anchor structure 370 may be deposited on a
substrate 360,
as described in more detail below. For scalability, it is preferred that these
structures are
made using processes common in IC, MEMS and LCD industries.
[0066] In the illustrated implementation, the piezoelectric layer stack 310
includes a
piezoelectric layer 315 disposed between a lower electrode 312 and an upper
electrode
314. A mechanical layer 330 is disposed above a side of the piezoelectric
layer stack
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310 opposite to a cavity 320i and, together with the piezoelectric layer stack
310, may
form a drum-like membrane or diaphragm over the cavity 320i which is
configured to
undergo flexural motion and/or vibration when the PMUT receives or transmits
acoustic
or ultrasonic signals. In some implementations, the mechanical layer 330 may
be
configured so as to provide that the neutral axis 350 is disposed
substantially external to
(above) the piezoelectric layer stack 310. Advantageously, the mechanical
layer 330
may serve as an encapsulation layer that seals the one or more release holes
320o and
isolates the cavity 320i from external liquids and gases, as shown in Section
B-B of
Figure 3, while also providing additional structural support for the PMUT 300.
[0067] Figures 4A and 4B illustrate an example of a process flow for
fabricating a
PMUT. In the illustrated example, at step S401, a first layer portion 472 of
an anchor
structure 470 is deposited onto substrate 360. The first layer portion 472 may
also be
referred to as an oxide buffer layer. In some implementations, the oxide
buffer layer
472 may be a silicon dioxide (5i02) layer having a thickness in the range of
about 500
to about 30,000 A. For example, in an implementation the thickness of the
oxide buffer
layer 472 is about 5,000 A. The substrate 360 may be a glass substrate, a
silicon wafer,
or other suitable substrate material.
[0068] In the illustrated example, at step S402, sacrificial regions 425i and
425o may be
formed by first depositing a sacrificial layer 425 of a sacrificial material
that may
include amorphous silicon (a-Si), polycrystalline silicon (poly-Si), or a
combination of
a-Si and poly-Si onto the oxide buffer layer 472. Alternatively, other
sacrificial layer
materials may be used such as molybdenum (Mo), tungsten (W), polyethylene
carbonate
(PEC), polypropylene carbonate (PPC) or polynorbornene (PNB). Step S402 may
also
include patterning and etching the sacrificial layer 425 to form the
sacrificial regions
425i and 425o. Inner sacrificial region 425i may be disposed at a location
corresponding to cavity 320i of Figure 3, whereas outer sacrificial region
425o may be
disposed at a location corresponding to the release hole 320o. One or more
release
channels or release vias of sacrificial layer material (not illustrated) may
connect the
outer sacrificial region 425o with the inner sacrificial region 425i. In some
implementations using PEC, PPC or PNB, release channels or release vias may
not be
needed to form underlying cavities in the PMUTs, as these sacrificial
materials may be
thermally decomposed to produce gaseous byproducts such as carbon dioxide
(CO2),
monatomic or diatomic hydrogen, or monatomic or diatomic oxygen that may
diffuse
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through the somewhat permeable overlying layers. In some implementations, the
sacrificial layer 425 has a thickness in the range of about 500 to 20,000 A.
For
example, in an implementation the thickness of the sacrificial layer 425 is
about 10,000
A.
[0069] In the illustrated example, at step S403, an anchor portion 474 of the
anchor
structure 470 is deposited onto the oxide buffer layer 472, so as to encompass
the
sacrificial regions 425i and 425o. In some implementations, the anchor portion
474
may be an Si02 layer having a thickness in the range of about 750 to about
22,000 A.
For example, in an implementation the thickness of the anchor portion 474 is
about
12,000 A. Following deposition, the anchor portion 474 may optionally undergo
chemical mechanical planarization (CMP) to planarize the upper portions of the

deposited layers. Alternatively, or in addition, the anchor portion 474 may be
thinned
with a chemical, plasma, or other material removal method.
[0070] In the illustrated example, at step S404, a piezoelectric layer stack
410 is formed
on the anchor structure 470. More particularly, in some implementations a
sequence of
deposition processes may be carried out that results in a first layer (or
"barrier layer")
411 of aluminum nitride (A1N), silicon dioxide (Si02) or other suitable etch-
resistant
layer being deposited onto the anchor structure 470 and sacrificial regions
425i and
425o; a lower electrode layer 412 of molybdenum (Mo), platinum (Pt) or other
suitable
conductive material being deposited onto the barrier layer 411; a
piezoelectric layer 415
such as AN, zinc oxide (Zn0), lead-zirconate titanate (PZT) or other suitable
piezoelectric material being deposited onto the lower electrode layer 412; and
an upper
electrode layer 414 of Mo, Pt or other suitable conductive layer being
deposited onto the
piezoelectric layer 415. In some implementations, the barrier layer 411 may
have a
thickness in the range of about 300 to 1000 A. For example, in an
implementation the
thickness of the barrier layer 411 is about 500 A. In some implementations,
the lower
electrode layer 412 may have a thickness in the range of about 1000 to 30,000
A. For
example, in an implementation the thickness of the lower electrode layer 412
is about
1000 A. In some implementations, the piezoelectric layer 415 may have a
thickness in
the range of about 1000 to 30,000 A. For example, in an implementation the
thickness
of the active piezoelectric layer 415 is about 10,000 A. In some
implementations, the
upper electrode layer 414 may have a thickness in the range of about 1000 to
30,000 A.
For example, in an implementation the thickness of the upper electrode layer
414 is
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about 1000 A. The first layer or barrier layer 411 may, in some
implementations, serve
as a seed layer for the subsequent lower electrode and/or piezoelectric layer
deposition.
[0071] Following step S404, a sequence of patterning and forming operations
may be
executed so as to selectively expose, in a desired geometric configuration,
the various
layers included in the piezoelectric layer stack 410. In the illustrated
example, at step
S405, the upper electrode layer 414 of molybdenum may undergo patterning and
etching to expose selected areas of the piezoelectric layer 415. At step S406,
the
piezoelectric layer 415 of AIN or other piezoelectric material may undergo
patterning
and etching so as to expose selected areas of lower electrode layer 412. At
step S407,
the lower electrode layer 412 of molybdenum may undergo patterning and etching
so as
to us expose selected areas of barrier layer 411.
[0072] In the illustrated example, at step S408, an isolation layer 416 may be
deposited
onto the upper electrode layer 414 and other surfaces exposed during the
preceding
masking and etching operations of steps S404 through S407. In some
implementations,
the isolation layer 416 may be Si02, for example, and have a thickness in the
range of
about 300 to 5,000 A. For example, in an implementation the thickness of the
isolation
layer 416 is about 750 A. Step S408 may also include patterning and etching
the
isolation layer 416 so as to expose selected areas of upper electrode layer
414, lower
electrode layer 412, and outer sacrificial region 425o. In some
implementations using
thermally decomposable sacrificial materials such as PEC, PPC or PNB,
patterning and
etching the isolation layer 416 need not expose any outer sacrificial regions
425o.
[0073] In the illustrated example, at step S409, a metal interconnect layer
418 may be
deposited onto the surfaces exposed during the preceding masking and etching
operations of step S408. The interconnect layer 418 may be aluminum, for
example,
and have a thickness in the range of about 1000 to 50,000 A. For example, in
an
implementation the thickness of interconnect layer 418 is about 1000 A. Step
S409 may
also include patterning and etching the interconnect layer 418 so as to expose
selected
areas of the isolation layer 416 and the outer sacrificial region 425o. In
implementations using thermally decomposable sacrificial materials, patterning
and
etching the interconnect layer 418 need not expose any outer sacrificial
regions 425o.
[0074] In the illustrated example, at step S410, the sacrificial material,
deposited at step
S402 to form inner sacrificial region 425i and outer sacrificial region 425o,
may be
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removed, thereby forming release hole 420o and cavity 420i. Removal of the
sacrificial
material from the inner sacrificial region 425i, the outer sacrificial region
425o, and one
or more connecting release channels between the outer and inner sacrificial
regions
425o and 425i may occur through the release hole 420o. For example, the a-
Si/PolySi
sacrificial layer 425 may be removed by exposing the sacrificial material to
an etchant,
for example xenon difluoride (XeF2). By providing a release channel or via
that couples
outer sacrificial region 425o with inner sacrificial region 425i,
substantially all of the
sacrificial material of the inner sacrificial region 425i may be removed
through the one
or more release holes 420o. In some implementations using thermally
decomposable
sacrificial materials, raising the temperature of the substrate to a
decomposition
temperature (e.g. about 200C for PEC and about 425C for PNB) may selectively
remove the sacrificial material, with gaseous byproducts diffusing through the
overlying
layers or emanating through any exposed release channels or vias during
decomposition.
[0075] In the illustrated example, at step S411, a mechanical layer 430 may be
deposited onto surfaces exposed during the preceding masking and etching
operations of
Step 409. The mechanical layer 430 may include 5i02, SiON, silicon nitride
(SiN),
other dielectric material, or a combination of dielectric materials or layers.
The
mechanical layer 430 may have a thickness in the range of about 1000 to 50,000
A. For
example, in an implementation the thickness of mechanical layer 430 is about
20,000 A.
Step S409 may also include patterning and etching the mechanical layer 430 so
as to
achieve a desired profile. As illustrated in Figures 4A-4B, the mechanical
layer 430
may be configured to mechanically seal (encapsulate) the release hole 420o. As
a
result, deposition of the mechanical layer 430 at step S411 may provide a
substantial
degree of isolation between the encapsulated cavity 420i and the ambient
environment.
The mechanical layer 430 may also serve as a passivation layer over the upper
electrode
layer 414 and other exposed layers. In implementations using thermally
decomposable
sacrificial materials, the deposition of the mechanical layer 430 may not be
needed to
seal or otherwise encapsulate the underlying cavity 420i.
[0076] Figure 5A shows a cross-sectional illustrative view of another
implementation of
a PMUT having a mechanical layer. In the illustrated implementation, PMUT 500A
is
formed by forming an anchor structure 570 on a substrate 560 such as a silicon
wafer or
a glass substrate. A piezoelectric layer stack 510, including a lower
electrode layer 512,
a piezoelectric layer 515 and an upper electrode layer 514, is formed on the
anchor
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structure 570. A portion of the piezoelectric layer stack 510 is removed from
the
substrate 560 using, for example, a sacrificial etchant to selectively remove
a sacrificial
layer (not shown) and form a cavity 520 between the piezoelectric layer stack
510 and
the substrate 560. Portions of the sacrificial layer in the cavity region may
be accessed
through a central release hole 522 that extends through a central portion of
the
piezoelectric layer stack 510 of the PMUT 500A. Alternatively, one or more
release
holes and release channels as described above may be used for sacrificial
material
removal to form the cavity 520. A mechanical layer 530 may be positioned on or

otherwise disposed on the piezoelectric layer stack 510. The mechanical layer
530 may
serve as a sealing layer for the release hole 522. The mechanical layer 530,
together
with the piezoelectric layer stack 510, may form a drum-like membrane over the
cavity
520 which is configured to undergo flexural motion and/or -vibration when the
PM LT
receives or transmits acoustic or ultrasonic signals. A neutral axis 550
passes through
the mechanical layer 530, positioned above the piezoelectric layer stack 510
on a side
opposite to the cavity 520. In some implementations, the neutral axis 550 may
be
disposed in a plane that is substantially parallel to the piezoelectric layer
stack 510,
passing though the piezoelectric layer stack 510 a distance apart from the
neutral axis of
the piezoelectric layer stack 510 in a direction towards the mechanical layer
530.
[0077] In some implementations, the mechanical layer 530 may be applied by
laminating, adhering or otherwise bonding the mechanical layer 530 to an
exposed
upper surface of the piezoelectric layer stack 510. For example, the
mechanical layer
530 may include a thick patternable film such as SU8, polyimide, a
photosensitive
silicone dielectric film, a cyclotene polymer film such as benzocyclobutene or
BCB, a
dry resist film, or a photo-sensitive material. Alternatively, the mechanical
layer 530
may include a laminated layer of plastic such as polyethylene terephthalate
(PET),
polyethylene napthalate (PEN), polyimide (PI), polycarbonate (PC), a silicone,
an
elastomeric material, or other suitable material. The mechanical layer 530 may
be
laminated or otherwise bonded with an adhesive or other connective layer.
Examples of
adhesives include silicones, polyurethane, thermoplastics, elastomeric
adhesives,
thermoset adhesives, UV-curable adhesives, hot curing adhesives, hot-melt
adhesives,
phenolics, one- and two-part epoxies, cyanoacrylates, acrylics, acrylates,
polyamides,
contact adhesives and pressure sensitive adhesives (PSAs). The mechanical
layer 530
may be deposited, coated, laminated, adhered or otherwise bonded directly or
indirectly
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to the piezoelectric layer stack and may have a wide range of thicknesses,
from less than
2 microns to over 500 microns, for example.
[0078] Figure 5B shows a cross-sectional illustrative view of a yet further
implementation of a PMUT stack having a mechanical layer. In the illustrated
implementation, the mechanical layer 530 of PMUT 500B includes an upper
mechanical
layer 530b that may be laminated or otherwise attached to a deposited lower
mechanical
layer 530a positioned above a piezoelectric layer stack 510 on a side opposite
to the
cavity 520 and substrate 560. The lower mechanical layer 530a may include one
or
more deposited layers, as described above. One or more release holes 522 may
be
formed in the lower mechanical layer 530a and in the underlying piezoelectric
layer
stack 510 to allow removal of sacrificial material to form the cavity 520. In
the
illustrated implementation, the release hole 522 may be sealed upon attachment
of upper
mechanical layer 530b onto an exposed upper surface of lower mechanical layer
530a.
As a result, the upper mechanical layer 530b may serve as a sealing layer for
the release
hole 522. The neutral axis 550 may pass through either lower mechanical layer
530a or
upper mechanical layer 530b, depending on the thicknesses and elastic moduli
of the
individual layers. In a region near the release hole 522, a central portion of
the neutral
axis 550 may be disposed at a location farther away from the cavity 520 than
remaining
portions of the neutral axis.
[0079] Figure 5C shows a cross-sectional illustrative view of a PMUT having a
top
mechanical layer and an acoustic port formed in the substrate. The acoustic
port 580
may be formed in the substrate 560 underneath the piezoelectric layer stack
510. The
acoustic port 580 may be configured to provide acoustic coupling between the
PMUT
500C and the backside of the substrate 560. The cross-sectional dimensions of
the
acoustic port 580 may be substantially the same, larger than, or smaller than
the
dimensions of a cavity 520 between the piezoelectric layer stack 510 and the
acoustic
port 580. The cavity 520 may be formed prior to or after formation of the
acoustic port
580 by removal of sacrificial material in the cavity region. A mechanical
layer 530 may
be disposed on the piezoelectric layer stack 510. A neutral axis 550 of the
multilayer
stack may pass through the mechanical layer 530, separated by a distance from
the
piezoelectric stack 510 in a direction opposite to the cavity 520 and the
acoustic port
580. The acoustic port 580 may allow the transmission of ultrasonic or
acoustic waves
from the PMUT 500C to a region exterior to the substrate 560. Similarly, the
acoustic
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port 580 allows the reception of ultrasonic or acoustic waves by the PMUT 500C
from a
region exterior to the substrate 560.
[0080] Figures 5A-5C illustrate implementations of individual PMUTs and PMUT
stacks, however the mechanical layer 530 may extend beyond an individual PMUT
stack and cover one or more adjacent PMUTs. Figure 6A illustrates a plan view
of an
array of PMUTs, according to some implementations. Each PMUT 600 is configured

on a common substrate 660 with a bonded mechanical layer 630 extending over
and
between two or more PMUTs 600 in the PMUT array 600A. The bonded portion of
mechanical layer 630 may serve as an acoustic coupling layer. In one mode of
operation, the PMUTs 600 in the array may be simultaneously actuated to
generate and
transmit a quasi-plane wave from an upper surface of the mechanical layer 630.
In
some implementations, the mechanical layer 630 is continuous between adjacent
PMUTs. In some implementations, the mechanical layer 630 may be patterned,
diced,
sliced, slit, cut or otherwise formed to align with the peripheries of PMUTs
600 or to
selectively expose portions of one more layers underlying the mechanical layer
630
such as metal bond pads. Although the implementation illustrated in Figure 6A
includes
an array of circular PMUTs 600, other shapes are within the contemplation of
the
present disclosure, such as square-shaped or rectangular-shaped PMUTs. For
example,
in some implementations, hexagonal-shaped PMUTs may be contemplated whereby an
increase in packing density in terms of number of pixels per unit area may be
obtained.
The array of PMUTs 600 may be configured as a square or rectangular array as
illustrated in Figure 6A. In some implementations, the array may include
staggered
rows or columns of PMUTs 600, such as a triangular or hexagonal array.
[0081] Figures 6B-6E show illustrative cross-sectional elevation views of PMUT
arrays
in various configurations. PMUT array 600B includes an array of PMUTs 600
disposed
on a substrate 660. An upper mechanical layer 630 may be laminated, bonded or
otherwise attached to an upper surface of the array of PMUTs 600, such as with
an
adhesive layer 632. Flexural motions and/or vibrations of each PMUT 600 may
bend,
flex, compress or expand portions of the mechanical layer 630. In some
implementations, synchronous vibrations of PMUTs 600 in the PMUT array 600B
may
launch substantially planar ultrasonic waves up and through the mechanical
layer 630.
In some implementations, the mechanical layer 630 may bend and flex with
controlled
actuation of underlying PMUTs 600 to launch acoustic or ultrasonic waves with
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controlled wavefronts, which may be useful for transmit-side beamforming
applications.
In some implementations, ultrasonic waves returning through the mechanical
layer 630
may cause flexural motions and/or vibrations of the underlying PMUTs 600 and
be
detected accordingly. In some implementations, the mechanical layer 630 may
serve as
an acoustic coupling medium. In some implementations, the mechanical layer 630
may
serve as an encapsulation layer that may mechanically encapsulate or otherwise
seal
cavities within PMUTs 600. The mechanical layer 630 may include, for example,
a
layer of polymer or plastic such as polycarbonate (PC), polyimide (PI), or
polyethylene
terephthalate (PET). The adhesive layer 632 may include a thin layer of epoxy,
UV-
curable material, pressure-sensitive adhesive (PSA), or other suitable
adhesive material
that couples the mechanical layer 630 to the PMUTs 600 in the PMUT array 600B.
[0082] Figure 6C illustrates a PMUT array 600C configured with a portion of a
cover
glass, enclosure wall, button cover or platen 690 overlying a mechanical layer
630 and
an array of PMUTs 600 that are disposed on a substrate 660. Adhesive layers
632 and
634 may mechanically connect the mechanical layer 630 to the PMUTs 600 and the
overlying platen 690. In some implementations, the mechanical layer 630 may
provide
acoustic coupling between the array of PMUTs 600 and the overlying platen 690
for use
in ultrasonic fingerprint sensors, touch sensors, ultrasonic touch pads,
stylus detection,
biometric sensors, or other ultrasonic devices. An acoustic impedance matching
layer
692 such as a polymeric coating may be deposited, screened, painted, adhered
or
otherwise disposed on an outer surface of the cover glass or platen 690. The
acoustic
matching layer 692 may serve as a scratch-resistant coating. Further
description of the
mechanical layer 630 is provided with respect to Figure 6B above.
[0083] Figure 6D illustrates a PMUT array 600D with a mechanical layer 630
coupled
to an array of PMUTs 600 via an array of micropillars 636. The micropillars
636 may
provide mechanical and acoustic coupling between PMUTs 600 and the overlying
mechanical layer 630. The micropillars 636 may serve as acoustic waveguides,
allowing acoustic or ultrasonic waves generated by the PMUTs 600 to travel
through
the waveguides with some level of acoustic isolation between neighboring PMUTs
600.
Similarly, the micropillars 636 may serve as acoustic waveguides that can
guide
ultrasonic waves back to the PMUTs 600, which may act as either ultrasonic
transmitters or ultrasonic receivers. In some implementations, the
micropillars 636 may
be substantially square, rectangular or circular in cross section, aligning
substantially
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with the periphery of each PMUT 600 in the PMUT array 600D, with each
micropillar
636 separated from a neighboring micropillar 636 by a gap. In some
implementations,
the micropillars 636 may be formed from a photo-patternable polymer, such as a

photoresist or a photoimageable polymer laminate (e.g., a layer of SU-8
negative-acting
photoresist, a photosensitive silicone dielectric film or a cyclotene polymer
film). For
example, a relatively thick layer of negative or positive photoresist may be
applied to an
upper surface of PMUTs 600 on the substrate 660, dried, patterned with a
suitable
photomask, developed, and baked to form the micropillars 636. In some
implementations, a dry-resist photo-patternable film, also known as a dry-
resist film,
may be pre-patterned prior to alignment and attachment to the array of PMUTs
600.
The dry-resist film may have a layer of photo-sensitive material on a
relatively inert
backing layer such as acetate, PC, PI or PET. In some implementations, an
adhesion
promoter or adhesive layer 632 may be positioned between the micropillars 636
and the
underlying PMUTs 600 to provide mechanical and acoustic coupling. In some
implementations, the backing layer for the dry-resist film may be removed.
Alternatively, the backing layer for the dry-resist film may be retained and
serve as a
mechanical layer 630. The acoustic waveguides (e.g. micropillars 636) formed
photolithographically on one or more PMUTs 600 may provide a low-cost batch
process
with tight alignment and geometry definition capability for PMUTs disposed on
a
substrate or configured in a PMUT array. In some implementations, a polymer
laminate
may be used as a tent to cover a plurality of release holes associated with
the PMUTs
600 while planarizing the PMUT topology prior to attachment of a cover glass
or platen.
[0084] Figure 6E illustrates a PMUT array 600E with an array of micropillars
636 and a
platen 690 serving as a fingerprint sensor array. An acoustic matching layer
692 may be
disposed on an outer surface of a cover glass or platen 690. PMUTs 600 in the
PMUT
array 600E on a substrate 660 may generate and transmit ultrasonic waves 664
that
propagate through the micropillars 636, through an optional mechanical layer
630, and
into the platen 690. A portion of the ultrasonic waves 664 may reflect back
from an
outer surface of the platen 690 or acoustic matching layer 692, with an
amplitude
dependent in part on the acoustic mismatch between the platen 690 or acoustic
matching
layer 692 and an overlying object such as the fingerprint ridges and valleys
of a finger
of a user placed in contact with the outer surface of the platen 690. The
reflected waves
may travel back through the acoustic matching layer 692 and platen 690,
through
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optional mechanical layer 630 and micropillars 636, and be detected by the
underlying
PMUTs 600. Adhesive layers 632 and 634 may serve to mechanically and
acoustically
couple together various layers of the PMUT array 600E.
[0085] Figures 7A-7F show cross-sectional elevation views of various anchor
structure
configurations for a PMUT 700. Figure 7A shows a peripheral anchor structure
770
positioned between a substrate 760 and a piezoelectric layer stack 710 having
a
mechanical layer 730 formed thereon. The mechanical layer 730, together with
the
piezoelectric layer stack 710, may form a drum-like membrane or diaphragm over
a
cavity 720 and may be configured to undergo flexural motion and/or vibration
when the
PMUT receives or transmits acoustic or ultrasonic signals. In the illustrated
implementations, a mechanical neutral axis 750 passes through the mechanical
layer
730 and above the piezoelectric layer stack 710 and cavity 720. In some
implementations, the neutral axis 750 may be displaced relative to the neutral
axis of the
piezoelectric layer stack 710 and towards the mechanical layer 730 that is
positioned
above the piezoelectric layer stack 710, to allow out-of-plane bending modes.
[0086] Figure 7B shows a central anchor structure 770 positioned between the
piezoelectric layer stack 710 and the substrate 760. Figure 7C shows a variant
of the
peripheral anchor structure 770 with a central release hole 722. The
configuration
shown in Figure 7C may alternatively represent a pair of cantilevered PMUTs
700. The
dual vertical arrows in Figures 7A-7F represent one mode of operation, such as
an out-
of-plane bending mode, where the released portions of the PMUT 700 may be
driven to
oscillate or otherwise deflect in the directions indicated by the
corresponding arrows.
Figure 7D shows a PMUT 700 with a peripheral anchor structure 770 positioned
between a substrate 760 and the piezoelectric layer stack 710, with a
mechanical layer
730 positioned between the piezoelectric layer stack 710 and the cavity 720.
The
mechanical neutral axis 750 of the multilayer stack may be displaced relative
to the
neutral axis of the piezoelectric layer stack 710 in a direction towards the
underlying
cavity 720 and substrate 760, to allow one or more out-of-plane bending modes.
Figure
7E shows a PMUT 700 with a central anchor structure 770 positioned between the
piezoelectric layer stack 710 and the substrate 760, with a mechanical layer
730
positioned between the piezoelectric layer stack 710 and the cavity 720.
Similar to the
PMUT 700 in Figure 7D, the mechanical neutral axis 750 of the multilayer stack
may be
displaced from the neutral axis of the piezoelectric layer stack 710 towards
the cavity
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720 and the substrate 760. Figure 7F shows a PMUT 700 with a peripheral anchor

structure 770 having a central release hole 722. Alternatively, the
configuration shown
in Figure 7F may represent a pair of cantilevered PMUTs 700. The mechanical
layer
730 is positioned between the piezoelectric layer stack 710 and the cavity
720. The
mechanical neutral axis 750 of the multilayer stack may be displaced from the
center of
the piezoelectric layer stack 710 towards the underlying cavity 720 and
substrate 760.
[0087] Figures 8A-8H show top views of various geometrical configurations of
PMUTs
and anchor structures. A circular PMUT 800 with a circular mechanical layer
830 and a
peripheral anchor structure 870 is shown in Figure 8A. A circular PMUT 800
with a
circular mechanical layer 830 and a central anchor structure 870 is shown in
Figure 8B.
Figures 8C and 8D show square PMUTs 800 with a peripheral anchor structure 870
and
a central anchor structure 870, respectively. Figures 8E and 8F show long
rectangular
PMUTs 800 with a peripheral anchor structure 870 and a centered anchor
structure 870,
respectively. Figure 8G shows a rectangular PMUT 800 with a pair of side
anchor
structures 870. Figure 8H shows a pair of rectangular PMUTs 800 also referred
to as
ribbon PMUTs or PMUT strips with side anchor structures 870a and 870b. The
PMUTs
800 shown in Figures 8A-8H are illustrative, with connective electrodes, pads,
traces,
etch holes and other features omitted for clarity. In some implementations,
particularly
those with central or otherwise centered anchor structures, the anchor
structures may be
referred to as anchor posts or simply "posts". The PMUTs shown in Figures 8A-
8H
may be configured with substantial portions of the mechanical layer positioned
above
the piezoelectric layer stack, as shown in Figure 2A, or with substantial
portions of the
mechanical layer positioned below the piezoelectric layer stack, as shown in
Figure 2C.
[0088] The PMUTs described in this disclosure may in general be sealed or
unsealed.
Sealed PMUTs have at least a portion of an associated cavity sealed from the
external
environment. In some implementations, sealed PMUTs may have a vacuum sealed
inside the cavity region. In some implementations, the sealed PMUTs may have a
gas
such as argon, nitrogen or air at a reference pressure within the cavity
region that is
below, above or substantially at atmospheric pressure. The acoustic
performance of
sealed PMUTs may exceed that of unsealed PMUTs, in that damping of the PMUT
structure may be higher with unsealed PMUTs. In some implementations, unsealed

PMUTs may be utilized. For example, PMUTs with a central anchor or post
structure
may be unsealed or otherwise considered to be an open structure. Unsealed
PMUTs
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may allow liquid, gas, or other viscous medium to penetrate the cavity region.
PMUTs
with associated acoustic ports, for example, may be unsealed on one or both
sides of the
PMUT to allow the transmission and reception of acoustic or ultrasonic waves.
One or
more acoustic ports such as holes etched or otherwise formed in the substrate
under the
PMUT may be included with the various implementations of PMUTs and fabrication
methods described above. In some implementations, an unsealed PMUT or an array
of
unsealed PMUTs may be covered with a cover layer that may serve as a top
mechanical
layer or a supplement to the top mechanical layer, such as the upper
mechanical layer
530b shown in Figure 5B. The cover layer may extend over one or more release
holes
associated with the PMUT(s) and attached to the PMUT membranes with, for
example,
an adhesive layer, to seal the PMUT cavities and provide isolation from
ambient gases
and liquids.
[0089] Figure 9 illustrates a further example of a process flow for
fabricating a PMUT.
Method 900 includes a step 910 for forming an anchor structure over a
substrate. The
substrate may include a glass substrate such as a glass plate, panel, sub-
panel or wafer.
In some implementations, the substrate may be plastic or may be flexible. The
substrate
may include TFT circuitry. Alternatively, the substrate may include a
semiconductor
substrate such as silicon wafer with or without prefabricated integrated
circuitry. The
anchor structure may include one or more layers of deposited dielectric
materials such
as silicon dioxide, silicon nitride, or silicon oxynitride. The anchor
structure may
include a silicide such as nickel silicide. The anchor structure may be
disposed
proximate to regions of sacrificial material patterned so as to allow for the
eventual
formation of one or more cavities, release holes, vias, and channels. The
sacrificial
material may include amorphous silicon (a-Si), polycrystalline silicon (poly-
Si), or a
combination of a-Si and poly-Si. A planarizing sequence such as CMP or
chemical
thinning may be used to planarize the anchor structure and the sacrificial
layer.
[0090] In step 920, a piezoelectric layer stack is formed over the anchor
structure. The
piezoelectric layer stack may include a piezoelectric layer such as AN, ZnO or
PZT
with one or more electrode layers electrically coupled to the piezoelectric
layer. The
piezoelectric layer stack may be patterned and etched to form via or release
holes and
other features. In step 930, the sacrificial material is removed. Removing the
sacrificial
material may be achieved by removal of the sacrificial layer from a cavity
region
through release holes. In some implementations, removing the sacrificial
material may
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be achieved by etching of the sacrificial layer through one or more release
vias or holes
and one or more release channels that may connect one or more outer release
holes with
the cavity region. In step 940, a mechanical layer is disposed over the
piezoelectric
layer stack, such that a neutral axis of the resulting assembly is located a
distance
towards the mechanical layer and away from the substrate so that the neutral
axis passes
through the mechanical layer and does not pass through the piezoelectric layer
stack. In
some implementations, the mechanical layer may be disposed over the
piezoelectric
layer stack with a thickness such that the neutral axis of the resulting
multilayer stack is
displaced relative to the neutral axis of the piezoelectric layer stack and
towards the
mechanical layer to allow out-of-plane bending modes. In some implementations,
the
mechanical layer may include a deposited layer, a composite of one or more
layers, a
bonded layer, or a bonded layer over a deposited layer or set of layers. The
mechanical
layer may be patterned to form features such as a top recess where the
mechanical layer
is locally thinned. As shown in step 950 and depending on the implementation,
one or
more release holes may be sealed when the mechanical layer is disposed over
the
piezoelectric layer stack.
[0091] Figures 10A-10C illustrate process flows for integrating electronic
circuitry
with PMUTs as described above. Figure 10A illustrates a "TFT first" process
1000a,
where TFT or other integrated circuitry is formed on/in a substrate in step
1010,
followed by formation of one or more PMUTs on the substrate that may be on top
of or
beside the circuitry, as shown in step 1020. This approach allows a first
fabrication
facility to form active circuitry on a substrate, and a second fabrication
facility to
receive the substrate with the active circuitry and form the PMUTs on the
substrate.
Figure 10B illustrates a "TFT last" process 1000b, where TFT or other
integrated
circuitry is formed on/in a substrate after the PMUTs are formed, as shown in
steps
1040 and 1050. Planarization steps and thick dielectric layers may serve to
provide
surfaces onto which TFT circuitry may be formed, as described above. Figure
10C
illustrates a combined or co-fabricated process 1000c where PMUTs and active
circuitry
are formed on a substrate, as shown in steps 1060 and 1070. This approach may
benefit
from utilizing common layers for both active circuitry and PMUT formation that
can
reduce the total number of masking and deposition steps required compared to a
PMUT-
first or PMUT-last process. For example, metal interconnect layers for TFT or
silicon-
based transistors may be used for the upper or lower electrode layers for the
PMUTs. In
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another example, dielectric layers between metal layers for the active
circuitry may be
used for buffer or barrier layers in the PMUTs, or for use in the mechanical
layer or for
sealing. Etch sequences for metal or dielectric layers may be used in common
to form
portions of the active circuitry and the PMUTs on the substrate. In another
example,
passivation layers for the TFT or active circuitry may be used for passivation
of the
PMUT devices. In some implementations, the TFT or active circuitry may include
row
and column addressing electronics, multiplexers, local amplification stages or
control
circuitry. In some implementations, an interface circuit including a driver
stage and a
sense stage may be used to excite a PMUT device and detect responses from the
same
or another PMUT device. In some implementations, the active silicon circuits
may
include electronics for the functioning of the PMUT or a PMUT array.
[0092] Figures 11A-11C illustrate cross-sectional views of various
configurations of
PMUT ultrasonic sensor arrays. Figure 11A depicts an ultrasonic sensor array
1100A
with PMUTs as transmitting and receiving elements that may be used, for
example, as
an ultrasonic fingerprint sensor, an ultrasonic touchpad, or an ultrasonic
imager. PMUT
sensor elements 1162 on PMUT sensor array substrate 1160 may emit and detect
ultrasonic waves. As illustrated, an ultrasonic wave 1164 may be transmitted
from a
PMUT sensor element 1162. The ultrasonic wave 1164 may travel through an
acoustic
coupling medium 1165 and a platen 1190a towards an object 1102 such as a
finger or a
stylus positioned on an outer surface of the platen 1190a. A portion of the
outgoing
ultrasonic wave 1164 may be transmitted through the platen 1190a and into the
object
1102, while a second portion is reflected from a surface of platen 1190a back
towards
the sensor element 1162. The amplitude of the reflected wave depends in part
on the
acoustic properties of the object 1102. The reflected wave may be detected by
the
sensor element 1162, from which an image of the object 1102 may be acquired.
For
example, with sensor arrays having a pitch of about 50 microns (about 500
pixels per
inch), ridges and valleys of a fingerprint may be detected. An acoustic
coupling
medium 1165 such as an adhesive, gel, a compliant layer or other acoustic
coupling
material may be provided to improve coupling between an array of PMUT sensor
elements 1162 disposed on the sensor array substrate 1160 and the platen
1190a. The
acoustic coupling medium 1165 may aid in the transmission of ultrasonic waves
to and
from the sensor elements 1162. The platen 1190a may include, for example, a
layer of
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glass, plastic, sapphire, or other platen material. An acoustic impedance
matching layer
(not shown) may be disposed on an outer surface of the platen 1190a.
[0093] Figure 11B depicts an ultrasonic sensor and display array 1100B with
PMUT
sensor elements 1162 and display pixels 1166 co-fabricated on a sensor and
display
substrate 1160. The sensor elements 1162 and display pixels 1166 may be
collocated in
each cell of an array of cells. In some implementations, the sensor element
1162 and
the display pixel 1166 may be fabricated side-by-side within the same cell. In
some
implementations, part or all of the sensor element 1162 may be fabricated
above or
below the display pixel 1166. Platen 1190b may be positioned over the sensor
elements
1162 and the display pixels 1166 and may function as or include a cover lens
or cover
glass. The cover glass may include one or more layers of materials such as
glass, plastic
or sapphire, and may include provisions for a capacitive touchscreen. An
acoustic
impedance matching layer (not shown) may be disposed on an outer surface of
the
platen 1190b. Ultrasonic waves 1164 may be transmitted and received from one
or
more sensor elements 1162 to provide imaging capability for an object 1102
such as a
stylus or a finger placed on the cover glass 1190b. The cover glass 1190b is
substantially transparent to allow optical light from the array of display
pixels 1166 to
be viewed by a user through the cover glass 1190b. The user may choose to
touch a
portion of the cover glass 1190b, and that touch may be detected by the
ultrasonic
sensor array. Biometric information such as fingerprint information may be
acquired,
for example, when a user touches the surface of the cover glass 1190b. An
acoustic
coupling medium 1165 such as an adhesive, gel, or other acoustic coupling
material
may be provided to improve acoustic, optical and mechanical coupling between
the
sensor array substrate 1160 and the cover glass. In some implementations, the
coupling
medium 1165 may be a liquid crystal material that may serve as part of a
liquid crystal
display (LCD). In LCD implementations, a backlight (not shown) may be
optically
coupled to the sensor and display substrate 1160. In some implementations, the
display
pixels 1166 may be part of an amorphous light-emitting diode (AMOLED) display
with
light-emitting display pixels. In some implementations, the ultrasonic sensor
and
display array 1100B may be used for display purposes and for touch, stylus or
fingerprint detection.
[0094] Figure 11C depicts an ultrasonic sensor and display array 1100C with a
sensor
array substrate 1160a positioned behind a display array substrate 1160b. An
acoustic
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coupling medium 1165a may be used to acoustically couple the sensor array
substrate
1160a to the display array substrate 1160b. An optical and acoustic coupling
medium
1165b may be used to optically and acoustically couple the sensor array
substrate 1160a
and the display array substrate 1160b to a cover lens or cover glass 1190c,
which may
also serve as a platen for the detection of fingerprints. An acoustic
impedance matching
layer (not shown) may be disposed on an outer surface of the platen 1190c.
Ultrasonic
waves 1164 transmitted from one or more sensor elements 1162 may travel
through the
display array substrate 1160b and cover glass 1190c, reflect from an outer
surface of the
cover glass 1190c, and travel back towards the sensor array substrate 1160a
where the
reflected ultrasonic waves may be detected and image information acquired. In
some
implementations, the ultrasonic sensor and display array 1100C may be used for

providing visual information to a user and for touch, stylus or fingerprint
detection from
the user. Alternatively, a PMUT sensor array may be formed on the backside of
the
display array substrate 1160b. Alternatively, the sensor array substrate 1160a
with a
PMUT sensor array may be attached to the backside of the display array
substrate
1160b, with the backside of the sensor array substrate 1160a attached directly
to the
backside of the display array substrate 1160b, for example, with an adhesive
layer or
adhesive material (not shown).
[0095] As described above in connection with Figures 4A and 4B, a process flow
for
forming a PMUT stack according to the presently disclosed techniques may
include a
sequence of microfabrication processes, including deposition, patterning,
etching and
CMP. In addition to the process flow illustrated in Figures 4A and 4B, a
number of
alternative process flows are within the contemplation of the present
disclosure.
[0096] Figure 12 illustrates another example of a process flow for fabricating
a PMUT.
In the illustrated example, a process 1200 incorporates a silicide formation
process that
can planarize the top of the anchor structure and the top of the sacrificial
layer. As a
result, a CMP sequence included in step S403 (Figure 4A) may be avoided. The
silicide
may form at least a portion of the anchor structure for the PMUT, and serve as
an etch-
resistant layer during removal of the sacrificial material to form the PMUT
cavity.
[0097] The process 1200 may begin with step S401. Step S401, as described
hereinabove in connection with Figure 4A, may include depositing a first layer
portion
472 of anchor structure 470 onto substrate 360.
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[0098] At step S1202, sacrificial regions 425i and 425o (Figure 4A) are formed
by first
depositing a sacrificial layer 425 of a sacrificial material that may include
amorphous
silicon (a-Si), polycrystalline silicon (poly-Si), or a combination of a-Si
and poly-Si
onto the oxide buffer layer 472. Alternatively, other sacrificial layer
materials may be
used such as molybdenum (Mo) or tungsten (W). In some implementations, the
sacrificial layer 425 has a thickness in the range of about 500 to 20,000A.
For example,
in an implementation the thickness of the sacrificial layer 425 is about
10,000A.
[0099] At step S1203 a nickel layer 1275 may be deposited onto the sacrificial
layer
425. The nickel layer 1275 may have a thickness in a range of about 250 to
10,000 A.
For example, in an implementation the thickness of the nickel layer 1275 is
about
5000 A. Step S1203 may also include patterning and etching the nickel layer
1275 so as
to expose the sacrificial layer 425 in selected regions.
[0100] At step S1204, a silicide formation process is contemplated whereby a
layer of
metal such as nickel may be deposited and patterned on top of the sacrificial
layer 425
of polycrystalline or amorphous silicon. The silicide may be formed by
interacting the
metal with the silicon of the sacrificial layer 425. Nickel silicide may be
formed, for
example, by interacting the patterned nickel layer 1275 with the silicon of
the sacrificial
layer 425. Formation of silicide in portions 1276 of the sacrificial layer 425
may be
achieved by diffusing the metal locally into the sacrificial layer, consuming
the
deposited metal and forming the silicide down to an underlying buffer layer
(such as
5i02 or SiN on a silicon substrate) or down to an insulating substrate (such
as glass).
Metal diffusion into the underlying sacrificial layer can be achieved, for
example, by
elevating the process temperature of the substrate and deposited layers to a
silicide
formation temperature for a predetermined period of time. Alternatively, a
rapid
thermal anneal (RTA) process may be used to quickly elevate the temperature to
allow
intermetallic diffusion and silicide formation. Alternatively, application of
focused
laser light of a suitable wavelength, energy and time may be used to locally
form the
silicide, which may be particularly attractive with the use of transparent
substrates
where the laser light may be applied from either above or below the substrate.
[0101] Subsequent steps of the process 1200 may be substantially identical to
steps
S404 through S411 described hereinabove in connection with Figures 4A and 4B.
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[0102] Figures 13A and 13B illustrate another example of a process flow for
fabricating
a PMUT. Process flow 1300 provides three layers of metal interconnections for
a
PMUT with a mechanical layer positioned substantially between the
piezoelectric layer
stack and the underlying substrate. In a first step S1301, a substrate 360 is
provided,
such as a glass, plastic or semiconductor (e.g. silicon) substrate upon which
to fabricate
the PMUTs. A first layer portion 472, such as an oxide buffer layer, may be
deposited
on the substrate 360. A sacrificial layer 425 of a sacrificial material may be
deposited
on the buffer layer. The sacrificial layer 425 may be patterned and etched to
form one
or more inner sacrificial regions 425i and outer sacrificial regions 425o (not
shown),
with the etchant stopping on the underlying buffer layer or substrate. In step
S1302, an
anchor portion 474 of the anchor structure 470 such as a silicon dioxide layer
may be
deposited onto the buffer layer and the sacrificial region 425i, then thinned
using CMP
to form a substantially planar surface while retaining a small portion 474i of
the silicon
dioxide layer above the sacrificial region 425i. In step S1303, a multilayer
stack may be
deposited including a mechanical layer 430, a first layer 411 of the
piezoelectric stack
410 that may serve as a seed layer, a lower electrode layer 412, a
piezoelectric layer
415, and an upper electrode layer 414. The upper electrode layer may be
patterned and
etched to form upper electrodes 414a and 414b that are in electrical contact
with the
piezoelectric layer 415. In step S1304, the piezoelectric layer 415 may be
patterned and
etched, stopping on the lower electrode layer 412. In step S1305, the lower
electrode
layer 412 may be patterned and etched along with the underlying seed layer
411,
stopping on the mechanical layer 430. In step S1306, a dielectric isolation
layer 416
may be deposited, patterned and etched to form electrical vias 416a and 416b
that
expose portions of the upper electrode layer 414 and lower electrode layer
412,
respectively.
[0103] Process flow 1300 continues in Figure 13B with the deposition,
patterning and
etching of a metal interconnect layer 418 in step S1307. The metal
interconnect layer
418 may provide electrical traces and electrical contact 418a to portions of
upper
electrode layer 414 and electrical contact 418b to portions of lower electrode
layer 412
through electrical vias 416a and 416b, respectively.
[0104] In step S1308, one or more recesses 422 may be formed in the mechanical
layer
430. For example, recesses 422a may be formed external to the PMUT membrane to

provide mechanical isolation or to increase sensitivity. Recesses 422b may be
formed
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internal to the PMUT membrane to increase sensitivity, for example, by
allowing the
PMUT membrane to flex or vibrate with a larger mechanical amplitude relative
to a
planar PMUT membrane. The recesses 422 may include substantially axisymmetric
features such as a circle or a ring formed partially into a circular PMUT
diaphragm near
the diaphragm center, or an angular trench or portions of an angular trench
formed near
the periphery of a circular diaphragm. In some implementations, the recesses
422 may
include a square or rectangular feature formed into the mechanical layer 430
near the
center of a square or rectangular PMUT diaphragm. In some implementations, the

recesses 422 may include features such as narrow rectangles, local trenches,
or slots
formed near the periphery of or external to a square, rectangular or circular
diaphragm.
In some implementations, a sequence of radial slots may be combined with
central or
peripheral recess features. In some implementations, the recess or recessed
features
may be formed by etching partially or substantially through the mechanical
layer 430.
In some implementations, the recess 422 and/or features thereof may be formed
into the
mechanical layer 430 based, for example, on an etch time. In some
implementations,
the mechanical layer 430 may include two or more deposited layers, one of
which may
serve as an etch stop or barrier layer to allow precise definition of the
recess 422 and
recessed features during fabrication. The formation of recesses 422 is
optional, and
associated process sequences may be omitted accordingly. Dashed lines in step
S1308
for recesses 422a and 422b indicate that their positions, when used, may be
formed
under etched portions of the piezoelectric layer stack 410 such as where first
layer 411,
lower electrode layer 412, piezoelectric layer 415, upper electrode layer 414,
dielectric
isolation layer 416 and metal interconnect layer 418 have been removed.
[0105] In step S1309, portions of mechanical layer 430 and other layers may be
patterned and etched to provide access (not shown) to sacrificial regions 425i
and 425o,
which allows the selective removal of exposed sacrificial material in the
sacrificial layer
425, resulting in the formation of one or more cavities 420. More details of
release
holes, release channels, and the sacrificial etching process may be found with
respect to
Figure 4A-B above (not shown here for clarity). Implementations with thermally
decomposable sacrificial materials may not require direct access to cavities
420 through
release holes and release channels, as described with respect to Figure 4A-B
above.
[0106] In step S1310, a passivation layer 432 may be deposited over the
interconnect
layer 418 and exposed portions of the lower electrode layer 412 and upper
electrode
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layer 414. Optionally, one or more upper recesses 432a may be formed in the
passivation layer 432. For example, recesses 432a may be formed external to
the
PMUT membrane to provide mechanical isolation or to increase sensitivity.
Recesses
432a may be formed internal to the PMUT membrane to increase sensitivity, for
example, by allowing the PMUT membrane to flex or vibrate with a larger
mechanical
amplitude relative to a planar PMUT membrane. The recesses 432a may include
substantially axisymmetric features such as a circle or a ring formed
partially into a
circular PMUT diaphragm near the diaphragm center, or an angular trench or
portions
of an angular trench formed near the periphery of a circular diaphragm. In
some
implementations, the recesses 432a may include a square or rectangular feature
formed
into the passivation layer 432 near the center of a square or rectangular PMUT

diaphragm. In some implementations, the recesses 432a may include features
such as
narrow rectangles, local trenches, or slots formed near the periphery of or
external to a
square, rectangular or circular diaphragm. In some implementations, a sequence
of
radial slots may be combined with central or peripheral recess features. In
some
implementations, the recess or recessed features may be formed by etching
partially or
substantially through the passivation layer 432. In some implementations, the
recess
432a and/or features thereof may be formed into the passivation layer 432
based on, for
example, an etch time. In some implementations, the passivation layer 432 may
include
two or more deposited layers, one of which may serve as an etch stop or
barrier layer to
allow precise definition of the recess 432a and other recessed features during

fabrication. The formation of recesses 432a is optional, and associated
process
sequences may be omitted accordingly. In step S1311, one or more contact pad
openings or vias 434a and 434b may be patterned and etched through the
passivation
layer 432 to provide access to underlying metal features such as bond pads.
[0107] Figures 14A and 14B illustrate another example of a process flow for
fabricating
a PMUT. Process flow 1400 provides three layers of metal interconnections for
a
PMUT with a mechanical layer positioned substantially between the
piezoelectric layer
stack and the underlying substrate, utilizing a silicide-based planarization
method as
described above with respect to steps S1202-S1204 of Figure 12. In step S1401,
a
substrate 360 is provided upon which to fabricate the PMUTs. A first layer
portion 472,
such as an oxide buffer or barrier layer, may be deposited on the substrate
360. A
sacrificial layer 425 of amorphous or polycrystalline silicon may be deposited
on the
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buffer layer, followed by the deposition of a metal layer such as a nickel
layer 1275.
The nickel layer 425 may be patterned and etched to expose one or more inner
sacrificial regions 425i and outer sacrificial regions 425o (not shown), with
the etchant
stopping on the sacrificial layer 425. In step S1402, the nickel layer 1275
and
underlying sacrificial layer 425 may be reacted in a high-temperature
environment to
locally form a silicide layer 1276 such as nickel silicide. Portions of the
silicide layer
1276 may form an anchor portion 474 of the anchor structure 470. In step
S1403, a
multilayer stack may be deposited, including a thin barrier layer 476, a
mechanical layer
430, a first layer 411 of the piezoelectric stack 410 that may serve as a seed
layer, a
lower electrode layer 412, a piezoelectric layer 415, and an upper electrode
layer 414.
The upper electrode layer 414 may be patterned and etched to form upper
electrodes
414a and 414b that are in electrical contact with the piezoelectric layer 415.
In step
S1404, the piezoelectric layer 415 may be patterned and etched, stopping on
the lower
electrode layer 412. In step S1405, the lower electrode layer 412 may be
patterned and
etched along with the underlying seed layer 411, stopping on the mechanical
layer 430.
In step S1406, a dielectric isolation layer 416 may be deposited, patterned
and etched to
form electrical vias 416a and 416b that expose portions of the upper electrode
layer 414
and lower electrode layer 412, respectively.
[0108] Process flow 1400 continues in Figure 14B with the deposition,
patterning and
etching of a metal interconnect layer 418 in step S1407. The metal
interconnect layer
418 may provide electrical traces and electrical contact 418a to portions of
upper
electrode layer 414 and electrical contact 418b to portions of lower electrode
layer 412
through electrical vias 416a and 416b, respectively. In step S1408, one or
more recesses
422 may be optionally formed in mechanical layer 430. Dashed lines in Figure
14B for
recesses 422a and 422b indicate that their positions, when used, may be formed
in
regions not directly under non-etched portions of the piezoelectric layer
stack 410. In
step S1409, portions of the mechanical layer 430 and other layers may be
patterned and
etched (not shown) to provide access to sacrificial regions 425i and 425o.
Selective
removal of exposed sacrificial material in the sacrificial layer 425 results
in the
formation of one or more cavities 420. More details of release holes, release
channels,
and the sacrificial etching process may be found with respect to Figure 4A-B
above.
Implementations with thermally decomposable sacrificial materials may not
require
direct access to cavities 420 through release holes and release channels, as
described
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with respect to Figure 4A-B. In step S1410, a passivation layer 432 may be
deposited
over the interconnect layer 418 and exposed portions of the lower electrode
layer 412
and upper electrode layer 414. Optionally, one or more upper recesses 432a may
be
formed in the passivation layer 432. In step S1411, one or more contact pad
openings
or vias 434a and 434b may be patterned and etched through the passivation
layer 432 to
provide access to underlying metal features such as bond pads in metal
interconnect
layer 418.
[0109] Figures 15A and 15B illustrate another example of a process flow for
fabricating
a PMUT. Process flow 1500 utilizes two layers of metal interconnections for a
PMUT
with a mechanical layer positioned substantially between the piezoelectric
layer stack
and the underlying substrate. In a first step S1501, a substrate 360 is
provided upon
which to fabricate the PMUTs. A first layer portion 472, such as an oxide
buffer layer,
may be deposited on the substrate 360. A sacrificial layer 425 of a
sacrificial material
may be deposited on the buffer layer. The sacrificial layer 425 may be
patterned and
etched to form one or more inner sacrificial regions 425i and outer
sacrificial regions
425o (not shown), with the etchant stopping on the underlying buffer layer or
substrate.
In step 51502a, an anchor portion 474 of the anchor structure 470 may be
deposited
onto the buffer layer and the sacrificial regions, then thinned using CMP to
form a
substantially planar surface while retaining a small portion 474i above the
sacrificial
region as shown in step 51502b. In step S1504, a multilayer stack may be
deposited,
including a mechanical layer 430, a first layer 411 of the piezoelectric stack
410 that
may serve as a seed layer, a lower electrode layer 412, and a piezoelectric
layer 415.
The piezoelectric layer 415 may be patterned and etched, stopping on the lower

electrode layer 412. In step S1505, the lower electrode layer 412 and the
underlying
seed layer 411 may be patterned and etched, stopping on the mechanical layer
430. In
step S1506, a dielectric isolation layer 416 may be deposited, patterned and
etched to
form electrical vias 416a and 416b that expose portions of the piezoelectric
layer 415
and lower electrode layer 412, respectively. Alternatively, electrical
coupling between
the upper electrode layer 414 and underlying portions of the piezoelectric
layer 415 may
be achieved capacitively through the dielectric isolation layer 416, allowing
excitation
and detection of ultrasonic waves from flexural motions and vibrations of
piezoelectric
layer 415 without direct electrical contact, as described with respect to step
S1507
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below. In this implementation, one or more electrical vias 416a may be omitted
and the
dielectric isolation layer 416 would not be etched in the via region (not
shown).
[0110] Process flow 1500 continues in Figure 15B with the deposition,
patterning and
etching of a metal interconnect layer 418 in step S1507. The metal
interconnect layer
418 may provide electrical traces and electrical contacts 418a to portions of
piezoelectric layer 415 and electrical contact 418b to portions of lower
electrode layer
412 through electrical vias 416a and 416b, respectively. In the capacitive
coupling
implementation described with respect to step S1506, the metal interconnect
layer 418
may be dielectrically isolated from the piezoelectric layer 415 and one or
more electrical
vias 416a omitted. In step S1508, one or more recesses 422 may be formed in
the
mechanical layer 430. Dashed lines in step S1508 for recesses 422a and 422b
indicate
that their positions, when used, may be formed under etched portions of the
piezoelectric layer stack 410. In step S1509, portions of mechanical layer 430
and other
layers may be patterned and etched to provide access (not shown) to
sacrificial regions
425i, which allows the selective removal of exposed sacrificial material in
the sacrificial
layer 425, resulting in the formation of one or more cavities 420. In some
implementations with thermally decomposable sacrificial materials, direct
access to
cavities 420 through release holes and release channels may not be required,
as
described with respect to Figure 4A-B above. In step S1510, the passivation
layer 432
may be deposited over the interconnect layer 418 and exposed portions of the
lower
electrode layer 412 and upper electrode layer 414. Optionally, one or more
upper
recesses 432a may be formed in the passivation layer 432. In step S1511, one
or more
contact pad openings or vias 434a and 434b may be patterned and etched through
the
passivation layer 432 to provide access to underlying metal features such as
bond pads
in metal interconnect layer 418.
[0111] Figures 16A and 16B illustrate another example of a process flow for
fabricating
a PMUT. Process flow 1600 utilizes two layers of metal interconnections for a
PMUT
with a mechanical layer positioned substantially between the piezoelectric
layer stack
and the underlying substrate, utilizing a silicide-based planarization method
as described
above with respect to steps S1202-S1204 of Figure 12. In step S1601, a
substrate 360 is
provided upon which to fabricate the PMUTs. A first layer portion 472, such as
an
oxide buffer or barrier layer, may be deposited on the substrate 360. A
sacrificial layer
425 of amorphous or polycrystalline silicon may be deposited on the buffer
layer,
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followed by the deposition of a metal layer such as a nickel layer 1275. The
nickel
layer 425 may be patterned and etched to expose one or more inner sacrificial
regions
425i and outer sacrificial regions 425o (not shown), with the etchant stopping
on the
sacrificial layer 425. In step Si 602a, the nickel layer 1275 and underlying
sacrificial
layer 425 may be reacted in a high-temperature environment to locally form a
silicide
layer 1276 such as nickel silicide. Portions of the silicide layer 1276 may
form an
anchor portion 474 of the anchor structure 470. In step 51602b, a thin barrier
layer 476
may be deposited. A portion 476i of the thin barrier layer 476 may reside over
the
sacrificial regions 425i and 425o. In step S1604, a multilayer stack may be
deposited,
including a mechanical layer 430, a first layer 411 of the piezoelectric stack
410 that
may serve as a seed layer, a lower electrode layer 412, and a piezoelectric
layer 415.
The piezoelectric layer 415 may be patterned and etched, stopping on the lower

electrode layer 412. In step S1605, the lower electrode layer 412 and the
underlying
seed layer 411 may be patterned and etched, stopping on the mechanical layer
430. In
step S1606, a dielectric isolation layer 416 may be deposited, patterned and
etched to
form electrical vias 416a and 416b that expose portions of the piezoelectric
layer 415
and lower electrode layer 412, respectively. Alternatively, electrical
coupling between
the upper electrode layer 414 and underlying portions of the piezoelectric
layer 415 may
be achieved capacitively through the dielectric isolation layer 416, allowing
excitation
and detection of ultrasonic waves from flexural motions and vibrations of
piezoelectric
layer 415 without direct electrical contact, as described with respect to step
S1607
below. In this implementation, one or more electrical vias 416a may be omitted
and the
dielectric isolation layer 416 would not be etched in the via region (not
shown).
[0112] Process flow 1600 continues in Figure 16B with the deposition,
patterning and
etching of a metal interconnect layer 418 in step S1607. The metal
interconnect layer
418 may provide electrical traces and electrical contact 418a to portions of
piezoelectric
layer 415 and electrical contact 418b to portions of lower electrode layer 412
through
electrical vias 416a and 416b, respectively. In the capacitive coupling
implementation
described with respect to step S1606, the metal interconnect layer 418 may be
dielectrically isolated from the piezoelectric layer 415 and one or more
electrical vias
416a omitted. In step S1608, one or more recesses 422 may be formed in the
mechanical layer 430. Dashed lines in step S1608 for recesses 422a and 422b
indicate
that their positions, when used, may be formed under etched portions of the
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piezoelectric layer stack 410. In step S1609, portions of mechanical layer 430
and other
layers may be patterned and etched to provide access (not shown) to
sacrificial regions
425i, which allows the selective removal of exposed sacrificial material in
the sacrificial
layer 425, resulting in the formation of one or more cavities 420. In some
implementations with thermally decomposable sacrificial materials, direct
access to
cavities 420 through release holes and release channels may not be required,
as
described with respect to Figure 4A-B above. In step S1610, a passivation
layer 432
may be deposited over the interconnect layer 418 and exposed portions of the
lower
electrode layer 412 and upper electrode layer 414. Optionally, one or more
upper
recesses 432a may be formed in the passivation layer 432. In step S1611, one
or more
contact pad openings or vias 434a and 434b may be patterned and etched through
the
passivation layer 432 to provide access to underlying metal features such as
bond pads
in metal interconnect layer 418.
[0113] Figures 17A and 17B illustrate another example of a process flow for
fabricating
a PMUT. Process flow 1700 provides three layers of metal interconnections for
a
PMUT with a mechanical layer positioned substantially between the
piezoelectric layer
stack and the underlying substrate, providing for an unsealed PMUT that may be

subsequently sealed with a laminated or bonded upper mechanical layer (not
shown
here, but described above with respect to Figures 6A-6E). In a first step
S1701, a
substrate 360 is provided upon which to fabricate the PMUTs. A first layer
portion 472,
such as an oxide buffer layer, may be deposited on the substrate 360. A
sacrificial layer
425 of a sacrificial material may be deposited on the buffer layer. The
sacrificial layer
425 may be patterned and etched to form one or more inner sacrificial regions
425i,
with the etchant stopping on the underlying buffer layer or substrate. In step
S1702, an
anchor portion 474 of the anchor structure 470 such as a silicon dioxide layer
may be
deposited onto the buffer layer and the sacrificial regions, then thinned
using CMP to
form a substantially planar surface while retaining a small portion 474i of
the silicon
dioxide layer above the sacrificial region 425i. In step S1703, a multilayer
stack may be
deposited, including a mechanical layer 430, a first layer 411 of the
piezoelectric stack
410 that may serve as a seed layer, a lower electrode layer 412, a
piezoelectric layer
415, and an upper electrode layer 414. The upper electrode layer may be
patterned and
etched to form an upper electrode 414a that is in electrical contact with the
piezoelectric
layer 415. In step S1704, the piezoelectric layer 415 may be patterned and
etched,
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stopping on the lower electrode layer 412. In step S1705, the lower electrode
layer 412
may be patterned and etched along with the underlying seed layer 411, stopping
on the
mechanical layer 430. In step S1706, a dielectric isolation layer 416 may be
deposited,
patterned and etched to form electrical vias 416a and 416b that expose
portions of the
upper electrode layer 414 and lower electrode layer 412, respectively.
[0114] Process flow 1700 continues in Figure 17B with the deposition,
patterning and
etching of a metal interconnect layer 418 in step S1707. The metal
interconnect layer
418 may provide electrical traces and electrical contact 418a to portions of
upper
electrode layer 414 and electrical contact 418b to portions of lower electrode
layer 412
through electrical vias 416a and 416b, respectively. In step S1708, one or
more recesses
422 may be formed in mechanical layer 430. Dashed lines in step S1708 for
recesses
422a and 422b indicate that their positions, when used, may be formed under
etched
portions of the piezoelectric layer stack 410. In step S1709, a passivation
layer 432 may
be deposited over the interconnect layer 418 and exposed portions of the lower
electrode
layer 412 and upper electrode layer 414. Optionally, one or more upper
recesses 432a
may be formed in the passivation layer 432. In step S1710, portions of
mechanical
layer 430 and other layers such as dielectric isolation layer 416 may be
patterned and
etched to provide access to sacrificial region 425i, which allows the
selective removal of
exposed sacrificial material in the sacrificial layer 425, resulting in the
formation of one
or more cavities 420. Also in step S1710, one or more contact pad openings or
vias
434a and 434b may be patterned and etched through the passivation layer 432 to

provide access to underlying metal features such as bond pads. In step S1711,
exposed
portions of sacrificial layer 425 in sacrificial region 425i may be
selectively etched,
stopping on exposed surfaces of the anchor portion 474, first layer portion
472 and
substrate 360 and resulting in the formation of one or more cavities 420. In
some
implementations, an upper mechanical layer 630 (not shown) may be laminated or

otherwise bonded to the upper surface of the PMUT, such as described with
respect to
Figure 6B. In some implementations, an upper mechanical layer 630 may be
coupled to
an array of micropillars 636 (not shown), such as described with respect to
Figure 6D.
[0115] Figure 18 illustrates another example of a process flow for fabricating
a PMUT.
Process flow 1800 provides two layers of metal interconnections for a PMUT
with a
mechanical layer positioned substantially between the piezoelectric layer
stack and the
underlying substrate, providing for an unsealed PMUT that may be subsequently
sealed
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with a laminated or bonded upper mechanical layer (not shown here, but
described
above with respect to Figures 6A-6E). In a first step S1801, a substrate 360
is provided
upon which to fabricate the PMUTs. A first layer portion 472, such as an oxide
buffer
layer, may be deposited on the substrate 360. A sacrificial layer 425 of a
sacrificial
material may be deposited on the buffer layer. The sacrificial layer 425 may
be
patterned and etched to form one or more inner sacrificial regions 425i, with
the etchant
stopping on the underlying buffer layer or substrate. Also in step S1801, an
anchor
portion 474 of the anchor structure 470 such as a silicon dioxide layer may be
deposited
onto the buffer layer and the sacrificial regions, then thinned using CMP to
form a
substantially planar surface while retaining a small portion 474i of the
silicon dioxide
layer above the sacrificial region 425i. In step S1802, a multilayer stack may
be
deposited, including a mechanical layer 430, a first layer 411 of the
piezoelectric stack
410 that may serve as a seed layer, a lower electrode layer 412, a
piezoelectric layer
415, and an upper electrode layer 414. The upper electrode layer 414 may be
patterned
and etched to form upper electrodes 414a that are in electrical contact with
the
piezoelectric layer 415. Also in step S1802, the piezoelectric layer 415 may
be etched,
stopping on the lower electrode layer 412. In step S1803, the lower electrode
layer 412
may be patterned and etched along with the underlying seed layer 411, stopping
on the
mechanical layer 430 to expose portions 435a and 435b of the upper electrode
layer 414
and lower electrode layer 412, respectively, to allow for subsequent wire
bonding or the
inclusion of an additional interconnect layer (not shown). In step S1804,
portions of
mechanical layer 430 and any underlying layers may be patterned and etched to
form
one or more release holes 430a and provide access to sacrificial region 425i.
In step
S1805, exposed portions of sacrificial layer 425 in sacrificial region 425i
may be
selectively etched, resulting in the formation of one or more cavities 420. In
some
implementations, an upper mechanical layer 630 (not shown) may be laminated or

otherwise bonded to the upper surface of the PMUT, as described with respect
to Figure
6B. In some implementations, an upper mechanical layer 630 may be coupled to
an
array of micropillars 636 (not shown), as described with respect to Figure 6D.
[0116] Thus, a PMUT having a mechanical layer disposed above or below a
piezoelectric layer stack, providing a seal for an underlying cavity, and
techniques for
fabrication such a PMUT have been disclosed. It will be appreciated that a
number of
alternative configurations and fabrication techniques may be contemplated.
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[0117] As used herein, a phrase referring to "at least one of' a list of
items refers to
any combination of those items, including single members. As an example, "at
least
one of: a, b, or c" is intended to cover: a, b, c, a-b, a-c, b-c, and a-b-c.
[0118] The various illustrative logics, logical blocks, modules, circuits and
algorithm
processes described in connection with the implementations disclosed herein
may be
implemented as electronic hardware, computer software, or combinations of
both. The
interchangeability of hardware and software has been described generally, in
terms of
functionality, and illustrated in the various illustrative components, blocks,
modules,
circuits and processes described above. Whether such functionality is
implemented in
hardware or software depends upon the particular application and design
constraints
imposed on the overall system.
[0119] The hardware and data processing apparatus used to implement the
various
illustrative logics, logical blocks, modules and circuits described in
connection with the
aspects disclosed herein may be implemented or performed with a general
purpose
single- or multi-chip processor, a digital signal processor (DSP), an
application specific
integrated circuit (ASIC), a field programmable gate array (FPGA) or other
programmable logic device, discrete gate or transistor logic, discrete
hardware
components, or any combination thereof designed to perform the functions
described
herein. A general purpose processor may be a microprocessor or any
conventional
processor, controller, microcontroller, or state machine. A processor also may
be
implemented as a combination of computing devices, e.g., a combination of a
DSP and
a microprocessor, a plurality of microprocessors, one or more microprocessors
in
conjunction with a DSP core, or any other such configuration. In some
implementations, particular processes and methods may be performed by
circuitry that
is specific to a given function.
[0120] In one or more aspects, the functions described may be implemented in
hardware, digital electronic circuitry, computer software, firmware, including
the
structures disclosed in this specification and their structural equivalents
thereof, or in
any combination thereof. Implementations of the subject matter described in
this
specification also can be implemented as one or more computer programs, i.e.,
one or
more modules of computer program instructions, encoded on a computer storage
media
for execution by or to control the operation of data processing apparatus.
[0121] If implemented in software, the functions may be stored on or
transmitted over
as one or more instructions or code on a computer-readable medium, such as a
non-
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transitory medium. The processes of a method or algorithm disclosed herein may
be
implemented in a processor-executable software module which may reside on a
computer-readable medium. Computer-readable media include both computer
storage
media and communication media including any medium that can be enabled to
transfer
a computer program from one place to another. Storage media may be any
available
media that may be accessed by a computer. By way of example, and not
limitation,
non-transitory media may include RAM, ROM, EEPROM, CD-ROM or other optical
disk storage, magnetic disk storage or other magnetic storage devices, or any
other
medium that may be used to store desired program code in the form of
instructions or
data structures and that may be accessed by a computer. Also, any connection
can be
properly termed a computer-readable medium. Disk and disc, as used herein,
includes
compact disc (CD), laser disc, optical disc, digital versatile disc (DVD),
floppy disk,
and blu-ray disc where disks usually reproduce data magnetically, while discs
reproduce
data optically with lasers. Combinations of the above should also be included
within
the scope of computer-readable media. Additionally, the operations of a method
or
algorithm may reside as one or any combination or set of codes and
instructions on a
machine readable medium and computer-readable medium, which may be
incorporated
into a computer program product.
[0122] Various modifications to the implementations described in this
disclosure may
be readily apparent to those skilled in the art, and the generic principles
defined herein
may be applied to other implementations without departing from the spirit or
scope of
this disclosure. Thus, the claims are not intended to be limited to the
implementations
shown herein, but are to be accorded the widest scope consistent with this
disclosure,
the principles and the novel features disclosed herein. Additionally, as a
person having
ordinary skill in the art will readily appreciate, the terms "upper" and
"lower", "top" and
bottom", "front" and "back", and "over", "overlying", "on", "under" and
"underlying"
are sometimes used for ease of describing the figures and indicate relative
positions
corresponding to the orientation of the figure on a properly oriented page,
and may not
reflect the proper orientation of the device as implemented.
[0123] Certain features that are described in this specification in the
context of separate
implementations also can be implemented in combination in a single
implementation.
Conversely, various features that are described in the context of a single
implementation
also can be implemented in multiple implementations separately or in any
suitable
subcombination. Moreover, although features may be described above as acting
in
-43-

CA 02950919 2016-11-30
WO 2016/007250 PCT/US2015/034729
certain combinations and even initially claimed as such, one or more features
from a
claimed combination can in some cases be excised from the combination, and the

claimed combination may be directed to a subcombination or variation of a
subcombination.
[0124] Similarly, while operations are depicted in the drawings in a
particular order,
this should not be understood as requiring that such operations be performed
in the
particular order shown or in sequential order, or that all illustrated
operations be
performed to achieve desirable results. Further, the drawings may
schematically depict
one more example processes in the form of a flow diagram. However, other
operations
that are not depicted can be incorporated in the example processes that are
schematically
illustrated. For example, one or more additional operations can be performed
before,
after, simultaneously, or between any of the illustrated operations. In
certain
circumstances, multitasking and parallel processing may be advantageous.
Moreover,
the separation of various system components in the implementations described
above
should not be understood as requiring such separation in all implementations,
and it
should be understood that the described program components and systems can
generally
be integrated together in a single software product or packaged into multiple
software
products. Additionally, other implementations are within the scope of the
following
claims. In some cases, the actions recited in the claims can be performed in a
different
order and still achieve desirable results.
-44-

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

For a clearer understanding of the status of the application/patent presented on this page, the site Disclaimer , as well as the definitions for Patent , Administrative Status , Maintenance Fee  and Payment History  should be consulted.

Administrative Status

Title Date
Forecasted Issue Date Unavailable
(86) PCT Filing Date 2015-06-08
(87) PCT Publication Date 2016-01-14
(85) National Entry 2016-11-30
Dead Application 2021-11-23

Abandonment History

Abandonment Date Reason Reinstatement Date
2020-11-23 FAILURE TO REQUEST EXAMINATION
2021-03-01 FAILURE TO PAY APPLICATION MAINTENANCE FEE

Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Application Fee $400.00 2016-11-30
Maintenance Fee - Application - New Act 2 2017-06-08 $100.00 2017-05-17
Maintenance Fee - Application - New Act 3 2018-06-08 $100.00 2018-05-17
Maintenance Fee - Application - New Act 4 2019-06-10 $100.00 2019-05-16
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
QUALCOMM INCORPORATED
Past Owners on Record
None
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
Documents

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Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Abstract 2016-11-30 2 114
Claims 2016-11-30 5 179
Drawings 2016-11-30 31 2,399
Description 2016-11-30 44 2,636
Representative Drawing 2016-11-30 1 52
Cover Page 2017-01-13 2 88
Patent Cooperation Treaty (PCT) 2016-11-30 1 39
International Search Report 2016-11-30 5 141
Declaration 2016-11-30 4 131
National Entry Request 2016-11-30 3 78