Language selection

Search

Patent 2952077 Summary

Third-party information liability

Some of the information on this Web page has been provided by external sources. The Government of Canada is not responsible for the accuracy, reliability or currency of the information supplied by external sources. Users wishing to rely upon this information should consult directly with the source of the information. Content provided by external sources is not subject to official languages, privacy and accessibility requirements.

Claims and Abstract availability

Any discrepancies in the text and image of the Claims and Abstract are due to differing posting times. Text of the Claims and Abstract are posted:

  • At the time the application is open to public inspection;
  • At the time of issue of the patent (grant).
(12) Patent Application: (11) CA 2952077
(54) English Title: TISSUE CLOSURE DEVICE AND METHOD
(54) French Title: DISPOSITIF ET PROCEDE DE FERMETURE D'UN TISSU
Status: Dead
Bibliographic Data
(51) International Patent Classification (IPC):
  • A61B 17/04 (2006.01)
(72) Inventors :
  • WHITMAN, MICHAEL P. (United States of America)
  • DATCUK, PETER (United States of America)
(73) Owners :
  • MICRO INTERVENTIONAL DEVICES, INC. (United States of America)
(71) Applicants :
  • MICRO INTERVENTIONAL DEVICES, INC. (United States of America)
(74) Agent: WILSON LUE LLP
(74) Associate agent:
(45) Issued:
(86) PCT Filing Date: 2015-06-10
(87) Open to Public Inspection: 2015-12-17
Examination requested: 2020-06-08
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/US2015/035191
(87) International Publication Number: WO2015/191773
(85) National Entry: 2016-12-09

(30) Application Priority Data:
Application No. Country/Territory Date
14/301,106 United States of America 2014-06-10

Abstracts

English Abstract

A device that, when implanted in the heart, closes the wound and complies with wall motion (i.e., expands and contracts with the myocardium).


French Abstract

L'invention concerne un dispositif qui, lorsqu'il est implanté dans le coeur, ferme la plaie et est conforme au mouvement de paroi (c'est-à-dire, se dilate et se contracte avec le myocarde).

Claims

Note: Claims are shown in the official language in which they were submitted.


WHAT IS CLAIMED IS:
1. A surgical anchor, comprising:
a distal end tapered to a distal tip configured to pierce tissue;
a flexible stem extending proximally from the distal end; and
at least one barb extending proximally and radially outwardly from the distal
end to a
free end, including a radially exterior surface and a radially interior
surface;
wherein the radially exterior surface includes longitudinally extending
corrugations
providing a plurality of proximally extending projections at the free end; and
wherein the flexible stem is flexible with respect to the at least one barb
and distal tip.
2. The anchor of claim 1, wherein forces are exerted on the anchors by at
least one of
(a) the tissue, (b) a fluid flow, (c) pneumatic pressure, (d) hydraulic
pressure, and (e) external
forces.
3. The anchor of claim 1, wherein the radially interior surface is concave.
4. The anchor of claim 1, wherein the flexible stem is configured to flex in
cooperation with a force exerted on the anchor.
5. The anchor of claim 1, wherein the barb is configured to resist proximal
movement
of the anchor after the anchor is driven into the tissue.
6. The anchor of claim 1, wherein the barb extends to a free end, and includes
a
plurality of proximally extending cutting projections at the free end.
7. The anchor of claim 1, wherein the bar extends to a free end, the
corrugations
providing a plurality of proximally extending cutting projections at the free
end of the barb.
8. The anchor of claim 1, wherein the anchor is disposed in a configuration
with a
plurality of anchors along a ring-shaped circumference.
9. The anchor of claim 1, wherein the anchor is disposed in a configuration
with a
plurality of anchors in a rectangular shape.
67

10. The anchor of claim 1, wherein the anchor is formed of bioabsorbable
materials.
11. The anchor of claim 1, wherein the flexible stem further comprises a
proximal
eyelet configured to receive a closure element.
12. The anchor of claim 11, wherein the closure element is a suture.
13. A surgical device, comprising:
an anchor having a distal end tapered to a distal tip configured to pierce
tissue, at least
one barb extending proximally and radially outwardly from the distal end to a
free end, the
barb extending from the distal end at a shoulder of the anchor, and a flexible
stem extending
proximally from the distal end, the shoulder located at, or distal to, the
intersection of the
flexible stem and a distal portion of the barb; and
a driver configured to exert a driving force on the shoulder of the anchor to
drive the
anchor into the tissue;
wherein the barb includes a radially exterior surface and a radially interior
surface, the
radially exterior surface including longitudinally extending corrugations
providing a plurality
of proximally extending projections at the free end.
14. The surgical device of claim 13, wherein the anchor is disposed in a
configuration
with a plurality of anchors, and further wherein the driver is configured to
simultaneously
drive the anchors.
15. The surgical device of claim 14, wherein the driver is configured to drive
the
anchors a predefined distance.
16. The surgical device of claim 14, wherein the driver comprises a spring-
loaded
element configured to impact and impart a distally directed momentum to the
anchors
17. The surgical device of claim 13, wherein the barb extends proximally
beyond the
shoulder.
18. The surgical device of claim 13, wherein the driver includes a pin in
contact with
the shoulder of the anchor, the pin configured to drive the anchor distally
into tissue.
68

19. A surgical device, comprising:
a surgical anchor including a distal end tapered to a distal tip configured to
pierce
tissue, and at least one barb extending proximally and radially outwardly from
the distal end
to a free end; and
a delivery mechanism having a distal end including at least one window
configured to
permit the barb to expand to a relaxed position and at least one narrowing
element configured
to compress the barb to a compressed position;
wherein the barb includes a radially exterior surface and a radially interior
surface,
the radially exterior surface including longitudinally extending corrugations
providing a
plurality of proximally extending projections at the free end;
wherein, prior to the delivery mechanism ejecting the anchor, the barb is
situated in
the window so that the barb is in the relaxed position;
wherein, during the delivery mechanism ejecting the anchor, the barb
encounters the
narrowing element so that the barb narrows from the relaxed position to the
compressed
position; and
wherein the barb is configured to return to the relaxed position once ejected
from the
delivery mechanism.
20. A surgical device, comprising:
a surgical anchor including a distal end tapered to a distal tip configured to
pierce
tissue, at least one barb extending proximally and radially outwardly from the
distal end to a
free end, a flexible stem extending proximally from the distal end, and a
proximal eyelet;
a closure element configured to be received by the proximal eyelet; and
a tensioner including a hollow axial core configured to receive the closure
element
and to permit the closure element to slide through the tensioner.
21. The surgical device of claim 20, wherein the closure element is a suture.
69

Description

Note: Descriptions are shown in the official language in which they were submitted.


CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
TISSUE CLOSURE DEVICE AND METHOD
CROSS-REFERENCE TO RELATED APPLICATIONS
This application claims priority to U.S. Patent Application Serial No.
14/301,106,
filed June 10, 2014, which is a continuation-in-part of and claims the benefit
of the filing date
of U.S. Patent Application Serial No. 13/843,930, filed March 15, 2013, which
is a
continuation-in-part of and claims the benefit of the filing date of U.S.
Patent Application
Serial No. 13/010,769, filed January 20, 2011, which claims the benefit of
U.S. Provisional
Patent Application Serial No. 61/296,868, filed on January 20, 2010, U.S.
Patent Application
Serial No. 13/010,766, filed on January 20, 2011, U.S. Patent Application
Serial No.
13/010,777, filed on January 20, 2011; and U.S. Patent Application Serial No.
13/010,774,
filed on January 20, 2011. U.S. Patent Application Serial No. 14/301,106 is
also a
continuation-in-part of and claims priority to PCT Application No.
PCT/U514/30868, filed
March 17, 2014, which claims priority to U.S. Patent Application Serial No.
13/843,930, filed
March 15, 2013.
Further, each of the following is hereby incorporated in its entirety by
reference
thereto: U.S. Patent Application Serial No. 14/301,106, filed June 10, 201,
U.S. Patent
Application Serial No. 13/843,930, filed March 15, 2013, PCT Application No.
PCT/U514/30868, filed March 17, 2014, U.S. Patent Application Serial No.
13/010,769, filed
January 20, 2011, U.S. Provisional Patent Application Serial No. 61/296,868,
filed on
January 20, 2010, U.S. Patent Application Serial No. 13/010,766, filed on
January 20, 2011,
U.S. Patent Application Serial No. 13/010,777, filed on January 20, 2011, and
U.S. Patent
Application Serial No. 13/010,774, filed on January 20, 2011.
FIELD OF THE INVENTION
The present invention relates to a tissue closure device and method.
BACKGROUND INFORMATION
Surgical interventions require gaining access to the surgical site where
viscera is
damaged and/or diseased. This involves piercing or cutting an aperture into
healthy tissue
layers to gain access. For example, during a thoracotomy procedure, a surgeon
would
typically incise the skin between the ribs thus piercing one or more tissue
layers with a trocar,
scalpel or other sharp device to allow the insertion of a cannula or retractor
to maintain an

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
aperture in the tissue. Surgical instruments may be inserted through the
cannula or retractor
in order to access the surgical site. For example, a surgeon and/or
interventionist would
obtain access to a diseased or damaged aortic valve via a thoracotomy and
myocardotomy via
the apex of the heart. This procedure requires that a surgeon gain access to
the myocardium
of the patient's heart, e.g., via a small intercostal incision in the
patient's chest. This
procedure further involves incising the myocardium of the heart to form an
access aperture,
and insertion of a sheath introducer to maintain a desired diameter of the
access aperture and
to protect the heart tissue during subsequent insertion and/or removal of
catheters and other
instrumentation through the sheath. Catheters and other instrumentation may
then be inserted
through the cannula and into one or more chambers of the heart in order to
repair defects or
damaged portions of the heart.
Further, some pericardiocentesis procedures involve inserting a needle, via an

intercostal opening in the patient, into the pericardial sac, guiding a
flexible guide wire
through the needle, and subsequent removal of the needle with the guide wire
left in place.
After removal of the needle, a tapered dilator may be advanced over the guide
wire to dilate
the opening in the pericardium tissue. The dilated opening, or tract, allows
room for a
catheter. After the dilation, the catheter is guided over the guide wire into
the pericardial sac
to drain fluid from the pericardium.
Transpericardial or transapical access to the myocardium is generally less
intrusive
than more traditional forms of surgery, since they generally require
relatively small entry
openings or apertures. However, these small apertures may be difficult to
close, especially as
the closure location is inside the patient's body. For example, referring the
procedures
described above, after removal of the sheath introducer and any catheters or
other
instrumentation extending therethrough, the aperture formed in the tissue,
e.g., the heart or
pericardium tissue, is closed within the patient's body. Since these exemplary
procedures
involve accessing the *patient's thorax through a small intercostal aperture
through the
patient's skin and other underlying tissues (e.g., fat and/or fascia), closure
methods such as
suturing are more complicated than with traditional open surgical procedures.
In particular,
applying sutures to a closure location inside the patient's body through a
small aperture such
as a mini-thoracotomy is more difficult and complicated than directly
manipulating a suture
needle by hand at an open surgical site. This difficulty can result in
defective closures and/or
closures that require more time than necessary.
Defective closures may expose the patient to increased risk of complications
such as
internal bleeding and/or infection. Even where defective closures are
recognized and
2

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
addressed prior to completion of the surgical procedure, the correction of
defective closures
increases the time required to affect the closure and may expose the tissue to
additional
trauma. It is generally desirable to minimize the amount of time for a
surgical procedure in
order to reduce the possibility of complications and unnecessary trauma to the
patient.
Thus, there is a need for a closure mechanism and method that is simple to
operate,
reliable, and requires a small amount of time in which to form an effective
closure.
SUMMARY
In accordance with example embodiments of the present invention, a device
includes:
a plurality of anchors; at least one elastic closure element coupled to the
anchors and
configured to urge the anchors toward each other; and a driver configured to
drive the
anchors, with the closure element coupled to the anchors, into tissue; wherein
the closure
element has an elasticity sufficient to urge the anchors, driven into the
tissue, toward each
other to close an aperture in the tissue located between the anchors driven
into the tissue and
to resist opposing forces exerted on the anchors that urge the anchors apart.
The opposing forces may be exerted on the anchors by at least one of (a) the
tissue,
(b) a fluid flow, (c) pneumatic pressure, (d) hydraulic pressure, and (e)
external forces.
The device may further include a safety release mechanism including a
plurality of
spring-loaded members, each spring-loaded member independently movable between
an
engagement position and a disengagement position, the safety release mechanism
adapted to
prevent the driver from driving the anchors unless all of the spring-loaded
members are in the
engagement position.
The anchors may each include an elongated body having a distal tip configured
to
pierce the tissue when the respective anchor is distally driven into the
tissue.
The anchors may each include an anchoring projection configured to resist
proximal
movement of the anchor after the anchor is driven into the tissue.
The anchoring projection is a wing extending proximally and radially from a
connection between the wing and the elongated body to a free end.
The wing may include a plurality of proximally extending cutting projections
at the
free end of the wing.
The wing may be formed by a cut progressing radially inwardly and distally
into the
elongated body.
3

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
The elongated body and the wing may include a plurality of longitudinally
extending
corrugations, the corrugations providing a plurality of proximally extending
cutting
projections at the free end of the wing.
The anchors may each include first and second anchoring projections configured
to
resist proximal movement of the anchor after the anchor is driven into the
tissue, the first and
second anchoring projections being disposed at respective positions that are
offset from each
other along the length of the elongated body.
The first and second anchoring projections may be first and second wings
formed
respectively by first and second cuts progressing radially inwardly and
distally into the
elongated body and ending at respective locations that are offset from each
other along the
length of the elongated body.
The closure element may include at least one of a band, an elastomeric band,
and a
band formed of silicon.
The anchors may each include a hooked projection configured to receive the
band.
The hooked projection may be configured to maintain engagement between the
band
and the anchor by preventing the band from moving off the proximal end of the
anchor.
The device may include a plurality of closure elements.
Each of the plurality of closure elements may contact two or more of the
anchors.
The closure elements may form a pattern of two overlapping V-shaped
configurations.
The plurality of closure elements may contact three or more of the anchors.
The at least one closure element may include a monolithic V-shaped element
coupling
three of the anchors.
The device may include two monolithic V-shaped closure elements each
configured
to contact three of the anchors. The two V-shaped closure elements may overlap
to form a
diamond-shaped operational window.
The device may further include a centering element configured to receive a
guide
wire. The centering element may be a tubular shaft.
The anchors may be disposed along a ring-shaped circumference in the first
configuration.
The closure element may be prevented from extending within the ring-shaped
circumference by one or more tubes.
The driver may configured to simultaneously drive the plurality of anchors.
The driver may comprise a spring-loaded element configured to impact and
impart a
distally directed momentum to the anchors.
4

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
The device may further include a trigger configured to release the spring-
loaded
element from a preloaded position in order to drive the plurality of anchors.
The device may further include a handle, the trigger being disposed in handle.
The handle, the trigger, and the driver may be detachable from the cannula,
the outer
working tube, the plurality of anchors, and the closure element.
The plurality of anchors and the closure element may be formed of
bioabsorbable
materials.
In accordance with example embodiments of the present invention, a device
includes:
a plurality of anchors; and at least one elastic closure element coupled to
the anchors and
configured to urge the anchors toward each other; wherein the closure element
has an
elasticity sufficient to urge the anchors, driven into the tissue, toward each
other to close an
aperture in the tissue located between the anchors driven into the tissue and
to resist opposing
forces exerted on the anchors that urge the anchors apart.
The opposing forces may be exerted on the anchors by at least one of (a) the
tissue,
(b) a fluid flow, (c) pneumatic pressure, (d) hydraulic pressure, and (e)
external forces.
In accordance with example embodiments of the present invention, a method
includes: implanting a plurality of anchors into tissue; and urging the
implanted anchors
towards each other by at least one elastic closure element coupled to the
anchors with
sufficient force to (a) close an aperture in the tissue located between the
implanted anchors
and (b) resist opposing forces exerted on the implanted anchors that urge the
anchors apart
and the aperture open.
The opposing forces may be exerted on the anchors by at least one of (a) the
tissue,
(b) a fluid flow, (c) pneumatic pressure, (d) hydraulic pressure, and (e)
external forces.
In accordance with example embodiments of the present invention, a method
includes: implanting a plurality of anchors into tissue; urging the implanted
anchors towards
each other by at least one elastic closure element coupled to the anchors;
forming an aperture
in the tissue between the implanted anchors, the elastic closure element
urging the implanted
anchors towards each other and towards the aperture with sufficient force to
(a) maintain the
aperture in the tissue in a closed position and (b) resist opposing forces
exerted on the
implanted anchors that urge the anchors apart and urges the aperture open;
inserting an
instrument through the aperture; and after removing the instrument from the
aperture, again
urging the implanted anchors towards each other and towards the aperture by
the elastic
closure element with sufficient force to (a) maintain the aperture in the
tissue in the closed
5

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
position and (b) resist opposing forces exerted on the implanted anchors that
urge the anchors
apart and the aperture open.
The opposing forces may be exerted on the anchors by at least one of (a) the
tissue,
(b) a fluid flow, (c) pneumatic pressure, (d) hydraulic pressure, and (e)
external forces.
In accordance with example embodiments of the present invention, a method
includes: forming an aperture in tissue; inserting a centering device through
the aperture;
implanting a plurality of anchors into the tissue using the centering device
to center the
anchors about the aperture; urging the implanted anchors towards each other
and towards the
aperture by at least one elastic closure element coupled to the anchors;
inserting an
instrument through the aperture; and after removing the instrument from the
aperture, again
urging the implanted anchors towards each other and towards the aperture by
the elastic
closure element with sufficient force to (a) maintain the aperture in the
tissue in the closed
position and (b) resist opposing forces exerted on the implanted anchors that
urge the anchors
apart and the aperture open.
The opposing forces may be exerted on the anchors by at least one of (a) the
tissue,
(b) a fluid flow, (c) pneumatic pressure, (d) hydraulic pressure, and (e)
external forces.
In accordance with example embodiments of the present invention, a surgical
device
comprises two or more anchors, a driver configured to drive the anchors into a
tissue, and at
least one elastic closure element extending between the anchors and configured
to urge the
anchors from a first configuration in which the anchors are a first distance
from each other,
toward a second configuration in which the anchors are a second distance from
each other,
the second distance being less than the first distance, wherein the surgical
device is
configured to maintain the driven anchors in the first configuration and to
selectably release
the driven anchors to allow the anchors to be moved by the at least one
closure element
toward the second configuration.
The anchors may each include an elongated body having a distal tip configured
to
pierce the tissue when the respective anchor is distally driven into the
tissue.
The anchors may each include an anchoring projection configured to resist
proximal
movement of the anchor after the anchor is driven into the tissue.
The anchoring projection may be a wing extending proximally and radially from
a
connection between the wing and the elongated body to a free end.
The wing may include a plurality of proximally extending cutting projections
at the
free end of the wing.
6

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
The wing may be formed by a cut progressing radially inwardly and distally
into the
elongated body.
The elongated body and the wing may include a plurality of longitudinally
extending
corrugations, the corrugations providing a plurality of proximally extending
cutting
projections at the free end of the wing.
The anchors may each include first and second anchoring projections configured
to
resist proximal movement of the anchor after the anchor is driven into the
tissue, the first and
second anchoring projections being disposed at respective positions that are
offset from each
other along the length of the elongated body.
The first and second anchoring projections may be first and second wings
formed
respectively by first and second cuts progressing radially inwardly and
distally into the
elongated body and ending at respective locations that are offset from each
other along the
length of the elongated body.
The closure element may be a band. The band may form a continuous loop. The
band may be elastomeric. The band may be formed of silicon.
The anchors may each include a hooked projection configured to receive the
band.
The hooked projection may be configured to maintain engagement between the
band
and the anchor by preventing the band from moving off the proximal end of the
anchor.
The device may include a two or more closure elements. Each of the plurality
of
closure elements may contact only two of the anchors. For example, the two or
more closure
elements may include four closure elements or may include six anchors, two of
the six
anchors being connected to only two of four closure elements, and four of the
six anchors
being connected to only a respective one of the four closure elements. The
closure elements
may form a pattern of two or more overlapping V-shaped configurations.
The surgical plurality of closure elements may contact three or more of the
anchors.
The at least one closure element may include a monolithic V-shaped element
configured to contact three of the anchors.
The at least one closure element may include two or more monolithic V-shaped
elements each configured to contact three of the anchors. For example, the V-
shaped
elements may overlap to form a diamond-shaped operational window.
The device may further comprise a centering element configured to receive a
guide
wire. The device of claim 25, wherein the centering element is a tubular
shaft. The centering
element may have a proximal portion configured to allow the centering
mechanism to be
retracted from the remainder of the surgical device.
7

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
The device may further comprise at least one pressure sensor configured to
indicate
whether the device is adequately contacting the tissue prior to driving the
anchors.
The at least one pressure sensor may include at least one contact element
extending
distally from a distal end of the device. The at least one contact element may
be depressible
when a distal end of the device is pressed against the tissue.
The device may further comprise a key plate and at least one key member, the
at least
one key member having a first position in which the at least key member is
engaged with the
key plate and a second position in which the at least one key member is
disengaged with the
key plate, wherein depression of the contact element causes the at least one
key member to
move from the first position to the second position.
The key plate may prevent driving of the anchors when the at least one key
member is
engaged with the key plate.
The at least one key member includes a plurality of key members each being
independently movable by a respective contact element. The key plate may
prevent driving
of the anchors if any one of the key members is engaged with the key plate.
The anchors may be disposed along a ring-shaped circumference in the first
configuration.
The closure element may be prevented from extending within the ring-shaped
circumference when the anchors are maintained in the first configuration.
The surgical device may further comprise a cannula configured to provide
access to a
surgical site disposed between the anchors when the anchors are maintained in
the first
configuration.
The cannula may be configured to maintain the anchors in the first
configuration.
The anchors and closure element may be disposed at a position radially
exterior to the
cannula.
The surgical device may further comprise an outer working tube, the cannula
extending within the outer working tube.
At least one of the cannula and the outer working tube may have an outer
surface
configured to prevent the anchor and the closure element from extending to any
radial
position corresponding to an interior of the cannula.
The surgical device may include a plurality of closure elements prevented from

extending to any radial position corresponding to the interior channel of the
cannula.
The cannula may include a distal portion having a flanged orientation in which
the
distal portion forms a radially extending flange configured to prevent the
closure elements
8

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
from moving distally beyond the distal end of the cannula. The flange may
extend radially
beyond an outer surface of the outer working tube.
The distal portion of the cannula may be actuatable to a second orientation,
in which
the distal portion of the inner working channel does not prevent the closure
elements from
moving distally beyond the distal end of the cannula.
The flange may extend distally when the distal portion of the cannula is in
the second
orientation.
The distal portion of the cannula may be actuatable from the flanged
orientation to the
second orientation by proximally sliding the cannula with respect to the outer
working tube.
The depth to which the anchors are driven by the driver may be limited by
contact
between the closure element and the radially extending flanges.
The driver may be configured to simultaneously drive the plurality of anchors.
The driver may comprise a spring-loaded element configured to impact and
impart a
distally directed momentum to the anchors.
The surgical device may further comprise a trigger configured to release the
spring-
loaded element from a preloaded position in order to drive the plurality of
anchors.
The surgical device may further comprise a handle, the trigger being disposed
in
handle.
The surgical device may further comprise a safety element configured to
prevent the
trigger from releasing the spring-loaded element when the safety element is in
a safety
position.
The handle, the trigger, and the driver may be detachable from the cannula,
the outer
working tube, the plurality of anchors, and the closure element.
The plurality of anchors and/or the closure element may be formed of
bioabsorbable
materials.
In accordance with example embodiments of the present invention, a method
comprises: implanting two or more anchors into a tissue; maintaining the
implanted anchors
in a first configuration in which the anchors are a first distance from each
other; urging the
anchors from the first configuration toward a second configuration in which
the anchors are a
second distance from each other, the second distance being less than the first
distance;
forming an aperture in the tissue in an area between the two or more anchors;
and constricting
the aperture by allowing the anchors to move from the first configuration to
the second
configuration..
9

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
The aperture may be formed while the implanted anchors are maintained in the
first
configuration.
The aperture may be formed with a trocar, scalpel or other sharp device and
may be
expanded using a dilator, sheath introducer or catheter.
The method may further comprise performing a thoracoscopic surgical procedure
through the aperture.
The closure device may include a cannula or sheath introducer configured to
maintain
the closure device in the preloaded state, the surgical procedure being
performed through the
cannula or sheath introducer.
The tissue may be a blood vessel or heart tissue.
The surgical procedure may be a trans-apical valve replacement or repair.
In accordance with example embodiments of the present invention, a surgical
device
comprises a plurality of anchors configured to be driven into a tissue, and at
least one closure
element extending between the anchors and configured to urge the anchors from
a first
configuration in which the anchors are a first distance from each other,
toward a second
configuration in which the anchors are a second distance from each other, the
second distance
being less than the first distance, wherein the surgical device is configured
to maintain the
anchors in the first configuration during a surgical procedure and to
subsequently allow the
anchors to be moved by the closure element toward the second configuration.
In accordance with example embodiments of the present invention, a surgical
device
comprises a driver configured to drive a plurality of anchors into a tissue in
a first anchor
configuration in which the anchors are a first distance from each other,
wherein the device is
configured to maintain the driven anchors in the first anchor configuration
and to selectably
release the driven anchors to allow the anchors to be moved by at least one
closure element
toward a second anchor configuration in which the anchors are closer to each
other than when
the anchors are in the first anchor configuration.
The driver may be configured to drive each anchor by striking, e.g., a) the
respective
anchor or b) a pin configured to transfer momentum from the driver to the
anchor.
The driver may be configured to be actuated from a proximal position to a
distal
position in which the driver imparts momentum to each respective anchor by
striking a) the
respective anchor or b) a pin configured to transfer momentum from the driver
to the
respective anchor. The driver may be configured to be actuated by a spring.
In accordance with example embodiments of the present invention, a device
comprises a plurality of anchors, at least one tissue compression band coupled
to the anchors

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
and configured to urge the anchors toward each other, and a driver configured
to drive the
anchors, with the tissue compression band coupled to the anchors, into tissue,
wherein the
tissue compression band has an elasticity sufficient to urge the anchors,
driven into the tissue,
toward each other to close an aperture in the tissue located between the
anchors driven into
the tissue.
Forces may be exerted on the anchors by at least one of (a) the tissue, (b) a
fluid flow,
(c) pneumatic pressure, (d) hydraulic pressure, and (e) external forces.
The anchors may each include a distal tip configured to pierce the tissue when
the
respective anchor is distally driven into the tissue.
The anchors may each include an anchoring projection configured to resist
proximal
movement of the anchor after the anchor is driven into the tissue.
The anchoring projection may be a wing extending proximally and radially from
a
proximal end of the distal tip to a free end.
The wing may include a plurality of proximally extending cutting projections
at the
free end of the wing.
The wing may include a plurality of longitudinally extending corrugations, the

corrugations providing a plurality of proximally extending cutting projections
at the free end
of the wing.
The tissue compression band may include at least one of a band, an elastomeric
band,
and a band formed of silicon.
The tissue compression band may comprise a first and second end, each of the
first
and second end having at least one projection extending radially from the end,
and further
wherein each of the plurality of anchors comprises a coupling element.
The coupling element may be configured to maintain engagement between the
tissue
compression band and the anchor by preventing the band from moving off of the
anchor.
The device may include a plurality of tissue compression bands.
Each of the tissue compression bands may contact two or more of the anchors.
Each of the tissue compression bands may contact two anchors.
The tissue compression bands may overlap other tissue compression bands.
Four tissue compression bands may overlap to form a rectangle.
Four tissue compression bands may overlap to form a diamond.
The anchors may be disposed along a ring-shaped circumference in the first
configuration.
The anchors may be disposed in a square in the first configuration.
11

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
The driver may be configured to simultaneously drive the plurality of anchors.
The driver may be configured to drive the plurality of anchors a predefined
distance.
The driver may comprise a spring-loaded element configured to impact and
impart a
distally directed momentum to the anchors.
A trigger may be configured to release the spring-loaded element from a
preloaded
position in order to drive the plurality of anchors.
A handle, the trigger may be disposed in handle.
The plurality of anchors and the tissue compression bands may be formed of
bioabsorbable materials.
The tissue compression band may have a relaxed state, in which the tissue
compression band exerts one of (i) no force and (ii) minimal force on the
anchors, and a
tensed state, in which the tissue compression band exerts a force urging the
anchors toward
each other.
The tissue compression band may be in the relaxed state before being driven
into the
tissue by the driver.
The tissue compression band may be in the tensed state after being driven into
the
tissue by the driver.
The tissue compression band may be coupled to the anchor at a point disposed
inside
the tissue after the anchor is driven into the tissue by the driver.
In accordance with example embodiments of the present invention, a device
comprises a plurality of anchors, and at least one tissue compression band
coupled to the
anchors and configured to urge the anchors toward each other, wherein the
tissue
compression band has an elasticity sufficient to urge the anchors, driven into
the tissue,
toward each other to close an aperture in the tissue located between the
anchors driven into
the tissue.
In accordance with example embodiments of the present invention, a method
comprises implanting a plurality of anchors into tissue, and urging the
implanted anchors
towards each other by at least one tissue compression band coupled to the
anchors with
sufficient force to close an aperture in the tissue located between the
implanted anchors.
In accordance with example embodiments of the present invention, a device
comprises a plurality of anchors, a closure plate coupled to the anchors, and
a driver
configured to drive the anchors, with the closure plate coupled to the
anchors, into tissue,
wherein the closure plate coupled with the anchors is configured to close an
aperture in the
tissue located between the anchors driven into the tissue.
12

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
The closure plate may be rigid.
The closure plate may be configured to urge the anchors toward each other.
The anchors each may include an elongated body having a distal tip configured
to
pierce the tissue when the respective anchor is distally driven into the
tissue.
The anchors each may include an anchoring projection configured to resist
proximal
movement of the anchor after the anchor is driven into the tissue.
The anchoring projection may be a wing extending proximally and radially from
a
connection between the wing and the elongated body to a free end.
The wing may include a plurality of proximally extending cutting projections
at the
free end of the wing.
The wing may be formed by a cut progressing radially inwardly and distally
into the
elongated body.
The elongated body and the wing may include a plurality of longitudinally
extending
corrugations, the corrugations providing a plurality of proximally extending
cutting
projections at the free end of the wing.
The anchors may each include first and second anchoring projections configured
to
resist proximal movement of the anchor after the anchor is driven into the
tissue, the first and
second anchoring projections being disposed at respective positions that are
offset from each
other along the length of the elongated body.
The first and second anchoring projections may be first and second wings
formed
respectively by first and second cuts progressing radially inwardly and
distally into the
elongated body and ending at respective locations that are offset from each
other along the
length of the elongated body.
Closure elements may have an elasticity sufficient to urge the anchors, driven
into the
tissue, toward each other to close an aperture in the tissue located between
the anchors driven
into the tissue.
The closure element may include at least one of a band, an elastomeric band,
and a
band formed of silicon.
The anchors may each include a hooked projection configured to receive the
band.
The hooked projection may be configured to maintain engagement between the
band
and the anchor by preventing the band from moving off the proximal end of the
anchor.
The closure plate may be round.
The closure plate may be rectangular.
The closure plate may comprise a plurality of sliding braces.
13

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
The driver may be configured to simultaneously drive the plurality of anchors.
The driver may be configured to drive the plurality of anchors a predefined
distance.
The driver may comprise a spring-loaded element configured to impact and
impart a
distally directed momentum to the anchors.
A trigger may be configured to release the spring-loaded element from a
preloaded
position in order to drive the plurality of anchors.
The trigger may be disposed in a handle.
The plurality of anchors and the closure plate may be formed of bioabsorbable
materials.
In accordance with example embodiments of the present invention, a device
comprises a plurality of anchors, a closure plate coupled to the anchors, and
wherein the
closure plate coupled with the anchors is configured to close an aperture in
the tissue located
between the anchors driven into the tissue.
In accordance with example embodiments of the present invention, a method
comprises implanting a plurality of anchors into tissue, and closing an
aperture in the tissue
located between the anchors driven into the tissue.
In accordance with example embodiments of the present invention, a device
comprises a plurality of anchors, at least one closure element coupled to the
anchors and
configured to urge the anchors toward each other, and a driver configured to
drive the
anchors, with the closure element coupled to the anchors, into tissue, wherein
the closure
element has an elasticity sufficient to urge the anchors, driven into the
tissue, toward each
other to close an aperture in the tissue located between the anchors driven
into the tissue.
Forces may be exerted on the anchors by at least one of (a) the tissue, (b) a
fluid flow,
(c) pneumatic pressure, (d) hydraulic pressure, (e) external forces, and (f)
manual pressure.
The anchors may each include a distal tip configured to pierce the tissue when
the
respective anchor is distally driven into the tissue.
The anchors may each include an anchoring projection configured to resist
proximal
movement of the anchor after the anchor is driven into the tissue.
The anchoring projection may be a wing extending proximally and radially from
a
proximal end of the distal tip to a free end.
The wing may include a plurality of proximally extending cutting projections
at the
free end of the wing.
14

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
The wing may include a plurality of longitudinally extending corrugations, the

corrugations providing a plurality of proximally extending cutting projections
at the free end
of the wing.
The closure element may include at least one of a band, a tissue compression
band, an
elastomeric band, and a band formed of silicon.
The closure element may comprise a first and second end, each of the first and
second
end having at least one projection extending radially from the end, and
further wherein each
of the plurality of anchors comprises a coupling element.
The coupling element may be configured to maintain engagement between the
closure
element and the anchor by preventing the band from moving off of the anchor.
The device may include a plurality of closure elements.
Each of the closure elements may contact two or more of the anchors.
Each of the closure elements may contact two anchors.
The driver may be tubular, and wherein each of the closure elements is wrapped
around the tubular driver.
The tubular driver may comprise at least one pusher pin configured to hold the
closure
element in a wrapped position around the tubular driver.
A tubular outer sheath may be disposed annularly about the wrapped closure
element.
The outer sheath may be configured to slide in a proximal direction to expose
the
wrapped closure element.
The driver may be further configured to drive the anchors radially outward.
In accordance with example embodiments of the present invention, a method
comprises inserting, into an aperture in a tissue, a surgical device having at
least one closure
element wrapped around a tubular drive, the closure element coupled to a
plurality of
anchors, removing an outer sheath from an annular position about the wrapped
closure
element, driving the anchors coupled to the closure element into the tissue
from beneath the
surface of the tissue, and removing the surgical device from the tissue,
wherein the anchors
and closure element remain within the tissue.
In accordance with an example embodiment of the present invention, a surgical
anchor includes a distal end tapered to a distal tip configured to pierce
tissue, a flexible
element extending proximally from the distal end, and at least one wing
extending proximally
and radially outwardly from the distal end to a free end, including a radially
exterior surface
and a radially interior surface, wherein the radially exterior surface
includes longitudinally

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
extending corrugations providing a plurality of proximally extending
projections at the free
end.
Forces may be exerted on the anchors by at least one of (a) the tissue, (b) a
fluid flow,
(c) pneumatic pressure, (d) hydraulic pressure, and (e) external forces.
The radially interior surface may be concave.
The flexible element may be configured to flex in cooperation with a force
exerted on
the anchor.
The wing may be configured to resist proximal movement of the anchor after the
anchor is driven into the tissue. The wing may further extend to a free end,
and include a
plurality of proximally extending cutting projections at the free end. The
corrugations
providing a plurality of proximally extending cutting projections at the free
end of the wing.
The anchor may be disposed in a configuration with a plurality of anchors
along a
ring-shaped circumference. The anchor may disposed in a configuration with a
plurality of
anchors in a rectangular shape. The anchor may be formed of bioabsorbable
materials.
In accordance with an example embodiment of the present invention, a surgical
anchor includes a distal end tapered to a distal tip configured to pierce
tissue, and at least one
wing extending proximally and radially outwardly from the distal end to a free
end, including
a radially exterior surface and a radially interior surface, wherein the
radially exterior surface
includes longitudinally extending corrugations providing a plurality of
proximally extending
projections at the free end.
In accordance with an example embodiment of the present invention, a surgical
device includes an anchor having a distal end tapered to a distal tip
configured to pierce
tissue, at least one wing extending proximally and radially outwardly from the
distal end to a
free end, the wing extending from the distal end at a shoulder of the anchor,
and a flexible
element extending proximally from the distal end, the shoulder located at, or
distal to, the
intersection of the flexible element and a distal portion of the wing, and a
driver configured to
exert a driving force on the shoulder of the anchor to drive the anchor into
the tissue, wherein
the wing includes a radially exterior surface and a radially interior surface,
the radially
exterior surface including longitudinally extending corrugations providing a
plurality of
proximally extending projections at the free end.
The anchor may be disposed in a configuration with a plurality of anchors, and
the
driver may be configured to simultaneously drive the anchors, or drive the
anchors a
predefined distance. The driver may comprise a spring-loaded element
configured to impact
and impart a distally directed momentum to the anchors
16

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
The wing may extend proximally beyond the shoulder, and the driver may include
a
pin in contact with the shoulder of the anchor, the pin configured to drive
the anchor distally
into tissue.
In accordance with an example embodiment of the present invention, a surgical
device includes a surgical anchor including a distal end tapered to a distal
tip configured to
pierce tissue, at least one wing extending proximally and radially outwardly
from the distal
end to a free end, and a delivery mechanism having a distal end including at
least one
window configured to permit the wing to expand to a relaxed position and at
least one
narrowing element configured to compress the wing to a compressed position,
wherein the
wing includes a radially exterior surface and a radially interior surface, the
radially exterior
surface including longitudinally extending corrugations providing a plurality
of proximally
extending projections at the free end, wherein, prior to the delivery
mechanism ejecting the
anchor, the wing is situated in the window so that the wing is in the relaxed
position,
wherein, during the delivery mechanism ejecting the anchor, the wing
encounters the
narrowing element so that the wing narrows from the relaxed position to the
compressed
position, and wherein the wing is configured to return to the relaxed position
once ejected
from the delivery mechanism.
In accordance with an example embodiment of the present invention, a surgical
anchor comprises a distal end tapered to a distal tip configured to pierce
tissue, a flexible
stem extending proximally from the distal end, and at least one barb extending
proximally
and radially outwardly from the distal end to a free end, including a radially
exterior surface
and a radially interior surface, wherein the radially exterior surface
includes longitudinally
extending corrugations providing a plurality of proximally extending
projections at the free
end, and wherein the flexible stem is flexible with respect to the at least
one barb and distal
tip. The radially interior surface may be concave.
Forces may be exerted on the anchors by at least one of (a) the tissue, (b) a
fluid flow,
(c) pneumatic pressure, (d) hydraulic pressure, and (e) external forces. The
flexible stem may
be configured to flex in cooperation with a force exerted on the anchor.
The barb may be configured to resist proximal movement of the anchor after the
anchor is driven into the tissue. The barb may extend to a free end, and
include a plurality of
proximally extending cutting projections at the free end. The corrugations may
provide a
plurality of proximally extending cutting projections at the free end of the
barb.
17

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
The anchor may be disposed in a configuration with a plurality of anchors
along a
ring-shaped circumference. The anchor may be disposed in a configuration with
a plurality
of anchors in a rectangular shape. The anchor may be formed of bioabsorbable
materials.
The flexible stem may further comprise a proximal eyelet configured to receive
a
closure element. The closure element may be a suture.
In accordance with an example embodiment of the present invention, a surgical
device comprises an anchor having a distal end tapered to a distal tip
configured to pierce
tissue, at least one barb extending proximally and radially outwardly from the
distal end to a
free end, the barb extending from the distal end at a shoulder of the anchor,
and a flexible
stem extending proximally from the distal end, the shoulder located at, or
distal to, the
intersection of the flexible stem and a distal portion of the barb, and a
driver configured to
exert a driving force on the shoulder of the anchor to drive the anchor into
the tissue, wherein
the barb includes a radially exterior surface and a radially interior surface,
the radially
exterior surface including longitudinally extending corrugations providing a
plurality of
proximally extending projections at the free end.
The anchor may be disposed in a configuration with a plurality of anchors, and
further
wherein the driver is configured to simultaneously drive the anchors. The
driver may be
configured to drive the anchors a predefined distance. The driver may comprise
a spring-
loaded element configured to impact and impart a distally directed momentum to
the anchors
The barb may extend proximally beyond the shoulder. The driver may include a
pin
in contact with the shoulder of the anchor, the pin configured to drive the
anchor distally into
tissue.
In accordance with an example embodiment of the present invention, a surgical
device comprises a surgical anchor including a distal end tapered to a distal
tip configured to
pierce tissue, and at least one barb extending proximally and radially
outwardly from the
distal end to a free end, and a delivery mechanism having a distal end
including at least one
window configured to permit the barb to expand to a relaxed position and at
least one
narrowing element configured to compress the barb to a compressed position,
wherein the
barb includes a radially exterior surface and a radially interior surface, the
radially exterior
surface including longitudinally extending corrugations providing a plurality
of proximally
extending projections at the free end, wherein, prior to the delivery
mechanism ejecting the
anchor, the barb is situated in the window so that the barb is in the relaxed
position, wherein,
during the delivery mechanism ejecting the anchor, the barb encounters the
narrowing
element so that the barb narrows from the relaxed position to the compressed
position, and
18

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
wherein the barb is configured to return to the relaxed position once ejected
from the delivery
mechanism.
In accordance with an example embodiment of the present invention, a surgical
device comprises a surgical anchor including a distal end tapered to a distal
tip configured to
pierce tissue, at least one barb extending proximally and radially outwardly
from the distal
end to a free end, a flexible stem extending proximally from the distal end,
and a proximal
eyelet, a closure element configured to be received by the proximal eyelet,
and a tensioner
including a hollow axial core configured to receive the closure element and to
permit the
closure element to slide through the tensioner. The closure element may be a
suture.
Further features and aspects of example embodiments of the present invention
are
described in more detail below with reference to the appended Figures.
BRIEF DESCRIPTION OF THE DRAWINGS
Figures 1 and 2 show a surgical closure device and a detailed view of a distal
tip of
the surgical device in accordance with an example embodiment of the present
invention.
Figure 3 is a front view with an inset partial front view of the surgical
closure device
of Figure 1.
Figure 4 shows an anchor of the self-acting closure arrangement of the device
of
Figure 1.
Figure 5A shows a subassembly of the surgical closure device of Figure 1.
Figure 5B is a partial view of the subassembly of Figure 4.
Figure 5C is a partial sectional view of the device of Figure 1 taken through
a plane
containing the longitudinal axis of the device and bisecting two opposed
anchors.
Figure 6A is a partial cross-sectional view of the subassembly of Figure 5A
with a
safety mechanism engaged.
Figure 6B is a partial cross-sectional view of the subassembly of Figure 5A
with the
safety mechanism disengaged.
Figure 6C is a partial cross-sectional view of the subassembly of Figure 5A
when a
trigger is in a depressed state.
Figure 7 is a partial view of the working tube and a self-acting closure
arrangement of
the surgical closure device of Figure 1.
Figure 8A is a cross-sectional view according to plane A of Figure 7.
Figure 8B is a cross-sectional view according to plane A of Figure 7 when a
cannula
is disposed in the outer working tube.
19

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
Figures 8C, 8D, and 8E sequentially and schematically illustrate the
refraction of the
cannula of Figure 8B with respect to the outer working tube and the release of
the closure
elements.
Figure 9A is a partial view of the outer working tube of the device of Figure
1 with
the self-acting closure arrangement inserted into a tissue.
Figure 9B is a partial view of the outer working tube and a cannula with the
self-
acting closure arrangement of the device of Figure 1 inserted into a tissue.
Figure 10A shows the self-acting closure arrangement of the device of Figure 1

inserted in the tissue after removal of the cannula and working tube.
Figures 10B and 10C schematically illustrate the forces exerted by the anchors
of
Figure 10A.
Figures 10D and 10E illustrate the anchors of Figure 10A when drawn to their
closed
or approximated positions to close a hole in a tissue.
Figure 11 shows a closure element with a V-shaped configuration in accordance
with
an example embodiment of the present invention.
Figure 12 shows another V-shaped closure element in accordance with an example

embodiment of the present invention.
Figure 13 shows an anchor in accordance with an example embodiment of the
present
invention.
Figure 14 shows a plurality of anchors of Figure 13 and closure elements of
Figure 12
when closing a hole in a tissue.
Figure 15 shows a surgical closure device in accordance with an example
embodiment
of the present invention.
Figure 16 shows a front perspective view of a distal end portion of the
surgical
closure device of Figure 15 with anchors and closure elements.
Figure 17A is a partial view of a subassembly of the device of Figure 15.
Figure 17B is a side view of the trigger of the device of Figure 15.
Figure 17C is a top view of the trigger of the device of Figure 15.
Figure 17D is a bottom view of the trigger of the device of Figure 15.
Figure 18A is a partial view of a trigger subassembly of the device of Figure
15 with
the trigger in an initial state.
Figure 18B is a partial view of the trigger subassembly of Figure 18 with the
trigger
depressed.

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
Figure 18C is a front cross-sectional view of a subassembly of the device of
Figure 15
showing the key plate in an engaged state and in a first position.
Figure 18D is a front cross-sectional view of the subassembly of Figure 18C
showing
the key plate in a disengaged state and in the first position.
Figure 18E is a front cross-sectional view of the subassembly of Figure 18C
showing
the key plate in a disengaged state and in a second position.
Figure 19A is a schematic illustration showing the engagement of the trigger
bar of
the device of Figure 15 with a hammer sleeve.
Figure 19B is a schematic illustration showing the trigger bar of the device
of Figure
15 disengaged with the hammer sleeve.
Figure 19C is a schematic front view of the latch member and safety switch of
the
device of Figure 15 with the safety switch in an engaged state.
Figure 19D is a schematic front view of the latch member and safety switch of
the
device of Figure 15 with the safety switch in a disengaged state.
Figure 20A shows the anchors driven into a tissue without closure elements.
Figure 20B shows the tissue of Figure 20A punctured at a location within the
periphery defined by the anchors.
Figure 20C shows the anchors disposed around the puncture formed in Figure
20B.
Figure 20D shows the puncture of Figures 20B and 20C closed by the anchors and
closure elements.
Figure 20E shows the anchors surrounding the punctured tissue.
Figure 21A is a perspective view of the tissue compression band assembly in
accordance with an example embodiment of the present invention.
Figure 21Bis a cross-sectional view of the tissue compression band assembly in
accordance with an example embodiment of the present invention.
Figure 21C is a side view of the tissue compression band assembly in
accordance with
an example embodiment of the present invention.
Figure 21D is a cross-sectional view of the tissue compression band assembly
in
accordance with an example embodiment of the present invention.
Figure 21E is a perspective view of the tissue compression band assembly in
accordance with an example embodiment of the present invention.
Figure 22 is a front view of the end portion and the tissue compression band
assembly
in accordance with an example embodiment of the present invention.
21

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
Figure 23 is a perspective view of the end portion and the tissue compression
band
assembly in accordance with an example embodiment of the present invention.
Figure 24 is a perspective view of the pusher plate in accordance with an
example
embodiment of the present invention.
Figure 25 is a cross-sectional view of the tissue compression band assembly
and
pusher pin in accordance with an example embodiment of the present invention.
Figure 26A shows a tissue compression band assembly and an opening in tissue
in
accordance with an example embodiment of the present invention.
Figure 26B shows a tissue compression band assembly and an opening in tissue
in
accordance with an example embodiment of the present invention.
Figure 26C shows a tissue compression band assembly and an opening in tissue
in
accordance with an example embodiment of the present invention.
Figure 26D shows tissue closed by the tissue compression band assembly in
accordance with an example embodiment of the present invention.
Figure 27A is a schematic front view of an arrangement of the tissue
compression
band assembly in accordance with an example embodiment of the present
invention.
Figure 27B is a schematic front view of an arrangement of the tissue
compression
band assembly in accordance with an example embodiment of the present
invention.
Figure 27C is a schematic front view of an arrangement of the tissue
compression
band assembly in accordance with an example embodiment of the present
invention.
Figure 27D is a schematic front view of an arrangement of the tissue
compression
band assembly in accordance with an example embodiment of the present
invention.
Figure 27E is a schematic front view of an arrangement of the tissue
compression
band assembly in accordance with an example embodiment of the present
invention.
Figure 27F is a schematic front view of an arrangement of the tissue
compression
band assembly in accordance with an example embodiment of the present
invention.
Figure 28A is a front view of an end portion in accordance with an example
embodiment of the present invention.
Figure 28B is a front view of an end portion and the tissue compression band
assembly in accordance with an example embodiment of the present invention.
Figure 28C is a perspective schematic view of an end portion and the tissue
compression band assembly in accordance with an example embodiment of the
present
invention.
22

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
Figure 29A is a perspective view of a large bore closure in accordance with an

example embodiment of the present invention.
Figure 29B is a perspective view of a large bore closure in accordance with an

example embodiment of the present invention.
Figure 29C is a perspective view of a large bore closure in accordance with an
example embodiment of the present invention.
Figure 29D is a perspective view of a large bore closure in accordance with an

example embodiment of the present invention.
Figure 29E is a perspective view of a large bore closure in accordance with an
example embodiment of the present invention.
Figure 30A is a perspective view of a large bore closure in accordance with an

example embodiment of the present invention.
Figure 30B is a perspective view of a large bore closure in accordance with an

example embodiment of the present invention.
Figure 31A is a perspective view of a large bore closure in accordance with an
example embodiment of the present invention.
Figure 31B is a perspective view of a large bore closure in accordance with an

example embodiment of the present invention.
Figure 31C is a perspective view of a sliding brace of the device of Figures
31A and
Figures 31B.
Figure 32A is a perspective view of a large bore closure in accordance with an

example embodiment of the present invention.
Figure 32B is a perspective view of a large bore closure in accordance with an

example embodiment of the present invention.
Figure 33 is a perspective view of a percutaneous tissue closing device in
accordance
with an example embodiment of the present invention.
Figure 34A is a perspective view of a percutaneous tissue closing device in
accordance with an example embodiment of the present invention.
Figure 34B is a perspective view of a percutaneous tissue closing device in
accordance with an example embodiment of the present invention.
Figure 34C is a perspective view of a percutaneous tissue closing device in
accordance with an example embodiment of the present invention.
Figure 35A shows a percutaneous tissue closing device and an opening in tissue
in
accordance with an example embodiment of the present invention.
23

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
Figure 35B shows a percutaneous tissue closing device and an opening in tissue
in
accordance with an example embodiment of the present invention.
Figure 35C shows a percutaneous tissue closing device and an opening in tissue
in
accordance with an example embodiment of the present invention.
Figure 35D shows a percutaneous tissue closing device and an opening in tissue
in
accordance with an example embodiment of the present invention.
Figure 35E shows a percutaneous tissue closing device and an opening in tissue
in
accordance with an example embodiment of the present invention.
Figure 35F shows a percutaneous tissue closing device and an opening in tissue
in
accordance with an example embodiment of the present invention.
Figure 35G shows a percutaneous tissue closing device and an opening in tissue
in
accordance with an example embodiment of the present invention.
Figure 35H shows a percutaneous tissue closing device and an opening in tissue
in
accordance with an example embodiment of the present invention.
Figure 36A shows a percutaneous tissue closing device in accordance with an
example embodiment of the present invention.
Figure 36B shows a percutaneous tissue closing device in accordance with an
example embodiment of the present invention.
Figure 37A shows a percutaneous tissue closing device in accordance with an
example embodiment of the present invention.
Figure 37B shows a percutaneous tissue closing device in accordance with an
example embodiment of the present invention.
Figure 38A shows a percutaneous tissue closing device in accordance with an
example embodiment of the present invention.
Figure 38B shows a percutaneous tissue closing device in accordance with an
example embodiment of the present invention.
Figure 39 shows a cam of a percutaneous tissue closing device in accordance
with an
example embodiment of the present invention.
Figure 40 shows a sleeve of a percutaneous tissue closing device in accordance
with
an example embodiment of the present invention.
Figure 41A shows a working tube of a percutaneous tissue closing device in
accordance with an example embodiment of the present invention.
Figure 41B shows a working tube of a percutaneous tissue closing device in
accordance with an example embodiment of the present invention.
24

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
Figure 42 shows an anchor in accordance with an example embodiment of the
present
invention.
Figure 43 shows a deployed arrangement of the anchors and closure element in
accordance with an example embodiment of the present invention.
Figure 44 shows an anchor in accordance with an example embodiment of the
present
invention.
Figures 45A and 45B show a tensioning device in accordance with an example
embodiment of the present invention.
Figures 46A, 46B, 46C, and 46D show a distal end of the surgical closure
device and
deployment of anchors in accordance with an example embodiment of the present
invention.
Figures 47A, 47B, 47C, and 47D show a distal end of the surgical closure
device and
deployment of anchors in accordance with an example embodiment of the present
invention.
DETAILED DESCRIPTION
As set forth in greater detail below, example embodiments of the present
invention
allow for the reliable and effective closure of an opening in tissue (e.g., a
pericardial or
myocardial window) that limits the possibility of human error, e.g., by
eliminating the need
for suturing. In some examples, a surgical device anchors a plurality of
anchors, which are
connected to each other by one or more elastic closure elements, into the
tissue. The anchors
are driven into the tissue in a spaced-apart configuration in which the
elastic closure elements
are tensioned between the anchors. The anchors are held in the spaced-apart
arrangement
while a surgical procedure is performed through a tissue opening formed
between the
anchored locations of the anchors. In order to close the opening, the device
simply releases
the anchors from the spaced-apart arrangement such that the tensioned elastic
closure
elements draw the anchors, as well as the tissue in which the anchors are
anchored, toward
the tissue opening. Thereby, the tissue opening is held closed. The tension
remaining in the
elastic closure elements offsets the opposing forces that may be entered on
the anchors by at
least one of (a) the tissue, (b) the fluid flow, (c) pneumatic pressure, (d)
hydraulic pressure,
and (e) external forces.
Referring, for example, to Figures 1 to 10E, a surgical procedure involves
positioning
a surgical closure device 5 at a surgical entry location, e.g., a location on
the wall of a heart
where access to the interior of the heart is desired. The surgical closure
device 5 is then
actuated, e.g., via a trigger, to drive a plurality of anchors 200 into the
tissue at predetermined
locations spaced around the surgical entry location. The anchors 200 are
preloaded toward

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
the entry location by pre-tensioned closure elements 300 in the form of
elastic bands. The
anchors 200 are maintained in their outward positions by a cannula 400 and/or
an outer
working tube 100. After the anchors 200 are driven, the portions of the
surgical device other
than the cannula 400, outer working tubes 100, the anchors 200, and the
closure elements 300
are removed.
The cannula 400 then provides a working channel through which the surgical
procedure may be performed. For example, a trocar may be extended through the
channel of
the cannula 400 to pierce the tissue 900. Catheters, guide wires and/or other
instrumentation
may then be inserted through the working channel in accordance with any
suitable
interventional or surgical procedure. To conclude the procedure, any catheters
or other
instrumentation extending through the working channel are withdrawn and the
cannula 400
and working tube 100 are proximally withdrawn from the surgical entry
location. The
withdrawal of the cannula 400 and working tube 100 causes the pre-tensioned
closure
elements 300 to draw the anchors 200 toward the surgical entry site. Since the
anchors 200
are anchored in the tissue surrounding the surgical entry location, this
results in the tissue
surrounding the surgical entry location being drawn together, thereby closing
the surgical
entry hole. In contrast to conventional procedures, no sutures are required.
Although a cannula 400 is provided separately from the outer working tube 100,
it
should be understood that example embodiments may include only a single tube.
For
example, if the cannula 400 is not provided in the device 5, the working tube
100 functions as
the cannula.
Figures 1 and 2 illustrate an example surgical closure device 5. The surgical
closure
device 5 includes a handle 10 configured to be held by an operator, e.g., a
surgeon, to operate
the surgical closure device 5 during a surgical procedure. A shaft 20 extends
distally from
the handle 10 and includes a distal end portion 25. An outer working tube 100
is disposed in
a bore of the shaft 20 and extends concentrically along the longitudinal axis
x of the shaft 20.
The outer working tube 100 is distally exposed through an opening in the shaft
20. The outer
working tube 100 has an outer diameter that is smaller than an inner diameter
of the shaft 20,
thus allowing the outer working tube 100 to be slidable along the longitudinal
axis x.
Although each of the outer working tube 100 and the shaft 20 are configured as
right circular
cylinders with concentric through bores, it should be understood that the
outer working tube
100 and/or the shaft 20 may be provided with any appropriate geometry, e.g., a
cross-section
that is oval, polygonal, etc. and/or a cross-section that varies along the
longitudinal axis x.
26

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
Further, the geometry of the bore may differ substantially from the outer
geometry for the
outer working tube 100 and/or the shaft 20.
Referring to the inset partial view in Figure 1, the distal end portion 25 of
the shaft 20
includes six notches or slots 26, which extend from the distal tip of the
shaft 20 a proximal
distance along the longitudinal axis x. The slots 26 may be formed in any
suitable manner,
e.g., making three cuts in the distal end portion 25, each cut forming two of
the slots 26 on
opposed sides of the axis x. The dimensions of the slots 26 are selected to
allow six
respective anchors 200 to be disposed in the slots 26. In this regard, the
wall thickness of the
shaft (i.e., the distance between the bore and the outer surface) and the
width of each slot 26
may be selected to be slightly greater than a respective lateral dimension of
the anchor 200.
Where the anchor 200 has a radial projection, the width of the slot 26 may be
less than a
diameter of the anchor through the projection. Thus, the geometry of the slot
26 may require
that the anchor 200 be oriented such that the radial projection is at least
approximately
aligned with the longitudinal axis x of the shaft 20, since the anchor 200
would not otherwise
fit into the slot 26.
Figure 3 is a front view of the surgical closure device 5. The slots 26, with
respective
anchors 200, are non-uniformly spaced apart along the circumferential
periphery of the shaft
20. In particular, two groups of slots 26 are provided, one on the opposite
side of the axis x
from the other. Each of the two groups includes three slots 26 equally spaced
apart. The
circumferential spacing between the groups is greater than the circumferential
spacing
between the individual slots 26 in each group.
Referring to the inset partial view in Figure 3, the slots 26 include side
walls with
opposed, longitudinally extending cylindrical grooves 27 for receiving the
body 201 of the
anchor 200. Further, the closure element 300 attached to the anchor 200 is
able to pass along
the cylindrical grooves 27. The slots 26 are also elongated in the radial
direction to
accommodate wings 207 and 208, which are described in greater detail below
with regard to
Figure 4. Further, there is a gap between the outer working tube 100 and the
end portion 25
of the shaft 20 to allow the closure elements 300 to be disposed therebetween
as illustrated in
Figure 3.
Figure 4 shows an anchor or implant 200 which is configured to be driven into
a
tissue. The anchor 200 includes a corrugated body 201. The body 201 includes
grooves 203
that extend axially along the length of the body 201. Thus, extending
circumferentially
around the body 201, a plurality of grooves 203 alternate with a plurality of
ridges 205.
Further, the anchor body 201 includes a pair of wings or split portions 207
and 208. The split
27

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
portions 207 and 208 are formed by respective splits or cuts 209 into the body
201. In this
regard, the splits 209 may be formed by making a cut radially into the body
201 and
extending in an axial direction. Thus, the two split portions 207 and 208 are
attached to the
remainder of the body 201 at a distal position and extend proximally to free
ends. The free
ends include a plurality of sharp protrusions along a curved surface. These
points are formed
due to the corrugations. In particular, the ridges 205 form the sharp
protrusions, as illustrated
in the inset partial side view in Figure 4, which are advantageous for
gripping tissue and
preventing distal sliding of the anchor 200. Although each split portion 207
and 208 includes
three such protrusions as illustrated, it should be understood that the anchor
200 may be
designed such that one or more of the split portions has any other number of
protrusions,
including a single sharp protrusion. For example, if a larger number of sharp
protrusions are
desired, the body 201 could be more densely corrugated (i.e., a greater number
of alternating
grooves 203 and ridges 205 could be provided) and/or the angle of the cut or
slice could be
adjusted. Further, the length of proximal extension of the projections may be
adjusted by
varying the depth of the grooves 203 with respect to the ridges 205.
The split portions 207 and 208 do not substantially impede distal insertion
into tissue
but resist proximal movement from an insertion location by engaging the
tissue. It has been
discovered that the combination of the pointed and/or sharp-edged proximal
ends of the split
portions 207 and 208 with the alternating ridges on the proximal end of the
split portions
creates improved performance.
Further, the split portions or wings 207 and 208 are axially offset from each
other.
For example, split 207 is axially located at position along axis xx and split
208 is axially
located at position b along axis xx. This allows for greater structural
strength of the other
portions of the body 201 as compared to a non-offset configuration. In
particular, since the
cuts progress continually radially inward as they progress distally, a non-
offset portion would
have a substantially smaller amount of material in cross-section at the distal
end of the cut.
This would lead to a mechanically weak point or region along the axis of the
body and could
lead to mechanical failure, especially in anchors of small dimensions.
Although the
anchors 200 utilize a pair of wings 207 and 208 to anchor the anchors 200
against proximal
retraction from a tissue, it should be appreciated that any number of wings
may be provided,
and that as an alternative or in addition to the wings 207 and 208, any other
appropriate
anchoring structure(s), e.g., anchoring filaments, may be provided.
The distal tip of the anchor 200 is pyramidal, with a sharp point, and a
plurality of
surfaces separated by edges that converge at the sharp point. Although four
planar surfaces
28

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
are provided, it should be appreciated that any appropriate suitable number of
surfaces may
be provided and that one or more or all of the surfaces may be non-planar.
The anchor 200 also includes a hooked end portion 210. The hooked portion 210
is
configured to receive one or more closure elements 300. On the side of the
anchor 200
opposite the hooked portion 210 is an alignment projection 220 configured to
rotationally
align the anchor 200 about its longitudinal axis xx. Although the anchors 200
in the
illustrated examples are aligned with the alignment projection 220 and the
split portions 207
and 208 being intersected by and aligned along a plane containing the
longitudinal axis x of
the shaft 20 and the longitudinal axis xx of the anchor 200, it should be
understood that the
alignment projection 220 and the split portions 207 and 208 may be intersected
by and
aligned along a plane that contains the longitudinal axis xx of the anchor 200
and is
transverse, e.g., perpendicular, to the plane containing the longitudinal axis
x of the shaft 20
and the longitudinal axis xx of the device 20. Further, the alignment
projection may be
provided at any appropriate location around the circumference of the anchor
200 relative to
the split portions 207 and 208 and that any appropriate number of alignment
projections 220
may be provided for a particular anchor 200.
The anchor 200 may include one or more shoulders, formed by the junction of a
wing
207, 208, with the body 201, or otherwise defined by the area of the anchor
200 where the
wing 207, 208, extends proximally and radially outwardly from the distal end,
or distal
thereto. As illustrated in Figure 4, wings 207, 208, have a relaxed,
uncompressed position,
but may be compressed to a second, compressed position, in closer
approximation with the
body 201. Further, the body 201 may be flexible, such that forces experienced
in the
proximal end may influence the position of the body or stem 201 with respect
to the wings
207, 208, and the distal end.
Although the anchor 200 is shown in the exemplary illustrations with closure
elements 300, it should be understood that the anchor 200 may be used in
connection with
any other closure elements, including, e.g., closure elements 1300, 2300
described in greater
detail below.
The anchor 200 may be produced by first forming the body 201 with the
corrugations,
e.g., by injection molding or extrusion, and subsequently forming split
portions 207 and 208,
e.g., by cutting radially into the side of the body 201. As illustrated, the
cut is curved, with
an angle (at the proximal entry point), relative to the longitudinal axis xx
of the body 201,
that gradually decreases from the proximal initial cutting location toward the
distal end of the
anchor 200 and eventually becoming linear. Although the split or cut of the
illustrated
29

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
example is made with a curved or varying angle with respect to the
longitudinal axis xx of the
body 201, it should be understood that any appropriate cut, including a linear
cut, may be
made.
Although the anchor 200 includes two wings or split portions spaced equally
around
the radial periphery of the body 201, it should be appreciated that any number
of split
portions, including a single split portion may be provided and at any
appropriate spacing
around the radial periphery of the anchor 200.
Modern manufacturing processes allow for near nano technology applications.
This
allows the anchors 200 to be manufactured in a size and complexity that may
not have been
possible in years past. The anchor 200 may be injection molded of either
absorbable or non-
absorbable polymers and then processed (e.g., by cutting) to add the features
of the wings 207
and 208. Although the anchors 200 are formed of polymer, it should be
appreciated that any
appropriate material may used, e.g., metal or a composite material. The
anchors 200 may
have a diameter of, e.g., one millimeter, or approximately one millimeter, and
a length that is
in a range from, e.g., 5 millimeters to 10 millimeters. According to some
example
embodiments, the diameter is less than one millimeter. According to some
example
embodiments, the diameter is in a range from 0.8 millimeters to 1.2
millimeters. It should be
understood, however, that other dimensions may be provided.
Figure 5 shows a subassembly of the surgical closure device 5. The subassembly
includes the trigger 30, the safety slide 35, a safety slide bias spring 40, a
hammer sleeve 500,
a driving spring 550, anvil pins 600, the outer working sleeve 100, and
anchors 200. In the
state illustrated in Figure 5, the surgical closure device 5 is loaded and
ready to be actuated in
order to drive the anchors 200. In this regard, a proximal end of the hammer
sleeve 500
contacts a distal end of the driving spring 550, which is in a compressed
state as illustrated in
Figure 5. To maintain the hammer sleeve 500 in its proximal position while the
compressed
driving spring 550 applies a distally directed force, the hammer sleeve 500
latches with a
trigger plate 32 of the trigger 30, as schematically illustrated in Figure 6A.
In Figures 6A to
6C, the hammer sleeve 500 and the trigger plate 32 are shown in cross-section
to facilitate
illustration. To latch the hammer sleeve 500, the hammer sleeve 500 is pushed
proximally,
while the trigger 30 is in a depressed state (such as illustrated in Figure
6C) until a lip or step
proximally clears the proximal side of the trigger plate 32. The trigger 32 is
then moved
(e.g., via a spring bias force and/or manually) to a non-depressed position,
as illustrated in
Figure 6A. The trigger moves in a transverse direction between the depressed
and non-

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
depressed positions by sliding within lateral channels in the housing of the
handle 10.
However, any appropriate guiding mechanism may be provided.
To maintain the trigger 32 in the non-depressed position in order to prevent
or reduce
the likelihood of accidental driving of the anchors 200 (e.g., due to user
error, during
shipping, storage, etc.), the safety slide includes a safety rib or bar 38
which, as illustrated in
Figure 6A, is positioned adjacent the trigger plate 32 to form a positive or
hard stop, thereby
obstructing movement of the trigger 30 from the non-depressed position of
Figure 6A to the
depressed position of Figure 6C. As illustrated, e.g., in Figure 6A, the
safety slide 35
includes a pair of lateral projections 36 configured to longitudinally slide
within a
corresponding channel in the housing of the handle 10. It should be
understood, however,
that any appropriate guide mechanism may be provided. The safety slide 35 also
includes a
knob portion 37 to facilitate sliding of the safety slide 35 using, e.g., one
of the operator's
fingers.
When the operator desires to drive the anchors 200, the operator must first
move the
safety slide 35 into a driving position in which the safety bar 38 does not
obstruct movement
of the trigger plate 32. Referring to Figure 5, the safety slide is urged or
biased toward the
proximal safety position by a compression spring 40. Thus, the operator must
continuously
apply a force to the knob 37 until the bottom of the trigger plate 32 moves to
a position that
prevents or blocks the safety bar 38 from returning to the safety position.
This may provide
for even greater safety, since the operator must generally coordinate the
holding of the safety
slide 35 in the driving position while depressing the trigger 30. It should be
understood,
however, that the safety slide 35 may be configured to remain in the driving
position without
continuous application of force. Further, it should be understood that the
device 5 may be
provided without any safety mechanism.
Figure 6B shows safety slide 35 in the driving position. Although the safety
slide is
moved distally, i.e., in the direction of the arrow shown in Figure 6B, it
should be understood
that the safety switch may be configured to move in any suitable direction to
move between
safety and firing positions. After the safety slide 35 is moved to the driving
position shown
in Figure 6B, the operator depresses the trigger 30, e.g., with one of the
operator's fingers,
until the lower portion of the trigger plate 32 clears the step 505 of the
hammer sleeve 500,
thereby releasing the hammer sleeve 500 for distal movement actuated by the
compressed
driving spring 550.
Referring, e.g., to the partial sectional view of Figure 6B, the hammer sleeve
500 is
spaced apart from the anvil pins 600 prior to depressing the trigger. The
anvil pins 600 are
31

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
slidable along the longitudinal axis x of the shaft 20 within respective bores
of the shaft 20
corresponding to respective anchors 200. As the hammer sleeve 500 moves
forward, it gains
speed and momentum. Upon contact with the proximal ends of the anvil pins 600,
the
hammer sleeve 600 imparts a momentum to the anchors 200, since the distal ends
of the anvil
pins 600 are in alignment with the proximal ends of the anchors 200. In this
manner, the
anchors 200 are driven at a substantial speed, which facilitates driving of
the anchors 200 into
soft tissue.
The anchors are preferably driven at a speed greater than 50 meters per
second, more
preferably in a range of 50 to 350 meters per second, and most preferably at
350 meters per
second. However, it should be understood that the anchors 200 may be driven at
any suitable
speed sufficient for the anchors to puncture tissue.
Further, the anchors 200 may be driven into a single layer or multiple layers
of tissue
and that the speed may be selected based on the structural properties,
dimensions, and relative
locations of the one or more tissues into which the anchors are driven.
In order to accurately penetrate soft tissues that are not held or secured on
a distal
side, a rapid penetration of each layer of tissue may be required in order to
effect penetration
of the tissue layer or layers. If an anchor 200 is applied slowly, the tissue
or tissues may be
pushed distally away by the anchor 200 without adequate penetration. Thus,
some example
delivery mechanisms eject each implant at a relatively high speed, as set
forth above.
Although the example device 5 utilizes a spring-loaded mechanical driving
mechanism, it
should be understood that other drivers may be provided. In some examples,
saline is used to
pressurize a channel within a catheter, needle, or other tube at such a rate
that a plunger will
eject the anchor at the precise speed. Further example embodiments push the
anchors using
long push rods which run the length of a catheter or other tube. The ejection
modality may
be computer-controlled and/or operator-controlled. For example, as with the
spring loaded
mechanical system of the illustrated examples, an ejection force may be
predetermined and
repeatable by an operator's actuation of a trigger 30.
Moreover, the driver may be configured to drive the anchors 200 to a
predetermined
depth. Although the illustrated examples control the depth by contact between
closure
elements 300 (described in greater detail below), which are coupled to the
anchors 200, and
flanges or flared portions 405, any other depth-controlling mechanism may
additionally or
alternatively be provided. For example, the precision of the depth may be
accomplished by a
precise hydraulic driving force, engagement with other stops, or a suture that
tautens to limit
the depth. Further, the depth may be monitored using fluoroscopy,
echocardiography,
32

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
intravascular ultrasound or any other appropriate imaging mechanism. The
driving
mechanism may include pressurized saline or other hydraulic fluid that is
pressurized through
the thoracoscopic catheter shaft. Thus, very precise control may be
accomplished.
Figure 6 is an enlarged partial view of the subassembly of Figure 4. As
illustrated, a
plurality of closure elements 300 are coupled to the hook portions 210 of the
anchors 200.
There are four closure elements 300, each of which is coupled to the hook
portions 210 of
exactly two anchors 200. Thus, as illustrated, e.g., in Figure 10, two anchors
200 are attached
to exactly two different closure elements 300 and four anchors 200 are
attached to exactly
one closure element 300. It should be understood, however, that other
arrangements may be
provided.
Figure 7 is a partial view of the working tube 100, the anchors 200, and the
closure
elements 300. As illustrated in Figure 7, the anchors 200 have been driven,
e.g., into tissue.
The anchors 200 and the closure elements 300 form a self-acting closure
arrangement of the
surgical closure device 5. During driving of the anchors 200, the closure
elements 300 are
also driven an analogous distance due to the engagement of the closure
elements 300 with the
anchors 200.
Referring to the cross-sectional view of Figure 8A, the closure elements 300
are
layered and are held along the periphery of the outer working tube 100,
thereby preventing
the closure elements 300 from pulling the anchors 200 toward each other.
Figure 8B is the same as Figure 8A, except that a cannula 400 is disposed
within the
outer working tube 100. The elements shown in Figure 8B may be separated from
the
remainder of the surgical device 5 to allow a surgical procedure to be
conducted. For
example, a trocar may be inserted longitudinally through the interior of the
cannula 400 to
pierce the tissue at a location encircled by the anchors 200 that are anchored
into the tissue.
The piercing of the tissue may provide access to the opposed side of the
tissue (e.g., the
interior of a viscus such as the heart, etc.) by thoracoscopic or other
surgical and
interventional instruments including guide wires and catheters.
The cannula 400 includes six radially extending flared portions or flats 405.
The
cannula 400 extends concentrically within the outer working tube 100. The
cannula 400
extends distally beyond the distal end of the outer working tube 100 such that
the flats 404
fold over the distal end of the outer working tube 100. The radial extension
of the flats 405
beyond the circumferential periphery of the outer working tube 100 allows the
flats 405 to
form positive or hard stops that prevent or resist the closure elements 300
from inadvertently
33

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
sliding off the end of the outer working tube 100, e.g., during thoracoscopic
procedures being
performed with access through the cannula 400.
When the procedure no longer requires access through the cannula 400, any
surgical
instruments may be refracted via the cannula 400 from the viscus being
operated upon. At
this stage, the hole in the tissue formed by the trocar should be closed. In
order to do so, the
cannula 400 is moved relative to the outer working tube 100, as illustrated
sequentially in
Figures 8C and 8D. In doing so, the flats 405, which are formed as leaf
springs, rotate to a
longitudinal orientation and are retracted. Thus, the flats 405 no longer form
stops against
distal sliding of the closure elements 300 along the outer working tube 100.
This orientation
is illustrated in Figure 8D. The flats 405 may be formed of any suitable
material, e.g., a
shape memory material such as nitinol, spring steel, etc.
The flats 405 may be bistable, with two rest orientation: one corresponding to
the
radially flared orientation, and the other corresponding to the longitudinal
orientation.
After the flats are retracted, the cannula 400 and the outer working tube 100
are
proximally refracted from the surgical entry site. Since the closure elements
300 are engaged
with the hooked portions 210 of the anchors 200, which are anchored into the
tissue against
proximal retraction, the closure elements remain adjacent the surgical closure
site. Thus, the
proximal retraction of the cannula 400 and the outer working tube 100 causes
the outer
working tube 100 to slide distally with respect to the closure elements 300.
Further distal
retraction of the cannula 400 and outer working tube 100 causes the closure
elements 300 to
slip off of the distal end of the outer working tube 100, thereby entirely
disengaging the
closure tubes 300, as well as the anchors 200, from the cannula 400 and
working tube 100.
Since the closure elements 300 are pre-tensioned, they pull the anchors 200
toward the hole
formed at the surgical entry location. Since the anchors 200 are anchored into
the tissue
surrounding the hole, the pulling of the anchors into approximation causes the
surrounding
tissue to be pulled toward the hole. Thus, the hole is squeezed shut, with the
closure elements
300 maintaining a closure force to keep the hole closed.
Figure 9A is a partial view of the outer working tube 100 with the anchors 200

inserted into the tissue 900. Figure 9B is the same as Figure 9B but
schematically shows the
flats 405, which extend between the outer working tube 100 and the closure
elements 300 to
prevent the closure elements 300 from causing premature or inadvertent closure
of entry
opening in the tissue. Figure 9B may be a working arrangement, whereby the
portions of the
surgical device 5 other than the cannula 400, the outer working tube 100, the
anchors 200,
and the closure elements 300 are removed. Thus, various other surgical
instruments, e.g.,
34

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
catheters, guide wires and other instrumentation, may be maneuvered through
the interior of
the cannula 400 and the working tube 100.
Figure 10 shows the self-acting closure arrangement, in this case the anchors
200 and
the closure elements 300, inserted in the tissue after removal of the cannula
400 and working
tube 100. For illustration purposes, the anchors 200 are shown in their
initial driven positions
in the tissue 900. In other words, for ease of illustration, the arrangement
is illustrated as
though the anchors 200 are being prevented from being pulled together by the
closure
elements 300. The anchors 200 are disposed around a surgical entry opening
905, such as
formed, e.g., by a trocar.
The anchors 200 are arranged in two opposed groups of anchors. To facilitate
the
description of the arrangement shown in Figure 10A, the anchors 200 are
provided individual
reference numbers 200a, 200b, 200c, 200d, 200e, and 200f. The first group
includes anchors
200a, 200b, and 200c, and the second group includes anchors 200d, 200e, and
200f. Each of
the anchors in each group is connected by a closure element 300 directly to at
least one
anchor of the other group. Further, no two anchors within either group are
directly connected
to each other by a closure element. That is, each closure element 300 is
connected at one end
to an anchor of the first group 200a, 200b, 200c and at the other end to an
anchor of the
second group 200d, 200e, 200f. Thus, the forces exerted by the elements 300
are primarily
directed in a direction from one group toward the other group.
It is further seen from Figure 10A that the anchor/closure element arrangement
is
configured as two opposed and overlapping V-shaped groups. The first V-shaped
group is
formed of anchors 200a, 200e, 200c and closure elements 301, 304. The second V-
shaped
group is formed of anchors 200d, 200b, 200f and closure elements 302, 303.
Since each closure element is wrapped around two anchors and forms a single
complete loop, the force exerted by the respective closure element at each
anchor is equal to
the sum of the tension forces in the two band portions extending between the
two anchors to
which the closure element is connected. Moreover, the force is exerted along a
line
extending between the two anchors to which the closure element is connected.
In this regard,
the forces exerted at the locations of the anchors 200a, 200b, 200c, 200d,
200e, 200f are
illustrated in Figure 10B by arrows F301a, F301e, F302b, F302d, F303b, F303f,
F304c, and
F304e which represent respective force vectors. In particular, F301a
represents the force
exerted by closure element 301 at the anchored location of anchor 200a, F301e
represents the
force exerted by closure element 301 at the anchored location of anchor 200e,
F302b
represents the force exerted by closure element 302 at the anchored location
of anchor 200b,

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
F302d represents the force exerted by closure element 302 at the anchored
location of anchor
200d, F303b represents the force exerted by closure element 303 at the
anchored location of
anchor 200b, F303f represents the force exerted by closure element 303 at the
anchored
location of anchor 200f, F304c represents the force exerted by closure element
304 at the
anchored location of anchor 200c, and F304e represents the force exerted by
closure element
304 at the anchored location of anchor 200e. Further, the forces form three
pairs of
complementary forces that are equal and opposite to each other. In particular,
a first pair
F301a, F301e, a second pair F302b, F302d, a third pair F303b, F303f, and a
fourth pair
F304c, F304e. Each pair corresponds to a single closure element 301, 302, 303,
304,
respectively and are directed in opposite directions along the extension of
the respective
closure element 301, 302, 303, 304 between the two anchors 200 to which the
respective
closure element 301, 302, 303, 304 is connected.
Since anchors 200a, 200c, 200d, 200f are each connected to a single closure
element
301, 304, 302, 303, respectively, only a single force vector F301a, F304c,
F302d, F303f,
respectively, is shown in Figure 10B. Since anchors 200b and 200e are each
connected to
two closure elements, two force vectors are associated with each of anchors
200b and 200e in
Figure 10B. That is, anchor 200b, which is connected to closure elements 302
and 303, has
two force vectors F302b and F303b acting through the anchored location of
anchor 200b, and
anchor 200e, which is connected to closure elements 301 and 304, has two force
vectors
F301e, F304e acting through the anchored location of anchor 200b.
Since the forces represented by vectors F302b and F303b both act through the
same
location, i.e., the anchored location of the anchor 200b, the resultant force
through the
anchored location of anchor 200b may be determined as the sum of the two
vectors F302b
and F303b. Likewise, since the forces represented by vectors F301e and F304e
both act
through the anchored location of the anchor 200e, the resultant force through
the anchored
location of anchor 200b may be determined as the sum of the two vectors F302b
and F303b.
Accordingly, Figure 10C schematically illustrates the total forces exerted by
the closure
elements on each anchor, with the force exerted through anchor 200b
represented by the
resultant vector F302f + F303f and the force exerted through anchor 200e
represented by the
resultant vector F301e + F304e.
Due to the positioning of the anchors 200a, 200b, 200c, 200d, 200e, 200f and
the
arrangement of the closure elements 301, 302, 303, 304, a greater amount of
compressive
force is exerted in the direction of a y axis than a z axis. The z axis
corresponds to a line that
extends between the first group of anchors 200a, 200b, 200c and the second
group of anchors
36

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
200d, 200e, 200f and is at least approximately equidistant from the first
group of anchors
200a, 200b, 200c and the second group of anchors 200d, 200e, 200f. The y axis
is
perpendicular to the z axis, and both the x axis and the y axis extend along
the surface of the
tissue 900.
Since compressive force is greater in directions parallel to the x axis than
in directions
parallel to the z axis, the self-acting closure formed by the anchors 200a,
200b, 200c, 200d,
200e, 200f and the closure elements 301, 302, 303, 304 tends to close the
opening 905 such
that the opening 905 is flattened or elongated along the z axis, as
illustrated in closure of
Figure 10D. This may be desirable to maintain a more reliable closure that is
more resistant
to leaking.
As schematically illustrated in Figure 10D, the anchors 200a, 200b, 200c,
200d, 200e,
200f have been drawn into their closed or approximated positions, thereby
pulling the tissue,
to which they are anchored, toward the opening 905, thereby closing the
opening 905 as
illustrated. To facilitate illustration, the closure elements 301, 302, 303,
304 are not shown in
Figure 10D. However, Figure 10E shows the closure of 10D with the closure
elements 301,
302, 303, 304. The forces being exerted by the closure elements 301, 302, 303,
304 on the
anchors 200a, 200b, 200c, 200d, 200e, 200f are analogous to those illustrated
in Figures 10B
and 10C. However, since the exemplary closure elements 301, 302, 303, 304 are
have a
spring-like elasticity, the force exerted by the closure elements 301, 302,
303, 304 may be
reduced as the anchors 200a, 200b, 200c, 200d, 200e, 200f are drawn into
approximation.
In the resting closure position (i.e., the position at which the anchors 200a
, 200b,
200c, 200d, 200e, 200f settle after transient movement from the orientation
around the
working tube 100) illustrated in Figures 10D and 10E, the force exerted by the
closure
elements 301, 302, 303, 304 through each anchor 200a, 200b, 200c, 200d, 200e,
200f is equal
to an oppositely directed resistance force exerted onto the anchors 200a,
200b, 200c, 200d,
200e, 200f by the tissue at the respective location of each anchor 200a, 200b,
200c, 200d,
200e, 200f.
Figure 11 shows another closure element 1300. The closure element 1300
includes
three anchor-receiving portions 1310, 1320, 1330 arranged in a V-shaped
configuration with
portion 1320 being disposed at the vertex. Arm 1340 spans directly from anchor-
receiving
portion 1310 to anchor-receiving portion 1320, and arm 1350 spans directly
from anchor-
receiving portion 1320 to anchor-receiving portion 1330. The anchor-receiving
portions
1310, 1320, 1330 each have a respective aperture 1312, 1322, 1332 for
receiving a respective
anchor, e.g., the anchor 200 described above or the anchor 1200 described in
greater detail
37

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
below with respect to Figure 13. The anchor-receiving portions 1310, 1320,
1330 are each
toroidal in shape and have a greater material thickness than the arms 1340 and
1350. It
should be understood, however, that any appropriate geometry may be provided
and that any
appropriate material thickness may be provided. The toroidal shape of the
anchor-receiving
portions 1310, 1320, 1330 couple with the anchors 200, 1200 in a manner
analogous to the
band-shaped closure elements 300 described above with regard to anchor 200.
The closure element 1300 functions in the same manner described above with
regard
to the closure elements 300, but differs in that only two closure elements are
required to
generate the same forces illustrated in Figures 10B and 10C. In particular,
the closure
element 1300 performs the same function as the two closure elements 301, 304,
or the two
closure elements 302, 303 of the second V-shaped groups described above with
respect to
Figure 10A. Further, the closure element 1300 differs in that a single
structural element, i.e.,
each of arms 1320, extends between opposed anchors.
Figure 12 shows another closure element 2300, which includes three anchor-
receiving
portions 2310, 2320, 2330 arranged in a V-shaped configuration with portion
2320 being
disposed at the vertex. Arm 2340 spans directly from anchor-receiving portion
2310 to
anchor-receiving portion 2320, and arm 2350 spans directly from anchor-
receiving portion
2320 to anchor-receiving portion 2330. The anchor-receiving portions 2310,
2320, 2330
each have a respective aperture 2312, 2322, 2332 for receiving a respective
anchor. The
anchor 2300 includes all of the features described above with respect to
anchor 1300, but
differs only in that the Arms 2340, 2350 have are widened to be substantially
the same width
as the outer diameter of each of the anchor-receiving portions 2310, 2320,
2330. This may be
advantageous to provide additional strength and tension force when the arms
2340, 2350 are
stretched.
Figure 13 shows an anchor 1200. Anchor 1200 is identical to anchor 200
described
above except that a proximal end portion 1250 includes a circumferential
channel 1255
formed as a continuous radial recess extending around the entire circumference
of the anchor
1200. The channel opens in the radial direction and includes a distally
directed first surface
1260 and an opposed proximally directed second surface 1265. Extending between
the first
and second surfaces 1260 and 1265 is a surface 1270 corresponding to a reduced-
diameter
portion 1280 of the anchor 1200. Although the reduced-diameter portion 1280 is
cylindrical
and concentric with the longitudinal axis xx' of the anchor 1200, it should be
understood that
any appropriate geometry and orientation may be provided. For example, the
reduced-
diameter portion 1280 may be frustoconical and/or have a cross section that is
curved when
38

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
viewed in a direction perpendicular to the longitudinal axis xx' of the anchor
1200. Further,
the surface 1270 of the reduced-diameter portion 1280 may vary along the
circumference of
the anchor 1200.
The circumferential channel 1255 axially separates a proximal head portion
1285
from the distal remainder of the body of the anchor 1200.
When one or more closure elements 300, 1300, 2300 is coupled to the anchor
1200,
the first surface 1260 restrains the one or more closure elements 300, 1300,
2300 from
proximally sliding beyond the channel 1255 and off the end of the anchor 1200.
Likewise, the
second surface 1265 restrains the one or more closure elements 300, 1300, 2300
from sliding
distally beyond the channel 1255. In this regard, the dimensions of the
channel 1265, e.g.,
the width and depth of the channel 1265, may be selected to accommodate a
particular
number of closure elements 300, 1300, 2300, or a single closure element 300,
1300, 2300.
A particular closure element 300, 1300, 2300 is mated to the anchor 1200 by
mating
placing the anchor 300, 1300, 2300 around the reduced-diameter portion 1280 of
the anchor
1200. For example, an anchor-receiving portion 1310, 1320, 1330 of anchor 1300
and/or an
anchor-receiving portion 2310, 2320, 2330 of anchor 2300 may be mated to the
anchor 1200
stretching the respective anchor-receiving portion 1310, 1320, 1330, 2310,
2320, 2330 over
the proximal head portion 1285 and onto the reduced-diameter portion 1280 of
the anchor
1200. When mated in this manner, the reduced-diameter portion 1280 extends
through the
respective aperture 1312, 1322, 1332, 2312, 2322, 2332, with the anchor-
receiving portion
1310, 1320, 1330, 2310, 2320, 2330 constrained between the first and second
walls or
surfaces 1260 and 1265 of the channel 1255. In this regard, the apertures
1312, 1322, 1332,
2312, 2322, 2332 may have resting diameters that are the same, larger, or
smaller than the
diameter of the reduced-diameter portion 1280. It may be advantageous,
however, to provide
a resting diameter that is less than the outer diameter of the first surface
1260, the second
surface 1265, and/or the proximal head portion 1285 in order to resist
inadvertent
disengagement of the closure element 1300, 2300 from the anchor 1200.
The channel 1255 performs a function analogous to that of the hooked portion
210
described above with respect to Although the anchor 1200 does not include a
hooked portion
such as hooked portion 210 of anchor 200, it should be understood that one or
more hooked
portions may be provided in combination with the channel arrangement of anchor
1200.
Figure 14 shows a plurality of anchors 1200 of Figure 13 and closure
elements2300 of
Figure 12 when closing an hole 1905 in a tissue 1900. As with the example
described above
regarding anchors 200, individual instances of the anchor 1200 are denoted
with lower-case
39

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
letters. In this regard, anchors 1200a, 1200b, 1200c, 1200d, 1200e, and 1200f
are arranged in
the same configuration as described above with respect to anchors 200a, 1200b,
1200c,
1200d, 1200e, and 1200f and exert the same forces respectively. Axes yy and zz
in Figure 14
correspond to axes y and z described above.
In Figure 14, there are first and second instances of closure element 2300,
with the
second instance being distinguished by like reference characters being
followed with the
character ' (prime). In comparison to the overlapping V-shaped arrangements
shown in
Figure 10A, arm 2350 of Figure 14 performs a function analogous to the closure
element 301,
arm 2340' performs a function analogous to the closure element 302, arm 2350'
performs a
function analogous to the closure element 303, and arm 2340 performs a
function analogous
to the closure element 304. Further, as with the arrangement of Figure 10A,
the two V-
shaped arrangements are both overlapping and interlocking. That is, when
viewed along a
line normal to the surface of the tissue 900, 1900, each V-shaped arrangement
of each
configuration has a first extension that intersects on a proximal side of the
respective opposed
V-shaped configuration and a second extension that intersects on a distal side
of the
respective V-shaped configuration. Thus, referring to Figure 10A, closure
element 302
overlaps closure element 301 and closure element 304 overlaps closure element
303, with
respect to the surface of the tissue 900. Likewise, referring to Figure 14,
arm 2340' overlaps
arm 2350 and arm 2340 overlaps arm 2350'. It should be understood, however,
that other
configurations may be provided.
Figure 15 shows a surgical closure device 1005 according to an example
embodiment
of the present invention. Except as indicated otherwise, the surgical closure
device 1005
includes features that are the same or analogous to all of the features of the
surgical device 5
described in greater detail above. Further, the features described with
respect to surgical
closure device 1005 may be provided in combination with any feature of
surgical closure
device 5.
The surgical closure device 1005 includes a handle 1010 including a pistol
grip 1015
configured to be held by an operator, e.g., a surgeon or interventionalist, to
operate the
surgical closure device 1005 during a surgical procedure. A shaft 1020 extends
distally from
the handle 10 and includes a distal end portion 1025. Unlike the surgical
closure device 5,
the surgical closure device 1005 does not, at least initially, include an
outer working tube or a
cannula extending therewithin. Instead, the surgical closure device 1005
includes a centering
mechanism 1800 in the form an elongated tubular shaft with a distal portion
1805 that tapers
to have a reduced diameter at the a distal end of the centering mechanism
1800. An inner

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
guide bore 1810 extends along the longitudinal axis of the centering mechanism
1800 from
the distal end 1815 to the proximal end 1825 of the centering mechanism 1800.
The
longitudinal axis of the centering mechanism 1800 corresponds to the
longitudinal axis x' of
the shaft 1020 when the device is assemble in the state illustrated in Figure
15.
The centering mechanism 1800 may be especially advantageous during "over the
wire" surgical procedures such as pericardiocentesis. Some pericardiocentesis
procedures
involve inserting a needle, via an intercostal opening into the patient's
thorax, into the
pericardial sac, guiding a guide wire through the needle, and subsequent
removal of the
needle with the guide wire left in place. After removal the needle, a tapered
dilator may be
advanced over the guide wire to dilate the opening in the pericardium tissue.
The dilated
opening, or tract, allows room for a catheter. After the dilation, the
catheter is guided over
the guide wire into the pericardial sac to drain fluid from the pericardium.
Referring the device 1005, after the flexible guide wire is placed at the
desired
location in the pericardial sac and needle has been withdrawn, the free
proximal end of the
guide wire is introduced into the distal opening of the guide bore 1810 and
extended entirely
through the guide bore 1810 until the guide wire extends from the proximal end
portion 1820.
The device 1005 is then guided into the patient's body to the location of the
pericardial tissue
by distally sliding along the guide wire extending through the guide bore
1810. Once
positioned such that the distal end portion 1025 of the shaft 1020 abuts the
tissue, six anchors
1200 are driven into the tissue in the same general manner described above
with regard to the
anchors 200.
Referring to Figure 16, the anchors 1200 are mated with two overlapping
closure
elements 1300 in the same manner described above. In contrast to the closure
elements 300
of the device 5, the closure elements 1300 are not held radially outwardly on
the surface of
any tube or other structure during driving of the anchors 1200. Rather, the
closure elements
1300 form an operational window 1060 via the overlapping V-shaped structure of
the closure
elements 1300, which is described in greater detail above with regard to
closure elements
300, 2300.
Since the centering mechanism 1800, including the guide bore 1810, extends
through
the operational window 1060 when the guide wire is threaded through the guide
bore 1810, it
is ensured that the guide wire 1810, as well as any instruments passing over
the guide wire
1810, extend through the operation window 1060 after the anchors are driven.
As illustrated in Figure 16, the tension on the elastomeric closure elements
1300
causes the anchor-receiving portions 1310, 1320, 1330 to stretch and
elastically deform.
41

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
Thus, the apexes of the V-shaped portions have moved closure to each other.
Further, the
displacement of the vertices causes the anchors 1300 to each have a Y-shaped
configuration
as illustrated in Figure 16.
After the anchors are driven into the tissue, the centering mechanism 1800 is
separated from the remainder of the device 1005 and distally retracted by
sliding along the
longitudinal axis x' and along the guide wire away from the surgical site. The
centering
mechanism 1050 may be removed by the operator by proximally pulling a proximal
knob
1057 that projects proximally from the handle 1010.
Upon removal of the guide mechanism 1050, the guide wire exits the guide bore
1810. The proximal free end of the guide wire may then be threaded into a
tapered dilator,
which may be guided along the guide wire and through the shaft 1020 to the
operational
window 1060. The dilator may then further progress in order to contact and
dilate the tract of
tissue through which the guide wire extends. After dilation, the dilator may
be proximally
retracted and disengaged from the guide wire, at which stage a catheter may be
threaded and
progressed along the wire, through the shaft 1020 and the operational window
1060. The
catheter is further progressed through the dilated tissue opening and into the
pericardium. At
this stage, the guide wire may be retracted and pericardial fluid allowed to
drain through the
catheter.
Upon completion of the draining, the catheter may be proximally withdrawn from
the
surgical site and through the shaft 1020, at which stage there are no surgical
components
extending through the dilated opening. At this stage, the device 1005 may be
proximally
retracted from the tissue. The pulling the distal end of the shaft 1020 from
the tissue causes
disengagement, or release, of the anchors 1200, allowing the closure elements
1300 to pull
the anchors 1200 together in the same manner schematically illustrated in
Figure 14, thereby
closing the opening in the same manner the opening 1905 is closed in Figure
14.
Referring to the inset partial view in Figure 15, the distal end portion 1025
of the shaft
1020 includes six slots 1026 analogous to the slots 26 described above with
regard to device
5. In the inset partial view, the anchors 1200 are shown schematically to
facilitate illustration
of the other components of the device 1005.
Referring to Figure 16, the slots 1026 of the device 1005 have a cross-
sectional shape
analogous to the slots 26 of the device 5, including circular bulges
corresponding to
cylindrical grooves 1027 and dimensioned to allow a small clearance between
the diameter of
the main body of the anchor 1200.
42

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
Narrowed portions 1028 extend from opposite sides of the enlarged region 1029
created by the cylindrical grooves 1027. The narrowed portions 1028 are
configured to
receive the split portions 1207, 1208 of the anchor 1200 but are more narrow
than the
diameter of the body 1201 of the anchor 1200, thereby ensuring that the anchor
1200 is
constrained in the enlarged region 1029 of the cylindrical grooves 1027. Thus,
when
received in the slots 1026, the anchors 1200 are retained in their axial
alignment such that the
longitudinal axis xx' is aligned with the longitudinal axis x' of the shaft
1020.
The end portion 1025 is as a separate piece that is attached to the remainder
of the
shaft 1020. In this regard, the end portion 1025 may be replaced with a like
end portion 1025
or an end portion 1025 with a different configuration, e.g., an end portion
that holds the
anchors in a different pattern. Further, the end portion 1025, together with
the anchors and
closure elements, may form a cartridge that is used once and discarded, with a
new cartridge
attached for additional procedures. Moreover, it should be understood that the
end portion
1025 may be integrally formed as a single monolithic piece with the remainder
of the shaft
1020.
Although the surgical closure device 1005 uses a driving mechanism analogous
to the
driving mechanism of device 5, including a hammer sleeve and anvil pins
(obstructed from
view by the shaft 1020 in Figure 15), the device 1005 includes a different
trigger and safety
mechanism.
Referring to Figure 15, the device 1005 includes a trigger 1030 extending
below the
housing 1010 in the same general direction as the pistol grip 1015 such that
when the
operator, e.g., a surgeon, grasps the pistol grip 1015, the trigger 1030 is
actuatable with the
operators fingers, e.g., the index and/or middle fingers, by proximally
pulling a gripping
portion 1031, which is exposed from the housing 1010, to pivot the trigger
1030 as set forth
in greater detail below.
Referring to Figures 15 and 17 to 19, the trigger 1030 is pivotable with
respect to the
handle 1010 about a pivot axis p which corresponds to the longitudinal axis
defined by a
pivot pin 1040 on which the trigger 1030 is mounted. In particular, the pivot
pin 1040
extends within corresponding bore 1032 of the trigger 1030, which is
illustrated, e.g., in
Figure 18C. The axial ends of the pivot pin 1040 are mounted in corresponding
recesses in
the handle 1010.
The trigger 1030 includes a pair of planar faces 1033 that face away from each
other
in opposite directions along the pivot axis p. The planar faces 1033 extend
along in the
43

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
regions of the trigger around the bore 1032 and extending proximally along a
proximal arm
1033.
The proximal arm 1033 extends proximally with respect to the pivot axis p and
has a
curved upper surface 1034. Extending from each lateral side of the proximal
arm are lateral
projections 1036, which project outwardly away from respective planar faces
1031 and
generally extend parallel to the pivot axis p. The lateral projections 1036
each have a curved
upper surface 1037.
A latch member 1045 includes a distally disposed transverse portion 1050 that
extends generally along the pivot axis p and transverse with respect to the
longitudinal axis x'
of the shaft 1020 when the device is assembled. A pair of parallel arms 1055
extends
proximally from the transverse portion 1050. Each of the parallel arms 1055
includes a bore
1056 configured to receive the pivot pin 1040 and a pair of opposed faces 1057
configured to
receive the trigger 1030 therebetween such that each of the outwardly directed
faces 1033 of
the trigger 1030 faces a respective one of the inwardly directed faces 1057 of
the arms 1055
when the device 1005 is in the assembled state. When the trigger 1030 is
received between
the arms 1055 of the latch element 1045 in the assembled state of the device
1005, the bores
1056 are concentric with the bore 1032 of the trigger 1030, with the pivot pin
1040 extending
through each of the two bores 1056 of the arms 1055 and the bore 1032 of the
trigger 1030,
thereby provided a mechanism about which the trigger 1030 and the latch
element 1045 are
pivotable about their common pivot axis p. Thus, the latch member 1045 engages
the trigger
1030 at the pivot pin 1040 in a manner analogous to a clevis. Although the
trigger 1030 and
the latch element 1045 pivot about a single common axis p, it should be
understood that the
trigger 1030 and the latch element 1045 may pivot about separate axes.
The portions of arms 1055 extending proximally from the pivot axis p include
lower
surfaces 1058 configured to engage with the upper surface 1035 of the proximal
arm 1034 of
the trigger 1030. Thus, when the trigger is pulled proximally, the trigger
pivots about the
pivot axis p in a first rotational direction CW that is clockwise when viewed
from the side
shown in Figure 17B.
The transverse portion 1050 of the latch member 1045 also includes a latching
projection 1052 that projects upwardly beyond the adjacent structure of the
latch member
1045.
Referring to Figure 19A, a driver in the form of a hammer sleeve 1500 is in
its
preloaded proximal position and being urged or biased distally by a driving
spring 1550
(shown in Figure 17A) in the same manner as the hammer sleeve 500 of the
device 5. The
44

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
driving spring 1550 is mounted concentrically with respect to the hammer
sleeve 1500 and
the shaft 1020 and exerts the distally directed force on the hammer sleeve
1500 via a force
transfer flange 1560 extending circumferentially around the hammer sleeve
1500. Although
the driving springs 550 and 1550 described in connection with devices 5 and
1005 are
configured as compression springs, it should be understood that tension
springs or other drive
mechanisms may be provided.
The hammer sleeve 1500 includes a latching channel 1510 that is configured to
receive the latching projection 1052 to thereby restrain the hammer sleeve
1500 by forming a
positive stop between the latching projection 1052 and the latching channel
1510. In order to
release the hammer sleeve to drive the anchors 1200 in the same manner
described above
with regard to the device 5, the trigger is pulled distally to pivot the
trigger in the first
rotational direction CW about the pivot axis p. This pivoted orientation is
illustrated in
Figure 19B.
As illustrated in Figure 19B, the rotation of the trigger 1030 causes the
lateral
projections 1036 to contact and push against the lower surface 1058 of the
arms 1055,
thereby rotating the latch member 1045 into its triggered position, i.e., the
position shown in
Figure 19B. In the triggered orientation of the latch member 1045, the
rotation of the latch
member 1045 has caused the distally located latching projection 1052 to
disengage the
latching channel 1510 of the hammer sleeve, thereby allowing the hammer sleeve
to be
driven along the longitudinal axis x' of the shaft 1020 in the distal
direction D to drive the
anchors 1020.
As illustrated in Figure 1, there are two safety mechanisms that prevent the
release of
the hammer sleeve 1500 by the latch member 1045. Both of these safety
mechanisms must
be simultaneously disengaged, or changed from a locked state to an unlocked
state, in order
for device to drive the anchors 1200.
The first safety mechanism includes a pressure sensing mechanism including
spring-
loaded contact elements 1100, illustrated, e.g., in the inset portion of
Figure 15. The contact
elements 1100 are configured as rectangular blocks that slide along the
longitudinal axis x' of
the shaft 1020 between an extended position as illustrated in the inset
portion of Figure 15,
wherein the contact elements 1100 extend distance beyond the distal end
surface of the shaft
1020, and a proximal position in which the contact elements 1100 are pushed
proximally with
respect to the shaft 1020, e.g., until the contact elements 1100 are flush
with the distal ends of
the shaft 1020. The safety release mechanism may include a plurality of spring-
loaded
members, each spring-loaded member independently movable between an engagement

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
position and a disengagement position, the safety release mechanism adapted to
prevent the
driver from driving the anchors unless all of the spring-loaded members are in
the
engagement position.
Each contact element 1100 is axially slidable within a respective
correspondingly
dimensioned slot 1080, illustrated, e.g., in Figure 16. Although the
illustrated example
includes four rectangular contact elements that are evenly spaced at
approximately 90-degree
increments about the longitudinal axis x' of the shaft 1020, it should be
understood than any
appropriate number (including one) of contact elements 1100 having any
suitable geometry
and disposed at any suitable location(s) may be provided.
Each contact element 1100 is supported on a respective pressure transfer shaft
1120
that extends and is axially slidable within a respective bore 1085 that
extends parallel to the
longitudinal axis x' of the shaft 1020. Each pressure transfer shaft 1120 is
proximally
coupled to a key member 1140, which as illustrated in Figure 17A, extends into
and engages
a key plate 1160. One or more springs exerts a spring force on the key members
1140 to urge
or bias the contact elements 1100 toward their distally extended positions.
When the distal end of the shaft 1020 is pressed against a tissue through
which the
anchors 1200 are desired to be driven, the tissue exerts a proximally directed
pressure on the
contact elements 1100, which are initially in their distally extended
positions due to the
spring loading. The contact elements are pushed proximally with respect to the
shaft 1020
when the pressure exerted by the tissue exceeds the bias or urging force of
the spring(s). This
proximal movement within each slot 1080 is mechanically transferred via the
respective
pressure transfer shaft 1120 to the key element 1140, thereby moving the key
member
proximally beyond the key plate 1160. In this regard, the there is a
substantially 1:1
relationship between the axial movement of each contact element 1100 and the
respective key
member 1140. It should be understood, however, that the device may be
configured to
provide a relationship between axial movement of the key member 1140 and the
axial
movement of the respective contact element 1100 that is other than 1:1.
Further, although the
example device 1005 utilizes sliding shafts 1120 to mechanically couple and
transfer force
from the contact elements 1100 to the respective key members 1140, the contact
elements
may be mechanically coupled to the key members 1140 by other mechanisms, e.g.,
hydraulic
and/or pneumatic systems.
The key plate 1160 is slidable within the handle 1010 along an axis transverse
to the
longitudinal axis x' of the shaft 1020 and the pivot axis p defined by the
pivot pin 1040. In
this regard, the key plate 1160 is slidable between a first position,
illustrated in Figures 17A,
46

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
18A, and 19A, and a second position, illustrated in Figures 18B and 19A. The
movement of
the key plate 1160 between the first and second positions is along a path that
is substantially
within a plane perpendicular to the pivot axis p. Referring the Figure 19B,
the key plate 1160
moves from the first position to the second position by moving in the
direction U. Although
the path the key plate 1160 travels between the first and second positions is
linear, it should
be appreciated that the path may be non-linear, e.g., curved. Further, a plane
that includes the
pivot axis p and intersects a bottom surface 1161 of the key plate 1160
rotates in the first
rotational direction CW when the key plate 1160 moves from the first position
to the second
position. Likewise, the plane rotates in a second rotational direction
opposite the first
direction CW when the key plate moves from the second position to the first
position.
The key plate 1160 is slidably supported by a proximal support block 1090 that
is
fixedly mounted in the handle 1010 of the device 1005. In the illustrated
example, the key
plate 1140 is supported by a pair of parallel guide ribs 1092 of the support
block 1090 so that
the key plate 1160 is slidable between the first and second positions. The
support block 1090
also supports each of the key members 1140 so that each of the key members
1140 are
slidable along the longitudinal axes f, g, h, i of the respective shaft 1140
to which the key
member 1140 is attached. Thus, the key members 1140 are permitted to slide
axially along
axes f, g, h, i, but are constrained from moving with respect to the handle
1010, shaft 1020,
and other fixed components of the housing of the device 1005.
The geometry of the key plate 1160 is selected such that the key plate 1160 is
prevented from moving to the second position if any one of the key members
1140 is still
engaged with the plate, which would indicate that one of the contact elements
1100 at the
distal end of the shaft 1020 is not fully proximally depressed.
The geometry of the key plate 1160 is such that each of the pressure transfer
shafts are
allowed to pass through the key plate 1160 when the key plate is either of the
first and second
positions. However, the geometry of the key plate 1160 does not allow any of
the key
members 1140 to extend axially into any recess defined by the key plate 1160
when the key
plate 1160 is in the second position. In the illustrated example, this is
achieved due to the
fact that each key member 1140 has a diameter, when viewed along a line
parallel to the
direction of movement of the plate 1160, that is greater than a diameter of
the respective
pressure transfer shaft 1120 to which it is coupled.
Referring to Figures 18A to 18E, the key plate 1160 has a complex cutout
geometry
including enlarged regions 1165 configured to axially receive respective key
members 1140.
Referring to Figure 18A, when the key plate 1160 is in the first position, the
clearance
47

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
between the structure of the key plate 1160 and the respective enlarged
regions 1165 where
the longitudinal axes f, g, h, and i of the four respective pressure transfer
shafts 1120 pass
through the key plate 1160 is sufficient to axially receive the key member
1140. Referring to
Figure 18B, when the key plate 1160 is in the second position, the clearance
between the
structure of the key plate 1160 and the respective regions 1170 where the
longitudinal axes of
the pressure transfer shafts 1120 pass through the key plate 1160 is
insufficient to axially
receive the key member 1140, but great enough to allow the pressure transfer
shafts 1120 to
pass through.
As illustrated in Figure 18C the geometry of each key member 1140 is received
in a
closely fitting corresponding recess of the key plate 1160 such that the key
plate 1160 is not
able to move in the direction U from the first position (illustrated, e.g., in
Figures 18C and
18D) to the second position (illustrated in Figure 18E). Referring to Figure
18D, all four of
the key members 1140 have been proximally depressed via the proximal
depression of the
corresponding contact elements 1100 at the distal end of the shaft 1020,
thereby resulting in
the key plate being in a disengaged state with respect to the key members
1140. As
illustrated in Figure 18D, the key members 1140 are have proximally cleared
the structure of
the key plate 1160 while the key plate 1160 is in the first position. At this
stage, the regions
1170 of the key plate 1140 are able to receive the shafts 1120, which have
reduced diameters
with respect to the respective key members 1140 to which the shafts 1120 are
attached. Thus,
the key plate 1140 is in an unlocked state since it is able to be moved in the
direction U from
the first position illustrated in Figure 18D to the second position
illustrated in Figure 18E. As
previously indicated, this movement is achieved by contact and application of
force between
the upper surface 1035 of the proximal extension 1034 of the trigger 1030
Since the key members 1140 are radially constrained in the handle 1010, the
key plate
1160 is prevented from moving to the second position when any one or more of
the key
members 1160 are extended into the cutout geometry of the key plate 1160.
Thus, the first
safety mechanism is in a locked state when any one of the contact elements
1100 is not fully
depressed, leading to engagement between at least one of the key members 1140
and the key
plate 1160.
Referring again to Figure 19A, since the key plate is not allowed to move from
the
illustrated first position in the locked state, contact between the upper
surface 1035 of the
proximal arm 1034 of the trigger 1030 and the lower surface 1161 as the
trigger 1030 would
form a positive stop to prevent the trigger 1030 from adequately rotating to
disengage the
latch member 1045 from the hammer sleeve 1500. Thus, all four contact elements
1100 must
48

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
be depressed in order for the device 1005 to drive the anchors 1200. This
safety mechanism
is advantageous because it requires that the distal end of the shaft 1020 be
properly seated
against the tissue before driving the anchors 1200, thereby reducing the
possibility of
inadvertent or improper driving of the anchors 1200.
As illustrated in Figure 17A, the key plate 1160 is urged toward the first
position by a
spring 1162. Since the operator may need to reposition the distal end of the
shaft 1020 before
driving the anchors 1200, the spring urging or biasing of the contact elements
1100 toward
the first position ensures that the contact elements 1100 will spring back to
their extending
positions. For example, the operator may press the distal end of the shaft
1020 against a first
portion of tissue such that all four of the contact elements 1100 are
sufficiently depressed,
thereby causing all four of the key members 1140 to move proximally from the
key plate
1160. At this stage, the first safety mechanism is in a disengaged state, in
order to allow
firing if the operator pulls the trigger 1030. Thus, the key plate 1160 is
slidable between the
first and second positions. If there were no urging of the key plate 1160
toward the first
position, the key plate 1160 could inadvertently slide to a position (e.g.,
the second position
or a position between the first and second positions) that would prevent the
key members
1140 from re-engaging the key plate 1160. Thus, even if the operator pulls the
distal end of
the shaft 1020 away from the first portion of tissue, e.g., to reposition the
device 1005, first
safety mechanism would remain in the disengaged state and the contact elements
1100 would
not be returned to their distally extended positions via the bias spring
force. Thus, the first
safety mechanism would not be effective at this stage. Since the spring 1162
acts to urge the
key plate 1160 toward its first position, it serves to ensure that the distal
end of the shaft 1020
may be repositioned multiple times without rendering the first safety
mechanism ineffective.
The housing 1010 includes a window 1013 that provides a visual indication to
the
operator regarding the state of the contact elements 1100. For example, there
may be four
discrete indicators that corresponding to respective contact elements 1100.
Thus, the operator
would be able to see that less than all of the four contact elements 1100 are
depressed and
would therefore know to continue maneuvering the device until all four contact
elements
1100 are depressed. Further, the indicators may allow the operator to know
which specific
contact element 100 is not depressed, so that that the operator may maneuver
the device 1005
accordingly.
Although the pressure sensing of device 1005 is purely mechanical, it should
be
understood that other pressure sensing arrangements may be provided. For
example,
electronic pressure sensors may be provided.
49

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
The second safety mechanism includes the safety switch 1060. As illustrated in

Figures 19A and 19C, the safety switch 1060 is in a first position in which a
first surface
1062 of the safety switch 1060 forms a positive stop against the bottom
surface of the latch
member 1045 to prevent the latch member 1045 from rotating about the pivot
axis p into the
disengaged position illustrated, e.g., in Figure 19B.
The safety switch 1060 is slidably mounted within a corresponding bore of the
handle
1010. The safety switch 1060 is slidable about its longitudinal axis s between
the first
position with respect to the latch member 1045 and the second position with
respect to the
latch member 1045, illustrated in Figures 19B and 19D. In this regard, a first
axial end 1066
is exposed from a first side of the housing 1010 and an opposite axial end
1068 is exposed
from a second side of the housing 1010. The operator may move the safety
switch from the
first position to the second position by pressing the first axial end 1066
along the axis s.
Likewise, the operator may move the safety switch from the second position to
the first
position by pressing the second axial end 1068 along the axis s.
In the second position, the first surface 1062 has moved along the axis s to a
position
that does not impede the rotation of the latch member 1045. Thus, the latch
member 1045 is
freed to rotate to the second position to thereby release the hammer sleeve
1500 and drive the
anchors 1200. Accordingly, the second safety mechanism is engaged when the
safety switch
is in the first position and disengaged when the safety switch is in the
second position.
A second surface 1064 forms a positive stop to prevent the latch member 1045
from
rotating in the direction CW beyond the second position.
As indicated above, both safety mechanisms must be disengaged in order to
drive the
anchors 1200 from the device 1005. The first safety mechanism ensures that the
distal end of
the shaft 1020 is properly seated against the tissue and the second safety
mechanism prevents
unintended firing due to inadvertent pulling of the trigger 1030. In this
regard, the operator
may wish to keep the second safety mechanism engaged until satisfied with the
placement of
the distal end of the shaft 1020.
Although the first and second safety mechanisms in the illustrated examples
are
entirely mechanical, it should be understood that other mechanisms may be
provided. For
example, electronic elements may be incorporated into the system and/or
specific force or
pressure values at the locations of the contact elements may be interpreted by
a processor and
a decision made, e.g., according to an algorithm, whether or not to allow
driving of the
anchors 1200.

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
Referring to Figure 17A the handle 1010 is formed as two corresponding
injection
molded halves, one of which is illustrated in Figure 17A. Each half of the
handle 1010
includes various structures configured to receive and support other components
within the
handle 1010. For example, a plurality of support ribs 1012 mate with a
corresponding pair of
respective support slots 1012 in the shaft 1020 to secure the shaft 1020 to
the handle 1010
when the device is assembled. In the assembled state, the first and second
halves are
connected by anchors 1011, which are screws in the illustrated example.
Although an
injection molded handle with two joined halves is provided, it should be
appreciated that the
handle 1010 may be formed in any appropriate manner.
According to exemplary embodiments of the present invention, the closure
element
includes tissue compression bands 3300, attached on either end to anchors
3200. Referring to
Figure 21A, tissue compression band 330 is illustrated in a relaxed (i.e., no
force, or minimal
force) state. Anchors 3200 are attached to either end of tissue compression
band 3300. Thus,
in this exemplary embodiment, each anchor 3200 is connected, via a tissue
compression band
3300, to on other anchor 3200, in contrast to other embodiments of the
invention in which an
anchor may be connected to two or more other anchors. This example embodiment,
and
advantages thereof, are described in further detail below.
Anchors 3200 include wings 3207 and coupling element 3210. Referring to
Figures
21A-21E, wings 3207 have a relaxed, uncompressed position, and form a shoulder
with
anchor 3200 where the wing 3207 extends proximally and radially outwardly from
the distal
end of anchor 3200, or distal thereto. As further illustrated in Figures 21A-
21E, wings 3207
include a radially exterior surface and a radially interior surface. The
radially exterior
surface, as described above in connection with Figure 4, may include
longitudinally
extending corrugations, which may provide a plurality of extending projections
at a free end
of the wing. The radially interior surface may be concave.
Referring to Figure 21B, a cross-sectional view of the tissue compression band

assembly 3000, each end of tissue compression band 3300 is terminates in a
cavity 3211 of
an anchor 3200. Wings 3207 of anchor 3200 project away from the distal tip of
the anchor
3200, beyond the cavity 3211 and radially outward from the axis of the anchor
3200. In this
manner, wings 3207 create separation between the anchor 3200 and the tissue
compression
band 3300.
Referring to Figures 21C-21D, coupling element 3210 is used to secure each end
of
the tissue compression band 3300 in the cavity 3211 of the anchor 3200. The
ends 3310 of
tissue compression bands 3300 may include projections 3311, such that the ends
3310 have a
51

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
larger radius than the main portion of tissue compression band 3300, and a
larger radius than
the inner portion of coupling element 3210. When situated in the cavity 3211
of anchor
3200, projections 3311 and coupling element 3210 operate to maintain a
mechanical coupling
between tissue compression band 3300 and anchor 3200.
Referring to Figure 21E, the tissue compression band assembly 3000 is shown,
including anchors 3200 and tissue compression band 3300. Each anchor 3200 is
shown as
including two wings 3207, although any number of wings may be provided. As
illustrated in
Figure 21E, tissue compression band 3300 is coupled to each of two anchors
3200. Anchors
3200 are situated at an angle to the axis of tissue compression band 3300,
such that tissue
compression band 3300 is bent near each end, inside the coupling to the
anchors 3200.
Tissue compression band 3300 may pass through a space between two wings 3207.
It is in
this position, with anchors 3200 situated as an angle with the axis of tissue
compression band
3300, that the tissue compression band assembly 3000 will be situated in
surgical closure
device 5 before being implanted.
Referring to Figure 22, a front view of end portion 3025 of device 5 is
illustrated,
including four tissue compression band assemblies 3000. Each tissue
compression band
assembly 3000 is depicted as shown in Figure 21E, with each anchor 3200
situated at an
angle with the axis of tissue compression band 3300, and located in a slot
3026. Tissue
compression bands 3300 form a crossing pattern over the central area of the
end portion
3025, which will be targeted at the opening 3905 in the tissue 3900, as
described below.
Figure 23 is a perspective view of the end portion 3025 of device 5. Tissue
compression band assemblies 3000 are shown loaded onto pusher pins 3600,
which, in the
current illustration, are depicted extending beyond the end of end portion
3025.
Distal end of device 5 may further include windows and narrowing elements.
Prior to
the ejection of the anchors 32300 from the distal end of device 5, wings 3207
of anchor 3200
may be permitted to expand to a relaxed, first position, such that the wings
are not
compressed. During ejection from the device 5, the anchors 3200 may encounter
narrowing
elements, such that the narrowing elements may compress the wings to a second,
compressed
position. Once the anchors have been ejected from the device 5, the wings are
permitted to
expand back to their relaxed, uncompressed position.
Referring to Figures 24 and 25, pusher plate 3500 includes pusher pins 3600
having
fingers 3610 for acting on the tissue compression band assemblies 3000.
Fingers 3610 meet
with anchors 3200 at coupling element 3210. Fingers 3610 may also meet with
anchors 3200
at the shoulder, where wing 3207 extends proximally and radially outwardly
from the distal
52

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
end of anchor 3200, or distal thereto. Fingers 3610 contact anchor 3200 closer
to the distal
tip, such that wings 3207 extend beyond the point of contact between fingers
3610 and
anchor 3200. The delivery mechanism or driver may drive the anchors by
exerting a driving
force on the shoulder to drive the anchor into tissue.
Use of the tissue compression band assembly 3000 to close an opening 3905 in
tissue
3900 will now be described. In reference to Figures 26A-26D, tissue 3900 is
shown with
opening 3905. Tissue compression band assembly 3000, having tissue compression
band
3300 and anchors 3200, is shown, for convenience, without surgical device 5.
Tissue
compression band 3300 connects two anchors 3200, and wings 3207 extend beyond
the
coupling point of the tissue compression band 3300 and anchors 3200. In Figure
26A, tissue
compression band assembly 300 is illustrated in its relaxed (i.e., no force,
or minimal force)
state, and is situated at a distance from tissue 3900. In Figure 26B, the
distal tips of anchors
3200 have been pushed through the surface of tissue 3900, on either side of
opening 3905.
Anchors 3200 have only penetrated tissue 3900 as far as the distal tips, and
have not yet
penetrated beyond the coupling elements 3210, such that wings 3207 remain
outside the
surface of tissue 3900.
In Figure 26C, anchors 3200 have now penetrated tissue 3900 at a depth equal
to the
height of the anchors 3200. Wings 3207 are now just inside tissue 3900, on
either side of
opening 3905. While tissue compression band 3300 remains largely above the
surface of
tissue 3900, either end of tissue compression band 3300 has penetrated the
surface of tissue
3900 with the anchors 3200, so that tissue compression band 3300 tenses
against tissue 3900,
entering a tensed (i.e., forced) state. Fingers 3610 of pusher pins 3600
remain in contact with
anchors 3200. As anchors 3200 are pushed into tissue 3900, tissue compression
band 3300
forces the sides of opening 3905 to move closer together, shrinking the size
of opening 3905.
In Figure 26D, anchors 3200 have now been pushed to a predetermined distance
below the surface of tissue 3900, pulling tissue compression band 3300 against
the surface of
tissue 3900, pressing the sides of opening 3905 closer together until the
opening closes.
Fingers 3610 of pusher pins 3600 are retracted, leaving tissue compression
band assembly
3000 in tissue 3900. As tissue compression band 3300 tenses against tissue
3900, tissue
compression band acts on anchors 3200, pulling them in against the direction
of insertion.
Wings 3207 resist this proximal movement, as described above, holding anchors
3200 in
place, which in turn maintains tissue compression band 3300 in its tensed
(i.e., forced) state,
which in turn holds closed opening 3905. This closure of the tissue is
maintained in
hemostasis.
53

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
In accordance with the measures described herein several advantages may be
achieved. For example, because tissue compression band assembly 3000 may be
loaded into
surgical device 5 in its relaxed state, the device is more easily stored and
transported, with
fewer concerns that the assembly may wear out, cease to function, or cause
injury. The
assembly only enters its tensed state once anchors 3200 penetrate tissue 3900.
Further, tissue compression band assembly 3000 may have a lower mass than
similar
closure implants. Anchors 3200 require less material, as the anchor bodies are
significantly
shorter than other configurations. Tissue compression bands 3300 couple to the
anchors 3200
just inside the distal tip, instead of at the end of a longer proximal body,
so that a longer body
is not necessary. Because tissue compression band 3300 includes small
projections 3310 to
mechanically couple with anchors 3200, less material is required to make
tissue compression
bands than similar closure devices that wrap entirely around the proximal end
of an anchor.
The low mass of the assembly allows for greater compliance with any movement
of tissue
3900, so that the hemostasis achieved in the initial application is more
likely to withstand
such movement. This can be crucial in certain organs, such as the heart, where
movement is
expected, and cannot be prevented. Compliance with movement may also be
achieved due to
the reduced mass and, consequently, reduced momentum.
The position of the connection between tissue compression band 3300 and
anchors
3200, below the surface of tissue 3900, creates a more rounded diagram of
forces acting on
tissue 3900 and opening 3905. The forces from the anchors acting on the
assembly are
located below the surface of the tissue, creating, in part, a downward pull on
the compression
bands. This distribution of force can prevent a strangling of the tissue that
may arise from
closure devices that only apply forces in parallel along the surface of the
tissue. The more
rounded force distribution may help maintain, and may enhance, hemostasis in
the tissue.
In general, this configuration can provide greater compliance with any
movement of
tissue 3900. Compliance with tissue 3900 is maintained through an equilibrium
of forces
acting in the x-direction (i.e., in the proximal direction against wings 3207
embedded in the
tissue) and forces acting in the y-direction (i.e., across opening 3905, along
the length of
tissue compression band 3300). Maintaining this equilibrium between these
forces helps to
maintain hemostasis in the tissue. Accordingly, the position of the anchors,
in either the x-
direction (i.e., depth in the tissue) or in the y-direction (i.e., distance
between anchors) is
important for providing this equilibrium. The forces acting in the y-direction
may be greater
than or equal to twice the forces acting in the x direction. As an example,
tissue compression
54

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
band 3300 may be 13mm long in the relaxed state, and may be extended to 26mm
long in the
tensed state.
Fingers 3610 may push anchors 3200 to a predetermined depth for optimal
purchase
and tension, to optimize the equilibrium and create hemostasis in the tissue.
Additional configurations for the distribution of tissue compression band
assemblies
are shown in Figures 27A-27E. Figure 27A presents a squared, or boxed
arrangement.
Figures 27B-27D present a circular arrangement of anchors, with a squared, or
boxed,
configuration of bands, at varying distances. Figure 27E presents a circular
arrangement of
anchors proving for five tissue compression bands. Figure 27F presents a
squared, or boxed,
arrangement providing for five tissue compression bands. It should be
understood that any
number of tissue compression bands may be used. Moreover, the equilibrium of
forces is
reached through the proper distances between anchors, and proper depths of
insertion into
tissue.
Additional configurations for the distribution of tissue compression band
assemblies
are presented in Figures 28A-28C. Two rows of opposing anchors may be
provided, with
four tissue compression bands reaching across the rows to diagonally connect
anchors. It
should be understood that any orientation of tissue compression band
assemblies may be
used.
Larger openings in tissue may require more substantial closure elements.
Accordingly, certain arrangements are directed to a large bore closure.
An exemplary embodiment of large bore closure plate assembly 4000 is
illustrated in
Figures 29A and 29B. The closure plate assembly includes anchors 200 coupled
to closure
plate 4300. Closure plate 4300 may be a circular disk, having a central
opening. Anchors
200 are coupled, using coupling elements 4310, to closure plate 4300 around
the
circumference of the plate, all anchors 200 extending in the same direction,
in parallel with
the axis of the closure plate. In this configuration, closure plate 4300 is a
rigid plate, having a
set form used to strictly hold tissue in place. The large bore closure plate
4300, as illustrated
in Figure 29C, may be constructed as a disk having openings 4320 in its
circumference, so
that the closure plate 4300 resembles two concentric annular disks connected
via coupling
elements 4310. This arrangement has the benefits of using fewer materials, and
having a
lower mass.
Alternatively, anchors 200 can be coupled to closure plate 4300 using hinged
coupling elements 4330 (as illustrated in Figures 29D and 29E), so that
anchors 200 are

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
permitted to rotate about the axis created by the circumference of closure
plate 4300 meeting
the proximal end of anchors 200.
Other arrangements of the large bore closure plate assembly may provide for
additional movement in the closure plate. For example, as illustrated in
Figures 30A and
30B, large bore closure plate assembly 5000 includes a sliding closure plate
5300 made up of
two sliding braces 5350 and 5360. Sliding braces 5350, 5360 form a semicircle,
having a
sliding rack 5351, 5361, respectively, situated in one of the two open ends of
the semicircle.
Sliding rack 5351 is inserted into a complimentary cavity in sliding brace
5360, and sliding
rack 5361 is inserted into a complimentary cavity in sliding brace 5350, so
that the two
sliding braces meet to form a circular sliding closure plate 5300.
Sliding closure plate 5300 further includes anchors 200, which may be used, as

described above, to support closure elements 5301, 5302, 5303, 5304, which may
be bands,
monolithic V-shaped elements, or other similar elements as described herein.
Closure
elements 5301-5304 are, for example, used to keep sliding closure element 5300
closed (i.e.,
to hold together sliding braces 5350, 5360). Although the closure plate has
some freedom of
movement in the direction of sliding racks 5351, 5361, large bore closure
plate assembly
5000 is held tightly, applying force to anchors 200, to bind together the
tissue and close the
large bore opening.
Another exemplary embodiment of a large bore closure plate assembly having
some
freedom for movement of the closure plate is illustrated in Figures 31A-31C.
Large bore
closure plate assembly 6000 includes a sliding closure plate 6300 made up of
two sliding
braces 6350 and 6360. Sliding braces 6350, 6360 have sliding racks 6351, 6361,

respectively, situated in one of the two open ends of the brace, and sliding
cradles 6352,
6362, respectively, situated in the other open end of the brace. Sliding rack
6351 is inserted
into sliding cradle 6362 in sliding brace 6360, and sliding rack 6361 is
inserted into sliding
cradle 6352 in sliding brace 6350, so that the two sliding braces are brought
together into
sliding closure plate 6300.
Sliding closure plate 6300 further includes anchors 200, which may be used, as
described above, to support closure elements, which may be bands, monolithic V-
shaped
elements, or other similar elements as described herein. Although the closure
plate has some
freedom of movement in the direction of sliding racks 6351, 6361, large bore
closure plate
assembly 6000 is held by applying force to anchors 200, to bind together the
tissue and close
the large bore opening.
56

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
Another exemplary embodiment of a large bore closure plate assembly having
some
freedom for movement of the closure plate is illustrated in Figures 32A-32B.
Large bore
closure plate assembly 7000 includes a rectangular sliding closure plate 7300
made up of two
sliding braces 7350 and 7360. Sliding braces 7350, 7360 have sliding tubes
7351, 7361,
respectively, situated in one end of the brace, and cylindrical cavities 7352,
7362,
respectively, situated in the other open end of the brace. Sliding tube 7351
is inserted into
cylindrical cavity 7362 in sliding brace 7360, and sliding tube 7361 is
inserted into
cylindrical cavity 7352 in sliding brace 7350, so that the two sliding braces
are brought
together into sliding closure plate 7300.
Sliding closure plate 7300 further includes anchors 200, which may be used, as
described above, to support closure elements (not shown), which may be bands,
monolithic
V-shaped elements, or other similar elements as described herein. Though the
closure plate
has some freedom of movement in the direction of sliding tubes 7351, 7361,
large bore
closure plate assembly 7000 is held by applying force to anchors 200, to bind
together the
tissue and close the large bore opening.
Tissue closure may also be achieved percutaneously, using a percutaneous
tissue
closing device. Such a device can apply forces to open tissue to draw closed
an opening in
tissue from the inside of that tissue, in contrast to the various embodiments
presented herein
that apply forces to a tissue's outer surfaces.
In exemplary embodiments, a percutaneous tissue closure device 8005 is
provided, for
inserting closing elements beneath the surface of the tissue, and drawing the
tissue's opening
to a close from within the tissue. As illustrated in Figure 33, a percutaneous
tissue closure
device 8005 includes a working tube 8100 having a distal end, about which, in
its pre-
application state, pusher pins and closure elements are wrapped. Closure
elements 8300 are
shown in Figure 33 wrapped around the distal end of working tube 8100, and
attached to
anchors 3200 (described above). Pusher pins 8600, in the pre-application
state, are wrapped
around working tube 8100. Each pusher pin 8600 may include pusher collar 8610.
In its pre-
application state, closure elements 8300 are wrapped around working tube 8100,
in line with
each pusher pin 8600, so that pusher collar 8610 fits around closure element
8300, just below
the coupling element 3210 of anchor 3200. In alternative example embodiments,
pusher pins
8600 do not include pusher collars 8610.
Outer sheath 8800, illustrated in Figure 34A, may be introduced over the
exterior of
working tube 8100 and wrapped closure elements 8300 and pusher pins 8600.
Outer sheath
8800 may be removable by sliding it in the proximal direction, exposing the
working tube
57

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
8100 and wrapped closure elements 8300 and pusher pins 8600, as shown in
Figures 34B and
34C. Also illustrated in Figures 34A-34C is dilator 8700, used to dilate or
expand the
opening in the tissue, for application of the closure elements 8300.
Although exposed closure elements 8300 and anchors 3200 are illustrated at an
angle
that is neither parallel nor perpendicular to the axis of working tube 8100
and outer sheath
8800, it may be provided to dispose closure elements 8300 and anchors 3200 at
a range of
angles not parallel to the axis of working tube 8100 and outer sheath 8800,
including a
perpendicular angle.
Referring to Figures 35A-35H, use of the percutaneous tissue closure device
8005
will now be described. Figure 35A illustrates tissue 8900, having been
penetrated by guide
wire 8710. Guide wire 8710 is attached to the device 8005 via dilator 8700. In
this figure,
outer sheath 8800 covers working tube 8100 and wrapped closure elements 8300
and pusher
pins 8600.
Figure 35B shows device 8005 once dilator 8700 has been pushed through tissue
8900, so that distal end of working tube 8100 (not shown) beneath outer sheath
8800 is
beneath the surface of tissue 8900. In Figure 35C, outer sheath 8800 has been
moved in a
proximal direction, exposing the wrapped closure elements 8300 and pusher pins
8600. For
simplicity, only two closure elements 8300 are illustrated, although any
number of closure
elements 8300 may be used. Figure 35D provides a closer view of closure
elements 8300 and
anchors 3200, still in their wrapped (i.e., pre-application) state, with outer
sheath 8800
removed to expose the closure elements to the tissue.
Figure 35E illustrates the extension of the closure elements. Extension of the
operator
elements may be manual, and an operator may apply an extending force by
turning a knob
located at the proximal end of device 8005, or may be exerted by a fluid flow,
pneumatic
pressure, hydraulic pressure, or any other external forces. As closure
elements 8300 extend,
anchors 3200 are pushed into tissue 8900 through the surface 8910 of the
dilated opening in
the tissue. Once extended, as in Figure 35F, anchors 3200 pass entirely into
tissue 8900, and
closure elements 8300 reach their full extension length. Closure elements 8300
may be
formed from any appropriate shape-memory alloys, e.g., nitinol, spring-loaded
steel or other
alloy or material with appropriate properties, such that the extended closure
elements 8300
will exert a force in the proximal direction from the perspective of anchors
3200, pulling
anchors 3200 against the direction of insertion. Wings 3207 resist this
proximal movement,
as described above, holding anchors 3200 in place, and exerting a closing
force on tissue
8900.
58

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
In Figures 35G and 35H, percutaneous tissue closing device 8005 is removed
from
tissue 8900, leaving behind closure elements 8300. The closing force exerted
by closure
elements 8300 on tissue 8900 holds closed the opening in the tissue. This
closure of the
tissue is maintained in hemostasis. Further, because the device operates
percutaneously, all
of the closure forces act in a direction parallel to the closure elements
8300, helping to
maintain a proper hemostatic equilibrium. Moreover, less material may be left
behind in the
tissue, and no material may be left on the surface of the tissue where it
might interact with
other parts of the body.
In exemplary embodiments, as illustrated in Figures 36A and 36B, percutaneous
tissue closing device 8005 includes knob 8035 for initiating mechanical action
to drive
anchors 3200 into tissue. In Figure 36A, closure elements 8300 are wrapped
about working
tube 8100. In Figure 36B, following rotation of knob 8035, sleeves 8350 are
used to drive
anchors 3200, attached to closure elements 8300, into tissue percutaneously.
In exemplary embodiments, working tube 8100 may include cam 8150. The
mechanical action initiated by turning knob 8035 may then turn cam 8150, shown
in Figure
37A and 37B. As cam 8150 is turned, sleeves 8350 extend from a wrapped
position around
cam 8150 into an extended position, as shown in Figure 37B. Sleeves 8350 are
situated
against the coupling element 3210 of anchors 3200, so that as sleeves 8350
extend, anchors
3200 are driven radially outward from cam 8150. The exemplary embodiment is
shown in
view from the proximal perspective in Figures 38A and 38B.
Figure 39 illustrates cam 8150 and one closure elements 8300, in isolation,
with
anchors 3200 and extended sleeves 8350.
Figure 40 illustrates sleeve 8350 in its extended form, including fingers 8351
used to
couple with anchor 3200.
In exemplary embodiments, at illustrated in Figures 41A and 41B, anchors 3200
may
be driven into tissue using working tube 8160, include press 8161 and troughs
8162. As
shown, press 8161 may drive, in the distal direction, closure devices 8300,
driving anchors
3200 into tissue.
The closure elements 300, 1300, 2300, 3300, 4300, 5300, 6300, 7300, 8300
disclosed
herein may be elastomeric, e.g., silicon. It should be understood, however,
that the closure
elements 300, 1300, 2300, 3300, 4300, 5300, 6300, 7300, 8300 may be formed of
any
appropriate material, e.g., a bio-absorbable material. Further, where the
anchors 200, 1200,
3200 are also formed of bio-absorbable material, the entire self-acting
closure assembly
including anchors 200, 1200, and/or 3200 as well as closure elements 300,
1300, 1400, 3300,
59

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
4300, 5300, 6300, 7300 and/or 8300 (which is typically left in the patient
after completion of
the procedure) may be absorbable into the patient's body. Although a plurality
of elastomeric
closure elements 300, 1300, 2300, 3200 are described in connection with the
exemplary
embodiments, it should be a single continuous closure element may be provided
(e.g., a
single monolithic piece that extends among the various anchors 200, 1200,
3200). Further, as
an alternative or in addition to the one or more elastomeric closure elements,
any other urging
mechanism, e.g., springs, may be provided as a closure element. Further, it
should be
understood that the pattern according to which the anchors 200, 1200, 3200 and
closure
elements 300, 1300, 2300, 3300, 4300, 5300, 6300, 7300, 8300 are oriented may
vary from
the exemplary embodiments described herein.
In an exemplary embodiment of the present invention, the anchor 4200
illustrated in
Figure 42 is described. Anchor 4200 includes a distal tip 4230, and a stem
4201 extending
proximally from the base of distal tip 4230. Stem 4201 joins the base of
distal tip 4230 at
shoulder 4240. Wings or barbs 4207, 4208 extend proximally, and, to some
degree, radially,
from the base of distal tip 4230, and join the base of distal tip 4230 at
shoulder 4240. Barbs
4207, 4208 extend proximally and radially from the distal tip 4230 to free
ends. The free
ends may flare further radially outward, as illustrated in Figure , Unlike the
wings or split
portions 207, 208 described above, wings or barbs 4207, 4208 are not formed
from cuts or
splits to the body of the anchor, so that the thickness of stem 4201 may be
unaffected by the
inclusion of barbs 4207, 4208. Wings or barbs 4207, 4208 may have a relaxed,
uncompressed position, illustrated in Figure 42. In the uncompressed position,
barbs 4207,
4208 are unbiased, having a barb opening W. Barbs 4207, 4208 may be compressed
into
closer approximation with stem 4201. Varying amounts of compression may be
applied to
the barbs, such that the greater the compression, the closer approximation of
the barbs to the
stem. Barbs 4207, 4208 may include protrusions at the free ends of the barbs,
to engage with
tissue once the anchor has been deployed. While two barbs 4207, 4208 are
illustrated, it
should be appreciated that any number of barbs may be provided. Similarly, any
number of
protrusions at the free ends of the barbs may be provided, including one sharp
protrusion.
Stem 4201 may be flexible, able to be bent or flexed with respect to barbs
4207, 4208
and distal tip 4230. Once deployed into tissue, a flexible stem provides for a
different profile
of forces acting on the anchor 4200, as compared to an anchor having a rigid
or stiff stem. A
flexible shaft, able to flex in relation to the barbs and the distal tip,
creates a living hinge
between these elements of the anchor. Forces acting on the anchor from its
proximal end
(i.e., closure elements coupled to the proximal end of the anchor) may be at
least partially

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
absorbed by the flexible stem, so that the impact of these forces on the wings
or barbs of the
anchor may be reduced. In certain tissue environments, a flexible shaft may be
more likely to
prevent a levering action by the anchor, and may thereby prevent the anchor
from partially or
even completely pulling out of the tissue. Stem 4201 may include, at its
proximal end, eyelet
4210, which may be designed to receive a suture 4400. In example embodiments,
the flexible
nature of stem 4201 permits the use of suture 4400, as opposed to an
elastomeric closure
element. In combination, by applying the closing force through a suture 4400
in the proximal
eyelet 4210 to a flexible stem 4201, the force to close the wound is lessened
in comparison to
the force that would be required to pull the anchor 4200 from the tissue. In
this manner, a
more complete closure of the wound may be achieved.
It may be beneficial to reduce the size of anchor 4200. For example, reducing
the
thickness of the tip 4230, barbs 4207, 4208, and stem 4201, a greater number
of anchors may
be deployed in a smaller space in tissue, permitting circular deployment
configurations. In
reference to Figure 43, a deployment of anchors in a configuration more
closely
approximating a circle creates a more uniform force distribution about the
wound. In
combination with the flexible stem 4201 and proximal eyelet 4210, the even
distribution of
force further prevents anchors 4200 from pulling out of tissue, and more
completely closes
the wound.
As another example, reducing the mass of the anchor 4200 aids in increasing
the
velocity of the driving of the anchor 4200 into tissue. In remote anchoring,
the tissue
receiving the anchors is not held or secured during deployment of the anchors.
As noted
above, in order to accurately penetrate soft tissue that is not being held or
secured, rapid
penetration may be required. Lowering the mass of the anchor 4200 increases
the achieved
driving velocity. In an exemplary embodiment, the velocity of the driven
anchors may be
described according to the below equation, where m is the mass of the anchor,
kspring is the
spring constant of the driving spring, Ffriction is the coefficient of
friction between the anchor
and the distal end of the driver, and /2¨ /I indicates the difference in the
length of the spring.
= (12 ¨ 11)(k spring (12 ¨ 11) ¨ 2 Ff riction)
V
61

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
In another exemplary embodiment, the velocity of the driven anchors may be
described according to the below equation, where / is the spring length and lo
¨ / is the
difference in the length of the spring.
= v
In addition to the driving velocity of the anchor 4200, the shape of the
anchor 4200, as
illustrated in Figure 42, allows for control of the driving of the anchor, so
that the anchor is
driven to the appropriate depth within the tissue. The shape of the anchor
4200 includes the
shape of the distal tip 4230, the shape of the barbs 4207, 4208, corrugations
4203 along the
radially exterior length of the barbs 4207, 4208 or protrusions 4204 at the
proximal and radial
free end of the barbs 4207, 4208, the concave radially interior surface of the
barbs 4207,
4208, the length of the anchor 4200 including the length of the stem 4201, and
the shape of
eyelet 4210. As the anchor 4200 is driven into tissue, the anchor experiences
forces exerted
by the tissue. The combination of the driving velocity and the shape of the
anchor prevents
the anchor from being driven beyond the required depth. Anchor 4200 deployed
into tissue is
illustrated in Figure 44.
As noted, proximal eyelet 4210 may be configured to receive suture 4400. In
contrast
to elastomeric closure elements, once the anchors 4200 have been driven into
tissue with
suture 4400 threaded through eyelets 4210, application of a tensioning force
may be required
to close the wound. In example embodiments of the present invention, a
tensioner 4410 may
be used to apply tension to the suture 4400. As illustrated in Figure 43,
anchors 4200 may be
deployed in a circular configuration, with suture 4400 following the circular
pattern through
each proximal eyelet 4210. A first end of suture 4400 may be tied into a knot
4420. Suture
4400 then runs through the circular pattern of eyelets, through the knot 4420,
and proximally
away from the wound closure to tensioner 4410. As an alternative to the knot
4420, other
structure may be provided in accordance with the present invention, if that
structure is fixed
to the first end of the suture 4400 or near to the first end of the suture
4400, and permits the
suture 4400 to slide through.
As illustrated in Figure 45A, tensioner 4410 may be a hollow tubular member,
having
a narrowed distal tip 4411, and a hollow axial interior core 4412. Suture 4400
runs through
tensioner 4410 via hollow core 4412, such that a surgeon or other operator may
pull or draw
62

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
proximally on suture 4400. In one exemplary embodiment, suture 4400 extends
beyond the
proximal end of tensioner 4410, so that the operator may engage directly with
the suture. In
another exemplary embodiment, tensioner 4410 may include a proximal end 4413
that may
be removed from the body of tensioner 4410. Suture 4400 may be coupled to the
proximal
end 4413 of tensioner 4410, such that when the proximal end 4413 is removed
from the
tensioner 4410, the operator may use the proximal end 4413 as a suture grip,
to pull or draw
on the suture 4400. Tensioner 4410 may include a scoring, cut, break, groove,
or the like, to
permit an operator to snap the proximal end suture grip 4413 from the
tensioner 4410. In
another exemplary embodiment, suture grip 4413 may be unattached to the
tensioner 4410.
As the suture 4400 is drawn proximally through the tensioner 4410, tensioner
4410
moves distally into approximation the knot 4420. The relative size of the knot
4420 and the
diameter of hollow axial interior core 4412 must be configured such that knot
4420 is larger
than, and will not fit into, the distal opening of the hollow axial interior
core 4412. As
illustrated in Figure 45B, drawing the suture 4400 proximally through the
tensioner 4410
tightens the suture 4400 around the circular configuration of anchors 4200 in
a cinching
action, closing the wound. In this manner, using a suture 440 and tensioner
4410, a surgeon
or operator may control the tensioning force applied to the suture 4400 and
the configuration
of anchors 4200.
Any of the delivery devices described herein, including delivery device 5,
1005, and
8005, may be configured to drive the anchors 4200. Specifically, anchors 4200
may be
driven by exertion of a driving force against the shoulder 4240 of the anchor
4200, driving
anchors 4200 in a distal direction. Delivery devices 5, 1005, 8005 may include
fingers 3610
that contact anchor 4200 at the shoulder 4240, such that wings or barbs 4207,
4208 extend
proximally beyond the point of contact between fingers 3610 and anchor 4200.
Similarly,
stem 4201 may extend proximally beyond the point of contact between fingers
3610 and
anchor 4200.
Delivery device 4005 may include the features described above with respect to
devices 5, 1005, and 8005. Delivery device 4005 includes distal end portion
4025, illustrated
in Figures 47A-48D. In one exemplary embodiment, as the delivery device 4005
may be
applied endoscopically, distal end portion 4025 may be radio-opaque, to permit
a surgeon or
operator to view the distal end through a monitoring system.
Figures 46A¨D provide a cross-sectional view of the deployment of anchors 4200

from distal end portion 4025. Figures 47A-47D illustrate the same deployment,
viewed from
the exterior of distal end portion 4025. Distal end portion 4025 may include
windows 4026.
63

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
Windows 4026 may be configured and formed similarly to notches or slots 26,
described
above. Windows 4026 differ from slots 26 in that the opening of windows 4026
does not
extend to the distal end of distal end portion 4025, but instead terminate in
narrowing
elements 4027. Before deployment, when anchors 4200 are situated within
delivery device
4005, anchors 4200 may be oriented such that barbs 4207, 4208 extend into
windows 4026.
Windows 4026 thus allow for anchors 4200 to be situated within delivery device
4005, while
allowing barbs 4207, 4208 to take the relaxed, uncompressed position. In this
manner,
delivery device 4005 may be stored or shipped with anchors 4200 situated
therein, without
concern that the structural characteristics of the barbs, such as response to
compressive force,
will be affected.
Narrowing elements 4027 are situated between windows 4026 and the ultimate
distal
end of distal end portion 4025. As illustrated in Figure 46B, when deployment
of the anchors
4200 is initiated, and fingers 3610 begin to drive the anchors 4200 through
distal end 4025,
barbs 4207, 4208 contact narrowing elements 4027. As anchors 4200 are forced
past
narrowing elements 4027, narrowing elements 4027 exert a compressive force
against the
barbs 4207, 4208, compressing the barbs into closer approximation with stem
4201. As
illustrated in Figure 46C, as the driver continues to drive the anchors 4200
from the distal end
portion 4026 and into tissue, barbs 4207, 4208 pass beyond the distal end
portion 4026,
including narrowing elements 4027. Beyond the distal end portion 4026 and the
narrowing
elements 4027, barbs 4207, 4208 expand towards the relaxed, uncompressed
position. In
practice, a surgeon or operator presses distal end portion 4026 against the
tissue at the
deployment location. Thus, upon passing beyond the distal end portion 4026,
anchors 4200
are driven into tissue. As barbs 4207, 4208 pass beyond narrowing elements
4027 and into
the tissue, the barbs have a compressed profile, as the barbs have not fully
expanded to the
relaxed, uncompressed position, such that the anchors 4200 are more easily
driven into tissue.
As the anchors 4200 continue to enter the tissue, barbs 4207, 4208 expand
towards the
uncompressed position. This expansion of the barbs from a compressed position
to an
uncompressed position contributes to the slowing of the anchor's velocity as
it drives into the
tissue, limiting the depth that the anchor is driven into tissue.
As described above, the shape of the anchors 4200, including the profile of
the barbs
4207, 4208 as the anchors enter the tissue, as well as the driving velocity of
the anchors 4200,
contribute to the precise depth to which anchors 4200 are driven. Adjustments
in the shape
of the anchors, including compressing the barbs just before entry into tissue,
allow the
surgeon or operator to define precise depths for anchor deployment.
64

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
In an example embodiment of the present invention, device 4005 is formed of a
proximal part and a distal part. The proximal and distal parts may be
separable, and may be
connected to enclose a kinetically stored force, such as a spring. The spring
may be
compressed between the proximal and distal parts, and this compression may be
held by a
latching mechanism having a trigger element. As described above in reference
to Figures 5A
to 6C, in the distal direction the spring may be in contact with driving
elements of the device
4005, such as a hammer sleeve or extending arms or fingers. Upon actuation of
the trigger
device by an operator, the latching mechanism releases the compressed spring,
which quickly
expands, transferring its kinetic energy into driving the anchors.
Although the described use of the example device 5 includes driving of the
anchors
200, 1200, 3200, 4200 prior to forming a surgical access aperture, it should
be understood
that the anchors 200, 1200, 3200, 4200 may be driven after forming the
aperture. Similarly,
it is feasible to drive the anchors 200, 1200, 3200, 4200 from the device 1005
prior to dilating
the hole. However, driving the anchors after forming the aperture or dilating
the hole may be
less advantageous because the formation of the aperture in the former
procedure and the
dilation in the latter presses tissue away from the hole and any subsequently
driven anchors
would therefore be at a location closer to the aperture when the tissue is in
a relaxed state.
Thus, the amount of tissue between the anchors 200, 1200, 3200, 4200 would be
less, likely
resulting in less compressive force being exerted to the tissue in comparison
to anchors
driven prior to forming the surgical access aperture.
Further, it should be understood that the closure devices 5, 1005, 8005 may be

provided in connection with any appropriate surgical device, e.g., a catheter
or flexible
thoracoscopic shaft. Moreover, any appropriate driving mechanism for driving
the anchors
200, 1200, 3200, 4200 may be provided.
Although the closure elements 300, 1300, 2300, 3300, 4300, 4400, 5300, 6300,
7300,
8300 are each formed as a single monolithic piece, it should be understood
that any closure
element described herein may be comprised of multiple component pieces.
Moreover, although the examples described herein are describes as firing a
plurality
of anchors 200, 1200, 3200, 4200 that are each identical to each other, it
should be
understood that a driven set of anchors may include one or more anchors that
differ from the
other anchors of the set. For example, situations with non-uniform tissue
properties and/or
dimensions may be addressed by firing, e.g., simultaneously, different types
of anchors at
different locations. In this regard, the device 5, 1005, 8005 may be adapted
to receive

CA 02952077 2016-12-09
WO 2015/191773
PCT/US2015/035191
different types of anchors in the same slot and/or have interchangeable
housing portions to
receive the various anchors.
Further, the anchors 200, 1200, 3200, 4200 may include any of the features of
the
fasteners or other analogous implants disclosed in U.S. Provisional Patent
Application Serial
No. 61/296,868, filed on January 20, 2010 and in U.S. Patent Application
Serial No.
13/010,766õ filed on January 20, 2011, and may be driven using any mechanism
disclosed
therein.
Further, any of the implantable elements described herein, e.g., anchors 200,
1200,
3200, 4200 and/or closure elements 300, 1300, 2300, 3300, 4300, 4400, 5300,
6300, 7300,
8300 may be formed wholly or partly of a material absorbable into the
patient's body, or of a
non-absorbable material, depending on, e.g., the specific application. For
example, these
elements may be formed of polyglycolic acid (PGA), or a PGA copolymer. These
elements
may also, or alternatively, be formed of copolymers of polyester and/or nylon
and/or other
polymer(s). Moreover, these elements may contain one or more shape-memory
alloys, e.g.,
nitinol, spring-loaded steel or other alloy or material with appropriate
properties.
Absorbable materials may be advantageous where there is a potential for
misfiring or
improper locating of the various implants. For example, in a situation where
the driver drives
an anchor 200, 1200, 3200, 4200 at an unintended location, or where the tissue
does not
properly receive the anchor 200, 1200, 3200, 4200, the anchor 200, 1200, 3200,
4200 even
where not needed, would be relatively harmless, as it would eventually absorb
into the
patient's body.
Although particular example surgical applications have been described above,
the
devices 5, 1005, 8005 are in no way limited to these examples.
Although the present invention has been described with reference to particular
examples and exemplary embodiments, it should be understood that the foregoing
description
is in no manner limiting. Moreover, the features described herein may be used
in any
combination.
66

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

For a clearer understanding of the status of the application/patent presented on this page, the site Disclaimer , as well as the definitions for Patent , Administrative Status , Maintenance Fee  and Payment History  should be consulted.

Administrative Status

Title Date
Forecasted Issue Date Unavailable
(86) PCT Filing Date 2015-06-10
(87) PCT Publication Date 2015-12-17
(85) National Entry 2016-12-09
Examination Requested 2020-06-08
Dead Application 2022-12-12

Abandonment History

Abandonment Date Reason Reinstatement Date
2018-06-11 FAILURE TO PAY APPLICATION MAINTENANCE FEE 2019-06-10
2021-12-10 FAILURE TO PAY APPLICATION MAINTENANCE FEE

Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Application Fee $400.00 2016-12-09
Maintenance Fee - Application - New Act 2 2017-06-12 $100.00 2017-06-06
Reinstatement: Failure to Pay Application Maintenance Fees $200.00 2019-06-10
Maintenance Fee - Application - New Act 3 2018-06-11 $100.00 2019-06-10
Maintenance Fee - Application - New Act 4 2019-06-10 $100.00 2019-06-10
Request for Examination 2020-07-20 $800.00 2020-06-08
Maintenance Fee - Application - New Act 5 2020-06-10 $200.00 2020-06-22
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
MICRO INTERVENTIONAL DEVICES, INC.
Past Owners on Record
None
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
Documents

To view selected files, please enter reCAPTCHA code :



To view images, click a link in the Document Description column. To download the documents, select one or more checkboxes in the first column and then click the "Download Selected in PDF format (Zip Archive)" or the "Download Selected as Single PDF" button.

List of published and non-published patent-specific documents on the CPD .

If you have any difficulty accessing content, you can call the Client Service Centre at 1-866-997-1936 or send them an e-mail at CIPO Client Service Centre.


Document
Description 
Date
(yyyy-mm-dd) 
Number of pages   Size of Image (KB) 
Request for Examination 2020-06-08 3 87
Maintenance Fee Payment 2020-06-22 2 52
Examiner Requisition 2021-07-20 4 212
Amendment 2021-09-01 79 4,316
Claims 2021-09-01 3 98
Description 2021-09-01 66 3,668
Claims 2016-12-09 3 120
Drawings 2016-12-09 104 2,943
Abstract 2016-12-09 1 57
Description 2016-12-09 66 4,027
Representative Drawing 2016-12-09 1 14
Cover Page 2017-01-10 1 35
Maintenance Fee Payment 2019-06-10 1 33
International Search Report 2016-12-09 3 161
National Entry Request 2016-12-09 2 64
Office Letter 2016-12-28 1 29
PCT Correspondence 2017-03-14 1 24