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Patent 3088026 Summary

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(12) Patent: (11) CA 3088026
(54) English Title: IMAGE CODING METHOD ON BASIS OF TRANSFORMATION AND DEVICE THEREFOR
(54) French Title: PROCEDE DE CODAGE D'IMAGE SUR LA BASE D'UNE TRANSFORMEE ET SON DISPOSITIF
Status: Granted
Bibliographic Data
(51) International Patent Classification (IPC):
  • H04N 19/60 (2014.01)
  • H04N 19/105 (2014.01)
  • H04N 19/124 (2014.01)
  • H04N 19/18 (2014.01)
  • H04N 19/70 (2014.01)
(72) Inventors :
  • SALEHIFAR, MEHDI (Republic of Korea)
  • KIM, SEUNGHWAN (Republic of Korea)
  • KOO, MOONMO (Republic of Korea)
  • LIM, JAEHYUN (Republic of Korea)
(73) Owners :
  • LG ELECTRONICS INC. (Republic of Korea)
(71) Applicants :
  • LG ELECTRONICS INC. (Republic of Korea)
(74) Agent: SMART & BIGGAR LP
(74) Associate agent:
(45) Issued: 2023-10-03
(86) PCT Filing Date: 2018-12-13
(87) Open to Public Inspection: 2019-06-20
Examination requested: 2020-06-15
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/KR2018/015815
(87) International Publication Number: WO2019/117639
(85) National Entry: 2020-06-15

(30) Application Priority Data:
Application No. Country/Territory Date
62/599,020 United States of America 2017-12-15

Abstracts

English Abstract


An image decoding method performed by means of a decoding device according to
the
present invention comprises the steps of: deriving quantized transform
coefficients with
respect to a target block from a bitstream; performing inverse quantization
with respect to
the quantized transform coefficients with respect to the target block and
deriving transform
coefficients; deriving residual samples with respect to the target block on
the basis of
reduced inverse transform with respect to the transform coefficients; and
generating a
reconstructed picture on the basis of the residual samples with respect to the
target block
and prediction samples with respect to the target block. The reduced inverse
transform is
performed on the basis of a reduced inverse transform matrix. The reduced
inverse
transform matrix is a non-square matrix of which the number of columns is
smaller than
the number of rows.


French Abstract

Selon l'invention, un procédé de décodage d'image réalisé au moyen d'un dispositif de décodage selon la présente invention comprend les étapes consistant : à dériver des coefficients de transformée quantifiés par rapport à un bloc cible à partir d'un train de bits ; à réaliser une quantification inverse par rapport aux coefficients de transformée quantifiés par rapport au bloc cible et à dériver des coefficients de transformée ; à dériver des échantillons résiduels par rapport au bloc cible sur la base d'une transformée inverse réduite par rapport aux coefficients de transformée ; et à générer une image reconstruite sur la base des échantillons résiduels par rapport au bloc cible et des échantillons de prédiction par rapport au bloc cible. La transformée inverse réduite est réalisée sur la base d'une matrice de transformée inverse réduite. La matrice de transformée inverse réduite est une matrice non carrée dont le nombre de colonnes est inférieur au nombre de rangées.

Claims

Note: Claims are shown in the official language in which they were submitted.


86712797
CLAIMS:
1. An image decoding method performed by a decoding apparatus, the method
comprising :
deriving quantized transfoini coefficients for a target block from a
bitstream;
deriving transform coefficients by performing dequantization for the quantized
transform
coefficients for the target block;
deriving residual samples for the target block based on inverse transform for
the
transform coefficients; and
generating a reconstructed picture based on the residual samples for the
target block and
prediction samples for the target block,
wherein the inverse transform is performed based on an inverse transform
matrix,
wherein the inverse transform matrix is a non-square matrix,
wherein a size of the target block is KxK, where K is a positive integer,
wherein an area to which the inverse transfoini is applied is included in a
region of size
MxM, where M is a positive integer less than K, and
wherein based on a number of elements in the area to which the inverse
transform is
applied being R, a size of the inverse transform matrix is NxR, where each of
N and R is a
positive integer, and R is less than N.
2. The method of claim 1, wherein the deriving the residual samples for the
target
block based on the inverse transform comprising:
decoding a transform index;
determining whether a condition for applying the inverse transform is
satisfied, based on
the transform index and selecting a transform kernel; and
based on the condition for applying the inverse transform is satisfied,
applying the
inverse transform for the transform coefficients based on the selected
transform kernel.
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3. The method of claim 2, wherein the transform kemel is selected based on
at
least one of the transform index, a width and a height of the area to which
the inverse transform
is applied, an intra prediction mode for the target block and information
about a color component
of the target block.
4. The method of claim 2, wherein the condition for applying the inverse
transform
comprises at least one of a condition in which a width and a height of the
area to which the
inverse transfoiin is applied are each greater than a first coefficient, a
condition in which a
product of the width and the height of the area to which the inverse
transfolin is applied is
greater than a second coefficient and a smaller one of the width and the
height of the area to
which the inverse transform is applied is greater than a third coefficient, a
condition in which the
width and the height of the area to which the inverse transform is applied are
each smaller than
or equal to a fourth coefficient, and a condition in which the product of the
width and the height
of the area to which the inverse transfolin is applied is smaller than or
equal to a fifth coefficient
and a smaller one of the width and the height of the area to which the inverse
transform is
applied is smaller than or equal to a sixth coefficient.
5. The method of claim 1, wherein the inverse transform includes a non-
separable
inverse transform, and
wherein the inverse transform matrix of which size is NxR is used for the non-
separable
inverse transform.
6. The method of claim 5, wherein among N transform coefficients, values
for R
transform coefficients in the area to which the inverse transform is applied
are signaled.
7. The method of claim 1, wherein for the area to which the inverse
transform is
applied, which is included in the region of 8x8 block size, the number of
columns of the inverse
transform matrix is equal to 16.
8. The method of claim 1, wherein for the area to which the inverse
transform is
applied, which is included in the region of 8x8 block size, a reduction factor
for the inverse
transform matrix is 16.
9. The method of claim 1, wherein a sequence parameter set (SPS) comprised
in
the bitstream comprises at least one of information about whether the inverse
transform is
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86712797
enabled, information about a reduction factor, information about a minimum
transform size to
which the inverse transform is applied, information about a maximum transform
size to which
the inverse transform is applied, or information about the inverse transform
size.
10. The method of claim 9, wherein the SPS comprised in the bitstream
comprises
at least one of an enabled flag representing the infomation about whether the
inverse transform
is enabled, a reduction factor value representing the information about the
reduction factor, a
minimum transform size value representing the information about the minimum
transform size to
which the inverse transform is applied, a maximum transform size value
representing the
information about the maximum transform size to which the inverse transform is
applied, or a
size value of the inverse transform, and
wherein the enabled flag is signaled through a first syntax element, the
reduction factor
value is signaled through a second syntax element, the minimum transform size
value is signaled
through a third syntax element, the maximum transform size value is signaled
through a fourth
syntax element, and the size value of the inverse transform is signaled
through a fifth syntax
element.
11. An image encoding method performed by an encoding apparatus, the method

comprising:
deriving residual samples for a target block;
deriving transform coefficients for the target block by performing transform
based on the
residual samples;
deriving quantized transform coefficients by applying quantization based on
the
vansforin coefficients for the target block; and
encoding information about the quantized transform coefficients to output a
bitstream,
wherein the transform is performed based on a transform matrix, wherein the
transform
matrix is a non-square matrix,
wherein a size of the target block is KxK, where K is a positive integer,
wherein an area to which the transform is applied is included in a region of
size MxM,
where M is a positive integer less than K, and
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86712797
wherein based on a number of elements in the area to which the transform is
applied
being N, a size of the transform matrix is RxN, where each of N and R is a
positive integer, and
R is less than N.
12. The method of claim 11, wherein the deriving of the transform
coefficients for
the target block based on the transform comprises:
determining whether a condition for applying the transform is satisfied;
generating and encoding a transform index based on the determination;
selecting a transform kernel; and
applying the transform to the residual samples based on the selected transform
kemel,
based on the condition for applying the transfolin is satisfied.
13. The method of claim 12, wherein the transform kemel is selected based
on at
least one of the transform index, a width and a height of the area to which
the transform is
applied, an intra prediction mode for the target block, or information about a
color component of
the target block.
14. The method of claim 12, wherein the condition for applying the
transform
comprises at least one of a condition in which a width and a height of the
area to which the
transform is applied are each greater than a first coefficient, a condition in
which a product of the
width and the height of the area to which the transform is applied is greater
than a second
coefficient and a smaller one of the width and the height of the area to which
the transform is
applied is greater than a third coefficient, a condition in which the width
and the height of the
area to which the transform is applied are each smaller than or equal to a
fourth coefficient, or a
condition in which the product of the width and the height of the area to
which the transform is
applied is smaller than or equal to a fifth coefficient and a smaller one of
the width and the
height of the area to which the transform is applied is smaller than or equal
to a sixth coefficient.
15. The method of claim 11, wherein the transform includes a non-separable
transform, and
wherein the transfoirii matrix of which size is RxN is used for the non-
separable
transform.
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86712797
16. The method of claim 15, wherein among N transform coefficients in the
area to
which the transform is applied, values for R transfoan coefficients are
signaled.
17. The method of claim 11, wherein for the area to which the transform is
applied,
which is included in the region of 8x8 block size, the number of rows of the
transform matrix is
equal to 16.
18. The method of claim 11, wherein for the area to which the transform is
applied,
which is included in the region of 8x8 block size, a reduction factor for the
transform matrix is
16.
19. A method of transmitting data comprising a bitstream of image
information, by
a transmission apparatus, the method comprising:
obtaining the bitstream of the image information including information about
quantized
transform coefficients, wherein the bitstream is generated by deriving
residual samples for a
target block, deriving transform coefficients for the target block by
performing transform based
on the residual samples, deriving quantized transform coefficients by applying
quantization
based on the transform coefficients for the target block, and encoding the
information about the
quantized transform coefficients to output the bitstream; and
transmitting the data comprising the bitstream of the image information
including the
information about the quantized transform coefficients,
wherein the transform is performed based on a transform matrix, wherein the
transform
matrix is a non-square matrix,
wherein a size of the target block is KxK, where K is a positive integer,
wherein an area to which the transfolin is applied is included in a region of
size MxM,
where M is a positive integer less than K, and
wherein based on a number of elements in the area to which the transform is
applied
being N, a size of the transform matrix is RxN, where each of N and R is a
positive integer, and
R is less than N.
Date Regue/Date Received 2022-09-26

Description

Note: Descriptions are shown in the official language in which they were submitted.


CA 03088026 2020-06-1.5
IMAGE CODING METHOD ON BASIS OF TRANSFORMATION AND
DEVICE THEREFOR
BACKGROUND OF THE DISCLOSURE
Field of the Disclosure
The present disclosure relates to an image coding technology, and more
particularly, to an image coding method and apparatus based on transform of an
image
coding system.
Related Art
[2] Demands for high-resolution and high-quality images, such as HD (High
Definition) images and UHD (Ultra High Definition) images, are increasing in
various
fields. As image data has high resolution and high quality, the amount of
information or
bits to be transmitted increases relative to legacy image data. Accordingly,
when image
data is transmitted using a medium, such as a conventional wired/wireless
broadband line,
or image data is stored using an existing storage medium, a trancmission cost
and a storage
cost thereof are increased.
[3] Accordingly, there is a need for a highly efficient image compression
technique
for effectively transmitting, storing, and reproducing information of high
resolution and
high quality images.
SUMMARY
[4] An object of the present disclosure is to provide a method and an
apparatus for
enhancing image coding efficiency.
[5] Another object of the present disclosure is to provide a method and an
apparatus
for enhancing transform efficiency.
[6] Still another object of the present disclosure is to provide a method
and an
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86712797
apparatus for enhancing efficiency of a residual coding through a transform.
[7] Yet another object of the present disclosure is to provide an image
coding method
and apparatus based on a reduced transform.
[8] According to an aspect of the present disclosure, there is provided an
image
decoding method performed by a decoding apparatus, the method comprising:
deriving
quantized transform coefficients for a target block from a bitstream; deriving
transform
coefficients by performing dequantization for the quantized transform
coefficients for the
target block; deriving residual samples for the target block based on inverse
transform for
the transform coefficients; and generating a reconstructed picture based on
the residual
samples for the target block and prediction samples for the target block,
wherein the inverse
transform is performed based on an inverse transform matrix, wherein the
inverse transform
matrix is a non-square matrix, wherein a size of the target block is KxK,
where K is a
positive integer, wherein an area to which the inverse transform is applied is
included in a
region of size MxM, where M is a positive integer less than K, and wherein
based on a
number of elements in the area to which the inverse transform is applied being
R, a size of
the inverse transform matrix is NxR, where each of N and R is a positive
integer, and R is
less than N.
[8a] According to another aspect of the present disclosure, there is
provided an image
encoding method performed by an encoding apparatus, the method comprising:
deriving
residual samples for a target block; deriving transform coefficients for the
target block by
performing transform based on the residual samples; deriving quantized
transform
coefficients by applying quantization based on the transform coefficients for
the target
block; and encoding information about the quantized transform coefficients to
output a
bitstream, wherein the transform is performed based on a transform matrix,
wherein the
transform matrix is a non-square matrix, wherein a size of the target block is
1CxK, where K
is a positive integer, wherein an area to which the transform is applied is
included in a region
of size MxM, where M is a positive integer less than K, and wherein based on a
number of
elements in the area to which the transform is applied being N, a size of the
transform matrix
is RxN, where each of N and R is a positive integer, and R is less than N.
[81)] According to another aspect of the present disclosure, there is
provided a non-
transitory computer readable storage medium storing encoded information
generated by
steps of: deriving residual samples for a target block; deriving transform
coefficients for the
target block by performing transform based on the residual samples; deriving
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86712797
quantized transform coefficients by applying quantization based on the
transform coefficients for
the target block; and encoding information about the quantized transform
coefficients to output a
bitstream, wherein the transform is performed based on a transform matrix,
wherein the transform
matrix is a non-square matrix, wherein a size of the target block is ICxK,
where K is a positive
integer, wherein an area to which the transform is applied is included in a
region of size MxM,
where M is a positive integer less than K, and wherein based on a number of
elements in the area
to which the transform is applied being N, a size of the transform matrix is
RxN, where each of N
and R is a positive integer, and R is less than N.
[tie] According to another aspect of the present disclosure, there is
provided a method of
transmitting data comprising a bitstream of image information, by a
transmission apparatus, the
method comprising: obtaining the bitstream of the image information including
information about
quantized transform coefficients, wherein the bitstream is generated by
deriving residual samples
for a target block, deriving transform coefficients for the target block by
performing transfomi
based on the residual samples, deriving quantized transform coefficients by
applying quantization
-- based on the transform coefficients for the target block, and encoding the
information about the
quantized transform coefficients to output the bitstream; and transmitting the
data comprising the
bitstream of the image information including the information about the
quantized transform
coefficients, wherein the transform is performed based on a transform matrix,
wherein the
transform matrix is a non-square matrix, wherein a size of the target block is
'CAC, where K is a
.. positive integer, wherein an area to which the transform is applied is
included in a region of size
MxM, where M is a positive integer less than K, and wherein based on a number
of elements in
the area to which the transform is applied being N, a size of the transform
matrix is RxN, where
each of N and R is a positive integer, and R is less than N.
[9] An exemplary embodiment of the present disclosure provides an image
decoding method
performed by a decoding apparatus. The method includes: deriving quantized
transform
coefficients for a target block from a bitstream, deriving transform
coefficients by performing
dequantization for the quantized transform coefficients for the target block,
deriving residual
samples for the target block based on reduced inverse transform for the
transform coefficients, and
generating a reconstructed picture based on the residual samples for the
target block and prediction
samples for the target block, and the reduced inverse transform is performed
based on a reduced
inverse transform matrix, and the reduced inverse transform matrix is a non-
square matrix, a
number of columns of the non-square matrix being less than a number of rows of
the non-square
matrix.
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86712797
[9a] Another exemplary embodiment of the present disclosure provides an
image encoding
method performed by an encoding apparatus. The method includes: deriving
residual samples for
a target block, deriving transform coefficients for the target block based on
reduced transform for
the residual samples, deriving quantized transform coefficients by performing
quantization based
on the transform coefficients for the target block, and encoding information
about the quantized
transform coefficients, and the reduced transform is performed based on a
reduced transform
matrix, and the reduced transform matrix is a non-square matrix, the number of
rows of the non-
square matrix being less than the number of columns of the non-square matrix.
[10] Still another exemplary embodiment of the present disclosure
provides a decoding
apparatus for performing an image decoding. The decoding apparatus includes:
an entropy decoder
which derives quantized transform coefficients for a target block from a
bitstream, a dequantizer
which derives transform coefficients by performing dequantization for the
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CA 03088026 2020-06-1.5
quantized transform coefficients for the target block, an inverse transformer
which derives
residual samples for the target block based on reduced inverse transform for
the transform
coefficients, and an adder which generates a reconstructed picture based on
the residual
samples for the target block and prediction samples for the target block, and
the reduced
inverse transform is performed based on a reduced inverse transform matrix,
and the
reduced inverse transform matrix is a non-square matrix, the number of rows of
the non-
square matrix being less than the number of columns of the non-square matrix.
[11] Yet another exemplary embodiment of the present disclosure provides an

encoding apparatus for performing an image encoding. The encoding apparatus
includes:
a subtractor which derives residual samples for a target block, a transformer
which derives
transform coefficients for the target block based on reduced transform for the
residual
samples, a quantizer which derives quantized transform coefficients by
performing
quantization based on the transform coefficients for the target block, and an
entropy
encoder which encodes information about the quantized transform coefficients,
and the
reduced transform is performed by a reduced transform matrix, and the reduced
transform
matrix is a non-square matrix, the number of rows of the non-square matrix
being less
than the number of columns of the non-square matrix.
[12] According to the present disclosure, it is possible to enhance the
overall
image/video compression efficiency.
[13] According to the present disclosure, it is possible to decrease the
amount of data
to be transmitted for the residual processing through the efficient transform,
and to
enhance the residual coding efficiency.
[14] According to the present disclosure, it is possible to concentrate the
non-zero
transform coefficients on the low frequency component through the secondary
transform
in the frequency domain.
[15] According to the present disclosure, it is possible to perform image
coding based
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CA 03088026 2020-06-1.5
on the reduced transform, thereby enhancing the image coding efficiency.
BRIEF DESCRIPTION OF THE DRAWINGS
[16] FIG. 1 is a schematic diagram illustrating a configuration of a
video/image
encoding device to which the present disclosure is applicable.
[17] FIG. 2 is a schematic diagram illustrating a configuration of a
video/image
decoding device to which the present disclosure is applicable.
[18] FIG. 3 is a schematic diagram illustrating a multiple transfoini
technique
according to an exemplary embodiment.
[19] FIG. 4 is a diagram exemplarily illustrating 65 intra directional
modes of the
prediction directions.
[20] FIGS. 5A to 5C are flowcharts illustrating a non-separable secondary
transform
process according to an exemplary embodiment.
[21] FIG. 6 is a diagram for explaining a reduced transform according to an
exemplary
embodiment of the present disclosure.
[22] FIG. 7 is a flowchart illustrating a reduced transform process
according to an
exemplary embodiment of the present disclosure.
[23] FIG. 8 is a flowchart illustrating a reduced transform process
according to another
exemplary embodiment of the present disclosure.
[24] FIG. 9 is a flowchart illustrating a reduced transform process based
on the non-
separable secondary transform according to an exemplary embodiment of the
present
disclosure.
[25] FIG. 10 is a diagram illustrating a block to which the reduced
transform according
to an exemplary embodiment of the present disclosure is applied.
[26] FIG. ills a flowchart illustrating an operation of a video encoding
apparatus
according to an exemplary embodiment of the present disclosure.
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[27] FIG. 12 is a flowchart illustrating an operation of a video decoding
apparatus
according to an exemplary embodiment of the present disclosure.
DESCRIPTION OF EXEMPLARY EMBODIMENTS
[28] The present disclosure may be modified in various forms, and specific
embodiments thereof will be described and illustrated in the drawings.
However, the
embodiments are not intended for limiting the disclosure. The terms used in
the following
description are used to merely describe specific embodiments, but are not
intended to limit
the disclosure. An expression of a singular number includes an expression of
the plural
number, so long as it is clearly read differently. The terms such as "include"
and "have"
are intended to indicate that features, numbers, steps, operations, elements,
components,
or combinations thereof used in the following description exist and it should
be thus
understood that the possibility of existence or addition of one or more
different features,
numbers, steps, operations, elements, components, or combinations thereof is
not
excluded.
[29] Meanwhile, elements in the drawings described in the disclosure are
independently drawn for the purpose of convenience for explanation of
different specific
functions, and do not mean that the elements are embodied by independent
hardware or
independent software. For example, two or more elements of the elements may be
combined to form a single element, or one element may be divided into plural
elements.
The embodiments in which the elements are combined and/or divided belong to
the
disclosure without departing from the concept of the disclosure.
[30] The following description may be applied in the technical field which
deals with
videos, images, or images. For example, a method or an exemplary embodiment
disclosed
in the following description may be associated with the disclosed contents of
a Versatile
Video Coding (VVC) standard (ITU-T Rec. H.266), a next-generation video/image
coding
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standard after the VVC, or standards before the VVC (for example, a High
Efficiency
Video Coding (HEVC) standard (ITU-T Rec. H.265) or the like).
[31] Hereinafter, examples of the present embodiment will be described in
detail with
reference to the accompanying drawings. In addition, like reference numerals
are used to
indicate like elements throughout the drawings, and the same descriptions on
the like
elements will be omitted.
[32] In the present disclosure, a video may mean a set of a series of
images according
to a passage of time. Generally a picture means a unit representing an image
at a specific
time, a slice is a unit constituting a part of the picture. One picture may be
composed of
plural slices, and the terms of a picture and a slice may be mixed with each
other as
occasion demands.
[33] A pixel or a pel may mean a minimum unit constituting one picture (or
image).
Further, a "sample" may be used as a term corresponding to a pixel. The sample
may
generally represent a pixel or a value of a pixel, may represent only a pixel
(a pixel value)
of a luma component, and may represent only a pixel (a pixel value) of a
chroma
component.
[34] A unit indicates a basic unit of image processing. The unit may
include at least
one of a specific area and information about the area. Optionally, the unit
may be mixed
with terms such as a block, an area, or the like. In a typical case, an MxN
block may
represent a set of samples or transform coefficients arranged in M columns and
N rows.
[35] FIG. 1 briefly illustrates a structure of a video/image encoding
apparatus to
which the present disclosure is applicable. Hereinafter, an encoding apparatus
may include
a video encoding apparatus and/or an image encoding apparatus, and the video
encoding
apparatus may be used as a concept comprising the image encoding apparatus.
[36] Referring to FIG. 1, a video encoding apparatus 100 may include a
picture
partitioner 105, a predictor 110, a residual processer 120, an entropy encoder
130, an adder
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140, a filter 150, and a memory 160. The residual processer 120 may include a
subtractor
121, a transformer 122, a quantizer 123, a re-arranger 124, a dequantizer 125,
an inverse
transformer 126.
[37] The picture partitioner 105 may split an input picture into at least
one processing
unit.
[38] hi an example, the processing unit may be referred to as a coding unit
(CU). In
this case, the coding unit may be recursively split from the largest coding
unit (LCU)
according to a quad-tree binary-tree (QTBT) structure. For example, one coding
unit may
be split into a plurality of coding units of a deeper depth based on a
quadtree structure, a
binary tree structure and/or a ternary tree structure. In this case, for
example, the quad tree
structure may be first applied and the binary tree structure and ternary tree
structure may
be applied later. Alternatively, the binary tree structure/ternary tree
structure may be
applied first. The coding procedure according to the present embodiment may be

performed based on a final coding unit which is not split any further. In this
case, the
largest coding unit may be used as the final coding unit based on coding
efficiency, or the
like, depending on image characteristics, or the coding unit may be
recursively split into
coding units of a lower depth as necessary and a coding unit having an optimal
size may
be used as the final coding unit. Here, the coding procedure may include a
procedure such
as prediction, transform, and reconstruction, which will be described later.
[39] In another example, the processing unit may include a coding unit (CU)
prediction
unit (PU), or a transformer (rU). The coding unit may be split from the
largest coding unit
(LCU) into coding units of a deeper depth according to the quad tree
structure. In this case,
the largest coding unit may be directly used as the final coding unit based on
the coding
efficiency, or the like, depending on the image characteristics, or the coding
unit may be
.. recursively split into coding units of a deeper depth as necessary and a
coding unit having
an optimal size may be used as a final coding unit. When the smallest coding
unit (SCU)
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is set, the coding unit may not be split into coding units less than the
smallest coding unit.
Here, the final coding unit refers to a coding unit which is partitioned or
split to a
prediction unit or a transformer. The prediction unit is a unit which is
partitioned from a
coding unit, and may be a unit of sample prediction. Here, the prediction unit
may be
divided into sub-blocks. The transformer may be divided from the coding unit
according
to the quad-tree structure and may be a unit for deriving a transform
coefficient and/or a
unit for deriving a residual signal from the transform coefficient.
Hereinafter, the coding
unit may be referred to as a coding block (CB), the prediction unit may be
referred to as a
prediction block (PB), and the transformer may be referred to as a transform
block (TB).
The prediction block or prediction unit may refer to a specific area in the
form of a block
in a picture and include an array of prediction samples. Also, the transform
block or
transformer may refer to a specific area in the form of a block in a picture
and include the
transform coefficient or an array of residual samples.
[401 The predictor 110 may perform prediction on a processing target
block
(hereinafter, it may represent a current block or a residual block), and may
generate a
predicted block including prediction samples for the current block. A unit of
prediction
performed in the predictor 110 may be a coding block, or may be a transform
block, or
may be a prediction block.
[411 The predictor 110 may determine whether intra-prediction is applied
or inter-
prediction is applied to the current block. For example, the predictor 110 may
determine
whether the intra-prediction or the inter-prediction is applied in unit of CU.
[42] In case of the intra-prediction, the predictor 110 may derive a
prediction sample
for the current block based on a reference sample outside the current block in
a picture to
which the current block belongs (hereinafter, a current picture). In this
case, the predictor
110 may derive the prediction sample based on an average or interpolation of
neighboring
reference samples of the current block (case (i)), or may derive the
prediction sample
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based on a reference sample existing in a specific (prediction) direction as
to a prediction
sample among the neighboring reference samples of the current block (case
(ii)). The case
(i) may be called a non-directional mode or a non-angular mode, and the case
(ii) may be
called a directional mode or an angular mode. In the intra-prediction,
prediction modes
.. may include as an example 33 directional modes and at least two non-
directional modes.
The non-directional modes may include DC mode and planar mode. The predictor
110
may determine the prediction mode to be applied to the current block by using
the
prediction mode applied to the neighboring block.
[43] In case of the inter-prediction, the predictor 110 may derive the
prediction sample
.. for the current block based on a sample specified by a motion vector on a
reference picture.
The predictor 110 may derive the prediction sample for the current block by
applying any
one of a skip mode, a merge mode, and a motion vector prediction (MVP) mode.
In case
of the skip mode and the merge mode, the predictor 110 may use motion
information of
the neighboring block as motion information of the current block. In case of
the skip mode,
.. unlike in the merge mode, a difference (residual) between the prediction
sample and an
original sample is not transmitted. In case of the MVP mode, a motion vector
of the
neighboring block is used as a motion vector predictor to derive a motion
vector of the
current block.
[44] In case of the inter-prediction, the neighboring block may include a
spatial
neighboring block existing in the current picture and a temporal neighboring
block
existing in the reference picture. The reference picture including the
temporal neighboring
block may also be called a collocated picture (colPic). Motion information may
include
the motion vector and a reference picture index. Information such as
prediction mode
information and motion information may be (entropy) encoded, and then output
as a form
.. of a bit stream.
[45] When motion information of a temporal neighboring block is used in the
skip
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mode and the merge mode, a highest picture in a reference picture list may be
used as a
reference picture. Reference pictures included in the reference picture list
may be aligned
based on a picture order count (POC) difference between a current picture and
a
corresponding reference picture. A POC corresponds to a display order and may
be
discriminated from a coding order.
[46] The subtractor 121 generates a residual sample which is a difference
between an
original sample and a prediction sample. If the skip mode is applied, the
residual sample
may not be generated as described above.
[47] The transformer 122 transforms residual samples in units of a
transform block to
generate a transform coefficient. The transformer 122 may perform transform
based on
the size of a corresponding transform block and a prediction mode applied to a
coding
block or prediction block spatially overlapping with the transform block. For
example,
residual samples may be transformed using discrete sine transfoun (DST)
transform kernel
if intra-prediction is applied to the coding block or the prediction block
overlapping with
the transform block and the transform block is a 1>r4 residual array and is
transformed
using discrete cosine transform (DCT) transform kernel in other cases.
[48] The quantizer 123 may qn otize the transform coefficients to generate
quantized
transform coefficients.
[49] The re-arranger 124 rearranges quantized transform coefficients. The
re-arranger
124 may rearrange the quantized transform coefficients in the form of a block
into a one-
dimensional vector through a coefficient scanning method. Although the re-
arranger 124
is described as a separate component, the re-arranger 124 may be a part of the
quantizer
123.
[50] The entropy encoder 130 may perform entropy-encoding on the quantized
transform coefficients. The entropy encoding may include an encoding method,
for
example, an exponential Golomb, a context-adaptive variable length coding
(CAVLC), a
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86712797
context-adaptive binary arithmetic coding (CABAC), or the like. The entropy
encoder 130 may
perform encoding, according to an entropy encoding or according to a pred-
configured method,
together or separately on information (e.g., a syntax element value or the
like) required for video
reconstruction in addition to the quantized transfoini coefficients. The
entropy-encoded
information may be transmitted or stored in unit of a network abstraction
layer (NAL) in a bit
stream form. The bitstream may be transmitted via a network or be stored in a
digital storage
medium. Here, the network may include a broadcasting network or a
communications network,
the digital storage medium may include various storage medium such as USB, SD,
CD, DVD,
blu-ray HDD, SDD and so on.
[51] The dequantizer 125 dequantizes values (transform coefficients)
quantized by the
quantizer 123 and the inverse transformer 126 inversely transforms values
dequantized by the
dequantizer 125 to generate a residual sample.
[52] The adder 140 adds a residual sample to a prediction sample to
reconstruct a picture. The
residual sample may be added to the prediction sample in units of a block to
generate a
reconstructed block. Although the adder 140 is described as a separate
component, the adder 140
may be a part of the predictor 110. Meanwhile, the adder 140 may be referred
to as a reconstructor
or reconstructed block generator.
[53] The filter 150 may apply deblocking filtering and/or a sample adaptive
offset to the
reconstructed picture. Artifacts at a block boundary in the reconstructed
picture or distortion in
quantization may be corrected through deblocking filtering and/or sample
adaptive offset. Sample
adaptive offset may be applied in units of a sample after deblocking filtering
is completed. The
filter 150 may apply an adaptive loop filter (ALF) to the reconstructed
picture. The ALF may be
applied to the reconstructed picture to which deblocking filtering and/or
sample adaptive offset
has been applied.
[54] The memory 160 may store a reconstructed picture (decoded picture) or
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information necessary for encoding/decoding. Here, the reconstructed picture
may be the
reconstructed picture filtered by the filter 150. The stored reconstructed
picture may be
used as a reference picture for (inter) prediction of other pictures. For
example, the
memory 160 may store (reference) pictures used for inter-prediction. Here,
pictures used
for inter-prediction may be designated according to a reference picture set or
a reference
picture list.
[55] FIG. 2 briefly illustrates a structure of a video/image decoding
apparatus to which
the present disclosure is applicable_ Hereinafter, a video decoding apparatus
may include
an image decoding apparatus.
[56] Referring to FIG. 2, a video decoding apparatus 200 may include an
entropy
decoder 210, a residual processer 220, a predictor 230, an adder 240, a filter
250, and a
memory 260. The residual processer 220 may include a re-arranger 221, a
dequantizer 222,
an inverse transformer 223.
[57] Further, although it is not depicted, the video decoding apparatus 200
may include
a receiver for receiving a bitstream including video information. The receiver
may be
configured as a separate module or may be included in the entropy decoder 210.
[58] When a bit stream including video/image information is input, the
video decoding
apparatus 200 may reconstruct a video/image/picture in association with a
process by
which video information is processed in the video encoding apparatus.
[59] For example, the video decoding apparatus 200 may perform video
decoding
using a processing unit applied in the video encoding apparatus. Thus, the
processing unit
block of video decoding may be, for example, a coding unit and, in another
example, a
coding unit, a prediction unit or a transformer. The coding unit may be split
from the
largest coding unit according to the quad tree structure and/or the binary
tree structure
and/or ternery tree structure.
[60] A prediction unit and a transformer may be further used in some
cases, and in this
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case, the prediction block is a block derived or partitioned from the coding
unit and may
be a unit of sample prediction. Here, the prediction unit may be divided into
sub-blocks.
The transformer may be split from the coding unit according to the quad tree
structure and
may be a unit that derives a transform coefficient or a unit that derives a
residual signal
from the transform coefficient.
[61] The entropy decoder 210 may parse the bit stream to output information
required
for video reconstruction or picture reconstruction. For example, the entropy
decoder 210
may decode information in the bit stream based on a coding method such as
exponential
Golomb encoding, CAVLC, CABAC, or the like, and may output a value of a syntax
element required for video reconstruction and a quantized value of a transform
coefficient
regarding a residual.
[62] More specifically, a CABAC entropy decoding method may receive a bin
corresponding to each syntax element in a bit stream, determine a context
model using
decoding target syntax element information and decoding information of
neighboring and
decoding target blocks or information of symbol/bin decoded in a previous
step, predict
bin generation probability according to the determined context model and
perform
arithmetic decoding of the bin to generate a symbol corresponding to each
syntax element
value. Here, the CABAC entropy decoding method may update the context model
using
information of a symbol/bin decoded for a context model of the next symbol/bin
after
determination of the context model.
[63] Information about prediction among information decoded in the entropy
decoder
210 may be provided to the predictor 250 and residual values, that is,
quantized transform
coefficients, on which entropy decoding has been performed by the entropy
decoder 210
may be input to the re-arranger 22L
[64] The re-arranger 221 may rearrange the quantized transform coefficients
into a
two-dimensional block form. The re-arranger 221 may perform rearrangement
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corresponding to coefficient scanning performed by the encoding apparatus.
Although the
re-arranger 221 is described as a separate component, the re-arranger 221 may
be a part
of the dequantizer 222_
[65] The dequantizer 222 may de-quantize the quantized transform
coefficients based
-- on a (de)quantization parameter to output a transform coefficient. In this
case, information
for deriving a quantization parameter may be signaled from the encoding
apparatus.
[66] The inverse transformer 223 may inverse-transform the transform
coefficients to
derive residual samples_
[67] The predictor 230 may perform prediction on a current block, and may
generate
-- a predicted block including prediction samples for the current block_ A
unit of prediction
performed in the predictor 230 may be a coding block or may be a transform
block or may
be a prediction block.
[68] The predictor 230 may determine whether to apply intra-prediction or
inter-
prediction based on information on a prediction. In this case, a unit for
determining which
one will be used between the intra-prediction and the inter-prediction may be
different
from a unit for generating a prediction sample. In addition, a unit for
generating the
prediction sample may also be different in the inter-prediction and the intra-
prediction.
For example, which one will be applied between the inter-prediction and the
intra-
prediction may be determined in unit of CU. Further, for example, in the inter-
prediction,
the prediction sample may be generated by determining the prediction mode in
unit of PU,
and in the intra-prediction, the prediction sample may be generated in unit of
TU by
determining the prediction mode in unit of PU.
[69] In case of the intra-prediction, the predictor 230 may derive a
prediction sample
for a current block based on a neighboring reference sample in a current
picture. The
predictor 230 may derive the prediction sample for the current block by
applying a
directional mode or a non-directional mode based on the neighboring reference
sample of
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the current block_ In this case, a prediction mode to be applied to the
current block may
be determined by using an intra-prediction mode of a neighboring block.
[70] In the case of inter-prediction, the predictor 230 may derive a
prediction sample
for a current block based on a sample specified in a reference picture
according to a motion
vector. The predictor 230 may derive the prediction sample for the current
block using
one of the skip mode, the merge mode and the MVP mode. Here, motion
infoimation
required for inter-prediction of the current block provided by the video
encoding apparatus,
for example, a motion vector and information about a reference picture index
may be
acquired or derived based on the information about prediction.
[71] In the skip mode and the merge mode, motion information of a
neighboring block
may be used as motion information of the current block. Here, the neighboring
block may
include a spatial neighboring block and a temporal neighboring block.
[72] The predictor 230 may construct a merge candidate list using motion
infoimation
of available neighboring blocks and use information indicated by a merge index
on the
merge candidate list as a motion vector of the current block_ The merge index
may be
signaled by the encoding apparatus. Motion information may include a motion
vector and
a reference picture. In the skip mode and the merge mode, a firtly-ordered
picture in the
reference picture list may be used as a reference picture when motion
information of a
temporal neighboring block is used.
[73] In the case of the skip mode, a difference (residual) between a
prediction sample
and an original sample is not transmitted, distinguished from the merge mode.
[74] In the case of the MVP mode, the motion vector of the current block
may be
derived using a motion vector of a neighboring block as a motion vector
predictor. Here,
the neighboring block may include a spatial neighboring block and a temporal
neighboring
block.
[75] When the merge mode is applied, for example, a merge candidate list
may be
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generated using a motion vector of a reconstructed spatial neighboring block
and/or a
motion vector corresponding to a Col block which is a temporal neighboring
block. A
motion vector of a candidate block selected from the merge candidate list is
used as the
motion vector of the current block in the merge mode. The aforementioned
information
about prediction may include a merge index indicating a candidate block having
the best
motion vector selected from candidate blocks included in the merge candidate
list. Here,
the predictor 230 may derive the motion vector of the current block using the
merge index.
[76] When the MVP (Motion vector Prediction) mode is applied as another
example,
a motion vector predictor candidate list may be generated using a motion
vector of a
reconstructed spatial neighboring block and/or a motion vector corresponding
to a Col
block which is a temporal neighboring block. That is, the motion vector of the

reconstructed spatial neighboring block and/or the motion vector corresponding
to the Col
block which is the temporal neighboring block may be used as motion vector
candidates.
The aforementioned information about prediction may include a prediction
motion vector
index indicating the best motion vector selected from motion vector candidates
included
in the list. Here, the predictor 230 may select a prediction motion vector of
the current
block from the motion vector candidates included in the motion vector
candidate list using
the motion vector index. The predictor of the encoding apparatus may obtain a
motion
vector difference (MVD) between the motion vector of the current block and a
motion
vector predictor, encode the MVD and output the encoded MVD in the form of a
bit stream.
That is, the MVD may be obtained by subtracting the motion vector predictor
from the
motion vector of the current block. Here, the predictor 230 may acquire a
motion vector
included in the information about prediction and derive the motion vector of
the current
block by adding the motion vector difference to the motion vector predictor.
In addition,
the predictor may obtain or derive a reference picture index indicating a
reference picture
from the aforementioned information about prediction.
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[77] The adder 240 may add a residual sample to a prediction sample to
reconstruct a
current block or a current picture. The adder 240 may reconstruct the current
picture by
adding the residual sample to the prediction sample in units of a block_ When
the skip
mode is applied, a residual is not transmitted and thus the prediction sample
may become
a reconstructed sample. Although the adder 240 is described as a separate
component, the
adder 240 may be a part of the predictor 230. Meanwhile, the adder 240 may be
referred
to as a reconstructor reconstructed block generator.
[78] The filter 250 may apply deblocking filtering, sample adaptive offset
and/or ALF
to the reconstructed picture. Here, sample adaptive offset may be applied in
units of a
sample after deblocking filtering. The ALF may be applied after deblocking
filtering
and/or application of sample adaptive offset.
[79] The memory 260 may store a reconstructed picture (decoded picture) or
information necessary for decoding. Here, the reconstructed picture may be the

reconstructed picture filtered by the filter 250. For example, the memory 260
may store
pictures used for inter-prediction. Here, the pictures used for inter-
prediction may be
designated according to a reference picture set or a reference picture list. A
reconstructed
picture may be used as a reference picture for other pictures. The memory 260
may output
reconstructed pictures in an output order.
[80] Meanwhile, as described above, in performing video coding, prediction
is
performed to improve compression efficiency. Through this, a predicted block
including
prediction samples for a current block as a block to be coded (i.e., a coding
target block)
may be generated. Here, the predicted block includes prediction samples in a
spatial
domain (or pixel domain). The predicted block is derived in the same manner in
an
encoding apparatus and a decoding apparatus, and the encoding apparatus may
signal
information (residual information) on residual between the original block and
the
predicted block, rather than an original sample value of an original block, to
the decoding
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apparatus, thereby increasing image coding efficiency. The decoding apparatus
may
derive a residual block including residual samples based on the residual
information, add
the residual block and the predicted block to generate reconstructed blocks
including
reconstructed samples, and generate a reconstructed picture including the
reconstructed
blocks.
[81] The residual information may be generated through a transform and
quantization
procedure. For example, the encoding apparatus may derive a residual block
between the
original block and the predicted block, perfoun a transform procedure on
residual samples
(residual sample array) included in the residual block to derive transform
coefficients,
perform a quantization procedure on the transform coefficients to derive
quantized
transform coefficients, and signal related residual information to the
decoding apparatus
(through a bit stream). Here, the residual information may include value
information of
the quantized transform coefficients, location information, a transform
technique, a
transform kernel, a quantization parameter, and the like. The decoding
apparatus may
perform dequantization/inverse transform procedure based on the residual
information and
derive residual samples (or residual blocks). The decoding apparatus may
generate a
reconstructed picture based on the predicted block and the residual block.
Also, for
reference for inter-prediction of a picture afterward, the encoding apparatus
may also
dequantize/inverse-transform the quantized transform coefficients to derive a
residual
block and generate a reconstructed picture based thereon.
[82] FIG. 3 schematically illustrates a multiple transform technique
according to the
present disclosure.
[83] Referring to FIG. 3, a transformer may correspond to the transformer
in the
aforementioned encoding apparatus of FIG. 1, and an inverse transformer may
correspond
to the aforementioned inverse transformer in the encoding apparatus of FIG. 1
or the
aforementioned inverse transformer in the decoding apparatus of FIG. 2.
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[84] The transformer may derive (primary) transform coefficients by
perfoiming a
primary transform based on residual samples (residual sample array) in the
residual block
(S310). Here, the primary transform may include a multiple transform set
(MTS). The
multiple transform set may also be referred to as an adaptive multiple core
transform in
some cases.
[85] The adaptive multiple core transform may represent a method for
performing a
transform additionally using a Discrete Cosine Transform (DCT) type 2, a
Discrete Sine
Transform (DST) type 7, a DCT type 8, and/or a DST type 1. That is, the
multiple core
transform may represent a transform method for transforming a residual signal
(or a
residual block) in the spatial domain into transform coefficients (or primary
transform
coefficients) in the frequency domain based on a plurality of transform
kernels which are
selected from the DCT type 2, the DST type 7, the DCT type 8, and the DST type
1. Here,
the primary transform coefficients may be referred to as temporary transform
coefficients
from the viewpoint of the transformer.
[86] That is, if the existing transform method is applied, the transform
from the spatial
domain to the frequency domain for the residual signal (or the residual block)
may be
applied based on the DCT type 2 to generate the transform coefficients. On the
other hand,
if the adaptive multiple core transform is applied, the transform from the
spatial domain
to the frequency domain for the residual signal (or the residual block) may be
applied
based on the DCT type 2, the DST type 7, the DCT type 8, and/or the DST type 1
or the
like to generate the transform coefficients (or the primary transform
coefficients). Here,
the DCT type 2, the DST type 7, the DCT type 8, the DST type 1, and the like
may be
referred to as a transform type, a transform kernel, or a transform core.
[87] For reference, the DCT/DST transform types may be defined based on
basis
functions, and the basis functions may be represented as shown in the
following table.
[88] Table 1
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Transform Type Basis function T(f), i,,j=0,
1,..., N¨ I
IT (ir = f = (21 + 1)
Ti(j) = wo = 7 = cos
2N j
DCT-II
where coo =I =j¨i I
Ti() = wo = mi = ,s124, = cos (: 11),
DCT-V
where wo = (2 (r
Nri i O
1 1*0 1 1*0
DCT-VIII Ti(j) i ____ 4 . cos ( õ 11 . (21 +1 ) . 2" 4. 1))
2N + 1
DST-I Ti(j) = iiµ,.. sin Cr . (i + 1) . (f + 1) \
N + 1 )
4 7 r= (21+ 1)' (I + 1)\
DST-VII Ti(j) ¨_ __ = sin( 2N + 1 ) 2
[89] N + 1
[90] If the adaptive multiple core transform is performed, a vertical
transform kernel
and a horizontal transform kernel for a target block among the transform
kernels may be
selected, and a vertical transform for the target block may be performed based
on the
vertical transform kernel, and a horizontal transform for the target block may
be performed
based on the horizontal transform kernel. Here, the horizontal transform may
represent a
transform for horizontal components of the target block, and the vertical
transform may
represent a transform for vertical components of the target block. The
vertical transform
kernel/the horizontal transform kernel may be adaptively determined based on a
prediction
mode of the target block (CU or sub-block) which encompasses the residual
block and/or
a transform index indicating a transform subset.
[91] The transformer may derive (secondary) transform coefficients by
performing a
secondary transfotm based on the (primary) transform coefficients (S320). If
the primary
transform is the transform from the spatial domain to the frequency domain,
the secondary
transform may be regarded as the transform from the frequency domain to the
frequency
domain. The secondary transform may include a non-separable transform. In this
case, the
secondary transform may be referred to as a non-separable secondary transform
(NSST)
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or a mode-dependent non-separable secondary transform (MDNSST). The non-
separable
secondary transform may represent the transform which generates transform
coefficients
(or secondary transform coefficients) for the residual signal by secondarily
transforming
the (primary) transform coefficients derived through the primary transform
based on a
non-separable transform matrix. Here, the transform may be applied at once
based on the
non-separable transform matrix without separately applying the vertical
transform and the
horizontal transform (or without independently applying the horizontal and
vertical
transform) to the (primary) transform coefficients. That is, the non-separable
secondary
transform may represent the transform method which generates the transform
coefficients
(or the secondary transform coefficients) by transforming the vertical
component and the
horizontal component of the (primary) transform coefficients together without
separating
them based on the non-separable transform matrix. The non-separable secondary
transform may be applied to a top-left area of a block composed of the
(primary) transform
coefficients (hereinafter, referred to as a transform coefficient block). For
example, if both
the width (W) and the height (H) of the transform coefficient block are 8 or
more, an 8x8
non-separable secondary transform may be applied to the top-left 8x8 area of
the transform
coefficient block_ In addition, if both the width (W) and the height (H) of
the transform
coefficient block are 4 or more and the width (W) or the height (H) of the
transform
coefficient block is less than 8, a 4x4 non-separable secondary transform may
be applied
to a top-left min (8, W) x min (8, H) area of the transform coefficient block.
However, an
exemplary embodiment is not limited thereto, and for example, if only a
condition in
which the width (W) or the height (H) of the transform coefficient block is
less than 8 is
satisfied, the 4x4 non-separable secondary transform may also be applied to
the top-left
min (8, W) x min (8, H) area of the transform coefficient block.
[92]
Specifically, for example, when a 4x4 input block is used, NSST may be
performed as follows.
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[93] The 4x4 input block X may be represented as follows.
[94] [Equation 1]
X00 X01 X02 x03
X
X10 X11 X12 X13
= X20 X21 X22 X23
X30 X31 X32 X3 3
[95]
[96] When X is expiessed in a vector form, vector X may be represented as
follows.
[97] [Equation 2]
[98] = [X00 X01 X02 X03 X10 X11 X12 X13 X20 X21 X22 X23 X30 X3.1 X32 X33]7'
[99] In this case, the NSST may be calculated as follows.
[100] [Equation 31
F = T = X
[102] Here, F denotes a transform coefficient vector and T denotes a 16x16
(non-
separable) transform matrix.
[103] A 16x 1 transform coefficient vector F may be derived through Equation
3, and
F may be re-organized as 4x4 blocks through a scan order (horizontal,
vertical, diagonal,
etc.). However, the above-described calculation is an example and hypercube-
givens
transform (Hy GT) or the like may be used for calculation of secondary
transform to reduce
calculation complexity of the NS ST.
[104] Meanwhile, in the NSST, a transform kernel (or transform core, transform
type)
may be selected mode-dependently. Here, the mode may include an intra-
prediction mode
and/or an inter-prediction mode.
[105] As described above, the NSST may be performed based on the 8x8 transform
or
the 4x4 transform determined based on the width (W) and height (H) of the
transform
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coefficient block. That is, the NSST may be performed based on an 8x8 subblock
size or
a 4x4 subblock size. For example, in order to select the mode-based transform
kernel, 35
sets of three NSST kernels may be configured for NSST for both 8x8 subblock
size and
4x4 subblock size. That is, 35 transform sets may be configured for the 8x8
sub-block
size, and 35 transform sets may be configured for the 4x4 sub-block size. In
this case, the
35 transform sets for the 8x8 subblock size may include 3 8x8 transform
kernels,
respectively, and in this case, the 35 transform sets for the 4x4 subblock
size may include
3 4x4 transform kernels. However, the size of the transform subblock, the
number of sets,
and the number of transform kernels in the set are an example and a size other
than 8x8
or 4x4 may be used, or n sets may be configured and k transform kernels may be
included
in each set.
[106] The transform set may also be referred to as a NS ST set, and the
transform kernel
in the NSST set may be referred to as a NSST kernel. Selection of a specific
one of the
transform sets may be performed, for example, based on an intra prediction
mode of a
target block (CU or subblock).
[107] For a reference, for example, the intra prediction mode may include two
non-
directional or non-angular intra prediction modes and 65 directional or
angular intra-
prediction modes. The non-directional intra prediction modes may include a
planar intra
prediction mode #0 and a DC intra prediction mode #1, and the directional
ultra prediction
.. modes may include 65 intra prediction modes #2 to #66. However, this is an
example and
the present disclosure may also be applied even when the number of intra
prediction modes
is different Meanwhile, the intra prediction mode #67 may be further used in
some cases,
and the intra prediction mode # 67 may represent a linear model (LM) mode.
[108] FIG. 4 exemplarily shows intra directional modes of 65 prediction
directions.
[109] Referring to FIG. 4, intra prediction modes having horizontal
directionality and
intra prediction modes having vertical directionality may be divided based on
the intra
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prediction mode #34 having a top-left diagonal prediction direction. H and V
in FIG. 3
refer to horizontal directionality and vertical directionality, respectively,
and the numbers
-32 to 32 indicate displacement of 1/32 units on the sample grid position. The
intra
prediction modes #2 to #33 have horizontal directionality, and the intra
prediction modes
#34 to #66 have vertical directionality. The intra prediction mode #18 and the
intra
prediction mode #50 represent a horizontal intra prediction mode and a
vertical intra
prediction mode, respectively. The intra prediction mode #2 may be referred to
as a
bottom-left diagonal intra prediction mode, the intra prediction mode #34 may
be referred
to as a top-left diagonal intra prediction mode, and the intra prediction mode
#66 may be
referred to as a top-right diagonal intra prediction mode.
[110] In this case, mapping between the 35 transform sets and the intra
prediction modes
may be represented, for example, as shown in the following table. For
reference, when the
LM mode is applied to a target block, the secondary transform may not be
applied to the
target block.
[111] Table 2
intra mode 0 12 3 4 5 6 7 89 10 11 12 13,14 15 15 17 18 19 20 11 22
23 24 25 26 27 28 29 30 31 32 33
set 0 1 2 3 4 5 6 7 8 9 10111213:1415H.5171819 20 21n23242526
272829 303132 33
intra mode 34 35 36 37 38 39 40 41 42 43 44 45 46 47' ' tt9 50 51 52
53 54 55 56 5158 59 60 61 (2 63 6465w 67(IM)
[112] 5et 34 33 32 3130 29 28 27 26 25 24 23 22 420 19118 17 16 15 14
13 12 1110 9 67 6 5 4 3 2 NULL
[113] Meanwhile, when it is determined that a specific set is used, one of k
transform
kernels in the specific set may be selected through a NSST index. The encoding
apparatus
may derive a NSST index indicating a specific transform kernel based on a rate-
distortion
(RD) check and may signal the NSST index to the decoding apparatus_ The
decoding
apparatus may select one of k transform kernels in the specific set based on
the NSST
index. For example, NSST index value 0 may indicate a first NSST kernel, NSST
index
value 1 may indicate a second NSST kernel, and NSST index value 2 may indicate
the
third NSST kernel. Alternatively, the NSST index value 0 may indicate that the
first NSST
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is not applied to the target block, and the NS ST index values 1 to 3 may
indicate the three
transform kernels.
[114] Referring back to FIG. 3, the transformer may perform the NSST based on
the
selected transform kernels and obtain (secondary) transform coefficients. The
transform
coefficients may be derived as quantized transform coefficients through the
quantizer as
described above, and encoded and signaled to the decoding apparatus and
delivered to the
dequantizedinverse-transformer in the encoding apparatus.
[115] Meanwhile, when the secondary transform is omitted as described above,
the
(primary) transform coefficients, which are outputs of the primary (separable)
transform,
may be derived as quantized transform coefficients through the quantizer as
described
above and may be encoded and signaled to the decoding apparatus and delivered
to the
dequantizer/inverse-transformer in the encoding apparatus.
[116] The inverse transformer may perform a series of procedures in a reverse
order of
the procedure performed by the transformer described above. The inverse
transformer may
receive (inverse-quantized) transform coefficients, perform secondary
(inverse) transform
to derive (primary) transform coefficients (S350), and perform primary
(inverse)
transform on the (primary) transform coefficients to acquire a residual block
(residual
samples). Here, the primary transform coefficients may be referred to as
modified
transform coefficients from the viewpoint of the inverse transformer. As
described above,
the encoding apparatus and the decoding apparatus may generate a reconstructed
block
based on the residual block and the predicted block and generate a
reconstructed picture
based on the reconstructed block.
[117] Meanwhile, as described above, when the secondary (inverse) transform is

omitted, the (dequantized) transform coefficients may be received and the
primary
(separable) transform may be performed thereon to acquire a residual block
(residual
samples). As described above, the encoding apparatus and the decoding
apparatus may
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generate a reconstructed block based on the residual block and the predicted
block and
generate a reconstructed picture based on the reconstructed block.
[1181 FIGS. 5A to 5C are diagrams for explaining reduced transform
according to an
exemplary embodiment of the present disclosure.
[1191 As described above in FIG. 3, in the non-separable secondary transform
(hereinafter referred to as 'NSST'), block data of the transform coefficients
obtained by
applying the primary transform are divided into MxM blocks, and then a M2xM2
NSST
may be performed for each MxM block. The M may be, for example, 4 or 8, but is
not
limited thereto.
[1201 The M2xM2 NSST may also be applied in the form of a matrix product, but
the
Hypercube-Givens Transform (HyGT) described above in FIG. 3 may be used to
calculate
the NSST in order to decrease a computational amount and a required memory
capacity.
The HyGT is an orthogonal transform, and the HyGT may include Givens rotation
Gi,i (m,
n) defined by an orthogonal matrix G (m, n, 0) as a basic component. Givens
rotation
.. (m, n) may be expressed by Equation i below.
[121] [Equation 4]
/
cos 0, i = j = m or i = j = n,
sin 0, i = m, j = n,
[122] Gi)(m, n) = ¨sin 0, i = n, j = m,
I, i = j and i # m and i # n,
0, otherwise.
[123] The Givens rotation based on Equation 4 may be illustrated in FIG. 5A.
Referring
to Equation 4 and FIG. 5A, it may be confirmed that one Givens rotation is
described by
only one angle (0).
[124] FIG. 5B illustrates an example of one round constituting a 16x16 NSST.
More
specifically, the HyGT may be performed by combining Givens rotations in a
hypercube
arrangement, and the flow of the HyGT for 16 elements may be illustrated in a
butterfly
form as illustrated in FIG. 5B. As illustrated in FIG. 5B, one round is
composed of 4
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Givens rotation layers, each Givens rotation layer is composed of 8 Givens
rotations, and
each Givens rotation may be formed in a structure which selects 2 input data
like the
connection configuration illustrated in FIG. 5B to apply a rotation transform
and then
outputs the rotation-transformed two input data at the corresponding selection
locations
.. as they are. The 16x16 NSST may apply two rounds and one-time permutation
layer
sequentially, and 16 data may be arbitrarily mixed through the corresponding
permutation
layer. All of the two rounds may be connected as illustrated in FIG. 5B, but
all of the
Givens rotation layers for the two rounds may be different.
[125] A 64x64 NS ST is composed of Givens rotation layers with 64 inputs and
outputs,
and like the 16x16 NSST, at least one round may be applied, and one round may
be
composed of 6 Givens rotation layers which are connected in a method similar
to that of
FIG. 5B. As an example, the four rounds may be applied to 64x64 NSST, and then
a
permutation layer for randomly mixing 64 data may be applied. The Givens
rotation layers
for each of the four rounds may be different from each other.
[126] FIG. 5B illustrates a round applied to a forward transform. When an
inverse
transform is applied, a backward permutation layer is first applied, and then
corresponding
Givens rotations may be applied along a direction from bottom to top in FIG.
5B in order
from the last round to the first round. An angle corresponding to each Givens
rotation of
the backward NSST may be a value obtained by applying a ¨ sign to the
corresponding
forward angle.
[127] To enhance coding efficiency, one or more HyGT rounds may be used. As
illustrated in FIG. 5C, the NSST may be composed of R HyGT rounds, and may
additionally include a sorting pass. The sorting pass may also be interpreted
as an optional
permutation pass, and may sort the transform coefficients based on variance.
As an
example, two-round HyGT may be applied to the 16x16 NSST, and four-round HyGT
may be applied to the 64x64 NSST.
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[128] FIG. 6 is a diagram for explaining reduced transform according to an
exemplary
embodiment of the present disclosure.
[129] In the present specification, a "target block" may mean a current block
or a
residual block to be coded.
[130] In the present specification, a "reduced transform" may mean a transform
which
is performed for residual samples for the target block based on a transform
matrix whose
size is reduced according to a reduced factor. If the reduced transform is
performed, the
computational amount required for transfolill may be decreased due to a
decrease in the
size of the transform matrix. That is, the reduced transform may be used to
eliminate a
computational complexity issue which occurs when a large block is transformed
or non-
separable transformed. The reduced transform may be referred to as a primary
transform
(or a core transform). The reduced transform may also be used for any type of
transform
such as the primary transform (for example, DCT, DST, and the like) and the
secondary
transform (for example, NSST).
[131] The reduced transform may be referred to in various terms such as
reduced
transform, reduction transform, reduced transform, reduced secondary
transform,
reduction transform, simplified transform, simple transform, RTS, RST, or the
like, and
the names which may refer to the reduced transform are not limited to the
listed examples.
[132] In the reduced transform according to an exemplary embodiment, the
reduced
transform matrix may be determined by mapping an N dimensional vector to an R
dimensional vector located in a different space, where R is less than N. The N
may mean
the square of the length of one side of the block to be transformed or the
total number of
transform coefficients corresponding to the block to be transformed, and the
reduced
factor may mean an R/N value. The reduced factor may be referred to in various
terms
such as a reduced factor, a reduction factor, a reduced factor, a reduction
factor, a
simplified factor, a simple factor, or the like. Meanwhile, the R may be
referred to as a
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reduced coefficient, but in some cases, the reduced factor may also mean R. In
addition,
in some cases, the reduced factor may also mean an N/R value.
[133] In an exemplary embodiment, the reduced factor or the reduced
coefficient may
be signaled through a bitstream, but the exemplary embodiment is not limited
thereto. For
example, a predetermined value for the reduced factor or the reduced
coefficient may be
stored in each of the encoding apparatus 100 and the decoding apparatus 200,
in which
case the reduced factor or the reduced coefficient may not be signaled
separately.
[134] The size of the reduced transform matrix according to an exemplary
embodiment
is Rx.N less than the size NxN of the normal transform matrix, and may be
defined as
expressed in Equation 5 below.
[135] [Equation 5]
-111 L12 113 11/11
t21 t22 t23 t2N
TRxN
.tR1 tR2 tR3 tRN
[136]
[137] The matrix (T) in the reduced transform block illustrated in (a) of FIG.
6 may
mean the matrix (TIN) of Equation 5. If the reduced transform matrix (Ti) is
multiplied
by residual samples for the target block as illustrated in (a) of FIG. 6,
transform
coefficients for the target block may be derived.
[138] In an exemplary embodiment, if the size of the block to be transformed
is 8x8, R
= 16 (that is, R/N = 16/64 = 1/4), and the size of the target block is 64x64,
the reduced
transform according to (a) of FIG. 6 may be expressed by a matrix operation as
in Equation
6 below.
[139] [Equation 6]
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ri
tut tu i 1 rrz,j t13 2
ta4P t4.44 X
9.. ;
hea ti6J.
[140]
[1411 In Equation 6, ri to r64 may represent the residual samples for the
target block. As
a result of the operation of Equation 6, transform coefficients (ci) for the
target block may
be derived, and the derivation process of the ci may be shown in Equation 7.
[142] [Equation 7]
few I from 1 to IR:
zz CP
tor j from It to N:
cuu¨ tgj al
[143]
[144] As a result of the operation of Equation 7, transform coefficients (ci
to cR) for the
target block may be derived. That is, if R = 16, the transform coefficients
(ci to do) for
the target block may be derived. If a regular transform is applied instead of
the reduced
transform and the transform matrix of 64x64 (NxN) in size is multiplied by a
matrix
including the residual samples of 64x1 (Nxl) in size, 64 (N) transform
coefficients for the
target block are derived, but since the reduced transform is applied, only 16
(R) transform
coefficients for the target block are derived. The total number of transform
coefficients
for the target block is decreased from N to R and thus the amount of data
transmitted by
the encoding apparatus 100 to the decoding apparatus 200 may be decreased,
thereby
enhancing transmission efficiency between the encoding apparatus 100 and the
decoding
apparatus 200.
[145] Reviewing the size of the transform matrix, the size of the regular
transform
matrix is 64x64 (NxN) but the size of the reduced transform matrix is
decreased at 16x64
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(RxN), such that the usage of the memory may be decreased at an R/N ratio when
the
reduced transform is performed as compared to when the regular transform is
performed.
In addition, the number of multiplication operations may be decreased at an
R/N ratio
when the reduced transform matrix is used as compared to the number of
multiplication
operations, NxN, when the regular transform matrix is used.
[146] hi an exemplary embodiment, the transform coefficients for the target
block may
be derived by transforming the residual samples for the target block by the
transformer
122 of the encoding apparatus 100; the transform coefficients for the target
block may be
transferred to the inverse transformer of the decoding apparatus 200; and the
inverse
transformer 223 of the decoding apparatus 200 may inverse-transform the
transform
coefficients for the target block. The residual samples for the target block
may be derived
based on the inverse transform which is performed for the transform
coefficients for the
target block. That is, the detailed operations according to the (reduced)
inverse transform
are only in the opposite order to the detailed operations according to the
(reduced)
transform, and the detailed operations according to the (reduced) inverse
transform and
the detailed operations according to the (reduced) transform are substantially
similar.
[147] The size of the reduced inverse transform matrix Malt according to an
exemplary
embodiment is NxR less than the size of the regular inverse transform matrix
NxN, and
the reduced inverse transform matrix TNxit has a transpose relationship with
the reduced
transform matrix TRxN expressed in Equation 5.
[148] The matrix 14 in the Reduced Inv. Transform block illustrated in (b) of
FIG. 6
may mean the reduced inverse transform matrix TNxR. If the transform
coefficients for the
target block is multiplied by the reduced inverse transform matrix TNxR as
illustrated in
(b) of FIG_ 6, the primary transform coefficients for the target block or the
residual
samples for the target block may be derived.
[149] More specifically, if the reduced inverse transform is applied based on
the
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secondary inverse transfmm, the primary transfoim coefficients for the target
block may
be derived when the transform coefficients is multiplied by the reduced
inverse transform
matrix Milt. On the other hand, if the reduced inverse transfmni is applied
based on the
primary inverse transform, the residual samples for the target block may be
derived when
the transform coefficients for the target block is multiplied by the reduced
inverse
transform matrix TNxit.
[150] In an exemplary embodiment, if the size of the block to be inversely-
transformed
is 8x8, R = 16 (that is, R/N = 16/64 = 1/4), and the size of the target block
is 64x64, the
reduced inverse transform according to (b) of FIG. 6 may be expressed by a
matrix
operation as in Equation 8 below.
[151] [Equation 8]
I tti t2.1 h&j -
' it1L2 t2 02 .. . tin di. cl
tlõ,2 152;03 km, Cit
X t
i I
C16
t3,44 ravile "' t16,64-
[152]
[153] In Equation 8, ci to c16 may represent the transform coefficients for
the target
block. As a result of the operation of Equation 8, the rj representing the
primary transform
coefficients for the target block or the residual samples for the target block
may be derived,
and the derivation process of the rj may be shown in Equation 9.
[154] [Equation 9]
for I from 1 to N:
17 0
for) from lto R:
71+mu ki . CI
[155]
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[156] As a result of the operation of Equation 9, the ri to IN representing
the primary
transform coefficients for the target block or the residual samples for the
target block may
be derived Reviewing the size of the inverse transform matrix, the size of the
regular
inverse transform matrix is 64x64 (NxN), but the size of the reduced inverse
transform
matrix is decreased at 64x16 (NxR), such that the usage of the memory may be
decreased
at an R/N ratio when the reduced inverse transform is performed as compared to
when the
regular inverse transform is performed. In addition, the number of
multiplication
operations may be decreased (NxR) to an R/N ratio when the reduced inverse
transform
matrix is used as compared to the number of multiplication operations NxN when
the
regular inverse transform matrix is used.
[157] FIG. 7 is a flowchart illustrating a reduced transform process according
to an
exemplary embodiment of the present disclosure.
[158] Each step illustrated in FIG. 7 may be performed by the decoding
apparatus 200
illustrated in FIG. 2. More specifically, S700 may be performed by the
dequantizer 222
illustrated in FIG_ 2, and S710 and S720 may be performed by the inverse
transformer 223
illustrated in FIG. 2. Accordingly, detailed descriptions overlapping with the

aforementioned contents in FIG. 2 will be omitted or simplified.
[159] In an exemplary embodiment, as described above with reference to FIG. 6,
the
detailed operations according to the (reduced) transform are only in the
opposite order to
the detailed operations according to the (reduced) inverse transform, and the
detailed
operations according to the (reduced) transform and the detailed operations
according to
the (reduced) inverse transform may be substantially similar_ Accordingly,
those skilled
in the art will readily understand that the descriptions of S700 to S720 for
the reduced
inverse transform described below may also be applied to the reduced transform
in the
same or similar manner.
[160] The decoding apparatus 200 according to an exemplary embodiment may
derive
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transform coefficients by performing dequantization for quantized transform
coefficients
for a target block (S700).
[1611 The decoding apparatus 200 according to an exemplary embodiment may
select
a transform kernel (S710). More specifically, the decoding apparatus 200 may
select the
transform kernel based on at least one of a transform index, a width and a
height of an
area to be transformed, an ultra prediction mode used in image decoding, and
information
about a color component of the target block. However, the exemplary embodiment
is not
limited thereto, and for example, the transform kernel is predefined, and no
separate
information for selecting the transform kernel may be signaled.
[1621 In an example, the information about the color component of the target
block may
be signaled through CIdx. The CIdx may indicate 0 if the target block is a
luma block, and
the CIdx may indicate a non-zero value (for example, 1) if the target block is
a chroma
block, for example a Cb block or a Cr block.
[163] The decoding apparatus 200 according to an exemplary embodiment may
apply
.. the reduced inverse transform to the transform coefficients based on the
selected transform
kernel and a reduced factor (S720).
[1641 FIG. 8 is a flowchart illustrating a reduced transform process according
to another
exemplary embodiment of the present disclosure.
[165] Each step illustrated in FIG. 8 may be performed by the decoding
apparatus 200
.. illustrated in FIG. 2. More specifically, S800 may be performed by the
dequantizer 222
illustrated in FIG. 2, and S810 to S860 may be performed by the inverse
transformer 223
illustrated in FIG. 2. Accordingly, detailed descriptions overlapping with the

aforementioned contents in FIG. 2 will be omitted or simplified.
[1661 In an exemplary embodiment, as described above with reference to FIG. 6,
the
detailed operations according to the (reduced) transform are only in the
opposite order to
the detailed operations according to the (reduced) inverse transform, and the
detailed
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operations according to the (reduced) transform and the detained operations
according to
the (reduced) inverse transform may be substantially similar. Accordingly,
those skilled
in the art will readily understand that the descriptions of S800 to S860 for
the reduced
inverse transform described below may also be applied to the reduced transform
in the
same or similar manner.
[167] The decoding apparatus 200 according to an exemplary embodiment may
perform
dequantization for quantized coefficients for the target block (S800). If the
transform is
performed in the encoding apparatus 100, the decoding apparatus 200 may derive
the
transform coefficients for the target block by dequantizing the quantized
transform
coefficients for the target block in the S800. Conversely, if the transform is
not performed
in the encoding apparatus 100, the decoding apparatus 200 may derive the
residual
samples for the target block by performing dequantization for the quantized
residual
samples for the target block in the S800.
[168] The decoding apparatus 200 according to an exemplary embodiment may
determine whether the transform has been performed for the residual samples
for the target
block in the encoding apparatus 100 (S810), and when it is determined that the
transform
has been performed, the decoding apparatus 200 may parse the transform index
(or
decoded from a bitstream) (S820). The transform index may include a horizontal

transform index for horizontal transform and a vertical transform index for a
vertical
transform.
[169] In an example, the transform index may include a primary transform
index, a core
transform index, an NSST index, and the like. The transform index may be
expressed as
Transform_idx, for example, and the NSST index may be expressed as NSST idx,
for
example. In addition, the horizontal transform index may be expressed as
Transform_idx h, and the vertical transform index may be expressed as
Transform_idx_v.
[170] The decoding apparatus 200 according to an exemplary embodiment may omit
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operations according to 5820 to S860, when it is determined in the S810 that
the transform
has not been performed for the residual samples for the target block in the
encoding
apparatus 100.
[171] The decoding apparatus 200 according to an exemplary embodiment may
select
a transform kernel based on at least one a transform index, a width and a
height of an area
to which the transform is applied, an intra prediction mode used in image
decoding, and
information about a color component of the target block (S830).
[172] The decoding apparatus 200 according to an exemplary embodiment may
determine whether a condition for performing reduced inverse transform for the
transform
coefficients for the target block is satisfied (S840).
[173] In an example, if the width and height of the area to which the reduced
inverse
transform is applied are each greater than a first coefficient, the decoding
apparatus 200
may determine that the condition for performing the reduced inverse transform
for the
transform coefficients for the target block is satisfied.
.. [174] hi another example, if the product of the width and the height of the
area to which
the reduced inverse transform is applied is greater than a second coefficient,
and a smaller
one of the width and the height of the area to which the reduced inverse
transform is
applied is greater than a third coefficient, the decoding apparatus 200 may
determine that
the condition for performing the reduced inverse transform for the transform
coefficients
for the target block is satisfied.
[175] In still another example, if the width and the height of the area to
which the
reduced inverse transform is applied are each less than or equal to a fourth
coefficient, the
decoding apparatus 200 may determine that the condition for performing the
reduced
inverse transform for the transform coefficients for the target block is
satisfied.
-- [176] In yet another example, if the product of the width and the height of
the area to
which the reduced inverse transform is applied is less than or equal to a
fifth coefficient
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and a smaller one of the width and the height of the area to which the reduced
inverse
transform is applied is less than or equal to a sixth coefficient, the
decoding apparatus 200
may determine that the condition for performing the reduced inverse transform
for the
transform coefficients for the target block is satisfied.
[177] In still yet another example, if at least one of the condition in which
the width and
the height of the area to which the reduced inverse transform is applied are
each greater
than the first coefficient, the condition in which the product of the width
and the height of
the area to which the reduced inverse transform is applied is greater than the
second
coefficient and the smaller one of the width and the height of the area to
which the reduced
inverse transform is applied is greater than the third coefficient, the
condition in which the
width and the height of the area to which the reduced inverse transform is
applied are each
smaller than or equal to the fourth coefficient, and the condition in which
the product of
the width and the height of the area to which the reduced inverse transform is
applied is
less than or equal to the fifth coefficient and the smaller one of the width
and the height
of the area to which the reduced inverse transform is applied is smaller than
or eqn to
the sixth coefficient is satisfied, the decoding apparatus 200 may determine
that the
condition in which the reduced inverse transform is performed for the
transform
coefficients for the target block is satisfied.
[178] In the above examples, the first to sixth coefficients may be any
predetermined
positive integer. For example, the first to sixth coefficients may be 4, 8, 16
or 32.
[179] The reduced inverse transform according to an exemplary embodiment may
be
applied to a square area which is included in the target block (that is, if
the width and the
height of the area to which the reduced inverse transform is applied are the
same), and in
some cases, the width and the height of the area to which the reduced inverse
transform is
applied may be fixed to values of the predetermined coefficients (for example,
4, 8, 16,
32, or the like). Meanwhile, the area to which the reduced inverse transform
is applied is
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CA 03088026 2020-06-1.5
not limited to the square area, and the reduced inverse transform may be
applied to a
rectangular area or a non-rectangular area. A more detailed description of the
area to which
the reduced inverse transform is applied will be described later with
reference to FIG. 10.
[180] In an example, whether the condition for performing the reduced inverse
transform is satisfied may be determined based on the transform index. That
is, the
transform index may indicate which transform has been performed for the target
block.
[181] The decoding apparatus 200 according to an exemplary embodiment may
perform
the (regular) inverse transform for the transform coefficients for the target
block when it
is determined in the S840 that the condition for performing the simplified
inverse
transform is not satisfied. As described above with reference to FIG. 3, the
(inverse)
transform may include, for example, a DCT2, a DCT4, a DCT5, a DCT7, a DCT8, a
DST1,
a DST4, a DST7, an NSST, a JEM-NSST (HyGT), or the like, but is not limited
thereto.
[182] The decoding apparatus 200 according to an exemplary embodiment may
perform
the reduced inverse transform for the transform coefficients for the target
block when it is
determined in the S8,10 that the condition for performing the reduced inverse
transform is
satisfied (S860).
[183] FIG. 9 is a flowchart illustrating a reduced transform process based on
a non-
separable secondary transform according to an exemplary embodiment of the
present
disclosure.
[184] Each step illustrated in FIG. 9 may be performed by the decoding
apparatus 200
illustrated in FIG. 2, and more specifically, S900 may be performed by the
dequantizer
222 illustrated in FIG. 2, and S910 to S980 may be perfonned by the inverse
transformer
223 illustrated in FIG. 2. In addition, S900 of FIG. 9 may correspond to the
S800 of FIG.
8, S940 of FIG. 9 may correspond to the S830 of FIG. 8, and S950 of FIG. 9 may
correspond to the S840 of FIG. 8. Accordingly, detailed descriptions
overlapping with the
contents described above with reference to FIGS. 2 and 8 will be omitted or
simplified.
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[185] In an exemplary embodiment, as described above with reference to FIG. 6,
the
detailed operations according to the (reduced) transform are only in the
opposite order to
the detailed operations according to the (reduced) inverse transform, and the
detailed
operations according to the (reduced) transform and the detailed operations
according to
the (reduced) inverse transform may be substantially similar. Accordingly,
those skilled
in the art will readily understand that the descriptions of S900 to S980 for
the reduced
inverse transform described below may also be applied to the reduced transform
in the
same or similar manner_
[186] The decoding apparatus 200 according to an exemplary embodiment may
perform
dequantization for the quantized coefficients for the target block (S900).
[187] The decoding apparatus 200 according to an exemplary embodiment may
determine whether the NSST has been performed for the residual samples for the
target
block in the encoding apparatus 100 (S910), and when it is determined that the
NSST has
been performed, the decoding apparatus 200 may parse the NSST index (or
decoded from
the bitstream) (S920).
[188] The decoding apparatus 200 according to an exemplary embodiment may
determine whether the NSST index is greater than 0 (S930), and when it is
determined
that the NSST index is greater than 0, the decoding apparatus 200 may select
the transform
kernel based on at least one the NSST index, a width and a height of an area
to which the
NSST index is applied, an intra prediction mode, and information about a color
component
of the target block (S940).
[189] The decoding apparatus 200 according to an exemplary embodiment may
determine whether the condition for performing the reduced inverse transform
for the
transform coefficients for the target block is satisfied (S950).
[190] The decoding apparatus 200 according to an exemplary embodiment may
perform
the (regular) inverse transform not based on the reduced inverse transform for
the
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CA 03088026 2020-06-1.5
transform coefficients for the target block, if it is determined in the S950
that the condition
for performing the reduced inverse transform is not satisfied.
[1911 The decoding apparatus 200 according to an exemplary embodiment may
perform
an inverse NSST based on the reduced inverse transform for the transform
coefficients for
the target block, if it is determined in the S950 that the condition for
performing the
reduced inverse transform is satisfied.
[192] The decoding apparatus 200 according to an exemplary embodiment may omit

the operations according to S920 to S970 if it is determined in the S910 that
the NSST has
not been performed for the residual samples for the target block in the
encoding apparatus
100.
[193] The decoding apparatus 200 according to an exemplary embodiment may omit

the operations according to S940 to S970, if it is determined in the S930 that
the NSST
index is not greater than 0.
[194] The decoding apparatus 200 according to an exemplary embodiment may
perform
a primary inverse transform for primary transform coefficients for the target
block derived
by applying the inverse NSST. When the primary inverse transform is performed
for the
primary transform coefficients, the residual samples for the target block may
be derived.
[195] FIG. 10 is a block diagram illustrating a block to which the reduced
transform is
applied according to an exemplary embodiment of the present disclosure.
[196] As described above with reference to FIG. 8, the area to which the
reduced
(inverse) transform is applied in the target block is not limited to the
square area, and the
reduced transform may be applied to the rectangular area or the non-
rectangular area.
[197] FIG. 10 illustrates an example in which the reduced transform is applied
to a non-
rectangular area in a target block 1000 having a 16x16 in size. Ten blocks
1010 shaded in
FIG. 10 represent areas in which the reduced transform is applied in the
target block 1000.
Since the sizes of the respective minimum unit blocks are 4x4, the reduced
transform is
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CA 03088026 2020-06-1.5
applied to 10 4x4 pixels (that is, the reduced transform is applied to 160
pixels) according
to the example of FIG. 10. When R = 16, the size of the reduced transform
matrix may be
16x160.
[198] Meanwhile, those skilled in the art may readily understand that the
arrangement
of the minimum unit blocks 1010 included in the area to which the reduced
transform
illustrated in FIG. 10 is applied is only one of a large number of examples.
For example,
the minimum unit blocks included in the area to which the reduced transform is
applied
may not be adjacent to each other, or may have a relationship sharing only one
vertex
therebetween.
[199] FIG. 11 is a flowchart illustrating an operation of a video encoding
apparatus
according to an exemplary embodiment of the present disclosure.
[200] Each step illustrated in FIG. 11 may be performed by the encoding
apparatus 100
illustrated in FIG. 1. More specifically, S1100 may be perfouned by the
subtractor 121
illustrated in FIG. 1, S1110 may be performed by the transformer 122
illustrated in FIG.
1, S1120 may be performed by the quantizer 123 illustrated in FIG_ 1, and
S1130 may be
performed by the entropy encoder 130 illustrated in FIG. 1. In addition, the
operations
according to S1100 to S1130 are based on some of the contents described above
with
reference to FIGS. 6 to 10. Accordingly, detailed descriptions overlapping
with the
contents described above with reference to FIGS. 1 and 6 to 10 will be omitted
or
.. simplified.
[201] The encoding apparatus 100 according to an exemplary embodiment may
derive
the residual samples for the target block (S1100).
[202] The encoding apparatus 100 according to an exemplary embodiment may
derive
transform coefficients for a target block based on the reduced transform for
the residual
samples (S1110). In an example, the reduced transform may be performed based
on a
reduced transform matrix, and the reduced transform matrix may be a non-square
matrix
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CA 03088026 2020-06-1.5
in which the number of rows is less than the number of columns.
[203] In an exemplary embodiment, the S1110 may include determining whether a
condition for applying the reduced transform is satisfied, generating and
encoding a
transform index based on the determination, selecting a transform kernel, and
applying
the reduced transform to the residual samples based on the selected transform
kernel and
a reduced factor, when the condition for applying the reduced transform is
satisfied. At
this time, the size of the reduced transform matrix may be determined based on
the reduced
factor.
[204] If the reduced transform according to the S1110 is based on a primary
transform,
primary transform coefficients for the target block may be derived when the
reduced
transform is performed for the residual samples for the target block. The
decoding
apparatus 200 may perform an NSST for the primary transform coefficients for
the target
block, and at this time, the NSST may be performed based on the reduced
transform or
performed not based on the reduced transform. When the NSST is performed based
on the
reduced transform, this may correspond to the operation according to the
S1110.
[205] The encoding apparatus 100 according to an exemplary embodiment may
derive
quantized transform coefficients by performing quantization based on the
transform
coefficients for the target block S1120.
[206] The encoding apparatus 100 according to an exemplary embodiment may
encode
information about the quantized transform coefficients (S1130). More
specifically, the
encoding apparatus 100 may generate information about the quantized transform
coefficients and encode information about the generated quantized transform
coefficients.
The information about the quantized transform coefficients may include
residual
information.
[207] In an example, the information about the quantized transform
coefficients may
include at least one of information about whether the reduced transform is
applied,
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CA 03088026 2020-06-1.5
information about the reduced factor, information about a minimum -transform
size to
which the reduced transform is applied, and information about a maximum
transform size
to which the reduced transform is applied. A more detailed description of the
information
about the quantized transform coefficients will be described later in FIG. 12.
[208] Referring to the S1110, it may be confirmed that the transform
coefficients for
the target block are derived based on the reduced transform for the residual
samples.
Reviewing the size of the transform matrix, the size of the regular transform
matrix is
NxN but the size of the reduced transform matrix is decreased at RxN, such
that the usage
of the memory may be decreased at an R/N ratio when the reduced transform is
performed
as compared to when the regular transform is performed. In addition, the
number of
multiplication operations may be decreased (RxN) to an R/N ratio when the
reduced
transform matrix is used as compared to the number of multiplication
operations NxN
when the regular transform matrix is used. In addition, since only the R
transform
coefficients are derived when the reduced transform is applied, the total
number of
transform coefficients for the target block is decreased from N to R as
compared to a case
where the N transform coefficients are derived when the regular transform is
applied, such
that the amount of data transmitted by the encoding apparatus 100 to the
decoding
apparatus 200 may be decreased. In summary, it is possible to enhance the
transform
efficiency and the coding efficiency of the encoding apparatus 100 through the
reduced
transform according to the S1110.
[209] FIG. 12 is a flowchart illustrating an operation of a video decoding
apparatus
according to an exemplary embodiment of the present disclosure.
[210] Each step illustrated in FIG. 12 may be performed by the decoding
apparatus 200
illustrated in FIG_ 2. More specifically, S1200 may be performed by the
entropy decoder
210 illustrated in FIG. 2, S1210 may be performed by the dequantizer 222
illustrated in
FIG. 2, S1220 may be performed by the inverse transformer 223 illustrated in
FIG. 2, and
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CA 03088026 2020-06-1.5
S1230 may be performed by the adder 240 illustrated in FIG. 2. In addition,
the operations
according to S1200 to S1230 are based on some of the contents described above
with
reference to FIGS. 6 to 10. Accordingly, detailed descriptions overlapping
with the
contents described above with reference to FIGS. 2 and 6 to 10 will be omitted
or
simplified.
[211] The decoding apparatus 200 according to an exemplary embodiment may
derive
quantized transform coefficients for the target block from the bitstream
(S1200). More
specifically, the decoding apparatus 200 may decode information about the
quantized
transform coefficients for the target block from the bitstream, and derive the
quantized
transform coefficients for the target block based on the information about the
quantized
transform coefficients for the target block. The information about the
quantized transform
coefficients for the target block may be included in a sequence parameter set
(SPS) or a
slice header, and may include at least one of information about whether the
reduced
transform is applied, information about the reduced factor, information about
the
minimum transform size to which the reduced transform is applied, information
about the
maximum transform size to which the reduced transform is applied, and
information about
the reduced inverse transform size.
[212] More specifically, the information about whether the reduced transform
is applied
may be represented by an enabled flag, the information about the reduced
factor may be
represented by a reduced factor value, the information about the minimum
transform size
to which the reduced inverse transform is applied is represented by a minimum
transform
size value, the information about the maximum transform size to which the
reduced
inverse transform is applied may be represented by the maximum transform size
value,
and the information about the reduced inverse transform size may be
represented by a size
value of the reduced inverse transform. At this time, the enabled flag may be
signaled
through a first syntax element, the reduced factor value may be signaled
through a second
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CA 03088026 2020-06-1.5
syntax element, the minimum transform size value may be signaled through a
third syntax
element, and the maximum transform size value may be signaled through a fourth
syntax
element, and the reduced inverse transform size value may be signaled through
a fifth
syntax element.
[213] In an example, the first syntax element may be expressed as the syntax
element
Reduced_transform_enabled_flag. The syntax element Reduced_transform_enabled
flag
may indicate 1 if the reduced transform is applied, and the syntax element
Reduced transform_enabled_flag may indicate 0 if the reduced transform is not
applied.
If the syntax element Reduced_transform_enabled_flag is not signaled, a value
of the
syntax element Reduced transform enabled flag may be estimated to be 0.
[214] blt addition, the second syntax element may be expressed as a syntax
element
Reduced_transform_factor. The syntax element Reduced_transform_factor may
indicate
a value of R/N, where N may mean the square of the length of one side of the
block to
which the transform is applied or the total number of transform coefficients
corresponding
to the block to which the transform is applied. R may mean a reduced
coefficient less than
N. However, the example is not limited thereto, and for example, the
Reduced transform factor may also indicate R rather than the R/N. Reviewing in
view of
the reduced inverse transform matrix, R means the number of columns of the
reduced
inverse transform matrix, and N means the number of rows of the reduced
inverse
transform matrix, and at this time, the number of columns of the reduced
inverse transform
matrix needs to be less than the number of rows. R may be, for example, 8, 16,
32, or the
like, but is not limited thereto. If the syntax element
Reduced_transform_factor is not
signaled, the value of Reduced_transform_factor may be estimated as R/N (or
R).
[215] In addition, the third syntax element may be expressed as a syntax
element
min_reduced_transform_size. If the syntax element min_reduced_transform_size
is not
signaled, the value of min_reduced transfonn_size may be estimated as 0.
Date Recue/Date Received 2020-06-15

CA 03088026 2020-06-1.5
[216] In addition, the fourth syntax element may be expressed as a syntax
element
max_reduced_transform_size. If the syntax element max_reduced transform_size
is not
signaled, a value of max_reduced transform size may be estimated as 0.
[217] In addition, the fifth syntax element may be expressed as a syntax
element
reduced_transform_size. The size value of the reduced inverse transform
included and
signaled in the syntax element reduced_transform_size may indicate the size of
the area
to which the reduced inverse transform is applied or the size of the reduced
iransfoiiii
matrix, but is not limited thereto. If the syntax element
reduced_transform_size is not
signaled, the value of reduced_transform_size may be estimated as 0.
[218] Table 3 below shows an example in which the information about the
quantized
transform coefficients for the target block is included and signaled in the
SPS.
[219] [Table 3]
[220]
46
Date Recue/Date Received 2020-06-15

CA 03088026 2020-06-1.5
,seTparameter_retibsp( ) Descriptor
spa Didee_parameter set id n(4)
sps man snib_layeri_min' Be3)
sps remporal_id nesting_flag B(1)
profile tier level( spr_prax snI4 layers_mainurl )
sps DDT/ammeter set id ue(v)
Clarntma format idc ue(v)
if( chrome format ide 3)
separat ,_.i.dom_plaae flag B(1)
picwidlik in lama samples ue(v)
plc hated in samples ue(v)
confornimice_windoor Dag B(1)
if( conformance_windew_flag ) {
waif via left offset ue(v)
conf win right offset ue(v)
con! rib top tenet Be(v)
rani vim bottom offset ne(v)
Redneektranafrom_enabkd_flag D(1)
If(reduced transibrm enabled flag) {
reduc transform_fadnr Be(v)
asin_redncedLtransforna rine Be(v)
near rednerel _transform size ue(v)
reduced transformfize ue(v)
sps tatension_flag u(1)
if( sps_extensionjlag )
while( mere ) )
sps eidension data flag l<1)
rbsp_trading_lbite()
[221] The decoding apparatus 200 according to an exemplary embodiment may
derive
transform coefficients by performing dequantization for the quantized
transform
coefficients for the target block (S1210).
[222] The decoding apparatus 200 according to an exemplary embodiment may
derive
residual samples for the target block based on the reduced inverse transform
for the
transform coefficients (S1220). In an example, the reduced inverse transform
may be
performed based on the reduced inverse transform matrix, and the reduced
inverse
47
Date Recue/Date Received 2020-06-15

CA 03088026 2020-06-1.5
transform matrix may be a non-square matrix in which the number of columns is
less than
the number of rows.
[223] In an exemplary embodiment, S1220 may include decoding a transform
index,
determining whether a condition for applying the reduced inverse transform is
satisfied
based on the transform index, selecting a transform kernel, and applying the
reduced
inverse transform for the transform coefficient based on the selected
transform kernel and
a reduced factor, when the condition for applying the reduced inverse
transform is satisfied.
At this time, the size of the reduced inverse transform matrix may be
determined based on
the reduced factor.
[2241 If the reduced inverse transform according to the S1220 is based on the
inverse
NSST, the primary transform coefficients for the target block may be derived
when the
reduced inverse transform is performed for the transform coefficients for the
target block.
The decoding apparatus 200 may perform the primary inverse transform for the
primary
transform coefficients for the target block, and at this time, the primary
inverse transform
may be performed based on the reduced inverse transform or performed not based
on the
reduced inverse transform.
[225] Alternatively, when the reduced inverse transform according to the S1220
is
based on the primary inverse transform, residual samples for the target block
may be
directly derived by performing the reduced inverse transform for the transform
coefficients for the target block.
[226] The decoding apparatus 200 according to an exemplary embodiment may
generate a reconstructed picture based on the residual samples for the target
block and
prediction samples for the target block (S1230).
[227] Referring to the S1220, it may be confirmed that residual samples for
the target
block are derived based on the reduced inverse transform for the transform
coefficients
for the target block. Reviewing the size of the inverse transform matrix, the
size of the
48
Date Recue/Date Received 2020-06-15

CA 03088026 2020-06-1.5
regular inverse transform matrix is NxN but the size of the reduced inverse
transform
matrix is reduced to NxR, such that the usage of the memory may be decreased
at an R/N
ratio when the reduced transform is performed as compared to when the regular
transform
is performed. In addition, the number of multiplication operations may be
decreased (NxR)
to an RIM ratio when the reduced inverse transform matrix is used as compared
to the
number of multiplication operations NxN when the regular inverse transform
matrix is
used. In addition, since only the R transform coefficients need to be decoded
when the
reduced inverse transform is applied, the total number of transform
coefficients for the
target block may be N to R when compared to a case where the N transform
coefficients
needs to be decoded when the regular inverse transform is applied, thereby
enhancing
decoding efficiency. In summary, it is possible to enhance the (inverse)
transform
efficiency and the coding efficiency of the decoding apparatus 200 through the
reduced
inverse transform according to the S1220.
[228] The internal components of the aforementioned apparatus may be
processors
which execute consecutive processes stored in the memory, or may be hardware
components composed of other hardware. These may be located inside/outside the

apparatus.
[229] The aforementioned modules may be omitted or replaced with other modules

which perform similar/same operations according to the exemplary embodiments.
[230] The aforementioned method according to the present disclosure may be
implemented in software form, and the encoding apparatus and/or the decoding
apparatus
according to the present disclosure may be included in the apparatus which
performs an
image processing such as a TV, a computer, a smart phone, a set-top box, a
display device,
or the like.
[231] In the aforementioned exemplary embodiments, while the methods are
described
based on the flowcharts shown as a series of steps or blocks, the present
disclosure is not
49
Date Recue/Date Received 2020-06-15

CA 03088026 2020-06-1.5
limited to the order of steps, and a certain step may occur in different order
from or
simultaneously with a step different from that described above. In addition,
those skilled
in the art will understand that the steps shown in the flowchart are not
exclusive, and other
steps may be included or one or more steps in the flowcharts may be deleted
without
.. affecting the scope of the present disclosure.
[232] When the embodiments of the present disclosure are implemented in
software,
the above-described method may be implemented by modules (processes,
functions, and
so on) that perform the functions described above. Such modules may be stored
in memory
and executed by a processor. The memory may be internal or external to the
processor,
.. and the memory may be coupled to the processor using various well known
means. The
processor may comprise an application-specific integrated circuit (ASIC),
other chipsets,
a logic circuit and/or a data processing device. The memory may include a ROM
(read-
only memory), a RAM (random access memory), a flash memory, a memory card, a
storage medium, and/or other storage device.
50
Date Recue/Date Received 2020-06-15

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

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Administrative Status

Title Date
Forecasted Issue Date 2023-10-03
(86) PCT Filing Date 2018-12-13
(87) PCT Publication Date 2019-06-20
(85) National Entry 2020-06-15
Examination Requested 2020-06-15
(45) Issued 2023-10-03

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Current Owners on Record
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