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Patent 3169629 Summary

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(12) Patent Application: (11) CA 3169629
(54) English Title: SYSTEM, METHOD AND COMPUTER PROGRAM FOR INGESTING, PROCESSING, STORING, AND SEARCHING TECHNOLOGY ASSET DATA
(54) French Title: SYSTEME, PROCEDE ET PROGRAMME INFORMATIQUE DESTINES A L'INGESTION, AU TRAITEMENT, AU STOCKAGE ET A LA RECHERCHE DE DONNEES D'ACTIF TECHNOLOGIQUE
Status: Compliant
Bibliographic Data
(51) International Patent Classification (IPC):
  • G06F 17/00 (2019.01)
(72) Inventors :
  • PARKER, THOMAS W. (United States of America)
(73) Owners :
  • HUBBLE TECHNOLOGY INC. (United States of America)
(71) Applicants :
  • HUBBLE TECHNOLOGY INC. (United States of America)
(74) Agent: CONNEELY PROFESSIONAL CORPORATION
(74) Associate agent:
(45) Issued:
(86) PCT Filing Date: 2021-02-09
(87) Open to Public Inspection: 2021-08-12
Availability of licence: N/A
(25) Language of filing: English

Patent Cooperation Treaty (PCT): Yes
(86) PCT Filing Number: PCT/US2021/017255
(87) International Publication Number: WO2021/159121
(85) National Entry: 2022-07-29

(30) Application Priority Data:
Application No. Country/Territory Date
62/972,006 United States of America 2020-02-09

Abstracts

English Abstract

A system, method and computer program for handling inbound events on a technology network may include ingesting an inbound event from a connector, interfacing with one of different technology systems on the technology network, extracting a data element or a technology asset from the inbound event, and searching a database storing a new or existing inventory of technology assets in the technology network with respect to the data element or the technology asset. When the technology asset is extracted, a relationship between the technology asset and a record in the database is created. When the data element is extracted, a match between the data element and a record in the database is determined. When the match equals or exceeds a first predetermined threshold, the record in the database is enriched. When the match is less than a second predetermined threshold, a new technology asset in the database is created.


French Abstract

L'invention concerne un système, un procédé et un programme informatique destinés à gérer des événements entrants sur un réseau technologique, lesquels peuvent consister à ingérer un événement entrant à partir d'un connecteur, à réaliser l'interface avec l'un des systèmes technologiques différents sur le réseau technologique, à extraire un élément de données ou un actif technologique à partir de l'événement entrant, et à rechercher une base de données stockant un inventaire nouveau ou existant d'actifs technologiques dans le réseau technologique par rapport à l'élément de données ou à l'actif technologique. Lorsque l'actif technologique est extrait, une relation est créée entre l'actif technologique et un enregistrement dans la base de données. Lorsque l'élément de données est extrait, une correspondance est déterminée entre l'élément de données et un enregistrement dans la base de données. Lorsque la correspondance est égale ou supérieure à un premier seuil prédéterminé, l'enregistrement dans la base de données est enrichi. Lorsque la correspondance est inférieure à un second seuil prédéterminé, un nouvel actif technologique est créé dans la base de données.

Claims

Note: Claims are shown in the official language in which they were submitted.


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What is Claimed is:
1. A system, comprising:
circuitry coupled to different technology systems on a technology network; and

a database storing a new or existing inventory of technology assets in the
technology
network and coupled to the circuitry, wherein the circuitry is configured to:
ingest an inbound event from one of the different technology systems;
extract at least one data element from the inbound event or at least one
technology
asset from the inbound event;
search the database with respect to the at least one data element or the at
least one
technology asset; and
determine a correspondence between the at least one data element or the at
least one
technology asset and at least one record in the existing inventory;
wherein, on condition that the at least one technology asset is extracted,
create a
relationship between the at least one technology asset and the at least one
record in the database,
wherein, on condition that the at least one data element is extracted,
determine a
match between the at least one data element and the at least one record in the

existing inventory,
on condition that the match equals or exceeds a first predetermined threshold,
enrich
the at least one record in the database, and,
on condition that the match is less than a second predetermined threshold,
create a
new asset in the database.
2. The system of claim 1, wherein the circuitry is part of a computing
platform
including other applications.
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3. A method, comprising:
ingesting an inbound event from a connector, interfacing with one of different

technology systems on a technology network;
extracting at least one data element from the inbound event or at least one
technology
asset from the inbound event;
searching a database storing a new or existing inventory of technology assets
in the
technology network with respect to the at least one data element or the at
least
one technology asset; and
determining a correspondence between the at least one data element or the at
least
one technology asset and at least one record in the existing inventory;
wherein, on condition that the at least one technology asset is extracted,
creating a
relationship between the at least one technology asset and the at least one
record in the database,
wherein, on condition that the at least one data element is extracted,
determining a
match between the at least one data element and at least one record in the
database, and
on condition that the match equals or exceeds a first predetermined threshold,
enriching the at least one record in the database, and,
on condition that the match is less than a second predetermined threshold,
creating a
new technology asset in the database.
4. The method of claim 3, wherein determining the match includes:
scoring the inbound event to generate a score, and
using the score as the match.
5. The method of claim 4, wherein scoring the inbound event includes:

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assessing a source of the inbound event;
looking up a rule set that applies to the source; and
scoring the inbound event based on information within the inbound event and in
accordance with the rule set for the source.
6. The method of claim 3, wherein determining the match includes generating
a
confidence score associated with the match.
7. The method of claim 3, further comprising:
generating a graph database of the existing inventory, the graph database
storing a graph including nodes representing technology assets and edges
representing relationships between the nodes; and
analyzing relationships in the graph database and event data to determine a
utility type
of a particular technology asset in the existing inventory.
8. The method of claim 3, wherein the database is a graph database storing
a
graph including nodes representing technology assets and edges representing
relationships between the nodes, and the method further comprises displaying
the graph of the graph database.
9. The method of claim 8, wherein the graph is an interactive graph.
10. The method of claim 9, further comprising, when a node of the graph is
selected,
displaying additional data regarding the node.
11. The method of claim 10, further comprising displaying a table of
properties of
the selected node.
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12. The method of claim 8, wherein creating the relationship includes at
least one of:
creating an edge between technology assets that have an observed
correspondence
between one another;
creating an edge between a system technology asset and a user identity
technology
asset based on a user activity log;
creating an edge between an application technology asset and a system
technology
asset on which the application technology asset is installed; and
creating an edge between an application technology asset and a user identity
technology asset observed through version control.
13. The method of claim 3, further comprising:
using an application programming interface to communicate between the database
and
the different technology systems.
14. The method of claim 3, the method further comprising:
writing data from a technology asset to the database regarding that
technology's asset
state, information regarding existence and data elements of technology assets
in
an immediate environment of that technology asset;
reading, from the database, technology assets and their properties for
specific use
cases; and
analyzing the database to identify patterns within specific use cases; and
conducting queries that span the different technology systems.
15. The method of claim 3, the method further comprising, in addition to
the match
being less than the second predetermined threshold, creating the new
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technology asset in the database on condition that the at least one data
element
has sufficient data to create the new technology asset.
16. The method of claim 15, the method further comprising, on condition
that the at
least one data element does not have sufficient data to create the new
technology asset, creating an orphan record in the database.
17. The method of claim 3, wherein, when the correspondence is a predictive

relationship, creating the relationship on condition that a confidence level
with
respect to the connection exceeds a predetermined confidence level.
18. A non-transitory computer readable storage device having computer
readable
instructions that when executed by circuitry coupled to different technology
systems on a technology network
causes the circuitry to execute a method comprising:
ingesting an inbound event, generated by a connector, integrating to one or
more
different technology systems in a technology environment;
extracting at least one data element from the inbound even or at least one
technology
asset from the inbound event;
searching a database storing a new or existing inventory of technology assets
in the
technology network with respect to the at least one data element or the at
least
one technology asset; and
determining a correspondence between the at least one data element or the at
least
one technology asset and at least one record in the existing inventory;
wherein, on condition that the at least one technology asset is extracted,
create a
relationship between the at least one technology asset and the at least one
record in the database,
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wherein, on condition that the at least one data element is extracted,
determining a
match between the at least one data element and at least one record in the
database, and
on condition that the match equals or exceeds a first predetermined threshold,
enriching the at least one record in the database, and,
on condition that the match is less than a second predetermined threshold,
creating a
new technology asset in the database.
19. The non-transitory computer readable storage device of claim 18,
wherein the
circuitry is part of a computing platform including other applications.
24

Description

Note: Descriptions are shown in the official language in which they were submitted.


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System, Method and Computer Program for Ingesting, Processing, Storing, and
Searching Technology Asset Data
This application claims priority to U.S. Provisional Application Serial No.
62/972,006 filed
February 9, 2020, whose entire contents are incorporated herein by reference.
BACKGROUND
[0001] Organizations are increasingly challenged in their ability to gather,
store and query
information regarding their ever-evolving technology assets. In this
innovation, a technology
asset is described broadly as a digital item of value owned [or leased from a
third party];
including physical, virtual, mobile, cloud, industrial or data itself. Such
technology assets may
include, but are not limited to desktop computer systems, physical technology
hardware,
applications, software containers, databases, cloud services, microservices,
industrial control
systems, loT devices, workloads, user identity data, network domains, virtual
servers,
machine learning models, or a repository of data, binaries or source code
supporting a
specific business function. This challenge is amplified by the rapid evolution
of information
technology systems, both in their nature and applications within public and
private sector
organizations.
[0002] Significant business risks arise when a company is not able to
understand the volume and
nature of its technology assets, including digital assets. The proliferation
of technologies such
as 5G, cloud computing and rapid pivot to digital business increases the need
for and
complexity of understanding those assets. Companies are currently adopting
enabling and
cost saving technologies, e.g., artificial intelligence, business process
automation
technologies and machine learning. However, adopting these technologies will
not be
successful without a reliable understanding of a company's assets. Further,
increasingly
aggressive regulations require keeping an accurate ledger of technology
assets.
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SUMMARY
[0003] One or more embodiments is directed to a system, including circuitry
coupled to different
technology systems on a technology network; and a database storing a new or
existing
inventory of technology assets in the technology network and coupled to the
circuitry. The
circuitry is configured to ingest an inbound event from one of the different
technology
systems, extract at least one data element from the inbound event or at least
one technology
asset from the inbound event, search the database with respect to the at least
one data
element or the at least one technology asset, and determine a correspondence
between the
at least one data element or the at least one technology asset and at least
one record in the
existing inventory. On condition that the at least one technology asset is
extracted, create a
relationship between the at least one technology asset and the at least one
record in the
database. On condition that the at least one data element is extracted,
determine a match
between the at least one data element and the at least one record in the
existing inventory.
On condition that the match equals or exceeds a first predetermined threshold,
enrich the at
least one record in the database. On condition that the match is less than a
second
predetermined threshold, create a new asset in the database.
[0004] One or more embodiments is directed to a method including ingesting an
inbound event
from a connector, interfacing with one of different technology systems on a
technology
network, extracting at least one data element from the inbound event or at
least one
technology asset from the inbound event, searching a database storing a new or
existing
inventory of technology assets in the technology network with respect to the
at least one
data element or the at least one technology asset, and determining a
correspondence
between the at least one data element or the at least one technology asset and
at least one
record in the existing inventory. On condition that the at least one
technology asset is
extracted, create a relationship between the at least one technology asset and
the at least
one record in the database. On condition that the at least one data element is
extracted,
determining a match between the at least one data element and at least one
record in the
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database. On condition that the match equals or exceeds a first predetermined
threshold,
enriching the at least one record in the database. On condition that the match
is less than a
second predetermined threshold, creating a new technology asset in the
database.
[0005] One or more embodiments is directed to a non-transitory computer
readable storage
device having computer readable instructions that when executed by circuitry
coupled to
different technology systems on a technology network causes the circuitry to
execute a
method including ingesting an inbound event, generated by a connector,
integrating to one
or more different technology systems in a technology environment, extracting
at least one
data element from the inbound even or at least one technology asset from the
inbound
event, searching a database storing a new or existing inventory of technology
assets in the
technology network with respect to the at least one data element or the at
least one
technology asset, and determining a correspondence between the at least one
data
element or the at least one technology asset and at least one record in the
existing
inventory. On condition that the at least one technology asset is extracted,
create a
relationship between the at least one technology asset and the at least one
record in the
database. On condition that the at least one data element is extracted,
determining a
match between the at least one data element and at least one record in the
database. On
condition that the match equals or exceeds a first predetermined threshold,
enriching the
at least one record in the database. On condition that the match is less than
a second
predetermined threshold, creating a new technology asset in the database.
BRIEF DESCRIPTION OF THE DRAWINGS
[0006] FIG. 1 illustrates an architecture including a system in accordance
with an embodiment.
[0007] FIG. 2 illustrates a graph of technology assets including a new asset.
[0008] FIG. 3 illustrates an inbound event.
[0009] FIG. 4 illustrates connections between the nodes in the graph after
ingestion of the
inbound event of FIG. 3.
[0010] FIG. 5 illustrates a flow of an ingest policy.
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[0011] FIG. 6 illustrates a flowchart of an inbound event.
[0012] FIG. 7 illustrates an asset intelligence graph.
[0013] FIG. 8 illustrates an asset intelligence details screen.
[0014] FIG. 9 depicts a high-level architecture leveraging a platform
application.
[0015] FIG. 10 illustrates a graph showing relationships between assets used
to determine a
utility type of an asset.
DETAILED DESCRIPTION
[0016] As discussed in detail below, embodiments are directed to a system,
method and
computer program of providing a "single source of truth" or "system of
record", articulating
what technology assets an organization has and providing adjacent information,
such as what
their business value is, what they do (function), where they are (for example
in a public cloud),
and their relationships with other assets, has a broad number of possible uses
in an
organization. This information can be used to focus on individual or small
groups of assets, or
in aggregate form to drive use-cases such understanding the overall "attack
surface" of an
organization. Such uses and challenges solved herein include, but are not
limited to:
[0017] Timely identification of previously unknown business risks, such as the
presence of
unidentified end of life systems being utilized for critical business
functions.
[0018] The high costs associated with previous asset inventory/management
solutions due to a
lack of automation and inability to keep up with the base of technological
change in today's
modern enterprise. Cost saving technologies, leveraging automation and machine
learning
that currently do not meet their potential, due to a lack of reliable sources
of asset
information. Such an example is the ability to implement security
orchestration, automation
and response (SOAR) technologies that take the nature of an impacted asset
into
consideration.
[0019] Some features of the system, method and computer program are as
follows. These may
be utilized together, or individually.
[0020] (1) A software as a service (SaaS) or On-Premises architecture.
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[0021] (2) Leveraging existing repositories of data in a technology
environment. Such data may
include but is not limited to source code, development systems, endpoint
management
products, security incident and event management (SIEM) systems, enterprise
applications,
business process automation systems, IT operations management (ITOM) systems,
net flow
collection and analysis systems, identity and access management technologies,
cloud API's,
behavioral analytics systems, finance systems, business process automation
systems,
accounting systems and risk management systems.
[0022] (3) Provides context by providing information regarding what a
technology asset is and
what it does, with opportunities for machine learning.
[0023] (4) Leveraging both High fidelity data (such as cloud API endpoints)
and low fidelity data
(such as firewall log data, with asset-by-asset and/or aggregated confidence
metrics
concerning the asset data.
[0024] (5) Decentralized inventory while leveraging distributed ledger
technology (DLT) based
databases and queries.
[0025] (6) Complete visibility across an organizations environment. i.e., from
operational
technology (OT) to cloud visibility.
[0026] (7) Modular design with specialized modules, capable of serving as a
platform, enabling
use-case flexibility and simple extendibility.
[0027] (8) Application programming interface (API) focused system, allowing
other technology
systems to query and be integrated with asset data within the system.
An overview of a system 100 is shown in FIG. 1. The system 100 may include a
database
120 and circuitry 110 coupled to different technology systems 10 on a
technology network
and in communication with the database 120, e.g., via technology connectors
20. In
particular, the circuitry 110 may include event processing circuitry 112 for
processing event
data from the technology connectors 20 and update the database 120 accordingly
and
interface circuitry 114 for providing a user interface for users 30 to query
and access the
database 120.

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[0028] Circuitry 110 may be configured via the execution of computer readable
instructions, and
the circuitry may include one or more local processors (e.g., CPU's), and/or
one or more
remote processors, such as a cloud computing resource, or any combination
thereof.
Embodiments discussed herein can be implemented in suitable instructions that
may reside
on a non-transitory computer readable medium, hardware circuitry or the like,
or any
combination and that may be translatable by one or more server machines. The
present
technology can be configured as a form of cloud computing in which one
function is shared
in cooperation for processing among a plurality of devices via a network.
Also, the present
technology can be configured as a form of a server or IP converter in a
location in which one
function is shared in cooperation for processing among a plurality of devices
via a network.
<Use of a graph database>
[0029] In order to store and later retrieve the relationships between asset
entities, a graph
database, which allows the creation of multiple edges between records or
nodes, may be
used. Edges may carry weighting values, to indicate values such as the
strength of a
relationship between nodes representing technology assets. The graph database
also allows
for the storage of properties of the technology assets for later search and
retrieval. The graph
database treats relationships between data as important as the data itself.
This allows for
the weighting of edges, representing factors such as the confidence the system
has in a given
relationship. Edges between nodes representing technology assets may also be
created
through predictions, not only direct observations.
[0030] The edges between nodes themselves can be used for a plurality of
purposes, including
but not limited to:
[0031] (1) Between computer system assets, which have an observed relationship
to one
another¨ identified through methods such as netf low data analytics.
[0032] (2) An edge between a system asset and a user identity asset,
identified through the
ingestion and analysis of user activity logs.
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[0033] (3) The relationship between an application asset and systems on which
that application
is installed.
[0034] (4) Relationships between an application asset and a user identity,
observed through
source code control system committal data, or other DevOps technologies.
[0035] The use of the database enables a plurality of technologies (including
but not limited to
mobile devices, servers, workstations, cloud systems, cyber security
technologies,
telecommunications devices, satellite assets, industrial control systems) to:
[0036] (1) Publish information to the system, concerning their own device
state, the existence
of and meta-data concerning peer devices in their immediate environment and
other data,
which the end-consumer may deem relevant.
[0037] (2) Subscribe to data held within the database, to understand the
existence of assets and
their properties, for a plurality of use cases, to include cyber security
decision making (such
as security automation and orchestration), business process automation,
business asset
tracking, mergers and acquisitions due-diligence activities, industrial
control operations,
business risk assessments and complying with a plurality IT and non-IT
regulatory
requirements which the end-user may be subject to.
[0038] (3) Perform analysis of information in the database, utilizing machine
learning and
behavioral analysis methods, for the identification of patterns and
abnormalities, to support
a plurality of use-cases, including those previously noted.
[0039] (4) Any query that can be written targeting graph databases can be
modeled in structured
query language (SQL) for a conventional relational database (RDBMS) or other
datastores,
but it comes with incredible complexity in terms of query construction,
execution, tuning,
maintenance etc. In contrast to the rigid structure of a conventional RDBMS,
with a graph
database its relatively easy to construct queries that span across multiple
entities and the
simplicity in query modeling can be exposed to the end user in a domain
specific language
(DSL) query language.
[0040] Some examples showcasing the simplicity of a graph query based DSL:
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1. To query for all users that access a system by a particular user could be
as simple as:
user.name="john doe"-> type=system -> type=user
2. To query for an organization's IT HelpDesk Employee starting from a system
that
needs attention:
system.host="server-xyz" -> org -> type=user +title¨="IT HelpDesk"
The equivalent SQL would typically involve at least two joins and multiple
filters and the
complexity increases with more hops added to query.
<Leveraging diverse data sources>
[0041] The system for gathering and processing technology asset intelligence
is capable of
querying a multitude of technology systems within an organization, normalizing
that
information, enriching where appropriate and storing it in a database, which
may be queried
for a plurality of use cases, to include cyber security decision making (such
as security
automation and orchestration), financial systems, business asset tracking,
mergers and
acquisitions due-diligence activities, industrial control operations, business
risk assessments
and complying with a plurality of IT and non-IT regulatory requirements which
the end-user
may be subject to.
[0042] To gather this information, the system includes a series of technology
integrations,
utilized for querying a plurality of technologies, to retrieve asset data,
understand their and
other assets properties and other attributes concerning themselves and peer
assets. The
nature of the integration and the data it yields can significantly vary and
may include multiple
asset data types from a given integration. For example, a single integration
to an endpoint
management technology, could yield system asset data, user asset data and
application asset
data.
[0043] The breadth of integrations and respective asset data includes but is
not limited to,
integration with industrial control systems (such as programmable logic
controllers and data
historian systems), cyber security technologies, enterprise technology
systems, operating
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systems, databases, cloud provider APIs, digital identity and access
management systems and
source code repositories.
[0044] These integrations are designed with a detailed understanding of the
underlying
technology being interfaced to such that translation between what that
external system
reports and the asset data models can be made.
[0045] Through a similar mechanism, the system may also identify the presence
of a technology
in the deployed environment, even though full information about where and how
the
technology is utilized is not known. For example, a finance system may report
the
procurement of a particular technology, indicating that technology from that
vendor is, or is
planned to be, deployed into the environment.
<Asset Edge Creation or "Mention" Capabilities>
[0046] Through the processing of data from technology integrations (as noted
above), the
system may take note that a technology asset has been referenced (or
"mentioned") in
metadata processed by the system. This is similar to the way in which a social
network works;
however, mentioning technology assets, instead of people. As an example, the
system may
include a technology integration with a source code repository. Through this
integration, the
system may identify references to technology assets embedded within pragmatic
code stored
in the repository. Such a reference could include, but is not limited to,
programmatic
instructions defining database connection strings, which would generally
comprise of an IPv4
or IPv6 address, or fully qualified hostname (or FQDN). Once a mention is
identified, a
relationship with the asset nodes in question is created. This is implemented
through the
creation of a database record, such as the creation of an edge between two or
more asset
nodes in a graph database.
[0047] As an example of this feature in action, a graph 200 in FIG. 2 has
asset nodes 202, 204,
206, 208, 201, and 212 representing technology assets and edges 250, 252, and
254 that
indicate relationships between the asset nodes. As may be seen therein, a
Customer Banking
asset node 204 which has been previously discovered is not related to the
other nodes, i.e.,
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the Customer Banking application asset node 204 has no attribution or edges to
an
organization or context in terms of where the application is utilized in an
organization. The
Customer Banking application asset node 204 has not been mentioned and
therefore lacks
context. Providing this context is important for organizations as they seek to
understand
assets in their environment.
[0048] Continuing this example, FIG. 3 illustrates an intake process 300. When
an inbound event
is received from a technology integration as discussed above at operation 302,
here from a
source code repository connector, the system ingests the inbound event in
operation 304 and
extracts relevant information (in this example, a username tied to the author
of the Customer
Banking application and a database connection record found within the source
code data) in
operation 396.
[0049] Through the ingestion of the above event, the processor may establish
the following
relationships.
[0050] (1) The relationship between the Customer Banking application banking
asset and the
user with an account "bsmith."
[0051] (2) Between the Customer Banking application asset and a database
server system asset,
with an IPv4 address of 192.168.1.100.
[0052] (3) A predictive relationship between the database server asset and the
Software
Engineering organization asset. Whether or not this predictive relationship is
used in the
graph may be based on whether a confidence level with respect to this
predictive relationship
exceeds a predetermined confidence level.
[0053] Depending on the type of ingestion event and nature of the technology
that generated
the ingestion event, different relationships may be established.
[0054] In practice, this is implemented through the creation edges between
nodes in a graph
database based on the relationships established by the intake process 300. The
resultant data
is visualized in a graph 200' shown FIG. 4. In particular, the updated graph
200' now includes
edges or relationships 256 between node 204 and node 212 (determined from
(1)), edge 258

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between node 204 and node 205 (determined from (2)), and edge 260 between node
206
and node 208 (determined from (3)). This shows how the system can be used to
bring
immediate, previously unknown context to an application asset and user asset.
[0055] While in this example, the system leveraged existing graph data with
event data from
software source code, the same process could be applied to a plurality of
asset types and
events generated by a plurality of events from the technology integrations
described above.
<Data quality>
[0056] The system can automatically, at scale, determine how best to treat
event data, with a
view to maximizing the value of a given data source, allowing for real-time or
historical
analytics of asset data, while reducing noise in the graph, through ensuring
that data is
appropriately ingested and the graph properly updated.
[0057] First, the system ingests a plurality of data elements to identify the
presence of a possible
asset in a technology environment (such as a network). Such data elements may
include, but
are not limited to, system logs, firewall logs, netflow information, endpoint
data, user access
logs, network device routing and state tables and packet capture metadata.
These plurality
of data elements may indicate the existence of a possible asset in the
environment without
necessarily revealing many details of attributes of the asset itself. For the
purposes of this
system, we term this as low fidelity data. While low fidelity may not provide
sufficient
information for many end user use-cases of the system, the identification of
the presence of
the asset in the environment carries some value. Other data contained in
ingestion events,
with a higher fidelity level, may be used to build more complete database
records concerning
that asset. Regardless of the fidelity of the data in the ingested event, it
may be used to either
create new asset records, enrich existing asset records, establish
relationships, or perform
other operations in the system.
[0058] Second, the system consumes the data elements contained within the
ingestion event
and performs analysis of them with asset data contained within the system, for
a plurality of
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purposes, including: (1) establishing whether the ingested event data, relates
to an existing
asset record or records within the asset inventory. This process is aimed at
posing a binary
(yes/no) question, whose answer can be used to identify a number of factors;
and (2)
performing analysis of data ingested through the first and second methods, to
create
confidence statistics regarding the completeness of data concerning a
particular asset. While
the existence of record is a binary (yes/no), to what extent the record
matches the data
element is not. When a match between the data element and a record in the
existing asset
inventory equals or exceeds a first threshold, the data element may be used to
enhance the
record. When a match between the data element and the record is less than a
second
predetermined threshold, which is less than or equal to the first
predetermined threshold, a
new asset may be created in the database. When a match between the data
element and
the record is between the first and second thresholds, additional policies may
be used to
determine how to treat the data element and other thresholds may be applied
with the first
and second threshold to make this determination.
[0059] This is achieved through an ingest policy. The policy applies a set of
rules, to determine
the treatment of data elements contained within an event. The policy itself
may be either
statically created, or dynamically created and/or tuned through secondary
analytics,
leveraging technologies such as machine learning, to continually tune and
improve the policy
¨ reducing false positives, false negatives and therefore improving the
handling of data
ingested into the database.
[0060] When leveraging the rules, the policy engine will broadly conduct a
series of steps. An
example of the processing of such a policy, is illustrated in FIG. 5:
[0061] (1) Operation 500 reads the type of event being ingested from a
connector, here active
directory LDAP data and outputs the type of event and data elements of the
event.
[0062] (2) Operation 510 assesses the source of the event (i.e., the
originating technology which
was responsible for creating the data held within the event).
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[0063] (3) Operation 510 reads a rule set from policy parameters 520 for the
observed
source/technology and applies the rule set to the observed source/technology.
[0064] (4) Operation 510 looks in external datastores for fingerprinting a
technology asset based
on the data elements of the event.
[0065] (5) Operation 510 scores the event, i.e., data element(s) of the event,
based on the
information contained within the event and in accordance with the rule for
that
source/technology (or connector). The score is a determination of how likely
data elements
contained within the event, pertains to existing records in the database,
i.e., an existing
technology asset. For example, if a hostname and a last logon time stamp match
an existing
asset, this is worth 5 points; if a directory name matches that of an existing
technology asset,
this is worth 3 points; and if an operating system and hostname match, this is
worth 3 points.
[0066] (6) Operation 530 determines if any records are returned by operation
520. If so, proceed
to operation 540 to determine whether a first predetermined threshold is met.
[0067] (6) In operation 540, if the score meets or exceeds a first
predetermined threshold, e.g.,
5, the event data can be used to enrich an existing asset record in the graph
database.
[0068] (7) If the score fails to meet the score criteria in operation 540 or
if no records are
returned by operation 520, proceed to operation 560.
[0069] (8) If operation 560 determines there is sufficient data to create a
new asset, in
accordance with a policy read from policy parameters 520, the event data
elements may then
be utilized to create new asset record in operation 570, on condition that the
system 100 has
made a reasonable determination that no existing asset record exists, i.e., a
match is less than
a second predetermined threshold, relating to the data elements contained
within the event.
[0070] (9) If operation 540 determines that the enrichment threshold has been
reached (i.e., an
existing asset record has been identified), the system proceeds to step 550,
then proceeding
to update the database with the additional data from the connector.
[0071] (10) If operation 560 determines there is not sufficient data to create
a new asset, in
accordance with a policy read from policy parameters 520, on condition that
the system 100
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has made a reasonable determination that no existing asset record exists, the
event data
elements may then be utilized to create an orphan record or placeholder in
operation 580
that may be later used to create a new, or enrich an existing asset.
[0072] (11) In operation 590, the database, e.g., a graph database, is updated
appropriately.
[0073] The system 100 may leverage caching or bloom filters to improve the
performance of
steps taken in 510, 540 and 560.
[0074] <Overall Inbound Event Flow>
[0075] FIG. 6 illustrates an overall flowchart for generating an inbound event
and then processing
the inbound event by the circuitry 110. Before an inbound event is received by
the circuitry
110, in operation 705, one or more information sources sends event data to be
subject to
technology integration in operation 715. The circuitry 110 receives the
inbound event from
the technology integration and, in operation 720, the inbound event is
ingested (see FIGS. 3
and 5). In operation 725, the identity of the data type is determined, e.g.,
data element,
technology asset, etc. The data is then extracted in operation 730 (see FIGS.
3 and
5). Operation 735 searches the database 120 for correspondence with records in
the
database 120 in accordance with an appropriate policy (see FIG. 4 and 510-530
in FIG. 5).
Once correspondence is found, operation 740 updates the database 120 to
manipulate a
relationship between the technology asset and the record in the database 120
(FIG. 4), enrich
the record if a match exceeds a first predetermined threshold (see 540 and 550
in FIG. 5),
create an asset if a match is below a second predetermined threshold and there
is sufficient
data (see 560 and 570 in FIG. 5), store an orphan record if there is
insufficient data (see 560
and 580 of FIG. 5), and/or proceed to further processing in operation 770. The
flow may
further include storing raw event data in operation 760, which may be further
processed in
operation 770.
<Graph Analytics>
[0076] The system 100 may represent asset information through a series of
visualizations. The
goal is to display data pertaining to a given asset or plurality of assets,
showing the
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relationships and optionally the strength of those relationships between
assets. A given
visualization may vary given the end use-case. Broadly speaking,
visualizations may be broken
down into two categories.
[0077] First, when viewing a large amount of asset data, indicating trends in
a technology
environment or environments. This is not too dissimilar from a heat-map type
concept,
except the data may be more easily explored. Such an example of how this
method may be
applied, includes providing the end user with an understanding of how server
operating
system versions are distributed across an environment of a technology
environment. This
example is helpful both tactically and strategically, to enable and take
action on a server
upgrade effort.
[0078] Second, those that are focused on a small grouping of technology assets
as a starting
point. The system would typically be interacted with to further explore and
expand the graph
visualization to provide further context around the assets of particular
interest to the user.
Such an example of how this method may be applied, includes searching the
database for a
user asset, based on a username. The visualization may then simply render a
node
representing that user, which may be interacted with to expand relationships
(or edges)
connecting that user to other assets in the database, such as associated
system assets,
applications, or organizations.
[0079] In FIG. 7, a graph 600 includes technology asset nodes 602, 606, 608,
610, 612 and 614, a
group node 604, and edges 650, 652, 654, 656, 58, 660, and 662. For example,
the node 608
with the IPv4 address 192.168.10.3 with a number of secondary nodal
attributes, identifying
pertinent information about the technology asset, including an observed
relationship with a
secondary node, with the IP address of 192.168.10.5. This graphical user
interface may be
interacted with, to further explore information regarding this and other
assets. Such an
interaction may include clicking on a node, or information bubble regarding an
asset, to
"expand" the visual graph. As shown in FIG. 7, each asset note may include an
icon indicating

CA 03169629 2022-07-29
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a type of node, a count of related nodes, and an identifier of an asset. Each
group node may
include a group name and a count of relates nodes.
[0080] These nodes may be interacted with in a variety of manners. For
example, selecting the
node 612 with the IPv4 address 192.168.10.5 may result in a details screen 700
of FIG. 8, in
which additional details of the node may be viewed, along with a subset of the
graph of FIG.
7, e.g., only immediately connected nodes, i.e., nodes 610 and 614, in a
window 712. The
screen 700 may also include a window 702 displaying particular asset detail, a
window 704,
displaying further asset details, a window 706 displaying a key score
identifying the asset, a
window 708 displaying a secondary score identifying the asset, a window 710
displaying
relevant history of the asset, and window 714 displaying related assets.
<Platform Applications>
[0081] Asset data and derived information (such as analytics or visual
representations) contained
within the described system, may be extended and used for a plurality of
purposes, leveraged
by secondary applications which are purpose built to leverage the system
described, e.g., to
provide additional security or visualization functionality. Such applications
may be installed
(enabled) and disabled, as modular "add-ons" into the system, and may be
contributed by a
community of developers (i.e., an app-store-like environment), e.g., third
party developers.
As shown in a high-level depiction in FIG. 9, a platform architecture 800 may
include a core
platform 802, asset data 804, and a data ingest and analytics of the system
806, a platform
application 808. Platform applications 808 can subscribe to and publish data
from/into the
core platform 802 in order to extend functionality of the system 100. Such an
application
installed into the system could include a Technology Transformation "app",
leveraging data
from the system, to inform an end-user how a technology migration (such as a
move to Cloud
computing) may be best approached, or identifying opportunities for technology
cost savings
through rationalization of technologies, described by the database system.
<Asset Utility>
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[0082] The system 100 can determine a likely utility type of a system asset.
Such utility types may
include, but are not limited to, technical utility (ex. Server, Workstation,
Mobile Device) and
business-level utility (e.g., a server involved in finance reporting; a web
server responsible for
a customer web application) etc.
[0083] In order to establish a likely asset utility type, the system performs
analysis of event data
and existing database edge relationships, derived from multiple sources
including, but not
limited to, user access events and behaviors, user identity directory data,
application-level
data, system and application access data, source code, asset and organization
information.
[0084] In FIG. 10, a graph 900 includes nodes 902, 904, 906, 908, 910, 912,
914, and 916, and
edges 950, 952, 954, 956 between nodes. The system asset 914 may run on a
cloud server
990. The user assets 904, 906, 908, and 910 have been found to authenticate to
the
organization node 902 to which those user assets belong and as the party
financially
responsible for the infrastructure the asset 916 was launched on are shown. No
single data
source provides the entire body of relationships required to ascribe the
utility type of an
asset. In this example, data from multiple connectors are used to build the
edges in the graph
that allows determination of the organization ultimately utilizing an asset.
From this graph
900, this system asset 916 is owned by the Finance organization 902 primarily
for running
financial software used by their users for business operations and reporting
purposes, i.e., an
edge 960 between node 902 and node 916, can be inferred with high confidence,
i.e., a
confidence level for this edge exceeds a predetermined level.
[0085] This analysis can also be utilized in the system and by end-users to
determine the
significance of, i.e., utility type of, a technology asset within a broader
technology
environment. Such observations may include the importance of the technology
asset,
established through secondary analysis methods such as observing the volume
and type of
users and organizations using a given system asset, or grouping of technology
assets. The
utility record is dynamic and can change over time as observable changes in
the technology
environment are captured. The utility observation can apply to a single or
group of assets in
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the system and score can be used for a multitude of end business purposes,
such as informing
IT upgrade/refresh decisions, IT consolidation and cost reduction activities
and digital
transformation decisions.
[0086] The descriptions of the various embodiments of the present invention
have been
presented for purposes of illustration, but are not intended to be exhaustive
or limited to the
embodiments disclosed. Many modifications and variations will be apparent to
those of
ordinary skill in the art without departing from the scope and spirit of the
described
embodiments. The terminology used herein was chosen to best explain the
principles of the
embodiments, the practical application or technical improvement over
technologies found in
the marketplace, or to enable others of ordinary skill in the art to
understand the
embodiments disclosed herein.
[0087] Obviously, numerous modifications and variations of the present
invention are possible
in light of the above teachings. It is therefore to be understood that within
the scope of the
appended claims, the invention may be practiced otherwise than as specifically
described.
18

Representative Drawing
A single figure which represents the drawing illustrating the invention.
Administrative Status

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Administrative Status

Title Date
Forecasted Issue Date Unavailable
(86) PCT Filing Date 2021-02-09
(87) PCT Publication Date 2021-08-12
(85) National Entry 2022-07-29

Abandonment History

There is no abandonment history.

Maintenance Fee

Last Payment of $100.00 was received on 2023-12-20


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Payment History

Fee Type Anniversary Year Due Date Amount Paid Paid Date
Application Fee 2022-07-29 $407.18 2022-07-29
Maintenance Fee - Application - New Act 2 2023-02-09 $100.00 2023-02-01
Maintenance Fee - Application - New Act 3 2024-02-09 $100.00 2023-12-20
Owners on Record

Note: Records showing the ownership history in alphabetical order.

Current Owners on Record
HUBBLE TECHNOLOGY INC.
Past Owners on Record
None
Past Owners that do not appear in the "Owners on Record" listing will appear in other documentation within the application.
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Abstract 2022-07-29 2 84
Claims 2022-07-29 6 158
Drawings 2022-07-29 8 362
Description 2022-07-29 18 741
Representative Drawing 2022-07-29 1 58
Patent Cooperation Treaty (PCT) 2022-07-29 3 117
Patent Cooperation Treaty (PCT) 2022-07-29 2 124
International Preliminary Report Received 2022-07-29 6 411
International Search Report 2022-07-29 1 51
National Entry Request 2022-07-29 6 237
PCT Correspondence 2022-09-13 5 237
Cover Page 2022-12-07 1 75
Maintenance Fee Payment 2023-02-01 1 33
Office Letter 2023-05-18 1 195